1. Goethean Science: The Nature and Significance of Goethe's Writings on Organic Development
Tr. William Lindemann Rudolf Steiner |
---|
[ 10 ] What gave rise to the erroneous view about Goethe indicated above was the relationship into which he brought himself to Kant with respect to the possibility of a knowledge of organic nature. But when Kant asserts that our intellect is not able to explain organic nature, he certainly does not mean by this that organic nature rests upon mechanical lawfulness and that he is only unable to grasp it as resulting from mechanical-physical categories. For Kant, the reason for this inability lies, rather, precisely in the fact that our intellect can explain only mechanical-physical things and that the being of the organism is not of this nature. |
Schelling's work On the World-Soul 41 and his Sketch of a System of natural Philosophy 42 as well as Steffen's Basic Features of a philosophical Natural Science 43 were fruitful for him. Also a great deal was talked through with Hegel. These stimuli finally led him to take up Kant again, with whom Goethe had already once occupied himself at Schiller's instigation. |
1. Goethean Science: The Nature and Significance of Goethe's Writings on Organic Development
Tr. William Lindemann Rudolf Steiner |
---|
[ 1 ] The great significance of Goethe's morphological works is to be sought in the fact that in them the theoretical basis and method for studying organic entities are established, and this is a scientific deed of the first order. [ 2 ] If one is to do justice to this rightly, one must above all bear in mind the great difference existing between the phenomena of inorganic nature and those of organic nature. A phenomenon of the first kind, for example, is the impact of two elastic balls upon one another. If one ball is at rest and the other ball strikes it from a certain direction and with a certain velocity, then the first ball is likewise given a certain direction and velocity. If it is a matter then of comprehending such a phenomenon, this can be achieved only by our transforming into concepts what is directly there for the senses. We would succeed in this to the extent that nothing of a sense-perceptibly real nature remained that we had not permeated conceptually. We see one ball approach and strike the other, which then goes on moving. We have comprehended this phenomenon when, from the mass, direction, and velocity of the first ball, and from the mass of the second, we can determine the direction and velocity of the second ball; when we see that under the given conditions this phenomenon must necessarily occur. But this means nothing other than: that which offers itself to our senses must appear as a necessary consequence of what we have to postulate ideally beforehand. If this is the case, then we can say that concept and phenomenon coincide. There is nothing in the concept that is not also in the phenomenon, and nothing in the phenomenon that is not also in the concept. Now we must take a closer look into those relationships out of which a phenomenon of inorganic nature occurs as a necessary consequence. The important fact arises here that the sense-perceptible processes of inorganic nature are determined by factors that likewise belong to the sense world. In our example, mass, velocity, and direction—i.e., exclusively factors belonging to the sense world—come into consideration. Nothing further arises as a determining factor for the phenomenon. It is only the directly sense-perceptible factors that determine one another. A conceptual grasp of such processes is therefore nothing other than a tracing of something sense-perceptibly real back to something sense-perceptibly real. Spatial-temporal relationships, mass, weight, or sense-perceptible forces such as light or warmth call forth phenomena that themselves belong in the same category. A body is heated and increases thereby in volume; the heating and the expanding both belong to the sense world; both the cause and the effect do so. We therefore do not need to go outside the sense world at all in order to comprehend such processes. We merely trace, within the sense world, one phenomenon back to another. When we therefore explain such a phenomenon, i.e., want to permeate it conceptually, we do not need to take up into the concept any elements other than those which are observably perceptible to our senses. We can observe everything that we want to comprehend. And the congruence of perception (phenomenon) and concept consists in this. Nothing in the processes remains obscure to us, because we know the relationships from which they follow. With this, we have elaborated upon the character of inorganic nature and have shown at the same time to what extent we can explain inorganic nature out of itself, without going out of or beyond it. Now one has never doubted this explainability, ever since one first began to think about the nature of these things. One has not, to be sure, always gone through the above train of thought from which the possibility of a congruence of concept and perception follows; but still one has never hesitated to explain phenomena out of the nature of their own being in the way indicated.31 [ 3 ] But matters were different, up until Goethe, with respect to the phenomena of the organic world. In the case of an organism, sense-perceptible factors appear—form, size, colour, warmth conditions of an organ, for example—that are not determined by factors of the same kind. One cannot say of the plant, for example, that the size, form, location, etc., of the roots determine the sense-perceptible factors of the leaf or blossom. A body for which this were the case would not be an organism but rather a machine. It must be admitted that all the sense-perceptible factors of a living being do not manifest as a result of other sense-perceptible factors,32 as is the case with inorganic nature. On the contrary, in an organism, all sense-perceptible qualities manifest as the result of a factor that is no longer sense-perceptible. They manifest as the result of a higher unity hovering over the sense-perceptible processes. It is not the shape of the root which determines that of the trunk, nor the trunk's shape which determines that of the leaf, and so on, rather, all these forms are determined by something standing over them that itself is not again a form observable by the senses; these forms do exist for one another, but not as a result of one another. They do not mutually determine one another, but rather are all determined by something else. Here we cannot trace what we perceive with our senses back to other sense-perceptible factors; we must take up, into the concept of the processes, elements that do not belong to the world of the senses; we must go out of and beyond the sense world. Observation no longer suffices; we must grasp the unity conceptually if we want to explain the phenomena. Because of this, however, a separation occurs between observation and concept; they no longer seem to coincide with each other; the concept hovers over what is observed. It becomes difficult to see the connection. Whereas in inorganic nature concept and reality were one, here they seem to diverge and actually to belong to two different worlds. The observation that offers itself directly to the senses no longer seems to bear within itself its own basis, its own being. The object does not seem explainable out of itself, but rather from something else. Because the object appears in a way not governed by the laws of the sense world, but is there for the senses nevertheless, appears to the senses, it is then as though we stood here before an insoluble contradiction in nature, as though a chasm existed between inorganic phenomena, which are comprehensible through themselves, and organic beings, in which an intrusion into the laws of nature occurs, in which universally valid laws seem suddenly to be broken. Up until Goethe, in fact, science generally considered this chasm to exist; he was the first to succeed in speaking the word that solved the riddle. Before him, one thought that only inorganic nature was explainable out of itself; man's ability to know ceases when confronted by organic nature. One can best estimate the greatness of the deed Goethe accomplished when one considers that the great reformer of philosophy in recent time, Kant, not only shared completely in that old error, but even sought, in fact, to find a scientific foundation for the view that the human spirit will never succeed in explaining organic entities. He saw the possibility, to be sure, of an intellect—of an intellectus archetypus, of an intuitive intellect—to which it would be granted to see into the relationship of concept and reality in organic beings just as it does in inorganic things; only, he denied to man himself the possibility of any such intellect (Verstand).33 For Kant, it is supposedly characteristic of the human intellect that it can think of the unity, the concept of a thing, only as resulting from the interaction of its parts—as an analytical generalization gained by a process of abstraction—but not in such a way that each individual part manifests as the outflow of a definite concrete (synthetical) unity, of a concept in an intuitive form. For this reason, it is also supposedly impossible for the intellect to explain organic nature, because organic nature would have to be thought of, indeed, as working from the whole into the parts. Kant says about this: “It is characteristic of our intellect, therefore, with respect to our power of judgment, that it does not determine knowledge through itself, does not determine what is particular through what is general, and that therefore the particular cannot be traced back to the general.”34 According to this, we would therefore have to renounce all knowledge, with regard to organic entities, of the necessary connection between the idea of the whole—which can only be thought—and what manifests to our senses in space and time. According to Kant, we must limit ourselves to the recognition that such a connection exists; but the logical challenge to know how the general thought, the idea, steps out of itself and manifests itself as sense-perceptible reality, this supposedly cannot be fulfilled with respect to organisms. Rather we would have to assume that concept and reality confront each other here without mediation; and that some influence lying outside them both creates them in somewhat the same way a person, according to an idea he has thought up, constructs some composite thing or other—a machine, for example. In this way the possibility of an explanation of the world of organisms was denied, its impossibility in fact seemingly proven. [ 4 ] This is how matters stood when Goethe undertook to devote himself to the organic sciences. But he entered into these studies after preparing himself for them in a most appropriate way, through repeated readings of the philosopher Spinoza. [ 5 ] Goethe took up Spinoza for the first time in the spring of 1774. In Poetry and Truth, he says of this, his first acquaintance with the philosopher: “That is, after vainly looking around in the whole world for a means of educating my strange being, I finally happened upon the Ethics of this man.” In the summer of the same year, Goethe met with Friedrich Jacobi. The latter, who had come more thoroughly to terms with Spinoza—as his letters of 1785 about Spinoza's teachings show—was entirely qualified to lead Goethe more deeply into the essential nature of the philosopher. Spinoza was also very much discussed at that time, for in Goethe “everything was still in its first effects and counter-effects, fermenting and seething.” Somewhat later, he found a book in his father's library whose author heatedly opposed Spinoza, even distorting him, in fact, into a total caricature. This gave Goethe the stimulus to occupy himself seriously once more with the profound thinker. In Spinoza's writings he found elucidation on the deepest scientific questions that he was then capable of raising. In 1784, the poet reads Spinoza with Frau von Stein. On November 19, 1784, he writes to her: “I am bringing Spinoza along in Latin, in which everything is much clearer ...” The effect of this philosopher upon Goethe was now immense. Goethe himself was always clear about this. In 1816, he writes to Zelter: “Except for Shakespeare and Spinoza, I do not know that any departed soul has had such an effect upon me (as Linnaeus).” He regards Shakespeare and Spinoza therefore as the two spirits who have exerted the greatest influence on him. The manner in which this influence now manifested itself with respect to his studies of organic development becomes clearest to us if we consider a statement about Lavater from Goethe's Italian Journey; Lavater was also in fact a proponent of the view generally prevalent then that something living can arise only through an influence that does not lie in the nature of the entity itself, through a violation of the general laws of nature. Goethe then wrote the following words about this: “Recently I found, in a pitiful, apostolically monkish declamation of the Zürich prophet, the nonsensical words that everything that has life lives by something outside itself. Or it sounded something like that. Now a missionary can write down something like that, and when he is revising it no good spirit tugs at his sleeve.” Now that is expressed entirely in the spirit of Spinoza. Spinoza makes a distinction between three kinds of knowledge. The first kind is that in which upon hearing or reading certain words we recall certain things and form certain mental pictures of these things which are similar to the pictures by which we represent the things to ourselves pictorially. The second kind of knowledge is that in which, out of sufficient mental pictures of the characteristics of things, we form general concepts for ourselves. The third kind of knowledge, however, is that in which we advance from an adequate picture of the real being of certain attributes of God to an adequate knowledge of the being of things. Spinoza calls this kind of knowledge scientia intuitiva, knowledge in beholding. This last, the highest kind of knowledge, is that for which Goethe strove. One must above all be clear about what Spinoza meant by this The things are to be known in such a way that we recognize within their being certain attributes of God. Spinoza's God is the idea-content of the world, the driving principle that supports and carries everything. Now one can picture this either in such a way that one takes this principle to be an independent being—existing by itself, separated off from finite beings—that has these finite things outside itself, governs them, and causes them to interact. Or, on the other hand, one can picture this being as having merged into finite things in such a way that it is no longer over and outside them, but rather now exists only within them. This view in no way denies that primal principle; it acknowledges it entirely; only, it regards this principle as having been poured out into the world. The first view regards the finite world as a manifestation of the infinite, but this infinite remains with its own being intact; it relinquishes nothing of itself. It does not go out of itself; it remains what it was before it manifested itself. The second view also regards the finite world as a manifestation of the infinite, only it assumes that this infinite, in becoming manifest, has gone entirely out of itself, has laid itself, its own being and life, into its creation in such a way that it now exists only within this creation. Now since our activity of knowing is obviously a becoming aware of the essential being of things, and since this being can after all consist only in the involvement a finite being has in the primal principle of all things, our activity of knowing must then mean a becoming aware of that infinite within the things.35 Now, as we have described above, it was readily assumed, before Goethe, with respect to inorganic nature, that one could explain it out of itself, that it carries within itself its own substantiation and essential being, but that this is not the case with organic nature. Here one could not know, within an object itself, that essential being that manifests itself within the object. One therefore assumed this being to be outside the object. In short: one explained organic nature according to the first view and inorganic nature according to the second. As we have seen, Spinoza had proven the necessity for a unified knowledge. He was too much the philosopher to have been able also to extend this theoretical requirement out over the specialized area of organic science. It remained for Goethe to do this now. Not only his statement about Spinoza quoted above, but also numerous others show us that Goethe adhered decisively to Spinoza's views. In Poetry and Truth: “Nature works according to laws that are eternal, necessary, and so divine that even the Divinity Himself could change nothing about them.” And, in connection with Jacobi's book, Of Divine Things and their Manifestation,36 Goethe remarks: “How could the book of such a beloved friend be welcome to me when I had to see developed in it the thesis that nature conceals God. With my pure, deep, inborn, and trained way of looking at things, which had taught me absolutely to see God in nature, nature in God, such that this way of picturing things constituted the foundation of my whole existence, would not such a peculiar, one-sidedly limited statement estrange me forever in spirit from this most noble man whose heart I revered and loved?” Goethe was completely conscious of the great step he was taking in science; he recognized that by breaking down the barriers between inorganic and organic nature and by consistently carrying through on Spinoza's way of thinking, he was giving science a significant turn. We find his knowledge of this fact expressed in his essay Power to Judge in Beholding (Anschauende Urteilskraft). After he had found, in the Critique of Judgment, the Kantian establishment of the in ability of the human intellect to explain an organism, as we described above, Goethe expresses his opposition to it in this way: “To be sure, the author (Kant) seems here to point to a divine intellect; but when we, in fact, lift ourselves in the moral sphere into a higher region through belief in God, virtue, and immortality and mean to draw near to the primal being, so likewise, in the intellectual realm, it could very well be the case that we would make ourselves worthy, through beholding an ever-creating nature, of participating spiritually in its productions. Since I had, after all, ceaselessly pressed on, at first unconsciously and out of an inner urge, toward that primal archetypal element, since I had even succeeded in building up a presentation of this which was in accordance with nature, nothing more could keep me then from courageously under taking the adventure of reason, as the old man of Königsberg himself calls it.” [ 6 ] The essential thing about a process of inorganic nature—a process belonging merely to the sense world, in other words—consists in the fact that it is caused and determined by another process which likewise belongs only to the sense world. Let us assume now that the causal process consists of the elements m, d, and v (mass, direction, and velocity of a moving elastic ball) and that the resulting process consists of the elements m', d', and v'; then what m, d, and v are will always determine what m', d', and v' are. If I now want to comprehend the process, I must represent the whole process, consisting of cause and effect, in one common concept. But this concept is not of such a sort that it could lie within the process itself and determine the process. The concept now brings both processes together into one common expression: It does not cause and determine. Only the objects of the sense world determine each other. The elements m, d, and v are elements that are also perceptible to the external senses. The concept appears there only in order to serve man's spirit as a means of drawing things together; it expresses something that is not ideally, conceptually real, but rather is sense-perceptibly real. And that something which it expresses is a sense-perceptible object. Knowledge of inorganic nature is based upon the possibility of grasping the outer world through the senses and of expressing its interactions through concepts. Kant saw the possibility of knowing things in this way as the only way man has. He called this thinking “discursive.” What we want to know is an external perception; the concept, the unity that draws things together, is merely a means. But if we wanted to know organic nature, we would then have to consider the ideal element, the conceptual factor, not as something that expresses or signifies something else, but rather we would have to know the ideal element as such; it would have to have a content of its own, stemming from itself, and not from the spatial-temporal world of the senses. That unity which, in inorganic nature, man's spirit merely abstracts from the world, would have to build upon itself, would have to develop itself out of its own self, would have to be fashioned in accordance with its own being and not according to the influences of other objects. Man is supposedly denied the ability to apprehend such an entity as this that develops itself out of itself and that manifests itself out of its own power. Now what is necessary for such an apprehension? A power of judgment that can impart to a thought yet another substance (Stoff) than one merely taken up by the outer senses, a power of judgment that can apprehend not merely what is sense-perceptible, but also what is purely ideal, by itself, separated from the sense world. Now one can call a concept that is not taken from the sense world by abstraction, but rather has a content flowing out of itself and only out of itself, an “intuitive concept” and knowledge of this concept an “intuitive” one. What follows from this is clear: An organism can be apprehended only in an intuitive concept. Goethe shows, through what he does, that it is granted to the human being to know in this way. [ 7 ] What prevails in the inorganic world is the interaction of the parts of a series of phenomena; it is their reciprocal determining of each other. This is not the case in the organic world. There, one part of an entity does not determine the other, but rather the whole (the idea), out of itself and in accordance with its own being, determines each individual part. One can follow Goethe in calling this self-determining whole an “entelechy.” An entelechy is therefore a power that, out of itself, calls itself into existence. What comes into manifestation also has a sense-perceptible existence, but this is determined by that entelechical principle. From this also arises the seeming contradiction. An organism determines itself out of itself, fashions its characteristics in accordance with a presupposed principle, and yet it is sense-perceptibly real. It has therefore arrived at its sense-perceptible reality in a completely different way than the other objects of the sense world; thus it seems to have arisen in an unnatural way. But it is also entirely explainable that an organism, in its externality, is just as susceptible to the influences of the sense world as is any other body. The stone falling from a roof can strike a living entity just as well as an inorganic object. An organism is connected with the outer world through its intake of nourishment, etc.; all the physical circumstances of the outer world affect it. Of course this can also occur only insofar as the organism is an object of the sense world, a spatial-temporal object. This object of the outer world then, this entelechical principle that has come into existence, is the outer manifestation of the organism. But since the organism is subject not only to its own laws of development but also to the conditions of the outer world, since it is not only what it should be in accordance with the being of the self-determining entelechical principle, but also is what other dependencies and influences have made it, therefore the organism never seems, as it were, to accord fully with itself, never seems obedient merely to its own being. Here human reason enters and forms for itself, in idea, an organism that is not in accordance with the influences of the outer world, but rather corresponds only to that entelechical principle. Every coincidental influence that has nothing to do with the organism as such falls away entirely here. This idea, now, that corresponds purely to what is organic in the organism is the idea of the archetypal organism; it is Goethe's typus. From this one can also see the great justification for this idea of the typus. This idea is not merely an intellectual concept; it is what is truly organic in every organism, without which an organism would not be one. This idea is, in fact, more real than any individual real organism, because it manifests itself in every organism. It also expresses the essential nature of an organism more fully, more purely than any individual, particular organism. It is acquired in an essentially different way than the concept of an inorganic process. This latter is drawn from, abstracted from, reality; it is not at work within reality; the idea of the organism, however, is active, is at work as entelechy within the organism; it is, in the form grasped by our reason, only the being of the entelechy itself. This idea does not draw the experience together; it brings about what is to be experienced. Goethe expresses this in the following words: “Concept is summation, idea is result of experience; to find the sum requires intellect; to grasp the result requires reason” (Aphorisms in Prose). This explains that kind of reality which belongs to the Goethean archetypal organism (archetypal plant or archetypal animal). This Goethean method is clearly the only possible one by which to penetrate into the essential nature of the world of organisms. [ 8 ] With respect to the inorganic, the fact should be regarded as essential that the phenomenon, in all its manifoldness, is not identical with the lawfulness that explains it, but rather points, merely, to this lawfulness as to something external to it. The observation (the material element of knowledge, given us by the outer senses) and the concept (the formal element, by which we recognize the observation as necessitated) confront each other as two elements that objectively require each other, it is true; but they do so in such a way that the concept does not lie within the individual parts of a series of phenomena themselves but rather within a relationship of these parts to each other. This relationship, which brings the manifoldness into a unified whole, is founded within the individual parts of the given, but as a whole (as a unity) it does not come to real, concrete manifestation. Only the parts of this relationship come to outer existence—in the object. The unity, the concept, first comes to manifestation as such within our intellect. The intellect has the task of drawing together the manifoldness of the phenomenon; it relates itself to the manifoldness as its sum. We have to do here with a duality: with the manifold thing that we observe, and with the unity that we think. In organic nature the parts of the manifoldness of an entity do not stand in such an external relationship to each other. The unity comes into reality in the observed entity simultaneously with the manifoldness, as something identical with the manifoldness. The relationship of the individual parts of a phenomenal whole (an organism) has become a real one. It no longer comes to concrete manifestation merely within our intellect, but rather within the object itself, and in the object it brings forth the manifoldness out of itself. The concept does not have the role merely of summation, of being a combiner that has its object outside itself; the concept has become completely one with the object. What we observe is no longer different from that by which we think the observed; we are observing the concept as the idea itself. Therefore, Goethe calls the ability by which we comprehend organic nature the power to judge in beholding (Anschauende Urteilskraft). What explains (the formal element of knowledge, the concept) and what is explained (the material, the beheld) are identical. The idea by which we grasp the organic is therefore essentially different from the concept by which we explain the inorganic; the idea does not merely draw together—like a sum—a given manifoldness, but rather sets forth its own content out of itself. The idea is the result of the given (of experience), is concrete manifestation. Herein lies the reason why in inorganic natural science we speak of laws (natural laws) and explain the facts by them, and in organic nature, on the other hand, we do this by types. The law is not one and the same with the manifoldness of the observed that the law governs; the law stands over it; in the typus, however, the ideal element and the real element have become a unity; the manifoldness can be explained only as going forth from a point of the whole, the whole that is identical with the manifoldness. [ 9 ] In Goethe's knowledge of this relationship between the science of the inorganic and that of the organic lies what is so significant in his research. One is in error, therefore, when today one often explains his research as a forerunner of that monism which wants to found a unified view of nature—comprising both the organic and the inorganic—by endeavoring to trace what is organic back to the same laws (mechanical-physical categories and laws of nature) by which the inorganic is determined. We have seen how Goethe conceives a monistic view to be. The way he explains the organic is essentially different from the way he proceeds with respect to the inorganic. He wants to be sure that the mechanistic way of explaining things is strictly avoided with respect to what is of a higher nature (see his Aphorisms in Prose). He criticizes Kieser and Link for wanting to trace organic phenomena back to inorganic activity. [ 10 ] What gave rise to the erroneous view about Goethe indicated above was the relationship into which he brought himself to Kant with respect to the possibility of a knowledge of organic nature. But when Kant asserts that our intellect is not able to explain organic nature, he certainly does not mean by this that organic nature rests upon mechanical lawfulness and that he is only unable to grasp it as resulting from mechanical-physical categories. For Kant, the reason for this inability lies, rather, precisely in the fact that our intellect can explain only mechanical-physical things and that the being of the organism is not of this nature. Were it so, then the intellect, by virtue of the categories at its command, could very well grasp its being. It is definitely not Goethe's thought now to explain the organic world as a mechanism in spite of Kant; but rather he maintains that we by no means lack the ability to know that higher kind of nature's working which establishes the essential being of the organic. [ 11 ] As we consider what has just been said, we are confronted right away by an essential difference between inorganic and organic nature. Since in inorganic nature any process whatever can cause another, and this in turn yet another, and so on, the sequence of occurrences seems nowhere to be a closed one. Everything is in continuous interaction, without any one particular group of objects being able to close itself off from the effects of others. The sequences of inorganic activity have nowhere a beginning nor an end; there is only a chance connection between one happening and the next. If a stone falls to earth, the effect it produces depends upon the chance form of the object on which it falls. It is a different matter now with an organism. Here the unity is primary. The entelechy, built upon itself, comprises a number of sense-perceptible developmental forms of which one must be the first and another the last; in which one form can always only follow the other in an altogether definite way. The ideal unity puts forth out of itself a series of sense-perceptible organs in a certain sequence in time and in a particular spatial relationship, and closes itself off in an altogether definite way from the rest of nature. It puts forth its various states out of itself. These can therefore also be grasped only when one studies the development of successive states as they emerge from an ideal unity; i.e., an organic entity can be understood only in its becoming, in its developing. An inorganic body is closed off, rigid, can only be moved from outside, is inwardly immobile. An organism is restlessness within itself, ever transforming it self from within, changing, producing metamorphoses. The following statements of Goethe refer to this: “Reason is oriented toward what is becoming, the intellect toward what has become; the former does not bother itself about purpose (wozu?); the latter does not ask about origin (woher?). Reason rejoices in development; intellect wishes to hold everything fixed in order to use it” (Aphorisms in Prose) and: “Reason has rulership only over what is living; the world that has already come about, with which geognosy concerns itself, is dead.” (Ibid.) [ 12 ] The organism confronts us in nature in two main forms: as plant and as animal, in a different way in each. The plant differs from the animal in its lack of any real inner life. This last manifests in the animal as sensation, arbitrary movement, etc. The plant has no such soul principle. It still consists entirely in its externality, in its form. By determining its life, as it were, out of one point, that entelechical principle confronts us in the plant in such a way that all its individual organs are formed according to the same developmental principle. The entelechy manifests here as the developmental force of the individual organs. These last are all fashioned according to one and the same developmental type; they manifest as modifications of one basic organ, as a repetition of this organ at different levels of development. What makes the plant into a plant, a certain form-creating force, is at work in every organ in the same way. Every organ appears therefore as identical to all the others and also to the whole plant. Goethe expresses this as follows: “I have realized, namely, that in that organ of the plant which we are usually accustomed to address as ‘leaf,’ the true Proteus lies hidden that can conceal and reveal itself in every formation. Anyway you look at it, the plant is always only leaf, so inseparably joined with the future germ (Keim) that one cannot think the one without the other.” (Italian Journey) Thus the plant appears, as it were, composed of nothing but individual plants, as a complex individual consisting in turn of simpler ones. The development of the plant progresses therefore from level to level and forms organs; each organ is identical to every other, i.e., similar in formative principle, different in appearance. The inner unity spreads itself out, as it were, in the plant; it expresses itself in manifoldness, loses itself in this manifoldness in such a way that it does not gain—as the animal does, as we will see later—a concrete existence which is endowed with a certain independence and which, as a center of life, confronts the manifoldness of the organs and uses them as mediators with the outer world. [ 13 ] The question now arises: What brings about that difference in the appearance of plant organs which, according to their inner principle, are identical? How is it possible for developmental laws that all work according to one formative principle to bring forth at one time a leaf and at another a petal? In the case of plant life, which lies entirely in the realm of the external, this differentiation can also be based only upon external, i.e., spatial, factors. Goethe regards an alternating expansion and contraction as just such external factors. As the entelechical principle of plant life, working out from one point, comes into existence, it manifests itself as something spatial; the formative forces work in space. They create organs with definite spatial forms. Now these forces either concentrate themselves, they strive to come together, as it were, into one single point (this is the stage of contraction); or they spread themselves out, unfold themselves, seek in a certain way to distance themselves from each other (this is the stage of expansion). In the whole life of the plant, three expansions alternate with three contractions. Everything that enters as differentiation into the plant's formative forces which in their essential nature are identical—stems from this alternating expansion and contraction. At first the whole plant, in all its potential, rests, drawn together into one point, in the [ 14 ] seed (a). It then comes forth and unfolds itself, spreads itself out in leaf-formation (c). The formative forces thrust themselves apart more and more; therefore the lower leaves appear still raw, compact (cc'); the further up the stem they are, the more ribbed and indented they become. What formerly was still pressing together now separates (leaf d and e). What earlier stood at successive intervals (zz') from each other appears again in one point of the stem (w) in the calyx (f). This is the second contraction. In the corolla, an unfolding, a spreading out, occurs again. Compared with the sepals, the petals (g) are finer and more delicate, which can only be due to a lesser intensity at one point, i.e., be due to a greater extension of the formative forces. The next contraction occurs in the reproductive organs (stamens (h), and pistil (i)), after which a new expansion takes place in the fruiting (k). In the seed (a) that emerges from the fruit, the whole being of the plant again appears contracted to a point.37 [ 15 ] The whole plant represents only an unfolding, a realization, of what rests in the bud or in the seed as potentiality. Bud and seed need only the appropriate external influences in order to become fully developed plant forms. The only difference between bud and seed is that the latter has the earth directly as the basis of its unfolding, whereas the former generally represents a plant formation upon the plant itself. The seed represents a plant individuality of a higher kind, or, if you will, a whole cycle of plant forms. With the forming of every bud, the plant begins a new stage of its life, as it were; it regenerates itself, concentrates its forces in order to unfold them again anew. The forming of a bud is therefore an interruption of vegetation. The plant's life can contract itself into a bud when the conditions for actual real life are lacking, in order then to unfold itself anew when such conditions do occur. The interruption of vegetation in winter is based on this. Goethe says about this: “It is very interesting to observe how a vegetation works that is actively continued and uninterrupted by severe cold; here there are no buds, and one only learns now to comprehend what a bud is.”38 What lies hidden in the bud where we are is open to the day there; what lies within the bud, therefore, is true plant life; only the conditions for its unfolding are lacking. [ 16 ] Goethe's concept of alternating expansion and contraction has met with especially strong opposition. All the attacks on it, however, originate from a misunderstanding. One believes that these concepts could be valid only if a physical cause could be found for them, only if one could demonstrate a way of working of the laws at work in the plant from which such expansion and contraction could proceed. This only shows that one is setting the matter down on its tip instead of its base. There is not something there that causes the contraction and expansion; on the contrary, everything else is the result of these; they cause a progressive metamorphosis from stage to stage. One is just not able to picture the concept in its own characteristic form, in its intuitive form; one requires that the concept represent the result of an external process. One can only think of expansion and contraction as caused and not as causing. Goethe does not look upon expansion and contraction as resulting from the nature of the inorganic processes occurring in the plant; rather he regards them as the way that inner entelechical principle shapes itself. He could therefore not view them as a sum, as a drawing together, of sense-perceptible processes and deduce them from such processes, but rather had to see them as proceeding from the inner unified principle itself. [ 18 ] The plant's life is maintained by metabolism. With respect to this, an essential difference sets in between those organs closer to the root—i.e., to that organ which sees to the taking in of nourishment from the earth—and those organs that receive the nourishment which has already passed through the other organs. The former appear directly dependent upon their external inorganic environment; the latter, on the other hand, upon the organic parts that precede them. Each subsequent organ thus receives a nourishment prepared, as it were, for it by the preceding organ. Nature progresses from seed to fruit through a series of stages in such a way that what follows appears as the result of what precedes. And Goethe calls this progressing a progressing upon a spiritual ladder. Nothing more than what we have indicated lies in his words, “that an upper node—through the fact that it arises out of the preceding one and receives its sap indirectly through it—must receive its sap in a more refined and more filtered state, must also enjoy the effects of what the leaves have done with the sap in the meantime, must develop itself more finely and bring a finer sap to its leaves and buds.” All these things become comprehensible when one applies to them the meaning intended by Goethe. [ 18 ] The ideas presented here are the elements inherent in the being of the archetypal plant—inherent in a way that conforms, in fact, only to this archetypal plant itself, and not as these elements manifest in any given plant where they no longer conform to their original state but rather to external conditions. [ 19 ] Something different occurs now, to be sure, in animal life. Life does not lose itself here in its external features, but rather separates itself, detaches itself from its corporeality and uses its corporeal manifestation only as a tool. It no longer expresses itself as the mere ability to shape an organism from within outward, but rather expresses itself within an organism as something that is still there besides the organism, as its ruling power. The animal appears as a self-contained world, a microcosm in a much higher sense than the plant. It has a centre that each organ serves.
[ 20 ] In the case of the plant, the whole plant is in every organ, but the life principle exists nowhere as a particular center; the identity of the organs lies in their being formed according to the same laws. In the case of the animal, every organ appears as coming from that center; the center shapes all organs in accordance with its own nature. The form of the animal is therefore the basis for its external existence. This form, however, is determined from within. The way an animal lives must therefore take its direction from those inner formative principles. On the other hand, the inner development in itself is unrestricted, free; within certain limits, it can adapt itself to outer influences; but this development is still determined by the inner nature of the typus and not by mechanical influences from outside. Adaptation cannot therefore go so far as to make an organism seem to be only a product of the outer world. Its development is restricted to certain limits.
[ 21 ] If every animal being existed only in accordance with the principles lying within the archetypal animal, then they would all be alike. But the animal organism members itself into a number of organ systems, each of which can arrive at a definite degree of development. This is the basis now for a diverse evolution. Equally valid among the others as idea, one system can nevertheless push itself forward to a particular degree; it can use for itself the supply of formative forces lying within the animal organism and can deprive the other organs of it. The animal will thus appear as particularly developed in the direction of that organ system. Another animal will appear as developed in another direction. Herein lies the possibility for the differentiation of the archetypal organism in its transition to the phenomenal realm in genera and species. [ 22 ] The real (factual) causes of this differentiation, however, are still not yet given thereby. Here adaptation and the struggle for existence come into their own right—the former causing the organism to shape itself in accordance with the outer conditions surrounding it, the latter working in such a way that only those entities survive that are best adapted to existing conditions. Adaptation and the struggle for existence, however, could have absolutely no effect upon the organism if the constituting principle of the organism were not of such a kind that—while continuously maintaining its inner unity—it can take on the most manifold forms. The relationship of outer formative forces to this principle should in no way be regarded as one in which, for example, the former determine the latter in the same way one inorganic entity determines another. The outer conditions are, to be sure, the stimulus for the typus to develop in a certain form; but this form itself cannot be derived from the outer determining factors, but only from the inner principle. In explaining the form, one should always seek the outer factors, but one should not regard the form itself as resulting from them. Goethe would have rejected the derivation of the developmental forms of an organism from the surrounding outer world through mere causality, just as much as he rejected the teleological principle according to which the form of an organ is traced back to an external purpose it is to serve. [ 23 ] In the case of those organ systems of an animal in which what matters is more the external aspect of the structure—in the bones, for example—there that law which we saw in the plants appears again, as in the forming of the skull bones. Goethe's gift for recognizing the inner lawfulness in purely external forms manifests here quite especially. [ 24 ] The difference between plant and animal established by these views of Goethe might seem meaningless in face of the fact that modern science has grounds for justifiable doubt that there is any definite borderline between plant and animal. Goethe, however, was already aware of the impossibility of setting up any such borderline. In spite of this, there are specific definitions of plant and animal. This is connected with Goethe's whole view of nature. He assumes absolutely nothing constant, fixed, in the phenomenal realm; for in this realm everything fluctuates in continuous motion. But the essential being of a thing, which can be held fast in a concept, cannot be derived from the fluctuating forms, but rather from certain intermediary stages at which this being can be observed. For Goethe's view, it is quite natural that one set up specific definitions and that these are nevertheless not held to in one's experience of certain transitional forms. In fact, he sees precisely in this the mobile life of nature. [ 25 ] With these ideas, Goethe established the theoretical foundations of organic science. He found the essential being of the organism. One can easily fail to recognize this if one demands that the typus, that self-constituted principle (entelechy), itself be explained by something else. But this is an unfounded demand, because the typus, held fast in its intuitive form, explains itself. For anyone who has grasped that “forming of itself in accordance with itself” of the entelechical principle, this constitutes the solution of the riddle of life. Any other solution is impossible, because this solution is the essential being of the thing itself. If Darwinism has to presuppose an archetypal organism, then one can say of Goethe that he discovered the essential being of that archetypal organism.39 It is Goethe who broke with the mere juxtaposing of genera and species, and who undertook a regeneration of organic science in accordance with the essential being of the organism. Whereas the systems before Goethe needed just as many different concepts (ideas) as there were outwardly different species for which no intermediary existed, Goethe maintained that in idea all organisms are alike, that they are different only in their manifestation; and he explained why they are so. With this, the philosophical foundation for a scientific system of organisms was created. It was then only a matter of implementing this system. It would have to be shown how all real organisms are only manifestations of an idea, and how they manifest themselves in a given case. [ 26 ] The great deed thus accomplished for science was also widely acknowledged by those more educated in the field. The younger d'Alton writes to Goethe on July 6, 1827: “I would regard it as my greatest reward if Your Excellency, whom natural science has to thank not only for a total transformation through magnificent perspectives and new views in botany, but also for many first-rate contributions to the field of osteology, should recognize in the accompanying pages an endeavor worthy of praise.” Nees von Esenbeck, on June 24, 1820, wrote: “In your book, which you called An Attempt to Explain the Metamorphosis of Plants, the plant has spoken about itself among us for the first time, and, in this beautiful anthropomorphism, also captivated me while I was still young.” And finally Voigt, on June 6, 1831: “With lively interest and humble thanks I have received your little book on metamorphosis, which now so obligingly includes me historically also as one of the early adherents of this theory. It is strange: one is fairer toward animal metamorphosis—I do not mean the old metamorphosis of the insects, but rather the new kind about the vertebrae—than toward plant metamorphosis. Apart from the plagiarisms and misuses, the silent recognition of animal metamorphosis may rest on the belief that one was risking less there. For, in the skeleton the separate bones remain ever the same, whereas in botany, metamorphosis threatens to topple the whole terminology and consequently the determining of species, and there weak people are afraid, because they do not know where something like that might lead.” Here there is complete understanding for Goethe's ideas. The awareness is there that a new way of viewing what is individual must take place; and the new systematics, the study of particulars, should only first proceed then from this new view. The self-supporting typus contains the possibility of assuming endlessly manifold forms as it enters into manifestation; and these forms are the object of our sense perception, are the genera and species of the organism living in space and time. Insofar as our spirit apprehends that general idea, the typus, it has grasped the whole realm of organisms in all its unity. When now our spirit beholds the development of the typus in each particular form of manifestation, this form becomes comprehensible to it; this form appears to our spirit as one of the stages, one of the metamorphoses, in which the typus realizes itself. And the nature of the systematics to be founded by Goethe was to consist in demonstrating these different stages. In the animal, as well as in the plant realm, there holds sway an ascending evolutionary sequence; organisms are divided into highly developed and undeveloped ones. How is this possible? It is characteristic of the ideal form of the typus of the organisms, in fact, that it consists of spatial and temporal elements. For this reason, it also appeared to Goethe as a sensible-supersensible form. It contains spatial temporal forms as ideal perception (intuitive). When the typus now enters into manifestation, the truly (no longer intuitive) sense-perceptible form can correspond fully to that ideal form or not; the typus can come to its full development or not. The lower organisms are indeed lower through the fact that their form of manifestation does not fully correspond with the organic typus. The more that outer manifestation and organic typus coincide in a given entity, the more highly developed it is. This is the objective basis of an ascending evolutionary sequence. It is the task of any systematics to demonstrate this relationship with respect to the form of every organism. In arriving at the typus, the archetypal organism, however, no account can be taken of this; in arriving at the typus it can only be a matter of finding a form that represents the most perfect expression of the typus. Goethe's archetypal plant is meant to provide such a form. [ 27 ] One has reproached Goethe for taking no account of the world of cryptogamia in arriving at his typus. We have indicated earlier that this could only have been so out of the fullest consciousness, since he did occupy himself also with the study of these plants. This does have its objective basis, however. The cryptogamia are in fact those plants in which the archetypal plant only comes to expression in a highly one sided way; they represent the idea of the plant in a one-sided sense-perceptible form. They can be judged according to the idea thus set up; but this idea itself only bursts forth fully in the phanerogamia. [ 28 ] But what is to be said here is that Goethe never accomplished this implementation of his basic thought, that he entered too little into the realm of the particular. Therefore all his works remain fragmentary. His intention of also shedding light here is shown by his words in the Italian Journey (September 27, 1786) to the effect that it will be possible, with the help of his ideas, “truly to determine genera and species, which until now has occurred in a very arbitrary way, it seems to me.” He did not carry out this intention, did not make a specific presentation of the connection of his general thoughts to the realm of the particular, to the reality of the individual forms. This he himself regarded as a deficiency in his fragments; with respect to this he writes to Soret von de Candolle on June 28, 1828: “It is also becoming more and more clear to me how he regards my intentions, in which I am persisting and which, in my short essay on metamorphosis, are stated definitely enough, it is true, but whose connection with botany based on perception does not emerge clearly enough, as I have known for a long time.” This is certainly also the reason why Goethe's views were so misunderstood; they were misunderstood only because they were not understood at all. [ 29 ] In Goethe's concepts we also gain an ideal explanation for the fact, discovered by Darwin and Haeckel, that the developmental history of the individual represents a repetition of the history of the race. For, what Haeckel puts forward here cannot after all be taken for anything more than an unexplained fact. It is the fact that every individual entity passes, in a shortened form, through all those stages of development that paleontology also shows us as separate organic forms. Haeckel and his followers explain this by the law of heredity. But heredity is itself nothing other than an abbreviated expression for the fact just mentioned. The explanation for it is that those forms, as well as those of the individual, are the manifest forms of one and the same archetypal image that, in successive epochs, brings to unfoldment the formative forces lying within this image as potentiality. Every higher entity is indeed more perfect through the fact that, through the favorable influences of its environment, it is not hindered in the completely free unfolding of itself in accordance with its inner nature. If, on the other hand, because of certain influences, the individual is compelled to remain at a lower stage, then only some of its inner forces come to manifestation, and then that which is only a part of a whole in a more highly developed individual is this individual's whole. And in this way the higher organism appears in its development as composed of the lower organisms, or too the lower organisms appear in their development as parts of the higher one. In the development of a higher animal, we must therefore also see again the development of all the lower ones (biogenetic law). Just as the physicist is not satisfied with merely stating and describing-facts, but also seeks out their laws—i.e., the concepts of the phenomena—so, for the person who wants to penetrate into the nature of organic entities, it also does not suffice for him merely to cite the facts of kinship, heredity, struggle for existence, etc.; but rather he wants to know the ideas underlying these things. We find this striving in Goethe. What Kepler's three laws are for the physicist, Goethe's ideas of the typus are for the organic scientist. Without them, the world is a mere labyrinth of facts for us. This has often been misunderstood. One declares that the concept of metamorphosis in Goethe's sense is merely a picture that basically occurs only in our intellect through abstraction. That Goethe was not clear about the fact that the concept of the transformation of leaves into flower organs makes sense only if the latter, the stamens, for example, were once real leaves. However, this turns Goethe's view upside down. A sense-perceptible organ is turned into a principally primary one and the other organ is then derived from it in a sense-perceptible way. Goethe never meant it this way. For him, what is first in time is absolutely not also first with respect to the idea, to the principle. It is not because the stamens were once true leaves that they are now related to the leaves; no, but rather because they are related ideally, in accordance with their inner nature, they appeared at one time as true leaves. The sense-perceptible transformation is only the result of the ideal relatedness and not the other way around. Today, it is an established empirical fact that all the lateral organs of the plant are identical; but why does one call them identical? According to Schleiden, because these all develop on the axis in such a way that they are pushed forth as lateral protuberances, in such a way that lateral cell formation remains only on the original body and that no new cells form on the tip that is formed first. This is a purely external relatedness, and one considers the idea of identity to be the result of this. Again the matter is otherwise for Goethe. For him the lateral organs are identical in their idea, in their inner being; therefore they also manifest outwardly as identical formations. For him, sense-perceptible relatedness is a result of inner, ideal relatedness. The Goethean conception differs from the materialistic one in the way it poses its questions; the two do not contradict one another; they complement one another. Goethe's ideas provide the foundation for the other view. Goethe's ideas are not merely a poetic foreshadowing of later discoveries but rather independent principle discoveries that have not by far been valued enough and upon which natural science will still draw for a long time. Even when the empirical facts that he used shall have been far surpassed, or in part even disproven, by more exact and detailed research. still the ideas he set up are fundamental once and for all for organic science, because they are independent of those empirical facts. Just as, according to Kepler's laws, every newly discovered planet must revolve around its star, so must every process in organic nature occur according to Goethe's ideas. Long before Kepler and Copernicus, people saw the occurrences in the starry heavens. These two first found the laws. Long before Goethe, people observed the realm of organic nature; Goethe found its laws. Goethe is the Copernicus and Kepler of the organic world. [ 30 ] One can also clarify for oneself the nature of the Goethean theory in the following way. Besides ordinary empirical mechanics, which only collects the facts, there is also a rational mechanics, which, from the inner nature of the basic mechanical principles, deduces the a priori laws as necessary ones. As empirical mechanics relates to rational mechanics, so the theories of Darwin, Haeckel, etc., relate to the rational organic science of Goethe. About this aspect of his theory, Goethe was not at once clear from the beginning. Later, to be sure, he expressed it quite emphatically. When he writes to Heinrich Wilhelm Ferdinand Wackenroder, on January 21, 1832: “Continue to acquaint me with everything that interests you; it will connect somewhere with my reflections,” he means by this only that he has found the basic principles of organic science from which everything else must be derived. At an earlier time, however, this all worked unconsciously in his spirit and he just treated the facts according to it.40 It first became objectively clear to him through that first scientific conversation with Schiller which we will describe later. Schiller recognized right away the ideal nature of Goethe's archetypal plant and declared that no reality could be consistent with such a plant. This stimulated Goethe to think about the relationship of what he called “typus” to empirical reality. He encountered a problem here that belongs to the most significant problems of all human investigation: the problem of the relationship between idea and reality, between thinking and experience. This became ever clearer to him: No one single empirical object corresponds entirely to his typus; no entity of nature was identical to it. The content of the typus concept cannot therefore stem from the sense world as such, even though it is won in the encounter with the sense world. Its content must therefore lie within the typus itself; the idea of the archetypal entity could only be of a kind which, by virtue of a necessity lying within itself, develops a content out of itself that then in another form—in the form of a perception—manifests within the phenomenal world. it is interesting in this regard to see how Goethe himself, when meeting empirical natural scientists. stood up for the rights of experience and for keeping idea and object strictly separated. In 1786, Sömmerring sends him a book in which Sömmerring makes an attempt to discover the seat of the soul. In a letter that he sends to Sömmerring on August 28, 1796, Goethe finds that Sömmerring has woven too much metaphysics into his views; an idea about objects of experience has no justification if it goes beyond these, if it is not founded in the being of the object itself. With objects of experience, the idea is an organ for grasping, in its necessary interconnection, that which otherwise would be merely perceived in a blind juxtaposition and succession. But, from the fact that the idea is not allowed to bring anything new to the object, it follows that the object itself, in its own essential being, is something ideal and that empirical reality must have two sides: one, by which it is particular, individual, and the other by which it is ideal-general. [ 31 ] Association with contemporary philosophers and the reading of their works led Goethe to many points of view in this respect. Schelling's work On the World-Soul 41 and his Sketch of a System of natural Philosophy 42 as well as Steffen's Basic Features of a philosophical Natural Science 43 were fruitful for him. Also a great deal was talked through with Hegel. These stimuli finally led him to take up Kant again, with whom Goethe had already once occupied himself at Schiller's instigation. In 1817 (see his Annals) he takes a historical look at Kant's influence upon his ideas on nature and natural things. To these reflections, going to the core of science, we owe the following essays:
How the Essay on the Metamorphosis of the Plants Arose[ 32 ] All these essays express the thought already indicated above, that every object has two sides: the direct one of its manifestation (form of manifestation), and the second one that contains its being. In this way, Goethe arrives at the only satisfactory view of nature, which establishes the one truly objective method. If a theory regards the ideas as something foreign to the object itself, as something merely subjective, then it cannot profess to be truly objective if it ever uses the idea at all. But Goethe can maintain that he adds nothing to the objects that does not already lie in the objects themselves. [ 33 ] Goethe also pursued the detailed factual aspects of those branches of science to which his ideas were related. In 1795, he attended lectures by Loder on the ligaments; during this period, he did not at all lose sight of anatomy and physiology, which seems all the more important since it was precisely then that he was writing his lectures on osteology. In 1796 attempts were made to grow plants in darkness and under coloured glass. Later on, the metamorphosis of insects was also investigated. [ 34 ] A further stimulus came from the philologist F.A. Wolff who drew Goethe's attention to his namesake Wolff who, in his Theoria Generationis, had already expressed ideas in 1759 that were similar to those of Goethe on the metamorphosis of the plants. Goethe was moved by this fact to concern himself more deeply with Wolff, which he did in 1807; he discovered later, however, that Wolff, with all his acuity, was not yet clear on precisely the main points. Wolff did not yet know the typus as something non-sense-perceptible, as something that develops its content merely out of inner necessity. He still regarded the plant as an external, mechanical complex of individual details. [ 35 ] Goethe's exchanges with his many scientist friends, as well as the joy of having found recognition and imitation of his endeavors among many kindred spirits, led Goethe to the thought, in 1807, of publishing the fragments of his natural-scientific studies that he had held back until then. He gradually abandoned his intention of writing a more comprehensive natural-scientific work. But the individual essays did not yet reach publication in 1807. His interest in the colour theory pushed morphology into the background again for a time. The first booklet of these essays first appeared in 1817. By 1824, two volumes of these essays had appeared, the first in four booklets, the second in two. Besides the essays on Goethe's own views, we also find here discussions of significant literary publications in the realm of morphology, and also treatises of other scholars, whose presentations, however, are always complementary to Goethe's interpretation of nature. [ 36 ] On yet two further occasions, Goethe was challenged to occupy himself more intensively with natural-scientific matters. Both of these involved significant literary publications—in the realm of science—that related most deeply to his own strivings. On the first occasion, the stimulus was given by the studies of the botanist Martius on the spiral tendency in plants, on the second occasion, by a natural-scientific dispute in the French Academy of Sciences. [ 37 ] Martius saw plant form, in its development, as comprised of a spiral and a vertical tendency. The vertical tendency brings about growth in the direction of the root and stem; the spiral tendency brings about the spreading out of leaves, blossoms, etc. Goethe saw in this thought only an elaboration of ideas he had already set down in 1790 in his book on metamorphosis, but here focusing more on spatial elements (vertical, spiral). For proof of this assertion, we refer you to our comments on Goethe's essay, On the Spiral Tendency of Vegetation,44 from which the fact emerges that Goethe, in this essay, does not bring forward anything essentially new with respect to his earlier ideas. We want to direct this statement particularly to those who assert that there is evident here, in fact, a retrogression of Goethe from his earlier clear views back into the “deepest depths of mysticism.” [ 38 ] Even at a most advanced age (1830–32), Goethe still wrote two essays on the dispute between the two French natural scientists, Cuvier and Geoffroy Saint-Hilaire. In these essays we find yet once more, in striking conciseness, a synthesis of the principles of Goethe's view of nature. [ 39 ] Cuvier was altogether an empiricist of the old school of natural science. For each species of animal he sought a particular corresponding concept. He believed he had to take up into the conceptual edifice of his system of organic nature as many individual types as there are animal species present in nature. But for him the individual types stood there side by side without any mediation. What he did not take into consideration is this. Our need for knowledge is not satisfied with the particular as such in the way it approaches us directly as phenomenon. But since we approach an entity of the sense world with no other intention, in fact, than of knowing it, we should not assume that the reason we declare ourselves unsatisfied with the particular as such is to be found in the nature of our ability to know. On the contrary, the reason must lie within the object itself. The essential being of the particular itself, in fact, by no means consists only in this, its particularness; it presses, in order to be understood, toward a kind of being that is not particular, but rather, general (ein Allgemeines). This ideal-general is the actual being—the essence of every particular entity. Only one side of the existence of a particular entity lies in its particularness; the other side is the general—the typus (see Goethe's Aphorisms in Prose). This is how it is to be understood when the particular is spoken of as a form of the general. Since the ideal-general is therefore the actual being, the content, of the particular, it is impossible for the ideal-general to be derived, abstracted, from the particular. Since it has nowhere from which to borrow its content, it must give this content to itself. The typical-general is therefore of such a nature that, in it, content and form are identical. But it can therefore also be grasped only as a whole, independent of what is individual. Science has the task with every particular entity of showing how, according to the entity's essential being, the entity subordinates itself to the ideal-general. Through this the particular kinds of existence enter the stage of mutually determining and depending upon each other. What otherwise can be perceived only as spatial-temporal juxtaposition and succession is now seen in necessary interconnection. But Cuvier wouldn't hear of any such view. This view, on the other hand, was the one held by Geoffroy Saint-Hilaire. This is actually the aspect that aroused Goethe's interest in this dispute. The matter has often been misrepresented because one saw the facts, through the glasses of most modern views, in a completely different light than that in which they appear if one approaches them without preconceptions. Geoffroy referred not only to his own research, but also to a number of German scientists of like mind, among whom Goethe is also named. [ 40 ] Goethe's interest in this matter was extraordinary. He was extremely happy to find a colleague in Geoffroy Saint-Hilaire: “Now Geoffroy Saint-Hilaire is also definitely on our side and with him all his significant students and adherents in France This event is of inconceivably great value to me, and I am right to jubilate about the final victory of something to which I have dedicated my life and which is pre-eminently also my own,” he says to Eckermann on August 2, 1830. It is altogether a strange phenomenon that in Germany Goethe's research found a response only among philosophers and but little among natural scientists, whereas the response in France was more significant among the latter. De Candolle gave Goethe's theory of metamorphosis his closest attention and treated botany generally in a way that was not far from Goethean views. Also, Goethe's Metamorphosis had already been translated into French by F. de Gingins-Lassaraz. Under such conditions, Goethe could definitely hope that a translation of his botanical writings into French, carried out with his collaboration, would not fall on barren ground. Such a translation was then provided in 1831, with Goethe's continuous assistance, by Friedrich Jakob Soret. It contained that first Attempt of 1790, the history of Goethe's botanical studies, and the effect of his theories upon his contemporaries, as well as something about de Candolle,—in French, with German on the opposite page.
|
70b. Ways to a Knowledge of the Eternal Forces of the Human Soul: The Forgotten Pursuit of Spiritual Science Within the Development of German Thought
21 Feb 1916, Leipzig Rudolf Steiner |
---|
How passionately born out of the [Italian] world-feeling the world-picture of Giordano Bruno appears, if we compare it with the world-picture—with the calm world-picture reborn out of the German soul—of Schelling. And the third is Hegel. Hegel, the third, the philosopher of the Germans who, I might say, lived in the most intimate union with the Goethean Weltanschauung; Hegel, who, I might say, sought on the third of the paths that were possible from the German folk, on the third of the paths to lead the soul to the place where it can directly grasp the spiritual activity and weaving and essence of the world. |
But he added to what Fichte and Schelling had offered, the third sound from German folk tradition. It may be said that what makes Hegel appear particularly as a German spirit is that, unlike Descartes, for example - Rosenkranz, a faithful disciple of Hegel, wrote the fine book “Hegel as a German National Philosopher” - what makes Hegel particularly German spirit, is that, unlike Descartes, who also bases everything on thinking but only arrives at a mechanistic view of the world, he does not experience thinking as if thinking were something that arises in the soul and is alien to existence, but rather: the spirit, the world spirit itself thinks itself in man. The world spirit itself sees itself through thinking in man. In his thinking, Hegel feels interwoven with the thoughts of the world spirit. One can also say that Descartes' one-sided, naked view of the world is given life – if only as a thought – in Hegel's view of the world. |
70b. Ways to a Knowledge of the Eternal Forces of the Human Soul: The Forgotten Pursuit of Spiritual Science Within the Development of German Thought
21 Feb 1916, Leipzig Rudolf Steiner |
---|
Dear Attendees! Unlike in previous years when I had the honor of speaking here in this city about subjects of spiritual science, last year I did not venture to speak about a subject of spiritual science in the strict sense, but rather about something that is connected with the spiritual development of the German people, who are currently facing one of the most significant events in world history, with world-historical facts that have no equal in the entire developmental history of modern times. And so, honored attendees, may this evening's reflection also be dedicated to such a topic, the reflection of a certain current in German intellectual life, which I believe, however, not out of a vague feeling, but out of real spiritual-scientific conviction that it contains, in the most essential, in the very most essential sense, German intellectual development, the seeds of that spiritual science as it was always meant, when I was allowed to speak about it here in earlier years. This spiritual science wants, in the best sense of the word, to be a real science, a real, genuine continuation of the scientific world view that has emerged over the past three to four hundred years in the development of humanity. As a spiritual science, it aims to penetrate into the spiritual realm of the world, just as natural science methodically penetrates into the external world through the external senses and through the mind bound to the external senses, into the mind bound to the external senses and its observations, and into the external senses and their observations. However, spiritual science requires a certain development of the human soul for its research. It is necessary for this research that what can lead to it is first developed from the human soul. To a certain extent - to apply Goethe's often-used words again today - the spiritual eyes and ears that slumber in man himself must first be awakened from the human soul so that he can look and listen into the spiritual world. Now, however, it might seem from the outset, esteemed attendees, as if, when speaking of science - and that is the opinion of some; some think that one has no right to speak of anything other than such a thing that belongs to all nations. In certain circles, there is the opinion that one is already thinking unscientifically if one allows oneself the opinion that even that which is the scientific study of the world has its origins in the essence of folklore. However, as superficial as this opinion may be, it is superficial when it comes to the deeper objects of spiritual science. The moon is also common to all peoples of the earth, but how the thoughts and feelings that the individual peoples have attached to the experiences of the moon differ. One could indeed say: that may relate to poetry. But when it comes to penetrating the deeper secrets of the world, then the different predispositions that exist in different ways in the individual peoples speak. And according to these different predispositions, people penetrate more or less deeply into the secrets of existence. The German does not need to resort to the clay when speaking of the significance and value of the German national character for the development of the world and humanity, as the opponents of Central Europe are currently doing, using our fateful time not only to vilify the German character in the most hateful way possible, but to downright slander it. The German can quite appropriately penetrate into that which has emerged in the course of his intellectual development. And it will be shown that this appropriate consideration leads precisely to placing German essence, German intellectual life, in the right place in the world development of humanity, not through self-assured arrogance, but by letting the facts speak. When we consider the events that affect us all so deeply today, that claim so many, so many victims from humanity, that fill us with so much definite hope and confidence, when we consider these events, then there is really only one fact that needs to be mentioned – to strike a chord that will resonate again and again in the future history of humanity: Today, around Central Europe, 777 million people stand, in a row, 150 million hostile. The 777 million people have no reason to envy the size of the land on which the other 150 million live in Central Europe; the people of the so-called Entente live on 68 million square kilometers, and the people of Central Europe live on only 6 million square kilometers! But leading personalities in particular have repeatedly managed, out of the 777 million, to insult and defame even the best and highest intellectual products of the 150 million. It is therefore particularly appropriate for the German to reflect on his intellectual life in such a way that it may appear to him as rooted in the actual germinating power of his nationality. And so, esteemed attendees, we are repeatedly and again and again, although this should only be mentioned in the introduction today, repeatedly and again and again referred to the three great figures within the German world view development, which today, unfortunately, may say, unfortunately, no longer considered in the right, deep way, but whose essence nevertheless lives on to this day, and whose essence wants to rise again, [whose essence] must belong to the best impact forces of German spiritual culture in the future. Three figures are pointed out: Johann Gottlieb Fichte, Schelling, Hegel, those personalities in the development of the German world view who tried to lift the German people in time onto the scene of the development of thought, of the highest, purest development of thought, in the time when, from the depths of this national life, such minds as Lessing, Herder, Goethe, Schiller and all the others who belong to them have worked so that what has come from them after the Greek intellectual blossoming of humanity means a time of the highest intellectual blossoming of humanity for anyone who is unbiased. And how does Johann Gottlieb Fichte appear in the mind's eye of the human being? That which lived in his soul as feeling made his world view appear to him, who can be called one of the most German of men, as something that he had attained by having something directly in his lonely soul life, something like a kind of dialogue with the German national spirit itself. This mood of the soul emerged when he delivered his powerful “Discourses to the German Nation,” which sought to reveal all the power and developmental possibilities of German nationality in order to give impetus to the further development of “Germanness,” as Fichte himself put it. But what is the essence of Johann Gottlieb Fichte's endeavors? It can be said that everything that has been striven for in the best sense from the center of the German soul for centuries appears again in Fichte in the most powerful way. Thus it is that Fichte wanted to gain a well-illuminated world view, an energetic understanding of the world through this. What Fichte strove for was to delve into the human soul, to inwardly experience its deepest powers, to experience them in such a way that in this experience he also experiences what the world as a whole is living through and working through as a spiritual, world-creating entity. [What Fichte strove for was to] experience the spiritual, world-creating essence in one's own soul in such a way that, by unfolding one's own soul powers, one experiences what works and lives and dwells in the innermost part of the world. That was what Fichte wanted: to experience the spirit of the world by making it present in one's own soul. That was for him the true meaning of the word “knowledge”. That was for him also the content of all truth worth striving for by man – the truth that for him was the direct expression of the divine spirituality that lives through the world, that knowledge, as truth, permeates the human soul so that this human soul can grasp it in an inward, powerful experience. But through this, Fichte felt as if the whole world were pulsating and alive and interwoven with the will of the world, with the divine will of the world. And as man grasps himself in his innermost being, as he becomes in the truest sense an I-conscious being, an imprint arises within this I, a revelation of the world-will pulsating through the world, which is completely imbued of what Fichte calls the “duties”; those duties that could never reveal themselves to one from a merely material world, that penetrate from the world of the spiritual into the human soul, [which] grasp the will of humanity; so that for Fichte, the external sensual, material world becomes that which, like the material-physical, expands before us, in order to be able to live out the dutiful will and the will-imbued duty in anything. Not that Fichte diverted his approach from the external sense world, not as if he wanted to escape into a one-sided world free of the senses! It is not like that; but it is the case that everything that the eyes can see externally, that the hands can grasp, for Fichte became the tool, the means of the spirit, so that the spirit could present itself, [so that] the spirit, -the spirit permeated by duty, the duty that man can grasp in his soul, can be represented by an external materiality: a world view that Fichte himself, in the very sense of the word, regards as a world view. One may say, esteemed attendees, while remaining entirely objective: Nothing stands in such contrast to another as this Fichtean world view stands, say, to the world view born of the spirit of the French Romance language, as it was outlined by one of the greatest French philosophers, Cartesius or Descartes, at the beginning of the seventeenth century, as an embodiment of the French spirit itself – a philosophical embodiment. Descartes, the Frenchman, the Frenchman who, like Fichte from the Germanic, so from the French national character draws and creates, Descartes starts from the fact that man feels himself a stranger to the outer world, that man must start from doubt in his soul. There can be no doubt for Fichte in the sense that Descartes means it, for his knowledge is an immediate co-experience of that which lives and breathes through the world. Fichte does not place himself outside of the spirit of the world by knowing, but inwardly seeks to unite with the spirit. Descartes, on the other hand, stands before the world as mere observation, as external observation. What kind of world view emerges from this? One need only mention one thing that appears as a consequence of the French Descartesian world view. As I said, it is really not necessary to develop national biases, but one can remain objective when saying this. What is one consequence of Descartes' view of the world? Well, it is enough to mention that Descartes, in his striving, which also emanates from self-awareness, but from mere rational, intellectual self-awareness, not from the living inner life, like Fichte's self-awareness, this Descartes' view of the world imagines the world as a large machine, as a powerful mechanism. And for Descartes, animals themselves are moving machines, inanimate, moving machines. Everything that developed as a mechanism in later times, as a mechanistic world view, which also took hold in other nations from France, basically leads back to this starting point of Descartes. You only have to consider the contrast: On the one hand, the Roman philosopher who turns the world into a machine; on the other hand, Johann Gottlieb Fichte, who wants to pour out the soul itself over the whole world from the German folk tradition, so that this soul can experience everything soulful, everything in the world that is pulsating with will – and one has expressed something important about the relationship of the German folk spirit to its western neighbor. This Descartesian worldview then produced, I might say, one materialistic outgrowth after another. We see how, at the end of the eighteenth century, the worldview that Goethe encountered from France emerged, and of which Goethe, from his German consciousness, said: Oh, how bleak, how desolate! And then the philosopher shows us atoms moving, colliding, pushing each other – a mere mechanism! And all this is supposed to explain the rich abundance of the world in which we live? It is fair to say – again, entirely objectively: From the abundance and vibrancy of the German mind, Goethe turned away from this merely mechanistic world view, which then, in de La Mettrie's “Man a Machine” at the end of the eighteenth century, had a flowering that of all those who want to build a worldview based on superficial vanity, on that vanity that would be quite satisfied if there were no human soul, but if, like a phonograph, the human mechanical thinking apparatus purred away what man has to say about the world. And well into the nineteenth century, this worldview continued to unfold. We see it in [gap in transcript], but we also see it in a spirit like – yes, it is still not called French today, but is still called Bergson – like in Bergson, who has found the most shameful thing, again and again, to defame and slander that which wells up from the German soul as a world view. One would like to say: Because he can see nothing else in a world picture that is alive, that is filled with inner life, he believes he can defame it, defames this German world picture as such, which shows - as he repeatedly says in his writings – how the German, from his lofty position at the end of the eighteenth and the beginning of the nineteenth century, has descended and degenerated completely into a mechanistic world mechanism. It is a pity that this so celebrated Bergson not only drew a picture of the world - I have explained it in detail, not only in my book “The Riddles of Philosophy”, written before the war - but not only drew a picture of the world that was much more powerful, much more forceful, by a German mind, Preuss, who is rarely mentioned and little known, the German thinker, thinker, for example in his book “Spirit and Matter” 1882 [is presented] - of which Bergson either knows nothing, which is an equally big mistake, or does not want to know anything - but not only this, but it has also been shown that entire pages in the so-praised writings of Bergson are simply copied from Schelling or from Schopenhauer! – That is one way of relating to the intellectual life of Central Europe! This intellectual life is contrasted with that of Fichte, an intellectual life that does not want to understand the world as dead, but that wants to understand the world as a spiritual-living entity, down to the smallest parts, and for which knowledge is nothing other than the experience of this spiritual vitality of the world. Just as with the French conception of the world, Fichte, with his energetic grasp of the human ego, in which he wants to experience the world, stands in contrast to the English conception of the world, that English conception of the world that took its starting point from Baco of Verul am, and which, one might say, has found its repulsive sides, its repulsive one-sidedness, precisely in the most recent world view that English intellectual life has produced in so-called pragmatism – in Baco von Verulam. As Goethe, for example, very profoundly remarks, one sees everywhere how [Baco von Verulam] actually regards the spiritual life in such a way that what otherwise [lives] in the human spirit as truth is actually only there to summarize and form the diversity of the external materials and forces of the world, which can be seen with the eyes and grasped with the hands, and to again disassemble them and the like. A means of dominating the external physical world is philosophy, based on Baco von Verulam, basically everything that could be called philosophy. And up to our days, this meaning has been preserved. What actually appears as pragmatism? Within English intellectual life, something highly peculiar appears as pragmatism – Schiller, James and other representatives of this pragmatism. For these representatives of pragmatism, for these pragmatists, truth is not something that man experiences inwardly like an image of gods or spirits, something that – as in the Fichte in the sense of Fichte, enters the human soul from the spirit that pulsates, lives and weaves through the world, but in the sense of this pragmatism, truth is actually only something that man thinks up in order to have a direction in the multiplicity of external phenomena. For example, the soul - this concept of “soul”, this unified concept of soul - you cannot see the soul: What is it then for pragmatism? For pragmatism, the unifying concept of soul, the unifying concept of the ego, of self-awareness, is nothing more than a means of holding together the manifoldness of the soul life and its expressions in the body, so that they do not fall apart in contemplation; so that one has, as it were, brackets and bindings. Concepts are created for the external material. How far removed this is from Fichte's world view, drawn from the depths of the soul, for which spirit is the most original of the world and reality, the spirit that flows into the individual human soul life. And by feeling this influx, man knows himself one with the spirit of the world. And then the external world becomes, as Fichte put it, a field for the spirit to unfold in. Exactly the opposite! Here with Fichte: the spirit is supreme, the actual reality, the highest living thing, for the sake of which the external world of the senses exists, so that the spirit can find its means of expression in it. There: the mind is capable of nothing more than creating binders and clamps in its concepts and ideas, so that it - which is the main thing - can place these concepts in the service of external material reality, and can ultimately find itself in external material reality. It is indeed necessary, most honored attendees, to consider the interrelations in this very light. Only through this does the German come to a real, enlightened realization of what is actually taking place in the depths of his people. Then, in one of the most difficult times in German development, Fichte tried to express what emerged to him as a power of consciousness from this soul power, which was connected to his inner life of will, in order to inspire, to strengthen, to invigorate his people. He did this in his “Addresses to the German Nation” to the German Nation» that the true man of world-view does not merely live in unworldly contemplation, but that these contemplations can intervene directly in that which the time demands and what mankind – I would like to say – [in fact] needs in order to be strengthened and invigorated in soul. And at the appropriate moment, a second personality appears before us alongside Fichte – the second personality who tried no less to grasp the innermost part of the world with his own soul. These spirits sought to grasp the whole, great world spirit with their own souls, investing their entire personality. In the case of Fichte, I probably only needed to tell you a few details of his life so that you could see how truly what he experienced – I would say – on the icy heights of thought, but which were permeated by pure human warmth in his case, was connected to his personality, to his immediate human being. A picture of the very young Fichte: he is a good student, already devoting himself to his duties at school as a six- or seven-year-old. His father rewards the young boy by giving him the book 'The Horned Siegfried' for Christmas when he is seven. Fichte, the young Fichte, the boy, is completely gripped by what comes to life through the human personality that is in a soul like that of “Gehörnte Siegfried”! And so it turns out that he now needs to be admonished because he is no longer as diligent at school as he was before. One day we see the boy in his blue farmer's smock; he is standing by the stream that flows past his father's house: suddenly he throws the “Gehörnte Siegfried”, which he was holding in his hand, into the water, and he stands there crying and watches as the book floats away in the waves. His father arrives and is initially indignant that his little boy has thrown the book he had given him into the water. Then he has to learn that in this case what Fichte later made the actual core of his philosophical work – the dutiful will – that this dutiful will already lived in the boy Fichte in such a way that he could not bear, by the distracted attention to the “Horned Siegfried”, no longer fulfill his duty as a learner! And everything he experienced as a boy was probably already connected with the innermost workings and nature of his soul. And once, when Fichte was nine years old, the estate neighbor from the neighboring village came to Fichte's place of residence. He wanted to hear the sermon; but he was too late. He could no longer hear the pastor preach; the church bells had already rung. So it was suggested that the nine-year-old boy could retell the content of the sermon to the estate neighbor. And they sent for him. Young Fichte entered in his blue peasant's smock; and after he had behaved somewhat awkwardly at first, he approached the public figure and developed the thoughts that he had taken in from the sermon with such intimacy that it was clear: he had not only taken something in externally, but had united with his whole soul what he had listened to. Thus it was that this personality – one might say – that, if I may use the trivial word, it always absorbed everything that affected it with the whole person, out of its own genius, so effectively that everything that came from this person, on the one hand, bore the deepest human character, and on the other hand, rose again to the highest heights of world-historical contemplation. One beautiful trait of this most German of German thinkers, Johann Gottlieb Fichte, must be emphasized again and again: when Fichte later spoke to his audience as a professor, he did not want to speak like someone else who simply conveyed the content of what he had conquered to his listeners. Someone who knew Fichte well and had often heard him speak said that his words rushed forth like a thunderstorm that discharges in individual sparks; [and he said] that he not only wanted to produce good people, but great people. And in such a way was also the work-you can not say-set up, the work of this German, because in the thoughts of this German thinker lived something in this lecture, which was much more than presented: He wanted, by mounting the lectern, to carry something up to this lectern, which flowed as a living entity from him into flowed from him into the audience, so that the audience, if they listened attentively and left the lecture hall, took with them not only a content, not only a teaching, but something that was more in their soul than what they had brought into the lecture hall, something that seized their whole humanity, permeated it, inspired it! And truly, Fichte knew how to work in this way, to penetrate so directly to the center of the human soul, that he wanted to bring his listeners, these listeners, in direct contact with his listeners, to revive in themselves what really connected them – one might say – immediately connected them to what the soul could experience of the spiritual that flows and permeates the world. So, for example, he once said to his listeners: “Imagine the wall.” The listeners turned their eyes to the wall and thought, “That would be easy.” After he had let them think about the wall for a while, he said, “So, now imagine the one who imagined the wall!” At first they were amazed. But now a way had been found to win the hearts and minds of the audience directly for the realization of the secrets of the world, as they can play out in the human soul. And so, with his whole personality directly immersed in the life of knowledge, was also Johann Wilhelm Schelling, of whom those who saw him – and I certainly knew such people! – who saw and heard him – not only read his books and knew what was in his books – thus they said that something emerged from his sparkling eyes that was like the gaze of knowledge itself! Schelling, too, wanted to experience directly in his own soul what lives in nature as spirit. For him, the soul was only something like the outer face of a spirit that lives and weaves through the world. And as the human soul approaches nature, it recognizes in nature what it itself is as spirit and soul. Spirit flows through the world. It forms an external impression by crystallizing nature around itself. In this way, it creates the ground for the spirit itself to appear in the human soul on this ground. Therefore, for Schelling, the spirit of nature and the spirit of soul grew together into a unity. And with such a view, he knew how to rise to wonderful possibilities. He only penetrated them in seemingly dry concepts – incidentally, in concepts and ideas that sometimes rose to the most tremendous, most alert, intuitive glow. He only spoke in seemingly dry terms about nature and about how one can be in harmony with nature and the spiritual world, and how the concepts arise from nature and how one can be in harmony in cognition. Once he said the word, the word that was certainly one-sided: To recognize nature is to create nature. - Certainly, a one-sided word; one can only recreate nature in the act of recognizing it. But Schelling felt such a close kinship between what takes place in the human soul and what takes place in nature that he could imagine himself to be living as if he were creating natural forces when he believed that the right cognitive drives had been released in the soul. And so, on the one hand, the human form appears to Schelling as the highest natural expression of the natural forces of the spirit and soul, and on the other hand, art [...] that which is the human expression of spiritual striving. One would like to say: Schelling feels the highest as two halves that only complement each other: what the artist is able to create in art, on the one hand; the human form, on the other hand, as the crown and blossom of nature. And so we see how Schelling developed a world view that is entirely born out of – indeed, itself appears like a rebirth – the rebirth of the human mind. The German mind itself has become the organ of vision in Schelling, to see in nature and in intellectual life that which speaks to the human mind as external sensory objects speak to the human eyes and ears. But as a result, Schelling has become the one for the German spiritual development who could raise to an enormous height that which, as a spiritual world, could inspire from the Romance world view, for example, Giordano Bruno, but only inspire. How passionately born out of the [Italian] world-feeling the world-picture of Giordano Bruno appears, if we compare it with the world-picture—with the calm world-picture reborn out of the German soul—of Schelling. And the third is Hegel. Hegel, the third, the philosopher of the Germans who, I might say, lived in the most intimate union with the Goethean Weltanschauung; Hegel, who, I might say, sought on the third of the paths that were possible from the German folk, on the third of the paths to lead the soul to the place where it can directly grasp the spiritual activity and weaving and essence of the world. In Johann Gottlieb Fichte, it is the will that pulses through the soul and creates expression in duty; in Schelling, it is the feeling, the innermost part of the soul, while a natural will takes hold of it and gives it birth; in Hegel, it is the life of thought - the life of thought that is felt by Hegel in such a way that, as the thoughts that he lets pass through his soul are moved and experienced by this soul, they appear directly as thoughts of the divine-spiritual life of the world itself, which permeates all spaces and all times. So that man, by letting his thoughts live in himself, free from sensuality and without being influenced by the outside world, has the divine-spiritual thinking of the world simultaneously living and revealing itself in him through this experience of thought. Admittedly, this is how Hegel became a spirit who created a world view as if the whole world were built only out of logic – which is one-sided. But he added to what Fichte and Schelling had offered, the third sound from German folk tradition. It may be said that what makes Hegel appear particularly as a German spirit is that, unlike Descartes, for example - Rosenkranz, a faithful disciple of Hegel, wrote the fine book “Hegel as a German National Philosopher” - what makes Hegel particularly German spirit, is that, unlike Descartes, who also bases everything on thinking but only arrives at a mechanistic view of the world, he does not experience thinking as if thinking were something that arises in the soul and is alien to existence, but rather: the spirit, the world spirit itself thinks itself in man. The world spirit itself sees itself through thinking in man. In his thinking, Hegel feels interwoven with the thoughts of the world spirit. One can also say that Descartes' one-sided, naked view of the world is given life – if only as a thought – in Hegel's view of the world. Today, ladies and gentlemen, there is no need to take a dogmatic stand on the views of the three men mentioned. We can go further than that today; to be a partisan or an opponent may perhaps view all that these minds have expressed as one-sided. There is no need to take a dogmatic stand on them; they can be seen as an extension of what lives and weaves in German national character. They are something that has emerged from the flowering of German intellectual life, which will certainly change in many ways over time as it continues to flourish and bear fruit, but which can provide the deepest and most significant insights for anyone striving for spiritual knowledge of the world because a spiritual world knowledge must arise from such a germ within German intellectual life, as was striven for by Fichte, Schelling, Hegel, and basically arose out of the spirit of Goethe. What is peculiar about these three personalities is that they basically express three sides, three different shades of something that hovers invisibly over them, that was the common expression of the highest peak of German intellectual life at the end of the eighteenth and beginning of the nineteenth century, and that in Goethe and others the great fruits emerge in such a way that one always starts not to seek a knowledge of the world in such a way that one simply applies man as he stands in his powers, but that one first tries to awaken the human powers of knowledge that lie deeply dormant in the depths of the soul, and with the opened spiritual eye and spiritual ear - as I said, these are Goethe's words - then wants to look out into the world and life with the opened spiritual eye and spiritual ear. This is how Goethe did it. That is why Goethe, following Kant, speaks of an intuitive power of judgment, which he ascribed to himself. And truly, from this intuitive power of judgment emerged the blossoms of Goethe's achievements. “Intuitive power of judgment” - what does Goethe mean? The ordinary power of judgment lives in human concepts. With this power of judgment, man faces things, he faces nature; he looks at it with his senses; with his mind he judges what he has seen with his senses. Goethe says to himself: If one can see the spiritual through the power of judgment, just as the eyes see the sensual, then one lives and moves in the spiritual. - And so Goethe wanted to look at plants and animals, so he wanted to look at human life. And so he observed it! And so he even wanted to be active in the field of physics. There one comes upon a chapter in which it is clearly shown how German folk-life must express something different about the external facts of physical life than, for example, English folk-life. The time has not yet come, however, to see the connections in this area. For more than thirty years now, I myself have endeavored – I may say this without immodesty, because it is simply a fact – to show what Goethe actually wanted, from a spiritual view of nature, from an judgment, as [he opposed his] theory of colors to Newton's color theory, which is based on atomism and mechanism, as a theory of life. Today, physics cannot yet understand this. But once German culture in the spiritual realm truly reflects on itself, one will understand how the German spirit in Goethe had to rebel against Newton's purely mechanical scientific view in the field of color theory as well. And the chapter “Goethe versus Newton” – by that I mean German science versus the mechanical utilitarian English science. This chapter will reappear. And perhaps it is precisely such a chapter that will show the relationship of the German soul in its depth and in its deeper contemplation of knowledge to the other judgments of Europe's striving for knowledge. And what place the German national soul has come to occupy in the overall development of German intellectual life is only one particular, special aspect; but this particular, this single, special aspect is the expression of the general that lived in the Goethe , and that lives on into our days, albeit – I would like to say – under the stream of consciousness, but nevertheless clearly in all deeper recognition of the spiritual in the German: to seek the spiritual organ of knowledge. Fichte called it a “higher spiritual sense” when he spoke to his Berlin students from 1811 to 1813. Schelling called it “intellectual intuition.” To arrive at a higher organ of spiritual knowledge – which is uncomfortable, and which a philosophy based merely on utility or mechanism, like the Romance or British philosophy, cannot achieve – to create an organ of knowledge organ that is built out of the spirit and can therefore look into the spirit; [that] does not see the spirit in abstract, dry, empty theoretical concepts, but grasps it as fully as the outer senses grasp the world of the senses. And because such striving was so powerfully alive in the development of the German spirit, it was possible that even lesser minds that followed the time of Goethe were seized and imbued with what had germinated and sprouted in the great age of German life that has just been discussed, and that these lesser minds could even create something that is more similar to the paths that are actually the real paths to grasp the world spiritual as a human spirit in a living way, to get something that is even more similar to this real path than what appeared in Schelling, Fichte and Hegel. Because there is so much that is fruitful in this Fichte-Schelling-Hegel worldview, it could have such a fertilizing effect even on lesser minds, who - let us say - like Fichte's son, Immanuel Hermann Fichte, come to recognize how in what sensually to man as a human-like form – also as a sensual animal form, but there it does not have the same meaning – what lives in the sensual human form as in a finer bodily organization in a coarser bodily organization, as we say in spiritual science: an etheric body alongside the coarse physical body; and how in this etheric body [work] the great cosmic forces that give birth to man out of the eternal, just as the physical forces give birth to him physically out of the physical. That is to say, Hermann Immanuel Fichte is already seeking a way to directly access the external physical, not only through thoughts, not only through abstractions, but by directly grasping in a higher, spiritual-sensual way that lies beyond birth and death in man. And then we see a remarkable spirit, little known, who also walks this path, undoubtedly not as ingeniously and magnificently conceived as Schelling and Fichte, for example, but advancing further along the actual spiritual-scientific path than they, because he was allowed to live after them. Although he wrote his wonderful book “Glimpses into the Essence of Man” in 1811, we can still say that Troxler – for that is who we mean – is one of those who are truly at home in a forgotten chapter of German intellectual life. Because he lived later, Troxler was able to find true paths into the spiritual world when even his greater – greater than he – his greater predecessors could not. It is remarkable that Troxler, when he presented his “[Lectures] on Philosophy” in 1835, spoke of the fact that man can develop something in his soul if he only wants to, something that relates to the purely intellectual view of the world, which works in theoretical concepts and, so to speak, only collects individual concepts from observation, how something could develop in the human soul, which he calls Ignaz Paul Vital Troxler, an “super-spiritual sense”. “Supra-spiritual sense” - that is a soul power that Troxler refers to as [one that] can only be developed in man, and which does not, I would say, merely grasp things conceptually, not so abstractly as ordinary abstract cognition, but which grasps things so fully, so fully, that they , like the spirit itself, before man; that man thereby beholds a spiritual world, which is not exhausted in concepts, like even Hegel's, but which sees spiritual reality as the senses see sensual reality, so that the world is truly enriched by a new element of its being, by the spiritual. But the spiritual consists of concrete, fully developed entities that stand side by side and interact with each other in such a way that they can be grasped by the senses. “Supra-sensible meaning” is one soul force. Troxler speaks of the other as the “supra-sensible spirit”. So that one must see in it that which can be developed in the human soul as a special power, so that the soul comes to go beyond the ordinary sensual, and yet not to fall into spiritual emptiness, as for example the mechanical natural science, but [that one comes to a] being filled by the spirit. “Supersensible spirit”, “superspiritual sense” - for Troxler, these are two faculties in the human soul. He speaks of this in 1835; and one can receive an enormously significant stimulus for that which one can call knowledge of the spirit from these Troxler lectures, which consciously emerged from the depths of German nationality. For it is this German nationality that encourages us not to look at the world merely from the outside, but to really feel again and again, in what the soul can experience most intimately, the flooding through of the soul-spiritual being of the human being and of the whole world itself. Thus this German national character is called upon to develop something that otherwise could not have occurred within a national character in the course of time. Now let us see how strangely - even if one characterizes quite one-sidedly that which is really in the sense of this national character - can be expressed, and what can be proved about these characterized spirits, let us look at what it is. We must say that we also see mysticism within the spiritual development of France and England, but this mysticism exists alongside other forms of science. It is either condemned to lead a sectarian existence alongside other forms of science or to close itself off as a special spiritual current. German intellectual life, by rising to something like what Schelling, Hegel, Fichte, Troxler, Immanuel Hermann Fichte have achieved, shows that one can, in the fullest sense can remain in the fullest sense of the word in a scientific spirit and can work precisely out of a scientific spirit, and that which is to be achieved through mysticism, for example, does not stand alongside this scientific current, but can be directly and organically connected to it and can emerge from it. Therefore, we see how, for example, in Hegel there arises something that lives in the purest clarity of thought – even if many dispute it, it is still so – but there is nothing in the purest clarity of thought that might be just a nebulous mysticism of feeling or what would be a mystic prattling about all kinds of things, but what, with crystal-clear thoughts, at the same time wants to grasp the thinking of the world mystically in its own thinking: we find thought-like mysticism - if the word may be used - in Hegel. And we find this intellectual mysticism spiritualized — because the life of thought is inwardly illuminated by the supersensible spirit, by the supra-spiritual meaning — in such personalities as, for example, Ignaz Paul Vital Troxler. It is interesting to see how Troxler endeavors to reveal what should lead to a world view from the forces of the soul, how what man knows reveals itself from what actually stands behind what man has in ordinary everyday life for the maintenance and orientation of his life. In Troxler's view, man has faith - faith, which, in the realm of religious belief, supports humanity's highest spiritual supports, but which also plays a major role in other areas of human life: faith. Man has this faith in his soul life. I am not just repeating Troxler's words, but speaking as one would have to think if one took in what Troxler said and developed it a little further. This power of belief is something that the outer physical body must have, something that can be grasped by the soul just as it arises directly in the soul, even without the development of higher cognitive powers. But behind this belief lives, hidden in the soul, [a higher organ of knowledge, so that belief is, as it were, for ordinary daily life, the living out of this higher organ of knowledge. Troxler calls what lives behind faith: spiritual hearing, the supersensible, spiritual hearing. So that in Troxler's sense, faith is to be imagined as the beautiful that flows in from an unconscious or subconscious spiritual part of the soul, which drives faith to the surface. But if it is developed itself, it becomes a spiritual ear that would become hearing in the spiritual world. Spiritual hearing means perceiving in the same way as the sensory ear perceives external sounds that live in the air. Love, a soul power, which we again find as if born out of the soul-spiritual, the most beautiful power of outer human life, love – behind it stands for Troxler – I would like to say: for Troxler's pious mind – a spiritual, a soul power of knowledge. He calls it “soul feeling”, “soul sensing”. Thus faith is, as it were, the outer expression, the outer image of what lives in the full soul as hearing. Thus love is the outer fruit of what lives in the inner soul as spiritual sensing, as spiritual feeling. For Troxler, hope is the outer expression of that which lives in the soul as a higher soul power, as a higher soul sense, as a super-spiritual sense in the soul as an inner spiritual eye. It is a wonderful image, but one that is not born out of fantasy alone, but is based on real facts of the soul life that everyone can develop within themselves. A wonderful image. There stands man within the physical and the spiritual world. There he develops, in relation to what flows through the world as the Divine-Spiritual, and in relation to what flows towards him from people and other beings: faith, hope, love. He develops them because, when he carries within him that which can stand free of the body in relation to the spiritual world, because he carries within him that which hears spiritually, feels spiritually and can see spiritually. And because the human being, that which he is in his soul, has been shrouded for the time between death – or, let us say, until birth with the bodily covering – that which connects him through spiritual hearing to the world-tone harmony , with the spiritual harmony of the world, which connects him to the world, which through grace leans towards him from the spiritual, through spiritual groping, which connects with him through spiritual vision, which wraps itself for him in faith, love, hope. [And so the soul forces that confront us in everyday life and in ordinary soul education are, for Troxler, an expression of a spiritual life that slumbers down there in the soul, that weaves and lives, and that, when developed, can enter into a direct connection with the spiritual-soul life of the whole world that flows around us. In this, the Troxler feels so at home in this, one can say, temporarily forgotten link in German thought and spiritual development. Beautifully, wonderfully, he expresses this feeling of being at home by expressing himself in connection with other spirits who have striven for something similar. He says:
of man
"we could cite a myriad more similar ways of thinking and writing, which in the end are only different views and ideas in which [the one Evangelical Apostolic idea, which Paul revealed to the Corinthians, , saying: “A body animated by the soul is sunk, and a body animated by the spirit rises, for as there is a body endowed with a soul, so there is also a body endowed with a spirit.” And in this is] contained the true, only doctrine of the individuality and immortality of man. Troxler wanted a science that approached the world from all the powers of human nature, not just from the intellect and the ordinary, so-called powers of knowledge, but - but a science, a knowledge that the whole personality contributes to the world, so that in turn the whole human personality, the whole human being, can recreate or relive the world within itself. Not only in poetry, Troxler believes, but also in real knowledge it must become so. Therefore Troxler says the beautiful words in 1835:
Thus, Troxler is faced with the idea of an anthroposophy, as he calls it, an anthroposophy that is not, like anthropology, the study of that which can be observed externally in man with the senses and with the mind from which these senses seem to be drawn, but a higher kind of anthropology ology stands before Troxler's eyes, before Troxler's spiritual eye, which wants to develop an organ in man that is basically only the higher man in man, who then, to use this Goethean expression, directly recognizes and experiences that which is also higher than all nature: the higher nature in nature. Then, when the whole personality presents itself to the world as a cognitive organ, as a super-spiritual sense organ, as a supersensible spiritual organ – as a “super-spiritual sense, as a ‘supersensible spirit’, [as a] spiritual organ, so that the world comes to life in the whole personality, then, in Troxler's view, ‘anthroposophy’ arises! Thus, as if in a forgotten aspiration of German intellectual development, anthroposophy lives in the germ. Its blossoms and fruits will sprout from this German intellectual life if one correctly understands German intellectual life. And that they are intimately connected with this German intellectual life - I would like to say: every being, every trait of this German intellectual life shows it to us. It is the case in the world, esteemed attendees, that individual things that flourish in the development of humanity must live for a time, I would say, as if under the stream; the rest of the stream shows something else, something superficial; but under the stream, the deeper things live on. And so it is with what can now sound to us as a faded note from German intellectual life. Or is it not wonderful, absolutely wonderful, when we see how out of this intellectual life - it was in 1858, when a pastor, a simple pastor in Sachsenberg in the Principality of Waldeck - Pastor Rocholl, published a little book - yes a truly wonderful booklet, in which he wanted to explain how the human spirit must elevate and strengthen itself in order to be able to join that which, as the spirit of the world, permeates and flows through the world. This wonderful, forgotten little book, which in the most eminent sense is, I would say, a document of the just mentioned faded tone of German spiritual life, is called: “Contributions to German Theosophy”. It was published in 1856 by a simple pastor, in whom his theosophical reflections sprouted from his piety. But it is a little book that must be said to rise to a truly wonderful height of spiritual insight and spiritual feeling about the world, even if it may often seem fantastic in relation to what spiritual science has to say today. One need not be either a supporter or an opponent of these things, but one can simply face them by saying to oneself: they are an expression of what lives in German national culture. And so I could cite many, many more examples, especially from German intellectual life. Everywhere one would find confirmation that this striving for spiritual science is present in German intellectual life, which today has to present itself as half-forgotten – forgotten! And forgotten in such a way that it must be recognized in the course of time. It does no harm for something like this to be forgotten. Why does it do no harm? Well, dear attendees, the secrets of the world that are in nature do not impose themselves in such a way that they do not need to be explored first! Why should we believe that the spiritual history of mankind does not also contain such secrets that need to be explored first? Why should we believe that only that which - I want to say - has come to light through the favor of the destiny of the time, that only that is the essence of the progress of humanity? In the subsoil of human development lives that which can only be found by those who come afterwards; but that is how it is in the history of ideas; it is also in the history of nature. But basically, all these minds were more or less aware that – I have already used this image in relation to Fichte – that which lived in them and which was to lead them in their souls to the spiritual secrets of the world, that this was, so to speak, a dialogue with the German folk spirit itself. And now let me give you another example. I would also mention the remarkable Karl Christian Planck, from whose posthumous writings the Testament of a German was published not so long ago. Karl Christian Planck, who, proceeding from a truly spiritual point of view, sought to place man in the context of the whole of existence. The time will come when such minds will be recognized, minds that have drawn from the depths of the German soul, when there will be full consciousness of the fact that in order that the German spirit may develop fully can fully develop – also in the realm of knowledge, everything foreign, which sometimes – like Newton's theory of colors – is more readily understood by the superficial human soul than the German, for the understanding of which one must first prepare. What does the earth look like to a modern mind, which is completely sickened by the Romanesque-British-mechanistic in the scientific view, by the world view that is born entirely of the mind, which Schelling even called a mental power in 1803, what does the earth look like to such a view? Now the earth stands as revealed by external mechanical geology: mineral-mechanical. Before Planck's soul, this lonely thinker in Germany, who had his first books published in Ulm in the 1860s, speaking out of the most genuine German essence, speaking out of the spiritual, but only being recognized by the better minds, how does the earth stand before his mind, before this consciously German mind? Like a mighty organism! Yes, not just like an organism, but like a blessed, spiritualized organism that has shaped its own spiritual-soul out of its own spirit: the human being himself! For Planck, the human being, with all that lives and moves in him, belongs to the earth. One does not fully understand the earth if one does not see man as the flower of the earth. For Planck, to regard the earth as the mere geologist does would be just as if one were to regard the plant only in its root and not to go to its flower. The earth must be regarded in such a way that the possibility of human development lives in the earth itself; that the earth bears within itself something that, out of its forces, out of its being, demands man as its flower! Thus Planck's world view goes out into the great from its spirit. And how does he speak himself? In 1864, in his “Foundations of a Science of Nature,” he writes wonderful words about the earth:
the author
|
20. The Riddle of Man: New Perspectives
Tr. William Lindemann Rudolf Steiner |
---|
This need not mean returning to Fichte, Hegel, and the others in the hope that, by taking better paths from their starting points, one will thus arrive at better results. |
Hegel feels that man can become the spiritual onlooker of a world process playing itself out within him. Lifting what he thus senses and feels up to the point of view of seeing consciousness also lifts man's world picture—which for Hegel is only a reflecting upon the processes that occur in the physical world—up to the beholding of a real spiritual world. |
20. The Riddle of Man: New Perspectives
Tr. William Lindemann Rudolf Steiner |
---|
[ 1 ] The purpose of this book is to indicate germinal points in the world views of a series of thinkers from Fichte to Hamerling. The contemplation of these germinal points evokes a feeling that these thinkers drew from a source of spiritual experience from which much more can flow than they brought forth. What matters is not so much one's acceptance or rejection of what they expressed, but rather one's understanding of the character of their striving for knowledge and the direction of their path. One can then arrive at the view that there is something in this character and direction that is more promise than fulfillment. And yet it is a promise with innate power, bearing the guarantee of its fulfillment within itself. Through this one gains a relationship to these thinkers that is not one of adherence to the dogmas of their world views, but rather one leading to the insight that: Upon the paths they took, there lie living powers for seeking knowledge that did not take effect in what they themselves recognized but that can lead out of and beyond it. This need not mean returning to Fichte, Hegel, and the others in the hope that, by taking better paths from their starting points, one will thus arrive at better results. No, that cannot be the point for us—to be “motivated” by these thinkers in this way—but rather to gain access to the sources from which they drew and to recognize what still lies hidden within these sources as motivating powers, in spite of the work of these thinkers. [ 2 ] A look at the spirit of the modern, natural-scientific way of picturing things (Vorstellungsart) can make one feel how much the idealism in world views living in the above thinkers is a promise awaiting fulfillment. Through its results in a certain direction, this natural scientific way of picturing things has demonstrated the efficacy of its cognitive means. One can already find this way of picturing things essentially prefigured in a thinker who was at work when its development began—in Galileo. (In his vice-chancellor's address to the Vienna University in 1894, the Austrian philosopher and Catholic priest Laurenz Müllner discussed the significance of Galileo in the most beautiful way.) What was already indicated by Galileo reappears, in an evolved state, in the directions taken by the research of the adherents of the modern natural-scientific way of thinking. This way of thinking has attained its significance by letting the world phenomena arising in the field of sens e observation speak purely for themselves, within their own lawful interconnections, and by wishing to allow nothing of what the human soul experiences from these phenomena to flow into what this way of thinking admits as knowledge. No matter what view one might hold about the natural-scientific picture of the world—whose fulfillment of the above cognitive demand is already possible or even achieved today—this cannot detract from one's recognition that this demand provides a sound basis for a valid picture of natural existence. If the adherent of an idealistic or spiritual-scientific world view takes a negative stance toward this demand today, he shows by this either that he does not understand the meanings of this demand, or that something of a natural-scientific way of picturing things are under the misconception that through such a world view something or other of the results of natural science is called into question. [ 3 ] To anyone who penetrates into the true meaning of modern natural science, it is clear that this science does not undermine knowledge of the spiritual world, but rather supports and ensures it. One will not be able to arrive at this clarity, however, by imagining oneself, through all kinds of theoretical arguments, to be an opponent of a knowledge of the spiritual world, but rather by turning one's gaze upon what makes the natural-scientific picture of the world sensible and meaningful. The natural-scientific way of picturing things excludes everything from what it studies that is experienced through the inner being of the human soul. It investigates how things and processes relate to each other. What the soul, through its inner being, can experience about things serves only to reveal how things are, irrespective of these inner experiences. This is how the picture of purely natural occurrences comes about. This picture will in fact fulfill its task all the better, the more it succeeds in excluding this inner life. But one must now consider the characteristic traits of this picture. What one presents to oneself in this way as a picture of nature—precisely in the case where it fulfills the ideal of natural-scientific knowledge—cannot bear within itself anything that could ever be perceived by a human being nor any other soul being. The natural-scientific way of picturing things must provide a picture of the world that explains the relationship of natural facts but whose content would have to remain unperceivable. If the world actually were as pure natural science must picture it, then this world could never arise within a consciousness as a content of mental pictures. Hamerling is of the opinion: “Certain oscillations of the air produce sound in our ear. Sound, therefore, does not exist without an ear. A rifle shot, therefore, would not ring out if no one heard it.” Hamerling is wrong, because he has not grasped the determining factors of the natural-scientific picture of the world. If he did, he would say: When a sound arises, natural science must picture something that would not sound even if an ear were there ready to hear it sound. And natural science is acting correctly in this. In his lecture, “The Limits to Our Knowledge of Nature” (1872), the natural scientist, Du Bois-Reymond expresses himself quite aptly on this subject: “Silent and dark in itself, i.e., without any qualities” is the world for the view—gained by natural-scientific study—which, “instead of sound and light, knows only oscillations of a primal substance, without qualities, that has turned into weigh able matter here and into unweighable matter there”; but to this he adds the statement: “God's words in Moses' depiction—‘Let there be light’—are physiologically incorrect. Light first came into existence when the first red ‘eyespot’ of an infusorian [euglena] distinguished light from darkness for the first time. Without optical and aural substance this world around us, glowing with color and filled with sound, would be dark and silent.” No, this second statement cannot be made by someone who in fact understands the full implications of the first. For, this world, whose picture is correctly sketched out by natural science, would remain “silent and dark” even when confronted by optical and aural substance. One fools oneself about this only because the real world, from which one has gained the picture of a “silent and dark” world, does not actually remain silent and dark when one perceives in it. But I should no more expect this picture to correspond to the real world than I would expect the portrait of a friend to step out of his picture as a real person. Just look at the matter from all sides, without preconceptions, and you will certainly find that if the world were as natural science depicts it, no being would ever experience anything about it. To be sure, the world pictured by natural science is there, in a certain way, within the reality from which man perceives his sense world; but lacking in this picture is everything by which it could be perceived by some being. What this way of picturing things must posit as underlying light, sound, warmth does not shine, sound, or warm. Only by experience does one know that the pictures arrived at by this way of thinking were drawn from something shining, sounding, warming; one therefore lives in the belief that what one pictures is also something shining, sounding, and warming. This mistaken belief is the most difficult to penetrate when one is dealing with the sense of touch. There it seems to be enough that something material—precisely as something material—is spread out around us and, through its resistance, stimulates a tactile perception. But something material-spatial can also only exert pressure; the pressure, however, cannot be felt. What seems to be the case deceives us here the most. But one does have to do in fact only with what seems to be the case. What underlies tactile sensations also cannot be felt by touch. Let it be expressly stated here that we are not merely saying that the world lying behind sense impressions is in fact different from what our senses make out of it; we are emphasizing that the natural-scientific way of picturing things must think of this underlying world in such a way that our senses could make nothing out of it if it were in actuality as it was thought to be. From observation, natural science draws forth a world picture that through its own nature cannot be observed at all.1 [ 4 ] What we are dealing with here came to light in a world historic moment of spiritual evolution: When Goethe, out of the world view of German idealism that lay in his whole nature, rejected Newton's color theory. (For nearly three decades, the present writer has sought in various writings to draw attention to this decisive point in the assessment of Goethe's color theory. But what he said in an 1893 lecture in Frankfurt's “Independent German Academy” still holds good today: “The time will come when even for this question the scientific prerequisites for an understanding among scientists will be present. Today, precisely the investigations of physics are heading in a direction that cannot lead to Goethean thinking.”) Goethe understood that Newton's color theory could provide a picture representing only a world that is not luminous and does not shine forth in colors. Since Goethe did not involve himself in the demands of a purely natural-scientific world picture, his actual opposition to Newton went astray in many places. But the main thing is that he had a correct feeling for the fundamental issue. When a person, by means of light, observes colors, he is confronting a different world from the only one Newton is able to describe. And Goethe does observe the real world of colors. But if one enters a realm such as this—whether of colors or of other natural phenomena—one needs other ideas than those depicted in the “dark and silent world” imagined by the natural-scientific way of picturing things. In this picture, no reality is depicted that can be perceived. Real nature simply does in fact already contain within itself something that cannot be included in this picture. The “dark world” of the physicist could not be perceived by any eye; light is already spiritual. Within the sense-perceptible the spiritual holds sway.2 To wish to grasp this spiritual with the means of natural science is committing the same error as someone who demands of himself as a painter that he paint a man who can walk around in the world. For Goethe, even as a physicist, the ground on which he moved was the spiritual. The world view for which he used the term “in accordance with the spirit” (geistgemäss) made it impossible for him to find in Newton's color theory anything in the way of ideas about real light and real colors. But with the natural scientific way of picturing things, one does not find the spirit in the sense world. That the world view of German idealism had a correct feeling about this is one of its essential characteristics. It may be that what one or another personality has said out of this feeling is only a first germ of a complete plant; but the germ is there and bears within itself the power to unfold. [ 5 ] But to this insight—that in the sense world there is spirit which cannot be grasped by the natural-scientific way of picturing things—another insight must be added: modern natural science has already demonstrated, or is on its way to demonstrating, the dependency of ordinary human soul life—running its course in the sense world—upon the instrument of the body. One enters a realm here in which, as though by entirely obvious objections, one can seemingly be refuted in a crushing way if one declares one's belief in the existence of an independent spiritual world. For what could be clearer than that man's soul life, from childhood on, unfolds as the physical organs develop and declines to the extent that the organs age? What is clearer than that the crippling of certain parts of the brain also causes the loss of certain spiritual abilities? What seems clearer, therefore, than that everything of a soul-spiritual nature is bound to matter and without it can have no continued existence, at least not one about which man knows? One does not even need to take counsel on this from the brilliant results of modern natural science; De la Mettrie, in his book Man: A Machine (L'homme Machine) written in 1746, has already expressed in a sufficiently correct way what is so self-evident in this assertion. This French thinker says: “Since a feebleminded person, as one can usually observe, does not lack brains, his problem must be due to the faulty nature of this organ, its excessive softness, for example. The same applies to imbeciles; the flaws in their brains do not always remain hidden to our investigation; but if the causes of feeble-mindedness, imbecility, and so on are not always recognizable, where should one seek the causes for differences between all human spirits? These causes would escape lynx and Argus eyes. A nothing, a tiny fiber, a thing that even the finest anatomy cannot discover would have turned Erasmus and Fontenelle into two fools—an observation that Fontenelle himself makes in one of his best dialogues.” Now, the adherent of a world view in accordance with the spirit would show little insight if he did not acknowledge the telling and obvious force of such an assertion. He can take this assertion even further and say: Would the world ever have received what Erasmus's spirit accomplished if someone had killed him when he was still a child? If a world view in accordance with the spirit ever had to resort to denying such obvious facts or even to belittling their significance, it would be in a bad way. But such a world view can be rooted in ground that no materialistic objection can take away from it. [ 6 ] Human soul experience, as it manifests in thinking, feeling, and willing, is at first bound to the bodily instruments. And this experience takes shape in ways determined by these instruments. If someone asserts, however, that when he observes the manifestations of the soul through the body he is seeing the real life of the soul, he is then caught up in the same error as someone who believes that his actual form is brought forth by the mirror in front of him just because the mirror possesses the necessary prerequisites through which his image appears. Within certain limits this image, as image, is indeed dependent upon the form of the mirror, etc; but what this image represents has nothing to do with the mirror. In order fully to fulfill its essential being within the sense world, human soul life must have an image of its being. It must have this image in consciousness; otherwise it would indeed have an existence, but no picture, no knowledge of it. This image, now, that lives in the ordinary consciousness of the soul is fully determined by the bodily instruments. Without these, the image would not be there, just as the mirror image would not be there without the mirror. But what appears through this image, the soul element itself, is—in its essential being—no more dependent upon the bodily instruments than the person standing before the mirror is dependent upon the mirror. The soul is not dependent upon the bodily instruments; only the ordinary consciousness of the soul is so. The materialistic view of the human soul succumbs to a deception caused by the fact that ordinary consciousness, which is only there through the bodily instruments, is mistaken for the soul itself. The essential being of the soul flows just as little into this ordinary consciousness as my essential being flows into my mirror image. This essential being of the soul, therefore, also cannot be found in ordinary consciousness; it must be experienced outside of this consciousness. And it can be experienced, for the human being can develop a different consciousness within himself than the one determined by the bodily instruments. [ 7 ] Eduard von Hartmann, a thinker who has come forth from the world view of German idealism, has clearly recognized that ordinary consciousness is an outcome of the bodily instruments, and that the soul itself is not contained within this consciousness. But he did not recognize that the soul can develop a different consciousness, which is not dependent upon the bodily instruments, and through which the soul can experience itself. Therefore he believed that this soul-being lay within an unconscious element about which one can only make mental pictures by drawing conclusions, from ordinary consciousness, about a “thing-in-itself”—that itself actually remains unknown—of the soul. But in this, like many of his predecessors, Hartmann has stopped short before the threshold that must be crossed if a well-founded knowledge of the spiritual world is to be attained. One cannot cross this threshold, in fact, if one is afraid to give one's soul forces a completely different direction than they take under the influence of our ordinary consciousness. The soul experiences its own essential being within this consciousness only in the images produced for it by the bodily instruments. If the soul could experience only in this way, it would be in a situation comparable to that of a being who stands before a mirror and can see only its image, but can experience nothing about itself. The moment this being became livingly manifest to itself, however, it would enter into an entirely different relationship to its mirror image than before. A person who cannot resolve to discover something different in his soul life than is offered him by ordinary consciousness will either deny that the essential being of the soul can be known, or will flatly declare that this being is produced by the body. One stands here before another barrier that the natural-scientific way of picturing things must erect, out of its own thoroughly justified demands. The first barrier resulted from the fact that these demands must sketch the picture of a world that could never enter a consciousness through perception. The second barrier arises because natural-scientific thinking must rightly declare that the experiences of ordinary consciousness come about through the bodily instruments and therefore, in reality, contain nothing of any soul. It is entirely understandable that modern thinking feels itself placed between these two barriers, and out of scientific conscientiousness, doubts the possibility of arriving at a knowledge of a real spiritual world that can be attained neither through the picture of a “silent and dark” nature, nor through the phenomena of ordinary consciousness, which are dependent upon the body. And whoever—merely from some dim feeling or out of a hazy mysticism—believes himself able to be convinced of the existence of a spiritual world would do better to acquaint himself with the difficult situation of modern thinking than to rail against the “raw, crude” mental pictures of natural science. [ 8 ] One gets beyond what the natural-scientific way of picturing things can give only when one experiences in the inner life of the soul that there is an awakening out of ordinary consciousness; an awakening to a soul experience of a kind and direction that relates to the world of ordinary consciousness the way the latter relates to the picture-world of dreams. Goethe speaks in his way about awakening out of ordinary consciousness and calls the soul faculty thus acquired “the power to judge in beholding”. (anschauende Urteilskraft)3 In Goethe's view, this power to judge in beholding grants the soul the ability to behold that which, as the higher reality of things, conceals itself from the cognition of ordinary consciousness. In his affirmation of this human ability, Goethe placed himself in opposition to Kant, who had denied to man any “power to judge in beholding,” Goethe knew from the experience of his own soul life, however, that an awakening of ordinary consciousness into one with the power to judge in beholding is possible. Kant believed he had to designate any such awakening as an “adventure of reason,” Goethe replied to this ironically: “Since I had, after all, ceaselessly pressed on, at first unconsciously and out of an inner urge, toward that primal archetypal element, since I had even succeeded in building up a presentation of this which was in accordance with nature, nothing more could keep me then from courageously undertaking the adventure of reason, as the old man of Konigsberg himself calls it,” (The “old man of Konigsberg” is Kant, For Goethe's view on this, see my edition of Goethe's natural-scientific works.) 4 In what follows now the awakened consciousness will be called a seeing consciousness (schauendes Bewusstsein). This kind of awakening can occur only when one develops a different relationship to the world of thoughts and will than is experienced in ordinary consciousness. It is entirely understandable today that the significance of such an awakening would be regarded with mistrust. For, what has made the natural-scientific way of picturing things great is the fact that it has opposed the claims of any dim mysticism. And although only that awakening in consciousness has validity as spiritual-scientific research which leads into realms of ideas of mathematical clarity and consistency, people who wish to arrive in an easy way at convictions about the greatest questions of world existence confuse this valid awakening with their own mystical muddle-headedness, which they claim is based on true spiritual research. Out of the fear that any pointing to an “awakening of the soul” could lead to such mystical muddle-headedness, and through seeing the knowledge often presented by such mystical illuminati, people acquainted with the demands of the modern natural-scientific way of picturing things keep aloof from any research that wishes, by claiming an “awakened consciousness,” to enter the spiritual world.5 Now such an awakening is altogether possible, however, through one's developing, in inner (soul) experience, a certain activation differing from the usual—of the powers of one's soul being (thought and will experiences). The indication that with the idea of the awakened consciousness one is continuing in the direction taken by Goethe's world view can show that our study here wishes to have nothing to do with the mental pictures of any muddled mysticism. Through an inner strengthening, one can lift oneself out of the state of ordinary consciousness and in doing so experience something similar to the transition from dreaming into wakeful mental picturing. Whoever passes from dreaming into a waking state experiences how will penetrates into the course of his mental pictures, whereas in dreaming he is given over to the course of his dream pictures without his own will involvement. What occurs through unconscious processes when one awakens from sleep can be effected on a different level by conscious soul activity. The human being can bring a stronger exercise of will into his ordinary conscious thinking than is present there in his usual experience of the physical world. Through this he can pass over from thinking to an experience of thinking. In ordinary consciousness, thinking is not experienced; rather, through thinking, one experiences what is thought. But there is an inner work the soul can do that gradually brings one to the point of living, not in what is thought, but rather in the very activity of thinking itself. A thought that is not simply received from the ordinary course of life but rather is placed into one's consciousness with will in order that one experience it in its thought nature: such a thought releases different forces in the soul than one that is evoked by the presence of outer impressions or by the ordinary course of one's soul life. And when, ever anew within itself, the soul rouses that devotion 6 —practiced only to a small degree, in fact, in ordinary life—to thoughts as such, when the soul concentrates upon thoughts as thoughts: then it discovers within itself powers that are not employed in ordinary life but remain slumbering (latent), as it were. These are powers that are discovered only through conscious use. But they predispose the soul to an experience not present before their discovery. The thoughts fill themselves with a life all their own, which the thinking (meditating) person feels to be connected with his own soul being. (What is meant here by “seeing consciousness” does not arise from ordinary waking consciousness through bodily [physiological] processes the way ordinary waking consciousness arises from dream consciousness. In the awakening from this latter consciousness into day consciousness, one has to do with a changing engagement [Einstellung] of the body relative to outer reality. In the awakening from ordinary consciousness into seeing consciousness, one has to do with a changing engagement of one's soul-spiritual way of picturing things relative to a spiritual world.) [ 9 ] For this discovery of the life in thoughts, however, the expenditure of conscious will is necessary. But this cannot simply be that will which appears in ordinary consciousness. The will must also become engaged in a different way and in a different direction, so to speak, than for experience in mere sense-perceptible existence. In ordinary life one feels oneself to be at the center of what one wills or what one wants. For even in wanting, a kind of held-back will is at work. The will streams out from the “I” and down into desire, into bodily movement, into one's action. A will in this direction is ineffective for the soul's awakening out of ordinary consciousness. But there is also a direction of will that in a certain sense is the opposite of this. It is at work when, without any direct look at an outer result, a person seeks to direct his own “I.” This direction of the will manifests in a person's efforts to shape his thinking into something meaningful and to improve upon his feelings, and in all his impulses of self-education. In a gradual intensification of the will forces present in a person in this direction there lies what he needs in order to awaken out of his ordinary consciousness. One can particularly help oneself in pursuit of this goal by observing the life of nature with inner heart's (Gemüt) involvement. One seeks, for example, to look at a plant in such a way that one not only takes up its form into one's thoughts, but also, as it were, feels along with its inner life, which stretches upward in the stem, spreads out in the leaves, opens what is inside to what is outside with its blossom, and so on. In such thinking the will is also present in gentle resonance; and there, will is a will that is developed in devotion and that guides the soul; a will that does not originate from the soul, but rather directs its activity upon the soul. At first, one quite naturally believes that this will originates in the soul. In experiencing the process itself, however, one recognizes that through this reversal of the will, a spiritual element, existing outside the soul, is grasped by the soul. [ 10 ] When will is strengthened in this direction and grasps a person's thought-life in the way indicated, then, in actual fact, out of the circumference of his ordinary consciousness, another consciousness arises that relates to his ordinary one like this ordinary consciousness relates to a weaving in dream pictures. And this kind of a seeing consciousness is in a position to experience and know the spiritual world. (In a series of earlier books, the author of this work has presented in a more detailed way what is only indicated here briefly, as it were. In such a short presentation, objections, misgivings, etc., cannot be taken up; this has been done in my other books; and there one can find many things presented that provide the deeper foundations for what is expressed here. The titles of the relevant books are listed at the end of this book.7 A will that does not tend in the direction just indicated, but rather toward everyday desiring, wishing, and so on, cannot—when this will is brought to bear upon one's thought-life in the way described—lead to the awakening of a seeing consciousness out of the ordinary one; it can lead only to a dimming down of this ordinary consciousness into waking dreams, phantasmagoria, visionary states, and such like. The processes that lead to what is meant here by a seeing consciousness are entirely of a soul-spiritual nature; and their very description protects what is attained by them from being confused with pathological states (visions, mediumism, ecstasies, and so on). All these pathological states push consciousness down beneath the level it assumes in the waking human being who can fully employ his healthy physical soul organs.8 [ 11 ] It has often been indicated in this book how the science of the soul developed under the influence of the modern natural-scientific way of picturing things has moved away entirely from the significant questions of soul life. Eduard von Hartmann has written a book, Modern Psychology, in which he presents a history of the science of the soul in the second half of the nineteenth century. He states there: “Modern psychologists either leave aside the question of man's free will (Freiheit) entirely, or occupy themselves with it, in fact, only so far as is necessary to show that, on a strictly deterministic basis, just that amount of practical freedom arises which suffices for judicial and moral responsibility. Only in the first half of the period under discussion do a few theistic philosophers still adhere both to the immortality of a self-conscious soul substance and also to a residue of undeterministic freedom; but mostly they are content with wanting to found the scientific possibility of their heart's wish.” Now, from the point of view of the natural-scientific way of picturing things, one can actually speak neither about the true freedom of the human soul nor about the question of human immortality. With respect to this latter question, let us recall once more the words of the significant psychologist Franz Brentano: “The laws of mental association, of the development of convictions and opinions, and of the germinating of pleasure and love, all these would be anything but a true compensation for not gaining certainty about the hopes of a Plato and Aristotle for the continued existence of our better part after the dissolution of the body. ... And if the modern way of thinking really did signify the elimination of the question of immortality, then this elimination would have to be called an extremely portentous one for psychology:” Now for the natural-scientific way of thinking, only ordinary consciousness is present. This consciousness, however, in its entirety, is dependent upon the bodily organs. When these fall away at death, our ordinary kind of consciousness also falls away. But seeing consciousness, which has awakened out of this ordinary consciousness, can approach the question of immortality. Strange as this may seem to a way of picturing things that wishes to remain merely within natural science, this seeing consciousness experiences itself within a spiritual world in which the soul has an existence outside the body. Just as awakening from a dream gives one the consciousness that one is no longer given over to a stream of pictures without one's own will involvement, but now stands connected through one's senses with a real outer world, so the awakening into seeing consciousness gives one the direct and experienced certainty that one stands, with one's essential being, within a spiritual world, and that one experiences and knows oneself in something which is independent of the body, something which actually is the soul organism inferred by Immanuel Hermann Fichte, which belongs to a spiritual world and must still belong to it after the destruction of the body. And since, ill seeing consciousness, one becomes familiar with a consciousness rooted in the spiritual world and therefore different from ordinary consciousness, one can no longer revert to the opinion—because our ordinary kind of consciousness must indeed fall away along with its bodily instruments—that with the destruction of the body all consciousness must cease. In a spiritual science that regards the seeing consciousness as a source of knowledge, something becomes reality of which—out of the idealism of German world views—the school director of Bloomberg, Johann Heinrich Reinhardt, had inklings (see pages 54ff. of this book): that it is possible to know how the soul, “in this life already, is elaborating the new body” that it will then carry over the threshold of death into the spiritual world. (To speak of a “body” in this connection sounds materialistic; for, what is meant of course is precisely the soul-spiritual element that is free of the body; but it is necessary in such cases to apply to something spiritual names taken from what is sense-perceptible, in order to indicate sharply that one means something spiritually real, not just a conceptual abstraction.) [ 12 ] Relative to the question of human freedom,9 a particular conflict in our knowledge of the soul presents itself. Ordinary consciousness knows free human resolve as an inwardly experienced fact. Faced with this experience, ordinary consciousness cannot actually let any teaching take this freedom away from it. And yet it seems as though the natural-scientific way of picturing things could not acknowledge this experience. For every effect it seeks the causes. What I do in this moment seems to it dependent upon the impressions I have now, upon my memories, upon my inborn and acquired inclinations, and so on. Many things are working together; I cannot survey them all, therefore I appear free to myself. But the truth is that I am determined in my action by the working together of all these causes. Freedom would therefore appear to be an illusion. One does not escape this conflict as long as, from the standpoint of seeing consciousness, one does not regard ordinary consciousness as only a mirroring—effected by the bodily organization—of the true soul processes, and as long as one does not regard the soul as a being rooted in the spiritual world and independent of the body. Something that is merely a picture can, through itself, effect nothing. If something is effected by a picture, then this must occur through an entity that lets itself be determined by the picture. But the human soul is in this situation when it does something for which its only motivation is a thought present in ordinary consciousness. The image of myself that I see in a mirror effects nothing that I, with the image as motivation, do not effect. The matter is different when a person does not act according to a conscious thought but rather is driven, more or less unconsciously, by an emotion, or impulse of passion, while his conscious mental life only looks on, as it were, at the blind complex of driving forces. Since it is therefore the conscious thoughts in man's ordinary consciousness that allow him to act freely, he could after all know nothing through ordinary consciousness about his freedom. He would only look at the picture that determines his action and would have to ascribe to it a causal power. He does not do this, because instinctively, in his experience of inner freedom, the true being of the soul shines into ordinary consciousness. (The author of this book, in his Philosophy of Spiritual Activity (Philosophie der Freiheit), has sought to shed light upon the question of human freedom in a detailed way out of the observation of human soul experiences.) Spiritual science seeks, from the point of view of seeing consciousness, to shed light into that realm of the true soul life from which the instinctive certainty of man's inner freedom streams into ordinary consciousness. [ 13 ] Man experiences the picture-world of dreams through the fact that the level of life possessed by him in the sense world is toned down. A person with healthy thinking will not seek instruction from dreaming consciousness about waking consciousness; rather, he will make waking consciousness the judge over the world of his dream pictures. A spiritual science that takes the point of view of seeing consciousness thinks in a similar way about the relationship of seeing consciousness to ordinary consciousness. Through a spiritual science such as this, one recognizes that the material world and its processes are in truth only a part of a comprehensive spiritual world, of a spiritual world that lies behind the sense world in the same way the world of sense perceptible material processes and substances lies behind the picture-world of dreams. And one recognizes how the human being descends into sense existence out of a spiritual world; and how this sense existence itself is a manifestation of spiritual being and spiritual processes. It is understandable that many people, out of their habitual thinking, scorn a world view such as this because they consider it estranged from reality and because they believe it makes them less fit for life. It frightens such people to hear that, compared with a higher reality, ordinary reality has something dreamlike about it. But does anything about dream consciousness change through our seeking—from the vantage point of waking consciousness—to understand its nature in reality? A person with a superstitious relationship to his dream-pictures can cloud his judgment in waking consciousness thereby. But our waking judgment can never damage our dreams. In the same way, the adherent of a world view that does not wish to gain entry into the spiritual world can cloud his judgment about the spiritual world; but genuine insight into the spiritual world cannot adversely affect our true assessment of the physical world. Seeing consciousness, therefore, cannot reach disruptively into our life of ordinary consciousness; seeing consciousness will affect it only in a clarifying way. [ 14 ] Only a world view that acknowledges the point of view of seeing consciousness will be able to bring the same understanding both to the modern natural-scientific way of picturing things and to the cognitive goals of modern idealism in world views that works toward knowing the essential being of the world as something spiritual. (Further elaborations on the subject of knowledge of the spiritual world are not possible within the limits of this book. The author must therefore refer the reader to his other works. His purpose here is only to present the basic character of a world view that acknowledges the viewpoint of seeing consciousness insofar as is necessary to indicate the value for life of German idealism in world views.) [ 15 ] The natural-scientific way of picturing things is justified precisely through the fact that the viewpoint of seeing consciousness is valid. The natural scientist and thinker bases his cognitive work on the presupposition that this viewpoint is possible, even though, as a theoretical observer of his own world picture, he will not admit this. Only those theoreticians fail to see this who declare the world picture of the natural-scientific way of picturing things to be the only one justified in a world view. Theoretician and scientist can of course be combined in one person. For our seeing consciousness, sense-perceptions undergo something similar to what dream-pictures undergo when a person wakes up out of sleep. The working powers that bring about a world of pictures when he is dreaming must give way, when he wakes up, to those working powers by which he makes for himself pictures and mental pictures that he knows are conditional upon the reality surrounding him. When seeing consciousness awakens, a person ceases to think his mental pictures in terms of this reality; he knows now that he pictures things in terms of the spiritual world surrounding him. Just as dream consciousness regards its picture-world as reality and knows nothing of the environment of waking consciousness, so ordinary consciousness regards the material world as reality and knows nothing of the spiritual world. The natural scientist, however, seeks a picture of that world which manifests in the mental pictures of ordinary consciousness. But this world cannot be contained in the mental pictures of ordinary consciousness. To seek it there would be like expecting one day to dream what a dream is in its essential nature. (Thinkers like Ernst Mach and others, in fact, foundered on the obstacle indicated here.) As soon as the natural scientist begins to understand his own way of research, he cannot believe that his ordinary consciousness can enter into a relationship with the world that he depicts. In actuality, seeing consciousness enters into this kind of a relationship. But this relationship is a spiritual one. And the sense perception of ordinary consciousness is the revelation of a spiritual relationship that plays itself out—beyond this ordinary consciousness—between the soul and the world the natural scientist depicts. This relationship can only first be seen by our seeing consciousness. If the world depicted by the natural-scientific way of picturing things is thought of as material, it remains incomprehensible; if it is thought of in such a way that something spiritual is living in it which, as something spiritual, speaks to the human spirit in a way that can be known only by our seeing consciousness, then this picture of the world becomes comprehensible in its full validity. Ancient Indian mysticism is a kind of counterpart to the natural-scientific way of picturing things. Whereas natural science depicts a world that is unperceivable, Indian mysticism depicts one in which the knower does indeed want to experience something spiritual, but does not want to intensify this experience to the point of having the power to perceive. The knower does not seek there, through the power of soul experiences, to awaken out of ordinary consciousness into a seeing consciousness; rather, he withdraws from all reality in order to be alone with his knowing activity. He believes, in this way, to have overcome the reality that disturbs him, whereas he has only withdrawn his consciousness from it, and, as it were, let it stand outside himself with its difficulties and riddles. He also believes himself to have become free of his “I” and, through selfless devotion to the spiritual world, to have become one with that world. The truth is that he has only darkened his consciousness of his “I” and is living unconsciously, in fact, altogether in his “I.” Instead of awakening out of ordinary consciousness, he falls back into a dreamlike consciousness. He believes himself to have solved the riddles of existence, whereas he is only holding his soul gaze averted from them. He has the contented feeling of knowledge, because he no longer feels the riddles of knowledge weighing upon him. What a knowing “perceiving” is can be experienced only in knowing the sense world. If it has been experienced there, then it can be further developed for spiritual perceiving. If a person withdraws from this kind of perceiving, he robs himself entirely of the experience of perception and takes himself back to a level of soul experience that is less real than sense perception. He regards not-knowing as a kind of deliverance from knowing and believes that, precisely through this, he is living in a higher spiritual state. He falls into merely living in the “I” and believes himself to have overcome the “I” because he has dimmed down his consciousness that he is weaving entirely within the “I.” Only the finding of his “I” can free the human being from ensnarement by his “I.” (See also the discussions on pages 117ff. of this book [Hamerling begins in an entirely Kantian way: ...]) One can truly have to say all this, and yet have no less understanding and admiration for the magnificent creation of the Bhagavad-Gita and similar productions of Indian mysticism than someone who regards what has been said here as proof that the speaker has “no organ, in fact,” for the sublimity of genuine mysticism. But one should not believe that only the unreserved adherents of a world view know how to value it. (I write this in spite of my awareness that I experience no less from Indian mysticism than any of its unreserved adherents.) [ 16 ] What Johann Gottlieb Fichte brings to expression lies in the direction of a knowledge relating to the world in the way characterized here. This is clear from the way he has to use the image of human dreaming in order to characterize the world of ordinary consciousness. He says: “Pictures exist: they are all that there is, and they know about themselves in the manner of pictures—Pictures that float past; without anything there for them to float past; pictures that relate to each other through pictures of pictures ... All reality transforms itself into a strange dream, without a life that is dreamed about, and without a spirit who is dreaming; transforms itself into a dream that is connected with a dream about itself.” That is a description of the world of ordinary consciousness; and it is the starting point for a recognition of the seeing consciousness which brings an awakening out of the dream of the physical world into the reality of the spiritual world. [ 17 ] Schelling wishes to regard nature as a stage in the evolution of the spirit. He demands that nature be known through an intellectual beholding, He therefore takes a direction whose goal can be seen only from the point of view of seeing consciousness. He takes note of the point where, in his consciousness of inner freedom (Freiheit), the seeing consciousness shines into ordinary consciousness. He seeks finally to go beyond the mere idealism in his Philosophy of Revelation by recognizing that ideas themselves can only be pictures of something, out of a spiritual world, that has a relationship with the human soul. [ 18] Hegel senses that within man's thought-world there lies something through which man expresses not only what he experiences from nature, but also what the spirit of nature itself experiences in him and through him. Hegel feels that man can become the spiritual onlooker of a world process playing itself out within him. Lifting what he thus senses and feels up to the point of view of seeing consciousness also lifts man's world picture—which for Hegel is only a reflecting upon the processes that occur in the physical world—up to the beholding of a real spiritual world. Karl Christian Planck recognizes that the thoughts of ordinary consciousness do not themselves participate in the working of the world, because, correctly viewed, they are pictures of a life; they themselves are not this life, Therefore, Planck is of the view that precisely the person who rightly understands this pictorial nature of thinking can find reality. Insofar as thinking wishes to be nothing itself but speaks about something that is, thinking points to a true reality. [ 19 ] Thinkers like Troxler and Immanuel Hennarm Fichte take up into themselves the forces of German idealism in world views without limitlng themselves to the views that this idealism brought forth in Johann Gottlieb Fichte, Schelling, and Hegel. Troxler and I.H. Fichte point already to an “inner man” within the “outer man,” to a spirit-soul man, therefore, which the viewpoint of seeing consciousness recognizes as an experienceable reality. [ 20 ] The significance of the viewpoint of seeing consciousness is particularly clear when one considers that tendency in world views which, as the modern teaching of evolution, stretches from Lamarck, through Lyell and others, to Darwin and the present-day view of life. This evolutionary teaching seeks to portray the ascent of the higher life forms out of the lower ones. It thereby fulfills a fundamentally valid task. But, in so doing, it must act the same way the human soul does, in dreaming consciousness, when dealing with dream experiences; it lets the later go forth from the earlier. In actuality, however, the motive forces that conjure a subsequent dream picture out of the previous one are to be sought within the dreamer and not within the dream pictures. Only seeing consciousness is in a position to sense this. Seeing consciousness, therefore, can no more consent to seeking in a lower life form the forces that cause a higher one to arise than waking consciousness can consider one dream really to emerge from the preceding one without considering the dreamer. While experiencing itself within true reality, man's soul being observes the soul-spiritual element that it sees working in present human nature as also working already in the evolutionary forms that led up to the present human being. This soul being will not anthropomorphically dream the present human entity into the phenomena of nature; but it will know that the soul-spiritual element that seeing consciousness experiences within present-day man is at work in all the natural happenings that have led up to man. Its knowledge will be such that the spiritual world becoming manifest to the human being also contains the origins of the natural configurations that preceded man. This represents a correct development of what Wilhelm Heinrich Preuss—out of the motive forces of German idealism—was striving for in his teaching which “rescues the concept of species insofar as is factually possible, but at the same time transfers the concept of evolution set up by Darwin into its realm and seeks to make it fruitful.” From the point of view of seeing consciousness, one cannot indeed say what Preuss said: “Now the center of this new teaching is man: the species homo sapiens that appears only once upon our planet”; rather, the center of a world view that encompasses human reality is the spiritual world that reveals itself within man. And seen in this way, what Preuss believes seems true: “Strange that earlier observers started with the objects of nature and then went so far astray that they did not find the path to man, which even Darwin in fact achieved only in a most sorry and thoroughly unsatisfactorily way by seeking the progenitor of the lord of creation among the animals,—whereas, the natural scientist would have to start with himself as human being in order, proceeding through the whole realm of existence and thinking, to return again to mankind. ...” The viewpoint of seeing consciousness cannot lead to an anthropomorphical interpretation of natural phenomena, for it recognizes a spiritual reality of which what appears in man is just as much the revelation as what appears in nature. This anthropomorphic dreaming of the human entity into nature was a forbidding specter for Feuerbach and the Feuerbachians. This forbidding specter became for them the obstacle to their recognition of a spiritual reality. [ 21 ] This forbidding specter worked on also in Carneri's activity as a thinker. It crept in disruptively when he sought the relationship of his ethical view of life, which was based upon the soul being of man, to the Darwinistically tinged view of nature. But the motive forces of German idealism in world views drowned out this disruption, and so it came about that he started with the soul-spiritual element in man, which is ethically predisposed, and, proceeding through the whole realm of existence and thinking, returned again to a mankind that is perfecting itself ethically. [ 22 ] The direction taken by German idealism in world views cannot flow into any acknowledgment of a teaching that dreams unspiritual motive forces into the evolution of higher forms of existence out of lower ones. For this reason, Hegel already had to say: “Thinking observation must rid itself of these nebulous mental pictures, which are basically taken from perception,—especially such pictures as the so-called emergence of plants and animals from the water, for example, and then the emergence of more developed animal organizations out of lower ones, and so on.” And the feelings with which Herman Grimm assigns the natural-scientific world picture its place in man's larger world view are born from this idealism in world views. Herman Grimm, the brilliant art historian, the stimulating portrayer of great interrelationships in the history of mankind, did not like to express himself on questions relative to world views; he preferred to leave this realm to others. But when he did speak about these things, he did so out of the direct sense of his own personality. With respect to his judgments, he felt secure in that field of judgment which encompassed the German idealistic world view and upon which he knew he stood. And from foundations of his soul like these there came the words he spoke in his twenty-third lecture on Goethe: “Long before, already in his (Goethe's) youth, the great Laplace-Kant fantasy about the rise and eventual downfall of our globe had taken effect. Out of the rotating world mist-children already get this in school—a central drop of gas takes shape from which the earth afterwards arises and, as a solidifying globe, through inconceivable ages of time, passes through all its phases—including the episode of its habitation by the I human race—in order finally, as burnt-out slag, to plunge back into the sun; a long process—but fully comprehensible to the public—needing for its realization no further I input from outside than the efforts of some external power or other to maintain the sun at the same temperature.—A more barren perspective for the future cannot be conceived than this expectation, supposedly forced upon us today by scientific necessity. A carrion bone, avoided even by a hungry dog, would be a refreshing and appetizing morsel compared to this final excrement of creation, the earth, as they picture it ultimately falling prey again to the sun; and the intellectual curiosity with which our generation takes up such things and professes to believe them is one sign of a sick imagination that scholars of future ages will one day have to expend much keen thought to explain as a historical phenomenon of our time.—Never did Goethe allow such bleak prospects to enter ... Goethe would have taken good care not to draw the conclusions of the Darwinian school from what he first discovered from nature in this direction and then expressed.” (With respect to Goethe's relationship to the natural-scientific way of picturing things, see my introductions to Goethe's natural-scientific writings in Kürschner's “German National Literature” and my book Goethe's World View.10 [ 23 ] Robert Hamerling's reflections also move in a direction that finds its justification in the viewpoint of seeing consciousness. From the human “I” that thinks itself, he leads his observation over to the “I” that experiences itself in thinking; from the will that works in man, he leads his observation over to the world-will. But the “I” that experiences itself can only be seen when, in soul experience, an awakening within spiritual reality occurs; and the world-will penetrates into our knowledge only when the human “I,” in experience, grasps a willing in which the “I”, does not make itself a point of departure but rather an end point, a goal, in which it directs itself toward unfolding what occurs within the world of one's inner life. Then the soul lives into the spiritual reality in which the motive forces of nature's development can also be experienced in their actual being, Passages from his Atomism of Will like the following show how Hamerling's reflections lead to a sense that one is justified in speaking of this kind of awakening of the “I” that knows itself to be within the spiritual world: “In the half-light of bold mysticism and in the light of free speculation, this riddle, this wonder, this mysterious ‘I,’ interprets and grasps itself as one of the countless forms of manifestation in which infinite being (Sein) attains reality, and without which the ‘I’ would be only a nothing, a shadow,” And: “To want to trace a thought in the human brain back to the activity of thoroughly lifeless, material atoms remains for all time a vain and foolish undertaking. Material atoms could never become the bearers of a thought if there did not already lie within them something that is of the same nature as the thought. And this original something, which is related in nature to living thinking, is also without a doubt the atoms' true core, their true self, their true being (Sein),” With this thought, Hamerling does confront the viewpoint of seeing consciousness, but with mere inklings of it. Certainly, to want to trace the thoughts of the human brain back to the activity of material atoms does remain “for all time a vain and foolish undertaking,” For this is no better than wanting to trace back the mirror image of a person merely to the activity of the mirror. But in ordinary consciousness thoughts appear, after all, as the mirroring—determined by the material element of the brain—of something living and full of being that works with power in these thoughts. but unconsciously as far as ordinary consciousness is concerned. Only from the viewpoint of seeing consciousness does this “something” first become comprehensible. It is that real element in which seeing consciousness experiences itself, and to which also the material element of the brain relates like a picture does to the being that is pictured. On the one hand the viewpoint of seeing consciousness seeks to overcome the “half-light of bold mysticism” by the clarity of a thinking that is logically consistent in itself and that has full insight into itself; on the other hand, it seeks to overcome the unreal (abstract) thinking of philosophical “speculation” by a cognitive activity that in thinking is at the same time the experiencing of something real. [ 24 ] Understanding for the experiences undergone by the human soul through the way of picturing things that manifests in the series of thinkers from Fichte to Hamerling will prevent a world view that regards the viewpoint of seeing consciousness as justified from falling back into attitudes of soul that, like the ancient Indian, seek an awakening into spiritual reality more through a dimming down of ordinary consciousness than through an intensification of it. (As the author of this book has indicated again and again in his books and lectures: that belief has gone astray which maintains that a modern person can gain anything for spiritual knowledge by reviving such older directions in world views as the Indian one; to be sure, this has not kept people from repeatedly confusing the spiritual-scientific world view advocated by him with such fruitless, anti-historical attempts at revival.) German idealism in world views does not strive for a dimming down of consciousness, but rather, within this consciousness, seeks the roots of those soul powers that are strong enough to penetrate, with full experience of the “I,” into spiritual reality. In German idealism the spiritual evolution of mankind has taken up into itself the striving, through strengthening the powers of consciousness, to arrive at knowledge of the world riddles. But the natural-scientific way of picturing things, which has led many people into error about the carrying power of this idealistic stream, can also acquire enough freedom from bias to recognize the paths to knowledge of the real world that lie in the directions sought by this idealistic world view. One will misunderstand both the viewpoint of German idealism in world views and that of seeing consciousness if one hopes through them to acquire a so-called “knowledge” that, through a sum of mental pictures, will lift the soul up out of all further questions and riddles and lead it into possession of a “world view” in which it can rest from all further seeking. The viewpoint of seeing consciousness does not bring cognitive questions to a standstill; on the contrary, it brings them into further movement, and in a certain sense increases them, both in number and in liveliness. But it lifts these questions into a sphere of reality in which they receive that meaning which man's knowing activity is already seeking unconsciously before it has even discovered this meaning. And in this unconscious seeking is created what is unsatisfying about those standpoints in world views which do not want to grant validity to seeing consciousness. From this unconscious seeking there also arises the view—which thinks itself to be Socratic but in actuality is sophistic—that that knowledge is the highest which knows only one truth: that there is no truth. There are people who worry when they think that man could lose his impulse for progress in knowledge as soon as he believes himself equipped with a solution to the riddles of the world. No one need have this concern with respect either to German idealism or to the viewpoint of seeing consciousness.11 [ 25 ] There are also other ways for a rightful appreciation of modern idealism in world views to root out the misunderstandings that confront it. Of course, one cannot deny that many adherents of this idealism in world views, through their own misunderstanding of what they believe, have given cause for opposition, just as the adherents of the natural scientific way of picturing things, by overestimating the carrying power of their views for knowledge of reality, have evoked undeserved rejection of their views, The significant Austrian philosopher (and Catholic priest) Laurenz Müllner, in an essay about Adolf Friedrich Graf von Schack, has expressed himself in a forceful manner, from the standpoint of Christianity, on modern natural science's thoughts about evolution. He rejects the assertions of Schack that culminate in the words: “The objections raised against the theory of evolution all stem from superficiality.” And after this repudiation he says: “Positive Christianity has no reason to act negatively toward the idea of evolution as such, if natural processes are not conceived merely as a causal mechanism based from all eternity upon itself, and if man is not presented as a product of such a mechanism.” These words came from the same Christian spirit out of which Laurenz Müllner spoke in his significant inaugural address, on Galileo, as president of the Vienna University: “Thus the new world view (he means that of Copernicus and Galileo) often came to appear as antithetical to beliefs declaring themselves, with very dubious justification. to be descendants of Christian teachings, It was much more a matter of the antithesis between the wider world consciousness of a new age and the more narrowly limited consciousness of classical antiquity; it was a matter of antithesis toward the Greek world view and not toward the rightly understood Christian world view, which, in the newly discovered world of the stars, could only have seen new wonders of divine wisdom through which the wonders of divine love accomplished on the earth could only attain greater significance.” Just as in Müllner we are presented with a Christian thinker's beautiful freedom from bias relative to the natural-scientific way of picturing things, so a similar freedom from bias is certainly possible relative to German idealism in world views. Such a freedom from bias would say: Positive Christianity has no reason to act negatively toward the idea, as such, of a spiritual experience in the soul, if this spiritual experience does not lead to the death of the religious experience of devotion and moral edification, and if the soul is not deified. And the other words of Laurenz Müllner, for an unbiased Christian thinker, could take the form: The world view of German idealism often came to appear as antithetical to beliefs declaring themselves, with very dubious justification, to be descendants of Christian teachings. It is far more a matter of the antithesis between a world view that acknowledges the spiritual being of the soul and a world view that can find no access to this spiritual being; it is a matter of antithesis to a misunderstood natural-scientific way of picturing things, and not toward the rightly understood Christian world view, which, in the genuine spiritual experiences of the human soul, could see only the revelations of divine power and wisdom, through which the experiences of religious devotion and moral edification—as well as the powers of human duty sustained by love—could only attain further strength. [ 26 ] Robert Hamerling felt the impulse toward idealism in world views to be the basic impulse in the being of the German folk spirit (Volkstum). The way he presented his search for knowledge in his Atomism of Will shows that for his age he is not thinking of a revival of any ancient Indian stream in world views. But he does think of German idealism as striving—out of the being of his folk spirit, in the way demanded by a new age—toward the spiritual realities that were sought in bygone ages by the strongest soul forces of Asiatic humanity of that time. And he does not think of the cognitive striving of this idealism in world views, with its direction toward spiritual realities, as dimming man's gaze upward into divine heights, but rather as strengthening it; he is filled with this belief because he sees this cognitive striving itself to be merged with the roots of the religious attitude. As Robert Hamerling is writing his German Migration in 1864, he is filled with thoughts about his people's task, which is an expression of this essential characteristic. This poem is like the depiction of a vision. In primeval times, the Germans migrate from Asia into Europe. The Caucasus is a resting place for the wandering people.
[ 27 ] And primal mother Asia reveals to Teut his people's future; she does not speak only hymns of praise; she speaks earnestly about the people's shadow and light aspects. But she also speaks about that essential trait of the people that shows cognitive striving to be in complete unity with an upward gaze to the divine:
[ 28 ] The introduction of these words of Robert Hamerling is not meant to indicate that the idealism in world views characterized in this book nor the view put forward by the viewpoint of seeing consciousness could in any way vie with the religious world view, let alone supersede it. Both would misunderstand themselves entirely if they wished to create religions or sects, or wished to impinge upon anyone's religious beliefs.
|
32. Collected Essays on Literature 1884-1902: German Literature and Society in the 19th Century
24 Jun 1899, Rudolf Steiner |
---|
However, Lublinski's extracts hardly ever seem to me to correctly reflect the philosophers' train of thought. For example, in the case of Kant, he places the main emphasis on the fact that this thinker referred human knowledge to experience. The wise man from Königsberg is said to have taught the unknowability of the thing in itself only so that man would be satisfied with the investigation of this world and would not concern himself further with the hereafter. But it seems to me to be quite certain that Kant betrayed his main goal with the words: I sought to limit knowledge in order to make room for faith. |
I would make the same comment about Lublinski's presentation of Hegel. It is questionable to me whether it is permissible to present the views of a thinker in the form in which they are reflected by contemporaries with unclear vision. |
32. Collected Essays on Literature 1884-1902: German Literature and Society in the 19th Century
24 Jun 1899, Rudolf Steiner |
---|
Until now,1 he who sought a book on the literary development of Germany in the first half of this century, despite the many excellent achievements of others, had to resort to Georg Brandes' «Hauptströmungen der Literatur im neunzehnten Jahrhundert» (Main Currents of Literature in the 19th Century). For only here was the connection between literary phenomena and the whole of intellectual life presented by a strong personality who had a relationship to the ideas of the time, to the moving psychological and ethical forces. It is now safe to say that S. Lublinski's work “Literature and Society in the Nineteenth Century” changes this fact. We believe that this will become the book that satisfies all those who have previously only found what they were looking for in Brandes' work. It was unfortunate in two respects that Brandes' work was decisive in the sense described. Even though the Danish literary historian has, in a rare way, placed himself in the [intellectual life] of Germany, he still takes his point of view from outside it. In the end, he describes as a Dane must. There is another, more important point. Brandes is a fine psychologist. But a psychologist who has been completely unaffected by the insights of modern scientific observation. For him, the mind is still a being in its own right. The soul has something ineffable about it. The piece of physiology that the new natural science has incorporated into psychology is missing from his work. He describes the leading figures as if they were purely spiritual beings. For example, he has given an incomparable account of the psychology of romanticism. But the Romantics have something shadowy, ethereal about them. Everything is motivated by the spiritual in itself. That is no longer possible today. Our psychological insight has gained consistency through natural science. Therefore, some things in Brandes' psychology seem to us like an arbitrary apergu. The view of the “eternal, iron laws” according to which the spirit of its existence must also complete circles is missing. S. Lublinski is a modern, educated man. He relies on the insights provided by natural science and sociology. It is apparent everywhere that he represents the spirit of the departing century. One would certainly like to see more natural scientific knowledge. The educational element that has emerged from the solid German cultural development of the first half of the century is evident in the book, as is the approach that one gains from an insightful immersion in German philosophy. However, this was also present in the minds of such people as F. Th. Vischer, Carriere and Hettner. What was missing in their case was the influence that natural and social science can provide today. Lublinski has incorporated this influence into his approach. We would like to see this to an even greater extent. From some of the statements taken from the field of natural knowledge, it is clear that our author is not yet fully at home in the way of thinking of modern world view. But this is insignificant in view of the fact that he has a modern view of nature in his body. In addition, the book is written by a man who has something to say about the things he writes about. We are interested in the author of the book, not just in the content of the work. This is what makes Lublinski's presentation a modern creation. The special chapter “Literature and Society” grows out of the whole of cultural life. Nothing is missing that needs to be drawn upon to explain the activity of the leading minds on the one hand, the physiognomy of taste on the other. With fine tact, science, philosophy, politics, and social life are called upon to give the overall picture its external colors. Lublinski is a master at drawing upon illustrative examples. He seems particularly adept at citing facts that serve to substantiate the truths he expresses. For example, how vividly the German public is characterized by the position it took towards Kotzebue! How subtly Heine's idiosyncrasy is pointed out by a statement that this poet made to Adolf Stahr. And yet, as is the case with so many literary historians, the author's preliminary work does not intrude on us in an obtrusive manner. Lublinski has allowed the results of this preliminary work to mature and bear fruit before presenting them to us. In contrast to the ingenious Brandes, we can apply the epithet ingenious to Lublinski. A sense of solidity runs through the work. The point of view is lofty, and yet it reads like a simple story. Such books are proof that we have once again reached the level of descriptive art that makes Gutzkow's literary-historical writings so delightful. We have here a subtle observer and a courageous critic. It is by no means common to find these qualities united. One's own judgment is all too often clouded by devoted contemplation. Or contemplation suffers from the obstinacy of an often quite arbitrary aesthetic standpoint. The editors of literary history have achieved the most incredible things in these two directions, especially in our time. In Lublinski's work, the judgment arises from calm observation, and no prejudice can disturb his immersion in the facts. Lublinski never allows the greatness of the personalities he portrays to overwhelm their individuality. He presents Kleist as the first great, perhaps the greatest, “poet that the nineteenth century produced in Germany”, but that does not prevent him from pointing out the poet's faults. A remark like this gives us a glimpse of how deeply Kleist's character was: “Kleist was undoubtedly the first pinnacle of Romanticism. He fulfilled almost all the requirements of the school: he unleashed the darkest, most mysterious forces of human nature, which he simultaneously subjected to the rigid constraints of a concise, chiseled art form with tremendous willpower. He was at the height of his age's education, he mastered Greek and Christian mythology, Hellenic and modern art forms, and in his greatest achievements he knew how to melt these fundamentally different elements into a new whole. However, there were certain limits to this path, and the cracks and chasms and contradictions that sometimes emerged could not be completely concealed, even by mysticism and the temporary destruction of the art form, because he, as a mystic and destroyer, kept himself completely away from the fog of clichés of a Zacharias Werner or the witty, scornful, playful high spirits of the other Romantics. He had not become a romantic out of weakness, out of a feminine desire for self-irony, but because terrible painful experiences had taught him to believe in the mysterious and in chaotic confusion.» The author attempts to characterize the influence that the philosophical movement had on literary life at the beginning and in the first third of the century by providing, as it were, popular extracts from the philosophers' views. He undoubtedly also served the overall tendency of his book in this way. Nevertheless, the connoisseur of the history of world views cannot agree with these extracts. I believe that I have experience in these matters. I know that there is no philosophical truth that cannot be presented in a popular form, in a few short sentences, with a limited number of words. However, Lublinski's extracts hardly ever seem to me to correctly reflect the philosophers' train of thought. For example, in the case of Kant, he places the main emphasis on the fact that this thinker referred human knowledge to experience. The wise man from Königsberg is said to have taught the unknowability of the thing in itself only so that man would be satisfied with the investigation of this world and would not concern himself further with the hereafter. But it seems to me to be quite certain that Kant betrayed his main goal with the words: I sought to limit knowledge in order to make room for faith. He wanted to preserve people's belief in God and immortality; that is why he sought to prove that knowledge does not extend to the realm from which these otherworldly elements originate. Fichte's great way of thinking is also not characterized by Lublinski's sentences. I admit that the Romantics understood Fichte in the form reproduced here. But he himself would undoubtedly have objected to this interpretation. The Fichtean ego had to be misunderstood by the Romantics in order to form the basis of the so-called irony. I would make the same comment about Lublinski's presentation of Hegel. It is questionable to me whether it is permissible to present the views of a thinker in the form in which they are reflected by contemporaries with unclear vision. For it is precisely the way in which the genuine form can be transformed into a false image and function as such that is interesting and important in terms of cultural history. However, this way can only be understood if one is familiar with the genuine form. I would also like to mention that Goethe is not given enough credit in the book. This makes Romanticism seem like a bolt from the blue. However, it is nothing more than the elaboration of an element of Goethe's view of the world. The distance from reality that Goethe experienced after his Italian journey fascinated some of his contemporaries. Goethe wanted to live in a higher world, above the everyday world. He sought the typical, because the common reality with its individualities did not seem to him to give the deeper truth of nature. What he sought, after he had passed through the full experience of reality, was what Romanticism wanted to achieve without such a prerequisite, through its irony based on mere arbitrariness. Goethe wanted to make himself at home in the higher lawfulness, because the everyday necessity was not enough for him. The Romantics confused lawlessness with the higher lawfulness. The whole of Romanticism is, at bottom, Schiller's misunderstood sentence, which he wrote to Goethe in connection with “Wilhelm Meister”: “Man is only completely human where he plays; and he only plays where he is human in the highest sense of the word.” The Romantics only adhered to the first part of this sentence. But first, man must rise through the highest culture to a level of education that makes his play appear as the highest seriousness. He must feel the necessity within himself, have realized it within himself, then he will playfully give birth to it again with freedom. Goethe's position within literary life in the first third of the century is so outstanding that he must indeed take up more space than Lublinski allows him. However, these exhibitions are not intended to minimize the value of the book. If the author succeeds in completing his task in the same way as he began it, that is, if he presents the last two-thirds of the century to us in as satisfying a manner as he has done with the first, then he will have created a work that can serve the widest circles in the best conceivable way. Without doubt, however, the part that has been published so far can be seen as a significant addition to the history of literature, both in terms of the mastery of the material and the way it is treated.
|
18. The Riddles of Philosophy: Modern Idealistic World Conceptions
Tr. Fritz C. A. Koelln Rudolf Steiner |
---|
It was his intention to free these ideas of their contradictions and to develop them completely. It seemed to him that Hegel's, Schelling's and Schopenhauer's thoughts contained potential truths that would only have to be fully developed. |
Spinoza believed he had found it by modeling his world conception after the mathematical method; Kant relinquished the knowledge of the world of things in themselves and attempted to gain ideas that were to supply, through their moral weight, to be sure, not knowledge, but a certain belief. |
Thinking was not felt by Hamerling as it had been experienced in Hegel. Hamerling saw it only as “mere thinking” that is powerless to seize upon reality. In this way, Hamerling appraised the will in which he believed he experienced the force of being. |
18. The Riddles of Philosophy: Modern Idealistic World Conceptions
Tr. Fritz C. A. Koelln Rudolf Steiner |
---|
[ 1 ] In the second half of the nineteenth century, the mode of conception of natural science was blended with the idealistic traditions from the first half, producing three world conceptions that show a distinctive individual physiognomy. The three thinkers responsible for this were Rudolf Hermann Lotze (1817–81), Gustav Theodor Fechner (1801–87), and Eduard von Hartmann (1842–1906). [ 2 ] In his work, Life and Life-force, which appeared in 1842 in Wagner's Handwörterbuch der Physiologic, Lotze opposed the belief that there is in living beings a special force, the life force, and defended the thought that the phenomena of life are to be explained exclusively through complicated processes of the same kind as take place in lifeless nature. In this respect, he sided entirely with the mode of conception of modern natural science, which tried to bridge the gap between the lifeless and the living. This attitude is reflected in his books that deal with subjects of natural science, General Pathology and Therapy as Mechanical Sciences (1842) and General Physiology of the Physical Life (1851). With his Elements of Psychophysics (1860) and Propaedeutics of Esthetics (1876), Fechner contributed works that show the spirit of a strictly natural scientific mode of conception. This was now done in fields that before him had been treated almost without exception in the sense of an idealistic mode of thinking. But Lotze and Fechner felt that need to construct for themselves an idealistic world of thought that went beyond the view of natural science. Lotze was forced to take this direction through the quality of his inner disposition. This demanded of him not merely an intellectual observation of the natural law in the world, but challenged him to seek life and inwardness of the kind that man feels within himself in all things and processes. He wanted to “struggle constantly against the conceptions that acknowledge only one half of the world, and the less important one at that, only the unfolding of facts into new facts, of forms into new forms, but not the constant reconversion of all those externalities into elements of inner relevance, into what alone has value and truth in the world, into bliss and despair, admiration and disgust, love and hatred, into joyful certainty and doubtful yearning, into all the nameless forms of suspense and fear in which life goes on, that alone deserves to be called life.” Lotze, like many others, has the feeling that the human picture of nature becomes cold and drab if we do not permeate it with the conceptions that are taken from the human soul (compare above pages . . . ) What in Lotze is caused by his inner disposition of feeling, appears in Fechner as the result of a richly developed imagination that has the effect of always leading from a logical comprehension of things to a poetic interpretation of them. He cannot, as a natural scientific thinker, merely search for the conditions of man's becoming and for the laws that will cause his death again. For him, birth and death become events that draw his imagination to a life before birth and to a life after death. Fechner writes in his Booklet on Life after Death:
[ 4 ] Lotze has given an interpretation of the phenomena of the world that is in keeping with the needs of his inner disposition in his works, Microcosm (1858–64), Three Books of Logic (1874) and Three Books of Metaphysics (1879). The notes taken from the lectures he gave on the various fields of philosophy also have appeared in print. He proceeds by following the strictly natural, law-determined course of the world and by interpreting this regularity in the sense of an ideal, harmonious, soul-filled order and activity of the world-ground. We see that one thing has an effect on another, but one could not produce the effect on the other if fundamental kinship and unity did not exist between them. The second thing would have to remain indifferent to the activity of the first if it did not possess the ability to behave in agreement with the action of the first and to arrange its own activity accordingly. A ball can be caused to move by another ball that hits it only if it meets the other ball with a certain understanding, so to speak, if it finds within itself the same understanding of motion as is contained in the first. The ability to move is something that is contained in the first ball as well as in the second, as common to both of them. All things and processes must have such common elements. That we perceive them as things and events is caused by the fact that we, in our observation, become acquainted only with their surface. If we were able to see their inner nature, we would observe not what separates them but what connects them to form a great world totality. There is only one being in our experience that we do not merely know from without but from within, that we cannot merely look at, but into, that our sight can penetrate. This is our own soul, the totality of our own spiritual personality. But since all things must possess a common element in their inner being, so they must also have in common with our soul the element that constitutes our soul's inner core. We may, therefore, conceive the inner nature of things as similar to the quality of our own soul. The world ground that rules as the common element of all things can be thought by us in no other way than as a comprehensible personality after the image of our own personality.
Lotze expresses his own feeling with regard to the things of nature as follows:
If natural processes, as they appear in the observation, are only such dull transitory shadows, then one cannot expect to find their deepest essence in the regularity that presents itself to the observation, but in the “ever active weaving” of all inspiring, all comprehensive personality, its aims and purposes. Lotze, therefore, imagines that in all natural activity a personality's moral purpose is manifested toward which the world is striving. The laws of nature are the external manifestation of an all pervading ethical order of the world. This ethical interpretation of the world is in perfect harmony with what Lotze says concerning the continuous life of the soul after death:
At the point where Lotze's reflections touch the realm of the great enigmatic problems of philosophy, his thoughts show an uncertain and wavering character. One can notice that he does not succeed in securing from his two sources of knowledge, natural science and psychological self-observation, a reliable conception concerning man's relation to the course of the world. The inner force of self-observation does not penetrate to a thinking that could justify the ego feeling itself as a definite entity within the totality of the world. In his lectures, Philosophy of Religion, we read:
The indefinite character of such principles expresses the extent to which Lotze's ideas can penetrate into the realm of the great philosophical problems. [ 5 ] In his little book, Life after Death, Fechner says of the relation of man to the world:
Fechner imagines that the world spirit stands in the same relation to the world of matter as the human spirit does to the human body. He then argues: Man speaks of himself when he speaks of his body, but he also speaks of himself when he deals with his spirit. The anatomist who investigates the tangle of dead brain fibres is confronted with the organ that once was the source of thoughts and imaginations. When the man, whose brain the anatomist observes, was still alive, he did not have before him in his mind the fibres of his brain and their physical function, but a world of mental contents. What has changed then when, instead of a man who experiences his inner soul content, the anatomist looks at the brain, the physical organ of that soul? Is it not in both cases the same being, the same man that is inspected? Fechner is of the opinion that the object is the same, merely the point of view of the observer has changed. The anatomist observes from outside what was previously viewed by man from inside. It is as if one looks at a circle first from without and then from within. In the first case, it appears convex, in the second, concave. In both cases, it is the same circle. So it is also with man. If he looks at himself from within, he is spirit; if the natural scientist looks at him from without, he is body, matter. According to Fechner's mode of conception, it is of no use to ponder on how body and spirit effect each other, for they are not two entities at all; they are both one and the same thing. They appear to us only as different when we observe them from different viewpoints. Fechner considers man to be a body that is spirit at the same time. From this point of view it becomes possible for Fechner to imagine all nature as spiritual, as animated. With regard to his own being, man is in the position to inspect the physical from within and thus to recognize the inside directly as spiritual. Does not the thought then suggest itself that everything physical, if it could be inspected from within, would appear as spiritual? We can see the plant only from without, but is it not possible that it, too, if seen from within, would prove to be a soul? This notion grew in Fechner's imagination into the conviction that everything physical is spiritual at the same time. The smallest material particle is animated, and the combination of particles to form more perfect material bodies is merely a process viewed from the outside. There is a corresponding inner process that would, if one could observe it, present itself as the combination of individual souls into more comprehensive souls. If somebody had the ability to observe from within the physical processes of our earth with the plants, animals and men living on it, the totality would appear to him as the soul of the earth. So it would also be with the solar system, and even with the whole world. The universe seen from without is the physical cosmos; seen from within, it is the all-embracing spirit, the most perfect personality, God. [ 6 ] A thinker who wants to arrive at a world conception must go beyond the facts that present themselves to him without his own activity. But what is achieved by this going beyond the results of direct observation is a question about which there are the most divergent views. Kirchhoff expressed his view (compare above, to Part II Chapter III) by saying that even through the strictest science one cannot obtain anything but a complete and simple description of the actual events. Fechner proceeds from an opposite viewpoint. It is his opinion that this is “the great art, to draw conclusions from this world to the next, not from reasons that we do not know nor from presuppositions that we accept, but from facts with which we are acquainted, to the greater and higher facts of the world beyond, and thereby to fortify and support from below the belief that depends on higher viewpoints and to establish for it a living relationship toward life. (The Booklet on Life after Death) According to this opinion, Fechner does not merely look for the connection of the outwardly observed physical phenomena with the inwardly experienced spiritual processes, but he adds to the observed soul phenomena others, the earth spirit, the planetary spirit, the world spirit. [ 7 ] Fechner does not allow his knowledge of natural science, which is based on a firm foundation, to keep him from raising his thoughts from the world of the senses into regions where they envisage world entities and world processes, which, if they exist, must be beyond the reach of sense perception. He feels stimulated to such an elevation through his intimate contemplation of the world of the senses, which reveals to his thinking more than the mere sense perception would be capable of disclosing. This “additional content” he feels inclined to use in imagining extrasensory entities. In his way, he strives thus to depict a world into which he promises to introduce thoughts that have come to life. But such a transcendence of sensory limits did not prevent Fechner from proceeding according to the strictest method of natural science, even in the realm that borders that of the soul. It was he who created the scientific methods for this field. Fechner's Elements of Psychophysics (1860) is the fundamental work in this field. The fundamental law on which he based psychophysics states that the increase of sensation caused in man through an increase of external impressions, proceeds proportionately slower than the intensification of the stimulating impressions. The greater the strength of the stimulus at the outset, the less the sensation grows. Proceeding from this thought, it is possible to obtain a measured proportion between the external stimulus (for instance, the strength of physical light) and the sensation (for instance, the intensity of light sensation). The continuation of this method established by Fechner has resulted in the elaboration of the discipline of psychophysics as an entirely new science, concerned with the relation of stimuli toward sensations, that is to say, of the physical to the psychical. Wilhelm Wundt, who continued to work in Fechner's spirit in this field, characterizes the founder of the science of psychophysics in an excellent description:
Important insights into the interrelation between body and soul have resulted from the experimental method suggested by Fechner. Wundt characterizes this new science in his Lectures on the Human and Animal Soul (1863) as follows:
It is doubtless only in a borderline territory of the field of psychology that the experiment is really fruitful, that is, in the territory where the conscious processes lead to the backgrounds of the soul life where they are no longer conscious but material processes. The psychical phenomena in the proper sense of the word can, after all, only be obtained by a purely spiritual observation. Nevertheless, E. Kräpelin, a psychophysicist, is fully justified when he says “that the young science will always be capable of maintaining its independent position side by side with the other branches of the natural sciences and particularly the science of physiology” (Psychological Works, published by E. Kräpelin, Vol. I, part 1, page 4). [ 8 ] When Eduard von Hartmann published his Philosophy of the Unconscious in 1869 he did not so much have in mind a world conception based on the results of modern natural science but rather one that would raise to a higher level the ideas of the idealistic systems of the first half of the nineteenth century, since these appeared to him insufficient in many points. It was his intention to free these ideas of their contradictions and to develop them completely. It seemed to him that Hegel's, Schelling's and Schopenhauer's thoughts contained potential truths that would only have to be fully developed. Man cannot be satisfied by merely observing facts if he intends to know things and processes of the world. He must proceed from facts to ideas. These ideas cannot be considered to be an element that our thinking arbitrarily adds to the facts. There must be something in them that corresponds to the things and events. This corresponding element cannot be the element of conscious ideas, for these are brought about only through the material processes of the human brain. Without a brain there is no consciousness. We must, therefore, assume that an unconscious ideal element in reality corresponds to the conscious ideas of the human mind. Hartmann, like Hegel, considers the idea as the real element in things that is contained in them beyond the perceptible, that is to say, beyond the accessible to sense observation. But the mere content of the ideas would never be capable of producing a real process within them. The idea of a ball cannot collide with the idea of another ball. The idea of a table cannot produce an impression on the human eye. A real process requires a real force. In order to gain a conception of such a force, Hartmann borrows from Schopenhauer. Man finds in his soul a force through which he imparts reality to his thought and to his decisions. This force is the will. In the form in which it is manifest in the human soul the will presupposes the existence of the human organism. Through the organism it is a conscious will. If we want to think of a force as existing in things, we can conceive of it only as similar to the will, the only energy with which we are immediately acquainted. We must, however, think of this will as something without consciousness. Thus, outside man an unconscious will rules in things that endows them with the possibility of becoming real. The world's content of idea and will in their combination constitutes its unconscious basis. Although the world, without doubt, presents a logical structure because of its content of ideas, it nevertheless owes its real existence to a will that is entirely without logic and reason. Its content is endowed with reason; that this content is a reality is caused by unreason. The rule of unreason is manifested in the existence of the pain by which all beings are tortured. Pain out-balances pleasure in the world. This fact, which is to be philosophically explained from the non-logical will element, Eduard von Hartmann tries to establish by careful investigations of the relation of pleasure and displeasure in the world. Whoever does not indulge in illusions but observes the evils of the world objectively cannot arrive at any other result than that there is much more displeasure in the world than pleasure. From this, we must conclude that non-being is preferable to being. Non-being, however, can be attained only when the logical-reasonable idea annihilates being. Hartmann, therefore, regards the world process as a gradual destruction of the unreasonable will by the reasonable world of ideas. It must be the highest moral task of man to contribute to this conquest of the will. All cultural progress must aim at this final conquest. Man is morally good if he participates in the progress of culture, if he demands nothing for himself but selflessly devotes himself to the great work of liberation from existence. He will without doubt do that if he gains the insight that pain must always be greater than pleasure and that happiness is for this reason impossible. Only he who believes happiness to be possible can maintain an egotistic desire for it. The pessimistic view of the preponderance of pain over pleasure is the best remedy against egotism. Only in surrendering to the world process can the individual find his salvation. The true pessimist is led to act unegotistically. What man does consciously, however, is merely the unconscious, raised into consciousness. To the conscious contribution of human work to the cultural progress, there corresponds an unconscious general process consisting of a progressive emancipation of the primordial substance of the world from will. The beginning of the world must already have served this aim. The primordial substance had to create the world in order to free itself gradually with the aid of the idea from the power of the will.
Hartmann elaborated his world conception in a series of comprehensive works and in a great number of monographs and articles. These writings contain intellectual treasures of extraordinary significance. This is especially the case because Hartmann knew how to avoid being tyrannized by his basic thoughts in the treatment of special problems of science and life, and to maintain an unbiased attitude in the contemplation of things. This is true to a particularly high degree in his Phenomenology of the Moral Consciousness in which he presents the different kinds of human doctrines of morality in logical order. He gives in it a kind of “natural history” of the various moral viewpoints, from the egotistical hunt for happiness through many intermediate stages to the selfless surrender to the general world process through which the divine primordial substance frees itself from the bondage of existence. [ 9 ] Since Hartmann accepts the idea of purpose for his world conception, it is understandable that the mode of thinking of natural science that rests on Darwinism appears to him as a one-sided current of ideas. To Hartmann the idea tends in the whole of the world process toward the aim of non-being, and the ideal content is for him purposeful also in every specific phase. In the evolution of the organism Hartmann sees a purpose in self-realization. The struggle for existence with its process of natural selection is for him merely auxiliary functions of the purposeful rule of ideas (Philosophy of the Unconscious, 10. Ed., Vol. III, Page 403). The thought life of the nineteenth century leads, from various sides, to a world conception that is characterized by an uncertainty of thought and by an inner hopelessness. Richard Wahle declares definitely that thinking is incapable of contributing anything to the solution of “transcendent” questions, or of the highest problems, and Eduard von Hartmann sees in all cultural work nothing but a detour toward the final attainment of the ultimate purpose—complete deliverance from existence. Against the currents of such ideas, a beautiful statement was written in 1843 by the German linguist, Wilhelm Wackernagel in his book, On the Instruction in the Mother Tongue. Wackernagel says that doubt cannot supply the basis for a world conception; he considers it rather as an “injury” that offends not only the person who wants to know something, but also the things that are to be known. “Knowledge,” he says, “begins with confidence.” [ 10 ] Such confidence for the ideas that depend on the research methods of natural science has been produced in modern times, but not for a knowledge that derives its power of truth from the self-conscious ego. The impulses that lie in the depths of the development of the spiritual life require such a powerful will for the truth. Man's searching soul feels instinctively that it can find satisfaction only through such a power. The philosophical endeavor strives for such a force, but it cannot find it in the thoughts that it is capable of developing for a world conception. The achievements of the thought life fail to satisfy the demands of the soul. The conceptions of natural science derive their certainty from the observation of the external world. Within one's soul one does not find the strength that would guarantee the same certainty. One would like to have truths concerning the spiritual world concerning the destiny of the soul and its connection with the world that are gained in the same way as the conceptions of natural science. A thinker who derived his thoughts as much from the philosophical thinking of the past as from his penetration of the mode of thinking of natural science was Franz Brentano (1828–1912). He demanded of philosophy that it should arrive at its results in the same manner as natural science. Because of this imitation of the methods of natural science, he hoped that psychology, for instance, would not have to renounce its attempts to gain an insight into the most important problem of soul life.
This is Brentano's statement in his Psychology from the Empirical Standpoint, (1870, page 20). Symptomatic of the weakness of a psychology that intends to follow the method of natural science entirely is the fact that such a serious seeker after truth as Franz Brentano did not write a second volume of his psychology that would really have taken up the highest problems after the first volume that dealt only with questions that had to be considered as “anything but a compensation for these highest questions of the soul life.” The thinkers of that time lacked the inner strength and elasticity of mind that could do real justice to the demand of modern times. Greek thought mastered the conception of nature and the conception of the soul life in a way that allowed both to be combined into one total picture. Subsequently, human thought life developed independently of and separated from nature, within the depths of the soul life, and modern natural science supplied a picture of nature. From this fact the necessity arose to find a conception of the soul life within the self-conscious ego that would prove strong enough to hold its own in conjunction with the image of nature in a general world picture. For this purpose, it is necessary to find a point of support within the soul itself that carried as surely as the results of natural scientific research. Spinoza believed he had found it by modeling his world conception after the mathematical method; Kant relinquished the knowledge of the world of things in themselves and attempted to gain ideas that were to supply, through their moral weight, to be sure, not knowledge, but a certain belief. Thus we observe in these searching philosophers a striving to anchor the soul life in a total structure of the world. But what is still lacking is the strength and elasticity of thought that would form the conceptions concerning the soul life in a way to promise a solution for the problems of the soul. Uncertainty concerning the true significance of man's soul experiences arises everywhere. Natural science in Haeckel's sense follows the natural processes that are perceptible to the senses and it sees the life of the soul only as a higher stage of such natural processes. Other thinkers find that we have in everything the soul perceives only the effects of extra-human processes that are both unknown and unknowable. For these thinkers, the world becomes an “illusion,” although an illusion that is caused by natural necessity through the human organization.
This is the judgment of Robert Zimmermann, a philosopher of the second half of the nineteenth century. For such a world conception the human soul, which cannot have any knowledge of its own nature of “what it is,” sails into an ocean of conceptions without becoming aware of its ability to find something in this vast ocean that could open vistas into the nature of existence. Hegel had been of the opinion that he perceived in thinking itself the inner force of life that leads man's ego to reality. For the time that followed, “mere thinking” became a lightly woven texture of imaginations containing nothing of the nature of true being. When, in the search for truth, an opinion ventures to put the emphasis on thinking, the suggested thoughts have a ring of inner uncertainty, as can be seen in this statement of Gideon Spicker: “That thinking in itself is correct, we can never know for sure, neither empirically nor logically . . .” (Lessing's Weltanschauung, 1883, page 5). [ 11 ] In a most persuasive form, Philipp Mainländer (1841–1876) gave expression to this lack of confidence in existence in his Philosophy of Redemption. Mainländer sees himself confronted by the world picture toward which modern natural science tends so strongly. But it is in vain that he seeks for a possibility to anchor the self-conscious ego in a spiritual world. He cannot achieve through this self-conscious ego what had first been realized by Goethe, namely, to feel in the soul the resurrection of an inner living reality that experiences itself as spiritually alive in a living spiritual element behind a mere external nature. It is for this reason that the world appears to Mainländer without spirit. Since he can think of the world only as having originated from the spirit, he must consider it as a remainder of a past spiritual life. Statements like the following are striking:
If, in the existing world, we find only reality without value or merely the ruins of value, then the aim of the world can only be its destruction. Man can see his task only in a contribution to this annihilation. (Mainländer ended his life by suicide.) According to Mainländer, God created the world only in order to free himself from the torture of his own existence. “The world is the means for the purpose of non-being, and it is the only possible means for this purpose. God knew that he could change from a state of super-reality into non-being only through the development of a real world of multiformity. (Philosophic der Erlösung) [ 12 ] This view, which springs from mistrust in the world, was vigorously opposed by the poet, Robert Hamerling (1830–89) in his posthumously published philosophical work, Atomism of Will. He rejects logical inquiries concerning the value or worthlessness of the world and starts from an original inner experience:
Hamerling then contemplates the thought: There is something in the depth of the soul that clings to existence, expressing the nature of the soul with more truth than the judgments that are encumbered by the mode of conception of modern natural science as they speak of the value of life. One could say that Hamerling feels a spiritual point of gravity in the depth of the soul that anchors the self-conscious ego in the living and moving world. He is, therefore, inclined to see in this ego something that guarantees its existence more than the thought structures of the philosophers. He finds a main defect in modern world conception in the opinion “that there is too much sophistry in the most recent philosophy directed against the ego,” and he would like to explain this “from the fear of the soul, of a special soul-entity or even a thing-like conception of a soul.” Hamerling points significantly to the really important question, “The ideas of the ego are interwoven with the elements of feeling. . . . What the spirit has not experienced, it is also incapable of thinking. . . .” For Hamerling, all higher world conception hinges on the necessity of feeling the act of thinking itself, of experiencing it inwardly. The possibility of penetrating into those soul-depths in which the living conceptions can be attained that lead to a knowledge of the soul entity through the inner strength of the self-conscious ego is, according to Hamerling, barred by a layer of concepts that originated in the course of the development of modern world conception, and change the world picture into a mere ocean of ideas. He introduces his philosophy, therefore, with the following words:
Such conceptions have in the course of modern thought development become so definite a part of thinking that Hamerling added to the quoted exposition the words:
Hamerling's last poetic effort was his Homunculus. In this work he intended to present a criticism of modern civilization. He portrayed in a radical way in a series of pictures what a humanity is drifting to that has become soulless and believes only in the power of external natural laws. As the poet of Homunculus, he knows no limit to his criticism of everything in this civilization that is caused by this false belief. As a thinker, however, Hamerling nevertheless capitulates in the full sense of the word to the mode of conception described in this book in the chapter, “The World as Illusion.” He does not hesitate to use words like the following.
With respect to the soul life, Hamerling feels as if nothing of the world's own nature could ever penetrate into the ocean of its thought pictures. But he has a feeling for the process that goes on in the depths of modern soul development. He feels that the knowledge of modern man must vigorously light up with its own power of truth within the self-conscious ego, as it had manifested itself in the perceived thought of the Greeks. Again and again he probes his way toward the point where the self-conscious ego feels itself endowed with the strength of its true being that is at the same time aware of standing within the spiritual life of the world. But he only senses this and thus fails to arrive at any further revelation. So he clings to the feeling of existence that pulsates within his soul and that seems to him more substantial, more saturated with reality than the mere conceptions of the ego, the mere thought of the ego. “From the awareness or feeling of our own being we gain a concept of being that goes far beyond the status of being merely an object of thought. We gain the concept of a being that not merely is thought, but thinks.” Starting from this ego that apprehends itself in its feeling of existence, Hamerling attempts to gain a world picture. What the ego experiences in its feeling of existence is, according to him, “the atom-feeling within us” (Atomgefühl). The ego knows of itself, and it knows itself as an “atom” in comparison with the world. It must imagine other beings as it finds itself in itself: as atoms that experience and feel themselves. For Hamerling, this seems to be synonymous with atoms of will, with will-endowed monads. For Hamerling's Atomism of Will, the world becomes a multitude of will-endowed monads, and the human soul is one of the will-monads. The thinker of such a world picture looks around himself and sees the world as spiritual, to be sure, but all he can discover of the spirit is a manifestation of the will. He can say nothing more about it. This world picture reveals nothing that would answer the questions concerning the human soul's position in the evolutionary process of the world, for whether one considers the soul as what it appears before all philosophical thinking, or whether one characterizes it according to this thinking as a monad of will, it is necessary to raise the same enigmatic questions with regard to both soul-conceptions. If one thought like Brentano, one could say, “For the hopes of a Plato and Aristotle to attain sure knowledge concerning the continued life of our better part after the dissolution of our body, the knowledge that the soul is a monad of will among other monads of will is anything but a true compensation.” [ 13 ] In many currents of modern philosophical life one notices the instinctive tendency (living in the subconsciousness of the thinkers) to find in the self-conscious ego a force that is unlike that of Spinoza, Kant, Leibniz and others. One seeks a force through which this ego, the core of the human soul can be so conceived that man's position in the course and the evolution of the world can become revealed. At the same time, these philosophical currents show that the means used in order to find such a force have not enough intensity in order to fulfill “the hopes of a Plato and Aristotle” (in Brentano's sense) to do justice to the modern demands of the soul. One succeeds in developing opinions, for instance, concerning the possible relation of our perceptions to the things outside, or concerning the development and association of ideas, of the genesis of memory, and of the relation of feeling and will to imagination and perception. But through one's own mode of conception one locks the doors to questions that are concerned with the “hopes of Plato and Aristotle.” It is believed that through everything that could be thought with regard to these “hopes,” the demands of a strictly scientific procedure would be offended that have been set as standards by the mode of thinking of natural science. [ 4 ] The ideas of the philosophical thought picture of Wilhelm Wundt (1832 – 1920) aim no higher than their natural scientific basis permits. For Wundt, philosophy is “the general knowledge that has been produced by the special sciences” Wundt, System of Philosophy). By the methods of such a philosophy it is only possible to continue the lines of thought created by the special sciences, to combine them, and to put them into a clearly arranged order. This Wundt does, and thus he allows the general form of his ideas to become entirely dependent on the habits of conception that develop in a thinker who, like Wundt, is acquainted with the special sciences, that is, a person who has been active in some particular field of knowledge such as the psychophysical aspect of psychology. Wundt looks at the world picture that the human soul produces through sense experience and at the conceptions that are experienced in the soul under the influence of this world picture. The scientific method considers sense perceptions as effects of processes outside man. For Wundt, this mode of conception is, in a certain sense, an unquestioned matter of course. He considers as external reality, therefore, what is inferred conceptually on the basis of sense perceptions. This external reality as such is not inwardly experienced; it is assumed by the soul in the same way that a process is assumed to exist outside man that effects the eye, causing, through its activity, the sensation of light. Contrary to this process, the processes in the soul are immediately experienced. Here our knowledge is in no need of conclusions but needs only observations concerning the formation and connection of our ideas and their relation to our feelings and will impulses. In these observations we deal only with soul activities that are apparent in the stream of consciousness, and we have no right to speak of a special soul that is manifested in this stream of consciousness. To assume matter to be the basis of the natural phenomena is justifiable for, from sense perceptions, one must conclude, by means of concepts, that there are material processes. It is not possible in the same sense to infer a soul from the psychic processes.
In this way, the question of the nature of the soul is, for Wundt, a problem to which in the last analysis neither the observation of the inner experience nor any conclusions from these experiences can lead. Wundt does not observe a soul; he perceives only psychical activity. This psychical activity is so manifested that whenever it appears, a parallel physical process takes place at the same time. Both phenomena, the psychical activity and the physical process, are parts of one reality: they are in the last analysis the same thing; only man separates them in his observation. Wundt is of the opinion that a scientific experience can recognize only such spiritual processes as are bound to physical processes. For him, the self-conscious ego dissolves into the psychical organism of the spiritual processes that are to him identical with the physical processes, except that these appear as spiritual-psychical when they are seen from within. But if the ego tries to find what it can consider as characteristic for its own nature, it discovers its will-activity. Only by its will does it distinguish itself as a self-dependent entity from the rest of the world. The ego thus sees itself induced to acknowledge in will the fundamental character of being. Considering its own nature, the ego admits that it may assume will-activity as the source of the world. The inner nature of the things that man observes in the external world remains concealed behind the observation. In his own being he recognizes the will as the essence and may conclude that what meets his will from the external world is of a nature homogeneous with his will. As the will activities of the world meet and affect one another, they produce in one another the ideas, the inner life of the units of will. This all goes to show how Wundt is driven by the fundamental impulse of the self-conscious ego. He goes down into man's own entity until he meets the ego that manifests itself as will and, taking his stand within the will-entity of the ego, he feels justified to attribute to the entire world the same entity that the soul experiences within itself. In this world of will, also, nothing answers the “hopes of Plato and Aristotle.” [ 15 ] Hamerling approaches the riddles of the world and of the soul as a man of the nineteenth century whose disposition of mind is enlivened by the spiritual impulses that are at work in his time. He feels these spiritual impulses in his free and deeply human being to which it is only natural to ask questions concerning the riddle of human existence, just as it is natural for ordinary man to feel hunger and thirst. Concerning his relation to philosophy, he says:
In the course that his philosophical investigations take, Hamerling becomes affected by forces of thought that had, in Kant, deprived knowledge of the power to penetrate to the root of existence and that led during the nineteenth century to the opinion that the world was an illusion of our mind. Hamerling did not surrender unconditionally to this influence but it does encumber his view. He searched within the self-conscious ego for a point of gravity in which reality was to be experienced and he believed he had found this point in the will. Thinking was not felt by Hamerling as it had been experienced in Hegel. Hamerling saw it only as “mere thinking” that is powerless to seize upon reality. In this way, Hamerling appraised the will in which he believed he experienced the force of being. Strengthened by the will apprehended in the ego as a real force, he meant to plunge into a world of will-monads. [ 16 ] Hamerling starts from an experience of the world riddles, which he feels as vividly and as directly as a hunger of the soul. Wundt is driven to these questions by the results to be found in the broad field of the special sciences of modern times. In the manner in which he raises his questions on the basis of these sciences, we feel the specific power and the intellectual disposition of these sciences. His answers to these problems are, as in Hamerling, much influenced by the directing forces of modern thought that deprive this form of thinking of the possibility to feel itself within the wellspring of reality. It is for this reason that Wundt's world picture becomes a “mere ideal survey” of the nature picture of the modern mode of conception. For Wundt also, it is only the will in the human soul that proves to be the element that cannot be entirely deprived of all being through the impotence of thinking. The will so obtrudes itself into the world conception that it seems to reveal its omnipotence in the whole circumference of existence. [ 17 ] In Hamerling and Wundt two personalities emerge in the course of the development of philosophy who are motivated by forces that attempt to master by thought the world riddles with which the human soul finds itself confronted through its own experience as well as through the results of science. But in both personalities these forces have the effect of finding within themselves nothing that would allow the self-conscious ego to feel itself within the source of reality. These forces rather reach a point where they can no longer uphold the contact with the great riddles of the universe. What they cling to is the will, but from this world of will nothing can be learned that would assure us of the “continued life of our better part after the dissolution of the body,” or that would even touch on the riddles of the soul and the world. Such world conceptions originate from the natural irrepressible bent “that drives man in general to the investigation of the truth and to the solution of the riddles of existence.” Since they use the means that, according to the opinion of certain temporary tendencies, appear as the only justifiable ones, they arrive at a mode of conception that contains no elements of experience to bring about the solution. It is apparent that man sees himself at a given time confronted with the problems of the world in a definite form; he feels instinctively what he has to do. It is his responsibility to find the means for the answer. In using these means he may not be equal to the challenge presenting itself from the depths of the spiritual evolution. Philosophies that work under such conditions represent a struggle for an aim of which they are not quite consciously aware. The aim of the evolution of the modern world conception is to experience something within the self-conscious ego that gives being and reality to the ideas of the world picture. The characterized philosophical trends prove powerless to attain such life and such reality. Thought no longer gives to the ego or the self-conscious soul, the inner support that insures existence. This ego has moved too far away from the ground of nature to believe in such a guarantee as was once possible in ancient Greece. It has not as yet brought to life within itself what this ground of nature once supplied without demanding a spontaneous creativity of the soul. |
68a. The Essence of Christianity: Human Freedom
11 Feb 1906, Düsseldorf Rudolf Steiner |
---|
Freedom is that, about which great thinkers have said that it has something to do with the whole development of humanity. Hegel calls the history of man “a progression of people in the consciousness of freedom”. He says: If we look at the Orient with its mighty monarchy, we see how countless people languish in bondage and how only one is free. |
In an epigram, Schiller has turned very sharply against the concept of virtue of Kant, who saw the suppression of instincts and passions as necessary. If a person acts according to Kant's concept of virtue, then he is a slave to his ideals, to the necessity of reason. |
68a. The Essence of Christianity: Human Freedom
11 Feb 1906, Düsseldorf Rudolf Steiner |
---|
Freedom is a word that makes every heart beat faster, a word to which the ideals of our best human brothers have turned, for which the noblest spirits of humanity have devotedly sacrificed their work, their lives and their very selves. Freedom is that, about which great thinkers have said that it has something to do with the whole development of humanity. Hegel calls the history of man “a progression of people in the consciousness of freedom”. He says: If we look at the Orient with its mighty monarchy, we see how countless people languish in bondage and how only one is free. In later history we see how more and more people become free, and how through Christianity the inner aspiration to freedom has been placed in the heart and soul of every person, and how whole masses of people have shed their blood to make real what Christianity has presented as divine truth. The feeling of freedom in Christianity lies even deeper. The Lord said: You shall know the truth, and the truth shall make you free! (John 8:32) If we enter the quiet study of the thinker and philosopher, we will see how the deepest minds have seen it as their task to explore what human freedom encompasses, for example Leibniz and Fichte. They asked: How should we relate to this central concept of our entire human spiritual life? Is man free, or is he under a necessary compulsion? Can we really face the criminal in the same way if we know that he was predestined to do an evil deed, or know that he was free, that he committed his deed of his own free will? — It could well be that, precisely because the question of freedom lies so deep, it is one of the deepest human riddles. The theosophical worldview speaks of the ability of the human being to develop his higher senses. In its path of knowledge, it describes the most diverse qualities and virtues that one must acquire in order to come to knowledge; the last of these qualities is the will to freedom. This is part of the process if one wants to develop higher. If you want to approach this human puzzle in a completely natural and perfect way, you have to ask this question a little differently than it is usually asked. Usually one asks: Is man free, or is he under a necessary compulsion? A large number of human thinkers say: People are free; another part of the thinkers says: No, anyone who believes that does not realize that in some way there must be a cause for everything a person does. — In truth, such a thinker says to himself that man is unfree, and that even if he appears to act freely, there is some condition behind it. If there were no particular reasons for an act, he would not do it. An example is given here of the donkey that stands in the middle between two bundles of hay and cannot decide which one to eat, and therefore starves to death because he is not free and the causes on the right and left are equal. Perhaps one could say: Freedom is something that one first acquires; then man is neither completely free nor unfree. As he develops towards freedom, he becomes more and more free. The development of man is the way to his freedom. - There we come closer to the view of those who see the freedom of man as something that he can acquire through experience and knowledge. - Look at the child. We can always tell what will drive it to do a certain act under certain conditions. The question, “Is man free?” makes no sense, but the question, “Does man become freer through development?” does make sense. With a mechanism, we can always say exactly what must happen according to the forces and conditions inherent in it. If we turn to plants, we cannot say so definitely what will happen to them. With animals, we can predict even less with certainty what they will do. Something like arbitrariness comes out even with the higher animals. If we then go up to man, we see more and more the area of necessity being restricted. In the savage, however, we see only a spark of freedom; but the more man develops, so that he comes to moral concepts, the less one can assume with certainty what he will do under given circumstances. — With the leaders of mankind, one cannot assume at all what they will do. They always do what is original. He who merely executes those things which the chain of necessity has brought up to him adds nothing new to the development of humanity. But he who brings something new from the source of illumination into humanity adds something that was not there before. Originality brings about progress, and originality must go beyond the realm of mere necessity. Man can be understood in such a way that we divide him into the lower nature, which finds expression in the physical body; and into the higher, soul-like, spiritual nature, which at first only glows like a spark, but which increasingly becomes the ruler of his being. In a child, one finds many traits that speak to the heart but bear a strong resemblance to those of the parents, relatives, etc. But then the spark of originality and freedom begins to stir. The innermost part of the soul begins to express the person, the being itself, in what lives. The more originality a person has, the more this is written into the features and movements of his entire being. Then the human being emerges from his inner being into his surroundings. First he writes his innermost being into his character; his facial features, his gestures become an imprint of his soul. The more perfect the human being becomes, the more he leaves the footprints of his existence on his surroundings; he influences ever widening circles. How does the human being acquire the ability to have this effect, first on himself and then on his surroundings? Freedom is never arbitrariness, but something quite different. The drives and instincts are the purest tyrants, and if we follow them, we are subject to arbitrariness. Goethe said: Only he is worthy of freedom who has first gained mastery within himself and over himself. — First we must control the drives and passions, then we have a claim to real freedom. We must rise from everyday knowledge to the knowledge of the interrelationships of the world. What is important here is not intellectual knowledge, but spiritual-soul knowledge; then this knowledge is the beginning of freedom. - When we enter into our existence, we are born into a body. At birth, man is already endowed with a certain amount of abilities and with a certain degree of perfection. We ask: Where did this come from? — The laws of the spiritual powers of the world have built it up. We are placed into the world, and the laws of the world have worked on us and with us to this point. We must live ourselves into the laws of the world; we must rise to the creative powers in the world. By making the laws of the world our own, we free ourselves more and more. Knowledge of the laws of the world, absorption in the laws of the world, that is what makes us free. He who is forced to act is not free; but he who recognizes the laws of the world becomes free. To understand that one should do something is to act freely. As long as we do not recognize the highest divine, we act under compulsion. But when we recognize the divine, we act as co-knowers of the thoughts of God: then we become free. Master Eckhart meant this when he spoke so beautifully and powerfully of freedom in his sense. There is much in this that, with a wonderfully intimate, fine power, detaches the understanding of freedom from the human being. It is impossible for one who is filled with knowledge of God to do evil; for him, good action becomes a matter of course. In his letters “On the Aesthetic Education of Man”, Schiller developed a pure concept of freedom. The whole thing culminates in giving people a concept of human freedom. In an epigram, Schiller has turned very sharply against the concept of virtue of Kant, who saw the suppression of instincts and passions as necessary. If a person acts according to Kant's concept of virtue, then he is a slave to his ideals, to the necessity of reason. If he blindly follows his urges and passions, then he is a slave to his baser nature. In neither case is the person free; he only becomes free when he is able to achieve the middle state between the two. This conception of freedom is what makes Schiller so exquisitely refined. A person is only free when he has so ennobled his impulses and instincts that he will not want to do anything other than what his duty commands. In this way, by following his passions, man then follows the highest moral ideals. Sensuality and morality, naturalness and spirituality then meet in such a person. One acquires such a state through an inner work on oneself. Such a state has been called: enthusiasm, that is, being in God; so refined have his instincts and passions that even the basest instincts only want what they should want under the divine law of the world. Man is free to a certain extent, insofar as he has ennobled his instincts and desires, and unfree insofar as he has not yet done so. Art should serve to educate people for freedom. — The eye, a sensual view, conveys enjoyment in works of art; but the soul also shines forth from the work of art. As we look with our senses, something spiritual flows into us at the same time. Art should elevate the sensuality of man to spirituality, deepen him. It is a becoming of man from bondage to freedom. Among the means of education that are intended to lead to entry into the spiritual worlds, the will to freedom is also mentioned. Many questions have been asked incorrectly; they must be asked correctly: this also applies to the question of freedom. It must also be asked correctly in order to understand how the laws of reincarnation and karma work. In the beginning, man must first learn to use his body as a tool to connect with the world around him. He must learn how to use himself as a lower human being. Through many lives he learns the way to freedom, the way to unleash the deepest nature of man, to live in the divine nature. There is a calm and security in living in freedom. The philosopher Fichte spoke the word that gives strength to the soul: “Man can do what he should; when he says he cannot, he does not want to.” We must first learn to will; our deed becomes free when our will is imbued with knowledge. Freedom grows in man through continuous assimilation of knowledge. We absorb such power when we learn to view the laws of the world in the right way. Spirit and law must be in the world if we are to find spirit and law in the world. We take the lawfulness out of the world; therefore, the world lawfulness must already be there. If man wants to think thoughts about the world, then the world must be built according to thoughts. Those who shaped the world first placed thoughts into it. The one who has recognized and appropriated the laws of the world acts as a conscious being in the freedom of the world and becomes an assistant to the gods in the world. Through knowledge of the law we become free; then we can act consciously. Joy is a gift for the present; but we learn to appreciate suffering when it is gone, because suffering is a source of knowledge. A God who would take suffering out of the world would not be doing people any service. The path of suffering is the path of knowledge, and only knowledge makes us free. Only those who must conquer it daily deserve freedom and life. Development is the way to freedom. Christ called Himself the Way, the Truth – Knowledge – and the Life – Development. Man must follow this principle: “Die to what is lower within you and awaken to what is higher.” “Die and become” is what has always worked through the whole education of humanity towards the development of freedom. The Bible text says this; it tells us the great, serious, redeeming truth that by permeating ourselves with the will of the law, we make ourselves great participants in world events. In this sense, Christ Jesus says: You will know the truth, and the truth will make you free. |
194. The Mysteries of Light, of Space, and of the Earth: The Old Mysteries of Light, Space, and Earth
15 Dec 1919, Dornach Tr. Frances E. Dawson Rudolf Steiner |
---|
An illustration of it is the Central European philosophy, of which really nothing is known in England. Actually, Hegel cannot be translated into the English language; it is impossible. Hence, nothing is known of him in England, where German philosophy is called Germanism, by which is meant something an intelligent person cannot be bothered with. In just this German philosophy, however—with the exception of one incident, namely, when Kant was completely ruined by Hume, and there divas brought into German philosophy that abominable Kant-Hume element, which has really caused such devastation in the heads of Central European humanity—with the exception of this incident, we have later, after all, the second blossoming of this struggle in Fichte, Schelling, and Hegel; and we already have the search for a free spiritual life in Goethe, who would have nothing to do with the final echo of the Roman Catholic jurisprudence in what is called the law of nature. |
One I have often characterized in the words of Herman Grimm—the Kant-Laplace theory, in which many people still believe. Herman Grimm said so finely in his Goethe: People will some day have difficulty in comprehending that malady now called science, which makes its appearance in the Kant-Laplace theory, according to which all that we have around us today arose through agglomeration, out of a universal world-mist; and this is supposed to continue until the whole thing falls back again into the sun. |
194. The Mysteries of Light, of Space, and of the Earth: The Old Mysteries of Light, Space, and Earth
15 Dec 1919, Dornach Tr. Frances E. Dawson Rudolf Steiner |
---|
The tasks assigned to the humanity of the present and of the immediate future are great, significant, and peremptory; and it is really necessary to bring forth a strong soul courage in order to do something toward their accomplishment. Anyone who today examines these tasks closely, and tries to get a true insight into the needs of humanity, must often reflect how superficially so-called public affairs are treated. We might say that people today talk politics aimlessly. From a few emotions, from a few entirely egotistic points of view—personal or national—people form their opinions about life, whereas a real desire to gain the factual foundations for a sound judgment would be more in conformity with the seriousness of the present time. In the course of recent months, and even years, I have inquired into the most varied subjects, including the history and the demands of the times, and have given lectures here on such subjects, always with the purpose of furnishing facts which will enable people to form a judgment for themselves—not with the purpose of placing the ready-made judgment before them. The longing to know the realities of life, to know them more and more fundamentally, in order to have a true basis for judgment—that is the important thing today. I must say this especially because the various utterances and written statements which I have made regarding the so-called social question, and regarding the threefold structure of the social organism, are really taken much too lightly, as anyone can clearly see, for the questions asked about these things are concerned far too little with the actual, momentous, basic facts. It is so difficult for people of the present time to arrive at these basic facts, because they are really theoreticians in all realms of life, although they will not acknowledge it. The people who today most fancy themselves to be practical are the most decidedly theoretical, for the reason that they are usually satisfied to form a few concepts about life, and from these to insist upon judging life; whereas it is possible today only by means of a real, universal, and comprehensive penetration into life to form a relevant judgment about what is necessary. One can say that in a certain sense it is at least intellectually frivolous when, without a basis of facts, a man talks politics at random, or indulges in fanciful views about life. It makes one wish for a fundamentally serious attitude of soul toward life. When in the present time the practical side of our spiritual scientific effort, the Threefold Social Order, is placed before the world as the other side has been, it is a fact that the whole mode of thought and conception employed in the elaboration of this Threefold Social Order is met with prejudices and misgivings. Where do these prejudices and misgivings originate? Well, a man forms concepts about truth (I am still speaking of the social life), concepts about the good, the right, the useful, and so forth, and when he has formed them, he thinks they have absolute value everywhere and always. For example, take a man of western, middle, or eastern Europe with a socialistic bias. He has quite definite socialistically-formulated ideals; but what kind of fundamental concepts underlie these ideals? His fundamental concept is that what satisfies him must satisfy everyone everywhere, and must possess absolute validity for all future time. The man of today has little feeling for the fact that every thought that is to be of value to the social life must be born out of the fundamental character of the time and the place. Therefore he does not easily come to realize how necessary it is for the Threefold Social Order to be introduced with different nuances into our present European culture, with its American appendage. If it is adopted, then the variations suited to the peoples of the different regions will come about of themselves. And besides, when the time comes, on account of the evolution of humanity, that the ideas and thoughts mentioned by me in The Threefold Commonwealth are no longer valid, others must again be found. It is not a question of absolute thoughts, but of thoughts for the present and the immediate future of mankind. In order, however, to comprehend in its full scope how necessary is this three-membering of the social organism in an independent spiritual life, an independent rights and political life, and an independent economic life, one must examine without prejudice the way in which the interaction of the spiritual, the political, and the economic has come about in our European-American civilization. This interweaving of the threads—the spiritual threads, those of rights or government, and the economic threads—is by no means an easy matter. Our culture, our civilization, is like a ball of yarn, something wound up, in which are entangled three strands of entirely different origins. Our spiritual life is of essentially different origin from that of our rights or political life, and entirely different again from that of our economic life; and these three strands with different origins are chaotically entangled. I can naturally give only a sketchy idea to-day, because I shall briefly follow these three streams, I might say, to their source. First, our spiritual life, as it presents itself to one who regards as real the external things, the obvious, is acquired by people through the influence of what still persists of the ancient Greek and Latin cultural life, the Greco-Latin spiritual life, as it has flowed through what later became our high schools and universities. All the rest of our so-called humanistic culture, even down to our elementary schools, is entirely dependent upon that which, as one stream let us say, flowed in first from the Greek element (Diagram 13. orange); for our spiritual life, our European spiritual life, is of Greek origin; it merely passed through the Latin as a sort of way-station. It is true that in modern times something else has mingled with the spiritual life which originated in Greece: namely, that which is derived from what we call technique in the most varied fields, which was not yet accessible to the Greek, the technique of mechanics, the technique of commerce, etc., etc. I might say that the technical colleges, the commercial schools, and so forth, have been annexed to our universities, adding a more modern element to what flows into our souls through our humanistic schools, which reach back to Greece—and by no means flows only into the souls of the so-called educated class; for the socialistic theories which haunt the heads even of the proletariat are only a derivative of that which really had its origin in the Grecian spiritual life; it has simply gone through various metamorphoses. This spiritual life reaches back, however, to a more distant origin, far back in the Orient. What we find in Plato, what we find in Heraclitus, in Pythagoras, in Empedocles, and especially in Anaxagoras, all reaches back to the Orient. What we find in Aeschylus, in Sophocles, in Euripides, in Phidias, reaches back to the Orient. The entire Greek culture goes back to the Orient, but it underwent a significant change on its way to Greece. Yonder in the Orient this spiritual life was decidedly more spiritual than it was in ancient Greece; and in the Orient it issued from what we may call the Mysteries of the Spirit—I may also say the Mysteries of Light (Drawing). The Grecian spiritual life was already filtered and diluted as compared with that from which it had its origin: namely, the spiritual life of the Orient, which depended upon quite special spiritual experiences. Naturally, we must go back into prehistoric times, for the Mysteries of Light, or the Mysteries of the Spirit, are entirely prehistoric phenomena. If I am to represent to you the character of this spiritual life, the manner of its development, I must do so in the following way: We know, of course, that if we go very far back in human evolution, we find increasingly that human beings of ancient times had an atavistic clairvoyance, a dream-like clairvoyance, through which the mysteries of the universe were revealed to them; and we speak with entire correctness when we say that over the whole civilized Asiatic earth, in the third, fourth, fifth, sixth, seventh millennium before the Mystery of Golgotha, there dwelt people to whom spiritual truths were revealed through clairvoyance—a clairvoyance that was completely bound to nature, to the blood, and to the bodily organization. This was true of a widely dispersed population; but this atavistic clairvoyance was in a state of decline, and became more and more decadent. This “becoming decadent” of the atavistic clairvoyance is not merely a cultural-historical phenomenon, but is at the same time a phenomenon of the social life of mankind. Why? Because from various centers of this wide-spread population, but chiefly from a point in Asia, there arose a special kind of human being, so to speak, a human being with special faculties. Besides the atavistic clairvoyance, which still remained to these people in a certain sense—for there still arose out of their inner soul-life a dream-like comprehension of the mysteries of the world—besides this they also had what we call the thinking faculty; and indeed they were the first in the evolution of humanity to have this power. They were the first to have dawning intelligence. That was a significant social phenomenon when the people of those ancient times, who had only dream-like visions of the mysteries of the world arising within them, saw immigrants enter their territories whom they could still understand, because they also had visions, but who had besides something which they themselves lacked: the power of thought. That was a special kind of human being. The Indians regarded that caste which they designated as Brahman as the descendants of these people who combined the thinking power with atavistic clairvoyance; and when they came down from the higher-lying regions of northern Asia into the southern regions, they were called Aryans. They formed the Aryan population, and their primal characteristic is that they combined the thinking-power with—if I may now use the expression of a later time—with the plebeian faculties of atavistic clairvoyance. And those mysteries which are called the Mysteries of the Spirit, or particularly, the mysteries of Light, were founded by those people who combined atavistic clairvoyance with the first kindling of intelligence, the inner light of man; and our spiritual culture derives from that which entered humanity at that time as an illuminating spark—it is nothing but a derivative of it. Much has been preserved in humanity of what was revealed at that time; but we must consider that even the Greeks—just the better educated personalities among them—had seen the ancient gift of atavistic clairvoyance gradually wane and become extinguished, and the thinking-power remained to them. Among the Romans the power of thought alone remained. Among the Greeks there was still a consciousness that this faculty comes from the same source as the ancient atavistic clairvoyance; and therefore Socrates still clearly expressed something which he knew as experience when he spoke of his Daemon as inspiring his truths, which were of course merely dialectic and intellectual. In art, as well, the Greeks significantly represented the pre-eminence of the intelligent human being, or better, the development of the intelligent human being from the rest of humanity; for the Greeks have in their sculpture (one need only study it closely) three types differing sharply from one another. They have the Aryan type, to which the Apollo head, the Pallas Athene head, the Zeus head, the Hera head belong. Compare the ears of the Apollo with those of a Mercury head, the nose of the Apollo with that of a Mercury head, and you will see what a different type it is. The Greek wanted to show in the Mercury-type that the ancient clairvoyance, which still persisted as superstition and was a lower form of culture, had united with intelligence in the Greek civilization; that this existed at the bottom of Greek culture; and that towering above it was the Aryan whose artistic representation was the Zeus head, the Pallas Athene head, and so forth. And the very lowest races, those with dim remnants of ancient clairvoyance—who also still lived in Greece but were especially to be observed near the borders—are plastically preserved in another type, the Satyr-type, which in turn is quite different from the Mercury-type. Compare the Satyr nose with the Mercury nose, the Satyr ears with the Mercury ears, and so forth. The Greek merged in his art what he bore in his consciousness concerning his development. What gradually filtered through Greece at that time, by means of the Mysteries of the Spirit or of the Light, and then appeared in modern times, had a certain peculiarity as spirit-culture. It was possessed of such inner impulsive force that it could at the same time, out of itself, establish the rights life of man. Therefore we have on the one hand the revelation of the gods in the Mysteries bringing the spirit to man, and on the other, the implanting of this spirit acquired from the gods into the external social organism, into the theocracies. Everything goes back to the theocracies; and these were able not only to permeate themselves with the legal system, the political system, out of the very nature of the Mysteries, but they were able also to regulate the economic life out of the spirit. The priests of the Mysteries of Light were at the same time the economic administrators of their domains; and they worked according to the rules of the Mysteries. They constructed houses, canals, bridges, looked after the cultivation of the soil, and so forth. In primitive times civilization grew entirely out of the spiritual life, but it gradually became abstract. From being a spiritual life it became more and more a sum of ideas. Already in the Middle Ages it had become theology, that is, a sum of concepts, instead of the ancient spiritual life, or it had to be confined to the abstract, legalistic form, because there was no longer any relation to the spiritual life. When we look back at the old theocracies we find that the one who ruled received his commission from the gods in the Mysteries. The last derivative is the occidental ruler, but he no longer gives any evidence of having originated from the ruler of the theocracy, with his commission from the gods of the Mysteries. All that remains is crown and coronation robe, the outer insignia, which in later times became more like decorations. If one understands such things it may often be observed that titles go back to the time of the Mysteries; but everything is now externalized. Scarcely less externalized is that which moves through our secondary schools and universities as spiritual culture, the final echo of the divine message of the Mysteries. The spiritual has flowed into our life, but this has now become utterly abstract, a life of mere ideas. It has become what the socialistically-orientated groups latterly call an ideology, that is, a sum of thoughts that are only thoughts. That is what our spiritual life has really become. Under its influence the social chaos of our time has developed, because the spiritual life that is so diluted and abstract has lost all impulsive force. We have no choice but to place it again on its own foundation, for only so can it thrive. We must find the way again from the merely rational to the creative spirit, and we shall be able to do so only if we seek to develop out of the spiritual life prescribed by the State the free spiritual life,1 which will then have the power to awake to life again. For neither a spiritual life controlled by the Church, nor one maintained and protected by the State, nor a spiritual life panting under economic burdens, can be fruitful for humanity, but only an independent spiritual life. Indeed the time has come for us to find the courage in our souls to proclaim quite frankly before the world that the spiritual life must be placed on its own foundation. Many people are asking: Well, what are we to do? The first thing of importance is to inform people about what is needed: to get as many people as possible to comprehend the necessity, for example, of establishing the spiritual life on its own foundation; to comprehend that what the pedagogy of the 19th century has become can no longer suffice for the welfare of mankind, but that it must be built anew out of a free spiritual life. There is as yet little courage in souls to present this demand in a really radical way; and it can be thus presented only by trying to bring to as many people as possible a comprehension of these conditions. All other social work today is provisional. The most important task is this: to see that it is made possible for more and more people to gain insight into the social requirements, one of which has just been characterized. To provide enlightenment concerning these things through all the means at our disposal—that is now the matter of importance. We have not yet become productive with regard to the spiritual life, and we must first become productive in this field. Beginnings have been made in this direction, of which I shall speak presently—but we have not yet become productive with regard to the spiritual life; and we must become productive by making the spiritual life independent. Everything that comes into being on earth leaves remnants behind it. The Mysteries of Light in the present-day oriental culture, the oriental spiritual life, are less diluted than in the Occident, but of course they no longer have anything like the form they had at the time I have described. Yet if we study what the Hindus, the oriental Buddhists, still have today, we shall be much more likely to perceive the echo of that from which our own spiritual life has come; only in Asia it has remained at another stage of existence. We, however, are unproductive; we are highly unproductive. When the tidings of the Mystery of Golgotha spread in the West, whence did the Greek and Latin scholars get the concepts for the understanding of it? They got them from the oriental wisdom. The West did not produce Christianity. It was taken from the Orient. And further: When in English-speaking regions the spiritual culture was felt to be very unfruitful, and people were sighing for its fructification, the Theosophists went to the subjugated Indians to seek the wellsprings for their modern Theosophy. No fruitful source existed among themselves for the means to improve their spiritual life: so they went to the Orient. In addition to this significant fact, you could find many proofs of the unfruitfulness of the spiritual life of the West; and each such proof is at the same time a proof of the necessity for making the spiritual life an independent member in the threefold social organism. A second strand in the tangled ball is the political or rights current. There is the crux of the cultural problem, this second current. If we look for it today in the external world, we see it when our honorable judges sit on their benches of justice with the jurors and pass judgment upon crime or offence against the law, or when the magistrates in their offices rule throughout the civilized world—to the despair of those thus ruled. All that we call jurisprudence or government, and all that results as politics from the interaction of jurisprudence and government, constitutes this current (see drawing, white). I call that (orange) the current of the spiritual life, and this (white) the current of rights, or government. Where does this come from? As a matter of fact this too goes back to the Mystery-culture. It goes back to the Egyptian Mystery-culture, which passed through the southern European regions, then through the prosaic, unimaginative Roman life, where it united with a side branch of the oriental life, and became Roman Catholic Christianity, that is, Roman Catholic ecclesiasticism. Speaking somewhat radically, this Roman Catholic ecclesiasticism is also fundamentally a jurisprudence; for from single dogmas to that great and mighty Judgment, always represented as the Last Judgment throughout the Middle Ages, the utterly different spiritual life of the Orient, which had received the Egyptian impulse from the Mysteries of Space (see drawing), was really transformed into a society of world-magistrates with world-judgments and world-punishments, and sinners, and the good and the evil: it is a jurisprudence. That is the second element existing in our spiritual tangle which we call civilization, and it has been by no means organically combined with the other. That this is the case anyone can learn who goes to a university and hears one after the other, let us say a juridical discourse on political law, and then a theological discourse even on canonical law, if you like, for these are found side by side. Such things have shaped mankind; even in later times, when their origins have been forgotten, they are still shaping human minds. The rights life caused the later spiritual life to become abstract; but externally it influenced human customs, human habits, human systems. What is the last social offshoot in the decadent oriental spiritual current, whose origin has been forgotten? It is feudal aristocracy. You could no longer recognize that the aristocrat had his origin in the oriental, theocratic spiritual life, for he has stripped off all that; only the social configuration remains (drawing). The journalistic intelligence often has very strange nightmarish visions. One such it had recently when it invented a curious phrase of which it was especially proud: “spiritual aristocracy”—this could be heard now and then. What is that which passed through the Roman Church system, through theocratising jurisprudence, juridical theocracy, became secularized in the civic systems of the Middle Ages, and completely secularized in modern times—what is it in its ultimate derivative? It is the bourgeoisie (drawing). And thus are these spiritual forces in their ultimate derivatives actually jumbled up among men. And now still a third stream unites itself with the other two. If you would observe it today in the external world, where does this third current appear in an especially characteristic way? Well, there actually was in Central Europe a method of demonstrating to certain people where these final remnants of something originally different were to be found. It happened when the man of Central Europe sent his son to an office in London or New York to learn the methods of the economic system. In the methods of the economic life, whose roots are to be found in the popular customs of the Anglo-American world, the final consequence is to be seen of that which has been developed as outgrowths from what I might call the Mysteries of the Earth, of which, for example, the Druid Mysteries are only a special variety. In the times of the primitive European people the Mysteries of the Earth still contained a peculiar kind of wisdom-filled life. That European population, which was quite barbaric, which knew nothing regarding the revelations of oriental wisdom, or of the Mysteries of Space, or of what later became Roman Catholicism—that population which advanced to meet the spreading Christianity possessed a strange kind of life-steeped-in-wisdom, peculiar to it, which was entirely physical wisdom. Of this one can at best study only the most external usages, which are recorded in the history of this current: namely, the festivals of those people from whom have come the customs and habits of England and America. The festivals were here brought into entirely different relations from those in Egypt, where the harvest was connected with the stars. Here the harvest as such was the festive occasion; and the highest solemn festivals of the year were connected with other things than was the case in Egypt: namely, with things that belong entirely to the economic life. We have here without doubt something which goes back to the economic life. If we wish to comprehend the whole spirit of this matter, we must say to ourselves: Over from Asia and up from the South men transplanted a spiritual life and a rights life which they had received from above and brought down to earth. Then, in the third current, an economic life sprang up which had to develop of itself and work its way up, which really was originally so completely economic in its legal customs and in its spiritual adaptations that, for example, one of the yearly festivals consisted in the celebration of the fructification of the herds as a special festival in honor of the gods; and there were similar festivals all derived from the economic aspect of life. If we go through the regions of northern Russia, middle Russia, Sweden, Norway, or into those regions which until a short time ago were parts of Germany, or to France, at least northern France, and to what is now Great Britain—if we go through these regions, we find dispersed everywhere a population which, before the spread of Christianity in ancient times, undoubtedly had a pronounced economic life. And what ancient customs can still be found, such as festivals of legal practices and festivals in honor of the gods, are an echo of this ancient economic culture. This economic culture met what came from the other side. At first it did not succeed in developing an independent rights life and spiritual life. The primitive legal customs were discarded because Roman law flowed in, and the primitive spiritual customs were cast aside because the Greek spiritual life had entered. And so this economic life becomes sterile at first, and only gradually works its way out of this sterility; it can succeed in this, however, only by overcoming the chaotic condition created by the introduction of the spiritual life and rights life from outside. Consider the present Anglo-American spiritual life. In this you have two things very sharply differentiated from one another. First, you have everywhere in the Anglo-American spiritual life, more than anywhere else on earth, the so-called secret societies, which have considerable influence, much more than people know. They are undoubtedly the keepers—and are proud to be the keepers—of the ancient spiritual life, of the Egyptian or oriental spiritual life, which is completely diluted and evaporated into mere symbols,—symbols no longer understood but having a certain great power among those in authority. That, however, is ancient spiritual life, not spiritual life grown in its own soil. Side by side with this there is a spiritual life which does grow entirely in economic soil, but hitherto it has produced only very small blossoms, and these in abundance. Anyone who studies such things and is able to understand them knows very well that Locke, Hume, Mill, Spencer, Darwin, and others, are nothing but these little blossoms springing from the economic life. You can get quite exactly the thoughts of a Mill or a Spencer from the economic life. Social democracy has elevated this to a theory, and considers the spiritual life as a derivative of the economic life. That is what we encounter first: everything is brought forth from the so-called practical—actually from life's routine, not from its real practice. So that going along side by side are such things as Darwinism, Spencerism, Millism, Humeism—and the diluted Mystery teachings, which are perpetuated in the various sectarian developments, such as the Theosophical Society, the Quakers, and so forth. The economic life has the will to rise, but has not yet made much progress, having produced thus far only these small blossoms. The spiritual life and the rights life are exotic plants and—I beg you to note this well—they are more and more exotic the farther we go toward the West in the European civilization. There has always been in Central Europe something—I might say like a resistance, a struggling against the Greek spiritual life on the one hand and against the Roman Catholic rights life on the other. An opposition has always been there. An illustration of it is the Central European philosophy, of which really nothing is known in England. Actually, Hegel cannot be translated into the English language; it is impossible. Hence, nothing is known of him in England, where German philosophy is called Germanism, by which is meant something an intelligent person cannot be bothered with. In just this German philosophy, however—with the exception of one incident, namely, when Kant was completely ruined by Hume, and there divas brought into German philosophy that abominable Kant-Hume element, which has really caused such devastation in the heads of Central European humanity—with the exception of this incident, we have later, after all, the second blossoming of this struggle in Fichte, Schelling, and Hegel; and we already have the search for a free spiritual life in Goethe, who would have nothing to do with the final echo of the Roman Catholic jurisprudence in what is called the law of nature. Just feel the legal element in the shabby robes and the strange caps which the judges still have from ancient times, and feel it likewise in the science of nature, the law of nature—the legal element is still there! The expression “law of nature” has no sense in connection, for example, with the Goethean science of nature, which deals only with the primordial phenomenon, the primordial fact. There for the first time is radical protest made; but naturally it remained only a beginning. That was the first advance toward the free spiritual life: the Goethean science of nature; and in Central Europe there already exists the first impulse even toward the independent rights life, or political life. Read such a work as that of Wilhelm van Humboldt, who was even Prussian minister of public instruction—read The Sphere and Duties of Government,2 and you will see the first beginning toward the construction of an independent rights life, or political life, of the independence of the true political realm. It is true it has never gone beyond beginnings, and these are found as far back as the first half of the 19th century, even at the end of the 18th century. It must be borne in mind, however, that there are nevertheless in Central Europe important impulses in this very direction, impulses which can be carried on, which must not be left unconsidered, and which may flow into the impulse of the Threefold Social Organism. In his first book Nietzsche wrote that passage that I have quoted in my book on Nietzsche3 in the very first pages, a premonition of something tragic in the German spiritual life. Nietzsche tried at that time in the foreword to his work, The Birth of Tragedy from the Spirit of Music, to characterize the events of 1870–71, the founding of the German Empire. Since then this strangulation of the German spirit has been thoroughly accomplished; and when in the last five or six years three-fourths of the world fell upon this former Germany (I do not wish to speak about the causes or the guilty, but only to sketch the configuration, the world situation), it was really then already the corpse of the German spiritual life. But when anyone speaks as I did yesterday, characterizing the facts without prejudice, no one should infer that there is not still in this German spiritual life much that must come forth, that must be considered, that intends to be considered, in spite of the future gypsy-like condition. For what was the real cause of the ruin of the German people? This question must also be answered without prejudice. They were ruined because they too wanted to share in materialism, and they have no talent for materialism. The others have good talents for it. The Germans have in general that quality which Herman Grimm characterized excellently when he said: The Germans as a rule retreat when it would be beneficial for them to go boldly forward, and they storm ahead with terrific energy when it would be better for them to hold back. That is a very good description of an inner quality of character of this German people; for the Germans have had propulsive force throughout the centuries, but not the ability to sustain this force. Goethe was able to present the primordial phenomenon, but he could not reach the beginnings of spiritual science. He could develop a spirituality, as, for example, in his Faust, or in his Wilhelm Meister, which could have revolutionized the world if the right means had been found; but the outer personality of this gifted man achieved nothing more than that in Weimar he put on fat and had a double chin, became a stout privy counselor, who was also uncommonly industrious as minister, but still was obliged at times to wink at certain things, especially in political life. The world ought to understand that such phenomena as Goethe and Humboldt represent everywhere beginnings, and that it would really be a loss to the world and not a profit, to fail to take into account what lives in the German evolution in an unfinished state, but to which must come forth. For after all, the Germans do not have the predisposition which the others have in such remarkable degree the farther we go toward the West: namely, to rise on all occasions to ultimate abstractions. What the Germans have in their spiritual life is called “abstractions” only by those who are unable to experience it; and because they themselves have squeezed out the life, they believe others lack it too. The Germans have not the talent for pressing on to ultimate abstractions. This was shown in their political life, in their most unfortunate political life! If the Germans had had from the beginning the great talent for monarchy which the French have preserved so brilliantly to this day, they would never have become the victims of “Wilhelmism”; they would neither have countenanced this strange caricature of a monarch, nor have needed him. It is true that the French call themselves republicans, but they have among them a secret monarch who firmly holds together the structure of the state, who keeps a terribly tight rein on the people's minds; for in reality the spirit of Louis XIV is everywhere present. Naturally, only a decadent form remains, but it is there. There is no doubt that a secret monarch is there among the French people; for it is really shown in every one of their cultural manifestations. And the talent for abstraction demonstrated in Woodrow Wilson is the ultimate talent for abstraction in the political field. Those fourteen points of the world's schoolmaster, which in every word bear the stamp of the impractical and unachievable, could only originate in a mind wholly formed for the abstract, with no discernment whatever for true realities. There are two things which the cultural history of civilization will doubtless find it difficult to understand. One I have often characterized in the words of Herman Grimm—the Kant-Laplace theory, in which many people still believe. Herman Grimm said so finely in his Goethe: People will some day have difficulty in comprehending that malady now called science, which makes its appearance in the Kant-Laplace theory, according to which all that we have around us today arose through agglomeration, out of a universal world-mist; and this is supposed to continue until the whole thing falls back again into the sun. A putrid bone around which a hungry dog circles is a more appetizing morsel than these fanciful ideas, this fantastic concept of world-evolution. So thinks Herman Grimm. Naturally, there will some day be great difficulty in explaining this Kant-Laplace theory from the standpoint of the scientific insanity of the 19th and 20th centuries! The second thing will be the explanation of the unbelievable fact that there ever could be a large number of people to take seriously the humbug of the fourteen points of Woodrow Wilson—in an age that is socially so serious. If we study the things that stand side by side in the world we find in what a peculiar way the economic life, the political rights life, and the spiritual life are entangled. If we do not wish to perish because of the extreme degeneration which has come into the spiritual life and the rights life, we must turn to the Threefold Social Order, which from independent roots will build an economic life now struggling to emerge, but unable to do so unless a rights life and a spiritual life, developed in freedom, come to meet it. These things have their deep roots in the whole of humanity's evolution and in human social life; and these roots must be sought. People must now be made to realize that way down at the bottom, on the ground I might say, crawls the economic life, managed by Anglo-American habits of thought; and that it will be able to climb up only when it works in harmony with the whole world, with that for which others also are qualified, for which others also are gifted. Otherwise the gaining of world dominion will become a fatality for it. If the world continues in the course it has been taking under the influence of the degenerating spiritual life derived from the Orient, then this spiritual life, although at one end it was the most sublime truth, will at the other rush into the most fearful lies. Nietzsche was impelled to describe how even the Greeks had to guard themselves from the lies of life through their art. And in reality art is the divine child which keeps men from being swallowed up in lies. If this first branch of civilization is pursued only one-sidedly, then this stream empties into lies. In the last five or six years more lies have been told among civilized humanity than in any other period of world history; in public life the truth has scarcely been spoken at all; hardly a word that has passed through the world was true. While this stream empties into lies (see drawing), the middle stream empties into self-seeking; and an economic life like the Anglo-American, which should end in world-dominion—if the effort is not made to bring about its permeation by the independent spiritual life and the independent political life, it will flow into the third of the abysses of human life, into the third of these three. The first abyss is lies, the degeneration of humanity through Ahriman; the second is self-seeking, the degeneration of humanity through Lucifer; the third is, in the physical realm, illness and death; in the cultural realm, the illness and death of culture. The Anglo-American world may gain world dominion; but without the Threefold Social Order it will, through this dominion, pour out cultural death and cultural illness over the whole earth; for these are just as much a gift of the Azuras as lies are a gift of Ahriman, and self-seeking, of Lucifer. So the third, a worthy companion of the other two, is a gift of the Azuric powers! We must get the enthusiasm from these things which will fire us now really to seek ways of enlightening as many people as possible. Today the mission of those with insight is the enlightenment of humanity. We must do as much as possible to oppose to that foolishness which fancies itself to be wisdom, and which thinks it has made such marvellous progress—to oppose to that foolishness what we can gain from the practical aspect of anthroposophically-orientated spiritual science. My dear friends, if I have been able to arouse in you in some measure the feeling that these things must be taken with profound seriousness, then I have attained a part of what I should very much like to have attained through these words. When we meet again in a week or two, we shall speak further of similar things. Today I wished only to call forth in you a feeling that at the present time the really most important work is to enlighten people in the widest circles.
|
184. The Polarity of Duration and Development: Fifth Lecture
14 Sep 1918, Dornach Rudolf Steiner |
---|
Well, for more distant times, this possibility of understanding does not extend that far. And if one does not have resignation, then Kant-Laplacean theories or the like come out. I have spoken about this often enough. What, after all, is a Kant-Laplacean theory other than the impotent attempt to use the intellect of the present to think about the origin of the world, despite the fact that our understanding, our normal state of mind, has distanced itself so far from this origin of the world that what we think about time with our present understanding of the world, which should coincide with the Kant-Laplacean theory, can no longer resemble it at all. |
Then, however, something different emerges than the Kant-Laplacean theory, for example, what we carry within us in our physical being. You know that, according to its nature, it is our oldest, going back to the fourth past incarnation on earth. |
But the very archetype of all philosophical philistinism, Wilhelm Traugott Krug, who taught in Leipzig from 1809 to 1834 and wrote a great many books on everything from fundamental philosophy to the highest stages of philosophy, demanded that Hegel's philosophers should not only deduce concepts but also the development of the pen – something that infuriated Hegel. |
184. The Polarity of Duration and Development: Fifth Lecture
14 Sep 1918, Dornach Rudolf Steiner |
---|
Recently I have become aware of mystics who have attempted to elucidate the nature of the human being in the following way. I will quote the result to which they believe they have arrived. They say something like this: If we look at the human being as he walks on earth, his whole existence is a kind of riddle. His soul-being towers mightily above what he is able to represent in his entire humanity, to reveal himself, as it were, in the living out of the interrelationship with other people. Therefore, one must assume - so such mystics think - that man is actually something quite different in his essence from what he appears to be here in his earthly walk. He must be a comprehensive cosmic being, who, according to his inner nature, is much, much more powerful than what he presents himself as being here on earth; he must have forfeited his place in the great cosmos for some reason and must have been banished into this earthly existence – as for example, a mystic follower of this direction - to learn modesty here, to learn to be modest here, to feel small here for once, while in truth he is a great, powerful cosmic being, but who in some way has made himself unworthy to live out this cosmic being. I know that there are many people who just laugh at such an idea. But the one who understands life from a deeper point of view knows that even such a mystical idea ultimately arises from the great difficulty of solving the riddle of life, which difficulty imposes itself ever more sharply and sharply on the human soul, precisely the more this human soul seeks to delve into true reality. I do not, of course, want to cite anything in particular in support of this idea of a modern mystical trend, which I have just characterized. I just wanted to cite it as something that has also found a place in human souls as a concept. One could just as easily cite a dozen other, more or less philosophical or mystical solutions to the human riddle in abstracto. If one then tries to understand the reason why the most diverse people try to understand in such different ways, sometimes in quite unusual ways, what it actually means to be human here on earth, one comes to different conclusions. Above all, it is found that precisely with regard to the great, real questions of existence, people do not want to fulfill one thing for themselves, which they certainly admit on a small scale on every possible daily occasion: on every possible daily occasion, man will admit that one should not obscure the truth with one's desires, that what one desires to be true cannot be decisive for the objectivity of the truth. In ordinary life, in small matters, man will readily admit this; but in the great matters we see, as it were, the impossibility for people to arrive at a realistic world view, precisely because people cannot help asserting their desires when it comes to grasping the truth. And most of the time, it is precisely those desires that play a major role that could be called unconscious desires, which a person does not even admit are desires in his soul. Yet these desires are present in the soul; they remain subconscious or unconscious. And that would be the task of spiritual training: to make one aware of such desires that remain unconscious, in order to rise above the illusory life and penetrate into the sphere of truth. These unconscious desires play a particularly important role when the highest truths of life are to be asserted within the human being, the truths about the essence of human life itself, let us say now of this ordinary human life as it unfolds in the physical world between birth and death. A real, appropriate, realistic consideration must always look at the whole course of life if life is to be understood. And just imagine that such a realistic consideration of life should yield a result that man, even if only in his subconscious desires, does not desire at all. Then man would do anything to get away from such an inconvenient result by means of apparent logic. Surely, if we consider only life on earth, there is nothing to suggest that the truth must correspond to human desires, even if these desires are unconscious. It could, after all, be that the truth about human life is also completely unpleasant. Spiritual science shows that this is truly the case. Of course, a higher point of view can be found from which the matter may appear differently. But for the life that a person would like to lead on this earth, a truthful examination shows that the truth about man is such that most people who are too comfortable in life feel a slight shudder - albeit a subconscious shudder, but you will understand what I mean - a slight unconscious, sometimes very strong subconscious shudder. But then the whole of human life must be considered. We know that this whole of human life, when considered objectively and in detail, breaks down into distinct periods. You can read about these periods in my little booklet The Education of the Child from the Point of View of Spiritual Science. We know that we can only understand the human being by observing life, first from birth to the change of teeth, from the change of teeth to sexual maturity, from sexual maturity to the beginning of the twenties, let us say on average to the age of twenty-one; then again to the age of twenty-eight. We can understand the human being's life in the same way that we seek to understand anything scientifically, by looking at the seven-year cycles of human life. Significant events occur in human life during each of these periods. From what we mentioned again yesterday, you know that the human being stands in life, integrating himself into the cosmos – I reminded you of the image of the magnetic needle yesterday – so that, for example, the formation of his head points far, far into the distant past, and the formation of his extremities points into the distant future, just as the magnetic needle points with one pole to the north and with the other pole to the south. But this alignment with the cosmos is different in each of the main human periods. In each of the main human periods, different forces intervene in the organization of humanity. In the first seven years of our lives, something quite different prevails in us than in the second seven years. Everything that comes to expression in the seventh year, in that, one might say, all the growth is dammed up, as at a bank, by the eruption of the permanent teeth, everything that is dammed up in the eruption of the permanent teeth plays out of the forces of the cosmos in the first seven years of life. And again, there is something that the human being takes back in his education. What the human being takes back in his education, by becoming sexually mature, that with which he, I would like to say, tinges himself, it forms in that certain developmental forces, which are thoroughly grounded in the cosmos, develop in the second epoch of life and so on. Now the thing is that one must say: in the whole human being, the various members do interact. The child, up to the change of teeth, also develops a certain psychic activity; and this psychic activity is extraordinarily important, especially in these first years of life. I am reminded of the truly wise saying of Jean Paul, who said that at the beginning of his life, one undoubtedly learns more for life from one's nurse than from all one's professors in the academic years. There is something very wise and very true in this saying. One must only assess things in the right way. One learns a lot in these first seven years of life, but what is learned remains, so to speak, intellectually and otherwise in the dullness of the soul life, which is still almost a physical life, down below. But if you read my booklet 'The Spiritual Guidance of the Human Being and of Humanity', you will see that this life, which the child develops in the first seven years, can also be evaluated differently from the usual way. In these first seven years, there is truly not much wisdom in the human organism. When the child - as the bourgeois expression goes - has seen “the light of day”, his brain is still quite undifferentiated. It only differentiates over time, and what emerges in terms of brain structures truly corresponds, when studied, to influences of a deeper wisdom than anything we can muster in later life when we construct machines or do anything scientifically. Of course, we cannot do this later in a conscious way, which we do unconsciously when we have just seen the light of the world, as I said. Cosmic reason rules in us, that cosmic reason of which we also had to speak when we mentioned the development of language. Truly, a high cosmic reason rules in the human being in the first seven years of life. In the second seven years of life, this cosmic reason then focuses on tingeing the human being with what leads to sexual maturity; there it prevails, this cosmic intellectuality, to a small extent already. One might say: that which remains, which is not used inwardly, well, that just rises up into the head. And it affects the head – and usually it is afterwards! But what affects the head is actually something that is spared in the inner being, in the unconscious of the soul life. And then it continues in seven-year periods. Nowadays, the usual approach is to study the whole of human life, the so-called normal human life; because to study this normal human life, a certain devotion is necessary, first to the real human being, but then also to the great cosmic laws. And however strange it may sound, what takes place in the first seven years of childhood cannot be understood, not as a child, not as a young man or woman, not even when one imagines that one has already grasped the whole of life in one's twenties. One cannot understand it. One can come to some understanding of what takes place in childhood if one seeks this understanding inwardly in the human being, in inner experience, say between the ages of fifty-six and sixty-three. Old age, old age itself, only gives us the opportunity to gain a slight insight into what rules in us during the first seven years of childhood. This is an uncomfortable thing, because today, when a person has barely outgrown the young badger years, he wants to be a full human being. And today it is uncomfortable to admit to oneself that there is something in the world, even in oneself, that can only be understood at the turn of fifty. And again, if it is a matter of understanding, of inner-human understanding, as we can first achieve it as human beings, then we can learn to understand something of what takes place in human nature during the years in which sexual maturity develops, that is, from the seventh to the fourteenth year of life. This takes place between the ages of forty-nine and fifty-six, at the beginning of the fifties. It would be good if such truths were to be recognized, because through such truths one would learn to understand life, while the other truths that are usually established about human beings are such as one wishes. One just does not realize that unconscious desires are there. And again, what takes place in us from puberty to the age of twenty-one, one gets some inner, experienced insight into that, so that one can have a certain judgment about it between the forty-second and forty-nine, and again, what happens in the twenties up to the twenty-eighth year, about that one can get some information between the thirty-fifth and forty-second year. What I say about these things is based on real observation of life, which one must do by training oneself in spiritual-scientific observation, and not by engaging in the kind of nonsense of self-knowledge that is often called self-knowledge today, but by engaging in real self-knowledge, that is, by engaging in knowledge of human nature. And it is only in the period from about twenty-eight to thirty-five that one can experience something and at the same time understand it by experiencing it; there is a certain balance between understanding and thinking. In the first half of life one can think various things, one can imagine various things; in order to experience with understanding what one can imagine in the first half of life, one must await the second half of life. It is an uncomfortable truth, but that is how life is. I can even imagine people saying: Yes, if the human being is so circumscribed in his or her entire inner conformity to law, where does that leave the free will of the human being? Where does freedom go? Where is the consciousness of humanity? - Certainly, I can also imagine that someone feels unfree because he cannot be in Europe and America at the same time, that someone feels unfree because he cannot reach down to the moon. But facts do not conform to human desires. Even when it comes to man gaining insight into himself, it is necessary to face the facts. These facts are as follows: We do not live a life that is constantly changing and metamorphosing for no reason. We live this life in such a way that each period of life has its meaning and significance in relation to others. And for that we live, as we say, the normal life, if we are granted such, until the age of sixty — we will also talk about early death from this point of view tomorrow — in a way that only in the second half of life does it become clear to us what prevails in the first half of life. People would be able to orient themselves in the world much more securely and correctly if this knowledge of life were to gain some ground. For then they would build on a true foundation of life, whereas today, because they do not base themselves on objectivity but on desires, they often simply cling to the idea that one must learn something until one's twenties, but after that one is a finished person, then one is ready for anything in life. In this way one completely overlooks the inner coherence of life. To get to know life is really an inner task. And one must not forget, especially when it comes to this intimate task, that desires must remain silent and that objectivity must be taken into account. Now a certain balance is emerging in the course of human evolution. In earlier times the matter was quite different, as I have already presented: You remember how I spoke of the human development from the Atlantic time until today, of the ever-younger becoming of humanity. A certain equalization has occurred in that in the course of evolution it has been found that one element was related to the other. If that had not occurred, then one would simply have to keep the matter in life so: A person in their twenties would have to believe a forty-year-old when it comes to certain things that relate to truths in a person that can only be grasped as vividly as I have characterized them in the forties. It is not quite like that, but in the course of human development, the concepts themselves, the ideas, have become such that one can have a certain intuitive conviction at one age and at the other. If you are sufficiently devoted to let the forty- and fifty-year-olds tell you about their life experiences, provided, of course, that they have had any, today people usually don't, if you let yourself be told about these life experiences when you are still younger, you are not dependent on mere authority authority, that has already become the case through development; but by thinking – as a young person one can only think – there is more to the way and character that the thoughts have taken than what merely appeals to faith. There is already a certain possibility in it to also understand. Otherwise one would have to say: in youth man thinks, in old age he comprehends. But there is already something in it that can teach one more than a religious belief, a mere authoritative conviction. This gives a certain balance. But take what I have said as a truth of life. If you take it as a truth of life, it will shed light on the practice of life. Just think, when what I have said is present in life, when it is thought and felt and sensed by people, how it expresses itself in the relationship between people! How it creates, as it were, binding links from soul to soul! A person who is still young looks at the old in a special way when he knows: He can experience something that, in relation to him, who can only think, is an understanding of what is thought. One is interested in a completely different way in the messages that a person in a different age can give, if one understands life in such a way. And one retains one's interest, even when one has reached a higher age, for what abounds as younger people, even as children. They remember how often I have said: The wisest can learn from the little child! Of course, the wisest of all will gladly and lovingly learn from a small child. Even if he does not want to be taught by a small child about morals or other views of life, he would be able to gain an infinite amount of wisdom from the child, especially with regard to cosmic secrets, which are expressed quite differently in a small child than in a later human being. The interest that prevails from soul to soul increases quite substantially when such things are not mere abstract theories, but when such things are wisdoms of life. Real spiritual science has the peculiarity of strengthening, enhancing, and reinforcing the bonds of love that people have for one another, which must essentially be based on the bonds of mutual interest. Ordinary wisdom can leave people dry, as dry as some scholars are. Spiritual science, truly grasped in its substance, cannot leave people dry, but will, under all circumstances, make people love, wants to strengthen and increase mutual human interest. I had planned to tell you a small number of such things today, things that are unpleasant for life, but are truths, are facts, because one does not progress spiritually if one does not get used to boldly facing facts, even if they are uncomfortable. Another fact is this – it is already clear from yesterday's observations – that the intellect, as we can achieve it in the present cycle of humanity, is only suitable for awakening understanding over a certain period of time. I do not envy those people who today set about translating Aeschylus, or even Homer, the Psalms and so on, truly, I do not envy them! That faith can exist in our time, such philistine fibbing as Mr. Wilamowitz' translations of the Greek dramas, which really betray Aeschylus or whatever, that is just a sad sign of the times. You can't observe as soon as something big happens; often you don't even have the patience to observe small things. It would be good to try to observe small things as an exercise. I will give you an example of a very childlike, small thing. Recently I read an article in one of these international magazines published here in Switzerland, in which the socialist writer Kautsky complained about a Russian socialist who quoted Kautsky in the most terrible way, so that the opposite of what is in Kautsky's books is given as Kautsky's opinion. That there was any intentional distortion of Kautsky's text was, given the nature of the matter and the personalities involved, quite out of the question. I then read the article by the person in question myself, but I also found it curious that what was quoted was presented as Kautsky's opinion. And while I was still reading, I formed an opinion about it, because I was interested in how something like this could be possible at all; but I very soon realized, by reading the essay, what must have happened, and this was also confirmed to me afterwards because the person concerned apologized; but I only saw that later. The person in question had not read Kautsky's book in German, but had read it in Russian translation, and, having written his essay in German, had retranslated it. So that was what had happened: translation from German into Russian and retranslation. In the process, the opposite of what was in the German book came out and was quoted! All that is needed to turn things upside down is to translate a text from one language into another, honestly and accurately! It is not even necessary to talk about incorrect facts, but basically only about the principles that are commonly applied in translation today. The observation I have made is a small, childish one. But anyone who has the patience to observe such things in life should no longer find it incomprehensible when he is told that it is impossible to understand Homer with what is available to us today; it is only an imagined understanding. Now, that is the external side of the matter. But there is also an essential internal side to the matter. The state of mind in Homer's time was so essentially different from the state of mind of today's man that today's man is also far removed from the possibility of understanding Homer. For today's state of mind is such that it is essentially tinged with intellectuality. That was not the Homeric state of mind. Man today cannot discard this tinge if he remains in the ordinary everyday state of mind. This state of mind forces man more strongly than he believes, and more strongly than he is aware of, to live in abstract terms, in which Homer did not live at all. But it is difficult for people to reconcile this with their subconscious or unconscious desires, so they say to themselves: Yes, with the understanding that is the normal understanding of the present, one must refrain from understanding something that comes from the time of Homer or even from the time of Aeschylus. This renunciation of man is something that does not correspond at all to the subconscious desires. This is where spiritual science must intervene, which does not remain with the ordinary state of mind, but evokes a comprehensive state of mind so that one can place oneself in states of mind that are different from the normal states of mind of the present. With the means of spiritual science, one can in turn penetrate into that which cannot be reached with the present-day mind, with the present-day state of mind. It would be of immense importance for the modern man to say to himself: Only over a certain stretch of the development of humanity does the understanding that we can have extend. Even with a view to the future, it is not entirely unimportant to keep such things in mind. No matter how clearly you express yourself today, no matter how clearly you write or speak, record what is spoken, it will not be too long before, in the near future, times will move faster, if I may use the paradoxical expression, than they did in the past, it will be completely impossible to understand what we speak or write today in the same way as we understand it. It is only possible for our understanding to comprehend what we speak and write over a certain period into the future. The historian goes back to documents and wants to rely only on external documents. But it does not depend on whether one understands something or not, whether documents are there or not, but whether the possibility of understanding extends that far. Well, for more distant times, this possibility of understanding does not extend that far. And if one does not have resignation, then Kant-Laplacean theories or the like come out. I have spoken about this often enough. What, after all, is a Kant-Laplacean theory other than the impotent attempt to use the intellect of the present to think about the origin of the world, despite the fact that our understanding, our normal state of mind, has distanced itself so far from this origin of the world that what we think about time with our present understanding of the world, which should coincide with the Kant-Laplacean theory, can no longer resemble it at all. This knowledge, that it is necessary to resort to other types of knowledge when going beyond a certain period of time and distance, is what spiritual science must also produce. Man cannot recognize anything beyond a certain age if he does not resort to spiritual scientific research, if he does not try to understand existence with senses other than those to which the intellect is bound. Now, if we consider what I have just said, we can see how narrow the horizon of the modern man must be if he does not want to resort to other levels of research, to other levels of knowledge, for those things that ordinary intellectuality, which is actually the prevailing one today, does not suffice to recognize. We know that one can ascend to imaginative, inspired and intuitive knowledge. These types of knowledge then lead to other paths; only they can supplement what can only be seen as an island of existence if one relies on the present state of the soul. That which comprises the present state of mind is actually bound to the human ego; you can read about this in my “Theosophy”, “Secret Science in Outline” and so on. But the human being also carries other aspects of their being within them: we know of the astral body, the etheric body and the physical body. But the soul's usual state today does not extend down into the astral body, not into the etheric body, not into the physical body. For what the anatomist recognizes from the outside is, after all, the outside. The inner recognition does not extend beyond the ego, let alone beyond the physical body. One must come to observe the human being from the inside with understanding, and the knowledge of life of which I spoke at the beginning of today's reflections is a beginning of this inner knowledge, and what one can comprehend in the second half of life is a beginning, albeit a weak beginning. When one takes hold of the human being inwardly, one descends from the mere intellect to the sphere of the will. Yesterday I mentioned that the subject of the will, the actual volition in us, preserves the cosmic memory. So one must descend into the human being. What the human being could develop if he had the will to do so, by developing normal wisdom in the second half of life, would be a beginning of this descent. It would not shed much light, but it would shed light on what the human being needs to live. But if he then descends with the developed higher knowledge, then by descending into his own being the memory of the cosmos opens up to him. Then, however, something different emerges than the Kant-Laplacean theory, for example, what we carry within us in our physical being. You know that, according to its nature, it is our oldest, going back to the fourth past incarnation on earth. If you go down there, you learn to recognize what this fourth past incarnation on earth was like in the Saturn era. But one can learn from the ordinary wisdom that opens up in the second half of life what one has to do to penetrate deeper and deeper into the nature of the human being, who is an image of the world, and by learning to recognize this image, to recognize the world. It is usually subconscious or unconscious desires that dominate a person when he thinks up something with a light heart or in complete comfort, something that he should actually say is not accessible to his thinking, such as the Kant-Laplace theory or something similar. And so we touch again – we must, I would like to say, approach our tasks in circles – that which prevents people of the present from building the bridge between ideality and reality, which is of course of great concern to us now. People of all ages have tried to find a way beyond these things. But it is difficult to fully understand these things, precisely because it is uncomfortable to approach the real facts. In our time it has become customary, I might say, everywhere to recognize half of the matter, the other half not. Here is a classic example: Karl Marx once said that philosophers had so far only endeavored to interpret the world with their concepts; but what was important was to change the world, one really had to find thoughts that would change the world. The first part is absolutely correct. Philosophers have endeavored, insofar as they are philosophers, to interpret the world, and if they were a little clever, they did not believe that they could do anything other than interpret the world. But the very archetype of all philosophical philistinism, Wilhelm Traugott Krug, who taught in Leipzig from 1809 to 1834 and wrote a great many books on everything from fundamental philosophy to the highest stages of philosophy, demanded that Hegel's philosophers should not only deduce concepts but also the development of the pen – something that infuriated Hegel. But even in this field, resignation is necessary, resignation that says: Of course, we human beings are called upon to change the world as whole human beings, insofar as the world consists of human life. But thinking, the thinking of the present, is simply not capable of bringing about this change. One must have the resignation to say to oneself: This thinking, which the human being of the present has, which is so gloriously sufficient, which is really quite suitable for understanding nature, this thinking is completely unsuitable for achieving something when it comes to the will to act. But that is an uncomfortable truth. Because once you see through this, you no longer say: Philosophers have so far endeavored to interpret the world, but what matters is changing the world – and secretly believe that they can contribute to this through some dialectic; instead, you say to yourself: Philosophers have only been sufficient for interpreting things because philosophers can cite them. With nature, it is enough for us to merely interpret it, because nature is, one might say, thank God, there without us, and we can content ourselves with interpreting it. Social and political life is not there without us, and we cannot be content with merely grasping it with such concepts, which are only suitable for interpreting life and not for shaping it. It is necessary to rise from mere theorizing, which mostly consists of hallucinations, as I explained yesterday, and which is so truly the hobbyhorse of the present, to the life of reality. And the life of reality in the facts demands that one does not take it so straightforwardly, this life, as one is accustomed to taking it. Certainly, ideas that one person conveys to another lead to something; but they do not always lead to the same thing. There are no absolute truths, just as there are no absolute facts, and there are no absolute facts just as there are no absolute truths. Everything is relative. And the effect of something I say is determined not only by whether or not I believe it to be true, but also by the nature of the people in a particular age, and how they react to it, if I may use the expression. I will cite a significant case that is very important to consider. If you go back to around the 14th century of the Christian era, you could present mysticism to people before that century. In those days, mystical concepts still had the power to educate and inspire people. The Oriental population of Asia, the Indian, Japanese, Chinese, has retained these qualities in many ways, because older qualities are preserved by certain members of humanity in later times. One can still study many things in the present that were also the case with European populations in earlier times; but the whole state of mind of humanity has changed. And anyone who passes on mysticism today, for example, must be aware that we are approaching the age when, by teaching mysticism, real mysticism – Meister Eckhart's, Tauler's, and the like, you teach them by the way they react to it, what Lucifer only coaxes out of man, what brings them to bickering and quarreling. And it may well be that there is no better way to prepare a sect for quarreling and fighting, for disunity, for mutual grumbling, than to give them mystically pious speeches. Now, when understood in a straightforward way, this seems almost impossible; but it is a factual truth. It is a factual truth because it depends not only on the content of what one says, but on the way in which the person reacts to things. And one must know the world. And above all, one must not base one's views on one's desires. I can always remember the conversation I once had in a southern German town with two Catholic priests who were in my lecture, which I gave at the time on the Bible and wisdom. The two Catholic priests could not really object to anything. The lecture contained precisely the things about which they could not reasonably object. But priests, even if they cannot object, cannot of course accept something like that; so they have to object to something. So they said: Yes, in terms of content, we could indeed say roughly what you said. But what we say, we say in such a way that every person can understand it; you, after all, are only saying it for a certain number of people who have a certain education, and what is said for people must be understandable for everyone. - Then I said to them: Yes, you see, what you believe is understandable to all people, and what I believe about it, that is not the point. What matters is not our theoretical views about what people understand, but the study of reality. And there you can easily do a reality test yourself. I ask you: If you now apply these methods and present this in your church today in the way you believe that all people will understand it – will all people go to your church, or aren't some already staying away today? That some stay away is much more important than you believing that you speak for all people. Because the reality is that some do stay away. That you believe you speak for all people is your belief. And for those who no longer go to church with you, I speak for them, because I believe that one has to submit to reality and that one can also speak to those who no longer go to church but who are still entitled to seek the path to the spiritual worlds. Here, in a trivial example, the difference is illuminated between how one thinks realistically, letting one's views be dictated by reality, and how most people believe they know what they just imagine, think up and wish for, and then swear by it. The reality researcher is even prepared at any time to discard anything he considers right, and when the facts teach him, to come to a different line of thought, because reality is not as straightforward as people wish it to be. And so it may well be, and will increasingly be the case – this is the trend of the development of human nature – that while you want to teach the most pious mysticism, the most heartfelt mysticism of a sect, the people of that sect become more and more quarrelsome and quarrelsome. But it is just as unwise to teach people one-sided scientific views. To gain scientific knowledge, one needs a great deal of acumen, and you know that I am not at all inclined to be in any way inferior to anyone in fully recognizing scientific truths. But the fact also exists that if one were to teach the world only scientific truths or scientifically-oriented truths, the acumen that is applied to finding scientific truths would contribute significantly to condemning people to a lack of freedom. Just as one-sided mysticism would increasingly lead to quarrels and disputes, one-sided natural science in the sense of today's time would lead people to inner bondage, to inner bondage. So you see, it is fully considered when spiritual science strives neither to be one-sidedly mystical nor one-sidedly scientific, but to do justice to each individual without underestimating or overestimating it, but progressing from duality to trinity. Not the either-or, but the both-and, illumination of the one by the other, that is what spiritual science leads to by itself. For example, a person with a purely scientific mind who rants about mysticism is always going to be in the wrong, because what he says will generally be nonsense. But it is just as wrong, as a rule, for a purely mystical person who knows nothing of scientific knowledge to rant about science. Only a mystic should grumble about mysticism, if I may vary it, and only someone who knows about natural science should grumble about natural science now and then. Then his things will be as he says, because they will be weighed correctly. But it will always be bad if someone who does not understand natural science and perhaps believes himself to be a great mystic passes judgment on it, or if a scientist does not understand mysticism and passes judgment on mysticism. It has often been said in spiritual scientific circles that certain truths must appear paradoxical to people because they so strongly contradict the complacency of ordinary life. Today I have presented you with a whole series of things that have, so to speak, struck your soul without being resolved. I have presented you with some facts of life that have to be admitted even if one would like things to be different. Many a person who today considers himself a great person, who is capable of much, has no idea of these truths of life. But this is precisely the basis of the catastrophes of our time, that our time so urgently needs to get to know this life and does not want to get to know this life. Tomorrow we will talk about some of the things that should lead to the resolution of some contradictions that have rightly been brought to your souls today. |
4. The Philosophy of Spiritual Activity (1963): The World as Perception
Tr. Rita Stebbing Rudolf Steiner |
---|
(I mention this at this point explicitly because it is here that my difference with Hegel lies. For Hegel, the concept is the primary and original.) [ 2 ] The concept cannot be gained from observation. |
After the appearance of the 2nd edition of the Kritik in 1787, Kant became famous everywhere in German intellectual circles, and his views were regarded as those of an oracle. |
Otto Liebmann (1840–1912) was well known for his writings on Kant's philosophical world-view.29. Johannes Volkelt (1848–1930), Immanuel Kant’s Erkenntnistheorie, Immanuel Kant's Theory of Cognition, Hamburg, 1879. |
4. The Philosophy of Spiritual Activity (1963): The World as Perception
Tr. Rita Stebbing Rudolf Steiner |
---|
[ 1 ] Concepts and ideas arise through thinking. What a concept is cannot be stated in words. Words can do no more than draw attention to our concepts. When someone sees a tree, his thinking reacts to his observation, an ideal counterpart is added to the object, and he considers the object and the ideal counterpart as belonging together. When the object disappears from his field of observation, only the ideal counterpart of it remains. This latter is the concept of the object. The further our range of experience is widened, the greater becomes the sum of our concepts. But a concept is never found isolated. Concepts combine to form a totality built up according to inherent laws. The concept “organism” combines, for example, with those of “gradual development, growth.” Other concepts formed of single objects merge completely. All concepts that I form of lions, merge into the general concept “lion.” In this way the single concepts unite in an enclosed conceptual system, in which each concept has its special place. Ideas are not qualitatively different from concepts. They are but concepts that are richer in content, more saturated and comprehensive. At this particular point I must draw special attention to the fact that thinking is my point of departure, and not concepts and ideas which must first be gained by means of thinking. Concepts and ideas already presuppose thinking. Therefore, what I have said about the nature of thinking, that it exists through itself, that it is determined by nothing but itself, cannot simply be carried over and applied to concepts. (I mention this at this point explicitly because it is here that my difference with Hegel lies. For Hegel, the concept is the primary and original.) [ 2 ] The concept cannot be gained from observation. This can already be seen from the fact that the growing human being slowly and gradually forms concepts corresponding to the objects surrounding him. The concepts are added to observation. [ 3 ] A much-read contemporary philosopher, Herbert Spencer,23 describes the mental process which we carry out in response to observation, in the following way:
A closer examination gives a very different result from what is described above. When I hear a sound, the first thing I do is to find the concept that corresponds to this observation. It is this concept that takes me beyond the sound. Someone who did not reflect further would simply hear the sound and be content with that. But, because I reflect, it becomes clear to me that I have to understand the sound as an effect. It is therefore only when I connect the concept of effect with the perception of the sound that I am induced to go beyond the single observation and look for the cause. The concept of effect calls up that of cause; I then look for the object which is the cause, and in this case I find it to be the partridge. But these concepts, cause and effect, I can never gain by mere observation, however many instances I may have observed. Observation calls up thinking, and it is thinking that then shows me how to fit one individual occurrence to another. [ 5 ] If one demands of a “strictly objective science” that it must take its content from observation alone, then one must at the same time require that it is to desist from all thinking. For by its very nature, thinking goes beyond the observed object. [ 6 ] We must now pass from thinking itself to the being who thinks, for it is through the thinker that thinking is combined with observation. Human consciousness is the stage upon which concept and observation meet one another and become united. In saying this, we have at the same time characterized human consciousness. It is the mediator between thinking and observation. Insofar as the human being observes an object, it appears to him as given; insofar as he thinks, he appears to himself as active. He regards what comes to meet him as object, and himself as thinking subject. While he directs his thinking to the observation, he is conscious of the object; while he directs his thinking to himself he is conscious of himself, or is self-conscious. Human consciousness of necessity, must be self-conscious at the same time, because it is a thinking consciousness. For when thinking turns its attention to its own activity, then its own essential being, that is, its subject, is its object as well. [ 7 ] It must, however, not be overlooked that it is only with the help of thinking that we can define ourselves as subject and contrast ourselves with objects. For this reason, thinking must never be understood as a merely subjective activity. Thinking is beyond subject and object. It forms these two concepts, just as it forms all others. When therefore as thinking subject, we refer a concept to an object, we must not understand this reference as something merely subjective. It is not the subject that makes the reference, but thinking. The subject does not think because it is subject; rather it appears to itself as a subject because it is able to think. The activity carried out by man as a thinking being is, therefore, not a merely subjective activity. Rather it is neither subjective nor objective; it is an activity that goes beyond both these concepts. I ought never to say that my individual subject thinks; in fact, my subject exists by the very grace of thinking. Thinking, therefore, is an element that takes me beyond myself and unites me with the objects. Yet at the same time it separates me from them, inasmuch as it sets me, as subject, over against them. [ 8 ] Man's twofold nature is due to this: he thinks, and in so doing encompasses himself and the rest of the world; but at the same time, it is also by means of thinking that he defines himself as an individual who confronts the objects. [ 9 ] The next step is to ask ourselves: How does the other element,—that in consciousness meets with thinking—which we have so far simply called the object of observation, enter our consciousness? [ 10 ] In order to answer this question, we must separate from our field of observation all that has been brought into it by thinking. For the content of our consciousness at any moment is already permeated with concepts in the most varied ways. [ 11 ] We must imagine a being with fully developed human intelligence suddenly waking into existence out of nothing, and confronting the world. Everything of which it was aware before its thinking activity began, would be the pure content of observation. The world would then reveal to this being nothing but the mere disconnected aggregate of objects of sensation: colors, sounds, sensations of pressure, warmth, taste and smell, then feelings of pleasure and displeasure. This aggregate is the content of pure, unthinking observation. Over against it stands thinking, ready to unfold its activity if a point of attack can be found. Experience soon shows that it is found. Thinking is able to draw threads from one element of observation to another. It connects definite concepts with these elements and thereby brings about a relationship between them. We have already seen above how a sound that comes to meet us is connected with another observation by our identifying the former as the effect of the latter. [ 12 ] If we now remind ourselves that the activity of thinking is never to be understood as a subjective activity, then we shall not be tempted to believe that such relationships, established by thinking, have merely a subjective value. [ 13 ] Our next task is to discover by means of thinking reflection what relation the above-mentioned directly given content of observation has to our conscious subject. [ 14 ] The varied ways of using words make it necessary for me to come to an agreement with my readers concerning the use of a word which I shall have to employ in what follows. I shall use the word perceptions for the immediate objects of sensation enumerated above, insofar as the conscious subject becomes aware of them through observation. It is therefore not the process of observation, but the object of observation which I call perception.25 [ 15 ] I do not choose the word sensation because in physiology this has a definite meaning which is narrower than that of my concept of perception. I can call a feeling in myself a perception, but not a sensation in the physiological sense. But I also become aware of my feelings by their becoming perceptions for me. And the way we become aware of our thinking through observation is such that we can also call thinking, as it first comes to the notice of our consciousness, a perception. [ 16 ] The naive man considers his perceptions, in the sense in which they directly seem to appear to him, as things having an existence completely independent of himself. When he sees a tree he believes, to begin with, that it stands in the form which he sees, with the colors of its various parts, etc., there on the spot toward which his gaze is directed. When in the morning he sees the sun appear as a disk on the horizon and follows the course of this disk, his opinion is that all this actually exists (by itself) and occurs just as he observes it. He clings to this belief until he meets with further perceptions which contradict those he first had. The child who has as yet no experience of distance grasps at the moon, and does not correct his first impression as to the real distance until a second perception contradicts the first. Every extension of the circle of my perceptions compels me to correct my picture of the world. We see this in everyday life, as well as in the intellectual development of mankind. That picture which the ancients made for themselves of the relation of the earth to the sun and to the other heavenly bodies had to be replaced through Copernicus by a different one, because theirs did not accord with perceptions which were unknown in those early times. A man who had been born blind said, when operated on by Dr. Franz,25a that the idea of the size of objects which he had formed by his sense of touch before his operation, was a very different one. He had to correct his tactual perceptions by his visual perceptions. [ 17 ] Why are we compelled to make these constant corrections of our observations? [ 18 ] A simple reflection will answer this question. When I stand at one end of an avenue, the trees at the far end seem smaller and nearer together than those where I stand. The picture of my perception changes when I change the place from which I am looking. The form in which it appears to me, therefore, is dependent on a condition which belongs not to the object, but to me, the perceiver. It is all the same to the avenue where I stand. But the picture of it which I receive depends essentially on the place where I stand.' In the same way, it is all the same to the sun and the planetary system that human beings happen to consider them from the earth; but the perception-picture of the heavens which human beings have is determined by the fact that they inhabit the earth. This dependence of our perception-picture upon our place of observation is the easiest one to grasp. Matters already become more difficult when we learn how our perceptions are dependent on our bodily and spiritual organization. The physicist shows us that within the space in which we hear a sound, vibrations of the air occur, and also that in the body in which we seek the origin of the sound, vibrating movements of its parts will be found. We perceive this movement as sound, but only if we have a normally constructed ear. Without this, the whole world would be forever silent for us. From physiology we know that there are people who perceive nothing of the splendor of color surrounding us. Their perception-picture shows only degrees of light and dark. Others are blind to one color, e.g., red. Their picture of the world lacks this shade of color, and therefore is actually a different one from that of the average person. I would call the dependence of my perception-picture on my place of observation, a mathematical one, and its dependence on my organization a qualitative one. The first determines the proportions of size and mutual distances of my perceptions, the second their quality. The fact that I see a red surface as red—this qualitative determination—depends on the organization of my eye. [ 19 ] My perception-pictures, then, are subjective to begin with. Knowledge of the subjective character of our perceptions may easily lead to doubt that there is any objective basis for them at all. If we know that a perception, for example, that of the color red or of a certain tone, is not possible without a specific structure of our organism, it is easy to believe that it has no existence at all apart from our subjective organization, that without the act of perceiving—the objective of which it is—it would have no kind of existence. This view found a classical exponent in George Berkeley.26 His opinion was that man, from the moment he realizes the significance the subject has for perception, is no longer able to believe in the presence of a world without the conscious spirit. He said:
According to this view, nothing remains of the perception, if one disregards the fact of its being perceived. There is no color when none is seen, no sound when none is heard. Apart from the act of perception, extension, form and motion exist as little as do color and sound. Nowhere do we see bare extension or form; these are always connected with color or some other quality unquestionably dependent on our subjectivity. If these latter disappear when our perception of them disappears, then the former, being bound up with them, must likewise disappear. [ 20 ] To the objection that even if figure, color, sound, etc., have no other existence than the one within the act of perception, yet there must be things that exist apart from consciousness and to which the conscious perception pictures are similar, the above view would answer that a color can be similar only to a color, a figure only to a figure. Our perceptions can be similar only to our perceptions, and to nothing else. What we call an object is also nothing but a collection of perceptions which are connected in a particular way. If I strip a table of its form, extension, color, etc.,—in short, of all that is only my perception—then nothing else remains. If this view is followed to its logical conclusion, it leads to the assertion that the objects of my perceptions are present only through me and, indeed, only in as far as, and as long as I perceive them. They disappear with the act of perceiving them, and have no meaning apart from it. But apart from my perceptions I know of no objects and cannot know of any. [ 21 ] No objection can be made to this assertion as long as in general I merely take into account the fact that the perception is partially determined by the organization of my subject. It would be very different if we were able to estimate what function our perceiving has in bringing about a perception. We should then know what happens to the perception during the act of perceiving, and could also determine how much of it must already have existed before it was perceived. [ 22 ] This leads us to turn our consideration from the object of perception to its subject. I perceive not only other things; I also perceive myself. The immediate content of the perception of myself is the fact that I am the stable element in contrast to the continually coming and going perception-pictures. The perception of the I can always come up in my consciousness while I am having other perceptions. When I am absorbed in the perception of an object that is given, then, for the time being, I am conscious only of this object. To this, the perception of my self can come. I am then conscious, not only of the object, but also of my own personality, which confronts the object and observes it. I do not merely see a tree, but I also know that it is I who see it. I also realize that something takes place in me while I observe the tree. When the tree disappears from my field of vision, an after-effect of this process remains in my consciousness: an image of the tree. This image became united with my self during my observation. My self has become enriched; its content has taken a new element into itself. This element I call my representation of the tree. I should never be in a position to speak of representations if I did not experience them in the perception of my own self. Perceptions would come and go; I should let them slip by. Only because I perceive my self, and am aware that with each perception the content of my self also changes, do I find myself compelled to bring the observation of the object into connection with the changes in my own condition, and to speak of my representation. [ 23 ] I perceive the representation in my self in the same sense as I perceive color, sound, etc., in other objects. Now I am also able to make the distinction that I call those other objects that confront me, outer world, whereas the content of my self-perception I call inner world. Misunderstanding of the relationship between representation and object has led to the greatest mistakes in modern philosophy. The perception of a change in us, the modification experienced in the self, has been thrust into the foreground and the object which causes this modification is lost sight of altogether. It is said: We do not perceive the objects, but only our representations. I am supposed to know nothing of the table in itself, which is the object of my observation, but only of the changes which occur in my self while I perceive the table. This view should not be confused with that of Berkeley, mentioned above. Berkeley maintains the subjective nature of the content of perceptions, but he does not say that I can know only of my own representations. He limits man's knowledge to his representations because, in his opinion, there are no objects outside the act of representing. What I regard as a table is no longer present, according to Berkeley, when I cease to turn my gaze toward it. This is why Berkeley lets our perceptions arise directly out of the omnipotence of God. I see a table because God calls up this perception in me. For Berkeley, therefore, there are no real beings other than God and human spirits. What we call “world” is present only within spirits. For Berkeley, what the naive man calls outer world, or physical nature, is not there. This view is contrasted by the now predominant Kantian 27 view which limits our knowledge to our representation not because it is convinced that there cannot be things in existence besides these representations, but because it believes us to be so organized that we can experience only the modification in our own self, not the thing-in-itself that causes this modification. This conclusion arises from the view that I know only my representations, not that there is no existence apart from them, but only that the subject cannot take such an existence directly into itself; all it can do is merely through
This view believes it expresses something absolutely certain, something that is immediately obvious, in need of no proof.
These are the opening sentences of Volkelt's book on Kant's Theory of Knowledge.29 What is put forward here as an immediate and self-evident truth is in reality the result of a line of thought which runs as follows: The naive man believes that the objects, just as he perceives them, are also present outside his consciousness. Physics, physiology and psychology, however, seem to show that for our perceptions our organization is necessary and that, therefore, we cannot know about anything except what our organization transmits to us from the objects. Our perceptions therefore are modifications of our organization, not things-in-themselves. The train of thought here indicated has, in fact, been characterized by Eduard von Hartmann 30 as the one which must lead to the conviction that we can have a direct knowledge only of our own representations.31 Outside our organisms we find vibrations of physical bodies and of air; these are sensed by us as sounds, and therefore it is concluded that what we call sound is nothing but a subjective reaction of our organisms to these movements in the external world. In the same way, color and warmth are found to be merely modifications of our organisms. And, indeed, the view is held that these two kinds of perceptions are called forth in us through effects or processes in the external world which are utterly different from the experiences we have of warmth or of color. If these processes stimulate the nerves in my skin, I have the subjective perception of warmth; if they happen to encounter the optic nerve, I perceive light and color. Light, color and warmth, then, are the responses of my sensory nerves to external stimuli. Even the sense of touch does not reveal to me the objects of the outer world, but only conditions in myself. In the sense of modern physics, one must imagine that bodies consist of infinitely small particles, molecules, and that these molecules are not in direct contact, but are at certain distances from one another. Between them, therefore, is empty space. Across this space they act on one another by attraction and repulsion. If I put my hand on a body, the molecules of my hand by no means touch those of the body directly, but there remains a certain distance between body and hand, and what I sense as the body's resistance is nothing other than the effect of the force of repulsion which its molecules exert on my hand. I am completely external to the body and perceive only its effects upon my organism. [ 24 ] These considerations have been supplemented by the theory of the so-called specific nervous energy, which has been advanced by J. Müller (1801-1858).32 According to this theory, each sense has the peculiarity that it responds to all external stimuli in one definite way only. If the optic nerve is stimulated, perception of light results, irrespective of whether the nerve is stimulated by what we call light, or by a mechanical pressure, or an electric current. On the other hand, the same external stimulus applied to different senses gives rise to different perceptions. This appears to show that our sense-organs can transmit only what occurs in themselves, but nothing from the external world. They determine our perceptions, each according to its own nature. [ 25 ] Physiology also shows that there is no question of a direct knowledge of what the objects cause to take place in our sense-organs. When the physiologist traces the processes in our bodies, he discovers that already in the sense organs, the effects of the external vibrations are modified in the most manifold ways. This can be seen most clearly in the case of the eye and ear. Both are very complicated organs which modify the external stimulus considerably before they conduct it to the corresponding nerve. From the peripheral end of the nerve the already modified stimulus is then led further to the brain. Here at last the central organs are stimulated in their turn. From this the conclusion is drawn that the external process must have undergone a series of transformations before it reaches consciousness. What goes on in the brain is connected by so many intermediate processes with the external process, that any similarity to the latter is unthinkable. What the brain ultimately transmits to the soul is neither external processes nor processes in the sense-organs, but only such as occur in the brain. But even these are not directly perceived by the soul; what we finally have in consciousness are not brain processes at all, but sensations. My sensation of red has absolutely no similarity to the process which occurs in the brain when I sense the red. The red is caused by the processes in the brain and appears again only as an effect of this in the soul. This is why Hartmann says: 33 “What the subject perceives therefore is always only modifications of his own psychic states and nothing else.” When I have sensations, these are as yet far from being grouped into what I perceive as objects. For only single sensations can be transmitted to me by the brain. The sensations of hardness and softness are transmitted to me by the sense of touch, those of color and light by the sense of sight. Yet all these can be found united in one and the same object. The unification must, therefore, be caused by the soul itself; this means that the soul combines into bodies the separate sensations transmitted through the brain. My brain gives me separately and indeed along very different paths, the sensations of sight, touch and hearing, which the soul then combines into the representation “trumpet.” This last link (the representation of trumpet) is the very first process to enter my consciousness. In it can no longer be found anything of what is outside of me and originally made an impression on my senses. The external object has been entirely lost on the way to the brain and through the brain to the soul. [ 26 ] In the history of man's intellectual endeavor it would be hard to find another edifice of thought which has been put together with greater ingenuity and yet which, on closer analysis, collapses into nothing. Let us look a little closer at the way it has been built up. The starting point is taken from what is given in naive consciousness, that is, from things as perceived. Then it is shown that nothing of what belongs to these things would be present for us had we no senses. No eye: no color. Therefore, the color is not yet present in what affects the eye. It arises first through the interaction of the eye and the object. The latter must, therefore, be colorless. But neither is the color present in the eye, for what is present there is a chemical or physical process which first has to be led by the optic nerve to the brain, and there releases another process. This is not yet the color. The latter is only called up in the soul through the process in the brain. As yet it does not enter my consciousness, but is first placed by the soul on a body outside. Here, finally, I believe that I perceive it. We have completed a circle. We are conscious of a colored object. This is the starting point; here the building up of thoughts begins. If I had no eye, for me the object would be colorless. I cannot, therefore, place the color on the body. I start on a search for it. I look for it in the eye: in vain; in the nerve: in vain; in the brain: in vain once more; in the soul: here I find it indeed, but not attached to the body. I recover the colored body only there at the point from which I started. The circle is closed. I am confident that I recognize as a product of my soul what the naive man imagines to be present out there in space. [ 27 ] As long as one remains here, everything seems to fit beautifully. But we must start again from the beginning. Until now I have been dealing with the outer perception, of which earlier, as naive man, I had a completely wrong opinion. I believed that just as I perceive it, it had an objective existence. But now I have noticed that in the act of representing it, it disappears; that it is only a modification of my soul condition. Is there any justification for using it as a starting point in my consideration? Can I say of it that it affects my soul? From now on I have to treat the table, of which earlier I believed that it acted on me and brought about in me a representation of itself, as being itself a representation. From this it follows logically that my sense-organs and the processes in them are also mere subjective manifestations. I have no right to speak of a real eye, but only of my representation of eye. And the same holds good in regard to the nerves and the brain process, and no less in regard to what takes place in the soul itself, through which, out of the chaos of manifold sensations, objects are supposed to be built up. If I run through the steps of my act of cognition once more, presupposing the first line of thought to be correct, then the latter shows itself to be a web of representations which, as such, could not act upon one another. I cannot say: My representation of the object affects my representation of the eye, and from this interaction the representation of color comes about. Nor is there any need for saying this, for as soon as it is clear to me that my sense-organs and their activity, and my nerve and soul processes as well, can also be given only through perception, then the described line of thought shows itself in its full impossibility. It is true that I can have no perception without the corresponding sense organ, but neither can I have the sense-organ without perception. From my perception of the table I can go over to the eye which sees it, and to the nerves in the skin which touch it, but what takes place in these I can, again, leam only from perception. And there I soon notice that in the process which takes place in the eye there is no trace of similarity to what I perceive as color. I cannot deny the existence of my color perception by pointing to the process which takes place in the eye during this perception. And just as little can I find the color in the nerve and brain processes; all I do is only add new perceptions, within the organism, to the first perception, which the naive man placed outside his organism. I simply pass from one perception to another. [ 28 ] Apart from this there is an error in the whole conclusion of the line of thought. I am able to follow what takes place in my organism up to the processes in my brain, even though my assumptions become more and more hypothetical the nearer I get to the central processes in the brain. But the path of observation from outside ceases with what takes place in my brain, ceases, in fact, with what I should observe if I could treat the brain with the assistance and methods of physics and chemistry. The path of observation from within begins with the sensation and continues up to the building up of objects out of the material of sensation. In the transition from brain-process to sensation, there is a gap in the path of observation. [ 29 ] This characteristic way of thinking, which describes itself as critical idealism, in contrast to the standpoint of naive consciousness which it calls naive realism, makes the mistake of characterizing one perception as representation while taking another in the very same sense as does the naive realism which it apparently refutes. Critical idealism wants to prove that perceptions have the character of representations; in this attempt it accepts—in naive fashion—the perceptions belonging to the organism as objective, valid facts, and, what is more, fails to see that it mixes up two spheres of observation, between which it can find no mediation. [ 30 ] Critical idealism is able to refute naive realism only by itself assuming, in naive-realistic fashion, that one's own organism has objective existence. As soon as the critical idealist becomes conscious of the complete similarity between the perceptions connected with one's own organism and those which naive realism assumes to have objective existence, he can no longer rely on the perceptions of the organism as being a safe foundation. He would have to regard his own subjective organization also as a mere complex of representations. But then the possibility ceases of regarding the content of the perceived world as a product of man's spiritual organization. One would have to assume that the representation “color” was only a modification of the representation “eye.” So-called critical idealism cannot be proved without borrowing something from naive realism. Naive realism can only be refuted by accepting its assumptions—without testing them—in another sphere. [ 31 ] This much, then, is certain: Investigations within the sphere of perceptions cannot prove critical idealism, and consequently cannot strip perceptions of their objective character. [ 32 ] Still less can the principle, “The perceived world is my representation,” be stated as if it were obvious and in need of no proof. Schopenhauer 34 begins his principal work, Die Welt als Wille und Vorstellung, The World as Will and Representation, with the words:
The principle above: “The world is my representation,” on which this is based, is, however, wrecked by the fact, already mentioned, that the eye and the hand are perceptions in just the same sense as the sun and the earth. And if one used Schopenhauer's expressions in his own sense, one could object to his principle: My eye that sees the sun and my hand that feels the earth are my representations, just like the sun and the earth themselves. But that, with this, the principle is canceled out, is immediately obvious. For only my real eye and my real hand could have the representations “sun” and “earth” as their modifications; my representations “eye” and “hand” cannot have them. But critical idealism can speak of representations only. [ 33 ] It is impossible by means of critical idealism to gain insight into what relation perception has to representation. It is insensible to the distinction, mentioned on page 85, of what happens to the perception while perceiving takes place and what must be inherent in it before it is perceived. We must, therefore, attempt to gain this insight along another path.
|
64. From a Fateful Time: The Germanic Soul and the German Mind
14 Jan 1915, Berlin Rudolf Steiner |
---|
It is curious, for example, to hear that the brilliant Pole Adam Mickiewicz gave a lecture in Paris in 1843 in which he said: “The German students had no idea about Hegel: does Hegel believe in an immortal human being? Does he believe in the true Christian God?” Mickiewicz said that Hegel's philosophy does not address these questions of life, so that one cannot even tell whether it wants to talk about these things at all. And he says: the Polish and French journalists understood Hegel much better than Hegel's students; for, he says, these Polish and French journalists knew that Hegel knew nothing of the immortal human being and the true Christian God. — How foolishly the otherwise bright Mickiewicz speaks about Hegel! Why could the French and Polish journalists so easily “understand” Hegel? Precisely because the journalists are navigating in shallow waters and do not realize that with Hegel one must descend deep, deep down, that the questions are posed there, that they must then be asked deeper and deeper, and that the mind, which is otherwise available, cannot reach the point of intuiting from the given concepts in Hegel the perspectives from which the great riddles of the immortal God must be solved. |
64. From a Fateful Time: The Germanic Soul and the German Mind
14 Jan 1915, Berlin Rudolf Steiner |
---|
In the lectures I have given here this winter, I have tried to give some indications of the essential character of the development of the Germans and its relation to the development of other nations of Europe. Today I would like to take the liberty of giving some aphorisms about the psychological and spiritual development of the Germanic-German character, all with a view to our fateful and difficult times. Tomorrow I will then try to show what the insights of spiritual science can be for people in happy, but also in serious, painful and also sorrowful hours of life, especially with regard to our time. The considerations that are to be given here will start from the point of view of spiritual science – a point of view that has been mentioned here several times, and which is still not very well recognized or even approved in public. But those who are close to this spiritual science feel from their insights how it can not only enrich and uplift life, but how it can provide enlightenment about intimate, important connections in life - and not only in the life of the individual person, but also in the life of nations, in human relationships, in human coexistence. However, right at the starting point of a consideration of the life of nations, reference must be made to insights of spiritual science that have been mentioned here several times in past lecture cycles, but which must be drawn upon for an understanding of today's consideration. Attention must be drawn to spiritual-scientific findings that are among the least recognized and approved: to findings that tell us that at the starting point of every people's development, the soul life takes a very special form, that the origins of people on earth showed a very different soul life than our present. In our time, with its materialistically colored world view, this cannot yet be recognized. One imagines that the starting points of human beings on earth lie in very primitive soul states, in soul states that one currently, one might say, endeavors to think of as animal-like as possible. Spiritual science shows us something essentially different. It shows us that at the starting point of human development on earth — and reaching even into the starting points of the development of each nation — there is a clairvoyant behavior of the souls. This means that at the beginning of this human development and also of the development of nations, human souls not only live in states through which they see external material reality with their senses and form ideas, concepts and images from it with their minds , but that the souls are capable of living in other states, in states of consciousness that are not those of our ordinary daily life, but which are also not those of our chaotic dream life and even less those of unconscious sleep. In the beginning of the development of nations, people lived in states of consciousness in which the souls were able to develop imaginative clairvoyance, that is, to come into contact with the spiritual reality around us, with that reality which no eye can see, which no ear can hear, which cannot be grasped with the mind that is bound to the senses and to the brain, and whose perceptions do not penetrate from the outside into our soul like the sensory impressions, but arise in images in the soul, but in images that are not dream images, but that reflect realities of the spiritual world, those realities that lie behind the sensory world in terms of cause and effect. Thus, in the original human being, there are states of consciousness in which he knows himself to be connected with a spiritual world, in which this spiritual world arises in him in images. However, in these earlier primitive human states, this clairvoyant insight into the spiritual worlds can only be achieved by the fact that what we call human “self-awareness” is still underdeveloped, the awareness of life in the personality. The times of ancient clairvoyance correspond to a state of soul in which the soul could not yet say “I” to itself with full understanding, as it can now, in which the soul did not yet feel itself as an individuality, as a personality, but as a part of a great spiritual world organism, like a member of the cosmos as a whole. Thus, in those ancient times, personality consciousness was clouded, dim. But in certain periods a tableau of pictures spread out before the soul, which were shades of the spiritual world thrown into the soul. And if we look at the starting points of the individual national developments, we can only understand these national developments if we are able to go back to the point in the development of a nation when the human souls within that nation still have at least some of this clairvoyant knowledge; when we go back to times when there was imaginative knowledge of the spiritual world. We get to know the individual nations, we get to know the souls of the nations, the spirits of the nations, when we consider the different ways in which nations develop from these original clairvoyant states to those that then signify higher, more advanced levels of culture. For this development from the state of primitive clairvoyance to the higher stages of culture, which are attained when man is fully conscious of his personality, this development is different for each individual people, and the nature of the people depends on how the people develop from the primitive stage of culture indicated above to a higher one. The ancient Greeks are a characteristic example of this, and most Oriental peoples are similar to them, as are, to some extent, the peoples of the ancient Italian peninsula. Such a people as the Greeks can only be fully understood if it is clear that this people passes from the original pictorial impressions of a spiritual world to the formation of the world view given to us in their mythology, in their religious ideas. This is still little recognized today, but the beginnings are already given in external science, which lead to the view as it has just been indicated here. In his beautiful book, “The Riddle of the Sphinx”, Ludwig Laistner attempts to show how all ancient myths, all ancient conceptions of the gods, especially those of the Greeks, are, as it were, already transformations of earlier clairvoyant conceptions that have passed into fantasy. And when we look at the ancient Greek world of gods, we can understand it only if we grasp it as transformed images of the supersensible world, gained in the state of ancient clairvoyance. But this people, the Greeks, experienced the transformation of the perceptions of ancient clairvoyance into the mythical world view and even the transformation of the mythical world view into the philosophical world view in such a way that they went through this transformation as a people in a youthful manner, so to speak. In ancient Greece, the transition from the old clairvoyant through the mythical to the philosophical world view was experienced at a youthful stage of national development. At the same time, the human consciousness, which presents man as a personality, as an individuality, develops in the people of such a nation. Everything that is the emotional, the personal, the hearty element of man develops. This develops alongside in the ordinary state of consciousness, and the human being is then only able to apply the emotional, the hearty element to the everyday circumstances of life. By living in the ordinary state of consciousness in the everyday circumstances of life, he can turn to spiritual matters — in a different state of mind. Thus two worlds enter his consciousness: one in which he lives with his feelings in everyday circumstances, and one that lifts him up with his spirit into the spiritual world; and he then confronts himself as an individuality with his emotional feelings, which he has inherited from what has passed from his clairvoyance into mythical and philosophical ideas. What constitutes the philosophical conceptions then appears to him as something given to him as a revelation, to which he looks up, but with which he is not so connected that every fiber of his soul and will is also directly connected with this world view in the creation of the world view. This is how it is with the soul development of a people like the Greeks, a people who, as it were in their youth, went through what can be called the transition of clairvoyant knowledge into a worldview, through which one recognizes the soul's belonging to those powers that are exalted above life and death. The development was quite different for those peoples, the Germanic peoples, who stormed from the east and north to the borders of the Greek and Roman empires around the beginning of our era. Of course, we also find clairvoyant knowledge at the starting point of their development among these peoples; there were also times when the soul was inclined towards the spiritual world through the images of clairvoyant imaginations. But the soul lost these clairvoyant imaginations, as it loses them with all peoples, so also with the Germanic peoples; because all of humanity must go through a state of development that is only intended for the physical world, that can only be intended for the reception of ideas about the physical world. At a certain point in time — and this coincides fairly exactly with the onslaught on the Roman Empire — the individual Germanic peoples not only lost the ability to see into the spiritual world in the original dream-like clairvoyance, but they also gradually lost their understanding of what the soul can get from such knowledge from the old clairvoyance during the migration of the peoples, during their onslaught against the Roman Empire. And it can be said that this is connected with the fact that these peoples all went through the state of their clairvoyant knowledge during their youth, but that they could not make a transition from their original clairvoyant knowledge to their later worldviews in their later years, so to speak, in their vigorous manhood. Thus, in these peoples, the development of the world view passes directly from the childlike state to the — I would say — “more mature” state of the people. In the childlike state, when consciousness is dulled, what was clairvoyant knowledge is present; there is also the dulled full receptivity of the peoples for the myths that have developed from ancient clairvoyance. These myths have been preserved at most as traditions for external understanding. Instead, a consciousness of personality has developed in these peoples, a firm foundation on the individuality of life. They have solidified what the qualities of the mind are, what the immediate character traits are, and through which traits of mind and character the human being stands in everyday life. And because the old clairvoyant ideas do not extend into this ordinary, everyday life, the mind, the impulses of will, and even the impulses of character must develop the longing to find the strength within themselves to feel, to experience, to learn the connection with the spiritual world. Out of the, as it were, dull forces of the mind, the longing for the divine spiritual worlds develops in these peoples. And unlike the Greeks, they cannot look back to anything that shines in their souls as the product of the development of ancient clairvoyant ideas; but they develop a deep soul, a soul that is indeed deep for grasping the ordinary circumstances of everyday life, but which at the same time feels the deepest longing for the spiritual foundations of life. In the mature manhood of these Germanic peoples, at the time we have indicated, their minds strive for a religious deepening of their world view, but no longer the old ideas of earlier clairvoyance resound in their minds. Thus, while the Germanic peoples . stormed the peoples of the south, in the early days of the Germanic world, independently of the ideas of the world view, the personal character traits, the strong, courageous qualities of the will, of the mind, developed. We find a reflection of this state of mind above all in that wonderful poem, which stands worthily alongside the greatest poems of all times, alongside the Homeric epics, alongside the Kalewala of the Finns: the “Nibelungenlied”. As the Song of the Nibelungs has come down to us, it shows us people who no longer have a clear view of what holds them together with the old clairvoyant ideas. Instead, we see in them a deep insight into the struggles and overcoming that the soul undergoes in order to find its way in life. But if we look closely at the way the Nibelungenlied is presented, we become aware of how remnants of the old clairvoyant imagination still extend into the lives of these people, but how these remnants are shaped in such a way that they are, as it were, tailored to serve the everyday life of people and, further, the historical life of people. We become aware of this, for example, when we hear how the woman who is to become the wife of Siegfried of the Horn foresaw the entire misfortune that was to befall the man who was to become her husband by seeing in a dream a white falcon on which two eagles swoop down and kill it with their claws. And then again, when Siegfried has become her husband and Hagen is about to murder Siegfried, she sees two mighty mountains collapse over her husband Siegfried. — What remains of the old clairvoyant visions is no longer sufficient to lead man beyond the ordinary powers of imagination; but it is so integrated into his life that man can learn from it what is in store for him, on a large or small scale. These ancient images also make themselves felt in another way, for example, when we take what connects to the older traditions via the Nibelungenlied: when we see how Siegfried kills the dragon, bathes in the dragon's blood and thereby acquires a callosity that makes him invulnerable — except for the spot between his shoulders where a linden leaf has fallen, and which is then the spot where Hagen later murders him. Thus we have the penetration of the old connection with the spiritual world into the life of the Germanic peoples; but this penetration serves the way in which man places himself in the life of the physical world. Thus we see how these Germanic peoples are initially called upon, I would say, to develop the qualities of the mind and character, and also the qualities of a strong individuality, while making sacrifices in the process, under the self-experienced connection with the spiritual world, as well as to develop those qualities that bind soul to soul, soul to soul, in the physical life. The impulses of gratitude, loyalty and everything that radiates from the mind of man, we see so excellently described for the soul of the ancient Germanic people in the Song of the Nibelungs, that those who helped to write the Song of the Nibelungs were involved in the composition of the Nibelungenlied had a dark awareness of how man is taken out of his connections with the spiritual world and, with all the qualities of his soul, is firmly placed in the physical world. In this way we have outlined a fundamental characteristic of the Germanic soul, a soul that everywhere shows a peculiar kind of personal depth, a characterological depth, and at the same time that deep, deep longing for the spiritual worlds, which wants satisfaction, but initially feels this satisfaction like a tragically sorrowful yearning and hope, because the old ideas born of clairvoyance have lost their strong power over the human mind. Now it is highly remarkable in what way the peoples of the south – and in what other way the Germanic peoples of the north – to the gift of the world: Christianity, by virtue of this state of mind, had to behave. Let us be clear that the peoples of the South, with their worldviews born out of the old clairvoyant ideas, had to receive this Christianity. They had to compare it in what it revealed to them with what they knew, or at least what they could have the definite conviction that one had once known through direct experience. A longing such as is taken for granted today, and as it developed among the Germanic peoples: a longing for the spiritual worlds, a — I would say — tragic longing to penetrate the veil that separates man from the spiritual worlds. Such a longing could not, in fact, arise among those peoples who had direct knowledge that a spiritual world existed, because they were in contact with these worlds in special states of consciousness. What a longing for a worldview makes possible, how it moves the soul inwardly, and how it can affect the whole person, can be seen particularly in the peoples of the North. Therefore, the peoples of the South could only receive the incoming Christianity by comparing it to the character that their old ideas, born of the earlier Hellsehen, had; that they regarded it as something given to man from outside, to which the human mind surrenders. Everywhere we see a twofold world coming to life among these peoples as well: a world to which the mind is devoted for the everyday relationship, for the historical relationship – and the world of the earlier given ideas, born out of the old clairvoyance, which is now illuminated and illuminated by the revelations of Christianity. But Christianity had a different, quite different effect on the souls of the Germanic peoples, on those souls in whose innermost depths there lived a longing, a tragic longing for the spiritual worlds. To these souls now came what Christianity is able to give to souls; all that was of infinite warmth, all that moved the heart and mind, all that could flow into the souls from Christianity, came to them. And when one looked at the suffering of the Redeemer, when one looked at the Mystery of Golgotha, it was felt that it was intimately related to what the deepest impulses were in the foundations of the soul, with which man lives in the everyday. And so these souls felt as if what was revealed to them from the outer world was something that was born out of the soul itself, something that the soul had only not known, but which it had experienced in its depths long, long before. The Germanic peoples took up Christianity as an inner element, as an intimate matter of the soul itself, not as an external revelation. And the great difference that resulted for an emotional, for a sentimental understanding of the world can be particularly appreciated by looking at the relationship of man to nature and to the environment, by looking at the southern peoples who received Christianity, and then at the Germanic peoples. This Christianity directed souls – all souls – towards the eternal, towards that which has descended from the sphere of the cosmic and entered into the development of human history. It was something different from what was revealed in nature, in the outer life, and could be felt and experienced. Therefore, a peculiar view of nature developed among the southern peoples, something that has often been mentioned, a certain contempt for nature; a view of nature arose as if it were of less value for life, a descent from the divine-spiritual worlds. And a belief developed as if one must now turn away from life, become estranged from nature and life around. To put it radically, one could say: a kind of contempt for natural existence and human life in the physical world developed. How different the attitude of the Germanic peoples towards nature was! Something lived in them that must have come from the characterized development of their souls. When the connection with the old clairvoyant ideas had dawned, they were dependent on living together with nature and with people. Thus they developed the character traits, the emotional traits, that could ignite in nature and human life in the most intense way. They looked into nature, they saw and felt everything that one can feel in joy at nature, and also how one can grieve over nature – over nature, how one sees it develop gloriously every spring, or when one sees the bright dawn, and how one sees it sink again when we see the sun sinking into the evening glow, or when autumn and winter set in. But they also felt a special connection between human life and their state of mind. This human life presented itself to them in such a way that what held this human life together with the forces that pulsate and wave out of the spiritual worlds through this human life was no longer alive for them, as it were. A certain tragic, one might say, “mournful mood” developed in these peoples from this view of nature and human life; and we see this mood of mourning, this lamentation poured out over the view of the gods of the old Germanic souls. The poet of the Nibelungenlied himself says that he wants to show his listeners how sorrow follows joy. After all, the Nibelungenlied ends in sorrow, in destruction, in hardship and murder and death! The poet of this song wanted to show how sorrow comes from joy. And if we survey the Germanic pantheon, we see how the ancient Germans looked upon their gods as those who would one day experience the 'twilight of the gods', who would one day no longer experience their rule as usual, but would lie in battle with one another, so that each would kill the other. The ancient Germans looked upon the world of the gods as the basis of nature and human life with a mood of sorrow and tragedy. This is a different mood from what, to put it radically, one might call disparaging and contemptuous of nature. It is a life intimately connected with nature, a life together with nature, but a life that mourns over existence, that reveals itself through the fate of nature and man, that loves the fate of nature and man, but believes that through this love it must experience impulses of suffering and lamentation. That is the great, enormous difference in the conception of nature in the south and the north. And so we can empathize with the Germanic state of mind, and can initially look to those who, among the Germanic peoples, were, so to speak, the outposts of the European mission of the Germanic peoples, that is, to those Germanic tribes that first, in greater or lesser numbers, came into contact with the peoples of the south: the Visigoths, the Ostrogoths, the Vandals, the Lombards. We look at them; and however barbaric the external appearance of these peoples may appear to us, if we only want to see, we see at the bottom of their minds, at the bottom of their conception of nature and life, the character traits that have just been characterized. And with these character traits, with this view of nature and life, they moved into the peoples of southern Europe and into what became of these peoples of the south and West. And we know that these peoples, who have just been named, merged with the peoples of the South and West. The Romanesque culture emerged. But if we take a closer look at this Romance culture, what do we find in it? We find in it that which still lived on dimly from the old world-view born out of clairvoyance, and we find this permeated and interwoven and pulsating with what the individual Germanic tribes, who have disappeared in the world have disappeared except in name, have incorporated; and everything that developed in the west and south of Europe as Romance culture has at its core the Germanic soul, even if it was then drowned out by the continuation of ancient Roman culture. And only then can the Romanic element be understood when one knows that it draws its life from the perished Germanic soul world. One understands the creative spirits of Italian culture, one understands the wonderful Italian music, even spirits like Augustine and John Scotus Erigena, as well as the great artists of the great Italian Renaissance and the Quattrocento, one understands even Dante can only be understood if one realizes that the substantiality of the soul of these ancient Germanic peoples has been absorbed into what was then drowned out in the outer works by the continuous flow of ancient Roman culture. — Thus we have the first outposts of the Germanic soul world in these peoples, who, as it were, sacrificed themselves in the progress of external history. And it is only from the blending of the old Roman soul-life with the soul-life of the Germanic peoples that the cultures of the South and the West essentially arose and were then able to develop further. What was absorbed into these cultures can be called precisely the “Germanic soul-life,” which developed as indicated. Now this Germanic soul-life was particularly opposed to Christian Revelation in such a way that it received it as a finished product, something that had been shaped into fixed forms in comparison with the traditional world views of antiquity. From this developed a juxtaposition, a duality of that which is spiritual, religious revelation, and that which is ideological; and as a different, as it were, second inner world, the emotional and the soul-like, which had come over from Germanic paganism, developed. Either this latter took up the Christian revelations like an exterior, or it developed later within the Romance-Germanic element from the soul-like – which still stood in contrast with inwardness to what Christianity had to give – the critical. The purely rational arose, which then reached its particular peak in Voltaire. One might say that it was predetermined in world history that a part of the Germanic soul had to be sacrificed for the south and west of Europe; it flowed into those peoples. But another part remained behind in the center of Europe, and this had the special task of allowing the soul-like aspect of these peoples to progress through the further development of the soul into the spiritual. For we have so far basically only described the Germanic soul-life. But while the others, the advance troops of Germanic culture, spread out as soul-substantiality to the south and west of Europe, we see a core of Germanic soul-life remaining in the center of Europe. And how does this core develop? It develops that which has emerged as character traits, as emotionality in the peoples of Germania, and which has been illuminated and warmed by Christianity, upwards into the spiritual; for the spiritual is the higher development of the soul. And as the soul develops into the spiritual, the spiritual, because Christianity is the ruling power, must develop in the periods up to the thirteenth and fourteenth centuries in such a way that a still more intimate relationship is formed with that which the soul itself experiences intimately and which is revealed in Christianity. As early as the ninth century, we see the first glimmering of the spiritual from the Germanic soul in that wonderful poem that originated in the Saxon lands: in “Heliand”. In Heliand we see the life of Christ Jesus related; but we see it related as if Christ Jesus were one of the Teutonic kings who went forth conquering through the world, having assumed a wholly Teutonic nature; and those who follow him, his disciples, appear in this poem as Teutonic vassals. Christianity is completely absorbed into the Germanic folk element; resurrected, reborn is the Christian legend from the souls of the people of Central Europe in the Heliand. And we feel that at this particular point, something arises that was already evident in ancient paganism but then passed away: the Germanic soul of the people relies not on receiving Christianity from the outside, as did the Romance world, but on generating from within itself that which can be experienced in Christianity, in the Christian impulses. Therefore, in the Heliand, the story that took place in the life of Christ Jesus is told as if it had taken place in Central Europe, at the center of Germanic culture. The author recounts the story as if he wanted to describe events in his homeland, not only in form but also in the way the locations are described and so on. Then we see how the upward progression of the soul into the spiritual continues to confront us in that wonderful flowering of German intellectual life that we refer to as medieval German mysticism, which begins with Meister Eckhart and Johannes Tauler, reaches a particular expression in Paracelsus, then progresses in Valentin Weigel and Jacob Böhme, and finally in the wonderful sayings of Angelus Silesius, who lived in Silesia in the seventeenth century, from 1624 to 1677. Here in this German mysticism we see, first with Meister Eckhart and Johannes Tauler and then with the others who became their disciples, how the soul-life passes directly over into the spiritual perception. What is the relationship of these minds to what they call their “God”? Their relationship to what they call their God is that they want to overcome, to strip away from themselves everything that feels and wills and thinks in the individual personality, in the individual individuality, that they want to feel only as an instrument through which God Himself speaks and feels and thinks and wills. This feeling is expressed in every word, in every beautiful word: they want to become empty, that is, they want to cast off what one can call: 'I feel in this way through my personality, I think this and that through my personality, I want out of my impulses'. No! these spirits would not want that. What they call their God, what they also feel as the God who has gone through the Mystery of Golgotha, they want Him to fill their minds, all their inner powers completely, to spiritualize them completely, to fill the soul completely with Him, so that nothing of their own lives in them, but that they are completely filled by the Divine, and that the Divine wills in them, and they are only a vessel for this Divine. They want to place themselves in the spiritual order of the world so that they can say: When my hand moves, I know that it is the God in me who unfolds the power to move my hand; when I think – it is the God in me who thinks; when I feel and will – it is the God in me who feels and wills; I want to reject everything that is my own life in me, and I want to let only the God rule in me! And they expected everything from the grace that can radiate over them when they empty their soul and let themselves be radiated over by the grace of God that can flow into them. They expected the perfection of their souls from this. What do we experience in these personalities? We experience that what appears to be a natural quality of the human soul, the old Germanic emotional life, the old Germanic emotional life, which was once filled with hope and longing for the spiritual world, permeates the Christian impulses with the same impulsiveness with which it once permeated the outer physical experience. What a person is in the outer physical world, that merges in these masters with the inner experience of God and the divine world order. It merges to such an extent that, for example, in a beautiful saying that I will read out, Master Eckhart was able to characterize this mood of the soul, where we see the soul-like merging into the spirit-grasping, with the words “If you love God, then you can do whatever you will, for then you will will only the Eternal and the One, and whatever you do, you do in God, and God does it in you.” This self-knowledge with God is what we encounter when the Germanic soul gives birth to the German spirit. And this inner experience of the spirit, this active presence of the spirit in the soul — oh, it shines out to us so wonderfully, in such a glorious — I say — in such a wonderfully glorious way from the beautiful poetic sayings of Angelus Silesius of the seventeenth century, in his “Cherubinischer Wandersmann”. We stand there as if at a high point of the development of the soul, steering towards the spirit. I cannot refrain from reading to you some of the sayings of this German mystic who lived in Silesia and was involved in the birth of the German spirit out of the Germanic soul:
How united a soul knows itself with its God, which can speak in such a way that it understands how to say: God is so blissful and without desire because he can experience bliss in me, because he receives it from me just as I do from him. Of course, in this, one must no longer think of the ego that is bound to the self-will of life, but of the ego that knows itself to be completely pulsed and warmed by what God wills - as I have just read from Meister Eckhart. Another saying
What intimate interpenetration of the human ego with the divine is here generated by the feeling that the ego lives in the feeling that it itself grasps God in eternity! And
Unity of the human being with the divine. And so completely — I would say — intoxicated by the connection of the human soul with what lives in the mystery of Golgotha, with what lives in the impulses of Christianity, is the next saying:
That means that man must experience within himself everything that he can experience when he feels and relives everything that can arise before his spiritual eye in the process of sharing in and experiencing the sufferings and triumphs of the Redeemer. And this eternal consciousness comes to us most particularly in two sayings of Angelus Silesius, sayings of which one would like to say that it is one of the greatest good fortunes of life that these sayings were ever spoken in the German language. The first:
Looking at death, beholding death – and knowing: “It is not I who die, but God dies in me” – that means nothing other than knowing that the human being passes through the gate of death alive. For if he knows that God lives in him, then he also knows that death is then overcome for knowledge; for to know that God dies in me is to know that I do not die; for God does not die. Thus once upon a time one of the German mystics knew how to put the greatest riddles of life into the most concise words. And just as profound is another saying of Angelus Silesius:
It is not I who speaks – so says Angelus Silesius – it is not I who loves; God's language, God's love in me, that is what I can “become” for. That means that divine life descends into my soul and fills my soul when I try to become more and more empty, to be only a vessel for what can enter the soul as divine spiritual life. And the forces that had thus entered into the development of the German spirit continued to work, and we see them emerging again where the German spirit has given its people the deepest impulses to date. In the period which we call the German classical period, we see the longing arising for the deepest experience of one's own human spirit, for the seeking out of everything that man can experience in spirit, and for the shaping of what the human spirit can experience into a world view. We see it dawning on minds like those of Lessing and Herder; we see it rising to great heights in Goethe and Schiller and in the German philosophers Fichte, Schelling and Hegel. And what do we see as the deepest strength of the German people, as it seeks to look at what has been handed down historically, but also at what can only be given through the outer physical contemplation of the world? She seeks the truth to which the human soul is predisposed, for which she searches in her depths; and she comes to it, out of the spirit, to recognize and give birth again in a new form everything that has been and continues to be through the whole of world history. And in this sense, Lessing provides an abstract of all human striving and research in the writing that also marks the conclusion of his life: “The Education of the Human Race”. In it he shows how divine spiritual forces run through historical development, how all history is an educational work on the part of divine spiritual powers, and how the Christian impulse presents itself as the greatest impulse in the progress of the development of the earth. But there is also something dawning in German spiritual life that can only gradually find its full expression in the future, that must first be grasped again in spiritual science in the present – the realization that how earlier historical epochs interact with later ones, how what man has conquered in earlier historical epochs can be carried over into later epochs. And Lessing, in explicitly saying that he is not afraid to recognize that a greater truth need not be considered inferior because it first appeared in the course of development and in times when humanity was not yet darkened by the prejudices of school, comes to the recognition that the human soul lives in repeated earthly lives, that the complete life of the human soul proceeds in such a way that it returns in ever new earthly lives, and that between two earthly lives an existence in a purely spiritual world passes, where the soul transforms the powers it has acquired in the last earthly life, in order to return and carry over into later epochs what it has acquired in earlier ones. In this way a continuous process of development is created, in which human beings themselves participate. Then we see how, through Herder, the spirit that grasps itself, that seeks to flourish into such religious fervor in German mystics, how this spirit, illuminated and clarified, seeks to permeate all of nature and human life. A great and magnificent work is that which Herder created in his “Ideas for a Philosophy of the History of Humanity”, where he describes how spirit lives in everything, spirit that he finds when he looks into the depths of his soul, but which at the same time guarantees man's eternal serenity, man's eternal “engagement” and eternal resting in eternal-divine existence. And we then see how in Goethe — to mention the work again, which has also played a role in earlier lectures — how this work becomes a “person” by creating “Faust”: the striving to connect the soul life of the human being with what rests and creates and works in the spiritual worlds through one's own power. And in addition to this, Goethe contrasted Faust with all the obstacles that can prevent man from this striving in the figure of Mephistopheles. Ultimately, however, man must win freedom for himself, where the word can resound to him from the other world: “We can redeem anyone who strives.” Furthermore, we see the great attempt of the German national philosopher Johann Gottlieb Fichte, who in Germany's most difficult times found those heartfelt tones that he expressed in his “Discourses to the German Nation”. We see Fichte standing before us with his ideas, which create an entire spiritual world out of the human ego, which, however, knows itself to be imbued from the outset with all divine and spiritual impulses. We see one of the boldest philosophical-spiritual attempts in Fichte's philosophy. It is a philosophy that is convinced from the outset that man not only has his five senses and his ordinary mind, but that he also has a higher sense, a sense through which a spiritual world is directly experienced, whereby man knows himself to be one with the divine-spiritual life, and in the external reality only creates material for himself in order to be able to work in it. One would like to say: what still confronts us in a vague soul-like striving in the works of Meister Eckhart, Johannes Tauler, and even Jacob Böhme and Angelus Silesius, becomes clear light in the philosophy of Fichte. It becomes clear light because here, although the soul element of the soul is the dominant one, it clarifies into ideas full of light that embrace and profess a spiritual world: The entire spiritual world lives in the self. Just as Angelus Silesius wanted to know himself in his I as one with his God, with the whole of divine activity and life, so for Fichte it was clear from the outset: when I really get to the place in my I where this I grasps itself in its deepest reason, then I am with God, then I create not just any old world view, but one that the God in me creates. And one of the boldest, most courageous thoughts is a Fichtean thought. Fichte does not express it as I am about to express it, but everything Fichte said can be summarized in the words: If the human ego, with its powers, with what it is, is to be dependent on anything, be it the external world, be it the brain, be it the body or whatever, then it is bound to something else; then it is not that which the divine-spiritual being can experience in itself. This ego must not be another being in itself, but must create itself again and again; and creating itself must be the most important activity of the ego. This is how Fichte feels. For Fichte, wanting to recognize the deepest essence of the ego means knowing in every moment that one is creating this ego. If it were to lose itself for a moment, it would have the strength to create itself again and again. Fichte conceives of this ego as creative. In this way, it is an immediate image, a real likeness of the spiritual divinity. What Fichte wanted to find as the innermost core of the soul substance in the human being, the self united with its God, Hegel lays out in—albeit abstract—ideas, which in turn were supposed to span a world and at the same time represent the inner creative power of the world. Hegel reasoned: if the human spirit really comes to allow the pure, light-filled ideas to live in it, then it is not just the individual human spirit that is bound to the brain that then thinks; but then it is the higher power living in man, the divine power permeating the world; then God thinks in man. For Hegel it is only a matter of purifying and condensing his thinking to such an extent that he rises above everything that is bound to an outer world and arrives at the pure thought that God thinks in the soul. This striving is Hegel's philosophical striving. In this way, the development of German thought had, for the time being, grasped the level of the “spirit” in the highest possible way. It is peculiar that here, at the highest tension of the development of thought, a point was reached that could not be held on to, from which one later fell back, so that in relation to everything that followed, what Hegel once said is truly valid: Only one person understood me, and even he misunderstood me. It was a height that few could reach and even fewer could hold on to. What had been achieved with Hegel's philosophy – and what had not yet been achieved? What had been achieved was that consciousness had been developed in the soul, that the Germanic development of the soul had progressed so far in German intellectual life that it had been recognized that man can only relive the spiritual world within himself if he seeks development, if he seeks to ascend into spiritual worlds from which nations once emerged when they still had ancient clairvoyance. But Hegel stopped at concept and idea. For he could not say to himself: Concepts and ideas are still bound to the human body; I must advance to what exists as experience outside the human body. How it is possible for the human soul to achieve such experiences outside of the body has been discussed here several times; it will be discussed further tomorrow, when it will be shown how such experiences and insights can help a person in the serious and happy hours of life. But in Hegel, consciousness has already been attained, as in the outer existence of man the spirit lives, even if he could only show it in the dry, sober ideas. And even if Hegel could only paint a picture of the world that is realized in dry, sober ideas, because it does not rise from inspiration to the grasp of real life in the spirit, the line is nevertheless given, the real direction for grasping the spirit in Hegelian philosophy within German intellectual life. And when we look at the impulses that are present in the Germanic soul, experiencing the spirit in this way, and when we are asked, “Is this the end of the way things have presented themselves?” then we can say: no! This is not an end; one might say that this is only a stage of the beginning. With Hegel's philosophy, something is achieved, of which one must say: if one can immerse oneself in it and make one's soul an inward tool of the ideas, then the soul develops further. So the German soul must have been entrusted with the world mission of rising from the abstract idea, from the comprehension of thoughts and ideas that pervade nature and human nature in nature, to the direct, living comprehension and experience in the spirit and in the spiritual world. We see the German spirit at one stage of its development, and we understand why it must be at such a stage of its development: because it has developed in such a way that, starting from the self-contained mind, it must first grasp within itself that which must unravel the riddles of the world. That is why this German spirit is so difficult to understand. It is curious, for example, to hear that the brilliant Pole Adam Mickiewicz gave a lecture in Paris in 1843 in which he said: “The German students had no idea about Hegel: does Hegel believe in an immortal human being? Does he believe in the true Christian God?” Mickiewicz said that Hegel's philosophy does not address these questions of life, so that one cannot even tell whether it wants to talk about these things at all. And he says: the Polish and French journalists understood Hegel much better than Hegel's students; for, he says, these Polish and French journalists knew that Hegel knew nothing of the immortal human being and the true Christian God. — How foolishly the otherwise bright Mickiewicz speaks about Hegel! Why could the French and Polish journalists so easily “understand” Hegel? Precisely because the journalists are navigating in shallow waters and do not realize that with Hegel one must descend deep, deep down, that the questions are posed there, that they must then be asked deeper and deeper, and that the mind, which is otherwise available, cannot reach the point of intuiting from the given concepts in Hegel the perspectives from which the great riddles of the immortal God must be solved. Mickiewicz meant nothing more than what has just been stated, than what can be characterized by a saying of the old satirist Lichtenberg, which I will quote, bringing it together with Mickiewicz's remarks: “When books and heads collide, and it sounds hollow, it is not necessarily the book's fault.” That is the point: at the beginning of the nineteenth century, German intellectual life had learned to make a beginning in true intellectual science, a beginning in living spiritual knowledge, a beginning that carries within itself the power of progress, the power of completion. What follows from this consideration – and from this last consequence of the consideration for the essence of the German spirit? What follows for us from it – so that we can take it into our feelings, into the feelings that we can harbor in these fateful, difficult days, when so much precious blood and so much strength is being consumed for German spiritual life, for the German spirit in East and West? What follows from it? We see the continuous development of the Germanic soul into the German spirit; we see the German spirit in an initial stage, we see the germs that are there and the promise that it must still ascend to heights that are already implicit in it and that must not be killed, but must develop because they belong to its essence. Individuals can die before they have lived their lives to the full. People can die in the early years of their existence because they return in other earthly lives, and because others can take their place in earthly cultural life. Unfinished human lives can take place in the outer physical existence. Unfinished national lives cannot! For if a nation, before it has fulfilled its mission, were to be wiped out or its existence curtailed, then another national individuality would not take its place. Nations must live out their lives! Nations must go through the cycle of their existence – not only childhood and manhood, but also their existence to the highest perfection. The German spirit, the German intellectual life is not at an end, not before a completion; but it is at a beginning. Much is still allotted to it. When the wishes of the enemies, who strive for the opposite, are raised from all sides against the possibilities of existence of the German people, of the Central European world, then this must be what gives the Central European world, what gives the German people the strength to resist, the strength to keep alive the germs that we find in its soul, especially when we consider this soul in all its living development. And the belief in the triumph of German life need not be a mere blind faith; it can arise out of a living realization of the German character, out of that living realization which comes to the view that German life must live on because the German soul must fulfill its mission in the evolution of the world, because nothing else exists that can lift the purely external materialistic world view to that most ideal spiritual height, the intention of which lies in the German soul. Truly, in this German spiritual life lies that which will one day lead the purely materialistic world view to the contemplation of the spiritual world. And that the best minds have sensed that there is a beginning and not an end to German intellectual life, we see in all great minds as they have expressed the impulses of this intellectual life. Herman Grimm, who is often mentioned in these lectures, once looked — this passage is in his Goethe lectures — at what the materialistic world view has made of the world in the present. He looks at the Kant-Laplace theory, which posits a great cosmic nebula as the starting point of our world development; this nebula condenses into a large ball of gas, which somehow begins to rotate, and in this way the other planets, our Earth also comes into being; over time, in some way that is not known, spirit and life develop on Earth, and later, according to this theory, when the Earth has died, all life and all spirit will fall back into the sun. For Herman Grimm, such a materialistic view of world development is incompatible with what can come from the sources of German intellectual life. That is why he is so drastic in his Goethe lectures about such a representation: "No less fruitless a perspective for the future can be imagined than the one that is to be imposed on us today in the guise of being scientifically necessary. A carrion bone that a hungry dog would give a wide berth to would be a refreshingly appetizing prospect compared to this excrement of creation, as which our Earth will eventually fall back to the Sun. It is the our generation absorbs and believes such things, a sign of a sick imagination, which the scholars of future epochs will one day spend a lot of ingenuity explaining as a historical phenomenon of the times. What hope can we derive from such a consideration of the German spirit, as it has been presented to us today? We have seen how the Germanic soul-life has developed out of the old Hellsehen; we have seen this soul-life develop further into the German spirit, the first glimmering of which is shown in German mysticism; we have seen this German spirit develop further into the appearance of appearance of Faust, to the spirit of Goethe, Schiller and the others, and today we can see how it will develop further in a permeation of the world, up to the sources of the spiritual, in which the human soul, if it grasps itself deeply enough, can truly participate. Looking at the German spirit in this way gives us confidence that German strength must be invincible; it gives us a confidence that is not based on mere blind faith, but that must be our consolation and our hope in these fateful and difficult days. At the end of this reflection, let me summarize what follows as a consequence of it:
|