29. Collected Essays on Drama 1889–1900: “Die Zeche”, “Ein Ehrenhandel”, “Under Blonde Beasts”, “Dreams of Love”
29 Jan 1898, Tr. Automated Rudolf Steiner |
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The poet has a feeling that people become impatient when you bring up a matter and do not tell them everything they need to know if they want to understand it. When the curtain comes down after each of Fulda's two one-act plays, we have the feeling that we know everything we can ask for if the thing we are seeing is to make sense to us in a satisfactory way. |
29. Collected Essays on Drama 1889–1900: “Die Zeche”, “Ein Ehrenhandel”, “Under Blonde Beasts”, “Dreams of Love”
29 Jan 1898, Tr. Automated Rudolf Steiner |
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Comedy in one act by Max Dreyer These four one-act plays are performed at the Lessing Theatre in the following order: Zeche, Unter blonden Bestien, Ehrenhandel, Liebesträume. This gives the audience the opportunity to watch a certain play twice in a row. Fulda gives the impression of a self-contained picture. Everything you want to know is there. The poet has a feeling that people become impatient when you bring up a matter and do not tell them everything they need to know if they want to understand it. When the curtain comes down after each of Fulda's two one-act plays, we have the feeling that we know everything we can ask for if the thing we are seeing is to make sense to us in a satisfactory way. With Dreyer it is quite different. The curtain is lifted: we have a feeling of amazement. And we have not come out of it when the play is over. We have roughly the same feeling as if someone had shown us a small piece cut out of a larger picture. Even if we are now of the opinion that everything we see in the cut-out piece is excellent, we become impatient because we know that something belongs to it which we do not know. A one-act play by Dreyer looks like a scene from a larger drama, but not like a small work of art in its own right. In "Zeche", Fulda depicts a process that can take place in less than an hour. We have before us a nobleman who seeks healing for his organism, which has been run down by a somewhat lazy lifestyle, in a seaside resort. In this seaside resort he meets the woman to whom he swore love more than thirty years ago for that eternity which ends when the lover's relatives throw the seduced woman out of the house. The woman did not perish by chance. The fruit of the love she believed in, but which the nobleman was only playing with, has become a faithful son who replaces the mother with everything that life has robbed her of. And this son is the town's spa doctor, where the hero of our play wants to make himself fit to continue his easy life. So the man meets his own son and his son's mother. The moment takes control of him. He wants to marry the once seduced woman and acknowledge his son. He receives the right answer. The lives of three characters, played out in the events of half an hour as a repetition in miniature, appear before us. This is how a one-act play should be. Dreyer has a North German landowner appear before us, accompanying a violin virtuoso on the piano. The landowner's husband is out hunting. The virtuoso does not want this man to come home. He storms the woman with proposals of love. The woman demands that he repeat to her husband everything he has said to her in private. Otherwise she will tell him everything herself. The man comes - the virtuoso leaves. In order to be interested in such things, we would have to learn all sorts of things about the characters, which Dreyer withholds from us. We have before us a scene, but not a one-act play. When the curtain falls, we are basically as clever as before. It was not a particularly happy idea to have Fulda alternate with Dreyer. Because when you saw Dreyer, you always had to think back to Fulda, because you got proof, so to speak, through the counterpart of Fulda's artistic rounding off. In "Ehrenhandel", a councillor kisses the wife of a major at a ball and is surprised by the latter. A duel would be inevitable if it came down to reality. But that is not what matters. What matters is that the playwright replaces reality with a good idea in an extremely graceful manner. The councillor's wife simply allows herself to be kissed again by the major, with charming accompaniments that we prefer to preparations for a duel and the carrying in of a more or less slightly wounded man. Dreyer's "Love Dreams" are no less taxing on the senses of the reality fanatic. But they make up for it all the less with artistic wit. A somewhat clumsy daredevil asks for the hand of a landowner related to him, a robust woman who has gradually developed from an "elephant chick" into a rough agrarian with quite solid ideals. One of these ideals is a "fat sow", which she has brought to I don't know how many hundred hundredweight. She wants to "sleep on" her relative's marriage proposal a little longer. But the cousin fills the waiting time by kissing a little girl in the moonlight and a maid wherever he can find her. When the chosen landowner becomes aware of her bridegroom's polygamous tendencies even before she makes love, she whips him. He is like many a poodle. He doesn't even know why he's being beaten. Because the fat pig-breeding lady hits him without saying a word. And the beating is the end of the play. There is an exact relationship: the "trade of honor" relates to the "love dreams" like the lips of the beautiful majoress to the riding whip of the landowner's wife. The performance was quite good. Adolf Klein as the departed baron in the "Zeche" and Rosa Bertens as the former mistress brought out the charms of this play just as Schönfeld as the government councillor brought out those of the "Ehrenhandel". Ferdinand Bonn as the violin virtuoso and Elise Sauer as the landowner (both in "Unter blonden Bestien" and in the "Liebesträume") could not turn stones, which are not flints, into fires of wit. |
4. The Philosophy of Spiritual Activity (1963): Thinking in the Service of Understanding the World
Tr. Rita Stebbing Rudolf Steiner |
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In thinking we have a principle which exists by means of itself. From this principle let us attempt to understand the world. Thinking we can understand through itself. So the question is only whether we can also understand other things through it. |
However, the philosopher is not concerned with the creation of the world, but with the understanding of it. Therefore he has to find the starting point, not for the creation, but for the understanding of the world. |
There is no denying: Before anything else can be understood, thinking must be understood. To deny this is to fail to realize that man is not a first link in creation, but the last. |
4. The Philosophy of Spiritual Activity (1963): Thinking in the Service of Understanding the World
Tr. Rita Stebbing Rudolf Steiner |
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[ 1 ] When I see how a billiard ball, when struck, communicates its motion to another ball, I remain entirely without influence on the course of this event which I observe. The direction and velocity of the second ball is determined by the direction and velocity of the first. As long as I do no more than observe, I cannot say anything about the motion of the second ball until it actually moves. The situation alters if I begin to reflect on the content of my observation. The purpose of my reflection is to form concepts of the event. I bring the concept of an elastic ball into connection with certain other concepts of mechanics, and take into consideration the special circumstances prevailing in this particular instance. In other words, to the action taking place without my doing, I try to add a second action which unfolds in the conceptual sphere. The latter is dependent on me. This is shown by the fact that I could rest content with the observation and forgo all search for concepts if I had no need of them. If, however, this need is present, then I am not satisfied until I have brought the concepts ball, elasticity, motion, impact, velocity, etc., into a certain connection, to which the observed process is related in a definite way. As certain as it is that the event takes place independently of me, so certain is it also that the conceptual process cannot take place without my doing it. [ 2 ] We shall consider later whether this activity of mine is really a product of my own independent being or whether the modern physiologists are right who say that we cannot think as we will, but that we must think exactly as the thoughts and thought-connections present in our consciousness determine.17 For the time being we wish merely to establish the fact that we constantly feel compelled to seek for concepts and connections of concepts standing in a certain relation to objects and events given independently of us. Whether this activity is really ours, or whether we accomplish it according to an unalterable necessity, we shall leave aside for the moment. That at first sight it appears to be our activity is beyond doubt. We know with absolute certainty that we are not given the concepts together with the objects. That I myself am the doer may be illusion, but to immediate observation this certainly appears to be the case. The question here is: What do we gain by finding a conceptual counterpart to an event? [ 3 ] There is a profound difference between the ways in which, for me, the parts of an event are related to one another before and after the discovery of the corresponding concepts. Mere observation can follow the parts of a given event as they occur, but their connection remains obscure without the help of concepts. I see the first billiard ball move toward the second in a certain direction and with a definite velocity. I must wait for what will happen after the impact, and again I can follow what happens only with my eyes. Let us assume that at the moment the impact occurs someone obstructs my view of the field where the event takes place: then—as mere onlooker—I have no knowledge of what happens afterward. The situation is different if before my view was obstructed I had discovered the concepts corresponding to the nexus of events. In that case I can estimate what occurs, even when I am no longer able to observe. An object or event which has only been observed does not of itself reveal anything about its connection with other objects or events. This connection comes to light only when observation combines with thinking. [ 4 ] Observation and thinking are the two points of departure for all spiritual striving of man insofar as he is conscious of such striving. What is accomplished by ordinary human reason as well as by the most complicated scientific investigations rests on these two fundamental pillars of our spirit. Philosophers have started from various primary antitheses: idea and reality, subject and object, appearance and thing-in-itself, ego and non-ego, idea and will, concept and matter, force and substance, the conscious and the unconscious. It is easy to show, however, that all these antitheses must be preceded by that of observation and thinking, as the one the most important for man. [ 5 ] Whatever principle we wish to advance, we must prove that somewhere we have observed it, or express it in the form of a clear thought which can be re-thought by others. Every philosopher who begins to speak about his fundamental principles must make use of the conceptual form, and thereby makes use of thinking. He therefore indirectly admits that for his activity he presupposes thinking. Whether thinking or something else is the main element in the evolution of the world, we shall not decide as yet. But that without thinking the philosopher can gain no knowledge of the evolution of the world, is immediately clear. Thinking may play a minor part in the coming into being of world phenomena, but thinking certainly plays a major part in the coming into being of a view about them. [ 6 ] As regards observation, it is due to our organization that we need it. For us, our thinking about a horse and the object horse are two separate things. But we have access to the object only through observation. As little as we can form a concept of a horse by merely staring at it, just as little are we able to produce a corresponding object by mere thinking. [ 7 ] In sequence of time, observation even precedes thinking. For even thinking we learn to know first by means of observation. It was essentially a description of an observation when, at the opening of this chapter, we gave an account of how thinking is kindled by an event and of how it goes beyond what is given without its activity. Whatever enters the circle of our experiences we first become aware of through observation. The contents of sensation, of perception, of contemplation, of feelings, of acts of will, of the pictures of dreams and fantasy, of representations, of concepts and ideas, of all illusions and hallucinations are given us through observation. [ 8 ] However, as object of observation, thinking differs essentially from all other objects. The observation of a table or a tree occurs in me as soon as these objects appear within the range of my experience. But my thinking that goes on about these things, I do not observe at the same time. I observe the table; the thinking about the table I carry out, but I do not observe it at the same moment. I would first have to transport myself to a place outside my own activity if, besides observing the table, I wanted also to observe my thinking about the table. Whereas observation of things and events, and thinking about them, are but ordinary occurrences filling daily life, the observation of thinking itself is a sort of exceptional situation. This fact must be taken into account sufficiently when we come to determine the relation of thinking to all other contents of observation. It is essential to be clear about the fact that when thinking is observed the same procedure is applied to it as the one we normally apply to the rest of the world-content, only in ordinary life we do not apply it to thinking. [ 9 ] Someone might object that what I have said here about thinking also holds good for feeling and for all other soul activities. When, for example, we feel pleasure, the feeling is also kindled by an object, and it is this object I observe, and not the feeling of pleasure. This objection, however, is based upon an error. Pleasure does not have at all the same relationship to its object has has the concept which thinking builds up. I am absolutely conscious of the fact that the concept of a thing is built up by my activity, whereas pleasure is produced in me by an object in the same way as, for instance, a change is caused in an object by a stone which falls upon it. For observation, a pleasure is given in exactly the same way as that is given which causes it. The same is not true of concepts. I can ask: Why does a particular event arouse in me a feeling of pleasure? But it is never possible to ask: Why does an event produce in me a certain number of concepts? That simply has no sense. When I reflect about an event there is no question of an effect on me. I learn nothing about myself by knowing the concepts which correspond to the change observed in a pane of glass when a stone is thrown against it. But I very definitely do learn something about my personality when I know the feeling which a certain event arouses in me. When I say of an observed object: This is a rose, I say absolutely nothing about myself; but when I say of the same thing: It gives me a feeling of pleasure, I characterize not only the rose but also myself in my relation to the rose. [ 10 ] There can, therefore, be no question of comparing thinking and feeling as objects of observation. And the same could easily be shown concerning other activities of the human soul. Unlike thinking, they belong in the same sphere as other observed objects and events. It is characteristic of the nature of thinking that it is an activity directed solely upon the observed object and not upon the thinking personality. This can already be seen from the way we express our thoughts, as distinct from the way we express our feelings or acts of will in relation to objects. When I see an object and recognize it as a table, generally I would not say: I am thinking of a table, but: This is a table. But I would say: I am pleased with the table. In the first instance I am not at all interested in pointing out that I have entered into any relationship with the table, whereas in the second it is just this relationship that matters. In saying: I am thinking of a table, I already enter the exceptional situation characterized above, where something is made an object of observation which is always contained within our soul's activity, only normally it is not made an object of observation. [ 11 ] It is characteristic of thinking that the thinker forgets thinking while doing it. What occupies him is not thinking, but the object of thinking which he observes. [ 12 ] The first thing then, that we observe about thinking is that it is the unobserved element in our ordinary life of thought. [ 13 ] The reason we do not observe thinking in our daily life of thought is because it depends upon our own activity. What I myself do not bring about, enters my field of observation as something objective. I find myself confronted by it as by something that has come about independently of me; it comes to meet me; I must take it as the presupposition of my thinking process. While I reflect on the object, I am occupied with it, my attention is turned to it. This activity is, in fact, thinking contemplation. My attention is directed not to my activity but to the object of this activity. In other words: while I think, I do not look at my thinking which I produce, but at the object of thinking which I do not produce. [ 14 ] I am even in the same position when I let the exceptional situation come about and think about my own thinking. I can never observe my present thinking, but only afterward can I make into an object of thinking the experience I have had of my thinking-process. If I wanted to observe my present thinking, I would have to split myself into two persons: one to do the thinking, the other to observe this thinking. This I cannot do. I can only accomplish it in two separate acts. The thinking to be observed is never the one actually being produced, but another one. Whether for this purpose I observe my own earlier thinking, or follow the thinking process of another person, or else, as in the above example of the movements of the billiard balls, presuppose an imaginary thinking process, makes no difference. [ 15 ] Two things that do not go together are actively producing something and confronting this in contemplation. This is already shown in the First Book of Moses. The latter represents God as creating the world in the first six days, and only when the world is there is the possibility of contemplating it also present: “And God saw everything that he had made and, behold, it was very good.” So it is also with our thinking. It must first be present before we can observe it. [ 16 ] The reason it is impossible for us to observe thinking when it is actually taking place, is also the reason it is possible for us to know it more directly and more intimately than any other process in the world. It is just because we ourselves bring it forth that we know the characteristic features of its course, the manner in which the process takes place. What in the other spheres of observation can be found only indirectly: the relevant context and the connection between the individual objects—in the case of thinking is known to us in an absolutely direct way. Off-hand, I do not know why, for my observation, thunder follows lightning, but from the content of the two concepts I know immediately why my thinking connects the concept of thunder with the concept of lightning. Naturally here it does not matter whether I have correct concepts of thunder and lightning. The connection between those concepts I have is clear to me, and indeed this is the case through the concepts themselves. [ 17 ] This transparent clarity of the process of thinking is quite independent of our knowledge of the physiological basis of thinking. I speak here of thinking insofar as it presents itself to observation of our spiritual activity. How one material process in my brain causes or influences another while I carry out a line of thought, does not come into consideration at all. What I see when I observe thinking is not what process in my brain connects the concept of lightning with the concept of thunder, but I see what motivates me to bring the two concepts into a particular relationship. My observation of thinking shows me that there is nothing that directs me in my connecting one thought with another, except the content of my thoughts; I am not directed by the material processes in my brain. In a less materialistic age than ours this remark would of course be entirely superfluous. Today however, when there are people who believe: When we know what matter is, we shall also know how matter thinks,—it has to be said that it is possible to speak about thinking without entering the domain of brain physiology at the same time. Today many people find it difficult to grasp the concept of thinking in its purity. Anyone who wants to contrast the representation of thinking I have here developed, with Cabanis 18 statement, “The brain secretes thoughts as the liver does gall or the spittle-glands spittle, etc.,” simply does not know what I am talking about. He tries to find thinking by means of a mere process of observation such as we apply to other objects that make up the content of the world. He cannot find it in this manner because as I have shown, it eludes normal observation. Whoever cannot overcome materialism lacks the ability to bring about in himself the exceptional situation described above, which brings to his consciousness what remains unconscious in all other spiritual activities. If a person does not have the good will to place himself in this situation, then one can no more speak to him about thinking than one can speak about color to a person who is blind. However, he must not believe that we consider physiological processes to be thinking. He cannot explain thinking because he simply does not see it. [ 18 ] However, one possessing the ability to observe thinking,—and with goodwill every normally organized person has this ability,—this observation is the most important he can make. For he observes something which he himself brings to existence; he finds himself confronted not by a foreign object, to begin with, but by his own activity. He knows how what he observes comes to be. He sees through the connections and relations. A firm point is attained from which, with well-founded hope, one can seek for the explanation of the rest of the world's phenomena. [ 19 ] The feeling of possessing such a firm point caused the founder of modern philosophy, Renatus Cartesius,19 to base the whole of human knowledge on the principle, I think, therefore I am. All other things, all other events are present independent of me. Whether they are there as truth or illusion or dream I know not. Only one thing do I know with absolute certainty, for I myself bring it to its sure existence: my thinking. Perhaps it also has some other origin as well, perhaps it comes from God or from elsewhere, but that it is present in the sense that I myself bring it forth, of that I am certain. Cartesius had, to begin with, no justification for giving his statement any other meaning. He could maintain only that within the whole world content it is in my thinking that I grasp myself within that activity which is most essentially my own. What is meant by the attached therefore I am, has been much debated. It can have a meaning in one sense only. The simplest assertion I can make about something is that it is, that it exists. How this existence can be further defined I cannot say straight away about anything that comes to meet me. Each thing must first be studied in its relation to others before it can be determined in what sense it can be said to exist. An event that comes to meet me may be a set of perceptions, but it could also be a dream, a hallucination, and so forth. In short, I am unable to say in what sense it exists. I cannot gather this from the event in itself, but I shall learn it when I consider the event in its relation to other things. From this, however, I can, again, learn no more than how it is related to these other things. My search only reaches solid ground if I find an object which exists in a sense which I can derive from the object itself. As thinker I am such an object, for I give my existence the definite, self-dependent content of the activity of thinking. Having reached this, I can go on from here and ask: Do the other objects exist in the same or in some other sense? [ 20 ] When thinking is made the object of observation, to the rest of the elements to be observed is added something which usually escapes attention; but the manner in which the other things are approached by man is not altered. One increases the number of observed objects, but not the number of methods of observation. While we are observing the other things, there mingles in the universal process—in which I now include observation—one process which is overlooked. Something different from all other processes is present, but is not noticed. But when I observe my thinking, no such unnoticed element is present. For what now hovers in the background is, again, nothing but thinking. The observed object is qualitatively the same as the activity directed upon it. And that is another characteristic feature of thinking. When we observe it, we do not find ourselves compelled to do so with the help of something qualitatively different, but can remain within the same element. [ 21 ] When I weave an object, given independently of me, into my thinking, then I go beyond my observation, and the question is: Have I any right to do so? Why do I not simply let the object act upon me? In what way is it possible that my thinking could be related to the object? These are questions which everyone who reflects on his own thought processes must put to himself. They cease to exist when one thinks about thinking. We do not add anything foreign to thinking, and consequently do not have to justify such an addition. [ 22 ] Schelling 20 says: “To gain knowledge of nature means to create nature.” If these words of the bold nature-philosopher are taken literally, we should have to renounce forever all knowledge of nature. For after all, nature is there already, and in order to create it a second time, one must know the principles according to which it originated. From the nature already in existence one would have to learn the conditions of its existence in order to apply them to the nature one wanted to create. But this learning, which would have to precede the creating, would, however, be knowing nature, and would remain this even if, after the learning, no creation took place. Only a nature not yet in existence could be created without knowing it beforehand. [ 23 ] What is impossible with regard to nature: creating before knowing, we achieve in the case of thinking. If we wanted to wait and not think until we had first learned to know thinking, then we would never think at all. We have to plunge straight into thinking in order to be able, afterward, to know thinking by observing what we ourselves have done. We ourselves first create an object when we observe thinking. All other objects have been created without our help. [ 24 ] Against my sentence, We must think before we can contemplate thinking, someone might easily set another sentence as being equally valid: We cannot wait with digesting, either, until we have observed the process of digestion. This objection would be similar to the one made by Pascal 21 against Cartesius, when he maintained that one could also say: I go for a walk, therefore I am. Certainly I must resolutely get on with digesting before I have studied the physiological process of digestion. But this could only be compared with the contemplation of thinking if, after having digested, I were not to contemplate it with thinking, but were to eat and digest it. It is, after all, not without significance that whereas digestion cannot become the object of digestion, thinking can very well become the object of thinking. [ 25 ] This, then, is beyond doubt: In thinking we are grasping a corner of the universal process, where our presence is required if anything is to come about. And, after all, this is just the point. The reason things are so enigmatical to me is that I do not participate in their creation. I simply find them there, whereas in the case of thinking I know how it is made. This is why a more basic starting point than thinking, from which to consider all else in the world, does not exist. [ 26 ] Here I should mention another widely current error which prevails with regard to thinking. It consists in this, that it is said: Thinking, as it is in itself, we never encounter. That thinking which connects the observations we make of our experiences and weaves them into a network of concepts, is not at all the same as that thinking which later we extract from the objects we have observed and then make the object of our consideration. What we first unconsciously weave into things is something quite different from what we consciously extract from them afterward. [ 27 ] To draw such conclusions is not to see that in this way it is impossible to escape from thinking. It is absolutely impossible to come out of thinking if one wants to consider it. When one distinguishes an unconscious thinking from a later conscious thinking, then one must not forget that this distinction is quite external and has nothing to do with thinking as such. I do not in the least alter a thing by considering it with my thinking. I can well imagine that a being with quite differently organized sense organs and with a differently functioning intelligence would have a quite different representation of a horse from mine, but I cannot imagine that my own thinking becomes something different because I observe it. What I observe is what I myself bring about. What my thinking looks like to an intelligence different from mine is not what we are speaking about now; we are speaking about what it looks like to me. In any case, the picture of my thinking in another intelligence cannot be truer than my own picture of it. Only if I were not myself the thinking being, but thinking confronted me as the activity of a being foreign to me, could I say that my picture of thinking appeared in quite a definite way, and that I could not know what in itself the thinking of the being was like. [ 28 ] So far there is not the slightest reason to view my own thinking from a standpoint different from the one applied to other things. After all, I consider the rest of the world by means of thinking. How should I make of my thinking an exception? [ 29 ] With this I consider that I have sufficiently justified making thinking my starting point in my approach to an understanding of the world. When Archimedes 22 had discovered the lever, he thought that with its help he could lift the whole cosmos from its hinges if only he could find a point upon which he could support his instrument. He needed something that was supported by itself, that was not carried by anything else. In thinking we have a principle which exists by means of itself. From this principle let us attempt to understand the world. Thinking we can understand through itself. So the question is only whether we can also understand other things through it. [ 30 ] I have so far spoken of thinking without considering its vehicle, man's consciousness. Most present-day philosophers would object: Before there can be thinking, there must be consciousness. Therefore, one should begin, not from thinking, but from consciousness. No thinking can exist without consciousness. To them I must reply: If I want to have an explanation of what relation exists between thinking and consciousness, I must think about it. In doing so I presuppose thinking. To this could be said: When the philosopher wants to understand consciousness he makes use of thinking, and to that extent presupposes it, but in the ordinary course of life thinking does arise within consciousness and, therefore, presupposes this. If this answer were given to the World Creator who wished to create thinking, it would no doubt be justified. One naturally cannot let thinking arise without first having brought about consciousness. However, the philosopher is not concerned with the creation of the world, but with the understanding of it. Therefore he has to find the starting point, not for the creation, but for the understanding of the world. I consider it most extraordinary that a philosopher should be reproached for being concerned first and foremost about the correctness of his principles, rather than turning straight to the objects he wants to understand. The World Creator had to know, above all, how to find a vehicle for thinking; the philosopher has to find a secure foundation for his understanding of what already exists. How can it help us to start from consciousness and apply thinking to it, if first we do not know whether it is possible to reach any explanation of things by means of thinking? [ 31 ] We must first consider thinking quite impartially, without reference to a thinking subject or a thought object. For in subject and object we already have concepts formed by thinking. There is no denying: Before anything else can be understood, thinking must be understood. To deny this is to fail to realize that man is not a first link in creation, but the last. Therefore, for an explanation of the world by means of concepts, one cannot start from the first elements of existence, but must begin with what is nearest to us and is most intimately ours. We cannot at one bound transport ourselves to the beginning of the world, in order to begin our investigations there; we must start from the present moment and see whether we cannot ascend from the later to the earlier. As long as geology spoke in terms of assumed revolutions in order to explain the present condition of the earth, it groped in darkness. It was only when it made its beginnings from the investigations of those processes at present at work on the earth, and from these drew conclusions about the past, that it gained a secure foundation. As long as philosophy assumes all sorts of principles such as atom, motion, matter, will, the unconscious, it will get nowhere. Only when the philosopher recognizes as his absolute first that which came as the absolute last, can he reach his goal. But this absolute last in world evolution is Thinking. [ 32 ] There are people who say: Whether or not our thinking is right in itself cannot be established with certainty, after all. And to this extent the point of departure is still a doubtful one. It would be just as sensible to raise doubts as to whether in itself a tree is right or wrong. Thinking is a fact, and to speak of the rightness or wrongness of a fact has no sense. At most, I can have doubts as to whether thinking is being rightly applied, just as I can doubt whether a certain tree supplies a wood suitable for making tools for a particular purpose. To show to what extent the application of thinking to the world is right or wrong, is just the task of this book. I can understand anyone doubting whether we can ascertain anything about the world by means of thinking, but it is incomprehensible to me how anyone can doubt the rightness of thinking in itself. Addition to the Revised Edition (1918): [ 33 ] In the preceding discussion, the significant difference between thinking and all other activities of the soul has been referred to as a fact which reveals itself to a really unprejudiced observation. Unless this unprejudiced observation is achieved, against this discussion one is tempted to raise objections such as these: When I think about a rose, then, after all, this also is only an expression of a relation of my “I” to the rose, just as when I feel the beauty of the rose. In the case of thinking, a relation between “I” and object exists in the same way as in the case of feeling or perceiving. To make this objection is to fail to realize that it is only in the activity of thinking that the “I” knows itself to be completely at one with that which is active-going into all the ramifications of the activity. In the case of no other soul activity is this completely so. When, for example, a pleasure is felt, a more sensitive observation can quite easily detect to what extent the “I” knows itself to be one with something active, and to what extent there is something passive in it so that the pleasure merely happens to the “I.” And this is the case with the other soul activities. But one should not confuse “having thought-images” with the working through of thought by means of thinking. Thought-images can arise in the soul in the same way as dreams or vague intimations. This is not thinking.—To this could be said: If this is what is meant by thinking, then the element of will is within thinking, and so we have to do not merely with thinking, but also with the will within thinking. However, this would only justify one in saying: Real thinking must always be willed. But this has nothing to do with the characterization of thinking as given in this discussion. The nature of thinking may be such that it must necessarily always be willed; the point is that everything that is willed is—while being willed—surveyed by the “I” as an activity entirely its own. Indeed it must be said that just because this is the nature of thinking, it appears to the observer as willed through and through. Anyone who really takes the trouble to understand all that has to be considered in order to reach a judgment about thinking, cannot fail to recognize that this soul activity does have the unique character we have described here. [ 34 ] A personality highly appreciated as a thinker by the author of this book, has objected that it is impossible to speak about thinking as is done here, because what one believes one is observing as active thinking only appears to be so. In reality one is observing only the results of an unconscious activity, which is the foundation of thinking. Only because this unconscious activity is not observed does the illusion arise that the observed thinking exists through itself, just as when in an illumination made by a rapid succession of electric sparks one believes one is seeing a continuous movement. This objection, too, rests on an inaccurate examination of the facts. To make it means that one has not taken into consideration that it is the “I” itself, standing within thinking, that observes its own activity. The “I” would have to stand outside thinking to be deluded as in the case of an illumination with a rapid succession of electric sparks. Indeed one could say: To make such a comparison is to deceive oneself forcibly, like someone who, seeing a moving light, insisted that it was being freshly lit by an unknown hand at every point where it appeared.—No, whoever wants to see in thinking anything other than a surveyable activity brought about within the “I,” must first make himself blind to the plain facts that are there for the seeing, in order to be able to set up a hypothetical activity as the basis of thinking. He who does not so blind himself cannot fail to recognize that everything he “thinks into” thinking in this manner takes him away from the essence of thinking. Unprejudiced observation shows that nothing belongs to thinking's own nature that is not found in thinking itself. If one leaves the realm of thinking, one cannot come to what causes it.
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45. Anthroposophy, A Fragment (2024): The World that Underlies the Senses
Tr. Automated Rudolf Steiner |
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One need only think of how eyes do not develop in beings that live in the dark; or how, in beings that have developed eyes under the influence of light, these eyes atrophy when their bearers exchange their stay in the light for one in the dark. |
One must distinguish between a world as it is given to man through the senses and one that underlies it. Is it impossible to say anything about this latter world through mere reflection? We can say something if we consider the following. |
45. Anthroposophy, A Fragment (2024): The World that Underlies the Senses
Tr. Automated Rudolf Steiner |
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The basis for the further life of the soul is given in the sensory perceptions. Based on the sensations of the first three senses, as well as those of smells, tastes, colors, sounds, etc., the ideas arise from the interaction of the human being with the outside world, through which what is given from the outside is reflected in the soul. The judgments arise through which the human being orients himself within this outside world. Experiences of sympathy or antipathy arise, in which the emotional life is formed; desires, longings and will develop. If one wants to have a characteristic for this inner life of the human soul, one must focus one's attention on how it is held together and, as it were, permeated by what one calls one's own “I”. A sensory perception becomes a soul experience when it is taken up from the realm of the senses into the realm of the “I”. One can gain a justified idea of this fact by making the following simple consideration. For example, one perceives the warmth of a certain object. As long as one touches the object, there is an interrelationship between the “I” and the external world. In this interrelationship, the idea of the temperature of the object in question is formed in the “I”. When you remove your hand from the object, the idea remains in the “I”. This idea now forms something essential within the soul life. It should not be neglected to note that the idea is that which detaches itself from the sensory experience and lives on in the soul. Within certain limits, a person can now call the experiences that he has with the help of the senses, and which then continue in the soul, his world. But anyone who now reflects on how this world enters his realm will be forced to assume a different existence for this world. For how can this world only be an experience of the soul; how can man know anything about it? Only through having senses. Before the world can present itself to man as a sensory perception, these senses themselves must first be born out of it. For man the world would be soundless if he had no sense of hearing, and cold if he had no sense of warmth. But just as this is true, so is the other: in a world in which there were no sounds, no sense of hearing could arise; in a cold world no sense of warmth could develop. One need only think of how eyes do not develop in beings that live in the dark; or how, in beings that have developed eyes under the influence of light, these eyes atrophy when their bearers exchange their stay in the light for one in the dark. One need only think this through with complete clarity to realize that the world given to man through his senses, and on which he builds his soul life, must be based on another world, which makes this sensory world possible only by allowing the senses to arise out of itself. And this world cannot fall within the realm of the sensory, since it must precede it entirely. Thus, contemplation is opened up to a world that lies beyond the sensory world, which cannot itself be perceived by the senses, but from which the sensory world arises as if from an ocean of existence that lies beyond it. The sense of warmth perceives warmth; behind it lies something that has formed the sense of warmth. The eye perceives through light; behind it lies something that forms the eye. One must distinguish between a world as it is given to man through the senses and one that underlies it. Is it impossible to say anything about this latter world through mere reflection? We can say something if we consider the following. Through the interrelationship between man and the external world, as mediated by sense perception, the world of perception, feeling and desire arises within man. In the same way, one can think about the relationship between the assumed other world and man. Through them, the organs of sensory perception arise in him. In everything that can be experienced in the sensory world, the human being is there with his “I”, in which the soul world is built up on the basis of sensory experiences. The construction of the sensory organs, which necessarily precedes all sensory perception, must take place in a realm of reality into which no sensory perception can penetrate. (There is hardly any need to consider the objection that might briefly occur to someone that a person could observe the structure of the sense organs in another being. After all, what he can perceive there, he perceives through the senses. One can indeed observe how a hammer is made without using a hammer; but one cannot observe with the senses how a sense organ is formed without using one.) It is entirely justified to speak of the sense organs as having to be built from a world that is itself supersensible. And the essence of sense perceptions as described here provides food for thought for saying more about this world. Since the sense organs ultimately appear to be the result of the activity of this world, it can be said that this activity is a manifold one. It acts on man from as many sides as there are sense organs. The currents of this world pour into the wells that lie in the sense organs, so that man can draw from these wells for his soul life. And because that which is drawn from these wells ultimately comes together in the 'I', it must, although it comes from different sides, originally flow from a single source. In the 'I', the various sensory perceptions come together in unity. In this unity, they present themselves as belonging together. What strikes the soul in sensory perception is such that the inner life of the ego can be detached from it. From this it can be seen that behind the sensory world, in a supersensible one, there are as many sources of activity as there are sensory organs. These sources of activity reveal themselves through their effect, which consists in the structure of the sensory organs. The range of these sources of activity thus includes a number of these sources that is equal to the number of sense organs. And one can say that the outermost limits of this range may be assumed to be the “I” on the one hand and the “sense of touch” on the other, although the sense of touch, like the “I”, may not be counted as part of the actual sensory life. What once belonged to the “I” has detached itself from sensory perception, and so, because it is a completely inner experience, can no longer be counted among the latter. But it belongs to the essential nature of every sensory perception that it can become an “I” experience. To do so, every sense organ must be predisposed from the supersensible world to provide something that can become an “I” experience. And the sense of touch, in a sense, provides experiences of the opposite kind. What it reveals about an object presents itself as something that lies entirely outside of the human being. Thus, the human being as a whole must be constructed out of the supersensible world in such a way that, on the basis of tactile experiences, he confronts a world outside of himself. If we survey the life of the human soul as it develops out of sense experiences, the sense organs appear as fixed points, as if in a circumference; and the “I” appears as the movable element, which, by passing through this circumference in various ways, gains the experiences of the soul. The whole structure of the human organism, insofar as it is expressed in the sense organs, points to its causes in the supersensible world. There are as many sense areas as there are such causes; and within the realm of these causes, there is a unified supersensible principle, which becomes apparent in the organization towards the unity of the I. A further consideration shows that the supersensible activity revealed in the structure of the sense organs works in different ways. In the three spheres of the sense of life, the sense of self-movement and the sense of equilibrium, the activity starts from within the human body and manifests itself within the limits of the skin. This kind of activity is also present in the senses of smell, taste, sight, warmth and hearing; but it is joined by another, which must be said to proceed from the outside inward. The organ of hearing, for example, is a member of the human organism. Within this organism, the forces must be at work that shape this organ in accordance with the nature of the body as a whole. From the outside, however, the hidden supersensible forces in the world of sound must come together, forming this organ in such a way that it is receptive to sound. In the case of the five sense organs mentioned, an encounter of forces is thus indicated on the surface of the human body, as it were: forces act in the direction from the inside of the body outwards and shape the individual sense organs according to the nature of the whole organism; the forces that meet them come from the outside inwards and shape the organs in such a way that they adapt to the various manifestations of the external world. In the case of the senses of life, self-movement and equilibrium, only one of these two directions, the one striving from the inside outwards, is present. It further follows that in the case of the senses of speech and of concepts, the direction from the inside outwards does not apply, and that these senses are built into the human being from the outside in. For these senses, therefore, the supersensible activity as characterized reveals itself in such a way that it already approaches the inner life of the soul in terms of its formation. Insofar as we must also see the 'I' predisposed in the above-characterized way in the supersensible forces that build up the senses, we can say that in the 'I' these forces betray their own nature most of all. Only that this essential nature is, as it were, concentrated in a point in the 'I'. If we observe the 'I', we find in it a nature that is spread out in the most abundant profusion in a supersensible world and reveals itself out of this only in its effects, in the building of the senses. In this respect, too, the sense of touch presents itself as the opposite of the 'I'. In the sense of touch, that part of the supersensible world (or, if you will, the extra-sensible world) is revealed that cannot become an inner experience of the human being, but is accessed through corresponding inner experiences. Anthropology describes the sense organs as sensory phenomena. It is consistent with the above findings that it does not yet designate special organs for the senses of life, self-movement and balance. The forces acting from the inside out shape the human being as a general sense organism that experiences and maintains itself. The organs of these three sense areas spread out, as it were, in the general physicality. It is only with the sense of balance that anthropology points to the three semicircular canals as a hint of a special sensory organ, because it is with this sense that the human being enters into an elementary relationship with the outside world, namely with the spatial directions. For the five intermediate senses there are separate organs, which readily show that the abilities characterized, from outside inward and from inside outward, interact in a variety of ways in their formation. (Even if there are still some doubts for anthropology regarding the external sense organ for warmth, these doubts will be resolved as science advances.) External organs for the sense of sound and the sense of conception cannot be described in the same way as for the other senses because these organs are already located where physical life internalizes itself in the soul. But the organ of touch will present itself to science more and more clearly as what it must be in the sense of the above considerations. It must work in such a way that the human being withdraws into himself in the touched objects, so to speak, shutting himself off from the areas of this sense in inner bodily experiences. We must therefore recognize in the structures spread over the entire surface of the body, which are regarded as organs of touch, something that essentially has to do with the body's surface withdrawing from the external world that is touched. The organs of touch are therefore actually formative for the interior of the human body; they give the body the form through which it withdraws from the external world that touches it from all sides. (In those places where the organs of touch show a greater sensitivity, the human being relates to the outside world differently than in those places of lesser sensitivity. He pushes himself more or less, as it were, against the outside world in one case or the other. From this it can be seen that the shape of the body is, in a certain respect, a result of the nature of the organs of touch at the various points on the surface of the body.) |
45. Anthroposophy, A Fragment (2024): The World Underlying the Sense Organs
Tr. Automated Rudolf Steiner |
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When a concept is perceived, the concepts acquired in the person's previous life prove to be what absorbs the new concept. A person proves to be understanding of a concept that approaches him to the extent that he has previously absorbed this or that concept. In the understanding of a concept, there is therefore an opening of the person to the outside and a sinking of what has been absorbed into the structure of the already existing concept organism. |
Not the visual experience, but the inner nature of light that underlies the visual experience, arouses a warmth that lives in the organ-forming power of the visual sense in the same way that the substance lives in the interaction with the sense of taste in the taste experience. |
45. Anthroposophy, A Fragment (2024): The World Underlying the Sense Organs
Tr. Automated Rudolf Steiner |
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In order to characterize the astral human being, it was necessary to point out the trinity of image-sensation, desire and impulse of movement. The “I-human being”, insofar as he is directly experienced in his sensory processes, shows himself as a unity. All sensory experiences are only, as the preceding considerations show, differently modified or graded I-experiences. In the experience of the I itself, the human being is in direct relationship with the supersensible world. The other I-experiences are mediated to him through organs. And through the organs, the I-experiences reveal themselves in the diversity of the sense fields. Now, with two organs, the sense of concept and the sense of sound, one can easily follow the development of the sense ability to a certain degree. When a concept is perceived, the concepts acquired in the person's previous life prove to be what absorbs the new concept. A person proves to be understanding of a concept that approaches him to the extent that he has previously absorbed this or that concept. In the understanding of a concept, there is therefore an opening of the person to the outside and a sinking of what has been absorbed into the structure of the already existing concept organism. The life that unfolds there blossoms outwards and takes root in the conceptual organism. A similar thing happens for the sense of sound. A person is receptive to a new sound meaning to the extent that he has already acquired other sound meanings. The human being really carries a conceptual and a sound organism within him. Both must be present before the I-experiences can take place through conceptual and sound organisms. The I-human being cannot bring about the creation of this sound and conceptual organism through forces that lie in the sense life. And a third thing is necessary. The I unfolds its experiencing in all directions, as it were; it cannot experience itself in this experiencing. It must confront its own experiencing with something that is itself an experience of the self. It confronts itself as a sensation. We see, then, that the sense of 'I', the experiences of the sense of concept and the sense of sound, are brought to the 'I' by three organisms. We can count the 'I' organism as a fourth. If we keep to the image chosen above, we can say that the experience of the I unfolds on all sides; it is rooted on one side in a supersensible world that is like itself and strives into the conceptual and phonetic organisms in such a way that its own experience grows towards it, as if it were bringing the I-organism, the conceptual and phonetic organisms to full bloom, like a flower. If we imagine the human being as a being of the sensory world, as the direction characterized is incorporated in it, we must think of the contrast between above and below. “From top to bottom” is a direction in which we can imagine the development of I-experience; from “bottom to top” this development is opposed by the I-organism, towards which the I-experiences grow. Just as the leaves attach to the leaf stalk of a plant, unfolding from bottom to top, so the structures of the conceptual and phonetic organisms attach to the ego organism from top to bottom. If we now say, as is justified from the above, that the original ego experience unfolds out of a supersensible world, then we can assume that for the formation of the ego, conceptual and phonetic organisms, their coming into being, forces are at work which possess the same material as is present in the I-experience. However, they build this material into forms that must already be there when the I-experience is perceived by the senses. It is therefore self-evident that human ego-experience is one that flows from a supersensible world, but can only be perceived when it takes root in an organism that is a structure of ego, concept and sound. We can also say that it is an organism that unfolds its sense organs in these three. To this we can add the description of the astral body given above. The image-feeling, desire and impulse to move of the astral human being point to its essence. It is easy to see that there is an image-feeling in the ego organism that is not the result of a sensory experience. For the I-organism is, after all, the I-experience itself, which opposes itself in the opposite direction. In the conceptual organism, forces can be recognized which unfold towards the inside of the human being - in the astral human being - as desire. In the attraction that the concept organism has for newly added concepts, a careful self-examination will easily be able to notice the desire of this concept organism. But the same applies to the sound organism. It develops this desire for the new meanings. From this one can recognize the activity of the “astral body” in the formation of the ego, concept and sound organism. A being that did not experience the I within, as humans do, but observed it from the outside, would be able to follow the emergence of the I organism, the organism of sounds and concepts. Such a being would have to perceive the I-experience itself in such a way that it does not allow any of this I-experience to enter into itself, but only penetrates to the boundary, and at this boundary the being of the I radiates back into itself. One sees that this is the opposite of the so-called sense of touch. With this sense, the outer world is touched and nothing of its essence is absorbed. This is also the case with the assumed being's relationship to the I. But whereas in the sense of touch the I only kindles its own experiences through the touch, thus only experiences its own content, the being presses its own content into the I-experiences, so that within the I-experiences it becomes I-perception. So when the ego perceives itself, it does so as a result of its activity, which has the same content as its own experience and differs from it only in that it shows the ego its own nature from the outside, whereas the ego can only experience this nature within itself. In the case of the conceptual sense, when the I comes into contact with this assumed being, it would not only have to reflect back the conceptual experiences, but it would have to push them back into the I-experience, so that they form the structure of the conceptual organism there. Nothing need be added to these conceptual experiences, but they must be preserved within the conceptual experience. However, in the case of the sound organism, preservation would not suffice. Something must be added to the concepts if they are to become sounds. The hypothetically assumed being would have to transfer some of its own content into the I-experience. A survey of the given conditions shows that in the I-organism only the own nature of the I is reflected back from the outside, in the concept organism the own I-experience in a different form can be directed back into itself through an external expression; in the sound organism something of the nature of the external itself pours over into the I-experience. The perceived external being would have to perceive the emergence of the I-organism as a kind of reverse sense of touch. It would sense the forming of the conceptual organism, just as a human being senses his own life processes through the sense of life. The only difference is that in the sense of life an inner structure is sensed; but the assumed being would have to sense, in its corresponding sense, the way it forms itself into the I-experience of the human being. In the sense of sound, there is then a pouring in from the outside. Should the assumed external being experience this, it would have to happen through a reverse sense of its own movement. Through this, the human being perceives his own movements; through the reversal of the same, that being would perceive the inward movement of its own being into the I-experience. It would experience itself in the execution of an external movement of the I-human being. Now, the sense of life in the human being must be based on his own life processes. As has been shown, the life processes can be divided into breathing, warming, nourishing, secreting, maintaining, growing and producing processes. One can indeed imagine the process of forming the organ of the sense as a process of production directed from the outside inward, and the formation of the sound organism as a growing-into of the I-experience by a part of the assumed external entity. Only one must bear in mind that the I-experiences themselves are used as the material for this production and growing. It is now possible, by extending the assumed mode of observation, to interpret the other sense experiences in relation to that which stands behind them. For the sense of hearing, the experience is that the sound points to an external object, but the organ of hearing itself points to an activity by which it is formed in a similar way to the way the conceptual organism is formed by the reverse sense of life, and the sound organism by the reverse sense of its own movement. Now imagine that the sense of equilibrium shows itself in its opposite essence. Instead of causing a person to maintain their uprightness against the three external spatial directions, in its opposite state it would produce a rebellion against the three spatial directions directed inwardly in another being. If now the external being, as assumed above, really did place itself in relation to the human being in such a way that it poured its own nature into him and brought about a rebellion against the three spatial directions within him, then it could work in such a way that the essence poured into the inner life of the I is sensed as an inner experience, but the activity of the reverse sense of balance is not sensed, but acts in a similar way to the force that forms the conceptual organism in the reverse sense of life and the sound organism in the reverse sense of self-movement. In the auditory system, the reverse sense of balance then had a formative effect. Thus, the sound points to the inside of an outside that pours into the experience of the self; the organ of hearing points to a reverse sense of balance that has accumulated and organically arranged the structures of one's own being in a similar way to how the reverse sense of life accumulates and organises conceptual experiences. If the external being, as postulated, is then really taken up as clay, which is permeated by a reversed sense of balance, then it can also be thought that the development of the auditory system is based on a process that enables the organ, when it comes into contact with the human being, which flows as sound into the experience of the I. The opposite sense of balance represents the activity on which the sound is based and from which the auditory system has developed out of the organism towards the experience of sound. The interpretation of the sense of warmth can be understood by thinking of the reverse of the olfactory experience. In the sense of smell, the external substance penetrates the human being, and the olfactory experience is an immediate reciprocal relationship with the substance. The reverse would be the case if the assumed external substance consisted of the content of the sensation of warmth, but was imbued with an activity that enters into a direct reciprocal relationship with the human being. Behind the content of the sensation of warmth, there would then be an activity forming the warmth. It would be such that warmth flows out from it, as smell flows out from the smelling substance. Just as the odor spreads out in all directions into the external world, so would this activity be conceived as radiating out from the human being in all directions, unfolding in this radiance the organ-forming power for the sense of warmth. And just as the external substance reveals itself to the sense of smell, so the inner human being would have to reveal itself to this activity. Such a revelation would be given if the activity striving outwards were based on a kind of life process; that is, if this activity filled the human being with its own essence. The sense of warmth would thus be based on a kind of nourishment of the human being with the substance that is revealed in the warmth-sense experience according to its content. For the interpretation of the sense of sight, the reversal of the taste experience should be considered. If the organ of sight were to come about through an external activity of a being, as hypothetically assumed above, so that, for example, color filled this being but it was completely permeated by an activity that represents a reverse tasting, then this taste-radiating activity could be thought of as the organ-forming power of the sense of sight. The situation would have to be that the effect of an external substance is not felt in the taste experience, but that the human being's inner being flows towards the radiant taste of this being. Just as in the case of taste there is a change in the substance brought about by the human being, so too would the external being have to carry out a change with the human being. However, such a change is present in the inner processes of life, for example, in warmth. The warmth would have to arise in the human being from the taste radiating out from within. Only this warmth would not express itself in the same way as an external warmth, because it has not external warmth to the substance, but something that is the same as the content of the face-sense experience. One sees that in this warmth, which is given by the activity radiating from the inside of the human being and based on the color of the adopted being, lies the inner nature of the light itself. Not the visual experience, but the inner nature of light that underlies the visual experience, arouses a warmth that lives in the organ-forming power of the visual sense in the same way that the substance lives in the interaction with the sense of taste in the taste experience. The sense of taste can also be described as a reversed sense of smell. Only here the reversal has a different meaning than in the comparison of the sense of taste and the sense of sight. If we imagine that such a reversal takes place in the organ of smell that does not send the smell from a substance into the human interior, but lets it rebound on contact, then we would indeed have an analogy of the human organ of taste. Only the human interior itself would have to be placed in the place of the external being assumed above. That is, for the sense of smell within the human being, an essence equal to that assumed external essence would have to be presupposed. But whereas that hypothetical essence allows its nature to approach the human being from the outside, for the sense of smell its image would have to be enclosed within the human being. In so far as the human organism presents itself as an odoriferous agent, it is filled with something essentially external and alien to it. An external factor has become internal and unfolds from the internal such forces as were active in the formation of the organs of sight, hearing and warmth. It is evident that something must express itself in the sense of smell that can be equated with an inner essence of the external itself. And if the sense of taste is the reverse of this, then it is justified to say that what strikes man in the taste experience as a revelation from outside is the same as what is effective in the inner being through the organ of smell. But then between the sense of taste and the sense of smell is the point where the outer world and the inner world show themselves to be the same. And we may imagine that behind the experience of smell there is something that really behaves as an organ-forming substance of the external world within the human being, namely in the structure of the organ of taste. This, then, is built by the substance of the external world. And in the organ of smell, only the outward flowing substance itself can be imagined, which is directly perceived as such in the experience of smell. The sensation of smell would thus be the self-perception of the substance, and the organ of taste the self-animation of the substance. These remarks should indicate that there is no need to think of anything material behind the sense experiences, but only of spiritual entities. The sense experiences would then be the revelations of the spiritual. The sense experience reveals itself directly to the senses, but not the spiritual behind it. |
45. Anthroposophy, A Fragment (2024): The World Underlying the Organs of Life
Tr. Automated Rudolf Steiner |
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The life processes must, before they can be present, be prepared by the organ-forming forces of the life organs. The forces that underlie the life organs are even more remote from human consciousness than those that build the sense organs. |
If we now consider the forces that form the sense organs, also as a reversal of movement impulses and desires, we have an idea of how the human astral body, as the shaper of the sense organisms, is taken from an imperceptibly imperceptible world. - This presupposes a world underlying the world of sense experiences, which has been called the 'astral world'. We then have to take everything that man experiences through the senses as immediate reality and assume an astral reality hidden within it. The first is called the physical world. The astral world underlies it. It has now been shown that the latter is based on yet another. The formative forces of the life organs and the predispositions for hearing, warmth, sight and taste are rooted in this. |
45. Anthroposophy, A Fragment (2024): The World Underlying the Organs of Life
Tr. Automated Rudolf Steiner |
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If, from the observation of the I-experience in the I-organism, in the concept and sound organism, an image emerged like that of a plant form that strives from top to bottom, then one can imagine the rest of the human being as that which opposes the I-experience from bottom to top and inhibits it in its flow from top to bottom, so to speak, damming it up into itself. In this remaining human being, the essence that comes into existence through birth is given. This essence is the temporal prerequisite of what, in the above image, strives from top to bottom. One can therefore say that what opposes the experience of the self from bottom to top enters the earth with birth. In this human being, therefore, what has already taken place must have been described in the above as the activities that form the sense organs. The formation of these sense organs can then only be imagined in such a way that the forces forming the sense organs bore into the human being striving from bottom to top as currents. This then gives the picture of forces striving from different sides. These forces encircle the human being and must in turn encounter an inhibition, just as the ego experience flowing from top to bottom encounters an inhibition in the entire human being striving from bottom to top. This inhibition is present when we think of the forces that form the sense organs as encountering those present in the life processes. If we imagine the sense of equilibrium striving in the opposite direction to the activity of the tone force, we have the rudiment of the organ of hearing; if we imagine the sense of smell striving in the opposite direction to the warmth-experience force, we have the rudiment of the warmth organ. This extends throughout the whole human being. This fact fits into the picture when we consider that the reverse sense of taste runs in the opposite direction to the reverse senses of smell and balance. The reverse sense of smell then runs through the whole body, and from the other side the reverse sense of taste runs to prove itself as organ-forming for the sense of sight with the power of the light experience. In the sense of taste, the substance that is revealed in the sense of smell has an organ-building effect, and finds its inhibition in the organism that has been built up by the other senses. In the sense of smell, the substance-inner strives towards the substance-inner. One arrives at the image of a periphery from which the organ-building forces emanate to take effect in the human being as if in the center of the periphery. If only these forces were effective in forming organs, then the formation and order of the sense organs would be quite different from what they actually are. This can only be the case, however, if the organ-forming forces themselves are inhibited in their development. Suppose, for example, that the organ-forming force of the auditory system is strengthened at one point and weakened at others; then it will become particularly noticeable at one point. But this is the case when other forces are acting on the organ-forming forces themselves. The question now is whether there is anything in man to indicate that there are such forces outside of him. First of all, something special can be seen in the life processes. These continue even when the sensory experiences are at rest during sleep. This shows that there must be formative forces at work in their organs, which continue to function even when the senses are dormant. The forces that form the sense organs are thus, so to speak, only one side of the organ-forming activity. The life processes must, before they can be present, be prepared by the organ-forming forces of the life organs. The forces that underlie the life organs are even more remote from human consciousness than those that build the sense organs. In the sense organs, forces reveal their effects through the sense organs. In the life organs, however, it is not the forces that build them that reveal themselves, but only their effects, namely the organs themselves. Through the sense of warmth, warmth is sensed; through the sense of life, the life organs. The formation of the life organs thus presupposes a different world from that of the sense organs. But now the sense organs must fit harmoniously into the life organs. That is to say, in order for sense organs to arise in their corresponding form, the formative forces of the life organs must already contain the predispositions for the sense organs. This, however, points to a world in which the formative forces of the life organs work in such a way that they lay the potential for sense organs in these life organs, but do not yet form them themselves in them. Only after the life organs have been formed do they imprint the sense organs on the form of these life organs. Now, however, not all sense organs need to be present in the same way in the organ-forming forces of the life organs. The organs of the so-called sense of touch do not need to be present at all. This is because they only reflect the experiences of the life organs within themselves. But even of the life, self-movement and equilibrium senses, nothing needs to be present that only has a meaning when sense organs are imprinted on the life organs. Thus, what relates to the emotional experiences of the sense of life and self-movement at the sense organs themselves is not included in the indicated predispositions. But this points to a world in which the organ-forming forces of the life organs and the predispositions for the organ-forming forces of the senses of hearing, warmth, sight, taste and smell can be found. If the sense organs impress themselves on the already existing life organs, then the formative forces of the life organs must have created a foundation in these life organs. On this basis, the life organs develop the life processes, and the organ-forming forces of the senses radiate their currents into these life processes. These organ-forming forces thus encounter an inhibition in the life organs. Their activity collides with this inhibition. The senses can only be developed where the life organs allow it. The image of the human being shows that the distribution of the sense organs mentioned above is reflected in the contrast between “left-right” and “right-left”. And the symmetrical structure of the human being in these directions shows once again that the relationship between the life organs and the sense organs is twofold. One need only observe the sense organs in a human being facing forward to arrive at the picture, for instance, that the right ear, in so far as it owes its origin to the stage in which the formative forces of the life organs hold sway, is shaped from left to right, and that it has become a sense organ through the sense-forming forces having opposed its formation from right to left. The reverse would apply to the left ear. Similar considerations apply to the other symmetrically arranged sense organs. In so far as man is a being who has experiences through sense organs, his origin can be sought in that world from which it is said above that the astral man comes from. If we now consider that the forces that form the sense organs are the inverted sense experiences themselves, we may assume that we are talking about the world from which the astral man comes when we presuppose the existence of a being that forms the sense organs through forces that, as it were, collide from outside. For it has been shown that, during the formation of the sense organs, the reverse sense experiences flow into the human interior. Thus pictorial sensations are aroused by these forces. But the pictorial sensations, along with desires and impulses of movement, are what points to the astral body of the human being. If we now consider the forces that form the sense organs, also as a reversal of movement impulses and desires, we have an idea of how the human astral body, as the shaper of the sense organisms, is taken from an imperceptibly imperceptible world. - This presupposes a world underlying the world of sense experiences, which has been called the 'astral world'. We then have to take everything that man experiences through the senses as immediate reality and assume an astral reality hidden within it. The first is called the physical world. The astral world underlies it. It has now been shown that the latter is based on yet another. The formative forces of the life organs and the predispositions for hearing, warmth, sight and taste are rooted in this. Since it contains the formative forces for the organs of life, it can be said that the human being himself, insofar as he has the formative forces of the organs of life in his body, also comes from it. If we now call the sum of the formative forces of the human life organs (in the sense of §53) the “etheric” body of man, we can recognize that this etheric body has its origin in the world beyond the astral. This world has now been called the “lower spiritual world”, whereby again nothing more is to be thought of by this name than what is stated here. Among the processes of life, there are three whose organs point beyond the world in which, according to what has been presented above, the origin of the organs of life is to be sought. In generation, the living physical body repeats its own structures; in growth, it adds something new to what already exists, out of the material of that which already exists; in maintenance, what already exists acts on what already exists; and in secretion, something that was only present in the living process is secreted out of it. These, then, are the life processes that take place within the life organs themselves. It is not so with nutrition, warmth, and breathing. These processes are only possible if the life organs absorb something from an external world. Among the sense experiences, there are five whose organs point out in the same way to the world in which the origin of the organs corresponding to the other sense experiences is to be found. According to the above, the sense of taste is a kind of inverted sense of smell, in that the taste organ turns the experience felt by the sense of smell on the outer substance inward, so that the smell of the substance already inside the body is tasted. The sense of taste therefore presupposes a substance that is already in the organism. The sense of smell, however, requires the substance of the external world. Regarding the sense of sight, it is clear from the above considerations that its organ comes into being when an entity is active in this process of becoming, which does not treat the color experiences as they are when they are perceived through the sense of sight, but when it sets them in motion in an activity that is the opposite of that which builds up the sense of taste. Thus, if such an activity is present in an organism, a visual organ can arise from a preexisting taste organ being transformed into a visual organ. Thus, while an olfactory organ is inconceivable without contact with an external substance, and a gustatory organ is an inward-facing olfactory organ, and therefore requires a substance to be present within the body, the visual organ can come into being if a gustatory organ that is present in the germ is not developed as such but is transformed internally. Then the substance must also pour inwardly to this organ. It is the same with the organ of warmth. For the same reason as that given for the organ of sight, it can be regarded as an organ of smell that is arrested in its formation and transformed inwardly. (Thus the organ of taste would be regarded as a simply upturned organ of smell, and the organ of warmth as a transformed organ of smell.) The organ of hearing would be regarded in the same sense as a transformed organ of equilibrium, the organ of sound as an organ of the sense of one's own movement, whose formation was halted early on, and the organ of concept as an organ of the sense of life, transformed in its very origin. The formation of these organs does not presuppose the presence of an external substance, but it is only necessary that the substance flowing within is grasped by higher formative forces than those that prevail in the sense of smell. On the other hand, contact with an external substance is necessary for the sense of smell. Now, the sense of equilibrium does not presuppose contact with the external substance, but it does presuppose a relationship to the three directions of space. If these directions were such in empty space, the sense of equilibrium could not exist; it can only exist if space is filled with matter and the material filling is permeated by forces with which the human body comes into contact. But for a reciprocal relationship to come about, other forces must be related to forces. Thus, the human body must counter the three forces of the material filling the space with three forces of its own material. The human body must therefore have an organ that is not only related to the external material in the same way as the organ of smell, but through which its three directions of force can be sensed. It has been shown above that the inverted sense of balance can be thought of as active in the formation of the organ of hearing. Now, let us assume that this inverted sense of balance takes an existing auditory system beyond the formation of an organ of hearing, that is, it does not end this formation at the moment when it has become an organ of hearing, but continues to develop it from that point on. Then the auditory system would become an organ of balance. In the same way, it can now be imagined that the reversed sense of self-movement would lead an organ of sound beyond the character of the organ of sound. Then, through a corresponding organ, the human being would not perceive sounds, but would sense the relationships that exist with the forces of external matter. And if the reversed sense of life were to lead an organ of perception far beyond its formation, then it would sense through a corresponding organ the relationship of its own substance to external substance. For this to be possible, the substance would not only have to prove effective in the human body, but it would have to be able to enter the body from the outside, without touching it, and allow its powers to play within. Then there would be three organs in the sense of balance, the sense of self-movement and the sense of life, for which the external world would be necessary for their development. But this is clear from the sense of touch, since it only recognizes an external world through a hidden judgment, and thus necessarily presupposes one. One can thus say that in the organs of taste, sight, warmth and hearing, organs are given that can be formed in the organism by the forces of the material flowing in it; for the sense of smell, sense of balance, sense of one's own movement, sense of life and sense of touch, external material with its forces proves to be a condition. Just as the organs of life point to the material outside world in breathing, warming, and nourishing, so do the organs of the sensory organs mentioned. In contrast, secretion, maintenance, growth, production, taste, vision, hearing, speech, thought, and ego organisms presuppose inner formative principles that can only be active in internalized material. |
55. The Origin of Suffering the Origin of Evil Illness and Death: What Do We Understand by Illness and Death
13 Dec 1906, Berlin Tr. Mabel Cotterell, Violet E. Watkin Rudolf Steiner |
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Whoever is not content with a merely superficial understanding of both Old and New Testament records but penetrates really to their spirit, knows that a quite definite method of thinking—one might call it that of innate philosophy—forms the undercurrent of these records. The undercurrent is something of this kind: All living creatures in the world are directed towards a determined goal. |
These concepts will be brought to mankind by spiritual science. Today this may well speak to the understanding of many people, but when the understanding has fully accepted the matter it will bring about in man a deep, harmonious mood of soul which will then become the wisdom of life. |
55. The Origin of Suffering the Origin of Evil Illness and Death: What Do We Understand by Illness and Death
13 Dec 1906, Berlin Tr. Mabel Cotterell, Violet E. Watkin Rudolf Steiner |
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Today our subject is one that undoubtedly concerns all human beings, for the words “illness” and “death” express something which enters in every life, often as an uninvited guest, often too in a vexing, frustrating, frightening guise, and death presents itself as the greatest riddle of existence; so that when anyone has solved the question of its nature he has also solved that other question—the nature of life. Frequently we hear it said that death is an unsolved riddle—a riddle which no-one will ever solve. People who speak thus have no idea how arrogant these words are; they have no idea that there does exist a solution to the riddle which, however, they do not happen to understand. Today, when we are to deal with such an all-embracing and important subject, I beg you particularly to bear in mind how impossible it is for us to do more than answer the above question: “What do we understand by illness and death?” Hence we cannot go into detail where such things as illness and health are concerned, but must confine ourselves to the essential question: How do we arrive at an understanding of these two important problems of our existence? The most familiar answer to this question concerning the nature of death, one that has held good for centuries but today has little importance attached to it by the majority of educated people, is contained in St. Paul's words: “For the wages of sin is death”. As we have said in previous lectures, for many centuries these words were in a way a solution of the riddle of death. Today those who think in modern terms will not be able to make anything of such an answer; they would be mystified by the idea that sin—something entirely moral and having to do only with human conduct—could be the cause of a physical fact or should be supposed to have anything to do with the nature of illness and death. Perhaps it will be helpful if we refer to the present utter lack of understanding of the text “the wages of sin is death”. For Paul and those who lived in his day did not attribute at all the same meaning to the word “sin” that is done by the philistine of today. Paul did not think of sin as being a fault in the ordinary sense nor one of a deeper kind; he understood sin to be anything proceeding from selfishness and egoism. Every action is sin that has selfishness and egoism as its driving force—in contrast to what springs from positive, objective impulses—and the fact that the human being has become independent and conscious of self pre-supposes egoism and selfishness. This must be recognised when we make a deep study of the way in which a spirit such as that of Paul thinks. Whoever is not content with a merely superficial understanding of both Old and New Testament records but penetrates really to their spirit, knows that a quite definite method of thinking—one might call it that of innate philosophy—forms the undercurrent of these records. The undercurrent is something of this kind: All living creatures in the world are directed towards a determined goal. We come across lower beings who have a perfectly neutral attitude towards pleasure and pain, joy and sorrow. We then find how life evolves, something being bound up with it. Let those who shudder at the word teleology realise that here we have no thought-out theory but a simple fact—the whole kingdom of living beings right up to man is moving towards a definite goal, a summit of the living being, which shows itself in the possibility of personal consciousness. The initiates of the Old and New Testaments looked down to the animal kingdom; they saw the whole kingdom striving towards the advent of a free personality, which would then be able to act out of its own impulses. With the essential being of such a personality is connected all that makes for egoistic, selfish action. But a thinker like St. Paul would say: If a personality who is able to act egoistically lives in a body, then this body must be mortal. For in an immortal body there could never live a soul who had independence, consciousness, and consequently egoism. Hence a mortal body goes together with a soul having consciousness of personality and a one-sided development of the personality towards impulses to action. This the Bible calls “sin” and thus Paul defines death as the “wages of sin”. Here indeed you see that we have to modify certain biblical sayings because in the course of centuries they have become inverted. And if we do modify them, not by altering their meaning but by making it clear that we change the present theological meaning back to its original one, we see that we often find a very profound understanding of the matter, not far removed from what today we are once again able to grasp. This is mentioned in order to make our position clear. But the thinkers, the searchers after a world-conception, have in all ages been occupied with the question of death, which for thousands of years we may find answered in apparently the most diverse ways. We cannot embark upon an historical survey of these solutions; hence let us mention here two thinkers only, that you may see how even present-day philosophers cannot contribute anything of consequence about the question. One of these thinkers is Schopenhauer. You all know the pessimistic trend of his thinking, and whoever has met with the sentence: “Life is a precarious affair and I have decided to spend my life to ponder it”, will understand how the only solution Schopenhauer could arrive at was that death consoles us for life, life for death;—that life is an unpleasant affair and would be unbearable were we not aware that death ends it. If we are afraid of death we need only convince ourselves that life is not any better than death and that nothing is determined by death.—This is the pessimistic way in which he thinks, which simply leads to what he makes the Earth-spirit say: “You wish that new life should always be arising; if that were so, I would need more room.” Schopenhauer therefore is to a certain extent clear that for life to propagate, for it to go on bringing forth fresh life, it is necessary for the old to die to make room for the new. Further than this Schopenhauer has nothing of weight to bring forward, for the gist of anything else that he says is contained in those few words. The other thinker is Eduard von Hartmann. Von Hartmann in his last book has dealt with the riddle of death, and says: When we look at the highest evolved being we find that, after one or two new generations, a man no longer understands the world. When he has become old he can no longer comprehend youth; hence it is necessary for the old to die and the new again to come to the fore.—In any case you will find no answer here that could bring us nearer to an understanding of the riddle of death. We will therefore contribute to the present-day world-conceptions what spiritual science—or anthroposophy, as we call it today—has to say about the causes of death and illness. In so doing, however, one thing will have to be made clear—that spiritual science is not so fortunate as the other sciences as to be able to speak in a definite manner about every subject. The modern scientist would not understand that when speaking of illness and death a distinction has to be made between animal and man; and that if the question in our lecture today is to be understood we must limit ourselves to these phenomena in human beings. Since living beings have not only their abstract similarity to one another, but each one has his own nature and individuality, much that is said today will be applicable also to the animal kingdom, perhaps even to the plants. But in essentials we shall be speaking about men, and other things will be drawn upon merely by way of illustration. If we want to understand death and illness in human beings we must above all consider how complicated human nature is in the sense of spiritual science; and we must understand its nature in accordance with the four members—first the outwardly visible physical body, secondly the etheric or life body, then the astral body, and fourthly the human ego, the central point of man's being. We must then be clear that in the physical body the same forces and substances are present which are in the physical world outside; in the etheric body there lies what calls these substances to life, and this etheric body man possesses in common with the whole plant-kingdom. The astral body which man has in common with the animals is the bearer of the whole life of feeling—of desire, pleasure and its opposite, of joy and pain. It is only man who has the ego and this makes him the crown of earthly creation. In contemplating man as physical organism we must be aware that within this physical organism the other three members are working as formative principles and architects. But the formative principle of the physical organism works only in part in physical man, in another part is active essentially the etheric body, yet in another the astral body, again in a further part man's ego is active. To spiritual science men consist from the physical side of bones, muscles, those members that support man and give him a form sufficiently firm to move about on the earth. In the strictest sense of spiritual science these things alone are reckoned as belonging to the members which come into being through the physical principle. To them are added the actual sense-organs, where we have to do with physical contrivances—in the eye with a kind of camera obscura, in the ear with a very complicated musical instrument. It is a question here of what the organs are built from. They are built by the first principle. On the other hand all the organs connected with growth, propagation, digestion and so on, are not built simply in accordance with the physical principle, but with that of the etheric or life body, which permeates the physical organs as well. Only the structure built-up in accordance with physical law is in the care of the physical principle, the processes of digestion, propagation and growth, however, being an affair of the etheric principle. The astral body is creator of the whole nervous system, right up to the brain and the fibres which run to the brain in the form of sense-nerve fibres. Finally the ego is the architect of the circulatory system of the blood. If, therefore, in the true sense of spiritual science we have to do with a human organism, it is plain to us that even within the physical organism these four members are blended in a man like four distinct dissimilar beings who have been made to work together. These things which jointly compose the human organism have quite different values, and we shall estimate their significance for men if we look into the way in which the development of the individual members is connected with the human being. Today we shall speak more from the physiological standpoint of the work of the physical principle in the human organism. This work is accomplished in the period from birth to the change of teeth. At that time the physical principle works upon the physical body in the same way as, before the birth of a child, the forces and substances of the mother's organism work upon the embryo. In the physical body from the seventh year until puberty, the working of the etheric body is paramount, and, from puberty on, that of the forces anchored in the astral body. Thus we have the right conception of man's development when we think of the human being as enclosed within the mother's body up to the moment of birth; with birth he, as it were, pushes back the maternal body and his senses become free, so that it is then possible for the outer world to begin having its effect on the human organism. The human being thrusts a sheath away, and his development is understood only when we grasp that something that resembles a physical birth takes place in spiritual life at the changing of the teeth. At about the seventh year the human being is actually born a second time; that is to say, his etheric body is born to free activity just as his physical body is at the moment of physical birth. As before birth the mother's body works on the human embryo, up to the change of teeth spiritual forces of the cosmic ether in a similar way work upon the etheric body of the human being, and about the seventh year these forces are thrust back just as the maternal body is at the time of birth. Up to the seventh year the etheric body is as if latent in the physical body, and about the time the teeth are changed what happens to the etheric body can be compared to the igniting of a match. It is bound up with the physical body, but now comes to its own free, independent activity. The signal for this free activity of the etheric body is indeed the change of teeth. For anyone who has a deeper insight into nature this change of teeth holds a quite special place. In a human being up to his seventh year we have to do with the free working of the physical principle in the physical body; but united with it and not yet delivered from their spiritual sheaths are the etheric principle and astral principle. If we study the human being up to his seventh year we find that he contains a great deal of what is founded on heredity, which he has not built up with his own principle but has inherited from his ancestors. To this belongs what are called the milk teeth. Only the teeth that come with the change of teeth are the creation of the child's own principle, which physically has the task of forming firm supports. What is expressed in the teeth is working within up to the time they change; it comes, as it were, to a head and produce in the teeth the hardest part of those members that give support, because it still has bound up within it as bearer of growth the etheric or life body. After the casting off of this principle, the etheric body gains its freedom and works upon the physical organs up to the time of puberty, when a sheath, the outer astral sheath, is thrust away as the maternal sheath is thrust away at birth. The human being at puberty has his third birth, this time in an astral sense. The forces that were working in connection with the etheric body now come to a culmination with their creative activity in man by bringing him his sex maturity, with its organs and capacity for propagation. As in the seventh year the physical principle comes to maturity in the teeth, creating in them the last hard organs, whereby the etheric body, the principle of growth, becomes free, in like manner the moment the astral principle is free it sets up the greatest concentration of impulses, desires, for the outer expressions of life, in so far as we have to do with physical nature. As we have the physical principle concentrated in the teeth, the principle of growth is thus concentrated in puberty. Then the astral body, the sheath of the ego, is free and the ego works upon the astral body. The man of culture in Europe does not follow simply his impulses and desires; he has purified them and transformed them into moral perceptions and ethical ideals. Compare a savage to an average European, or perhaps to a Schiller or Francis of Assisi, and it may be said that the impulses of these men have been purified and transformed by their ego. Thus we can say that there are always two parts of this astral body, one arising out of original tendencies, and the other which the ego itself has brought forth. We understand the work of the ego only when we are clear that a man is subject of re-incarnation—to repeated lives on earth—that he brings with him through birth in four different bodies the outcome and the fruits of former earth-lives, which are the measure of his energy and forces for the coming life. One man—because earlier he has brought things to this point—is born with a great deal of energy in life, with forces strong to transform his astral body; another will soon grow weak. When we are able to investigate clairvoyantly how the ego begins to work freely on the astral body and to gain mastery over the desires, impulses and passions, then—if we are able to estimate the amount of energy brought by the ego—we might say: this amount suffices for the ego to work on the transformation for such and such a time and no more. For every human being who has reached puberty possesses a certain amount of energy from which can be estimated when he will have transformed all that comes from his astral body, according to the forces that has been apportioned to him in his life. What man in his heart and mind (Gemüt) transformed and purified, maintains itself. So long as this amount lasts he lives at the cost of his self-maintaining astral body. Once this is exhausted he can summon-up no more courage to transform fresh impulses—in short he has no more energy to work upon himself. Then the thread of life is broken, and this must be broken in accordance with the measure apportioned to each human being. The time has then arrived when the astral body has to draw its forces from the principle of human life lying nearest to it, namely, from the etheric body, the time when the astral body lives at the expense of the force stored up in the etheric body. This comes to expression in the human being when his memory, his creative imaginative force, gradually disappears. We have often heard here how the etheric body is the bearer of creative imagination, of memory and of all that we call hope and courage in life. When these feelings have acquired a lasting quality they cling to the etheric body. They are then drawn upon by the astral body, and after the astral body has lived in this way at the expense of the etheric body and has sucked up all it had to give, the creative forces of the physical body begin to be consumed by the astral body. When these are consumed, the life-force of the physical body disappears, the body hardens, the pulse becomes slow. The astral body finally feeds upon this physical body too, deprives it of its force; and when it has thus consumed it there is no longer any possibility for the physical body to be maintained by the physical principle. If the astral body is to reach the point of being free, so that it becomes part of the life and work of the ego, it is then necessary that in the second half of life this emancipated astral body—once the measure of its work being exhausted—should consume its sheaths just as they were formed. In this way the individual life is created out of the ego. The following is given as an illustration. Imagine you have a piece of wood and that you set it on fire; were the wood not constituted as it is you would be unable to do so. Flames leap out of the wood, at the same time consuming it. It is in the nature of a flame to get free of the wood and then to consume the mother-ground from which it springs. Now the astral body is born three times in this way, consuming its own foundations as the flame consumes the wood. The possibility for individual life arises through the consuming of foundations. The root of individual life is death, and were there no death there could not be any conscious individual life. We understand death only by seeking to know its origin; and we form a concept of life by recognising its relation to death. In a similar way we learn to know the nature of illness, which throws still more light on the nature of death. Every illness is seen to be in some way a destroyer of life. Now what is illness? Let us be clear what happens when a man as a living being confronts the rest of nature. With every breath, with every sound nourishment and light that he takes up into himself, a man enters into a mutual relation with the nature all around him. If you study the matter closely you will find, without being clairvoyant, that outside things actually form and build the physical organs. When certain animals migrate in dark caverns, in time their eyes atrophy. Where there is no light there can no longer be eyes susceptible to light; vice versa, eyes susceptible to light can be formed only where there is light. For this reason Goethe says that the eye is formed by the light for the light. Naturally the physical body is built in accordance with the ways of its inner architect. Man is a physical being and outer substances are the materials out of which—in harmony with the inner architect—the whole man is built. Then will the relation of individual forces and substances give us a very different picture. Those who have had the true mystic's deeper insight into these matters will have particularly much to tell us here. For Paracelsus the whole external world is one great explanation of the human organism, and a man is like an extract of the whole external world. When we see a plant, in accordance with Paracelsus we may say: In this plant is an organism conforming to law, and there is something in man which, in the healthy or the sick organism, corresponds to this plant. Hence Paracelsus calls a cholera patient, for example, an “arsenicus”, and arsenic is to him the cure for cholera. Thus there exists a relation between each of man's organs and what is around him in nature; we need only take a natural substance, give it human form, and we have man. The single letters of an alphabet are set out in the whole of nature, and we have man if we put them together. Here you get a notion of how the whole of nature works upon man, and how he is called upon to piece his being together out of nature. Strictly speaking, everything in us is drawn from nature outside and taken up into the process of life. When we understand the secret of bringing the external forces and substance to life, we shall be able to form a concept of the nature of illness. We touch here on ground where it is difficult for educated men of today to understand that there are many spheres in medicine which work in a nebulous way. What a suggestive effect it has in a present-day gathering when someone skilled in nature-healing mentions the word “poison”. What is a poison and how does anything work unnaturally in the human organism? Whatever you introduce into the human organism works in accordance with the laws of nature, and it is a mystery how anyone can speak as if it could work in the body in any other way. Then what is a poison? Water is a strong poison if you consume it by the bucketful in a short time; and what today is poison could have the most beneficial effect if rightly administered. It depends always on the quantity, and under which circumstances, one takes a substance into oneself; in itself, there is no poison. In Africa there is a tribe who employ a certain breed of dog for hunting. But there is a fly in those parts carrying a poison deadly to the dogs that they sting. Now these savages of the Zambesi river have found a way of dealing with this sting. They take the pregnant dogs to a district where there is an abundance of tsetse flies and let these animals be bitten, choosing the time when they are just going to whelp, with the result that the puppies are immune and can be used for hunting. Something happens here which is very important for the understanding of life—a poison is taken up into a life process, where a descending line passes over in an ascending one, in such a way that the poison becomes a substance inherent in the organism. What is thus taken from external nature strengthens us and is of use to us. Spiritual science shows us that in this way the whole human organism is built up—if we like to put it so, simply out of things that were originally poisons. The foods you enjoy today have been made edible by their harmful effects being overcome through a recurrent similar process. We are all the stronger for having thus taken such substances in us; and we make ourselves defenseless against outer nature by rejecting them.—In regions where medicine is founded on occultism, the doctor throws his whole personality into the process. There are cures, for example, for which the doctor administers to himself some kind of snake poison in order to use his saliva as a means to heal bites from that species of snake. He introduces the poison into his own life-process, thereby making himself the bearer of healing forces; he grows strong, and so strengthens others to resist the poison in question. All that is most harmless in the organism has arisen in this way and the organism has need of the incorporation into it of the external world—of nature; but then it must also be possible for the matter to swing over to the other side like a pendulum. The possibility is always there when a man is exposed to such substances—and at all times he is so exposed—that the effects of the remedy are reversed. The organism is strengthened to resist the remedy the moment it is strong enough to absorb the substance. It is impossible to avoid illness if we wish for health. All possibility of strengthening ourselves against outside influences rests on our being able to have diseases, to become ill. Illness is the condition of health; this development is an absolute reality. It belongs to the very nature and condition of health that a man is obliged to acquire his strength. What survives the beat of the pendulum contains the fruit of immunity from sickness—even from death. Whoever goes further into these things will indeed gain some kind of understanding of the nature of illness and of death. If we wish to be strong, if we wish for health, then as a preliminary condition we must accept illness into the bargain. If we want to be strong we must arm ourselves against weakness by taking the weakness into us and transforming it into strength. When we grasp this in a living way we shall find illness and death comprehensible. These concepts will be brought to mankind by spiritual science. Today this may well speak to the understanding of many people, but when the understanding has fully accepted the matter it will bring about in man a deep, harmonious mood of soul which will then become the wisdom of life. Have you not heard that it is possible for anthroposophical truths derived from occultism to become dangerous? Haven't we countless opponents who assert that anthroposophy must be accepted for the strengthening of human beings—that it is not just a subject for discussion but something which proves itself in life to be a spiritual means of healing. Spiritual science knows too that the physical is built up from the spiritual. If the spiritual forces work upon the etheric body, they work also health giving in the physical body. If our conceptions of the world and of life are sound, then these sound thoughts are most potent remedies, and the truths given out by anthroposophy work injuriously only on those natures who have grown weak through materialism and naturalism. These truths must be taken into the body to make it strong. Only when it produces strong human beings does anthroposophy fulfil its task. Goethe has answered our questions about life and death in a most beautiful way when saying that everything in nature is life and that nature has only invented death to have more life.1 And we might say that besides death she has invented illness to produce greater health; therefore she has had to make of wisdom an apparently harmful remedy, in order that this wisdom may work upon mankind in a strengthening and healing way. This is just the difference between the world movement of spiritual science and other movements—that it promotes strife and discussion when logical proof of it is demanded. Anthroposophy is not meant simply to be confirmed by logical argument; it is something to make human beings both spiritually and bodily sound. The more it shows its effect on life outside by so enhancing it that life's sorrows are transformed into the happiness of life, the more will anthroposophy prove itself in a really living way. However firmly people today believe they are able to bring forward logical objections to it, spiritual science is something which, appearing to be poison, is transformed into a means of healing, and then works in life in a fructifying way. It does not assert itself by mere logic. It is not to be merely demonstrated—it will prove itself in life.
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175. Building Stones for an Understanding of the Mystery of Golgotha: Lecture IV
12 Apr 1917, Berlin Tr. A. H. Parker Rudolf Steiner |
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—Goethe could not understand how that which was derived from reality, like a tune or a colour, could be described as an idea. |
Whoever expresses the view I have expressed today will not meet with the slightest understanding from those who think along the lines of natural science. None the less it is imperative that such views should be understood in the future. |
You will recall that He said: “a jot shall in no wise pass from the law”. But as they were originally understood those words no longer provide any impulse for the present epoch. We must really develop within ourselves the power, under the present circumstances, to offer our cloak to whomsoever has taken our coat. |
175. Building Stones for an Understanding of the Mystery of Golgotha: Lecture IV
12 Apr 1917, Berlin Tr. A. H. Parker Rudolf Steiner |
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The more we study the Mystery of Golgotha in the light of Spiritual Science, the more we realize that future generations will have to penetrate ever more deeply into this Mystery. In fact, what we have known of this Mystery hitherto and what we know of it today is but a preparation for a future understanding and especially for what will be experienced by mankind through this Mystery. A time will come when it will be possible to reveal to mankind in a few simple words what Spiritual Science, by exploring the widest fields of knowledge, is obliged to expound in a somewhat involved way, a way that some would perhaps say is “difficult to comprehend”. We can safely anticipate that this possibility will be realized. But the nature of spiritual development is such that the understanding of the greatest and simplest truths must be earned by patient effort, that the most profound truths cannot be reduced to simplest terms in every epoch. And therefore we must accept it as the karma of our epoch that we have much to learn before we can grasp the full import and the full gravity of the Mystery of Golgotha. I should like to open our lecture today by emphasizing that we must attach great importance to the idea of faith, or trust, as an active and positive force. We have to realize that both academic and popular thinking are at pains to exclude morality from their view of world evolution. Today scientists are interested only in the physical and chemical laws which determined the emergence of the Earth out of an original nebula and their aim is to discover how the end of the world will be determined by these same laws. To a certain extent we acquire our moral ideas in conjunction with these physical conceptions and I have already pointed out that they are not powerful enough to act as a positive force. Such is the position today. And in the future our moral ideas will become increasingly impotent. The idea that a deed or an occurrence, such as the “Fall”, which stands at the beginning of terrestrial existence, must be judged by moral laws is regarded by the scientific mind as sheer superstition. Our present understanding is not sufficient of itself to conceive of a moral evolution at the end of terrestrial existence whereby the physical and chemical processes of the Earth would be raised by a moral impulse to the Jupiter condition. Conceptions about what is physical and what is moral co-exist, but cannot, so to speak, “tolerate” each other; the two spheres are strictly delimited. Whilst natural science excludes morality entirely from its ideology, morality is resigned to the fact that it is without effective life, that it has no place in the physical world. Indeed certain religious confessions seek to accentuate this cleavage between the physical and the moral, which permits them to reach a kind of compromise with natural science in that the scientist emphasizes that a clear line of demarcation must be drawn between the sphere of morality and what belongs to the sphere of chemistry, physics and geology, etc. I propose to begin my lecture today with something that is seemingly wholly unrelated to our subject but which leads directly into it. First, let me say that not all who have devoted themselves to cosmology excluded moral judgements from their study of external nature and natural phenomena. It would never occur to the modern botanist to apply moral ideas to the laws of plant growth. He would consider it childish to apply moral standards to the plant kingdom or to enquire into plant morality. Imagine the reception that would be accorded to anyone who took such an idea seriously. But people did not always share this attitude. I should like to quote the example of Goethe whom many did not regard as a Christian, but whose “Weltanschauung” was more Christian than that of many others. If you refer to critical studies on Goethe, especially those by Catholic authors, you will find that they are of the opinion that Goethe—as a man of stature he was sometimes treated indulgently—did not take Christianity seriously. Goethe, however, was by temperament and disposition inherently Christian, more profoundly Christian than those who forever have “Lord, Lord” upon their lips. Goethe certainly did not wear Christianity on his sleeve, but his view of the world was profoundly Christian in character. And here I would like to draw your attention to an aspect of Goethe's thought which is often neglected. In his theory of metamorphosis Goethe attempted, as we know, to gain insight into plant growth. I have often had occasion to refer to a conversation between Goethe and Schiller on this subject after they had attended a lecture by Professor Batsch in Jena. Schiller did not approve of the way in which Batsch classified plants. He said that the method of dividing and classifying was unnecessary and that a totally different approach was possible. Thereupon Goethe illustrated with a simple sketch his idea of the metamorphosis of plants, in order to show how the spiritual link common to the individual plant forms could be envisaged. Schiller shook his head and replied: “That is not an experience; that is an idea.” Goethe did not really understand this objection and said: “I am glad to hear that I have ideas without knowing it and that I can even perceive them with my own eyes.”—Goethe could not understand how that which was derived from reality, like a tune or a colour, could be described as an idea. He maintained that he actually saw his ideas. Goethe, therefore, strove to discover the spiritual behind phenomena, to find the spiritual element underlying plant growth. Now Goethe realized that he could not fully communicate his ideas to his contemporaries, for the time was not yet ripe to receive them. Meanwhile other naturalists, amongst them the botanists Schelver and Henschel, had been stimulated by Goethe's theory of metamorphosis. They wrote the most remarkable things about plant growth which met with Goethe's approbation. But the modern botanist regards this whole subject as dealt with by Goethe, Schelver and Henschel as midsummer madness. In cases such as this we must adapt the words of Paul and say: “What is foolishness to man may be wisdom in the sight of God.” And Goethe then jotted down his impressions of Schelver's method of presentation. I will now outline briefly what Schelver wished to establish. The existing approach to botanical studies was anathema to him. At this time the generally accepted view was that plants are divided into plants with female flowers and plants with male flowers, that the ovule is fertilized by the pollen from the stamens and so a new individual arises. Schelver firmly rejected this view since it did not accord with the nature of the plant kingdom. The fact is, he said, that every plant, by virtue of its nature, can reproduce its kind. He looked upon fertilization as a more or less secondary phenomenon, as a mistake, an aberration of nature. If nature followed the right course, Schelver believed, then each plant would reproduce its kind without fertilization; there would be no need for pollination in order to ensure the continuity of the plant species (note 1). Goethe who had made a close study of such phenomena as the metamorphosis of the leaf into the flower, regarded it as self-evident that the whole plant would reproduce its kind through metamorphosis. He was attracted by Schelver's idea and in all seriousness he recorded his reflections on the subject in a series of aphorisms which are extremely interesting, but which modern botanists regard as pure nonsense. In his article on Schelver he wrote amongst other things:
Thus Goethe, surveying the plant kingdom, finds it intolerable that there is no escape from these perpetual “nuptials”. He finds it—as he so delicately puts it—more seemly not to have to mention them; it is far better (in his view) to teach the a-sexual reproduction of plants. He then elaborated further on this and wrote:
Goethe therefore thought it highly desirable that the study of sexual behaviour in the plant kingdom should be abolished. But, of course, this was considered to be an absurd idea even in Goethe's time. And today in the age of psychoanalysis which seeks a sexual explanation for everything, it would seem more foolish still to say that it would he a good thing if we could dispense with this immoral notion of sexuality in our study of nature. Goethe expressly says: “Just as we find everywhere today ultras (note 3)—liberal as well as royalist—so Schelver was an ultra on the question of metamorphosis. He broke through the narrow limitations of the earlier theory.” Goethe does not say that he found an ultra such as Schelver in any way antipathetic; on the contrary he warmly welcomed his appearance. We shall the better understand what lies behind all this if we enter more deeply into the soul of Goethe, I mean, into his Christian soul. Those who study nature as it is from the standpoint of modern science can of course make nothing of such ideas, for certain assumptions are necessary before these ideas can be understood. It must first be assumed that the plants, as they are at present, belie their original design. Those who make a detailed study of the plant kingdom are compelled to acknowledge that, when they reflect upon the original design of plant growth, they find that fertilization by wind-blown pollen does not accord with the original intention of nature. Fertilization should take a different form. The only course open to us therefore is to recognize that the whole flora around us shows a deterioration from its original form and that a view of nature such as that of Goethe still discovered in the form of plants as they are today an intimation of what they had been before the Fall. Indeed we cannot understand Goethe's theory of metamorphosis unless we appreciate its child-like innocence, unless we realize that Goethe wished to indicate by this theory that the present mode of reproduction in the plant kingdom is not what was originally intended; it arose only after the Earth had fallen from a higher sphere to its present level. It follows from this—I cannot enter into precise details at the moment, but we shall have an opportunity to discuss these matters later—that the same applies to the mineral kingdom; that it too is not as originally constituted. And those who make a careful scientific study of these problems will also realize that what I have said is applicable to the animal kingdom, to the so-called cold-blooded animals, but not to the warm-blooded animals. The mineral kingdom, the plant kingdom and the kingdom of the cold-blooded animals, whose blood temperature is permanently below that of the environment in which they live, these three kingdoms are not such as they were originally intended to be. They have fallen from a higher sphere, with the result that they are of necessity subject to the sexual principle which governs them today. These three kingdoms are unable to develop their potentialities to the full; they must be given assistance in order to fulfil their development. Originally, plants possessed a natural capacity, peculiar to themselves, not only to metamorphose leaf into blossom, but also to bring forth an entirely new plant. But they now lack the vital energies to do this; they require a new stimulus from without, because they have forsaken the realm to which they originally belonged. And the mineral kingdom and the kingdom of the cold-blooded animals too were intended to be different from what they are now; they have stopped short midway in their evolution. Let us now turn to the other realms of nature: to the kingdom of the warm-blooded animals, to the human kingdom and to the kingdom of the ligneous plants, i.e. trees (note 4). The plants I have already mentioned which follow normal metamorphosis are those which develop green leaves and stems, the herbaceous plants. I pointed out in my previous lecture that physical man, as at present constituted, does not answer to his inherent potentialities; his physical body was originally destined for immortality. This idea has further implications. Not only has physical man who was destined for immortality forfeited his claim to immortality, but also the other living beings, the ligneous plants and the warm-blooded animals bear the seeds of death in them. They are not as originally created; not that they were created immortal, but they have deteriorated. In consequence a new situation has arisen for them. I stated that the kingdom of the herbaceous plants, and the kingdom of the cold-blooded animals are unable to fulfil their potentialities; they are in need of an external stimulus. The warm-blooded animals, the ligneous plants and man do not betray their origin in their present form. Thus the first group do not develop to the full their potentialities and need some external influence to further their development. The second group, the ligneous plants, the warm-blooded animals, and man as at present constituted, do not betray their origin. The former fail to fulfil their development; the latter do not immediately disclose their origin in their present form. If we accept this point of view we can predict to a certain extent the direction which the study of nature must take in the future. We must make a clear distinction between what the beings were destined to become and what they are at the present moment. The question then is: how are we to account for this deterioration? Virtually the whole of nature around us, even when investigated scientifically, is not such as it was intended to be. Who is responsible for this? The blame lies with man because he succumbed to the Luciferic temptation, to what is called in the opening chapter of Genesis, the “Fall”, or original sin. To Spiritual Science this is a real and genuine drama in which man was not only involved, but which was first played out in the soul of man. At that time man was still so powerful that he involved the whole of nature in his fall. He involved in his fall the plants. Consequently they were unable to complete their development and required a stimulus from without. It was his responsibility that, alongside the cold-blooded animals, there are also warm-blooded animals, that is, animals capable of suffering pain, as he does. Man therefore has dragged the animals down with him because he succumbed to the Luciferic temptation. People often imagine that man's relation to the universe has always been the same as it is today, that he is powerless in the face of nature, that he has no apparent influence upon the creation of the animals and plants around him. But this has not always been the case. Before the present order of nature arose man was a powerful being who not only succumbed to the Luciferic temptation, but involved the rest of creation in his fall, with the result that the moral order was completely divorced from the natural order. Whoever expresses the view I have expressed today will not meet with the slightest understanding from those who think along the lines of natural science. None the less it is imperative that such views should be understood in the future. Despite all the services it has rendered to mankind, despite its great achievements, modern science is but an interlude. It will be replaced by another science which will recognize once more that there is a higher vision of the world in which the natural law and the moral law are two aspects of a single whole. But this higher vision will not be reached through a vague pantheism, but from a concrete insight into reality. We must recognize, as external nature unmistakably shows, that it was originally designed for something other than is disclosed in the existing order of nature today. We must have the courage to measure external nature also by the yardstick of morality. The materialistic monism of today which prides itself on excluding moral principles does so from intellectural cowardice, because it has not the courage to probe deeply enough to a point where, as was the case with Goethe, it becomes imperative to apply moral standards, just as it is necessary to apply scientific standards to the study of external nature. Mankind would have found it impossible to think of the world as once again imbued with morality if the Mystery of Golgotha had not supervened at the beginning of our present era. We have seen that everything pertaining to the natural order has, in a certain sense, been corrupted, has fallen from a higher sphere and must recover once again its former high estate. And our “Weltanschauung” likewise must rise above its present level. Our thinking also is an integral part of this natural order. And when Du-Bois Reymond and other scholars maintain that our thinking cannot attain to reality, when they assert that we can never know the ultimates (ignorabimus) this is to some extent true. And why? Because our thinking has forsaken the realm for which it was originally predestined and must find its way back once again. Thinking has declined everywhere and those who maintain that thinking cannot attain to reality are right to some extent. This thinking, together with the rest of creation, has been corrupted and must lift itself to a higher level. The necessary impulse through which this thinking can be raised to a higher level is found in the Mystery of Golgotha, that is, in the new stimulus which the Mystery of Golgotha brought to mankind. Even our thinking is subject to some extent to original sin and must be redeemed before it can again participate in reality. And our present natural science with its necessarily a-moral outlook is simply the outcome of this deterioration of thought. If we have not the courage to admit this, we have completely lost touch with reality. The new spiritual impulse that was brought by the Mystery of Golgotha and whose purpose was to raise up the fallen kingdom of nature becomes abundantly clear to us if we bear in mind certain concrete facts, if we ask ourselves the question: What then would have been the fate of Earth evolution after its involvement in the Fall through the action of men—I say this not as an expression of opinion but as the result of spiritual investigation, just as the findings of natural science are the result of scientific investigation—what, I repeat, would have been the fate of Earth evolution if the Mystery of Golgotha had not brought a new spiritual impulse? Just as the plant cannot fulfil its development if the ovary is removed, so the Earth could not have fulfilled its evolution if the Mystery of Golgotha had not taken place. Today we have just entered the Fifth post-Atlantean epoch. The Mystery of Golgotha took place during the first third of the Fourth epoch. Everywhere we find evidence of a progressive decline; this is patent to all. Thinking that is capable of penetrating into the essential nature of things has suffered a catastrophic decline. The Copernican theory and allied theories are valuable contributions to knowledge at a superficial level, but they do not probe deeply enough. They are the outcome of man's failure over the years to go to the heart of things, a failure that will become progressively more pronounced. Today, we can cite instances, fantastic as they may seem, of the situation that must arise if this trend of thought, which is already to some extent endemic, were to continue unimpeded. This trend of thought will have to be abandoned because the impulse of the Mystery of Golgotha will gather increasing strength. I ask you to look with me for a moment through a window into the possibilities of future evolution and not to discuss what I have said in public lest you lay yourselves open to ridicule for stating a plain truth, for today such ideas will only meet with derision. If the present outlook of academic science persists, if it should spread further afield and become increasingly pervasive—we are now living at the beginning of the Fifth postAtlantean epoch which will be followed by a Sixth and a Seventh epoch—then, unless the Mystery of Golgotha is understood at a deeper level, the situation can only grow worse. Today, if one were to speak, as I have done, of a new conception of the “Fall”, outside an esoteric circle, a circle that for years has been accustomed to ideas which provide evidence that this new conception can be scientifically demonstrated, he would of course be laughed to scorn. The materialistic, non-Christian world would have precious little confidence in him, if he were known to hold such views. But in the Sixth post-Atlantean epoch things will be totally different and there will be a different attitude amongst a certain section of mankind. There will be a bitter struggle before the Christ Impulse can be realized. People imagine that those who strive to arrive at the truth by means of Spiritual Science can be met with the weapons of scorn and ridicule that often pass for criticism. In the Sixth epoch they will be treated medically! By that time medicaments will have been discovered which will be administered compulsorily to those who believe in a recognized canon of good and evil independent of social sanctions. A time will come when people will say: “What is all this talk about good and evil? Good and evil are determined by the State. What the State declares to be good is good; what it declares to be evil is evil. When you speak of good and evil as moral values, you are obviously ill.” And medicaments will be administered to such people in order to cure them. It is no exaggeration to say that this is the direction in which our epoch is moving; it is a pointer to the future. For the moment I will not disclose what will follow in the Seventh epoch. A time will come—for human nature cannot be changed—when people will be adjudged ill according to the concepts of natural science and the necessary steps will be taken to cure them. This is no flight of fancy. Even the most sober observation of the world around confirms what I have said. And those who have eyes to see and ears to hear see on every side the first steps in this direction. Now the etheric body is not such as it was originally designed to be and this is the determining factor in all development subsequent to the “Fall”. It is of paramount importance to be alive to this fact and gradually to turn it to account in our life. Amongst the various etheric formative forces which our etheric body originally possessed—and originally it possessed all etheric formative forces in their full and vigorous vitality—is the warmth ether that is still active within it. This explains why man and the animals which he dragged down with him in his Fall both have warm blood. It was therefore possible for man to transform the warmth ether in a special way. This he could not do with the light ether. Admittedly he assimilates light ether, but he simply radiates it again so that a lower form of clairvoyance is enabled to perceive the etheric colours in the human aura. They are actually present there. But in addition, man was also designed for a particular tone; he was endowed with his own specific tone in the whole Harmony of the Spheres, and also with an original vitality, so that it would always have been possible for the etheric body, if it had retained its original vitality, to have preserved the immortality of the physical body. And man would have been spared the consequences. For had the etheric body preserved its original form man would have continued to dwell in those higher realms from which he has fallen. He would not have succumbed to the Luciferic temptation, for in those higher realms totally different conditions would have prevailed. And in former times those conditions really did exist. Great souls like Saint-Martin were to some extent still aware that such conditions had once existed and therefore they spoke of these conditions as a former reality. Let us recall for a moment one of these conditions. Man could not have spoken at that time as he does today, for speech had not yet been differentiated into separate languages (note 5). This differentiation was due to the fact that speech became static. It was never intended originally that language should remain static. You must have a clear picture of what was originally intended for man. If ever a fraction of Goethe's world-conception is realized in the life of man—I do not mean theoretically, but in actual practice—then people will realize what are the implications of this statement. Suppose for a moment that man still had the potentialities with which he was originally endowed. He would have looked out upon a world from which he received external impressions; he would be aware not only of colours and tones, not only of external impressions, but also of spirit emanating from things on every hand—from the colour red the spirit of red, from the colour green the spirit of green, and so on. At all times he would have been aware of the spirit. This was anticipated by Goethe when he said: if the Urpflanze, the archetypal plant, is nothing more than an idea, then I can see my ideas with my own eyes and they are realities in the external world like colours. This is prescient of the future. I beg you to accept as a solid, concrete fact that the spirit is an active force that streams into us. If, however, the external impressions were to stream into us with the same vital energy as the spirit, we would respond to each of these impressions in our breathing process—for our breathing always responds to the impressions we receive through our brain and our senses. For example, an impression of red invades us from without; from within, our breathing responds to this impression with tone. Tone issues from man with every impression he receives from without. There was no such thing as a static language; each object each impression was immediately answered by tone from within. There was complete correspondence between the word and the external impression. Speech in its later development is simply the external projection, the residuum of that original, living and flexible language which was once common to all. And the expression “the lost word” which is so little understood today is a reminder of this original language. The opening words of the Gospel of St. John, “In the beginning was the Word, and the Word was with God and the Word was God” recall living “at-one-ment” with the spirit—this primal spirit, when man not only had eyes to see the external world, but also to perceive the spirit, when, through the breathing process he responded to visual impressions with a tone. It is to this communion with the divine that the opening words of St. John's Gospel refer. So much for the one aspect. On the other hand, in respiration (in so far as it extends to the head), as we inhale or exhale there is not only an interaction with the external world, but a pulsation is set up within our whole organism. The respiration that extends to the head responds to the impressions we receive from without. But in the lower organism our respiration responds to the metabolic process. If man still possessed the original vitality of his etheric body, then something totally different would be associated with his respiration than is associated with it today. For the metabolic process is not wholly independent of respiration; its dependence is simply concealed, it lies beneath the threshold of consciousness. But man would be conscious of it if he had preserved the original vitality of his etheric body, if in the course of his life he had not lost this vitality to some extent, for it is this loss of vitality, not only through the physical body, but from within, that is the cause of death. If man had retained his original potentialities, it would have been possible for him, via his metabolism, not only to secrete waste products, but to produce something of a material nature. So much for the one possibility. On the other hand, the exhalations of man would have contained formative forces and the formative forces of his exhalations would have laid hold of the material substance and thus he would have created in his environment the animal kingdom as it was originally intended to be. For the animal kingdom is a secretion of man and was intended to be so, in order that man could extend his dominion over the kingdom of nature. It is in this way that we should think of the animal kingdom. All this is the conclusion drawn from the investigations I have laid down before you. Today natural science is inclined to think that originally the animals were much more closely related to man. The truth is not that man has ascended the ladder of evolution as the crude theory of Darwin imagines but that today we can no longer grasp the real relationship of man to the animal kingdom. The vegetable kingdom does not fulfil its development on the terrestrial plane, and the animal kingdom likewise does not develop its origin on this plane. Naturalists speculate on how animals which co-exist with man have evolved. The reason for their co-existence must be sought in the sphere from which man has descended. It cannot be found where Darwin and his materialistic commentators expected to find it; it will be found in the mighty events of prehistoric times. And bear in mind also what I mentioned recently: that spiritual investigation shows that in the sixth and seventh millennium there will be a decline in fertility. Women will become increasingly sterile. The present method of reproduction will no longer be possible; it must be transposed to a higher plane. In order that the world may not fall into a state of decadence, when opinions as to what is good and evil will be treated medically, in order that good and evil, all personal determination of what is good and evil, should not be recorded merely as a matter to be decided by State regulation or human conventions in order that this should not arise at a time when the natural order that at present prevails in the human species will of necessity have ceased to maintain the race—for just as in women fertility ceases at a certain age, so too the present method of reproduction in the human species will cease at a certain stage of Earth evolution—in order to forestall this, the Christ Impulse was bestowed upon mankind. Thus the Christ Impulse was implanted in the whole of Earth evolution. I doubt if there is a single person who imagines that the Christ Impulse loses anything of its majesty or sublimity when it is incorporated in this way in the whole world order; when, in other words, it is restored to its cosmic rank, and when men really acknowledge that at the beginning of Earth evolution there existed, and at the end of Earth evolution there will exist, an order different from the present natural order, and a moral order that transcends the physical. The Christ Impulse was necessary in order that the end of Earth evolution should be worthy of the beginning. It was for this purpose that the Christ Impulse entered our Earth evolution and it is in this sense that we must understand it. And those who accept the words of the Gospels, not in an external sense, but with the true faith demanded by Christ, can find in them the necessary attributes whereby an increasing understanding of the Christ Impulse can gradually be developed, an understanding that can meet the demands of external investigation and once again relate the Christ Impulse to the cosmic world order. There are certain passages in the Bible that can only be understood with the help of Spiritual Science. It is written in the Bible: “One jot or tittle shall in no wise pass from the law.” Many expositors interpret these words as implying that Christ wished to preserve the Mosaic law intact and simply added to it His own contribution. They claimed that this was the real meaning of the passage. Now the passage has no such meaning. A passage should not be torn from its context, for everything in the Gospels is closely interrelated. When we study this interrelation—at the moment I cannot enter into the details which would provide convincing proof of what I am about to say—we find the following.—On the occasion when He spoke of the “jot or tittle”, Christ implied that, in olden times, when the law was first framed, man still possessed his ancient inheritance of wisdom. He had not declined to the extent he has at the present day, when the Kingdom of Heaven is at hand, when he must change his mental attitude. In olden times there were still prophets, or seers who were able to discover the law through the power of the spirit within them. “You who are now living in the kingdom of this world are no longer capable of adding to the law or of changing the law. If the law is to remain just, not a jot or tittle must be changed. The time is now past when the law can be changed after the ancient fashion; it must remain as it is. (But at the same time we must endeavour to rediscover its original meaning with the new powers that the Christ Impulse has brought.) You, the Scribes, are incapable of understanding the Scriptures. You must recover the spirit in which they were originally written. You are without, in the kingdom of the world; no new laws can originate there. But to those who are within the kingdom is granted the impulse of that living Force”—which, as I said recently, had to be transmitted orally, for it was not recorded in writing by Christ. “It cannot be codified, cannot be written into the law. It is something that is totally different from the Mosaic law, something that must be grasped spiritually. You, the Scribes, must approach the world in a new light, as something more than a purely phenomenal world.” Thus the first powerful influence was given to mankind to see the world as something more than a world perceptible to the senses alone. It is only slowly and gradually that we can accommodate ourselves to this new outlook. Occasionally one feels impelled to speak from a Christian standpoint and then one becomes the butt of ridicule. So too Schelling and Hegel, although not regarded as orthodox Christians especially by the Catholics, sometimes allowed themselves to express genuine Christian sentiments. And they have been sharply criticized for it. The objection levelled against them was: “Nature is not as you describe it.” To which they were so misguided as to reply: “So much the worse for Nature!” This reply, it is true, is not “scientific” as we understand the word today, but it is Christian in spirit, the spirit in which Christ Himself spoke when He said: However much the Scribes may speak of laws, they do not speak of the real Law. Not only has a jot or tittle passed from the Mosaic law, but the law itself has changed in many respects. The Scribes speak from the kingdom of this world and not from the Kingdom of Heaven. He who speaks from the Kingdom of Heaven speaks of a cosmic order of which the natural order is only a subordinate part. To this one must reply: So much the worse for nature! To those who objected to Goethe's claim—that plant propagation was not determined by sexual reproduction—on the grounds that scientific observation shows that the ovaries are fertilized by windblown pollen—he too would have replied, if he had given his honest opinion: So much the worse for the plant kingdom if it is so deeply committed to the natural order. On the other hand, minds such as Goethe's will always insist that man's understanding must be enlarged, that man must become sensitively aware so that he will be able to think, feel and experience that up to the sixth and seventh millennium the spoken word will once again become a reality and will have the same creative power in the external world as the power of fecundation in the seeds of the plant kingdom today. The word which has become abstract today must regain the original creative power it once possessed “in the beginning”. Those who, in the light of Spiritual Science are reluctant to amplify the opening words of the Gospel of St. John, “In the beginning was the Word, and the Word was with God and the Word was a God”, by adding “and the Word one day will live again”, have not fully grasped the Christian message. For Christ Jesus has set forth His teaching in a form that conflicts with the external world. It is to Him that we owe the impulse to regeneration. The world meanwhile has declined rapidly and the Christ Impulse must be increasingly reinforced before this decline can be arrested. To a certain extent we have gone some way towards reversing this doctrine since the Mystery of Golgotha, but for the most part without being consciously aware of it. Man must learn once again to participate consciously in cosmic events. He must begin to realize not merely: “when I think, something takes place in my brain”, but “when I think, something takes place in the Cosmos”! And he must learn to think in such a way that just as he can entrust his thinking to the Cosmos, so too he can once again unite his being with the Cosmos. The necessary changes that will have to be effected in our external life in order that our social life may be invested with the Christ Impulse are ignored by those who are already aware of this need. There are reasons for their reticence. One can only speak of them when certain prior conditions have been met; only brief indications can be given here. You will recall that earlier in this lecture I opened a window on to the future when I pointed out that those who recognize other laws than those decreed by the State will be treated medically. Before this time arrives, however, a reaction will have set in. One section of mankind will adopt the measures referred to above, but another section will be the bearer of the future Christ Impulse. A battle will ensue between the two groups between the past and the future. And the Christ Impulse will win the day. When the etheric Christ appears in the present century the Impulse that streams from Him will be able to awaken such a response in the souls of men that governments based on ambition, vanity, prejudice or error, will gradually become an impossibility. It will be possible to discover principles of government free from these human frailties but only if they are founded on a true and concrete acceptance of the Christ Impulse. Christian impulses will not be determined by parliamentary decrees; they will enter the world in a different way. This tendency exists already. Alongside the incorporation of the Christ Impulse into world evolution there is a longing to incorporate the Christ Impulse into social evolution. In order to achieve this goal a considerable reorientation of thinking is called for. And great strength of mind will be necessary before people can accept seriously what I have said about the Christ. When Jesus had delivered His message to the multitude they were filled with wrath and sought to cast Him from the mountain top. The course of world evolution is not so simple as one imagines. We must realize that those who have some truth to impart may already have encountered an attitude of mind such as Christ encountered in those who sought to cast Him from the mountain. In an age whose motto is—moderation at all costs, never give offence, avoid a reputation for iconoclasm—in such an age the ground is being prepared for the entry of Christ into the social evolution of mankind and perhaps with good reason in this particular age. It is being prepared in the subconscious; little evidence of it is to be seen on the surface where the unchristian principle of opportunism prevails, that unchristian principle that dare not openly declare like Christ: “The Kingdom of Heaven is not for you, ye Scribes and Pharisees.”—I ask you to pause and consider what has replaced the Scribes and Pharisees today. Gospel commentators are wont to excuse or explain away many of Christ's statements. And recently a priest, certainly not of the orthodox persuasion, who has uttered many fine statements about Christ Jesus, went so far as to say that Christ was obviously not a practical person for He advised people to live like the fowls of the air, “for they sow not, neither do they reap, nor gather into barns”. Such advice would not take us very far today. This preacher did not make very serious efforts to grasp the impulse which permeates the Gospels. People find it difficult to cope with precepts such as “whoever shall smite thee on thy right cheek, turn to him the other also; if any man take away thy coat, let him have thy cloak also. Give to him that asketh of thee and from him that would borrow of thee, turn not thou away.” (Matt. V, 39-42.) [The book says this passage is in Matt. II, 40-42 – e.Ed.] When we read all that has been said in extenuation of this rather unpopular passage we have to admit that mankind today has gone half way towards excusing Christ for the strange sentiments He sometimes expressed. They are prepared to excuse much if they can only retain the Gospels—after their own fashion. But in matters such as this it is far more important to understand what is implied. And this is difficult because these things are closely interrelated. But at least we can have an intimation of this interrelationship if we read on from the passage: “and of him that taketh away thy goods ask thou not again” (which occurs in the Gospel of St. Luke) to the more explicit statement in the Gospel of St. Matthew (VII, 12): “Whatever ye would that men should do to you, do ye even to them.” These words, of course, refer to what has gone before. Christ is here appealing to faith and trust. If Christ had shared only the current superficial ideas He could never have said: “If any man take away thy coat, let him have thy cloak also.” He is speaking here of laws that govern social life and conduct—such are for the Scribes and High Priests—He is speaking of the Kingdom of Heaven. In this passage He wishes to emphasize that in the Kingdom of Heaven other laws prevail than those of the external world. And if you compare the passage in the Gospel of St. Luke with that of St. Matthew—and much depends upon the correct translation—you will realize that He wished to say that a faith must be awakened in man which would dispense with the laws and statutes concerning the stealing of another's coat and cloak. Christ wished to show that it was pointless simply to teach, “Thou shalt not steal”. You will recall that He said: “a jot shall in no wise pass from the law”. But as they were originally understood those words no longer provide any impulse for the present epoch. We must really develop within ourselves the power, under the present circumstances, to offer our cloak to whomsoever has taken our coat. If we follow the precept that “whatever ye would that men should do to you, do ye even so to them”, and especially if this principle can be adopted by all, it would be impossible for anyone to steal another's cloak. No one will steal another's cloak if the victim has the strength of mind to say: whoever takes my coat, to him I will give my cloak also. In a social order where this attitude of mind prevails there will be an end to stealing. This was the implication of Christ's words. The Kingdom of Heaven is contrasted with the kingdom of the world. We must develop the power of faith. Morality must be founded upon this inner power. Every moral act must be a miracle, not merely a fact of nature. Man must be capable of performing miracles. Since the original world order has descended from its former high estate, the purely natural order must be replaced by a supernatural moral order which transcends the natural order. It is not sufficient merely to keep to the old commandments which had been given to the world under totally different conditions, nor is it sufficient to change them; man must adapt himself to a supernatural moral order, so that if someone steals my coat I shall be prepared to give him my cloak also, and not proceed against him. The Gospel of St. Matthew clearly states that Christ wished to debar judicial proceedings. In that event there would have been no point in adding to the passage about the coat and cloak the injunction: “Whatsoever ye would that men should do to you, do ye even so to them” unless Christ had intended to refer to another kingdom, to a kingdom in which miracles take place. For Christ performed signs and wonders through His sovereign, supernal power of faith. No one can do what Christ has done as part of the natural order, if he cannot bring himself to see in man something more than a nature being. Now what Christ demands of us is that, in the moral sphere at least, our ideas should transcend the limitations of external reality. In external life we act on the principle: if someone takes your coat, then get it back again! But on this basis it is impossible to establish a social order that complies with the Christ Impulse. In Christ's kingdom there must be something more in our moral concepts than a mere concern with, or the satisfaction of material interests. Otherwise the following passages would be strange bedfellows. First, “whoever shall smite thee on thy right cheek, turn to him the other also. If any man take away thy coat, let him have thy cloak also. Give to every man that asketh of thee and of him that taketh away thy goods ask not again. Whatever ye would that men should do to you, do ye even so to them.” And then contrast with these precepts the words: “If you smite someone on the right cheek, then see to it that he offers the other also, so that you can experience the satisfaction a second time. If you steal a man's coat, do not hesitate to take his cloak also. If you want anything from anyone, see that he gives it you, etc.” This negates the principle: Whatever ye would that men should do to you, do ye even so to them. From the point of view of the practical world these injunctions of Christ are meaningless, a mere sequence of empty phrases. They first take on meaning if we presuppose that those who would take an active part in the salvation of the world which shall be initiated by the Christ Impulse through which the world will be raised once again to higher realms, must start from principles which do not apply to the external world only. It will then be possible to give practical effect to moral ideas and conceptions once again. To understand the Gospels in the light of the Mystery of Golgotha demands spiritual courage, a courage which mankind sorely needs today. And this implies that we must take seriously all that Christ said about the opposition between the kingdom of this world, the consequence of the progressive decline of mankind, and the Kingdom of Heaven. Those who in times such as the present (1917) are celebrating the Easter Festival, may already feel a growing desire to find the courage to understand once again the Mystery of Golgotha and to be united with the Impulse of Golgotha. Everywhere the Gospels speak of courage; they insistently call for courage to follow that Impulse which Christ Jesus has implanted in the evolution of the Earth. In this lecture I have endeavoured to give you a clearer insight into the Mystery of Golgotha in order to impress upon you that aspect which shows how this Mystery must again be incorporated in the whole Cosmic order and can be understood only when we recognize that the Gospels speak with the tongues of Angels and not with the tongues of men. In the course of its development the academic theology of the nineteenth century has tried to reduce the Gospels to the level of human speech. Our immediate task is to learn to read the Gospels once more as the Word of God. In this connection Spiritual Science will contribute to a better understanding of the Gospels.
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175. Building Stones for an Understanding of the Mystery of Golgotha: Lecture V
14 Apr 1917, Berlin Tr. A. H. Parker Rudolf Steiner |
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The printed words must, of course, be there, but in order to understand Faust one must grasp the meaning behind them, one must not adhere to the superficial meaning. |
If the prophecies of John the Baptist and Christ Jesus concerning the end of the world are rightly understood, there will be no need to interpret them literally in the sense that the world will end at a definite moment in time. |
Consequently not only are we unable to arrive at a right understanding of a particular issue, but our whole life is coloured by such influences and tends to see things in these terms. |
175. Building Stones for an Understanding of the Mystery of Golgotha: Lecture V
14 Apr 1917, Berlin Tr. A. H. Parker Rudolf Steiner |
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When discussing on various occasions the spiritual history of recent times I have often mentioned the name of Herman Grimm. I should like to begin this lecture by referring to one instinctive remark amongst many others which Herman Grimm made about the pressing needs of recent history, although he was unable to translate into concrete fact the intuition he instinctively felt. He was opposed to the whole modern approach to historical investigation. He rightly felt that this approach set out unconsciously to exclude the Christ Event from the account of human history, to study history which did not allow for the fact that this Event was a decisive factor in the course of human evolution. He wanted, on the other hand, to establish a method of historical investigation that made the Christ the pivot of the historical development of mankind, a method which would demonstrate how important was the impulse that had entered human evolution through the Mystery of Golgotha. As I have indicated, Herman Grimm had an intuitive perception of what might be called Goethe's “Weltanschauung”, but because he was denied insight into the spiritual world, it remained an instinctive feeling, a presentiment rather, that he was unable to formulate clearly. It may seem paradoxical to say that the primary aim of historical enquiry is to expunge the record of the Christ Event from the pages of history. None the less this is a fact and is so deeply rooted in the modern outlook that many are at great pains to prevent the real, deeper significance of the Christ Event from finding a place in the history of human progress. Because this instinctive urge is so firmly rooted in the souls of men there is almost total ignorance of the centuries before and after the Mystery of Golgotha. Not that people did not try to arrive at a full understanding of the historicity of the Mystery of Golgotha—when we take into account the many factors I have already referred to in the course of our lectures it is clear that they made serious efforts in this direction—but they sought to invest what had occurred in those early centuries with their own preconceptions, so that they failed to perceive what had really happened during that period. It seems almost as if there is a conspiracy to present the history of these centuries in such a way that people fail to perceive that the events clearly reveal the powerful impact of the Mystery of Golgotha. When we recall how our age that claims to be free of all authority is deeply dependent upon a belief in authority, we can measure its unparalleled success in suppressing virtually all knowledge of what occurred in the evolution of mankind during those centuries. And when a personality such as Goethe appears—and in my last lecture I gave a characteristic example of his approach to nature, an approach which led him directly to a view of the world in which nature and morality are one—then the attempt is made to minimize whenever possible or to reject outright that which, if it were rightly understood in such a personality, would lead to a spiritual-scientific view of the world. We then experience something very remarkable. I have already spoken of Goethe's dissatisfaction with Linnaean botany. He looked for a botany permeated with spirit. As a result of his investigations he was able to discover the spirit as it is revealed in the plant kingdom, that spirit which the plant kingdom cannot attain in its present form because it cannot fully develop its inherent potentialities. I referred to this in my previous lecture. Goethe therefore tried to penetrate more deeply into the potentialities of the plant kingdom—and of the mineral kingdom as well—more deeply than is possible through sense-perception, for sense-perception can only describe the plant kingdom in its present stage of development. It was most inopportune, therefore, that Haller's view of nature (note 1) should come to the fore in Goethe's day, a view which Haller neatly summed up in the following words: “No created spirit can penetrate into the heart of nature. Fortunate are those to whom she reveals her external shell alone.” To which Goethe replied: “I have heard this refrain now for sixty years and am heartily sick of it. Nature has neither kernel nor shell, she is both at once—a unity. First test yourself and find out whether you yourself are kernel or shell. [original note 1] Goethe therefore was strongly opposed to Haller's view because behind his vast spiritual background he had an instinctive knowledge which the nineteenth century has attempted to destroy. The scientist of the nineteenth century was only too familiar with Schopenhauer's dictum: “The world is my idea” or “without the eye there can be no colour, no light”. To this Goethe replied quite logically: “It is true that light cannot be perceived without the eye, that without the eye the world would be dark and silent. But, on the other hand, without light there would be no eye; the eye owes its existence to light, it is formed by the light for the light. Out of indeterminate organs light has called forth an organ akin to itself—the eye.” If we pursue the matter further something quite extraordinary emerges. As I indicated in my last lecture, the plant kingdom was really designed to reproduce spontaneously its own kind by metamorphosis. Fertilization was originally intended to serve a completely different purpose. Goethe had an inkling of this and was therefore delighted with Schelver's theory of a-sexual plant reproduction and had the courage to introduce moral values into his study of plants. He believed that the plant kingdom today exists in a different sphere from the one in which it could have evolved a-sexually by metamorphosis. This decline is due to that momentous event—the Fall of man through the Luciferic temptation. But the forces that would operate in plants if they had been able to fulfil their metamorphosis, that is, if the new individual had been able to develop out of the plant without sexual reproduction—these forces have now become spiritual and are operative spiritually in our environment. These forces are responsible for the sense organs which man possesses today. The words of Lucifer: “Your eyes shall be opened” signified that man would be transported to another sphere where of necessity plants could not develop their full potentiality, but where man's eyes were opened. The action of light was such that, in the Goethean sense, it was able to open men's eyes to the physical world. But this perception of the phenomenal world implied, on the other hand, a loss of spiritual vision. Men could direct their attention to the external world of the senses, but the spirit dwelling in that world could not enter into them; their eyes were closed to the manifestation of the spirit. And thus arose that strange idea which flourished especially in the nineteenth century, namely, that our perception is limited to the sensible world, that we cannot see behind this world. “No created spirit can penetrate into the heart of nature; fortunate are those to whom she reveals her external shell alone.” Man, it was believed, could not penetrate to the inmost core of nature. Only a heightened, purified consciousness could achieve this, and Goethe was aware of it. The strange or rather baleful doctrine arose that man perceives only the evidence of the senses. This doctrine, which is simply destructive in the field of natural science but is useful through its very destructiveness, would, in the field of art, if the artist were to accept an analagous teaching and did not struggle and fight against it, destroy his creative imagination. For this view is identical with the one which declares: Goethe's Faust survives only in books. We read the printed words but Faust is more than the printed words. No one can penetrate into their inner meaning; fortunate are those who are content with their superficial meaning. Now there are certain philologists who are satisfied with the superficial meaning of Faust. The printed words must, of course, be there, but in order to understand Faust one must grasp the meaning behind them, one must not adhere to the superficial meaning. The words must be there but the average reader does not attempt to interpret them. People do not realize that that which has become second nature to us in our materialistic age contradicts the most obvious facts. We can arrive at a different point of view only if we are to some extent in tune with Goethe's idea. I will quote his words once again: “I have heard this refrain now for sixty years and am heartily sick of it. Nature has neither kernel nor shell; she is both at once—a unity. First test yourself and find out whether you yourself are kernel or shell.” One of the mysteries of human evolution is that if we reject the Goethean outlook in favour of Haller's, then it is possible that in our survey of history before and after the Mystery of Golgotha we shall miss its true significance. This may sound paradoxical at first, but it is nonetheless true. If we consider the course of history from the antiGoethean point of view, then we see the pre-Christian era in such a way that we recognize that some undefined historical event took place at the beginning of our era, but in that event, the powerful impulse of the Mystery of Golgotha must be realized within ourselves “where no created spirit shall enter”. People fail to perceive that whilst history is moving towards the Mystery of Golgotha, something then intervenes which indicates a decisive turning-point, the most decisive turning-point in human evolution. And they also fail to perceive that the repercussions of this decisive moment are felt in post-Christian history. Instinctively they have felt it necessary to exorcise Goethe's “Weltanschauung”, to prevent it from invading modern thought. In this instinctive endeavour people often betray themselves unwittingly. In saying this I have no wish to impute blame to anyone for I know the objection will be raised that those who politely dismiss the Goethean “Weltanschauung” from the contemporary view of the world are motivated by the best of intentions. We need only recall the words of Antony in Julius Caesar: “so are they all, all honourable men”. I admit this of course, without hesitation; but what matters is not a man's intentions but what is their effect, what influence they have upon human evolution. Sometimes in their laudable intention to dismiss politely the Christ Event from history by refusing to accept the Goethean way of looking at things, people unwittingly give themselves away. For, if adopted today, the Goethean conception of the world must lead directly to Spiritual Science. I recently came across a pamphlet which has had great influence at the present time. It offers reflections upon history, in particular the history relating to Christ Jesus. The author felt that any possibility of evaluating the Mystery of Golgotha as the decisive turning-point in the history of mankind should be carefully excluded from the study of history. This is only possible if we assume that we cannot plumb the hidden depths of history but must for ever remain on the surface, that we cannot see into the mysterious workings of history. I will read to you the actual words of the author for they are most interesting:
I have no intention to pass moral judgements. I wish to state quite objectively: thus is Goethe falsified and after so short a space of time! His ideas are distorted; their meaning is reversed and the public is presented with a false picture. And of course the public fails to detect the deception. What I have described here is taken from the book of A. W. Hunziger entitled Christianity in the Ideological Struggle of Today. The whole spirit that runs through this book is identical with the spirit that prevails in the existing anti-Goethe “Weltanschauung”. Here is a case in point which betrays the sense for “truth” in those who have a large public following today. I told you that this author recently gave a course of lectures which prove conclusively that his thinking is uncorrelated, incoherent, totally corrupted, and that he never makes the slightest attempt to probe beneath the surface. I promised to procure a copy here (since I had been obliged to leave the book behind in Dornach) in order to read to you a few samples, which would confirm the discontinuity, the corruption of his thinking, even as the passage I have quoted is evidence of his corrupt interpretation of Goethe. Unfortunately I could not procure a copy; the book is so much in demand that it is temporarily out of print. Such then is the state of affairs today when we are concerned to know the truth. Therefore it is both necessary and justified solemnly to call attention to what is necessary, and to remind you that behind the words, “change your attitude of mind”, lies something extraordinarily profound, something that carries historical implications if we are prepared to look for them. The words of the Baptist are not only related to what we can learn of human evolution from the standpoint of Spiritual Science, but also to what can be observed historically if we endeavour to make the Goethean “Weltanschauung” a living reality and do not trim it to meet the desires of a philistine public. It then becomes a powerful impulse towards a new understanding of Christianity and leads directly to Spiritual Science. I can best make clear to you the real issue in human evolution if I remind you of some of the things I have often discussed with you in detail. I have discussed the existence of the Mysteries in pre-Christian times and I attempted to show the purpose of these Mysteries in the book Christianity As Mystical Fact in which I quoted what Plato said about the Mysteries. Today, of course, we can look upon the following utterances of Plato with a condescending smile, the sceptical smile of the philistine: “Those who are initiated into the Mysteries participate in eternal life; the others are doomed.” In the book Christianity As Mystical Fact I purposely drew attention to these words of Plato, for they bear solemn witness to what Plato had to say about the Mysteries. The great secret of the Mysteries consisted in this: through a special training the neophyte in pre-Christian times was granted insight into what the mineral and animal kingdoms would have become if they had been able to develop their potentialities without interruption. Thus he would have attained to a knowledge of man and would have been able to say: Had the mineral kingdom and animal kingdoms been able to develop their potentialities to the full, then it would have been possible for man to reveal his true nature in the sphere in which he would then have dwelt. When the neophyte had been initiated into the secrets of nature and had been permitted to see man as he was originally designed to be, he underwent a complete transformation. He then realized that the kingdom of the warm-blooded animals, the ligneous plants and the human kingdom do not in their present form reveal their true origin; they remain unexplained, because they do not bear within them any direct evidence of their origin. Thus whilst plants and minerals do not develop their potentialities to the full, men and animals do not disclose their origin. In pre-Christian times—and the real purpose of the Mysteries testifies to this—it was necessary that certain men should be initiated. In earliest times atavistic clairvoyance was common to all; it was only later, when this atavistic clairvoyance was lost, that it became necessary to initiate certain individuals into the secrets of the external nature of the mineral and plant kingdoms in order to know man as he really is. It is equally necessary today to call attention once again to man's origin, to learn to see him from a new angle, so that he reveals once again his origin and is once again integrated into the whole Cosmos. I attempted to show this, albeit imperfectly, in my book Occult Science: An Outline, in so far as it is possible today. Just as the Mysteries played their part in the pre-Christian era, so Spiritual Science plays its part in our present epoch, the period following the Mystery of Golgotha. It is only when we realize that the Mystery of Golgotha is a decisive turning-point, the frontier between two historical epochs, that we can gradually arrive at a true understanding of this Mystery. And this will become clear to us if we do not allow ourselves to be blinded by anti-Goethean prejudice in our approach to the early years of the first century, if we examine this period with the spiritual insight that Herman Grimm called for, but did not possess himself. The Mystery teachers, the hierophants of ancient times, knew full well why they insisted upon a special training for those seeking Initiation, and up to a certain point in time this training was mandatory for those who were to be initiated into the Mysteries. And in ancient Greece especially, Initiation was refused to those who had not undergone rigorous training. The neophyte learned to make the right use in his daily life of the secrets imparted to him and the Greek Mystery Schools especially set great store on this. Just as Christ Jesus refused to disclose the Mysteries of the Kingdom to the Scribes and Pharisees and revealed them only to those whom He had chosen as His disciples, so too the Mystery Schools firmly insisted that their teachings should not be divulged to those who were unworthy of them. At a time when the Mystery of Golgotha was drawing near it was no longer possible to keep secret the Mystery teachings as in former times. The hierophants were in no way responsible for this. The time for hidden teachings was past. It was Imperial Rome that, without warrant, unveiled the secrets of the Mysteries. The time was approaching when the initiate-priests could no longer resist the commands of the Caesars. And the violation of the spiritual life by the Roman emperors is reflected in the events of the time. A man such as John the Baptist had clear foreknowledge of this; for those who have the will to see, coming events cast their shadow before. Only those who refuse to open their eyes remain blind to future events. This foreknowledge is reflected in words which, though often ambiguous, are none the less true in every respect. The words of John the Baptist: “Change your attitude of mind for the Kingdom of Heaven is at hand” might be rendered as follows: “Behold, the accumulated wisdom of the ancient Mysteries which brought salvation to mankind is no more, it has been appropriated by Imperial Rome which has also taken Judaism under its wing. Change, therefore, your attitude of mind, do not look for salvation in that which emanates from Imperial Rome, i.e. in the kingdom of the world, but seek it rather in the things that are not of this world. Receive baptism whereby your etheric body is loosened, so that you may see that which cometh after me and which will bring new Mysteries, for the old Mysteries have been appropriated by force.” In due course the Roman emperors, by Imperial edict, demanded to be initiated into the Mysteries and this became the accepted practice. Augustus was the first to be initiated, but he did not abuse the privilege of Initiation. It was against this practice in particular that John the Baptist protested. He sought to segregate those who wished to be baptized so that they should not look for the future well-being of mankind only in that which emanated from the Roman Empire. The Emperors who were fully initiated into the secrets of the Mysteries were Caligula, and later, Nero. The fact that Initiates such as Caligula and Nero could acquire knowledge of the Mysteries by force is one of the enigmas of history. Imagine the state of mind of those who realized that this was impending and yet sensed what it signified. Try to enter into the thoughts and feelings of men such as John the Baptist. It would have been natural for them to say: that which must come and will come is the Kingdom of Heaven; it is here that the sacred Mysteries must henceforth be sought, and not in the kingdom of men! History often speaks through its symbols. The Greek philosopher Diogenes went round the market place in Athens carrying a lantern in his hand in search of the “man” who was lost, the “man” who had lost his spiritual vision. Why had this vision been lost? Not because this “man” was unknown, nor because the time was fast approaching when men no longer sought for that which the Mysteries could communicate about the secrets of evolution. Fundamentally, Nero and Caligula were aware of this, but for this very reason it was kept secret. And like John the Baptist, Diogenes felt, in his own way, that the time was approaching when, because the Mystery teachings were known to have been betrayed, “man” would be plunged in darkness and would have to be sought for with a lantern. Caligula had been instructed how to live in accordance with the teachings of the ancient Mysteries, how to live in accordance with the spiritual principles embodied in those Mysteries. He knew therefore how to command his consciousness between sleeping and waking so that he could communicate with those spiritual Beings known to the ancient Mysteries as the Moon Gods. From the Mysteries he had learned the art of holding converse with the Moon Spirits during sleep. It pertained to the hidden teaching of the ancient Mysteries to know what lay behind ordinary waking consciousness and to discover how this waking consciousness is modified so that a man learns the secrets of consciousness during sleep. Through the fact that he is aware that his individuality inhabits the spiritual world between sleeping and waking, he realizes that his individuality is not only incarnated here on Earth as a being of nature related to other beings of nature, but that it is related to the spiritual world, to the spiritual Hierarchies. When a man knows the secret of the Moon Gods his relationship to the Sun Gods naturally changes also. Owing to the blunting of his waking consciousness by Lucifer he does not perceive the Sun Gods in the surrounding world, but he can perceive them during sleep with his awakened or clairvoyant consciousness. A man such as Caligula knows from his own experience that from the time he goes to sleep until he awakens the human individuality inhabits the spiritual world, and he is also aware that this individuality in its waking consciousness is not only present in the trappings of external nature, that it participates not only in the physical sunlight, but that it dwells among the Spirits associated with the Sun. But Caligula had not undergone the necessary training to perceive the Sun Spirits. He was able during sleep to commune with the Moon Gods and this is why in his waking consciousness he addressed Jupiter (whom the ancient Greeks looked upon as Zeus in another sphere) as “brother Jupiter”. “Brother Jupiter” was the customary form of address employed by Caligula, for he clearly felt himself to be a citizen of the spiritual world where Jupiter dwelt. He therefore bore himself in such a way that he betrayed by his demeanour that he belonged to the spiritual world. Sometimes he invited homage as Bacchus crowned with oak leaves and with the thyrsus in his hand; at other times he appeared as Hercules with club and lion skin. Or he would appear as Apollo crowned with a nimbus and the (Apollo) bow in his hand, surrounded by a choir singing his praises. He also appeared as Mercury with winged head and caduceus, and as Jupiter. A tragic poet who was considered to be an authority in these matters and was invited to decide who was the greater, Caligula or Jupiter (and for this purpose Caligula had a statue of the god placed beside him) was scourged because he refused to concede that Caligula was the greater. What do we learn from this judgement of Caligula? It is instructive to associate with it the words uttered by Lucifer at the temptation in the Garden of Eden: “In the day ye eat thereof your eyes shall be opened and ye shall be as gods”—concluding with the words: “and ye shall know good and evil”. The power to distinguish between good and evil was implanted in mankind by a Spirit who could participate in evolution only up to a certain time. This time was now past. It came to an end when John the Baptist first appeared, crying: “The Kingdom of Heaven is at hand.” He did not add, however, the words “and the kingdom of Lucifer is at an end”. John the Baptist, of course, spoke only of the Kingdom of Heaven. Caligula's judgement was clear evidence that the power to distinguish between good and evil no longer existed. When a judicial error had been made on one occasion—an innocent man had been condemned to death because he had been mistaken for the guilty party—Caligula said: “It is of no consequence, because both are equally guilty!” And when Petronius lay under sentence of death Caligula said: “Those who condemned him might just as well be condemned themselves for they are equally guilty.” The power to distinguish between good and evil therefore had already ceased to exist at the time of which I am now speaking. We can ascertain the moment in time when this power to distinguish was lost if we are really prepared to wait upon the events of history. Nero was a similar type of Initiate to Caligula. Fundamentally he was a psycho-analyst—only not so narrow-minded as many of our contemporary psycho-analysts—but on the grand scale, a man of heroic stature. He was the first psycho-analyst because he supported the doctrine that everything in man is determined by the libido—a doctrine that has been revived again in our day by psycho-analysts. Professor Freud, however, is no Nero; he lacks his stature. But what John the Baptist knew was also known to Nero. For Nero also knew (and in this respect he differs from Caligula) through his initiation into the Mysteries that man was faced by a dilemma, that the truths, the real impulses of the ancient Mysteries had to a certain extent been lost; they had lost their effectiveness and could be maintained only by external constraint. It was not John the Baptist alone who said that the old world order had come to an end—but it was he who added the words: “Change your attitude of mind, the Kingdom of Heaven is at hand!” Nero also knew that the old order had come to an end, that a decisive turning-point in evolution had been reached. But in addition he was endowed with a diabolic consciousness, he harboured all the demonic impulses of an unworthy initiate. And therefore, like John the Baptist and Christ Jesus, he foresaw the end of the world. If the prophecies of John the Baptist and Christ Jesus concerning the end of the world are rightly understood, there will be no need to interpret them literally in the sense that the world will end at a definite moment in time. We shall realize that the end of the world is already at hand as the Bible prophesied. But you already suspect—and I will say more of this in my next lecture—that the Parousia, the Second Advent, is a reality. Nero knew that a new order was imminent, but it was not to his liking. Hence his characteristic remark that nothing would please him more than to hasten the destruction of the world. I should be delighted, he said, to see the world go up in flames! This was his particular obsession. It was under the impact of this obsession that he ordered Rome to be set on fire. Though historians may doubt his responsibility for the destruction of Rome, it is none the less an established fact. In his delusion he believed that the conflagration would spread far and wide and ultimately engulf the whole world. I have given a few indications which are intended to show that the world was then nearing its end and would have to begin anew. But in external reality things are interrelated; the old order often persists after the new impulse has already begun to operate. And although since the Mystery of Golgotha the Kingdom of Heaven dwells amongst us, the Roman empire has continued to exist at the same time in a state of continuous decline. And this has led the savants of today, from a wide variety of motives, to emphasize that it is the spirit of the Roman empire, the spirit of the imperialism of the Caesars that persists amongst us today and permeates the early manifestations of Christianity! If we were to pursue the matter further, some strange facts would come to light. In the first place we should discover that the concepts of justice which arose later can be traced back to Roman law, that Roman law which from a Christian point of view is anti-Christian has impregnated the whole of modern life. And we should have to touch upon many other fields of knowledge if we wished to discuss the survival of Roman imperialism down to our own times, and especially if we wished to discuss all that is concerned with the progressive decline of the Roman Empire. There is something instinctive in the way Roman history is taught in our schools and in the way in which historians who write that “fable convenue” called history today, and particularly the specialists, convey to mankind a knowledge of the Roman empire which excludes the spirit. Consequently they were undeniably successful in one respect—mankind as a whole never realized the full significance of the historic moment when the Cross was raised on Golgotha. They sought, more or less instinctively, to conceal the real meaning of that event. There is little evidence of the courage which is necessary in order to penetrate to the inner meaning of history. Indeed we find that there are authors with a large public following who are prepared to falsify Goethe, in order to give the impression that even his “Weltanshauung” supported the idea that history was merely an external shell. Influences of this nature affect large areas of our psychic life. Consequently not only are we unable to arrive at a right understanding of a particular issue, but our whole life is coloured by such influences and tends to see things in these terms. Therefore men like Goethe remain voices crying in the wilderness. Furthermore they are vilified in that people attribute to them an attitude to knowledge that is diametrically opposed to the one intended. But we can also see what are the consequences of such influences. We learn much from Karma, even when we try to give knowledge a form that we can present to our fellow men. Yesterday I came across an observation of one of our contemporaries which is closely connected with that living impulse which I described in our discussions of the Mystery of Golgotha. This contemporary has undergone many changes in the course of his development. Finally he was converted to Roman Catholicism and was active in propagating the Catholic faith. And so we have the remarkable phenomenon of a freethinker who publicly bears witness to Christ, and what is more, from the Catholic standpoint. His views on Christ were coloured by his own preconceptions. And the following testimony of the man is characteristic, it is a typical document of our time. Let me read to you this profession of faith of a modern witness to Christ:
Here is the confession of a man who was converted from modern materialism to Christianity. He turned to Christianity because it satisfied his ideal and he was able to accept conversion because those sublime impulses which Christ bequeathed to the world had been adapted to, or sacrificed to the needs of modern society. But the sentiments expressed by this Christian witness are more widely shared than people imagine. People feel a pressing need to present the Christ to the world in a form that is acceptable to modern man. And instinctively they seek to conceal from mankind the truth that Jesus’ death was inevitable because Christianity and the Roman empire were incompatible; consequently their co-existence could only lead to the death of Christ. Therefore if we really wish to dwell in a world of light beyond earthly shadows we must ascertain to what extent our modern life is related to a true understanding of Christianity and we must gradually summon up that righteous anger which Christ Himself felt when He had to reply to the frequent objurgations of the Scribes and Pharisees. I have attempted in this lecture to give you a picture of the happenings in the centuries when Christianity was first established and have drawn your attention to the need to study history in depth, especially that moment of history when the Mystery of Golgotha took place. For this is possible even if we keep within the confines of history alone. But we must develop a sense which will enable us to evaluate the single events of history, a sense for what is important and expressive of the epoch in question and what is unimportant, a sense for those aspects of the various spiritual streams of the past which still persist and where they persist.
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175. Building Stones for an Understanding of the Mystery of Golgotha: Lecture VI
17 Apr 1917, Berlin Tr. A. H. Parker Rudolf Steiner |
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There were some emperors. however, who despite their irregular initiation, understood little of these secrets; but there were others who understood so much that they were able to divine something of the power and effectiveness of the Christ Mystery. |
And this contention of the Christians was prophetic. You will now understand more clearly why the Senators and the Roman Emperors were alarmed, for they naturally associated the decline that was prophesied with the external empire which they saw slowly crumble under the impact of Christianity. |
This legend is still vitally alive and survives in many things and under manifold forms. Today many things which appear in their purely physical aspects conceal a deeper layer of meaning. |
175. Building Stones for an Understanding of the Mystery of Golgotha: Lecture VI
17 Apr 1917, Berlin Tr. A. H. Parker Rudolf Steiner |
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We shall the better understand the real nature of the events of today and especially of the immediate future if, from a spiritual angle, we see them as the continuation of the events which took place during the early years of Christianity. This may seem paradoxical today. It is difficult to bring home to the majority of people how certain forces which at that time had been implanted in, and had made a deep impact upon the evolution of the Earth and Man, are still operative today, because, in the present climate of contemporary thought they fail to perceive the deeper impulses, the deep underlying forces that are at work in contemporary events. They prefer to approach everything from a purely superficial standpoint. These deeper spiritual forces are not accessible to mankind today because people are not prepared to investigate them. Anyone who wishes to penetrate a little beneath the surface events of our time will find, in many a published document and in the vicissitudes of fortune that befall those who are unaware of the motives that determine their actions, impulses that are often a continuation, a resurgence of certain impulses that were manifested especially in the early centuries of the Christian era. It is not even possible to characterize the outstanding examples of the resurgence of ancient impulses in our present age because people cannot endure their characterization. But those who study the first Christian centuries in Europe from a certain standpoint will be able to detect the forces that are emerging once again and are actively at work. I have therefore attempted to draw your attention to certain phenomena connected with the expansion of Christianity in the first centuries A.D., because, through the appropriate use of the ideas derived from them, much that is taking place today will immediately become clear to you. I propose to add further information based upon our recent investigations which we can discuss in detail later. Let us first look at this new material so that our later enquiry may bear fruit. I have often spoken to you of the remarkable fact that the early Roman emperors acquired Initiation by constraint and this explains many of their actions. Consequently they gained knowledge of certain facts connected with the great impulses of cosmic events, but they exploited this knowledge derived from the Mysteries to their own advantage. It is most important to realize that the intervention of the Christ Impulse into the historical life of mankind was not merely an event on the physical plane which we can apprehend through a study of the historical facts, but was a genuinely spiritual event. I have already pointed out that the Gospel report that Christ was known to the devils has deeper implications than is usually recognized. We are told that Christ performed acts of healing which are described in the Gospels as the casting out of evil spirits. And we are constantly reminded that the devils knew who Christ was. On the other hand Christ Himself rebuked the devils and “suffered them not to speak for they knew He was the Christ.” (Mark I, 34; Luke IV, 41). The appearance of Christ therefore was not only a matter for the judgement of men. It is possible that at first people did not have the slightest inkling of what the coming of Christ presaged. But the devils—beings belonging to a super-sensible world—recognized Him. The super-sensible world therefore knew of His advent. The more informed leaders of the early Christians were firmly convinced that the coming of Christianity was not merely an event on the terrestrial plane but something that was related to the spiritual world, something which evoked a radical change in the spiritual world. Without a shadow of doubt the leading spirits of early Christianity were firmly persuaded of this. Now it is a remarkable phenomenon that the Roman emperors, because of their forced initiation which gave insight into the spiritual world, had a presentiment of the far-reaching importance of the Christ Impulse. There were some emperors. however, who despite their irregular initiation, understood little of these secrets; but there were others who understood so much that they were able to divine something of the power and effectiveness of the Christ Mystery. And it was these more talented, the more perspicacious emperors who began to pursue a definite policy towards Christianity which was then gaining ground. Indeed the first emperor to adopt this policy was Tiberius who succeeded Augustus, though the objection might be raised that Christianity was not as yet widely diffused. This objection, however, is not valid for, when he learned of Christ's birth in Palestine, Tiberius—who had received a partial initiation into the ancient Mysteries—realized its significance. Let us consider for a moment that policy towards Christianity which began under Tiberius and was pursued by all the initiated emperors. Tiberius announced his intention to admit Christ to the Roman pantheon. The Roman empire pursued a deliberate policy towards the worship of the gods. In essence it was as follows: when the Romans conquered a people they received the gods of the newly conquered people into their Olympus. They declared that these gods were also deserving of veneration and they were added to the Roman pantheon. The object of this policy therefore was to appropriate not only the material or temporal goods, but also the spiritual forces of the conquered peoples. The initiated Caesars saw in the gods something more than the mere external images; they had a deeper understanding than the people. They knew that the visible image of the gods concealed real spiritual powers pertaining to the different Hierarchies. Their policy was perfectly consistent and comprehensible, for the authoritarian principle of Rome was consciously reinforced by the power which was believed to derive from the assimilation of other gods. And, as a rule, the worship of other gods was accepted not only in an outward and exoteric way, but the Mystery-teachings of other peoples were also taken over by the Roman Mystery-centres and merged with the Mystery-cult of the ancient Roman empire. And since, at that time, it was generally held that it was neither right nor possible to govern without the support of the spiritual powers symbolized by the gods, this practice was taken for granted. The aim of Tiberius therefore was to integrate the power of Christ, as he conceived it, with the impulses proceeding from the other deities recognized by him and his peoples. The Roman Senate thwarted his intention and nothing came of it. None the less the initiated emperors, Hadrian among them, made repeated efforts to achieve this goal, but constantly met with opposition from the dignitaries who could make their influence felt. And when we examine the objections raised against this policy of the initiated emperors we can form a good idea of what happened at this decisive turning-point in human evolution. We witness here a remarkable coincidence. On countless occasions Roman writers, influential personalities and large sections of the Roman populace accused the Christians of profaning what others held to be sacred, and vice versa. In other words, the Romans repeatedly emphasized that the Christians were radically different in thought and feeling from the Romans and other peoples—for the other peoples together with their gods had been assimilated by the Romans. Thus everyone looked upon the Christians as people with a different make-up, people with different feelings and responses. Now this view could be dismissed as a calumny; suchlike accusations are always ready to hand, of course, when one takes a superficial view of history. But we cannot regard this view as a calumny when we realize that many of the opinions of earlier times and many of the contemporary opinions concerning the Mystery of Golgotha have passed over verbatim into Christian teaching. To put it more clearly, the Christians expressed their sentiments in words that could be found amongst many of their contemporaries. One of these was Philo of Alexandria (note 1), a contemporary of Christ, who probably had first-hand knowledge of what was later found in the Christian writings. Philo makes the following remarkable statement: “According to traditional teachings I must hate that which others love” (he is referring to the Romans) “and love that which others hate.” If you bear this statement in mind and turn to the Gospel of St. Matthew, you will find countless passages which echo this statement of Philo. And so we can say that Christianity has developed, as it were, out of a spiritual aura which required people to say, “we love what others hate”. This means—and this saying was quoted in the early Christian communities and served as one of the fundamental principles of Christian teachings—that Christians themselves openly acknowledged what others reproached them with. It was not therefore a calumny; it accorded with the Roman view: “the Christians love what we hate and hate what we love”. And the Christians, for their part, said exactly the same of the Romans. It is clear therefore that something wholly different from anything that had been known before now entered human evolution—otherwise it would not have had so great an impact. Of course, if we wish to understand this whole situation we must realize that the new impulse had come from the spiritual worlds. Many who were contemporaries of the Mystery of Golgotha, such as Philo, caught fleeting glimpses of it which they described each after his own fashion. And so many of the passages from the Gospels which are interpreted expediently today, as in the case of Barres, whom I mentioned at the conclusion of my last lecture, will be seen in their true light when we cease to interpret them to suit our convenience, but when our interpretation is determined by the whole spirit of the age. There are strange interpretations in Barres; indeed Biblical exegesis assumes very strange forms nowadays. Much that Philo says agrees closely with the Gospels and I would like to quote a passage which shows that because he was not inspired to the same extent as were the Evangelists later, his style was rather different from theirs. As a talented writer in the popular sense he made less heavy demands upon the reader than the Evangelists. In one notable passage Philo gave expression to something that was occupying the hearts and minds of the men of his time. He says: “Do not concern yourselves with the genealogical records or the documents of despots, take no thought for the things of the body; do not attribute to the citizen civic rights or civil liberties, which you deny to those of humble origin or who have been purchased as slaves in the market, but give heed only to the ancestry of the soul!” If the Gospels are read with understanding one cannot fail to recognize that something of this attitude of mind, albeit raised to a higher level, pervades the Gospels and why therefore an opportunist like Barres can write the passage I quoted to you in my last lecture. We should do well to bear his words in mind and I propose therefore to read them to you once again.
In the passage which I quoted from Philo we can see, since it is echoed again and again in the New Testament, what lies behind this whole movement. Philo's reference to the ancestry of the soul carries profound implications; he implies something that is opposed to the leading ideas of the Roman empire. For the Roman empire recognized only physical inheritance in its various forms, and the whole social order was founded on this principle. And suddenly the cry was raised: “Take no thought for the ancestry of the body but give heed only to the ancestry of the soul!” One could hardly imagine a more radical breach with the fundamental principles of the Roman empire, a greater contrast. And this contrast was raised to a higher level by the advent of Christ Jesus—indeed the world had been waiting for this moment—and was vigorously opposed to the existing world order of that time. The Roman emperors would have been only too pleased to receive Christ into their pantheon as a new god amongst the other gods though He struck at the very roots of their society, for the Christ God who embodies a far deeper reality would thereby have become one of their own gods. But the initiated emperors soon realized that the advent of the Christ would be fraught with difficulties for them. When initiation of the emperors, as was the case in Rome after Augustus had been made obligatory by imperial decree, the forces of initiation exercised a powerful influence in the external world. They influenced the policies of the emperors and were operative in the measures and impulses which shaped society. The aims and intentions of the initiated emperors were more clearly defined, more uncompromising than those of the ordinary initiate. Suppose, for example, that one of the emperors who had received initiation had said: “Now John the Baptist baptized with water. Through this baptism by water the etheric body was loosened” (the initiated emperors were of course aware of this) “and the candidates for baptism thereby gained insight into the inner structure of the spiritual world.” They were aware that a decisive turning-point in the history of the world had now been reached. This was known to those whose etheric bodies had been loosened through total immersion. Let us now suppose that one of these emperors had said: “I accept the challenge”—such things were not unknown in the Mysteries “I am prepared to do battle against that which has entered the world at this decisive moment in history!”—One must realize how autocratic, self-willed, these emperors were. But they never dreamt for a moment that they might be powerless against the will of the gods; they were determined—and it was for this purpose they had themselves initiated—to try issue with the spiritual world-impulses and to stem the tide of world-evolution. Such things had already happened before; and they are happening before our eyes today, only people are unaware of it. Here is a historical incident that confirms the hypothesis I have suggested above. In the age of Constantine, Licinius ruled over the Eastern part of the empire. He took it upon himself to challenge the gods. He decided to celebrate a cult act, for these ritual performances symbolized the struggle against the spiritual powers. The ceremony was intended to demonstrate publicly that he had undertaken to challenge the gods. In other words, he wished to ridicule baptism in the eyes of his fellow men (for it was baptism that had made known to the world that the turning-point in world-history had come), and so challenge Christianity and blunt the force of the Christian impulse. To this end a festival was organized at Heliopolis. It was arranged that an actor, Gelasius, should be dressed in the white robes of a priest and be immersed in water. It was to be presented as a spectacle, as a burlesque of Christian baptism. Gelasius, clothed in white, was immersed in the water and was taken out again. He was then exposed to the assembled populace as an object of ridicule. And what happened? Gelasius turned to the people and said: “I have now become a Christian and I will remain a Christian with all the strength at my command.” Licinius had received his answer from the spiritual world. Baptism was no longer an object of ridicule; the effects of baptism were demonstrated for all the world to see. He (Licinius) recognized that the critical moment in world history had arrived. This inititated Emperor had taken it upon himself to challenge the gods and had received his answer. It is hardly possible for us today to form an idea of the significance of this answer. It was seen by all, even by the heathen, as a complete vindication of baptism, a valid answer, an answer that had to be reckoned with. And those who at that time were initiated into the secrets of world events received a momentary illumination from another source and were granted insight into the meaning and import of Christianity. Widely different customs which had an occult meaning had survived from ancient times. Under the Antonines, for example, the Sibyls delivered their oracles. People consulted them and took their instructions from them. One important oracle of the time of the Antonines predicted that Rome was doomed to destruction, that ancient Rome would not survive! Now oracular utterances, though often ambiguous and open to various interpretations, can be correctly interpreted. This particular oracle gave out this strange prophecy: “Rome will perish and the place where the city once stood will become the haunt of foxes and wolves.” This was a sign that had to be reckoned with. People naturally looked for a deeper meaning but they felt that the turning-point of world history had arrived. The might of Rome would be extinguished. Foxes and wolves would lord it amongst the ruins and take over in her place. Oracles of course often speak ambiguously, but occasionally, even in those times, the aura of initiation was transmitted through an ordinary, uninitiated sage, so that he frequently uttered remarkable prophecies which could only be construed as referring to the turning-point of world evolution. In my last lecture I spoke of Nero and told you what this initiate emperor really thought. He wished to set the whole world on fire so that he might witness its destruction in person. If Rome as the centre of the world power was to be destroyed, at least he wished to determine for himself the manner of its destruction. Seneca once warned him in a remarkable statement which can be understood only if we are aware that the Roman emperors who were in possession of the principle of initiation believed themselves to be endowed with divine authority which the Christians refused to honour. Seneca, who knew no other way of bringing his message home to the tyrant, said to Nero: “You have absolute power, you have unlimited authority, you can even order the death of those whom you think may contribute in some way to the world order that will follow the downfall of Rome. But there is one thing a despot cannot do, he cannot compass the death of his successor.” These words had profound implications. Seneca was referring of course not to the potential successor if the occasion should arise, but to the actual successor. Seneca wished to indicate that death set a limit to the Emperor's power. The belief that Rome was doomed had an important influence, especially upon imperial circles. The Christians reacted differently from the Romans to this tradition. We are here faced with a paradoxical situation. The Christians, for their part, championed the idea that Rome would not perish, that her dominion would endure to the end, which always implied the end of an era. It was the Christians, therefore, who upheld the view that the dominion of Rome would endure, that it would outlive the time of the foxes and wolves. Not that the Christians would have denied—if I may risk an oracular statement—that Rome would become the habitat of wolves and foxes They agreed that it was possible, but they maintained, on the other hand, that her power would endure. We must bear in mind these different attitudes or opinions. Many of them in fact have proved to be correct. For example, the mother of Alexander Severus who was a pupil of Origen—although suspected of heresy, he was none the less regarded as a kind of Church Father—had managed to set up a kind of pantheon for her private use. In her private sanctuary she revered equally Abraham, Christ, Orpheus and Apollonius of Tyana and she considered the worship of these four deities was indispensable for her salvation. As a devoted pupil of Origen she found that this practice was in no way contrary to his teaching. When we consider these different shades of opinion which I have tried to outline briefly, we find that they reflect the atmosphere of the first three centuries of our era. And during this period we find repeated attempts by initiated emperors to come to terms with Christianity and to incorporate Christianity into their religious system. Despite the recorded persecutions of the Christians this was the Imperial policy up to the fourth century. Now in the fourth century a remarkable personality appeared on the scene in the shape of the Emperor Constantine (note 2), a contemporary of Licinius. He was an outstanding personality both politically and spiritually. I have indicated on other occasions how spiritual forces were at work in the personality of Constantine and to some extent guided him in the difficult administration of the Western empire. Today I should like to consider him from another standpoint. His spiritual make-up was such that he was unable to find a right relationship to the principles of ancient initiation. In contrast to his predecessors and contemporaries he shrank from coercing the hierophants into granting him initiation into the ancient Mysteries. The Sibylline oracles and the prophecies of Rome's impending downfall weighed heavily upon his soul. He was also aware of the Christian teaching that Rome would endure to the end of time. He was well informed on these matters. But he shrank from initiation into the Mysteries; he shrank from carrying the war against the Christians into the realm of the Mysteries. This has significant implications. What history tells of Constantine is extremely interesting and shows how he tried to find a modus vivendi with Christianity by other means, how he set himself up as the protector of Christianity and introduced Christianity, as he understood it, into the Roman empire. But he could not incorporate his form of Christianity into the old principle of initiation. He was faced with an insurmountable difficulty because the Christians themselves and their leaders were vigorously opposed to this. They felt, and many even realized, that the mission of Christianity was to unveil the ancient Mystery teachings which until then had been kept secret in the Mystery temples. It was their desire that the truths hidden in the Mysteries should be proclaimed to the whole world and should not be restricted to the temples. Fundamentally, the aim of these initiated emperors was to deny Christianity to the people and to restore it again to the Mystery temples. In that event, they believed, people would be initiated into Christianity in the same way as they had been initiated into the secrets of the ancient pagan Mysteries. It was difficult for Constantine to achieve his goal in face of the objectives pursued by the Christians. The Christians saw in the turning-point of world history an event of a spiritual, non-temporal order. And their claim that the Roman empire would endure must be understood as an expression of a wholly spiritual impulse. And this is clearly reflected in the secret teachings of the early Christians. In maintaining that the Roman empire would endure they sought to anticipate what actually came to pass. I pointed out recently that the deeper impulse of the Roman empire has not ceased, that it still lives on, not only in jurisprudence, but in other domains also, which, to those who do not probe more deeply, appear to be a new innovation. But in fact we are simply witnessing a prolongation, an extension of the driving forces behind Imperial Rome. Although the old Roman empire is no more, its spirit still lives on and bites deeply into our civilization. Certain people maintain that we are haunted today and will always be haunted by the ghost of the old Roman empire. And this is accepted as a truism by the educated, even today, and is unlikely to change. The Christians wished to draw attention to this. But at the same time they contended that Christianity will always contain an element that is antagonistic to the Roman empire, for the spiritual impulse in Christianity will always be at odds with the materialism of Rome. And this contention of the Christians was prophetic. You will now understand more clearly why the Senators and the Roman Emperors were alarmed, for they naturally associated the decline that was prophesied with the external empire which they saw slowly crumble under the impact of Christianity. And the emperor Constantine shared this view. Although not himself initiated, he was aware that a primordial wisdom had once existed in ancient times when man possessed atavistic clairvoyance. This wisdom had been transmitted to later ages, had been preserved by the priesthood, but had gradually become corrupted. In Rome too, Constantine said to himself: our social order embodies something that is associated with the institutions of this primordial wisdom, but we have simply buried it beneath the social order of a materialistic and secular empire. This was expressed in a pregnant symbol that is an “Imagination”, and not only an “Imagination”, but also an historical cult act, for these “Imaginations” often took the form of cult acts. People knew that in earlier times wisdom was not an arbitrary invention of man but was a revelation from the spiritual worlds. They knew that in primordial times priests had preserved this wisdom, not in Rome, of course, but across the sea in Ilion, in Troy where they originally dwelt. And this is expressed in the legend of the palladium, the so-called image of Pallas Athene which fell from Heaven in Troy, was preserved in a sanctuary, was then transferred to Rome and buried under a porphyry pillar. In all that was connected with this symbolical cult act people felt that they were able to trace back their civilization to the ancient wisdom which they had received from the spiritual world, but that they could not reach the heights which this wisdom had known in ancient Troy. Such were the feelings Constantine harboured; and he also felt that even if he were to be initiated into the later Mysteries, they would be of little help to him; they would not lead him to the palladium, to the ancient primordial wisdom. He therefore decided to challenge the cosmic powers after his own fashion in order to save the Roman empire from destruction. He realized that this must be achieved in accordance with certain cosmic impulses and that it would have to take place in accordance with certain cult acts which were publicly enacted for all the world to see. He decided therefore to transfer the capital from Rome to the site of ancient Troy, to have the palladium dug up and taken back to Troy. The plan miscarried. Instead of establishing a new Rome on the site of Troy, he decided to found a new city, Constantinople, transfer the power to her and thus save declining Rome for future ages. By these means Constantine hoped to stem the tide of world evolution. He was prepared for Rome to become the habitat of foxes and wolves as the Sibylline oracle had foretold, but at the same time he wished to transfer the hidden impulses of Rome to a new site and so restore them to their original source. Constantine therefore embarked upon the ambitious plan to found Constantinople, and the work was completed in A.D. 326. He intended that the foundation of the city should coincide with this turning-point in world history. He therefore chose to lay the foundation stone at the moment when the Sun stood in the sign of the Archer and the Crab ruled the hour. He followed closely the indications of the cosmic signs. He wished to make Constantinople famous and to transfer to her the enduring impulse of eternal Rome. He therefore had the porphyry pillar (which was later destroyed by storms) transported to Constantinople. He ordered the palladium to be dug up and to be placed beneath the pillar. He also treasured among his possessions some relics of the Cross and a few nails that had originally secured the Cross. The relics of the Cross were made into a kind of frame to hold a much prized statue of Apollo and the nails into a nimbus with which he was crowned. This statue was set up on the porphyry pillar and an inscription was engraved on it which read somewhat as follows: That which sheds its beneficent influence here shall, like the Sun, endure for all time and proclaim the fame of its founder Constantine to all eternity! These things must of course be taken more or less imaginatively, but with this qualification, that they refer at all times to actual historical events. This whole story has passed over into legend and, transmuted, lives on in the following legend: the palladium which is a symbol for a particular centre of primordial wisdom had been deposited originally in the secret Mystery Centres of the priest-initiates of Troy. It came to light for the first time when it was transported by circuitous routes from Troy to Rome. It saw the light of day a second time when it was transferred from Rome to Constantinople on the orders of Constantine. And those who believe the legend say that it will see the light of day a third time when it is transported from Constantinople to a Slavonic city. This legend is still vitally alive and survives in many things and under manifold forms. Today many things which appear in their purely physical aspects conceal a deeper layer of meaning. Constantine therefore actively strove to prevent the downfall of the Roman empire in spite of his firm belief in the prophecy of the Sibylline oracle. He wanted to save Rome from herself. In what I have told you I want you to recognize that in the historical personality of Constantine psychic impulses were at work which had significant and far-reaching effects. And bear in mind also what the earlier Christians and their leaders maintained: “The Roman empire will endure and the Christ Impulse we have received will also be realized and will ever be present amongst us.” Here we see two parallel phenomena of importance which have a significant bearing upon the different currents which have influenced the cultural development of the West. In particular you will be able to form an idea of the attitude towards the Roman empire in the early Christian centuries and in the age of Constantine, and of the sharply conflicting opinions on the way in which the future was envisaged. And you will perhaps find criteria which will enable you to see many of the later events in their true light. And we can only see many of these later events in proper perspective if we answer the following question: How far does the later development of Christianity up to now accord with its original intention and what must be done to bring it into closer rapport with that intention? It remains for me to speak of a still more important moment in evolution in connection with the expansion of Christianity, the moment when an initiated Emperor called Julian the Apostate came face to face with this emergent Christianity. From the results of our historical enquiry we shall then be in a position to discuss in this context the further question: How can we prepare our souls to draw near to the Christ whose presence will be experienced in the etheric world in the present century? What steps must we take, especially in our present age, to draw near to Him? In my next lecture I should like to discuss the trend of events under Julian the Apostate and to indicate the relation of our present age to the Etheric Christ in so far as it is permissible to touch upon this question today.
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175. Building Stones for an Understanding of the Mystery of Golgotha: Lecture VII
19 Apr 1917, Berlin Tr. A. H. Parker Rudolf Steiner |
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He wished to find out whether he could further his objective with the help of the Persian Mysteries. In order to understand the problem that faced Julian we must ask: What was it that Augustine could not understand in Manichaeism? |
That he was doomed to fail was a necessity of the time. And we shall not understand the reason for his failure if we belittle his great achievements, if we fail to see him as a titanic figure, fighting for a realistic understanding of the relations between man and the universe. |
This is what our age must learn to understand. And especially in our own time many forces are still arrayed against any understanding of the creative spirit and are actively engaged in suppressing that knowledge. |
175. Building Stones for an Understanding of the Mystery of Golgotha: Lecture VII
19 Apr 1917, Berlin Tr. A. H. Parker Rudolf Steiner |
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One of the outstanding figures in world history is Julian the Apostate (a successor of Constantine) who fell by the hand of an assassin in the campaign against the Persians in the year A.D. 363 (note 1). Julian occupies a special place in the history of the West. His life and career show how the course of world history is determined by the clash of contending forces. I pointed out in my previous lecture that in Constantine we have a personality who had to abandon the former coercive measures practised by the majority of the earlier emperors when they sought initiation into the Mysteries. To compensate for this he therefore did everything in his power to advance the cause of exoteric Christianity in the Empire. Now from earliest childhood Julian was held in low esteem by the Imperial family and their adherents. In the age with which we are dealing it was the custom to anticipate the future of an individual such as Julian by resorting to prenatal prophecies. The Imperial family had been obliged to conclude from the predictions of the Sibylline oracles that Julian would actively oppose the policy pursued by the Emperor Constantine. From the first, therefore, they tried to prevent Julian from being raised to the purple. It was decided that he should be murdered while still a child and preparations were made to have him butchered along with his brother. There was a strange aura attaching to Julian which inspired terror in those around him and countless stories relating to his personality testify to the fact that there was something uncanny about him. On one occasion during his campaign in Gaul a somnambulist cried out as the army passed by: “There is the man who will restore the old Gods and their images.” The appearance of Julian at this moment in history must be seen as something predestined, something deeply significant. As often happens in such cases his life was spared lest his murder should bring greater disaster in its train. People persuaded themselves that whatever steps he might take against the policies of Constantine could be quickly nullified. And precautionary measures were taken to neutralize the dangerous tendencies of Julian's make-up and his leanings towards Paganism. In the first place it was decided to give him a sound Christian education which accorded with the ideas of Constantine. It was wasted effort and met with no response. Anything which had survived from the ancient Hellenic traditions fascinated him. Where powerful forces are at work in such a personality they ultimately prevail. And so, because his mentors sought to protect him from dangerous associations he was driven into the arms of Hellenic tutors and was introduced to Hellenic culture and civilization. When he grew older Julian learned how the neo-Platonic philosophers were imbued with the spirit of Hellenism and in consequence he was finally initiated into the Mysteries of Eleusis. Thus at a time when the Roman Emperors had already dispensed with the principle of initiation, an initiate in the person of Julian once again sat on the throne of the Caesars. Everything that Julian undertook must be judged in the light of his initiation into the Eleusinian Mysteries (and history has been at great pains to misrepresent his actions in every possible way). In order to form a true estimate of such a personality as Julian we must give due weight to the effects of this initiation. What spiritual benefit had Julian derived from his initiation into the Eleusinian Mysteries? Through direct spiritual perception he learned the secrets of cosmic and world evolution, the spiritual origin of the world and how spiritual forces operate in the planetary and solar systems. He learned to understand certain things which were quite incomprehensible to his contemporaries (with the exception of a few Greek initiates), namely, the relation of solar influences and the Being of the Sun to the old Hermes-Logos. He understood the meaning of the Pythagorean maxim: “Thou shalt not speak against the Sun!” This does not refer, of course, to the physical sun but to the Spirit which is concealed behind the Sun. He knew that the ancient sacred traditions ascribed the origin of the world to the spiritual Being of the Sun and above all that man must recover his relation to the spiritual Sun if he is to penetrate to the source of his existence. Julian therefore was aware of the ancient Sun-Mystery. He realized that the physical sun is but the external form of a spiritual Sun which can be awakened in the soul of man through initiation, and when awakened can reveal to him the intimate connection between the universe and the historical life of man on Earth. It was clear to Julian that the world can never be ordered on a basis of rationalism, that only those who are able to be in touch with the Sun Logos are in any way fitted to have a voice in the ordering of the world. He had to recognize that the movements of the celestial bodies and the great historical movements of mankind are governed by a common law. Even a Church Father such as St. Chrysostom was aware of the existence of an ancient Sun-Mystery, since he went so far as to declare that men are so dazzled by the physical sun that they cannot penetrate to the spiritual Sun. The soul of St. Chrysostom was still illumined by a ray of wisdom from olden times, but in those around him hardly a trace of it remained. It is clear that scarcely a vestige of understanding remained for that method of awakening the soul to the secrets of the universe which had been communicated through the ancient Mysteries and which were certainly communicated to Julian who was one of the last to be instructed in that method. He was therefore surrounded entirely by adherents of Constantine, by those who echoed the thoughts of Constantine. It is true that in the West, up to the end of the ninth century we find outstanding personalities even amongst the Popes, who were still inspired by the ancient Mystery wisdom; but the real opposition came from Rome which set out to nullify the efforts of these individuals and to pursue in its place a definite policy of its own towards the traditions of the ancient Mysteries. I shall say a few words about this later. In effect, Julian only came in contact with a very exoteric form of Christianity. Through complicated psychological processes which are difficult to describe in detail he lighted upon the idea of utilizing the last surviving remnants of initiation in order to ensure continuity in evolution. In reality he was not an opponent of Christianity; he simply favoured the continuity of Hellenism. He was more interested in promoting Hellenism than in opposing Christianity. With passionate enthusiasm he strove to arrest the decline of Hellenism and to transmit its traditions to posterity. He was opposed to any sudden break in continuity, any radical change. As an initiate of Eleusis he knew that the policies he proposed to embark upon could not be realized unless one was in close touch with the spiritual forces operating in the sensible world, and that if we seek to introduce new impulses into world evolution by appealing to physical and psychic forces alone, then we are “speaking against the Sun” in the Pythagorean sense. Julian had no such intention; indeed his purpose was quite the reverse. In effect he accepted one of the greatest challenges that it is possible to imagine. Now we must not forget that in Rome at that time and throughout the whole of Southern Europe there was active opposition to this challenge. Remember that up to the time of Constantine, in large sections of the population the last remnants of ancient cults had been preserved. Today the question of miracles is a real thorn in the side of Biblical exegesis, because people refuse to read the Gospels from the standpoint of the age to which they, the Gospels, belong. The question of miracles raised no problems for the contemporaries of the Evangelists, for they were aware of the existence of rites and ceremonies from which men derived spiritual forces which they were able to control. Whilst, on the one hand, Christianity was introduced as a political measure which culminated in Constantine's edict of toleration, so attempts were made on the other hand, to suppress the ancient pagan rites. Endless laws were promulgated by Rome which forbade the celebration of rites which derived their power from the spiritual world. These laws, it is true, declared that the old superstitions must cease, that no one may practise ritual magic in order to injure others and no one may communicate with the dead, and so on, but these were only pretexts. The real purpose of these laws was to eradicate root and branch any traces of pagan cults which had survived from ancient times. Wherever possible, history has endeavoured to hush up or to conceal the real facts of the situation. But our earliest historical records were the work of priests and monks in the monasteries (a fact which modern science, which claims to be “objective and to accept nothing on authority”, studiously ignores). The avowed object of the monasteries (i.e. priests and monks) was to suppress all knowledge of the true character of antiquity and to prevent the essential teachings of the pagan Mysteries from being transmitted to posterity. And so Julian saw the vanishing world of antiquity in a totally different light from the forerunners of Constantine. Through his initiation he knew that the human soul was related to the spiritual world. He could only hope to succeed in the task he had undertaken—to use the forces of the old principle of initiation in order to further the continuity of human evolution—by resisting the current attitude to man's evolution. Because of his initiation Julian was in reality a man with a profound and sincere love of truth, a sense for truth that was totally foreign to Constantine. Indeed Julian's profound respect for truth has not its like in the history of the West. With his deep instinct for truth that had been fortified by his initiation he turned his attention to teachings of the universities and schools of his day. He found that the Christian dogma had been introduced into the schools in the form that had existed since the time of Constantine. Armed with this dogma the teachers gave their personal interpretations of the Hellenistic writers whose works were centred round the figures of Zeus, Apollo, Pallas Athene, Aphrodite, Hermes-Mercury and so on. And Julian said to himself: “These teachers are the most outrageous sophists. How can they presume to expound ancient writings whose authors were convinced that the old gods were still living forces in the world? On what grounds do these teachers presume to interpret these writings when, by the very nature of their dogmas, they must deny the existence of these gods?” Julian's instinct for truth was outraged. He therefore forbade those who, by virtue of their Christian dogma were unable to believe in the old gods, to expound the ancient writings in the schools. If today we had the same honesty of purpose as Julian you can well imagine how much would be excluded from the curricula of our schools! Julian wished to meet the challenge of the current trends which none the less were a necessity from another point of view. In the first place he had to come to terms with the Gospels, which had arisen in a totally different way from the knowledge imparted to him in the Eleusinian Mysteries. He could not reconcile himself to the way in which the Gospels had arisen. He said to himself: If that which is manifested in the Christ is a genuine inspiration that stems from the Mysteries then it must be possible to find it in the Mysteries, for it must have been incorporated in the Mystery-teachings. He wanted to ascertain if it were possible to continue the ancient Mystery-teachings. In the first place he was only familiar with the Christianity of his time in its exoteric aspect. He decided to make an experiment—not the kind of experiment that relies purely on human expedients (that would have seemed childish to him)—but to undertake an experiment that had a spiritual significance. He reasoned as follows: It has been prophesied that the temple in Jerusalem would be destroyed, not a single stone would remain standing. This has indeed come to pass. But if this prophecy could be discredited, if its fulfilment could be prevented then the mission of Christianity could not be accomplished. At the cost of great capital outlay Julian decided therefore to rebuild the temple in Jerusalem. A large number of workmen was assembled to begin the reconstruction. Now the whole affair must be regarded from a spiritual standpoint; it was not men alone, but gods, whom Julian set out to challenge. And it is an undoubted fact that can be demonstrated historically—in so far as historical facts can be demonstrated, even externally, although internal evidence leaves no doubt of their truth—that each of the workmen engaged on the work of reconstruction had a vision; he saw tongues of flame licking over the place where he was working and was obliged to withdraw. The undertaking was abandoned; but we recognize the high purpose that inspired Julian to undertake this venture. Julian's experiment miscarried. After he had failed to discredit the prophecy of the destruction of the temple, he decided to approach the problem from another angle. His new plan was no less boldly conceived. The time had not yet come when the evolution of Europe had been influenced by that spiritual current which owed its origin to the fact that one of the greatest Church Fathers, Augustine (note 2), could not rise to a certain idea because at that time he lacked the necessary spiritual development. You know perhaps from your study of history—and I have referred to this on frequent occasions when discussing the Faust legend—that Augustine had originally been a Manichaean. Manichaeism originated in Persia and claimed to understand Christ Jesus better than Rome and Constantinople. This doctrine (unfortunately it is not yet permissible today to unveil the ultimate secrets of this doctrine, even in our present circle) filtered through into Europe in later times in various guises and still survived, though in a corrupt form, in its ramifications in the sixteenth century when the Faust legend was first recorded. By a happy intuition the revival of the Faust legend by Goethe preserved something of the spirit of Manichaeism. Julian thought on the grand scale; his thought embraced all mankind. In the presence of a man such as Julian we realize only too clearly how limited are the thoughts of ordinary mortals. The doctrine of the “Son of Man” will of necessity assume different forms according to our capacity to form conceptions of the real nature of man himself. Our conceptions of the “Son of Man” must therefore depend upon our conceptions of man; the one involves the other. In this respect men differ widely. At the present time people have only the most superficial understanding of such matters. In Sanscrit the word for man is Manushya. This word expresses the basic feeling which a large number of people associate with the idea of humanity. When we use this vocable to describe man we are referring to the spiritual aspect of man, we are appraising man primarily as a spiritual being. If we wish to express the idea that man is spirit and his physical aspect is only the manifestation of spirit, then we use the word “Manushya”. From our earlier discussions you know that we can study man from another angle. We can consider him mainly from his psychic aspect. We shall then give more attention to man as soul than to man as spirit; his physical aspect and everything that is related to his external aspect will be of secondary importance. We shall then be able to characterize man from the information derived from his inner life which is reflected in the eye or in the fact that he holds his head erect. If you look into the derivation of the Greek word anthropos you will find that it gives a rough indication of this aspect. Those who characterize man with the word Manushya or some similar vocable see him primarily as spirit, as that which descends from the spiritual world. Those who characterize man with a word resembling the Greek word anthropos (and this applies especially to the Greeks themselves) are expressing his soul nature. Now there is a third possibility; we can concentrate on the external, the corporeal or somatic aspect, which is the product of physical inheritance. We shall then characterize man with the word homo that signifies (approximately) the procreator or the procreated. Here are three conceptions of man. Julian who was aware of this trichotomy felt the need to look for a spiritual interpretation of the “Son of Man”. The thought occurred to him: “I have already been initiated into the Eleusinian Mysteries. Perhaps it is possible to have myself initiated into the Persian Mysteries and into the Mysteries which are in accordance with the doctrine of the Manichaeans. By this means perhaps I may be able to achieve my aim—the continuity of the pagan Mysteries.” This was a momentous thought. Just as Alexander's campaign had deeper motives than the mere conquest of Asia, so Julian's expedition had other motives than the conquest of Persia. He wished to find out whether he could further his objective with the help of the Persian Mysteries. In order to understand the problem that faced Julian we must ask: What was it that Augustine could not understand in Manichaeism? I have already said that the time had not yet come to reveal the ultimate secrets of Manichaeism but it is possible to give a few indications. In his youth, Augustine was deeply attached to these teachings and they made a profound impression on him. He later exchanged the teachings of Manichaeism for Roman Catholicism. What did he not understand in Manichaeism? Why did he reject it, what was beyond his comprehension in Manichaeism? The Manichaeans did not cultivate abstract ideas which divorced the world of thought from the world of reality. The Manichaeans and the initiates of the Eleusinian Mysteries were alike incapable of abstract thinking. In earlier lectures I attempted to show the difference between logical concepts and concepts in conformity with reality. The basic principle of Manichaeism was to cultivate only those ideas which are consistent with reality. Not that unreal ideas do not play a part in life; unfortunately they play a large part in life, especially at the present day, and the part they play is disastrous. And so, amongst other things, it was consistent with Manichaeism to form representations that were not purely abstract, but which were sufficiently powerful to intervene in the external world and to play an active part in that world. The conception of Christ Jesus that was commonly held by people at that time would have been quite impossible for the Manichaeans. And what was this conception? They had a somewhat nebulous idea of the Christ who had incarnated in Jesus through whom a change had been brought about in Earth evolution. Ideas about Christ have become incredibly vague, especially in the nineteenth century. If we are really honest and sincere we cannot say that the notions afforded by Christian dogma about Christ and His mission will take us very far. If Christian ideas are not powerful enough to envisage an Earth which is not the graveyard of humanity, but the seed-bed of a transformed humanity, if we cannot envisage Earth evolution differently from the natural scientists of today who predict that life on the Earth will one day become extinct, then all our conceptions of Christ are vain. For even if we believe that Christ has brought new life to the Earth, it is difficult for us to imagine that matter can be so spiritualized that we can envisage it as capable of being transmuted from its present earthly condition to its future condition. We have need of far more powerful ideas in order to be able to conceive of the Earth's metamorphosis to the Jupiter condition. I said recently in a public lecture that natural science thinks—or rather calculates—that if the forces of nature as they exist today were to persist for millions of years, then a condition would arise according to Dewar (I mentioned in Lecture Three his lecture before the Royal Institute) when, if the walls of a room were painted with albumen, it would be possible to read the newspaper in its phosphorescent light. And I spoke of the scientist who declared that in the distant future milk would be solid and emit a blue light and so on. These ideas are the inevitable consequence of nebulous thinking that is unable to come to terms with reality. Such calculations are equivalent to deducing from the modifications in the human stomach over a period of four or five years what its condition would be after two hundred and fifty years. I am able to arrive at this conclusion by extending my calculations over a large number of years. The scientist calculates what will be the condition of the Earth a million years hence; on the same principle I can calculate the condition of the human stomach after two hundred and fifty years—only by that time the man will be dead! Just as the geologists calculate the condition of the Earth millions of years ago, so too on the same principle one could calculate, by showing the modifications in a child's stomach over a period of a week or a fortnight, the condition of the same stomach two hundred and fifty years ago—but of course the child would not have been alive at that time. Concepts cannot provide a total picture of reality. Scientific concepts are valid for the period of time between 6000–7000 B.C. and A.D. 6000–7000, but not beyond that time. We must think of the evolution of man in terms of a totally different time scale. And the Christ Being must occupy a central place in this future evolution. I said therefore on a previous occasion that we must distinguish between what the Middle Ages called “mystical marriage” and what Christian Rosenkreutz called “chymical marriage”. Mystical marriage is simply an inner experience. As many theosophists used to say (and perhaps still say): if one looks within, if one withdraws into oneself one becomes united with the divine Being! This was depicted in such roseate hues that, after an hour's lecture, the members emerged with the firm conviction that if they took firm control of their inner life, if they practised self-discipline, they would experience the first intimations of the divine within. The chymical marriage of Christian Rosenkreutz imagines forces to be active in man which embrace the whole man, which so transform his being that when he is purified from the dross of the physical body he is translated to the Jupiter, Venus, and Vulcan conditions. The aim of Manichaeism was the conquest of evil and of matter by thought. Julian was brought face to face with the deeper implications of the problem of evil and the relation of Christ Jesus to this problem. He hoped to find an answer through initiation into the Persian Mysteries and to return to Europe with the solution. But unfortunately he fell by an assassin's hand during the Persian campaign. It can be proved historically that this was the work of an adherent of Constantine. Thus we see that in the course of history the attempt to establish the “principle of continuity” was fraught with tragedy and that in the case of Julian it led into a blind alley. In the following years the Augustinian principle triumphed—ideas that in any way echoed Manichaeism were forbidden, i.e. the inclusion of material ideas in spiritual thinking. The West therefore was driven to an abstract mode of thinking and in the course of time this mode of thinking permeated the whole of Western Europe. Only a few of the foremost minds rebelled against this tendency and one of the most celebrated of these was Goethe. His whole cast of mind was opposed to abstract theorizing. And one of those who succumbed to it most was Kant. Take, for example, Kant's Critique of Pure Reason—I know that what I am about to say is heretical—and let us look at the main propositions. If you reverse each of these propositions you will arrive at the truth. And the same applies particularly to his theory of space and time. You can equally well reverse every proposition and you will then arrive at conclusions that are valid for the spiritual world. You can gather from this why some people have a professional interest in misrepresenting Goethe (the great opponent of Kant) as I showed in the case of Haller, who wrote: “no created spirit can penetrate into the inner recesses of nature”—a complete distortion of Goethe's conception of nature. If we bear this point of view in mind, we can appreciate at its true worth Julian's essay which was directed against Pauline Christianity (note 2). It is a remarkable document, not so much for its contents, but for its similarity to certain writings of the nineteenth century. This may seem paradoxical, but the facts are as follows: Julian's polemic against Christianity musters every kind of argument against Christianity, against the historical Jesus and certain Christian dogmas, with passionate sincerity. And when we compare these arguments with the objections raised by the liberal theology of the nineteenth century (note 3) and the later theology of the adherents of Drews against the historicity of Christ, when we consider the whole field of literature of the eighteenth and nineteenth centuries which reveals most careful, painstaking and thorough philological investigation, there are endless repetitions, so that one has to consult whole libraries—we find that we can piece together certain guiding principles. The leading critics began to undertake a comparative study of the Gospels and found many discrepancies in the texts. But all these critical methods were already anticipated by Julian. The nineteenth-century criticism offered nothing new that was not already known to Julian. Julian spoke out of a natural creative gift whilst the nineteenth-century criticism displayed enormous industry, great erudition and downright theological sophistry. Julian therefore was engaged in a titanic struggle. He finally attempted, by reviving Manichaeism, to bring about continuity in the evolution of the pagan Mysteries. Bear in mind how the most enlightened minds such as Goethe felt an instinctive urge to recapture the spirit of ancient Greece! Imagine what would have happened if Julian's policy had been crowned with success! That he was doomed to fail was a necessity of the time. And we shall not understand the reason for his failure if we belittle his great achievements, if we fail to see him as a titanic figure, fighting for a realistic understanding of the relations between man and the universe. And it is of paramount importance today to recall these great moments in the historical evolution of the West. For we are living in an age from which we shall not emerge with a healthy outlook unless we make a fresh assessment of the aims of Julian the Apostate. It was not possible in his time—herein lies his great tragedy—to reconcile the old principle of initiation with the real essence of Christianity. Today this has become possible and we must not fail to translate the possibility into reality if the world and mankind are not to suffer evolutionary decline. People must realize the need for regeneration in all spheres of life and above all the crying need to restore communication with the spiritual world. First of all we must understand the factors that militate against this necessary regeneration. Today we are afraid of definite, clear-cut ideas which could lead to such an understanding. There is no lack of physical courage today—but we are certainly lacking in intellectual courage! Mankind today is unwilling to face realities and this is the greatest need of our time. For if our age is not to end in futility it must learn to understand the principle of the creative spirit and what it means when it is said that the spirit, when creative, is as powerful a force as the instincts, save that our instincts work in the dark, whilst the creative spirit works in the light of the Sun, i.e. the spiritual Sun. This is what our age must learn to understand. And especially in our own time many forces are still arrayed against any understanding of the creative spirit and are actively engaged in suppressing that knowledge. Cato's policy was to establish a highly centralized political system. In order to achieve this he felt it was necessary to exile the adherents of Hellenistic philosophy. “They only prate”, he said, “and that has a disturbing effect upon the decrees of the authorities.” And the celebrated Florentine Machiavelli was also of this opinion and gave high praise to Cato because he proposed to banish those who used the weapon of spiritual knowledge in order to raise objections to State decrees. Machiavelli fully appreciated the fact that in the Roman Empire any interference with the structure of the social order was on certain occasions punishable by death. Intercourse with the spiritual world was anathema especially to the Roman Empire and the successor States in Europe. Every effort was therefore made to ensure that the greatest uncertainty should prevail in these matters and they were hushed up as much as possible. If a conception of the Mystery of Golgotha that is both radical and uncompromising gains a firm foothold in the world, then we shall have to modify considerably our mental attitude. This is not to our liking, but it will have to come. And a way must be found to arrive at a real understanding of the nature of Christ. In our next lecture I propose to discuss how we can directly experience the being and nature of Christ today. We shall see this whole question in wider perspective through a study of two contrasting figures—Constantine who inaugurated the exoteric side of Western culture and Julian the Apostate who, when the times were out of joint (for him), attempted to take up the struggle against the exoteric side of Western evolution. It is a curious phenomenon that if anyone with a slight knowledge—I do not mean of occult facts, but with a real knowledge of those occult facts that can still be found in ancient writings—makes a study of Christian dogma, if, for example, we inquire into the origin of the Mass, or if ritual and dogma are studied in the light of this occult knowledge derived from ancient writings, we discover the most extraordinary things. What lies behind these dogmas and cult acts? Not I alone, but countless authors who have studied these questions from this standpoint have come to the conclusion that in ritual and dogma a large residuum of paganism has been preserved or has survived, so that an attempt was made for example by the French writer Drach (note 4), who was an authority on Hebraism, to demonstrate that the dogma and ritual of the Catholic Church were simply a revival of paganism. And others attempted to show that certain people were at pains to conceal from the faithful the fact that the dogmas and ritual of the Church were imbued with paganism. Now it would have been a strange phenomenon if paganism in particular had survived quite unconsciously. In that event, we might ask, in what way would the survival of paganism have contributed to the survival of the Roman Empire? And what would have been the position of Julian the Apostate? If many recent writers are right in saying that the Catholic sacrifice of the Mass, for example, is in essence a pagan sacrifice and that Julian had been at great pains to preserve and perpetuate the ancient pagan rites, then to some extent Julian has achieved his aim after all. A study of these two contrasting figures, Constantine and Julian, raises countless problems of the highest importance, “thorny” problems as Nietzsche calls them, problems which are fraught with fateful consequences for us today and which without question will become the central problems of our time. I propose to return to these problems in my next lecture.
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