69b. Knowledge and Immortality: Knowledge and Immortality
27 Nov 1910, Bremen Rudolf Steiner |
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Those who look more deeply into these things will understand that a richly developed soul must go beyond the body and that we should not be surprised that in old age, especially in people with a richly developed soul, the brain can no longer serve the soul's life. Kant, for example, became weak-minded in old age, despite his rich mind. The outer tools of the body are no longer suitable for the soul; it withdraws with the content it has gained in this life, and it finally breaks the body. |
69b. Knowledge and Immortality: Knowledge and Immortality
27 Nov 1910, Bremen Rudolf Steiner |
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Distinguished attendees! When speaking of human knowledge, one initially has two things in mind. One is the knowledge that the individual human soul, the human mind, acquires for its own sake; the other is the knowledge that is a means of progress for the life of all humanity. One has only to think of knowledge that deals with the observation of natural phenomena and that is concerned with putting the forces of nature at the service of humanity to realize that what is called knowledge in this field not only gives satisfaction to the individual human soul, but that this knowledge wants to be a selfless servant to all humanity. It is easy to see that knowledge of the forces of nature serves the aims of humanity to a large extent. We see the knowledge gained through the thinking of researchers and inventors applied in practical life, and anyone who reflects on its value will easily see that the knowledge gained from the study of matter is intended to serve all of humanity. But beyond this knowledge there is still another knowledge, which by its very nature does not allow for such practical application. This knowledge must exist for its own sake. Humanity needs it and could not live without it. But with this knowledge, too, we may ask whether it is really something that the human soul seeks only for its own satisfaction, or whether this knowledge, too, which we often say exists for its own sake, is not also in the service of human progress. If one tries to explore why the human soul thirsts and hungers, as it were, for such knowledge for its own sake, why it strives for an examination of the secrets of the world in order to recognize the significance of knowledge in the service of humanity, then one must delve into the essence and the [primordial] reasons of the human soul itself. Now the branch of human research that is called spiritual science or theosophy seeks to recognize the essence of the human soul by pursuing this human soul into its deepest depths and trying to find the essence of the human soul on the basis of knowledge that goes beyond what the senses offer and what the mind, which is tied to the brain, can achieve. Spiritual science believes that, on the basis of its research, it can say something about the human soul that is of particular importance to this striving human soul. However, it must approach all that the intellectual culture of the last centuries has produced in an independent way. In no way does spiritual science take a position against the great achievements of human culture, especially of natural science; but in our time it must undertake exactly the same thing that natural science has undertaken many times over the last few centuries - it must test all the prejudices, all the beliefs of people today in the light of its insights. Spiritual science looks at something that is one of the most important things for knowledge in our time – at something that has only been instilled in science relatively recently. People are very forgetful. Many truths that are generally recognized today were only conquered by the human mind in the 17th century, because until the 17th century, for example, both laymen and learned naturalists believed that earthworms, fish and other lower animals could develop from river mud. There are books from this time that discuss how living things develop from carcasses, for example. It was only in this 17th century that Francesco Redi first uttered the sentence that living beings could only come from germs of living beings of the same kind. That living beings can only come from living beings was a great heresy in the 17th century compared to the science of the time, and only with great difficulty did Francesco Redi escape the fate of Giordano Bruno. The situation for the spiritual researcher today is similar when, for example, he focuses his attention on the properties of a human soul that comes into existence through birth. Today, when looking at the different properties of children, it is easy to say that these properties are inherited from the father and mother. Today it is believed that the structure of the human soul is composed of what comes from the physical environment, just as it was believed in the 17th century that living beings would consist only of what came from the physical environment. But the spiritual researcher must say: spiritual-soul can only come from spiritual-soul. He observes the miracle of how a human germ, which comes into existence through birth, develops in the course of its life from stage to stage, and he is clear about the fact that the human essence, which develops so mysteriously, can only come from its own kind. He knows that in order to understand what is developing, one must go back to another spiritual-soul realm. As we ascend from the animal to the human, we have to distinguish between the generic and the individual. We cannot ascribe to the human core of being the same thing that we address as generic in the animal. We have to say: what develops in the child over time does not lead back to a generic, but to an individual that comes into existence through birth. And when this thought is followed to its logical conclusion, this spiritual research into the origin of the soul and spirit leads the spiritual researcher to the idea of re-embodiment, to the idea of repeated lives on earth for human beings. For anyone who looks impartially at all the facts of life, repeated lives on earth are a reality, however much the feelings of people today may still rebel against it. Of course, it is no longer customary to burn heretics, but such things, which are heresies according to today's consciousness of people, are ridiculed. But this truth will be treated the same way as other truths and laws that humanity has acquired in the course of its development; after some time, it will no longer be possible to understand how there could have been people who could not believe that spirit comes from spirit. Goethe pointed to what his essence had drawn from his environment. He could say:
And then, after pointing out what he had attracted from his environment through inheritance, he modestly asks:
Anyone who, like me, has studied everything related to Goethe has certainly acquired the respect due to Goethe's parents. But try to put together all their qualities – you will try in vain to bring to light what is original about the “little fellow”. Precisely that which we cannot find in the heritage of father and mother, precisely that is the Goethe whom we know and who he will always be in our culture. It is the most appealing task for an educator to assume that in the education of a child, a mysterious core of being struggles into existence that lies beyond all laws of inheritance, and that in every young human being this riddle must be solved anew. If we really apply this truth of repeated earthly lives to a child, it will no longer be out of keeping with us to look at the child's outer form in such a way that it appears to us as shaped, formed out of a soul-spiritual core of being. We observe the indeterminate features of this human countenance in the first days of the child's life; we see that they become more and more definite and, little by little, the child's entire body shows an ever more definite form of its own. We can see how the soul, which has come over from a previous existence, transforms these vague features into ever more distinct ones. It becomes visible how the inner core of the human being works on the forming physical shell. If we consider this carefully, we will not find it difficult to recognize an ascending and a descending line of human life. We see how indeterminate forces work their way from the inner being to the surface, and at a certain point in time we see how everything that is inherent in the human being is revealed in the skills and abilities that he acquires. Then it happens that a person makes one side of his nature the dominant one. We see a kind of confrontation with his environment through the absorption of knowledge and wisdom, and we can say: This is something that is added to what was brought from previous embodiments. Then a descending current sets in in life, where we can no longer transform anything of what we have become externally and physically in our abilities - we can no longer even absorb anything into our memory. We will only understand this actual work of the individual core of our being on the human being if we consider the whole of human life. This work on the human being can be divided into two clearly distinguishable states. The human being alternates between two states of consciousness: waking life and sleeping life. To consider life as a whole, we must ask ourselves: What do we owe to sleeping life and what do we owe to waking life? From sleep the soul must draw the strength for new work, and it is shown that invigorating forces accrue to the soul from sleep. An example of this: people who, by reason of their occupation, are obliged to learn much by heart, can experience that they do not progress well with their memorizing if they do not have a good amount of sleep between their work. Today, scientific observation also recognizes the importance of sleep for the removal of fatigue. In scientific circles, the prevailing view is that people get tired because the muscles, nerves, etc. are worn out and need to be supplied with new strength. However, this does not take into account the fact that muscles can also work without showing signs of fatigue. The heart muscles, for example, work without tiring. Why is that? Asking this question is of tremendous importance for a healthy view of life. On closer observation, it becomes clear that fatigue only occurs under certain conditions. The heart does not tire, but the smallest muscles in the fingers can tire to such an extent that cramp-like pains occur, as can be seen, for example, in writer's cramp. When you research these things, you come to realize that fatigue and our waking daily activity are related. We come to see that fatigue occurs when we do not leave parts of our body to themselves, but instead permeate them with the effectiveness of the external work we do. The laws of the universe are implanted in our body; they are effective in it, and under their effectiveness the body does not tire. Fatigue does not occur when - unconsciously to the person - the laws of the universe work in his body. Fatigue occurs only when the human consciousness permeates the organism with its nature. The naturalist Thomson asserts the independence of the soul life in relation to the bodily life. He says that the soul life is as separate from the body as the rider is from his horse. It is admitted that there is something in man that stands in the same relationship to his body as the rider to his horse. We tire our body, says Thomson, just as the rider tires his horse, because we are outside the horse and use the horse. Does the old image not emerge from a distant time in human development, in which people looked into a spiritual world by natural gift? There they saw the centaur, the man connected with the horse. It is true that “wise” natural science says today that the people of that time were childlike people, that they saw wild barbarians sitting on their steeds and coming out of the fog from the north, and that in the fog they could not distinguish where man and where steed was; from this these childlike people would have formed the image of the centaur. But in fact the centaur is a reality that shows, from a clairvoyant perspective, the relationship that arises between soul and body, and that is like that between rider and horse. Thus the fact of fatigue compels us to recognize a certain independence of soul from body. That the course of certain processes in the human body does not result in fatigue is due to the fact that a universal law is at work, but the human being is not present with his consciousness. The human being tires because he is present with his consciousness in the processes of his body. But in the state of sleep, the human being is surrendered to the universal law. The human being needs this immersion in a different element, as it happens every night during sleep, and we will ascribe the right effect to sleep if we follow the essence of the human being as he lives in the world into which he enters when he falls asleep. Then I have to speak of the experiences of the spiritual researcher. Spiritual research does not mean that one can gain knowledge of the secrets of the existence of the world at any level, but that we awaken dormant, germinal powers of knowledge within us. When these dormant powers of knowledge awaken, they give us eyes and ears of the spirit, so that we find ourselves in a situation like that of a blind person who regains his sight through an operation. We can only recognize how many worlds are around us if we have the organs to perceive them. We can only experience the world of light and color if we have eyes to see them and the world of sounds if we have ears to hear them. The spiritual researcher becomes a spiritual researcher by awakening the powers of knowledge that lie dormant in him, by opening spiritual eyes and ears. He carries out a certain training of the soul, that is, certain exercises through which the soul acquires organs with which it can see and experience new worlds. When a person becomes a spiritual researcher in this way, the perception of the spiritual world is not speculation, but reality. When a person begins to look into these spiritual worlds, he makes new experiences, and I would like to emphasize one such experience that can shed light on the nature of sleeping and waking. It is the task of the spiritual researcher to investigate certain tasks of ordinary life and then to illuminate them with the light of the spirit. For example, you may reflect on a certain task in life and cannot solve it; the tool of thinking proves blunt. Then the spiritual researcher really feels separated as a thinking and knowing being from his physical body. He feels his physicality as one feels a hammer or another tool or instrument outside of one's being. Just as one can feel a hammer as too heavy, one can feel the failure of the individual parts of the brain: One feels that one cannot intervene in the brain. The separation of body and spirit can be felt by the spiritual researcher in every one of his activities. But when the spiritual researcher wakes up from a state of sleep, perhaps a very short sleep, which he can induce at will through his developed will, it is as if he woke up from a very specific world in which he has done something, so that when he wakes up, activities that he performed immediately before waking up linger, and these have a very specific configuration. When he wakes up, the activities he performed before waking up could be painted by him in very specific figures and colors. But there is a difference between this mental activity and the usual daily activities. The usual daily activities are such that you think them through beforehand, so you work as if according to a model and are bound to the lines of a template. The [spiritual] activity, on the other hand, [that a person performs while sleeping] proceeds as if we were following a line from our spirit that arises from the inner laws of our own soul. During sleep, the spiritual researcher feels this as an intervention of his soul activity in his physical body, in his brain. And he feels this activity, to which he has devoted himself in sleep, flowing into his body like warmth, so that this body has grown to meet the demands of the day. He experiences: You have worn out your instrument, and this activity is a repair of the instrument for the daytime work of the physical body. Like an architect, we work on our own physical body during sleep, and the spiritual researcher does this consciously. During the day, the physical body is constantly worn out, and we bring with us from another world the forces we need to build up our physical body. We do this unconsciously during sleep. If we consciously consider what we do unconsciously in our sleep, then we will find it credible that during sleep our soul dwells in a world other than the physical one. From the moment we fall asleep until we wake up, the soul really does enter a spiritual world, and that is the world from which man comes. Every night we have to dive into this sea of spirituality to draw from it the strength we need for our physical body and which alone makes it possible for us to survive between birth and death. So our life goes, in that we appeal again and again to our spiritual existence, and we see this spiritual essence of man emerging anew from the spiritual world every day, as in a small re-embodiment. We find only one difference between re-embodiment and waking up: when we wake up in the morning, we always encounter the same body that we have built up since our birth. When we re-embody ourselves for a new life, however, we must first build up our corporeality anew. When we consider the course of life, we see many, varied things approaching us that we can take in with our soul, but which we cannot implement in the life of our body. We develop by repeatedly drawing new strength from our sleep, but there is a certain limit to the incorporation of these forces into our physical being. For example, the soul can only receive musical impressions if there is a musical ear. The soul encounters a limit in the physical. Much of what is in our soul, what it wants to process, it cannot incorporate into the outer physical body. This gives rise to a certain disharmony, which is more than the usual tiredness that forces us to sleep. This gradual mismatch of the body to what our soul is becomes more and more pronounced the more a person develops a richer soul life. The soul life becomes increasingly unadapted to the life of the outer body. And here we must ask ourselves: where do we get this body from? When we see this body developing out of indeterminacy into a definite form in physiognomy and gestures, we regard the body we have in a particular life as a result of previous lives. We use this body as an instrument. We enrich our soul in the course of our life, and we find that what we have acquired in this life reaches the limits of our physical body, and that finally bursts this body. So we have the descending line of life. We should be grateful to be separated from this body again, to be heading towards death, to have a soul with richly developed content that bursts the bounds of the body, right up to death. Those who look more deeply into these things will understand that a richly developed soul must go beyond the body and that we should not be surprised that in old age, especially in people with a richly developed soul, the brain can no longer serve the soul's life. Kant, for example, became weak-minded in old age, despite his rich mind. The outer tools of the body are no longer suitable for the soul; it withdraws with the content it has gained in this life, and it finally breaks the body. What we call death is different in humans than in animals. The ever-enriching soul of the human being breaks the corporeality and passes through death. Then this soul builds itself up according to the abilities and contents it has acquired during life, the body for a new incarnation. Now one could say that we do not remember our past life. This objection would have the same justification as if someone wanted to say: A four-year-old child cannot calculate, so no human being can calculate at all. - We want to try to see through the following consideration that it is possible to acquire the ability to remember earlier lives. To make this clear to us, I must mention that there is also a time for the ordinary human life when the person cannot remember. These are the first years of childhood, which a person does not remember, even though he was already there at that time. The point in time up to which memory reaches is connected with another point in time. You know, of course, that in the very earliest period of his life, a person has no sense of self. At a certain point in time, the sense of self arises in the child, and the beginning of remembering coincides with this. What lies before this point in time is not remembered. Why is that? Spiritual research shows that in his normal mental life today, through the development of this self-awareness, through which man attains the highest of this life, man erects something like a boundary around himself. A person's memory goes back to the point where self-awareness occurs. That is the boundary. At this boundary, self-awareness stops and withdraws from observation what happened before. We can learn to see beyond this boundary if we apply the exercises that the spiritual student has to do to look into the spiritual world to our soul. There comes a moment when the person succeeds in leading this I one step beyond himself. That is the moment when one comes to switch off the ordinary I-consciousness that forms the boundary for memory. Then the person enters the spiritual world. He only has to learn to switch off the ordinary I-consciousness. The sense of self is brought about by the impact with the body. When a person overcomes this, as it is otherwise overcome in sleep, and when he learns to consciously enter the world in which he unconsciously dwells in sleep, the possibility of looking back on past lives begins. This can only be achieved if man consciously turns his gaze to this other side of life, to the side that lies beyond the gate of death. We must uproot from the soul all fear and dread of what comes to man from the future. How afraid and anxious man is today of all that lies in the future and especially of the hour of death. Man must acquire composure in relation to all feelings and sensations towards the future, look forward with absolute equanimity to all that may come, and only think that whatever may come to us through the wisdom-filled guidance of the world. This must be brought before the soul again and again. This leads us to receive the retrospective powers for past earth lives as a gift. In this way we can educate our soul until we attain the consciousness that past earth lives are not hypotheses and dreams, but that they stand before the soul as fact, as something that the soul can learn to observe. Our contemporaries do not want to admit that there is a possibility of awakening dormant powers in the soul, so that new worlds, hitherto hidden in the infinite bosom of existence, may be added to what the soul can experience. But we are on the verge of a time when people will gradually develop more and more of a relationship with what can be explored from the dark depths of the past and the future. We are heading towards a future where more and more people will have the urge to know, to recognize what the human soul and its destiny are all about. Thus, we are looking at an expansion of the ability to know, which enters into an alliance with the spiritual world. All higher knowledge, says Goethe, is an extension of ordinary knowledge. Such extended, such higher knowledge is not abstract reflection on things. Such higher knowledge is a connecting of what is the essence of our soul with the spiritual and soul-like around us. Plato cites as proof of the immortality of the soul the possibility of the human soul's connection with the eternal, with that which is eternal outside of space and time, while things in space and time arise and pass away. If such higher knowledge is taken seriously, it contradicts everything that otherwise occurs as fatigue. Fatigue occurs in the knowledge that strives to explore the things around us. But when man allows the knowledge he has gained about things to take effect in his soul, when he has moments in life when what he has gained through his eyes becomes ideas and he can let these ideas work in him, when he can transform the lofty realm of sounds into ideas and let them continue to resound in his soul, then he learns to be awake in a state that can be compared to the state of sleep. Knowledge is given to us in the same measure as the consciousness of our ordinary ego begins to fade. The arbitrariness of this ordinary ego consciousness shatters, and man experiences true knowledge by feeling that he must fit into the laws of the spiritual world with his true ego. While man is limited to a small space in the outer world by his physical body, which he repeatedly tires through the work of the day, and he must always compensate for this wear and tear of the body through sleep, he feels when the soul is truly “with itself” that it can also draw forces from the spiritual world while awake. He gets the feeling that a source is opening up for the soul, through which healing potions flow to us from the spiritual world, so that he can become master of the body. He feels that we can consciously enter the spiritual world, as we unconsciously do every night while sleeping. He feels that we can then consciously enter the realm of eternity when our knowledge becomes life. Then it will become something completely new, something that it cannot be for the ordinary consciousness of today's man. Plato said that in ancient times people developed the highest knowledge out of enthusiasm. Even if this ability of enthusiasm may have been lost to today's people, what has not been lost to them is that the knowledge of the world of ideas can become a life force in them, that they can feel how they connect with the root of existence and eternity by penetrating into things with their spiritual self through knowledge. In this way we come to know knowledge as a living thing, as a healing process that extends into the physical body. It takes a long time before we get to know this knowledge, that is, this source of life in our soul. And we also get to know the connection with a very different factor of our culture. All our knowledge must be incorporated into what we can call being imbued with the living Christ. What is this living Christ in the human soul? It is nothing other than what we can experience when knowledge and truth come to life in us, as has just been explained, when we can feel our personality as if it were being filled by a second personality, by something that is truth itself. This is the living Christ, who is truth and life in the human soul. When one grasps the Christ in this way, He is not an abstract idea, but He is the living Entity Who at a certain point in time intervened in the evolution of humanity, an Entity Who fulfilled the Mystery of Golgotha and thereby entered into the life of human souls. In the past of human evolution, the way people recognized each other was different than after the Mystery of Golgotha. In ancient times, people looked to the origin of man and they felt: Man is not valuable for the development of humanity as a sensual being; as spiritual beings we have descended from a spiritual world into this sensual world to live in a physical body, after we were previously in an ocean of divine spiritual life; through our soul we can in turn find our way back to this common human origin. This is no longer appropriate for our time; something else corresponds to our time. In ancient times, the human soul sought the origin of humanity in order to become aware of what united people. Today we look at what the human being can become, at a common goal for all people. Looking towards this goal, people must be able to say to themselves: This concerns every human being; something must come alive in the innermost being of every human being – this is the living Christ. In the future, human souls will come together in him. The earth, the physical body – it will fragment in its material existence. But the human souls that have the living Christ within them will advance to other levels of existence. When the body of the entire planet has disintegrated, all mankind will be one again, not as it was before it descended to the earth, but one in which the Christ will live as a common soul-blood in this humanity. All our knowledge must be dedicated to the great moment in the evolution of mankind when the human soul can turn to the God-man who accomplished the Mystery of Golgotha. When we look into the future of mankind, we look for the Christ-consciousness in every human being. This has a completely different sense and a completely different meaning than when the Buddhist teaching speaks of a Nirvana and means by that a detachment of the soul from all earthly things. No, the soul should not detach itself from the earthly. We look to the living Christ, who can grasp our souls with his life, and to how the soul can shape itself ever more richly through the life of Christ in it, through immersion in the source of wisdom and truth in ever new incarnations. Thus we see that spiritual science does not stand in opposition to that without which our culture cannot be imagined - to Christianity. It does not want to fight Christianity, but to deepen it by pointing to the living Christ. We, as Westerners, look to the event of Golgotha as to the point in time that is also known from history, but which only acquires its deep value, its deep meaning for us through the fact that we gain the Christ-idea not only from the historical Christ, but deepen this Christ-idea through spiritual science. Only when we have imbued our knowledge with soul, light and spirit through the idea of Christ does this idea of Christ become for us that through which the true idea of immortality is revealed to us ever more surely. And when the Christ in us has become the light of knowledge and the life of knowledge, then we connect with the power through which we pass through many deaths and through many lives. Knowledge of Christ is the way for man to absorb within himself the forces that lead him to true immortality, that is, to victory over death. This idea can only be gained from higher knowledge - not with ordinary knowledge, which only wants to deal with the material. Nowadays, only the external, the material, is pursued in man, and that is the most fleeting, the most transient. The words of Hamlet, for example, point this out, showing how dying and death must appear to him in his melancholy mind, in which the light of Christ does not yet shine. He speaks of the great Alexander, saying:
And he speaks of the great Caesar:
But Hamlet is only talking about where the earth that became Caesar's body may have gone. He pursues the fleeting, transient material instead of reflecting on where the great, richly developed souls of the great Alexander and the great Caesar have gone. You don't see what is important in man if you only look at the transitory, at the material, and think about what might have become of it. You should look beyond what goes through death and birth to recognize what true immortality is. In recent centuries, when knowledge of the material world has made such great strides, we have become more and more accustomed to regarding matter, that which forces the spirit into its fetters, as the essential. But matter will perish, disintegrate; the earthly body, consisting of matter, will disintegrate. The spiritual researcher, for example, views today's radium research in such a way that he knows: here is the beginning of the disintegration of the atoms that form the earthly body. The material of the earth will perish, but the eternal, even of the earthly body, will merge into the eternal essence of things. Today's striving for knowledge pursues the material, forcing the soul into its spell. One believes that one can speak of eternity, of the indestructibility of matter. In the face of words such as those spoken by Hamlet, it must be said, based on the realization of the true nature of the human being and at the same time on the realization of the true nature of materiality: Not only the great Alexander, the great Caesar, no, all human souls are parts of eternity; they take on a physicality from the materials of the earth in ever new lives, they go through ever new lives, which are only steps towards immortality. This applies to every human being:
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76. The Stimulating Effect of Anthroposophy on the Individual Sciences: Linguistics
07 Apr 1921, Dornach Rudolf Steiner |
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Or rather, if this abstract concept of space is the only one that can legitimately be spoken of, then there is really only one objection that can be raised, and this is sufficiently addressed in Riemannian or any other metageometry. The fact of the matter is that, for example, Kant's definitions of space are based on the very abstract concept of space, in which one does not initially concern oneself with infinity or boundlessness, and that in the course of the 19th century, this concept of space was also shaken internally, in terms of its conceptual content, by mathematics. There can be no question of Kant's definitions still applying to a space that is not infinite but unlimited. In fact, much of the further development of the “Critique of Pure Reason” would be called into question, for example the doctrine of paralogisms, if one were obliged to move on to the concept of unlimited space curved in on itself. |
76. The Stimulating Effect of Anthroposophy on the Individual Sciences: Linguistics
07 Apr 1921, Dornach Rudolf Steiner |
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It seems obvious to me today that what has been discussed here, from this point of view, during these days, the harmony of the subjective and the objective, is now emerging as an introduction to my lecture, also based, so to speak, on a feeling. Yesterday morning, the reflections concluded with the speech of Professor Römer, which gave me great satisfaction – that is the subjective aspect – for the reason that it showed how a specialist, who is thoroughly and fully immersed in his field, can feel the need for the spiritual science to shed light on such a specific subject. It will also have become clear to you from what Professor Römer has already been able to cite from his field of expertise today, that above all, for this interweaving, strong, vigorous work must be developed on the part of the relevant spiritual science itself. For what has been given so far - and this should be fully recognized - are initially individual guidelines that require verification with reference to external science. In all that has been brought to me through this lecture to a certain subjective satisfaction, there was a consideration of the teeth. So yesterday we concluded with the teeth – now I come to the objective. And allow me to start with the teeth again today, though not with something that I want to tell you about the teeth on my own initiative, but with a saying that emerged from the scholarship of the 11th century, as it was in Central Europe at the time. This saying goes:
This means: just as the tongue catches the wind from its surroundings and draws it into the mouth, so it draws the word it speaks out of the teeth. Now, that is a product of 11th-century Central European scholarship. It means that the tongue draws the word out of the teeth just as it draws air into the mouth from the outside world. Now a sample of 19th-century scholarship, from the last third of the century, a word pronounced by the philologist Wilhelm Scherer, who was revered by a large number of students as a modern idol, and which you will find in his “Deutsche Sprachgeschichte” (History of the German Language), where he also uses this word that I have just read to you. The word he uses in contrast to this is this: “We laugh at such a word in the present”. That is the scientific confession from the 19th century about this word from the 11th century; it expresses the scientific attitude that still prevails today in the broadest sense and that the representatives of the corresponding field are still likely to express today in further references. If we first consider this contrast from the point of view that has been adopted here more often, that a complete change has taken place in relation to the state of mind of people since the first third of the 15th century, then we have in the time that lies between the first quoted saying and the saying of Wilhelm Scherer, we have contained approximately just what has elapsed in time since the dawning of that state of mind that existed until the beginning of the 15th century, and the direction that has emerged since then and has so far undergone a certain development. Wilhelm Scherer now continues the sentences that he began by saying that he had to laugh at such a word from the 19th He says that all efforts in the present must be directed, with regard to linguistics, to bringing together what physiologists have to say about speaking and word formation based on the physiological organization of the human body with what philologists have to say about the development of language from ancient times to the present. In other words, physiology and philology should join hands in this field of science. And Wilhelm Scherer adds that unfortunately he has to admit that the philologists are very, very far behind and that it cannot be hoped that they will meet the physiologists halfway in terms of what they have to say about the physical organization for the formation of speech. So that physiology and philology are two branches of science whose lack of mutual understanding a man regarded as a man of his time acknowledges in no uncertain terms. This points to a phenomenon that is a dominant one in our time: that the individual sciences with their methods do not understand each other at all, that they talk alongside each other without the person who is placed in the midst of this scientific activity and hears what the physiologists on the one hand and the philologists on the other have to say, and who hears what they say, is able to do something with it – forgive the perhaps somewhat daring comparison – other than to be skewered from two sides in relation to his soul by the formations of concepts. In a sense, although I do not want to say much more with this than something analogous, a certain contrast is already expressed in the word designation, which, I would like to say, is unconsciously taken seriously by the newer currents of science. The word 'physiology' expresses the fact that it wants to be a logos about the physical in man, so to speak, that which grasps the physical in a logical, intellectual way; the word 'philology' expresses: love of wisdom, love of the Logos, love of the word; so the word designation is taken from an emotional experience. In one case the word designation is taken from a rational experience, in the other from an emotional experience. And what the physiologist wants to produce as a kind of intellectual Logos about the human body, that - namely the Logos - the philologist actually wants to love. As I said, I am only trying to make an analogy here, but if we pursue it further, if we follow it historically, it will take on a certain significance. I would advise us to follow it more closely historically. But we can point out something else that comes to us from prehistory, from the forerunner of that which has emerged in human consciousness since the beginning of the 15th century. We know that what is called logic and which, in a certain respect, has its image in language, at least essentially, is a creation of Aristotle. And if one were to claim that, just as a person today who has not studied logic nevertheless lives logic in his soul activity, logic also lived in people's soul activity before Aristotle, one overlooks the fact that the transformation of the unconscious into the conscious nevertheless has a deeper significance in the course of human events. The elevation of the logical into consciousness is also a real process, albeit an inwardly real process, in the development of the soul of humanity: in older times there was an intimate relationship between the concept and the word. Just as there was such an intimate relationship between the concept or idea and the perception, as you will find explained in my “Riddles of Philosophy”, there was also an intimate connection, an interlocking, I would say, of words and ideas. The distinction that we have to make today, psychologically, between the word and the content of the idea – particularly when considering mathematization, this emerges with all clarity – was not made in older times. And it was precisely this distinction that Aristotle first arrived at. He singled out, within the life of the soul, that which is conception or concept from the fabric of language and made it into something that exists separately for knowledge. But in doing so, he pushed that which lives in language further down into the unconscious than it was before. In a sense, a gulf was created for knowledge between the concept or the conception and the word. The further back we go in the consideration of human language, the more we find that the word and the concept or idea are experienced as one and the same thing, that man, so to speak, hears inwardly what he thinks, that he has a word-picture, not so much a thought-picture. The thought is linked externally to the sense perceptions and internally to the word. But in this way, even in these early times, a certain intuitive perception was present, which can be characterized as follows: as people expressed themselves in words, they felt as if what resounded in their words had entered their speech directly from a hidden, subconscious, instinctive aspect of things. They felt, as it were, that a real process takes place between what lives in things, and especially in facts, and what inwardly forms the impulse for the sounding of the word. They felt such a real connection as a person today still feels a real connection between the substances that are outside, say egg, veal, lettuce, and what then happens inside with the content of these substances when they are digested. He will see a real process in this process, which unfolds from the outside of the substances to what happens inside in the digestion. He experiences this real process subconsciously. What one experienced in language was subconscious — even if much more clearly, already permeated by a certain dim awareness. One had the feeling that something living in the things is related to the sounds, to the words. Just as the substances of the materials one eats are connected with what happens internally in the metabolism of the human being, one felt an inner connection between what takes place in the things and facts, which is similar to words, and what sounds internally as a word. And in that Aristotle raised to consciousness what was felt to be a real process, where concepts come into play, the same was achieved for language as a person achieves when he reflects on what the substances of the materials in his organism do. Thinking about digestion is, of course, somewhat further removed from the actual process of digestion than thinking about language. But we can gain an idea of the relationship by clarifying this idea by moving from the more immediate to the more distant, and by becoming clearer in the distance. Now, for us, if we replace today's abstract view of history with a more concrete one, the fact that things that happened in Greece in the pre-Christian era, also in the pre-Aristotelian era, happened later for the Central European population - who still perceived the Greeks as barbaric, that is, at a lower level of culture - is clear. And we will be right, and spiritual science gives us the guidance to raise this feeling to certainty, if we imagine that the mental state from which we speak is spoken emotionally, “the tongue draws the outer air into the mouth just as it draws the word out of the teeth,” that this way of looking at things , this remarkably pictorially expressed view was roughly the same as that which prevailed in pre-Aristotelian times within Greece, and in the place of which there arose what was bound to arise through the separation of logic, of the logos, through the separation of the conceptual from that which is expressed in language. You are aware that in that erudition which developed first in the 15th century and from which the various branches of the individual specialized sciences have emerged, that in this erudition as education much has contributed what has asserted itself as late Greek culture. The philologists, in other words, those who are supposed to love the logos, were thoroughly influenced by what emerged from late Greek culture. And just imagine such a late Greek as a Germanic scholar, like Wilhelm Scherer, confronted with early Greek, and it tells him: the tongue pulls the language out of the teeth – then he naturally rejects it, then he wants nothing to do with it from his point of view. One must consider such facts in a light that tries to shine a little deeper into the historical context than what is often available in the ordinary popular science of history today, both in the field of external political or cultural history and in the field of language history. Now the question is what paths must be sought in order to scientifically penetrate into the structure of the language organism itself, if I may express it in this way. Even in external appearances, it is expressed how the soul, which has gradually been elevated into the realm of abstract concepts, has moved away from what was felt about language in the pre-Aristotelian period. What, for example, has been produced, as an opinion about the origin of language, by this research, which is in the sign of Aristotelism? Well, it was elevated into the abstract, and thus alienated from its direct connection with the external world, through which one could experience what really corresponds to the formed word in things. It was alienated from this, but still sought to understand what such a connection might look like, and it then also translated this connection into all kinds of abstractions. What she felt inwardly, she placed in the realm where concepts are formed externally, based on sensory or other external observations. Because it was impossible to delve into things to search for the process of how the word works from things into the human organization, an abstract concept was used in place of such an understanding, for example in the so-called Wauwau theory or in the Bimbam theory. The wauwau theory says nothing more than that what appears externally in the organic as sound is imitated. It is a completely external consideration of an external fact with the help of abstract concepts. The Bim-Bim theory differs from the Bow-Wow theory only in that it takes into account the inorganic way in which sound is released from itself. This sound is then imitated in an external way by the human being who is confronted with and influenced by external nature. And the transformation of that which children call — though not everywhere, but only in a very limited area of the earth — when they hear the dog bark: woof-woof, or that which comes into their sense of language when they hear the bell ring: ding-dong-dong, this transformation is then followed by a curious method. Thus, what has then formed into the organism of language can be seen in the indicated 'theories', which, it is true, have not been replaced by much better ones to this day. We are therefore dealing with an inwardness of the observation of language. Above all, the aim of spiritual science, as it is meant here, is to make the study of language an inward one again, so that through what can be achieved in the ascent from sensory to supersensible knowledge, what was once thought about language through feeling and instinct can be found independently again, but now in a form appropriate to advanced humanity. And here I must point out (owing to the limited time I have only to indicate the directions in which the empirical facts can be followed) how spiritual science takes a strictly concrete path when it wants to understand how the human being develops from childhood to a certain age. You will find what I am trying to suggest here outlined, for example, in my booklet 'The Education of the Child from the Point of View of Spiritual Science'. First of all, it must be pointed out how the entire soul-physical configuration of the human being in the period before the change of teeth is essentially different from what it becomes after the change of teeth. Anyone who has observed this fact knows how much is metamorphosed in the soul-physical life during the period when the second teeth replace the first. And anyone who does not seek the relationships between body, soul and spirit through abstractions such as the followers of psychophysical parallelism, but seeks them in concrete phenomena, seeks them according to a truly further developed scientific method, and is able to grasp the inner structure of the soul life in the concrete, will find just how what later, in a more soul-like way, in the peculiar configuration of conceptual life, in the implementation of that which is experienced conceptually, with will impulses, which then lead to the formation of the judgment, as something that has been working in the physical organization until the change of teeth. And he will not speculate about what can “work spiritually” in the physical organization from birth to the change of teeth. Rather, he will say to himself, what is then released during the change of teeth, released from a body in which it was previously latent, that has previously been active in a latent and bound state in the physical organization of the human being. And this particular type of physical organization, in which what can later be observed in the soul is active, comes to an end with the eruption of the second teeth, which you were also made aware of yesterday. Now, the facts at hand must be considered not only from a physiological point of view, but also from the perspective of the human soul. Just as the physiologist, with his senses and the mind bound to them, penetrates into the physical processes of the human organism, so too does the soul, with its faculties of imagination and inspiration. If one really penetrates into these processes, then one must see in the real, which is first latent from birth to the change of teeth, and then becomes free, also in terms of imagination and knowledge. That is why my writing on “The Education of the Child from the Point of View of Spiritual Science”, in summarizing this process in a formulaic way, speaks of the fact that with the change of teeth, the etheric body of the human being, which previously worked in the physical body, is only born free to be active in the soul life. This “birth of the etheric body” is expressed in the change of teeth. It is necessary to have such formulaic expressions at the starting point of anthroposophical spiritual scientific observation, such as “birth of the etheric body from the physical body”, which corresponds to an actual event. But when we seek to make the transition from spiritual science in the narrower sense — which is concerned with the observation of the human being's direct experience of the day — to the approach taken in the individual specialized sciences, then what is initially expressed in such a formulaic way becomes something similar to a mathematical formula: it becomes method, method for dealing with the facts. And that is why this spiritual science can have a fruitful effect on the individual sciences, without always merely continuing into the individual sciences that which, admittedly, must be clearly borne in mind at the starting point: that the human being is structured into a physical body, etheric body, and so on. At the beginning one can and must know such things; but if spiritual science is to bring about a fruitful influence, they must become active, they must become a method, a way of treating even the empirically given 'facts'. And in this respect spiritual science, because it rises from the inorganic, where it can do little, through the organic into the spiritual realm, I would like to say, not only in the way the individual sciences can fertilize can, but it will, as a result of its findings, have confirmations of facts to hand over to them, which will shed light on what is gained from the other side through sensory-physical observation and then seen through with the mind. Spiritual and sensory-physical research must meet. And it is one of the most important tasks for the future to ensure that this spiritual research and this sensory-physical research meet. In the process that manifests itself externally during the change of teeth, it becomes clear that what is designated as the etheric body – but by taking a concrete view, not a word concept, into the eye of the soul – becomes freely active for the entire human organism, after previously having had an organizing effect in the physical body. Now it rises into the soul, becomes free and then consciously works back to the whole human being to a certain degree. Something similar occurs again with what manifests externally as sexual maturity. There we see how, once again, something arises in human experience that expresses itself, on the one hand, in a certain metamorphosis of the physical organism and, on the other hand, in a metamorphosis of the spiritual. And an essential part of the spiritual researcher's work is to acquire a concrete way of looking at what occurs in the soul and spirit, just as someone who only wants to educate themselves through external observation acquires a concrete way of looking at what they can see with their eyes and combine with their mind. Soul cannot be looked at in this way, but can only be looked at in its reality through imagination. There is no true psychology that does not begin with imaginative observation, and there is no way to find the interrelationship of body and soul or physical body and spiritual soul other than to build a bridge between what is given to external physical sensory perception as the physical body, and what falls away from this perception, what can only be given as reality in the ascent to supersensible knowledge, the spiritual-soul. If we now turn to what occurs during puberty, we must say: here we see, in a certain sense, the reverse process of what took place when the teeth changed. We see how what plays as the capacity for desire in man, what is the instinctive character of his will, takes hold of the organism in a way it did not take hold of it before. Summarizing the whole broad complex of facts that this involves in a formulaic way, it comes about that one says: the one in which the nature of desire slumbers, the astral body of the human being, becomes free when sexual maturity occurs. It is this body that now, if I may express it in this way, sinks freely into the physical organism, takes hold of it, permeates it, and thus materializes desire, which finds expression in sexual maturation. Now, what does an appropriate comparison of these two processes show? We see, so to speak, when the change of teeth occurs, a liberation of the etheric body of the human being. How does what is happening actually express itself? It expresses itself in such a way that the human being becomes capable of further developing the formation of concepts, in general the movement in the life of ideas, which used to be more bound to his whole organism, bound to the organization of the head. To a certain extent we see, and spiritual science sees it not only to a certain extent but in its reality, that the etheric, which we ascribe to the human being as an etheric body, withdraws with the change of teeth to that which only lives in the rhythm of the human organism and in the metabolic limb-organism, and that it develops a free activity in the formation of the head, in the plastic formation of the head, in which the consciousness life of the human being participates in the imagination. In a sense, the organization of the head is uncovered during this time. And if I may express myself figuratively about a reality that certainly exists, I must say that what drives itself to the surface from the entire human organization in the second teeth is the soul-spiritual activity that previously permeates the entire bodily organization and then becomes free. Before, it permeated the whole human being right into the head. It gradually withdraws from the head; and it shows how it withdraws by revealing its no-longer-to-the-head activity in that it stops and produces the second teeth. You can visualize this almost schematically. If I indicate schematically what the human physical organization is with the white chalk, and what the etheric organization is with the red chalk, then the following would result schematically (see figure): In the figure on the left, you see the human being in his spiritual, soul and physical activity as he stands before you until his teeth change. In the second figure, which is to your right, you see how the etheric element has withdrawn from the immediate effect of the head organization, how it has become free in a certain respect, so that from there it can freely affect the human head organism. And the last thing that happens in the physical organism as a result of this activity of the soul-spiritual is the eruption of the second teeth. I would say that you can observe in its image what is being communicated to you here as a spiritual view if you take the skulls that Professor Römer showed you yesterday, because you can compare the insertion of the first teeth with the insertion of the second teeth. If you want to follow this logically, then you have to take as a basis what has been gained here from spiritual science. Then you have to say to yourself, the first teeth, with all that is expressed in them, are taken out of the whole human organization, including the head organization. What is expressed in the second teeth is taken out after the inner soul organization, insofar as it concerns the etheric body, has slowly withdrawn into the rhythmic and metabolic organism and become free for the main head organization. In a similar way, we can say — as I said, I can only give guidelines — that something is happening with sexual maturity. What we call the astral body is sunk into the physical body, so that it finally takes hold of it and brings about what constitutes sexual maturity. But now what happens in the human being takes place in the most manifold metamorphoses. Once one has truly understood a process such as that which is expressed through sexual maturity, which brings about a certain new relationship in human development, in the development of the human being to the outer world, once one truly understands such a process inwardly, one then also recognizes it when it occurs in a certain metamorphosis. What occurs at puberty, in that it takes hold of the whole person, in that it, so to speak, forms a relationship between the whole person and their environment, is, I would say, anticipated in a different metamorphosis at the moment when language develops in the child. Only what takes place with sexual maturation in the child takes place in a different metamorphosis in the formation of speech. What takes hold of the whole human being at sexual maturation and pours into his relationship with the outside world takes place between the rhythmic and limb human being and the human being's head organization. To a certain extent, the same forces that take hold of the whole person during puberty and direct their relationship to the outside world assert themselves between the lower and upper human beings. And as the lower human being learns to feel the upper human being in the way that the human being later learns to feel the outside world, he learns to speak. A process that can be observed externally in a person at a later age must be followed in its metamorphosis until it appears as an internal process in the human organism, in the learning to speak: the process that otherwise occurs in the whole person at puberty. And once we have grasped this, we are able to comprehend how the interaction of the lower human being — the rhythmic and the limb-based human being — in its reciprocity develops an inner experience of something that is also present externally in the nature around us. This inward experiencing of what is outwardly present leads to the fact that what remains outwardly mute in things as their own language begins to resound as the human language in the human inner being. Please proceed from this sentence as from a regulative principle. Proceed from this sentence that what is in things, as they become external, material, falls silent, that in dematerialization it becomes audible in the human being and comes to speak. Then you will find the way in which you do not develop a yap-yap or a bim-bim theory, but on which you see that which is external to things – and cannot be perceived by external observation because it is silent and only exists in a supersensible way – as language in the human interior. What I am saying here is like drawing a line to indicate the direction in which one would most like to paint a wide-ranging picture. I can only present this rather abstract proposition regarding the relationship between the things and facts of the external world and the origin of human language in the inner life. And you will see everything you can sense about language in a new light when you follow the path from this abstractly assumed sentence, which initially sounds formulaic, to what the facts connect for you in terms of meaning. And if you then want to apply what has been philologically obtained in this way to physiology, you will be able to learn about the connection between external sexual metamorphosis and linguistic metamorphosis by studying facts that are still present as a linguistic remnant of the sexual maturation metamorphosis in the change of the voice, that is, of the larynx in boys, and in some other phenomena that occur in women. If you have the will to engage with the facts and to draw the threads from one series of facts to another, not to encapsulate yourself in barren specialized sciences, but to really illuminate what is present in one science as fact , through the facts that come to light through other sciences, then the individual special sciences will be able to become what man must seek in them if he is to make progress on the path of his knowledge as well as on the path of his will. In a context that might seem unrelated, we will see tomorrow in a very natural way how we can go from the change of teeth to the appearance of speech and then further back to what is the third on this retrogressive path: we see, so to speak, in what is expressed in the change of teeth, an interaction between the physical body and the etheric body. We see, in turn, in what is expressed in language, an interaction between the astral body and the etheric body. And thirdly, we must seek an interrelationship between the I and that which lives in man as an astral body, and we will be led to that which is the third in this retrospective consideration: to the embodiment of the spiritual-soul, to that which is born in the spiritual-soul. If one seeks the path from the change of teeth through the emergence of speech, the third stage is the stage of uniting the pre-existing human soul with the physical. By walling up the way out of his consideration of the change of teeth to the consideration of language through his abstraction, Aristotle was forced to resort to the dogma that a new spiritual soul is born with each new human being. Due to a lack of will to continue on a path of knowledge, knowledge of human preexistence has been lost, and with it knowledge of all that truly leads to the knowledge of the human soul. We see a historical connection, which, however, comes to expression in the treatment of certain problems, and we can say in conclusion: Today, according to the dictum of a philologist who is quite significant in the contemporary sense, philology and physiology are so opposed that they cannot understand each other. Why is this so? Because physiology studies the human body and does not come back to the mind in this study. If one pursues true physiology, then one finds the spiritual and psychological in man through the bodily in physiological observation. What happens when one pursues true philology? If one pursues true philology, then one does not reduce the logos to an abstraction, for which one then seeks to see through after-images, after-images in a scientific method, but one seeks to penetrate into that which one supposedly loves as a “philo”-logist, through imaginative and other forms of observation. But then, when one penetrates into that which has become shadowy and nebulous for today's philology, namely the genius of language, the creative genius of language, when one penetrates into it, then one penetrates through the spirit to the external corporeality. Physiology finds the spirit by way of the inner body. Philology, when viewed correctly, finds what speaks and has fallen silent in things on the way out through the genius of language. It does not find bark and bim-bam, but rather finds the reason why words and language arise in us in the things that physically surround us. Physiology has lost its way because it stops at the body and does not penetrate inwardly through the body to the spirit. Philology has lost its way because it stops at the genius of language, which it then only grasps in the abstract, and does not penetrate into the inner being of the outer things from which what lives in the word resounds. If philology does not speak as if the wauwau and bimbam are imitated in an externally abstract way by man, but speaks about the external physicality in such a way that it becomes clear to it in imaginations, how the word arises from this external physicality, which echoes internally, so that when physiology has found spirit and philology has found physicality, they will find each other. In this way I have traced the path that spiritual science in the anthroposophical sense wants to lead in conscientious work. I have only given a few hints in this particular field of introductory linguistics. Now, these things are discussed among us, these things are striven for by us. While we strive for these things, so that they may bear witness to what is being striven for on a path of knowledge that arises entirely out of the spirit of our time. And while you can see from what is being striven for that there is probably a certain seriousness that can be measured against the seriousness that exists in other areas of life, Stuttgart, a meeting raged that trampled on most of our speakers, that had no intention of listening to anything, that did not want to engage with what we had to say, but that, through trampling and similar things, sought to crush what is being seriously pursued. And, addressing my fellow students, I may say: yesterday evening in Stuttgart, your colleagues were absent – not from the other faculty, but from the other attitude – they were not absent, they were present in the trampling. Dear attendees, my dear fellow students! It will become ever clearer and clearer that there are those who, because they cannot be refuted – because they do not want to be refuted – because they do not want to engage with the new at all by inertly continuing with the old that has outlived itself, they will want to trample down on that with external force. Well, I would just like to appeal to you here in the sense that I do have faith in you, that you may say to yourself: We still have a say in this trampling down procedure! – But may this word become action. Third evening of disputations The questions did not relate to the theme of the day, “Linguistics”, but drew on problems dealt with earlier. Dr. Steiner. Here is the question: It has been said that the three dimensions of space are not equal in structure – what is the difference? In any case, the sentence was never formulated in this way: the three dimensions of space are “not equal in structure”, but what is probably meant here is the following. First of all, we have mathematical space, the space that we imagine – if we have an exact idea of it at all – as three mutually perpendicular dimensional directions, which we can thus define by the three mutually perpendicular coordinate axes. In the usual mathematical treatment of space, the three dimensions are treated absolutely equally. We make so little distinction between the dimensions up-down, right-left, front-back that we can even think of these three dimensions as interchangeable. In the case of mere mathematical space, it does not matter whether, when we have the X-axis and the Z-axis perpendicular to each other, and the Y-axis perpendicular to them, we call the plane on which the Y-axis stands “horizontal” or “vertical” or the like. Likewise, we do not concern ourselves with the limitations of this space, so to speak. Not that we imagine it to be limitless. One does not usually ascend to this notion, but one imagines it in such a way that one does not concern oneself with its limits, but rather tacitly assumes that one can start from any point – let us say, for example, the X-direction and adding another piece to what you have already measured in the X-direction, to that again a piece and so on, and you would never be led to come to an end anywhere. In the course of the 19th century, much has been said against this Euclidean-geometric conception of space from the standpoint of meta-geometry. I will only remind you of how, for example, Riemann distinguished between the “unboundedness” of space and the “infiniteness” of space. And initially, there is no necessity for the purely conceptual imagination to assume the concept of “unboundedness” and that of “infiniteness” as identical. Take, for example, a spherical surface. If you draw on a spherical surface, you will find that nowhere do you come up against a spatial boundary that could, as it were, prevent you from continuing your drawing. You will certainly enter into your last drawing if you continue drawing; but you will never be forced to stop drawing because of a boundary if you remain on the spherical surface. So you can say to yourself: the spherical surface is unlimited in terms of my ability to draw on it. But no one will claim that the spherical surface is infinite. So you can distinguish, purely conceptually, between unlimitedness and infinity. Under certain mathematical conditions, this can also be extended to space, can be extended to space in such a way that one imagines: if I add a distance in the X or Y axis, and then another and so on, and am never prevented from adding further distances, then this property of space could indeed speak for its unlimitedness, but not for the infinity of space. Despite the fact that I can always add new pieces, space does not need to be infinite at all; it could be unlimited. So these two concepts must be kept separate. So one could assume that if space were unbounded but not infinite, it would have an inward curvature in the same way as space does now, that is, in some way it would likewise recede into itself, like the surface of a sphere recedes into itself. Certain ideas of newer metageometry are based on such assumptions. Actually, no one can say that there is much to be said against such assumptions; because, as I said, there is no way to derive the infinity of space from what we experience in space. It could very well be curved in on itself and then be finite. Of course, I cannot go into this line of thought in detail, because it is almost the only one followed by the whole of modern metageometry. However, you will find sufficient evidence in the works of Riemann, Gauss and so on, which are readily available, to explore if you value such mathematical ideas. From the purely mathematical point of view, therefore, this is what has been introduced into the, I would say rigid, neutral space of Euclidean geometry, which was only derived from 'unboundedness'. But what is indicated in the question is rooted in something else. Namely, that space, with which we initially calculate and which is available to us in analytical geometry, for example, when we deal with the three coordinate axes that are perpendicular to one another, that space is initially an abstraction. And an abstraction – from what? That is the question that must first be raised. The question is whether we have to stop at this abstraction of “space” or whether that is not the case. Do we have to stop at this abstraction of space? Is this the only space that can be spoken of? Or rather, if this abstract concept of space is the only one that can legitimately be spoken of, then there is really only one objection that can be raised, and this is sufficiently addressed in Riemannian or any other metageometry. The fact of the matter is that, for example, Kant's definitions of space are based on the very abstract concept of space, in which one does not initially concern oneself with infinity or boundlessness, and that in the course of the 19th century, this concept of space was also shaken internally, in terms of its conceptual content, by mathematics. There can be no question of Kant's definitions still applying to a space that is not infinite but unlimited. In fact, much of the further development of the “Critique of Pure Reason” would be called into question, for example the doctrine of paralogisms, if one were obliged to move on to the concept of unlimited space curved in on itself. I know that for the ordinary conception this concept of curved space causes difficulties. But from the purely mathematical-geometric point of view, nothing can be objected to what is assumed there, except that one is moving in a realm of pure abstraction that is initially quite far from reality. And if you look more closely, you will find that there is a strange circularity in the derivations of modern meta-geometry. It is this, that one starts out from the idea of Euclidean geometry, which is not concerned with the limitations of space. From this, one then gets certain derived ideas, let us say ideas that relate to something like a spherical surface. And then, in turn, by undertaking certain reconciliations or reinterpretations with the forms that arise, one can make interpretations of space from there. Actually, everything is said under the assumption of Euclidean coordinate geometry. Under this assumption, one arrives at a certain measure of curvature. One arrives at the derivations. All of this is done with the concepts of Euclidean geometry. But then one turns around, so to speak: one now uses these ideas, which can only arise with the help of Euclidean geometry, for example the measure of curvature, in order to arrive at a different idea that leads to a reorganization and can provide an interpretation for what has been gained from the curved forms. Basically, we are moving in an unrealistic area by extracting abstractions from abstractions. The matter would only be justified if empirical facts made it necessary to conform to the ideas of these facts according to what is obtained through such a thing. The question, then, is: what is the experiential basis for the abstraction “space”? After all, space as such, as presented in Euclid, is an abstraction. What is the basis for what can be experienced, what can be perceived? We must start from the human experience of space. Placed in the world, human beings, through their own activity of experience, actually perceive only one spatial dimension, and that is the dimension of depth. This perception, this acquired perception of the dimension of depth by the human being is based on a process of consciousness that is very often ignored. But this acquired perception is something quite different from the perception of the plane-like, the perception of extension in two dimensions. When we see with our two eyes, that is, with our total vision, we are never aware that these two dimensions come about through an activity of their own, through an activity of the soul. They are, so to speak, there as two dimensions. Whereas the third dimension comes about through a certain activity, even if this activity is not usually brought to consciousness. We actually have to first acquire the knowledge and understanding of how deep in space something lies, how far away from us any object is. We do not acquire the extent of the surface, it is given by observation. But we do acquire the sense of depth through our two eyes. The way in which we experience the sense of depth is indeed on the borderline between the conscious and the unconscious; but anyone who has learned to focus his attention on such things knows that the semi-unconscious or unconscious, never conscious, activity of judging the depth dimension is much more similar to an intellectual, or even a soul activity, an active soul activity than to everything that is only viewed on the plane. Thus, the one dimension of three-dimensional space is already actively conquered for our objective consciousness. And we cannot say otherwise than: By observing the position of the upright human being, something is given in relation to this depth dimension — front-back — which is not interchangeable with any other dimension. Simply because a person stands in the world and experiences this dimension in a certain way, what he experiences there is not interchangeable with any other direction. For the individual, this depth dimension is something that cannot be exchanged for any other dimension. It is also the case that the grasping of two-dimensionality – that is, up-down, right-left, of course also when it is in front of us – is also tied to other parts of the brain, since it lies within the process of seeing, that is, within the sensory process of perception; while, with regard to localization in the brain, the emergence of the third dimension is quite close to those centers that are to be considered for intellectual activity. So here we can already see that in the realization of this third dimension, even in terms of experience, there is an essential difference compared to the other two dimensions. But if we then move up to imagination, we get out of what we experience in the third dimension altogether: in imagination, we actually move on to two-dimensional representation. And now we have yet to work out the other imagination, the imagination of right and left, although this has been hinted at just as quietly as the development of the third dimension in objective imagining; so that there is again a specific experience in right and left. And finally, when we ascend to inspiration, the same applies to up and down. For ordinary imagining, which is tied to our nervous sense system, we develop the third dimension. But when we turn directly to the rhythmic system by excluding the ordinary activity of the nervous sense system – which in a certain respect occurs when we ascend to the level of inspiration; it is not entirely precise to say this, but it does not matter for now – then we have the experience of the second dimension. And we have the experience of the first dimension when we ascend to inspiration, that is, when we advance to the third member of the human organization. Thus that which we have before us in abstract space proves to be exact because everything we conquer in mathematics we extract from within ourselves. What arises in mathematics as three-dimensional space is actually something that we have within ourselves. But if we descend into ourselves through supersensible representations, it is not abstract space with its three equally valid dimensions that arises, but three different valences for the three different dimensions: front-back, right-left, up-down; they cannot be interchanged. From this follows yet another: if these three are not interchangeable, there is no need to imagine them with the same intensity. That is the essence of Euclidean space: that we imagine the X-, Y-, Z-axis with the same intensity – this is assumed for any geometric calculation. If we hold the X-, Y-, Z-axis in front of us, then we must – if we want to stick with what our equations tell us in analytical geometry, but assume an inner intensity of the three axes – imagine this intensity as being of equal value. If we were to elastically enlarge the X-axis with a certain intensity, for example, the Y- and Z-axes would have to enlarge with the same intensity. That is to say, if I now grasp intensively that which I am expanding, the force of expansion, if I may say so, is the same for the X-, Y-, Z-axis, that is, for the three dimensions of Euclidean space. Therefore, applying the concept of space in this way, I would like to call this space rigid space. Now, this is no longer the case when we take real space, of which this rigid space is an abstraction, when we take space as it is experienced by a human being. Then we can no longer speak of these three intensities of expansion being the same. Rather, the intensity is essentially dependent on what is found in the human being: the human proportions are entirely the result of the intensities of spatial expansion. And we must, for example, if we call the up-down the Y-axis, imagine this with a greater intensity of expansion than, for example, the X-axis, which would correspond to the right-left. If we were to look for a formulaic expression for this real space, if we were to express in formulaic terms what is meant by 'real' here, then again we would end up with a three-axis ellipsoid. Now we also have the reason to imagine this three-axis space, in which supersensible thinking must live, in its three quite different possibilities of expansion, so that we can also recognize this space, through the real experience of the X-, Y- and Z-axis given to us with our physical body, as that which simultaneously expresses the relationship of the world bodies situated in this space. When we imagine this, we must bear in mind that everything we think of out there in this three-dimensional cosmic space cannot be thought of as simply extending in different directions with the same intensity of expansion along the X-, Y- and Z-axes Z-axis, as is the case with Euclidean space, but we must think of space as having a configuration that could also be imagined by a triaxial ellipsoid. And the arrangement of certain stars certainly supports this. Our Milky Way system is usually called a lens and so on. It is not possible to imagine it as a spherical surface; we have to imagine it in a different way if we stick to a purely physical fact. You can see from the treatment of space how little newer thinking is in line with nature. In ancient times, in older cultures, no one had such a conception as that of rigid space. One cannot even say that in Euclidean geometry there was already a clear conception of this rigid space with the three equal intensities of expansion, and also the three lines perpendicular to one another. It was only when people began to treat space in the manner of Euclidean geometry, in their calculations, that this abstract conception of space actually arose. In earlier times, quite similar insights had been gained, as I have now developed them again from the nature of supersensible knowledge. From this you can see that things on which people today rely so heavily, which are taken for granted, only have such significance because they operate in a sphere that is divorced from reality. The space that people use in their calculations today is an abstraction; it operates entirely in a sphere that is divorced from reality. It is abstracted from experiences that we can know through real experience. But today, people are often content with what abstractions are. In our time, when so much emphasis is placed on empiricism, abstractions are most often invoked. And people don't even notice it. They believe that they are dealing with things in reality. But you can see how much our ideas need to be rectified in this regard. In every concept, the spiritual researcher does not merely ask whether it is logical. Although, in a certain sense, it is only a branch of Euclidean space, it is not really possible to grasp it conceptually, because one arrives at it through a completely abstract train of thought, in which one comes to a conclusion and, as it were, turns one's whole thinking upside down. When imagining, the spiritual researcher does not merely ask whether it is logical, but whether it is also in line with reality. That is the deciding factor for him in accepting or not accepting an idea. He only accepts an idea if this idea is in line with reality. And this criterion of correspondence to reality will be given when one begins to deal with such ideas in an appropriate way, which is the justification for something like the theory of relativity, for example. It is logical in itself, I would like to say, because it only comprehends itself within the realm of logical abstraction, as logically as anything can be logical. Nothing can be more logical than the theory of relativity! But the other question is whether its ideas are realizable. And there you need only look at the ideas that are listed there as analogous, and you will find that they are actually quite unrealistic ideas that are just thrown around. It is only there for sensualization, they say beforehand. But it is not just there for symbolization. Otherwise the whole procedure would be in the air. That is what I would like to say about the question. You see, it is not possible to answer questions that touch on such areas very easily. Now there is a question regarding the sentence: “The organism of an ancient Egyptian or Greek was quite different from that of modern man. Dear attendees, I certainly did not say that! And at this point I must definitely draw attention to something that I often draw attention to, and really not out of immodesty: I am in the habit of expressing myself as precisely as I possibly can. And it is actually an extremely painful fact, not just for me personally, since it is tolerable, but from the point of view of the anthroposophical spiritual movement, that in the face of many things, for the formulation of which I have used all possible precautions to formulate the facts as adequately as possible, then everything possible is done, everything possible is said, and then these assertions are sent out into the world as “genuine anthroposophical teachings”. One of these assertions is that I am supposed to have said, “The organism of an ancient Egyptian or Greek was quite different from that of a modern man”. It can be reduced to the following. I said: the modern way of thinking imagines too strongly that man, as a whole being, has basically always been as he is today, right down to a certain historical time. I usually only speak of “completely different,” of metamorphoses of man as such, where there are great differences, where man becomes “completely different” in a certain respect: in prehistoric times. But anyone who is able to penetrate to the subtleties of the structure and the innermost fabric – as a human being can in spiritual science – will find that a metamorphosis of the human being is constantly taking place, that, for example, the modern human being differs from the Egyptian or the Greek. Of course not in terms of external, striking characteristics, which are as striking as external physiognomy and the like. That is probably what is meant in the question, but that is not my opinion, because in terms of striking characteristics, modern man is of course not “completely different” from the Egyptian. But in terms of finer internal structural relationships, spiritual science comes to the following conclusion, for example. It has to be said that since the first third of the 15th century, humanity has become particularly adept at abstract thought, at moving more and more towards abstract trains of thought. This is also essentially based on a different structure of the brain. And through the method of spiritual science, the spiritual researcher can recognize the matter. Then it turns out that it is really the case that the brain has indeed changed in its finest structures since Egyptian times. The brain of the Egyptian was such that, to take one example, he also belonged to those of whom Dr. Husemann spoke, that the ancient Egyptian also had no sense for the blue color nuance and so on. In any case, we can see that the sense of abstraction occurs to the same extent as the nuances of blue emerge from mere darkness. What occurs in the life of the soul corresponds entirely to a physical metamorphosis. It is extremely important that we do not stop at the coarser aspects of human nature, as they are presented when we go back, for my sake, to the long periods of time that lie before history. Rather, if we want to consider human beings as humanity, we must also consider the finer structural changes during their historical existence.
Well, quite a lot has actually been said in these days, let us say, also through the things that Dr. Husemann has presented, about how this fact behaves. And if we were to go into other fields of fact, there would certainly be much that could be said about these other, very fine, intimate structural relationships of the human being.
I never want to talk about anything other than what I have investigated myself. And so, in answering this question, I would only like to share what I have experienced myself. For example, I don't know the famous Elberfeld horses. I also don't know the dog Rolf, I never had the honor of meeting him. Now, with regard to such things, I could always state that the story is all the more wonderful the less one is embarrassed by not really being able to see through it, to really get to know it. But I once saw Mr. von Osten's horse in Berlin. I can't say that the calculations that Mr. von Osten presented to the horse were extraordinarily complicated. But I was able to get an instant idea of what it was all about from what was going on there – although you had to look very closely. I could only marvel at the strange theories that had been advanced about these things. There was a lecturer, I think his name was Fox or something like that, who was supposed to examine this whole story with the horse; and he now put forward the theory that every time the gentleman from the east gave some task, terribly small movements would occur in the eye or something like that. Another small movement would occur when Mr. von Osten says “three” like that, or when he says it like that; another movement would occur when he says “two”. So that a certain fine series of movements would come about if Mr. von Osten said, “three times two”; then the same sign of this movement would come again, six! And Mr. von Osten's horse should now be particularly predisposed to guess these fine movements, which the lecturer in question said he did not perceive in any way, but only assumed hypothetically. After all, the whole “theory” was based on the fact that Mr. von Osten's horse was much more perceptive, to a much greater extent in reality, than the lecturer who put forward this theory. If you stick to the flashy blue thinking in hypothesizing, you can set up hypotheses in the most diverse ways. For those who have some insight into such matters, certain circumstances were of extraordinary value. During the entire time that Mr. von Osten presented his experiments to the amazed public with his horse, he gave the horse nothing but sweets – he had huge pockets in the back of his coat. And the horse just kept licking, and that's how it solved these tasks. Now imagine that this has created a completely different relationship between the horse and Mr. von Osten himself. When Mr. von Osten continually gives the horse sugar, a very special relationship of love and intimacy develops between them. Now the animal nature is so extraordinarily variable due to the intimacy of the relationship that develops, both from 'animal to human and from human to animal'. And then effects come about that are actually wrongly described when they are called “mind reading” in the sense in which the word is often understood, but they are mediators for that which is not “subtle twitchings” that a private lecturer hypothetically posits, but which he himself says he does not see! No subtle twitches are needed to convey the solutions. It can be traced back to the following: imagine what went through the mind of Herr von Osten, who of course was vain enough to realize that the tension in the audience, made up of sensation-hungry people, was going through the most incredible twists and turns as he noticed it, and when he was then standing in front of the solution to the task, he gave the horse a piece of sugar. And add to that the effect on the horse of the mental relationship. It was truly not a command given by words or twitching, but an intimately given command that always went from Mr. von Osten to the horse when he gave him sweets to eat. Suggestion is probably not the right word. Relationships that take place between people cannot be transferred to every living being. I have tried to show these things in concrete terms by highlighting a circumstance that many will consider trivial: the constant giving of sugar as something extraordinarily essential.
When we speak of crystal forms, we are dealing with forms that are actually different in their overall relationship to the cosmos, in their entire position in the world, than the forms that one can imagine in the Primordial Plant and, again, in the plant forms derived from the Primordial Plant, that is to say, in the possibility of real existence. For example, the principle applied to the design of the primeval plant could not be applied to the field of mineralogy or crystallogy. For there one is dealing with something that must be approached from a completely different angle. And one must first approach it by actually approaching the field of polyhedral crystal forms. And this approach, I can only hint at now. I have explained it in more detail in its individual representations in a lecture course that I gave for a smaller group. This approach is taken when one starts from the consideration, an internal dynamic consideration of the state of aggregation, let us say first of all from the gaseous state downwards to the solid. I can only draw the lines now; it would take too long if I were to explain it in detail, but I will hint at it. If one descends – if I may express it this way – from the gaseous state to the liquid state, then one must say: the liquid state of aggregation shows itself in that, as the one in the whole coherence of nature, a level-limiting surface, which is a spherical surface, and the degree of curvature of which can be obtained from any point on the surface by means of the transition to the tangent at that point. What you get there includes the shape that has its outer circumference in the spherical surface, and a point in the interior that is the same distance from this spherical surface everywhere. If we now imagine the drop in an unlimited way, I do not say in an infinite way, but enlarged in an unlimited way, we get a level surface approaching the horizontal, and we have certain relationships in mind that are perpendicular to this level surface. But we arrive at the same idea by observing the connections that arise when we simply regard our earth as a force field that can attract surrounding objects that are not firmly attached to it. If we regard the earth not as a center of gravity but as a spherical surface of gravity, then we arrive at the same result for this, I would say, gravitational figure as we need in another respect for the material constitution of the drop. So for a pure force context, we get something that corresponds to a material context. And in this way we arrive at a possibility for studying the formal relationships in the inorganic. 13 So that we can say that in this context of forces, which is present in the whole body of the earth, we are always dealing with the horizontal plane. If we now move from this state of forces to one in which, let us say, there is not a point in the center to which the level surface refers as in the 'drop to the one center point', but rather several points, we would find a strangely composed surface. These relationships of the line to these 'centers' I would have to draw in the diagram in something like the following way: But if we now proceed—and now I am taking a great leap, which is well-founded, but in the short time available I can only hint at the true content—if we now proceed to assume these points not inside, within the system we are dealing with, but outside, then perhaps we would get a diagram that can be made diagrammatically in the following way: If we transfer the points into immeasurable distances, not into infinite distances, but into very great distances, then these curved surfaces, which are indicated here by curved lines, by curves, pass over into planes, and we would get a polyhedral form, which approximates to what we have before us in the known crystal forms. 14 And indeed, spiritual scientific observation leads us to look at the crystal in such a way that we do not merely derive it from certain inner figurative forces in some material substance, but we relate it to the exterior of the cosmos, and we seek in the cosmos the directions that then, through the distribution of their starting points, result in what the individual crystal form is. In the individual crystal form, we actually get, so to speak, impressions of large cosmic relationships. All of this needs to be studied in detail. I fear that what I have been able to hint at, albeit only in a few very sparse lines, may already seem to you to be something very daring. But it must be said that today people have encapsulated themselves in their world of ideas in a very narrow area, and that is why they feel so uncomfortable when one does not stick to the conceptual world that is usually taken as a basis today, I would say is taken as a basis in all sciences. Spiritual science demands an - as experience makes necessary - immeasurable expansion of concepts compared to the present situation. And that is precisely what makes some people uneasy. They cannot see the shore, so to speak, and believe they are losing their way. But they would realize that what is lost through the expanse is gained again as a certain inner firmness and security, so that there is no need to be so afraid of what appears to be an expansion into the boundless. Of course, it is much easier to make up some model or other — as was also mentioned today in a certain question — than to advance to such ideas. It is easier to say: the truth must be simple! — The reason why one says that the truth must be simple is not, in fact, that the truth really must be simple, because the human organism, for example, is incredibly complicated. Rather, the reason why it is said that the true must be simple is that the simple is convenient in thinking. That is the whole point. And it is necessary, above all, to advance to the fuller content if one really wants to understand reality bit by bit. The question that was raised here still required that one should present three hours of theory. One cannot speak about the sun through “a brief answer to the question,” because one would be completely misunderstood. And I do not want that. — So, first of all, the answerable questions are answered provisionally.
What is the question? — Not true, one must only consider from which point of view such a question can be asked. The question is posed: Is the effect of the power of Christ expressed in the material earth? — You must only bear in mind that spiritual science, based on its research, has a very definite idea about the earth that does not coincide with what one imagines about the earth when one speaks of the “material earth” in the sense of the word “material” in today's language. So the question is actually without real content. If one speaks of something like an “influence of the power of Christ on the earth”, then, since this idea is in turn borrowed from spiritual science, one must also have the idea of the earth that applies to anthroposophy, to spiritual science. And how the power of Christ stands in a certain relationship to the whole metamorphosis of the earth can only be presented in the overall context that I have given in Occult Science. And there one also finds what is necessary to answer the question, if it is formulated correctly.
I would just like to add that the aforementioned General v. Gleich, quite a long time before, for weeks before, he proceeded to his lecture and to the writing of his pamphlet, wrote a letter to our friend Mr. Molt, as a concerned father, concerned about the misfortune that he, as the owner of a forty-year-old nobility, not only “handed over” his son to anthroposophy, but also to a completely un-noble lady who is an anthroposophist! As a concerned father, he wrote to our friend Molt, asking him to visit him. Mr. Molt did so, but said that he did not know what to do with him. This was clear to him from the fact that Mr. v. Gleich demanded that we “of the threefold social order movement” should henceforth pay the son of General v. Gleich, who was employed by us, so little that the young man would not be able to marry, and that we should at least protect General v. Gleich from this marriage of his son by paying him so little. After these events, it was understandable that one could not expect the best from General von Gleich's lecture. We then actually saw even the worst expectations exceeded! It was the case with this lecture that Gleich essentially presented the content of a brochure – somewhat more fully developed, we might say – that appeared in Ludwigsburg at the same time. It had already been arranged that this brochure should appear at the same time as the lecture. In this brochure, he makes various accusations against anthroposophy in the most uninformed way, without providing any evidence for what he says – anyone who reads this brochure can see that for themselves – by actually only using the opponents of anthroposophy. This is clear from the brochure's table of contents: a few references to literature where one can find out about anthroposophy. One would think that these would be the anthroposophical books, but no, there are about twenty opponents, with the most shameless one right at the front: Max Seiling! Von Gleich essentially brings nothing new to the table that cannot be found in Seiling's brochure, only in the way General von Gleich used to give his lecture. And it was the case that this lecture was announced “without discussion”. There were numerous followers of the anthroposophical movement in the audience. After he had finished the lecture, which was full of the harshest expressions and included some of the most crude slander, he simply left the hall without entering into any discussion. And when someone tried to get a word in edgewise, and when Mr. Molt, who was there and was also personally attacked several times in the lecture, shouted: “He hereby publicly declares – he shouted this into the hall, in which there was a raging was a raging crowd of Mr. v. Gleich's supporters, he did not consider it worth replying to anything. He had already left the hall. On the other hand, the supporters, who were equipped with whistles and other noisy instruments, tried to shout down the anthroposophists who wanted to object. And it was quite close to a brawl. It was very difficult to protest against the most serious defamations, since the whole meeting immediately took on a threatening character, and it was clear that it would come to a brawl.
I would just like to say a few words. Can I have this letter again? I would just like to make a formal comment, a comment that does not concern the matter itself. So, in the letter from Mr. v. Gleich to his son, it says: “[...] If only God had willed that you, a decent Christian nobleman, had fallen for your fatherland, then I could at least mourn you with pride [...] I pray to God to take the blindness from you again, so that you may awaken from it again [...].” (space in the postscript). As you can see, a lot has been said about Mr. von Gleich's own Christianity; I would like to emphasize this: his own Christianity, in comparison with the unreasonable demand that we have been made to pay our son so badly that he cannot marry. That seems to me a very Christian act! And I do not want to be distracted by these “little piquant matters”, which are also on this program, and talk about the seriousness of the situation. Because I know very well that what happened yesterday in Stuttgart is not an end, but a beginning, that behind it stands a strong organization. And it is precisely out of this feeling that I may thank such a personality as the one who has just spoken - out of a real inner feeling for what Anthroposophy at least wants to be. But I would like to point out the seriousness of the situation and the necessity to act in the spirit of this serious situation. What I want to say must, of course, be distinguished from a certain understanding that one can also have of such Christians as General von Gleich, for example, who is a Christian! I do not want to make a comparison, not even a formal one, but I just want to say something that I had to remember with this kind of Christianity. There are, in fact, very different kinds of Christianity, even of Orthodox Christianity. When the criminal anthropologist Moritz Benedikt started working and writing in criminal anthropology, he initially found little understanding in Vienna. He then found extraordinary understanding in a director of a home for dangerous criminals in Hungary. He was given the opportunity to examine the skulls of criminals, including the skulls of the most dangerous Hungarian criminals. Among them were the strangest people, including a very devout Orthodox Christian, who, of course, could not behave towards Professor Benedikt in accordance with his Christian intentions. He was very angry with him because he was allowed to examine his skull. And he was especially angry about it because he had heard that the prison director had agreed that Professor Benedikt would get to study particularly characteristic criminal skulls after death. And since he was not released to the professor Benedikt in this institution, he wanted to be at least presented to this Benedikt in chains. During this presentation, he said that he could not admit that, given his Christian beliefs, he should allow his skull to be sent to the professor Benedikt in Vienna after his death; he would then be buried here, and his skull would lie around in Vienna! And he wanted to know how his body and his skull would be brought together at the resurrection. He believed so much in his bodily resurrection – he was a real criminal, I think even a murderer. |
4. The Philosophy of Spiritual Activity (1949): Are There Limits to Knowledge?
Tr. Hermann Poppelbaum Rudolf Steiner |
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[ 3 ] It is from a Dualism such as this that there arises the distinction between the object of perception and the thing-in-itself, which Kant introduced into science, and which, to the present day, we have not succeeded in expelling. According to our interpretation, it is due to the nature of our spiritual organization that a particular thing can be given to us only as a percept. |
4. The Philosophy of Spiritual Activity (1949): Are There Limits to Knowledge?
Tr. Hermann Poppelbaum Rudolf Steiner |
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[ 1 ] We have established that the elements for the explanation of reality are to be taken from the two spheres of perception and thinking. It is due, as we have seen, to our organization that the full totality of reality, including our own selves as subjects, appears at first as a duality. Knowledge overcomes this duality by fusing the two elements of reality, the percept and the concept gained by thinking, into the complete thing. Let us call the manner in which the world presents itself to us, before by means of knowledge it has taken on its true nature, “the world of appearance,” in distinction from the unified whole composed of percept and concept. We can then say: The world is given to us as a duality, and knowledge transforms it into a unity. A philosophy which starts from this basic principle may be called a Monistic philosophy, or Monism. Opposed to this is the theory of two worlds, or Dualism. The latter does not indeed assume that there are two sides of a single reality, which are kept apart merely by our organization, but that there are two worlds absolutely distinct from one another. It then tries to find in one of these two worlds the principles of explanation for the other. [ 2 ] Dualism rests on a false conception of what we call knowledge. It divides the whole of existence into two spheres, each of which has its own laws, and it leaves these two worlds standing opposite and outside one another. [ 3 ] It is from a Dualism such as this that there arises the distinction between the object of perception and the thing-in-itself, which Kant introduced into science, and which, to the present day, we have not succeeded in expelling. According to our interpretation, it is due to the nature of our spiritual organization that a particular thing can be given to us only as a percept. Thinking then overcomes this particularity by assigning to each percept its legitimate place in the world as a whole. As long as we determine the separated parts of the cosmos as percepts, we are simply following, in this sorting out, a law of our subjectivity. If, however, we regard all percepts, taken together, merely as one part, and contrast with this a second part, viz., the things-in-themselves, then our philosophy is building castles in the air. We are then engaged in mere playing with concepts. We construct an artificial opposition, but we can gain no content for the second of these opposites, for such a content for a particular thing can be gathered only from perception. [ 4 ] Every kind of existence which is assumed outside the realm of percept and concept must be relegated to the sphere of unjustified hypotheses. To this category belongs the “thing-in-itself.” It is quite natural that a Dualistic thinker should be unable to find the connection between the world-principle which he hypothetically assumes and the things given in experience. For the hypothetical world-principle itself a content can be found only by borrowing it from the world of experience and shutting one's eyes to the fact of the borrowing. Otherwise it remains an empty concept, a non-concept which has only the form of a concept. In this case the Dualistic thinker generally asserts that the content of this concept is inaccessible to our knowledge. We can know only that such a content exists, but not what it is. In either case it is impossible to overcome Dualism. Even though one were to import a few abstract elements from the world of experience into the concept of the thing-in-itself, it would still remain impossible to reduce the rich concrete life of experience to those few qualities which are, after all, themselves taken from perception. Du Bois-Reymond lays it down that the imperceptible atoms of matter produce sensation and feeling by means of their position and motion, and then comes to the conclusion that we can never find a satisfactory explanation of how matter and motion produce sensation and feeling, for “it is absolutely and for ever unintelligible that it should be other than indifferent to a number of atoms of carbon, hydrogen, and nitrogen, etc., how they lie and move, how they lay and moved, or how they will lie and will move. It .is in no way intelligible how consciousness can come into existence through their interaction.” This conclusion is characteristic of the tendency of this whole trend of thought. Position and motion are abstracted from the rich world of percepts. They are then transferred to the fictitious world of atoms. And then astonishment arises that life cannot be evolved out of this self-made principle borrowed from the world of percepts. [ 5 ] That the Dualist, working as he does with a completely empty concept of the thing-in-itself, can reach no explanation of the world, follows already from the very definition of his principle which has been given above. [ 6 ] In any case, the Dualist finds it necessary to set impassable barriers to our faculty of knowledge. The follower of a Monistic world-conception knows that all he needs to explain any given phenomenon in the world is to be found within this world itself. What prevents him from reaching it can be only contingent limitations in space and time, or defects of his organization, i.e., not of human organization in general, but only of his own particular one. [ 7 ] It follows from the concept of knowledge, as defined by us, that there can be no talk of limits of knowledge. Knowledge is not a concern of the universe in general, but one which men must settle for themselves. Things claim no explanation. They exist and act on one another according to laws which thinking can discover. They exist in indivisible unity with these laws. Our Egohood confronts them, grasping at first only what we have called percepts. However, within our Egohood we find the power to discover also the other part of reality. Only when the I has combined for itself the two elements of reality which are indivisibly bound up with one another in the world, is our thirst for knowledge stilled. The I has then again attained reality. [ 8 ] The presuppositions for the arising of the act of knowledge thus exist through and for the I. It is the I which sets itself the problems of knowledge. It takes them from thinking, an element which in itself is absolutely clear and transparent. If we set ourselves questions which, we cannot answer, it must be because the content of the questions is not in all respects clear and distinct. It is not the world which sets questions to us, but we who set them. [ 9 ] I can imagine that it would be quite impossible for me to answer a question which I happened to find written down somewhere, without knowing the sphere from which the content of the question was taken. [ 10 ] In knowledge we are concerned with questions which arise for us through the fact that a sphere of percepts, conditioned by time, space, and our subjective organization, stands over against a sphere of concepts pointing to the totality of the universe. My task consists in reconciling these two spheres, with both of which I am well acquainted. There is no room here for speaking of limits of knowledge. It may be that, at a particular moment, this or that remains unexplained because, through our place in life, we are prevented from perceiving the things involved. What is not found to-day, however, may be found to-morrow. The limits due to these causes are only transitory, and must be overcome by the progress of perception and thinking. [ 11 ] Dualism makes the mistake of transferring the opposition of object and subject, which has meaning only within the perceptual realm, to purely fictitious entities outside this realm. Now the distinct and separate things within the perceptual field remain separated only so long as the perceiver refrains from thinking. For thinking cancels all separation and reveals it as due to purely subjective conditions. The Dualist, therefore, transfers to entities behind the percepts determinations which, by themselves, have no absolute, but only relative, validity. He thus divides the two factors concerned in the process of knowledge, viz., percept and concept, into four: (1) the object in itself; (2) the percept which the subject has of the object; (3) the subject; (4) the concept which relates the percept to the object in itself. The relation between subject and object is “real”; the subject is really (dynamically) influenced by the object. This real process is supposed not to appear in consciousness. But it is said to evoke in the subject a response to the stimulation from the object. The result of this response is said to be the percept. This, at length, is supposed to appear in consciousness. The object is thought to have an objective (independent of the subject) reality, the percept a subjective reality. This subjective reality is said to be referred by the subject to the object. This latter reference is called an ideal one. Dualism thus divides the process of knowledge into two parts. The one part, viz., the production of the perceptual object by the thing-in-itself, he conceives of as taking place outside consciousness, whereas the other, the combination of percept with concept and the letter's reference to the thing-in-itself, takes place, according to him, within consciousness. With such presuppositions, it is clear why the Dualist regards his concepts merely as subjective representatives of what lies before his consciousness. The objectively real process in the subject by means of which the percept is produced, and still more the objective relations between, things-in-themselves, remain for the Dualist inaccessible to direct knowledge. According to him, man can get only conceptual representatives of the objectively real. The bond of unity of things which connects them with one another, and also objectively with the individual spirit (as things-in-themselves) of each of us, lies beyond our consciousness in a Being in itself of whom, once more, we may have in our consciousness merely a conceptual representative. [ 12 ] The Dualist believes that the whole world would be dissolved into a mere abstract scheme of concepts, did he not posit real connections beside the conceptual ones. In other words, the ideal principles which thinking discovers seem too airy for the Dualist, and he seeks, in addition, “real principles” with which to support them. [ 13 ] Let us examine these real principles a little more closely. The naive man (Naive Realist) regards the objects of external experience as realities. The fact that his hands can grasp, and his eyes see these objects, is for him sufficient proof of their reality. “Nothing exists that cannot be perceived” is, in fact, the first axiom of the naive man; and it is held to be equally valid in its converse: “Everything which can be perceived exists.” The best proof for this assertion is the naive man's belief in immortality and in ghosts. He thinks of the soul as a fine kind of sensible matter which, in special circumstances, may actually become visible to the ordinary man (naive belief in ghosts). [ 14 ] In contrast with this, his real world, the Naive Realist regards everything else, especially the world of Ideas, as unreal, or “merely ideal.” What we add to objects by thinking is merely thoughts about the objects. Thought adds nothing real to the percept. [ 15 ] But it is not only with reference to the existence of things that the naive man regards sense-perception as the sole proof of reality, but also with reference to the occurrences (processes). A thing, according to him, can act on another only when a force actually present to perception issues from the one and seizes upon the other. The older physicists thought that very. fine kinds of substances emanate from the objects and penetrate through the sense-organs into the soul. The actual seeing of these substances is impossible only because of the coarseness of our sense-organs relatively to the fineness of these substances. In principle, the reason for attributing reality to these substances was the same as that for attributing it to the objects of the sensible world, viz., their form of existence, which was conceived to be analogous to that of sense reality. [ 16 ] The self-contained character of that which is of the nature of thought is not regarded by the naive mind as real in the same sense. An object conceived “merely in Idea” is regarded as a chimera until sense-perception can furnish conviction of its reality. In short, the naive man demands, in addition to the ideal evidence of his thinking, the real evidence of his senses. In this need of the naive man lies the ground for the origin of primitive forms of the belief in revelation. The God who is given through thinking remains always a God merely “thought.” The naive consciousness demands that God should manifest Himself in ways accessible to sense-perception. God must appear in the flesh, and little value is attached to the testimony of thinking, but only to the divine nature being proved by the changing of water into wine in a way which can be testified by the senses. [ 17 ] Even knowledge itself is conceived by the naive man as a process analogous to sense-perception. Things, it is thought, make an impression on the soul, or send out images which enter through our senses, etc. [ 18 ] What the naive man can perceive with his senses he regards as real, and what he cannot thus perceive (God, soul, knowledge, etc.) he regards as analogous to what he perceives. [ 19 ] On the basis of Naive Realism, science can consist only in an exact description of the content of perception. Concepts are only means to this end. They exist to provide ideal counterparts of percepts. For the things themselves they do not matter. For the Naive Realist only the individual tulips, which we see or can see, are real. The Idea of the tulip is to him an abstraction, the unreal thought-picture which the soul combines for itself out of the characteristics common to all tulips. [ 20 ] Naive Realism, with its fundamental principle of the reality of all perceived things, contradicts experience, which teaches us that the content of percepts is of a transitory nature. The tulip I see is real to-day; in a year it will have vanished into nothingness. What persists is the species “tulip.” This species is, however, for the Naive Realist “merely” an Idea, not a reality. Thus this theory of the world finds itself in the position of seeing its realities arise and perish, while that which, by contrast with its realities, it regards as unreal, endures. Hence Naive Realism is compelled to acknowledge the existence of something ideal by the side of percepts. It must include within itself entities which cannot be perceived by the senses. In admitting them, it escapes contradicting itself by conceiving their existence as analogous to that of objects of sense. Such hypothetical realities are the invisible forces by means of which the objects of sense-perception act on one another. Another such reality is heredity, the effects of which survive the individual, and which is the reason why from the individual a new being develops which is similar to it, and by means of which the species is maintained. The life-principle permeating the organic body, the soul, is another such reality which the naive mind is always found conceiving in analogy to sense-realities. And, lastly, the Divine Being, as conceived by the naive mind, is a reality of this kind. This Being is thought of as acting in a manner exactly corresponding to that which we can perceive in man himself, i.e., the Deity is conceived anthropomorphically. [ 21 ] Modern Physics traces sensations back to processes of the smallest particles of bodies and of an infinitely fine substance, called ether, or the like. What we experience, e.g., as warmth is a movement of the parts of a body which causes the warmth in the space occupied by that body. Here again something imperceptible is conceived on the analogy of what is perceptible. Thus, the perceptible analog to the concept “body” is, say, the interior of a room, shut in on all sides, in which elastic balls are moving in all directions, impinging one on another, bouncing on and off the walls, etc. [ 22 ] Without such assumptions the world of Naive Realism would collapse into a disconnected chaos of percepts, without mutual relations, and having no unity within itself. It is clear, however, that Naive Realism can make these assumptions only by an inconsistency. If it would remain true to its fundamental principle, that only what is perceived is real, then it ought not to assume a reality where it perceives nothing. The imperceptible forces of which perceptible things are the bearers are, in fact, illegitimate hypotheses from the standpoint of Naive Realism. And because Naive Realism knows no other realities, it invests its hypothetical forces with perceptual content. It thus transfers a form of existence (the perceptible existence) to a sphere where the only means of making any assertion concerning such existence, viz., sense-perception, is lacking. [ 23 ] This self-contradictory theory leads to Metaphysical Realism. The latter constructs, beside the perceptible reality, an imperceptible one which it conceives on the analogy of the former. Metaphysical Realism is, therefore, of necessity Dualistic. [ 24 ] Wherever the Metaphysical Realist observes a relation between perceptible things (mutual approach through movement, the entrance of an object into consciousness, etc.), there he posits a reality. However, the relation which he notices can only be expressed by means of thinking, but not perceived. The ideal relation is thereupon arbitrarily imagined as something perceptible. Thus, according to this theory, the real world is composed of the objects of perception which are in ceaseless flux, arising and disappearing, and of imperceptible forces by which the perceptible objects are produced, and which are permanent. [ 25 ] Metaphysical Realism is a heterogeneous mixture of Naive Realism and Idealism. Its hypothetical forces are imperceptible entities endowed with the qualities proper to percepts. The Metaphysical Realist has made up his mind to acknowledge, in addition to the sphere for the existence of which he has an instrument of knowledge in sense-perception, the existence of another sphere for which this instrument fails, and which can be known only by means of thinking. But he cannot make up his mind at the same time to acknowledge that the mode of existence which thinking reveals, viz., the concept (or Idea), has equal rights with percepts. If we are to avoid the contradiction of imperceptible percepts, we must admit that, for us, the relations which thinking traces between percepts can have no other mode of existence than that of concepts. If one rejects the untenable part of Metaphysical Realism, there remains the concept of the world as the sum of percepts and their conceptual (ideal) relations. Metaphysical Realism, then, merges itself in a view of the world according to which the principle of perceptibility holds for percepts, and that of conceivability for the relations between the percepts. This view of the world has no room, in addition to the perceptual and conceptual worlds, for a third sphere, in which both principles, the so-called “real” principle and the “ideal” principle, are simultaneously valid. [ 26 ] When the Metaphysical Realist asserts that, beside the ideal relation between the perceived object and the perceiving subject, there must exist a real relation between the “thing-in-itself” of the percept and the “thing-in-itself” of the perceptible subject (i.e., of the so-called individual spirit), he is basing his assertion on the false assumption of a real process, analogous to the processes in the sense-world, but imperceptible. Further, when the Metaphysical Realist asserts that we enter into a conscious ideal relation to our world of percepts, but that to the real world we can have only a dynamic (force) relation, he repeats the mistake we have already criticized. One can talk of a dynamic relation only within the world of percepts (in the sphere of the sense of touch), but not outside that world. [ 27 ] Let us call the view which we have just characterized, and into which Metaphysical Realism merges when it discards its contradictory elements, Monism, because it combines one-sided Realism and Idealism into a higher unity. [ 28 ] For Naive Realism, the real world is an aggregate of objects of perception; for Metaphysical Realism, reality belongs not only to percepts but also to imperceptible forces; Monism replaces forces by ideal connections which are supplied by thinking. Such connections are the Laws of Nature. A Law of Nature is nothing but the conceptual expression for the connection of certain percepts. [ 29 ] Monism is never called upon to ask for any other principles of explanation for reality than percepts and concepts. It knows that in the whole range of the real there is no occasion for this question. In the perceptual world, as it lies before perception, it sees one-half of reality: in the union of this world with the world of concepts it finds full reality. The Metaphysical Realist may reply to the adherent of Monism that, for our organization, our knowledge may be complete in itself, that no part may be lacking; but we do not know how the world is mirrored in an Intelligence organized differently from our own. To this the Monist will reply: Maybe there are Intelligences other than human; if their percepts are different from ours, all that concerns me is what reaches me from them through perception and concept. Through my perceiving, i.e., through this specifically human mode of perceiving, I, as subject, am confronted with the object. The connection of things is thereby broken. The subject restores this connection by means of thinking. In doing so it re-inserts itself into the context of the world as a whole. As it is only through the subject that the whole appears rent in two at the place between our percept and concept, the reunion of those two factors gives us true knowledge. For beings with a different perceptual world (e.g., if they had twice our number of sense-organs) the nexus would appear broken in another place, and the reconstruction would accordingly have to take a form specific for such beings. The question concerning the limits of knowledge exists only for Naive and Metaphysical Realism, both of which see in the contents of the soul only an ideal representative of the real world. For, to these theories, whatever falls outside the subject is something absolute, a self-contained whole, and the subject's mental content is a picture thereof which is wholly external to this absolute. The completeness of knowledge depends on the greater or lesser degree of resemblance between the picture and the absolute object. A being with fewer senses than man will perceive less of the world, one with more senses will perceive more. The former's knowledge will, therefore, be less complete than the latter's. [ 30 ] For Monism, the situation is different. The form in which the connection of the world appears to be rent asunder into subject and object depends on the organization of the perceiving being. The object is no absolute one but merely a relative one in reference to this particular subject. The bridging of the opposition, therefore, can again take place only in the quite specific way which is characteristic of the human subject. As soon as the I, which in perception is separated from the world, again reinserts itself into the world-nexus by thinking investigation, all further questioning ceases, having been but a consequence of the separation. [ 31 ] A differently constituted being would have a differently-constituted knowledge. Our own knowledge, suffices to answer the questions put by our own nature. [ 32 ] Metaphysical Realism must ask: How are our percepts given? What is it that affects the subject? [ 33 ] Monism holds that percepts are determined through the subject. But, in thinking, the subject has, at the same time, the instrument for canceling this self-produced determination. [ 34 ] The Metaphysical Realist is faced by a further difficulty when he seeks to explain the similarity of the world-pictures of different human individuals. He has to ask himself: How is it that my picture of the world, built up out of subjectively determined percepts and out of concepts, turns out to be like that which another individual is also building up out of these same two subjective factors? How, in any case, can I draw conclusions from my own subjective picture of the world on that of another human being? The Metaphysical Realist thinks he can infer the similarity of the subjective world-pictures of different human beings from their ability to get on with one another in practical life. From this similarity of world-pictures he then infers the likeness to one another of the “Individual Spirits” underlying the single human perceiving subjects, or the “I-in-itself” underlying the subjects. [ 35 ] We have here an inference from a sum of effects to the character of the underlying causes. We believe we can, out of a sufficiently large number of instances, recognize the case sufficiently to know how the inferred causes will act in other instances. Such an inference is called an inductive inference. We shall be obliged to modify its results, if further observation yields some unexpected element, because the character of our conclusion is, after all, determined only by the particular shape of our actual observations. The Metaphysical Realist asserts that this knowledge of causes, though relative, is quite sufficient for practical life. [ 36 ] Inductive inference is the methodical basis of modern Metaphysical Realism. At one time it was thought that out of concepts we could evolve something that is no longer a concept. It was thought that the metaphysical real Beings, which Metaphysical Realism after all requires, could be known by means of concepts. This kind of philosophizing is now out of date. Instead it is thought that from a sufficiently large number of perceptual facts one can infer the character of the thing-in-itself which underlies these facts. Formerly it was from concepts, now it is from percepts, that people seek to evolve the metaphysical. Since one has concepts before oneself in transparent clearness, it was thought that one might deduce from them the metaphysical with absolute certainty. Percepts are not given with the same transparent clearness. Each subsequent one is a little different from others of the same kind which preceded it. Actually, therefore, anything inferred from past percepts is somewhat modified by each subsequent percept. The character of the metaphysical thus obtained can, therefore, be only relatively true, for it is open to correction by further instances. The character of von Hartmann's Metaphysics is determined by this methodological principle. The motto on the title-page of his first important book is, “Speculative results gained by the inductive method of Natural Science.” [ 37 ] The form which the Metaphysical Realist at the present day gives to his things-in-themselves is obtained by inductive inferences. Through considerations of the process of knowledge he is convinced of the existence of an objectively-real world-nexus, over and above the “subjective” world-nexus which we know by means of percepts and concepts. The nature of this reality he thinks he can determine by inductive inferences from his percepts. Addition to the Revised Edition, 1918 [ 38 ] The unprejudiced study of experience, in perceiving and conceiving, such as we have attempted to describe it in the preceding chapter, is liable to be disturbed again and again by certain representations which spring from the soil of natural science. Thus, taking one's stand on science, one says that the eye perceives in the spectrum colours from red to violet. But beyond violet there lie forces within the compass of the spectrum to which corresponds, not a colour perceived by the eye, but a chemical effect. Similarly, beyond the activity of red, there are rays which have only heat effects. These and similar phenomena lead, on reflection, to the view that the range of man's perceptual world is defined by the range of his senses, and that he would have before himself a very different world if he had additional, or altogether different, senses. Those who like to indulge in far-roaming fancies for which the brilliant discoveries of recent scientific research in this direction provide a highly tempting occasion, may well be led to confess that nothing enters the field of man's observation except what-can affect his senses, as these have been determined by his organization. Man has no right to regard his percepts, limited as these are by his organization, as in any way a standard to which reality must conform. Every new sense would confront him with a different picture of reality. Within its proper limits, this is a wholly justified view. But if anyone lets himself be confused by this view in the unprejudiced study of the relation of percept and concept, as set forth in these chapters, he blocks the path for himself to a knowledge of man and the world which is rooted in reality. The experiencing of the essential nature of thinking, i.e., the active appropriation of the world of concepts, is something wholly different from the experiencing of a perceptible object through the senses. Whatever additional senses man might have, not one would give him reality, if his thinking did not permeate with concepts whatever he perceived by means of such a sense. Every sense, whatever its kind, provided only it is thus permeated, enables man to live amidst the real. The fancy-picture of other perceptual worlds, made possible by other senses, has nothing to do with the problem of how man stands in the midst of reality. We must clearly understand that every perceptual picture of the world owes its form to the organization of the perceiving being, but that only that perceptual picture which has been thoroughly permeated by a thinking investigation leads us into reality. Fanciful speculations concerning how different the world would appear to other than human senses, can give us no occasion to seek for knowledge of man's relation to the world; but only the recognition that every percept presents only a part of the reality it contains, and that, consequently, it leads us away from its own proper reality. This recognition is supplemented by the further one that thinking leads us into the part of reality which the percept conceals in itself. Another difficulty in the way of the unprejudiced study of the relation we have here described, between percept and concept as elaborated by thinking, may be met with, when in the field of physical experience the necessity arises of speaking, not of immediately perceptible elements, but of non-perceptible magnitudes, such as, e.g., lines of electric or magnetic force. It may seem as if the elements of reality of which physicists speak, had no connection either with what is perceptible, or with the concepts which active thinking has elaborated. Yet such a view would rest on self-deception. The main point is that all the results of physical research, except illegitimate hypotheses which ought to be excluded, have been gained through perceiving and conceiving. Elements which are seemingly non-perceptible, are placed by the physicists' sound instinct for knowledge into the field in which percepts lie, and they are thought of in concepts which are commonly applied in this field. The magnitudes in a field of electric or magnetic force are reached, in their essence, by no other cognitive process that the one which connects percept and concept.—An increase or a modification of human senses would yield a different perceptual picture, an enrichment or a modification of human experience. But genuine knowledge could be gained also concerning this new experience only through the mutual co-operation of concept and percept. The deepening of knowledge depends on the powers of intuition which express themselves in thinking (see p. 70). This Intuition may, in the living experience which expresses itself in thinking, dive either into deeper or shallower levels of reality. An expansion of the perceptual picture may supply stimuli for, and thus indirectly promote, this diving of intuition. But this diving into the depth, through which we attain reality, ought never to be confused with the contrast between a wider and a narrower perceptual picture, which always contains only half of reality, as that is conditioned by the structure of the cognizing organization. He who does not lose himself in abstractions will understand how for a knowledge of human nature the fact is relevant, that physics must infer the existence, in the field of percepts, of elements for which no sense is tuned as for colour or sound. Human nature, taken concretely, is determined not only by what, in virtue of his organization, man faces as immediate percept, but also by all else which he excludes from this immediate percept. Just as life needs unconscious sleep alongside of conscious waking experience, so man's experience of himself needs over and above the range of his sense-perception another sphere—and a much bigger one—of non-perceptible elements belonging to the same field from which the percepts of the senses come. All this was laid down by implication in the original argument of this book. The author adds the present amplification of the argument, because he has found by experience that some readers have not read attentively enough. It is to be remembered, too, that the Idea of percept, developed in this book, is not to be confused with the Idea of external sense-percept which is but a special instance of the other. The reader will gather from what has preceded, but even more from what will be expounded later, that everything is here taken as “percept,” which sensuously or spiritually approaches man, so long as it has not yet been grasped by the actively elaborated concept. No “senses,” as we ordinarily understand the term, are necessary in order to have percepts of a physical or spiritual kind. It may be urged that this extension of ordinary usage is illegitimate. But the extension is absolutely necessary, unless we are to be prevented by the current sense of a word from enlarging our knowledge of certain realms of facts. He who uses “percept” only as meaning “sense-percept,” will never arrive at a concept fit for the purposes of knowledge even regarding sense-percept. It is sometimes necessary to enlarge a concept in order that it may get its appropriate meaning within a narrower field. Again, it is at times necessary to add to the original content of a concept, in order that the original concept may be justified or, perhaps, readjusted. Thus we find it said here in this book (p. 80): “A representation is an individualized concept.” It has been objected that this is an unusual use of the word. But this use is necessary if we are to find out what a representation really is. How can we expect any progress in knowledge, if everyone who finds himself compelled to readjust concepts, is to be met by the objection: “This is an unusual use of the word”? |
6. Goethe's World View: The Metamorphosis of World Phenomena
Tr. William Lindemann Rudolf Steiner |
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For this reason he says that man is not born “to solve the problems of the world but in fact to seek where the problem begins, and then to keep oneself within the limits of what is understandable.” He says, “Kant has unquestionably been of most use in his drawing of the limits to which the human spirit is capable of penetrating, and through the fact that he J unsolvable problems lie.” |
6. Goethe's World View: The Metamorphosis of World Phenomena
Tr. William Lindemann Rudolf Steiner |
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[ 1 ] Goethe's world view attained its highest level of maturity when there arose for him the view of the two great driving wheels of nature: the significance of the concepts of polarity and of enhancement (Steigerung). (See the essay, “Commentary to the Essay Nature.”) Polarity is characteristic of the phenomena of nature insofar as we think of them as material. It consists of the fact that everything material manifests itself in two opposite states, as the magnet does in a north and a south pole. These states of matter either lie open to view or they slumber in what is material and are able to be wakened by suitable means within it. Enhancement belongs to the phenomena insofar as we think them to be spiritual. It can be observed in processes of nature that fall under the idea of development. At the various levels of development these processes show more or less distinctly in their outer manifestation the idea that underlies them. In the fruit, the idea of the plant, the law of vegetation, is only indistinctly manifest. The idea which the spirit recognizes and the perception are not similar to one another. “In the blossoms the law of vegetation comes into its highest manifestation, and the rose would again be but the pinnacle of the manifestation.” What Goethe calls enhancement consists of the bringing forth of the spiritual out of the material by creative nature. That nature is engaged “in an ever-striving ascent” means that it seeks to create forms which, in ascending order, increasingly represent the ideas of things even in outer manifestation. Goethe is of the view that “nature has no secret that it does not somewhere place naked before the eyes of the attentive observer.” Nature can bring forth phenomena from which there can be read directly the ideas applicable to a large area of related processes. It is those phenomena in which enhancement has reached its goal, in which the idea becomes immediate truth. The creative spirit of nature comes to the surface of things here; that which, in coarsely material phenomena, can only be grasped by thinking, that which can only be seen with spiritual eyes, becomes, in enhanced phenomena, visible to the physical eye. Everything sense-perceptible is here also spiritual, and everything spiritual is sense-perceptible. Goethe thinks of the whole of nature as permeated by spirit. Its forms are different through the fact that the spirit in them becomes also more or less outwardly visible. Goethe knows no dead, spiritless matter. Those things appear to be so in which the spirit of nature gives an outer form which is not similar to its ideal being. Because one spirit works both in nature and in man's inner life, man can lift himself to participation in the productions of nature. “... from the tile that falls from the roof, to the radiant lightning of the spirit which arises in you and which you communicate,” everything in the universe is for Goethe an effect, a manifestation of one creative spirit. “All the workings we take note of in experience, no matter what their nature, are interconnected in the most consistent way, pass over into one another; they undulate from the first ones to the last.” “A tile works loose from the roof: we ordinarily say this happens by chance; the tile, after all, certainly strikes the shoulders of a passerby mechanically; only, not altogether mechanically: it follows the laws of gravity and thus works physically. Ruptured bodily organs cease functioning; at that moment the fluids work chemically, the qualities of the elements emerge. But, the interrupted organic life reasserts itself just as quickly and seeks to re-establish itself; meanwhile the human entity is more or less unconscious and psychically disorganized. The person, regaining consciousness, feels himself ethically wounded to the depths; he laments his interrupted activity, no matter of what kind it might be, for no one wants to endure this patiently. Religiously, on the other hand, he can easily attribute this case to a higher destiny and regard it as saving him from far greater harm, as leading him to a higher good. This suffices for the sufferer; but the convalescent rises to his feet highly gifted, trusts God and himself and feels himself saved, really takes up also what happens by chance, turns it to, his advantage, in order to begin an eternally fresh life's cycle.” All things working in the world appear to Goethe as modifications of the spirit, and a person who immerses himself in them and observes them, from the level of chance happenings up to that of genius, lives through the metamorphosis of the spirit, from the form in which this spirit presents itself in an outer manifestation not resembling itself, up to the form in which the spirit appears in its own most archetypal form. In the sense of the Goethean world view all creative forces work in a unified way. They are a totality manifesting in successive levels of related manifoldnesses. But Goethe was never inclined to picture the unity of the world to himself as uniform. Adherents of the idea of unity often fall into the mistake of extending what can be observed in one region of phenomena out over all of nature. The mechanistic world view, for example, is in this situation. It has a particularly good eye and understanding for what can be explained mechanically. Therefore only the mechanical seems to it to be in accordance with nature. It seeks to trace even the phenomena of organic nature back to a mechanical lawfulness. A living thing is for it only a complicated form of the working together of mechanical processes. Goethe found such a world view expressed in a particularly repellent form in Holbach's Systeme de la Nature, which came into his hands in Strassburg. One matter supposedly exists from all eternity and has moved for all eternity, and now, with this motion, supposedly brings forth right and left and on all sides, without more ado, the infinite phenomena of existence. “We would indeed have been satisfied with this, if the author had really built up the world before our eyes out of his moving matter. But he might know as little about nature as we do, for as soon as he has staked up a few general concepts, he leaves nature at once, in order to transform what appears as something higher than nature or as a higher nature in nature, into a nature that is material, heavy, moving, to be sure, but still without direction or shape, and he believes that he has gained a great deal by this” (Poetry and Truth, second book). Goethe would have expressed himself in a similar way if he could have heard Du Bois-Reymond's statement (Limits to Knowing Nature, page 13): “Knowledge of nature ... is a tracing of the changes in the corporeal world back to the movements of atoms which are caused by their central forces, independent of time, or it is a dissolving of all the processes of nature into the mechanics of the atoms.” Goethe thought the different kinds of nature workings to be related to each other and as passing over into one another; but he never wanted to trace them back to one single kind. He was not striving for one abstract principle to which all the phenomena of nature should be traced, but rather he strove for observation of the characteristic way in which creative nature manifested its general lawfulness in particular forms within every single one of its realms. He did not want to force one thought form upon the whole of nature's phenomena, but rather, by living into the different thought forms, he wanted to keep his spirit as lively and pliable as nature itself is. When the feeling of the great unity of all nature's working was powerful in him, then he was a pantheist. “I for myself, with all the manifold tendencies of my nature, cannot get enough from one way of thinking; as poet and artist I am a polytheist, as natural scientist a pantheist, and am one just as positively as the other. If I need a God for my personality as a moral person, that is also already provided for” (to Jacobi, January 6, 1813). As artist, Goethe turned to those phenomena of nature in which the idea is present to direct perception. The single thing appeared here directly as divine; the world as a multiplicity of divine individualities. As natural scientist Goethe had to follow the forces of nature also into phenomena whose idea does not become visible in its individual existence. As poet he could be at peace with himself about the multiplicity of the divine; as natural scientist he had to seek the ideas of nature, which worked in a unified way. “The law, that comes into manifestation in the greatest freedom, in accordance with its most archetypal conditions, brings forth what is objectively beautiful, which, to be sure, must find worthy subjects by whom it can be grasped.” This objectively beautiful within the individual creature is what Goethe as artist wants to behold; but as natural scientist he wants “to know the laws according to which universal nature wants to act.” Polytheism is the way of thinking which sees and reveres something spiritual in the single thing; pantheism is the other way, which grasps the spirit of the whole. Both ways of thinking can exist side by side; the one or the other comes into play according to whether one's gaze is directed upon nature's wholeness, which is life and sequence out of a center, or upon those individuals in which nature unites in one form what it as a rule spreads out over a whole realm. Such forms arise when, for example, the creative forces of nature, after “thousandfold plants,” make yet one more, in which “all the others are contained,” or “after thousandfold animals make one being which contains them all: man.” [ 2 ] Goethe once made the remark: “Whoever has learned to understand them (my writings) and my nature in general will have to admit after all that he has won a certain inner freedom” (Conversations with Chancellor F. von Mueller, January 5, 1831). With this he was pointing to the working power which comes into play in all human striving to know. As long as man stops short at perceiving the antitheses around him and at regarding their laws as principles implanted in them by which they are governed, he has the feeling that they confront him a! unknown powers, which work upon him and impose upon hill the thoughts of their laws. He feels himself to be unfree with respect to the things; he experiences the lawfulness of nature as rigid necessity into which he must fit himself. Only when man becomes aware that the forces of nature are nothing other than forms of the same spirit which also works in himself does the insight arise in him that he does partake of freedom. The lawfulness of nature is experienced as compelling only as long as one regards it as an alien power. Living into its being, one experiences it as a power which one also exercises in one's own inner life; one experiences oneself as a productive element working along with the becoming and being of things. One is on intimate terms with any power that has to do with becoming. One has taken up into one's own doing what one otherwise experiences only as outer incentive. This is the process of liberation which is effected by the act of knowledge, in the sense of the Goethean world view. Goethe clearly perceived the ideas of nature's working as he encountered them in Italian works of art. He had a clear experience also of the liberating effect whiM the possession of these ideas has upon man. A result of this experience is his description of that kind of knowledge which he characterizes as that of encompassing individuals. “The encompassing ones, whom one in a prouder sense could call the creative ones, conduct themselves productively in the highest sense; insofar, namely, as they take their start from ideas, they express already the unity of the whole, and afterward it is in a certain way up to nature to fit in with this idea.” But Goethe never got to the point of having a direct view of the act of liberation itself. Only that person can have this view who in his knowing is attentive to himself. Goethe, to be sure, practiced the highest kind of knowledge; but he did not observe this kind of knowledge in himself. He admits to himself, after all:
[ 3 ] But just as the creative nature forces, “after thousandfold plants,” make still one more in which “all the others are contained,” so do they also, after thousandfold ideas, bring forth still one more in which the whole world of ideas is contained. And man grasps this idea when, to his perception of the other things and processes he adds that of thinking as well. Just because Goethe's thinking was continuously filled with the objects of perception, because his thinking was a perceiving, his perceiving a thinking, he could not come to the point of making thinking itself into an object of thinking. One attains the idea of freedom, however, only by looking at thinking. Goethe did not make the distinction between thinking about thinking and looking at thinking. Otherwise he would have attained the insight that one, precisely in the sense of his world view, could very well reject thinking about thinking, but that one could nevertheless come to a beholding of the thought world. Man is uninvolved in the coming about of everything else he sees. The ideas of what he sees arise in him. But these ideas would not be there if there were not present in him the productive power to bring them to manifestation. Even though ideas are the conten1 of what works within the things, they come into manifest existence through human activity. Man can therefore know the intrinsic nature of the world of ideas only if he looks at his activity. With everything else he sees he penetrates only into the idea at work in it; the thing, in which the idea works, remains as perception outside of his spirit. When he looks at the idea, what is working and what is brought forth are both entirely contained within his inner life. He has the entire process totally present if his inner life. What he sees no longer appears as brought ford by the idea; for what he sees is itself now idea. To see something bringing forth itself is, however, to see freedom. In observing his thinking man sees into world happening. Here he does no have to search after an idea of this happening, for this happening is the idea itself. What one otherwise experiences as the unity of what is looked at and the ideas is here the experiencing of the spirituality of the world of ideas become visible. The person who beholds this self-sustaining activity feels freedom. Goethe in fact experienced this feeling, but did not express it in its highest form. In his looking at nature he exercised a free activity, but this activity never became an object of perception for him. He never saw behind the scenes of human knowing and therefore never took up into his consciousness the idea of world happening in its most archetypal form, in its highest metamorphosis. As soon as a person attains a view of this metamorphosis, he then conducts himself with sureness in the realm of things. In the center of his personality he has won the true starting point for all consideration of the world. He will no longer search for unknown foundations, for the causes lying outside him, of things; he knows that the highest experience of which he is capable consists of self-contemplation of his own being. Whoever is completely permeated with the feelings which this experience calls forth will gain the truest relationships to things. A person for whom this is not the case will seek the highest form of existence elsewhere, and, since he cannot find it within experience, will suppose it to be in an unknown region of reality. Uncertainty will enter into his considerations of things; in answering the questions which nature poses him, he will continually call upon something he cannot investigate. Because, through his life in the world of ideas, Goethe had a feeling of the firm center within his personality, he succeeded, within certain limits, in arriving at sure concepts in his contemplation of nature. But because he lacked a direct view of his innermost experiences, he groped about uncertainly outside these limits. For this reason he says that man is not born “to solve the problems of the world but in fact to seek where the problem begins, and then to keep oneself within the limits of what is understandable.” He says, “Kant has unquestionably been of most use in his drawing of the limits to which the human spirit is capable of penetrating, and through the fact that he J unsolvable problems lie.” If a view of man's highest experience! had given him certainty in his contemplation of things, then he would have been able to do more along his path than “through regulated experience, to attain a kind of qualified trustworthiness.” Instead of proceeding straight ahead through his experiences in the consciousness that the true has significance only insofar as it is demanded by human nature, he still arrives at the conviction that a “higher influence helps those who are steadfast, active, understanding, disciplined and disciplining, humane, devout” and that “the moral world order” manifests itself most beautifully where it “comes indirectly to the aid of the good person, of the courageously suffering person.” [ 4 ] Because Goethe did not know the innermost human' experience, it was not possible for him to attain the ultimate thoughts about the moral world order which necessarily belong to his view of nature. The ideas of the things are the content of what works and creates within the things. Man experiences moral ideas directly in the form of ideas. Whoever is able to experience how, in his beholding of the world of ideas, the ideal element itself becomes content, fills itself with itself, is also in a position to experience the production of the moral within human nature. Whoever knows the ideas of nature only in their relation to the world we behold will also want to relate moral concepts to something external to them. He will seek for these concepts a reality similar to that which is present for concepts won from experience. But whoever is able to view ideas in their most essential being will become aware, with moral ideas, that nothing external corresponds to them, that they are directly produced as ideas in spiritual experience. It is clear to him that neither a divine will, working only outwardly, nor a moral world order of a like sort are at work to produce these ideas. For there is in them nothing to be seen of any relation to such powers! Everything they express is also contained within their spiritually experienced pure idea-form. Only through their own content do they work upon man as moral powers. No categorical imperative stands behind them with a whip and forces man to follow them. Man feels that he himself has brought them forth and loves them the way one loves one's child. Love is the motive of his action. The spiritual pleasure in one's own creation is the source of the moral. [ 5 ] There are people who are unable to produce any moral ideas. They take up into themselves the moral ideas of other people through tradition, and if they have no ability to behold ideas as such, they do not recognize the origin, experienceable in the spirit, of the moral. They seek it in a supra-human will outside themselves. Or they believe that there exists, outside the spirit world which man experiences, an objective moral world order from which the moral ideas stem. The speech organ of that world order is often sought in the conscience of man. As with certain things in the rest of his world view, Goethe is also uncertain in his thoughts about the origin of the moral. Here also his feeling for what is in accord with ideas brings forth statements which are in accord with the demands of his nature. “Duty: where one loves what one commands oneself to do.” Only a person who sees the foundations of the moral purely in the content of moral ideas should say: “Lessing, who resentfully felt many a limitation, has one of his characters say, ‘No one has to have to.’ A witty jovial man said, ‘Whoever wants to has to.’ A third, admittedly a cultivated person, added, ‘Whoever has insight, also wants to.’ And in this way it was believed that the whole circle of knowing, wanting, and having to had been closed. But in the average case, man's knowledge, no matter what kind it is, determines what he does or doesn't do; for this reason there is also nothing worse than to see ignorance in action.” The following statement shows that in Goethe a feeling for the true nature of the moral held sway, but did not rise into clear view: “In order to perfect itself the will must, in its moral life, give itself over to conscience which does not err ... Conscience needs no ancestor; with conscience everything is given; it has to do only with one's own inner world.” To state that conscience needs no ancestor can only mean that man does not originally find within himself any moral content; he gives this content to himself. Other statements stand in contrast to these, setting the origin of the moral into a region outside man: “Man, no matter how much the earth attracts him with its thousand upon thousand manifestations, nevertheless lifts up his gaze longingly toward heaven ... because he feels deeply and clearly within himself that he is a citizen of that spiritual realm which we are not able to deny nor give up our belief.” “We leave to God, as the all-determining and all-liberating Being, what is totally insoluble.” [ 6 ] Goethe lacks the organ for the contemplation of man's innermost nature, for self-perception. “I hereby confess that from the beginning the great and significant sounding task, Know thou thyself, has always seemed suspect to me, as a ruse of secretly united priests who wanted to confuse man with unattainable demands and to seduce him away from activity in the outer world into an inner false contemplation. Man knows himself only insofar as he knows the world which he becomes aware of only within himself and himself only within it. Every new object which we really look at opens up a new organ within us.” Exactly the reverse of this is true: man knows the world only insofar as he knows himself. For in his inner life there reveals itself in its most archetypal form what is present to view in outer things only in reflection, in example, symbol. What man otherwise can only speak of as something unfathomable, undiscoverable, divine, comes into view in its true form in self-perception. Because in self-perception he sees what is ideal in its direct form, he gains the strength and ability to seek out and recognize this ideal element also in all outer phenomena, in the whole of nature. Someone who has experienced the moment of self-perception no longer thinks in terms of seeking some “hidden” God behind phenomena: he grasps the divine in its different metamorphoses in nature. Goethe remarked, with respect to Schelling: “I would see him more often if I did not still hope for poetic moments; philosophy destroys poetry for me, and does so for the good reason that it drives me to the object because I can never remain purely speculative but must seek right away a perception for every principle and therefore flee right away out into nature.” He was in fact not able to find the highest perception, the perception of the world of ideas itself. This perception cannot destroy poetry, for it only frees one's spirit from all supposition that there might be an unknown, unfathomable something in nature. But for this reason it makes him capable of giving himself over entirely, without preconceptions, to things; for it gives him the conviction that everything can be drawn from nature that the spirit can ever want from it. [ 7 ] But this highest perception liberates man's spirit also from all one-sided feeling of dependency. He feels himself, through having this view, to be sovereign in the realm of the moral world order. He knows that the driving power which brings forth everything works in his inner life as within his own will, and that the highest decisions about morality lie within himself. For these highest decisions flow out of the world of moral ideas, in whose production the soul of man is present. Even though a person may feel himself restricted in part, may also be dependent upon a thousand things, on the whole he sets himself his moral goal and his moral direction. What is at work in all other things comes to manifestation in the human being as idea; what is at work in him is the idea which he himself brings forth. In every single human individuality a process occurs that plays itself out in the whole of nature: the creation of something actual out of the idea. And the human being himself is the creator. For upon the foundation of his personality there lives the idea which gives a content to itself. Going beyond Goethe one must broaden his principle that nature is “great enough in the wealth of its creation to make, after thousandfold plants, one in which all the others are contained, and to make, after thousandfold animals, one being that contains them all: man.” Nature is so great in its creation that it repeats in every human individual the process by which it brings forth freely out of the idea all creatures, repeats it through the fact that moral actions spring from the ideal foundation of the personality. Whatever a person also feels to be an objective reason for his action is only a transcribing and at the same time a mistaking of his own being. The human being realizes himself in his moral actions. Max Stirner has expressed this knowledge in lapidary words in his book, The Single Individual and What Is His Own. “It lies in my power to be my own person, and this is so when I know myself as a single individual. Within the single individual even someone who is his own person returns to the creative nothingness out of which he is born. Every higher being over me, be it God or man, weakens the feeling of my singleness and pales only before the sun of this consciousness. If I base my affairs upon myself, the single individual, then they rest upon their own transitory mortal creator, who devours himself, and I can say that I have based my affairs upon nothing.” But at the same time one can tell this Stirnerian spirit what Faust told Mephistopheles: “In your nothingness I hope to find my all,” for there dwells in my inner life in an individual form the working power by which nature creates the universe. As long as a person has not beheld this working power within himself, he will appear with respect to it the way Faust did with respect to the earth spirit. This working power will always call out to him the words, “You resemble the spirit that you can grasp, not me!” Only the beholding of one's deepest inner life conjures up this spirit, who says of itself:
[ 8 ] I have tried to present in my Philosophy of Spiritual Activity how knowledge of the fact that man in his doing is based upon himself comes from the most inward experience, from the beholding of his own being. In 1844 Stirner defended the view that man, if he truly understands himself, can see only in himself the basis for his activity. With Stirner, however, this knowledge does not arise from a beholding of his innermost experience but rather from the feeling of freedom and independence from all world powers that require coercion. Stirner stops short at demanding freedom; he is led in this area to put the bluntest possible emphasis upon the human nature which is based upon itself. I am trying to describe the life in freedom on a broader basis, by showing what man sees when he looks into the foundation of his soul. Goethe did not go as far as to behold freedom, because he had an antipathy for self-knowledge. If that had not been the case, then knowledge of man as a free personality founded upon himself would have had to be the peak of his world view. The germ of this knowledge is to be found everywhere in his works; [ 9 ] it is at the same time the germ of his view of nature. In his actual nature studies Goethe never speaks of unexplorable foundations, of hidden driving Powers of phenomena. He contents himself with observing the phenomena in their sequence and of explaining them with the help of those elements which, during observation, reveal themselves to the senses and to the spirit. In this vein he writes to Jacobi on May 5, 1786 that he has the courage “to devote his whole life to the contemplation of the things which he can hope to reach” and of whose being “he can hope to form an adequate idea,” without bothering himself in the least about how far he will get and about what is cut out for him. A person who believes he can draw near to the divine in the individual objects of nature no longer needs to form a particular mental picture for himself of a God that exists outside of and beside the things. It is only when Goethe leaves the realm of nature that his feeling for the being of things no longer holds up. Then his lack of human self-knowledge leads him to make assertions which are reconcilable neither with his inborn way of thinking nor with the direction of his nature studies. Someone who is inclined to cite these assertions might assume that Goethe believed in an anthropomorphic God and in the individual continuation of that life-form of the soul which is bound up with the conditions of the physical bodily organization. Such a belief stands in contradiction to Goethe's nature studies. They could never have taken the direction they did if in them Goethe had allowed himself to be determined by this belief. It lies totally in the spirit of his nature studies to think the being of the human soul such that, after laying aside the body, it lives in a supersensible form of existence. This form of existence requires that the soul, because of different life requirements, also take on a different kind of consciousness from the one it has through the physical body. In this way the Goethean teaching of metamorphosis leads also to the view of metamorphoses of soul life. But this Goethean idea of immortality can be regarded correctly only if one knows that Goethe had not been able to be led by his world view to an unmetamorphosed continuation of that spiritual life which is determined by the physical body. Because Goethe, in the sense indicated here, did not attempt to view his life of thought, he was also not moved in his further life's course to develop particularly this idea of immortality which would be the continuation of his thoughts on metamorphosis. This idea, however, would in truth be what would follow from his world view with respect to this region of knowledge. Whatever expression he gave to a personal feeling about the view of life of this or that contemporary, or out of any other motivation, without his thinking thereby of the connection to the world view won through his nature studies, may not be brought forward as characteristic of Goethe's idea of immortality. [ 10 ] For the evaluation of a Goethean statement within the total picture of his world view there also comes into consideration the fact that his mood of soul in his different stages of life gives particular nuances to such statements. He was fully conscious of these changes in the form of expression of his ideas. When Foerster expressed the view that the solution to the Faust problem is to be found in the words, “A good man is in his dim impulse well aware of his right path,” Goethe responded, “That would be rationalism. Faust ends up as an old man, and in old age we become mystics.” And in his prose aphorisms we read, “A certain philosophy answers to each age of man. The child appears as realist; for he finds himself as convinced of the existence of pears and apples as of his own. The youth, assailed by inner passions, must take notice of himself, feel his way forward; he is transformed into an idealist. On the other hand the grown man has every reason to become a skeptic; he does well to doubt whether the means he has chosen for his purpose are indeed the right ones. Before acting and in acting he has every reason to keep his intellect mobile, so that afterward he does not have to feel badly about a wrong choice. The old man, however, will always adhere to mysticism; he sees that so much seems to depend upon chance; what is unreasonable succeeds; what is reasonable goes amiss; fortune and misfortune turn unexpectedly into the same thing; it is so, it was so, and old age attains peace in what is, what was, and will be.” [ 11 ] I am focusing in this book upon the world view of Goethe out of which his insights into the life of nature have grown and which was the driving force in him from his discovery of the intermaxillary bone in man up to the completion of his studies on color. And I believe I have shown that this world view corresponds more perfectly to the total personality of Goethe than does any compilation of statements in which one would have to take into account how such thoughts are colored by the mood of his youthful period or by that of his old age. I believe that Goethe in his studies of nature, although not guided by a clear self-knowledge in accord with ideas, was guided by a right feeling and did observe a free way of working which flowed from a true relationship between human nature and the outer world. Goethe is himself clear about the fact that there is something incomplete about his way of thinking: “I was aware of having great and noble purposes but could never understand the determining factors under which I worked; I was well aware of what I lacked, and likewise of what I had too much of; therefore I did not cease to develop myself, outwardly and from within. And still it was as before. I pursued every purpose with earnestness, force, and faithfulness; in doing so I often succeeded in completely overcoming stubborn conditions but also often foundered because I could not learn to give in and to go around. And so my life went by this way, in doing and enjoying, in suffering and resisting, in the love, contentment, hatred, and disapproval of others. Find yourself mirrored here whoever's destiny was the same.” |
4. The Philosophy of Spiritual Activity (1986): Are There Limits to Knowing?
Tr. William Lindemann Rudolf Steiner |
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[ 3 ] Out of such a dualism has sprung the differentiation between the object of perception and the “thing-in-itself” which, through Kant, has been introduced into science and to the present day has not been expelled from it. According to our expositions, it lies in the nature of our spiritual organization that a particular thing can be given only as a perception. |
4. The Philosophy of Spiritual Activity (1986): Are There Limits to Knowing?
Tr. William Lindemann Rudolf Steiner |
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[ 1 ] We have established that the elements needed for the explanation of reality are to be taken from the two spheres: perceiving and thinking. As we have seen, it is because of our organization that full, total reality, including our own subject, appears to us at first as a duality. The activity of knowing overcomes this duality inasmuch as, out of the two elements of reality—i.e., out of the perception and out of the concept produced by thinking—it joins together the complete thing. Let us call the way in which the world approaches us, before it has gained its rightful form through out knowing activity, “the world of appearance” in contrast to the entity composed, in a unified way, of perception and concept. Then we may say that the world is given us as a duality (dualistic), and our activity of knowing elaborates it into a unity (monistic.) A philosophy which takes its starting point from this basic principle may be designated as a monistic philosophy or monism. Confronting this view there stands the two-world theory or dualism. This latter assumes, not just two sides of one unified reality, merely kept part by our organization, but rather two worlds absolutely different from each other. It then seeks principles of explanation for one of these worlds within the other. [ 2 ] Dualism is based on an incorrect understanding of what we call knowledge. It separates the whole of existence into two regions, each of which has its own laws, and lets these regions stand over against one another outwardly. [ 3 ] Out of such a dualism has sprung the differentiation between the object of perception and the “thing-in-itself” which, through Kant, has been introduced into science and to the present day has not been expelled from it. According to our expositions, it lies in the nature of our spiritual organization that a particular thing can be given only as a perception. Our thinking then overcomes the separateness of the thing by assigning to each perception its lawful place within the world whole. As long as the separated parts of the world whole are designated as perceptions, we are simply following, in this separating out, a law of our subjectivity. But if we consider the sum total of all perceptions to be one part, and then place over against this part a second one in the “things-in-themselves,” we are philosophizing off into the blue. Then we are merely playing with concepts. We are constructing an artificial polarity, but cannot gain any content for the second part of it, because such a content for a particular thing can be drawn only from perception. [ 4 ] Any kind of existence which is assumed outside the region of perception and concept is to be assigned to the sphere of unjustified hypotheses. The “thing-in-itself” belongs in this category. It is of course completely natural that the dualistic thinker cannot find the connection between his hypothetically assumed world principle and what is given in an experienceable way. A content for his hypothetical world principle can be gained only if one borrows it from the world of experience and deceives oneself about so doing. Otherwise his hypothetical world principle remains a concept devoid of any content, a non-concept which only has the form of a concept. The dualistic thinker usually asserts then that the content of this concept is inaccessible to our knowledge; we can only know that such a content is present, not what is present. In both cases the overcoming of dualism is impossible. If one brings a few abstract elements from the world of experience into the concept of the thing-in-itself, it still remains impossible, in spite of this, to reduce the rich concrete life of experience down to a few characteristics which themselves are only taken from this perception. Du Bois-Reymond thinks that the unperceivable atoms of matter, through their position and motion, produce sensation and feeling, and then comes to the conclusion that we can never arrive at a satisfactory explanation as to how matter and motion produce sensation and feeling, for “it is, indeed, thoroughly and forever incomprehensible that it should not be a matter of indifference to a number of atoms of carbon, hydrogen, nitrogen, oxygen, etc. how they lie and move, how they lay and moved, how will lie and move. There is no way to understand how consciousness could arise out of their interaction.” This conclusion is characteristic for this whole trend of thought. Out of the rich world of perceptions are isolated: position and motion. These are carried over and applied to the imagined world of atoms. Then astonishment sets in about the fact that one cannot unfold concrete life out of his principle, which one has made oneself and which is borrowed from the world of perception. [ 5 ] That the dualist, working with a concept which is completely devoid of any content, of “in-itself,” can come to no elucidation of the world, follows already from the definition of his principle presented above. [ 6 ] In any case, the dualist sees himself compelled to set insurmountable barriers before our ability to know. The adherent of a monistic world view knows that everything he needs to explain any given phenomenon of the world must lie within the sphere of this phenomenon given him. What might hinder him from attaining this explanation can only be barrier or shortcomings of his organization which chance to be there because of his time or place. And these are, in fact, not barriers and shortcomings of the human organization in general, but only of his particular individual one. [ 7 ] It follows from the concept of the activity of knowing, as we have determined this concept to be, that limits to knowledge cannot be spoken of. The activity of knowing is not a general concern of the world, but rather is a business which the human being has to settle with himself. Things demand no explanation. They exist and affect each other according to the laws which are discoverable through thinking. They exist in inseparable oneness with these laws. Our selfhood approaches the things then, and at first grasps only that part of them which we have called perception. But within the inner being of this selfhood, the power is to be found with which to find also the other part of reality. Only when my selfhood has united, also for itself, the two elements of reality which in the world are inseparably joined, is the satisfaction of knowledge then present: the “I” has attained reality again. [ 8 ] The preconditions for the coming into existence of the activity of knowing are therefore through and for the “I.” The latter poses for itself the questions of knowing activity. And my “I” takes them, in fact, from the element of thinking, which is entirely clear and transparent in itself. If we pose ourselves questions which we cannot answer, then the content of the question must not be clear and definite in all its parts. It is not the world which poses us questions, but rather we ourselves who pose them. [ 9 ] I can imagine that I would lack any possibility of answering a question that I found written down somewhere, without knowing from which sphere the content of the question has been taken. [ 10 ] Our knowledge is concerned with questions that are posed us through the fact that, over against a sphere of perception which is determined by place, time, and my subjective organization, there stands a conceptual sphere which points to the totality of the world. My task consists in reconciling these two spheres, both well known to me, with each other. A limit to knowledge cannot be spoken of here. This or that can at some time or other remain unexplained because we are hindered by our place in life from perceiving the things that are at work there. What is not found today, however, can be found tomorrow. The barriers erected in this way are only transitory ones which, with the progress of perception and thinking, can be overcome. [ 11 ] Dualism makes the mistake of transferring the antithesis of object and subject, which has significance only within the realm of perception onto purely imaginary entities outside the realm of perception. But since the things, which are separated within the horizon of perception, are separate from each other only as long as the perceiving person refrains from thinking, which removes all separation and lets it be known as a merely subjectively determined one, the dualist transfers onto entities behind our perceptions characteristics which, even for these perceptions, have no absolute validity, but only a relative one. He thereby divides the two factors which come into consideration for the process of knowledge, perception and concept, into four: 1. the object-in-itself; 2. the perception which the subject has of the objects; 3, the subject; 4. the concept which relates the perception to the object-in-itself. The relation between the object and the subject is a real one; the subject is really (dynamically) influenced by the object. The real process is said not to fall within our consciousness. This real process, however, is said to evoke in the subject a counter-effect to the effect coming from the object. The result of this counter-effect is said to be the perception. This is what first falls within our consciousness. The object is said to have an objective reality (independent of the subject), the perception is subjective reality. This subjective reality is said to relate the subject to the object. This latter relation is said to be an ideal one. Dualism thus splits the process of knowledge into two parts. The one part, creation of the object of perception out of the “thing-in-itself,” dualism lets take place outside our consciousness; the other part, connection of the perception with the concept and the relation of the concept to the object, dualism lets take place inside our consciousness. With these presuppositions it is clear that the dualist believes he can gain in his concepts only subjective representations of what lies in front of his consciousness. The objectively real process in the subject, through which the perception comes about, and all the more so, the objective interrelationships of the “things-in-themselves,” remain unknowable in any direct way for such a dualist; in his opinion the human being can only create for himself conceptual representations of what is objectively real. The bond of unity among things, which joins these things with one another and objectively with our individual spirit (as “thing-in-itself”), lies beyond our consciousness in an existence-in-itself of which we would likewise only be able to have a conceptual representation within our consciousness. [ 12 ] Dualism believes it would rarify the whole world into an abstract conceptual pattern if it did not affirm, besides the conceptual relationships of objects, real relationships as well. In other words, the ideal principles to be found through thinking appear to the dualist to be too airy, and he seek in addition to them real principles by which they can be supported. [ 13 ] Let us take a closer look at these real principles. The naive person (naive realist) regards the objects of outer experiences are realities. The fact that he can grasp these things with his hands and see them with his eyes, is for him valid proof of their reality. “Nothing exists the one cannot perceive,” is to be regarded as precisely the first axiom of the naive person, and it is accepted just as much in its reverse form: “Everything that can be perceived, exists.” The best proof for this assertion is the naive person's believe in immortality and spirits. He pictures the soul to himself as fine physical matter, which under particular conditions can become visible, even to the ordinary person (naive belief in ghosts). [ 14 ] Compared to his real world, everything else for the naive realist, particularly the world of ideas, is unreal, “merely ideal.” What we bring to the objects in thinking, that is mere thought about things. Our thought adds nothing real to our perception. [ 15 ] However, not only with respect to the existence of things does the naive person consider sense perception to be the only testimony of reality, but also with respect to processes. A thing can, in his view, only work upon another when a force present to sense perception goes forth from the one thing that lays hold of the other. Earlier physics believed that extremely fine substances stream out of material bodies and penetrate through out sense organs into the soul. The actual seeing of these substances is impossible only because of the coarseness of our senses compared with the fineness of these substances. In principle one granted reality to these substances for the same reason one grants it to the objects of the sense world, namely, because of their form of existence which was thought to be analogous to that of sense-perceptible reality. [ 16 ] The self-sustained being of what is ideally experienceable is not regarded by the naive consciousness as real in the same sense as what is experienceable by the senses. An object grasped in a “mere idea” is regarded as a mere chimera until conviction as to its reality can be given through sense perception. The naive person demands, to put it briefly, in addition to the ideal testimony of his thinking, the real testimony of his senses as well. In this need of the naive person lies the basis for the rise of the primitive forms of belief in revelation. The God who is given through thinking remains, to the naive consciousness, always a God who is only “thought.” The naive consciousness demands a manifestation through means which are accessible to sense perception. God must appear in bodily form, and one wants to attach little value to the testimony of thinking but only to such things as proof of divinity through changing water into wine, which is verifiable by sense perception. [ 17 ] The naive person also pictures the activity of knowing as an occurrence analogous to the sense process. The things make an impression in the soul, or they send out pictures which penetrate through the senses, and so on. [ 18 ] That which the naive person can perceive with his senses, he regards as real, and that of which he has no perception (God, soul, knowing, etc.) he pictures to himself as analogous to what is perceived. [ 19 ] If naive realism wants to found a science, it can view such a science only as the exact description of the content of perception. Concepts are for it only means to an end. They are there in order to create ideal reflections of our perceptions. For the things themselves they mean nothing. Then naive realist regards as real only the individual tulips which are seen, or can be seen; he regards the one idea of tulip as an abstraction, as the unreal thought pictures which the soul has composed for itself out of the features which all tulips have in common. [ 20 ] Experience, which teaches us that the content of our perceptions is of a transitory nature, refutes naive realism and its basic principle that everything which is perceived is real. The tulip that I see is real today; in a year it will have vanished into nothingness. What has maintained itself is the species tulip. But this species, for naive realism is “only” an idea, not a reality. Thus this world view finds itself in the situation of seeing its realities come and then vanish, while what it holds to be unreal maintains itself in the face of what is real. Therefore the naive realist must also allow, besides his perceptions, something else of an ideal nature to play its part. He must take up into himself entities which he cannot perceive with his senses. He comes to terms with this in that he thinks the form of existence of these entities to be analogous to that of sense objects. Such hypothetically assumed realities are the invisible forces through which sense-perceptible things act upon each other. One such thing is heredity, which transcends the individual, and which is the reason why, out of one individual, a new one develops, similar to it, through which the species maintains itself. Another such thing is the life principle permeating the bodily organism; another is the soul, for which the person of naive consciousness always finds a concept analogous to sense realities; and still another, finally, is the Divine Being of the naive person. This Divine Being is thought to be active in a way that corresponds exactly to what can be perceived of how the human being himself is active; anthropomorphically. [ 21 ] Modern physics traces sense impressions back to processes of the smallest parts of bodies and of an infinitely fine substance, of ether, or to something similar. What we, for example, experience as warmth is the motion of a body's parts within the space taken up by the body causing the warmth. Here also something unperceivable is again thought of an analogous to what is perceivable. The sense-perceptible analogy to the concept “body” is in this sense something like the interior of space enclosed on all sides, within which elastic balls are moving in all direction, striking each other, bouncing on and off the walls and so on. [ 22 ] Without such assumptions the world would disintegrate for naive realism into an incoherent aggregate of perceptions without mutual relationships, that comes together in no kind of unity. It is clear, however, that naive realism can only come to this assumption through an inconsistency. If it wants to remain true to its basic principle that only what is perceived is real, then it ought not, after all, assume something real where it perceives nothing. The unperceivable forces which emanate from perceivable things are actually unjustified hypotheses from the standpoint of naive realism. And because it knows of no other realities, it endows its hypothetical forces with perceptible content. It therefore applies one form of being (that of perceptible existence) to a region where it lacks the means which alone has anything to say about this form of being: sense perception. [ 23 ] This self-contradictory world view leads to metaphysical realism. This constructs, besides perceivable reality, still another unperceivable one, which it thinks of as analogous to the first. Metaphysical realism is therefore necessarily dualism. [ 24 ] Wherever metaphysical realism notices a relationship between perceivable things (movement toward something, becoming aware of something objective, and so on), there it postulates a reality. But the relationship which it notices, it can express only through thinking; it cannot perceive the relationship. The ideal relationship is arbitrarily made into something similar to what is perceivable. So for this trend of thought, the real world is composed of the objects of perception, which are in eternal becoming, which come and then vanish, and of the unperceivable forces by which the objects of perception are brought forth and which are what endure. [ 25 ] Metaphysical realism is a contradictory mixture of naive realism and idealism. Its hypothetical forces are unperceivable entities with the qualities of perceptions. It has decided—besides the region of the world for whose form of existence it has a means of knowledge in perception—to allow yet another region to exist, where this means fails, and which can be discovered only by means of thinking. But metaphysical realism cannot at the same time bring itself also to acknowledge the form of being which thinking communicates to it, the concept (the idea), as an equally valid factor along with perception. If one wants to avoid the contradiction of the unperceivable perception, one must acknowledge that, for the relationship between perceptions which is communicated through thinking, there is no other form of existence for us than that of the concept. When one throws out the unjustified part of metaphysical realism, the world presents itself as the sum total of perceptions and their conceptual (ideal) relationships. Then metaphysical realism flows over into a world view which demands, for perception, the principle of perceivability, and for the interrelationships among perceptions, thinkability. This world view can grant no credibility to a third region of the world—besides the perceptual world and the conceptual one—for which both principles, the so-called real principle and the ideal principle, have validity at the same time. [ 26 ] When metaphysical realism asserts that, besides the ideal relationship between the object of perception and in perceiving subject, there must exist in addition a real relationship between the “thing-in-itself” of the perception and the “thing-in-itself” of the perceivable subject (of the so-called individual spirit), then this assertion rests upon the incorrect assumption of an unperceivable real process analogous to the processes of the sense world. When metaphysical realism states further that I come into a consciously ideal relationship with my world of perception, but that I can only come into a dynamic (force) relationship with the real world—then one commits no less the error already criticized. One can speak of a relationship between forces only within the world of perception (in the sphere of the sense of touch), but not outside it. [ 27 ] We shall call the world view characterized above, into which metaphysical realism finally flows when it strips of its contradictory elements, monism, because this world view joins one-sided realism with idealism into a higher unity. [ 28 ] For naive realism the real world is a sum of objects of perception; for metaphysical realism, reality is also ascribed to the unperceivable forces, as well as to perceptions; monism replace the forces with the ideal connections which it gains through thinking. Such connections, however, are the laws of nature. A law of nature is indeed nothing more than the conceptual expression for the connection between certain perceptions. [ 29 ] Monism is never put in the position of asking for other principles of explanation for reality besides perception and concept. It knows that within the entire domain of reality there is no cause to do so. It sees in the world of perception, as this is directly present to perception, something half real; in uniting the world of perception with the conceptual world it finds the full reality. The metaphysical realist may object to the adherent of monism: It might be the case that for your organization your knowledge is complete in itself, that no part is mission; but you do not know how the world is mirrored in an intelligence organized differently from yours. Monism's answer would be: If there are intelligences other than human ones, and if their perceptions have another form than ours do, then only that has significance for me which reaches me from them through perception and concept. Through my perception, and indeed through my specifically human perception, I am placed as subject over against the object. The connection of things is thereby broken. The subject re-establishes this connection through thinking. It has thereby united itself again with the world whole. Since it is only by our subject that this whole seems to be split at a place between our perception and our concept, so it is that in the reuniting of these two true knowledge is also given. For beings with a different world of perception (for example, with twice our number of sense organs) the connection would appear to be broken at a different place, and its re-establishment would accordingly also have to take a form specific to those beings. Only for naive and metaphysical realism, which both see in the content of the soul only an ideal representation of the world, does the question of a limit to knowledge arise. For them, what is outside the subject is something absolute, something self-contained, and the content of the subject is a picture of it and stands totally outside this absolute. The completeness of one's knowledge depends upon the greater or lesser similarity of one's picture to the absolute object. A being whose number of senses is smaller than man's will perceive less of the world; a being with a larger number, more of it. The former accordingly will have a less complete knowledge than the latter. [ 30 ] Monism sees the matter differently. Through the organization of the perceiving entity, the form is determined as to where the coherency of the world appears torn apart into subject and object. The object is not something absolute, but only something relative with respect to this particular subject. Therefore the bridging over of this antithesis can again only happen in the very specific way precisely characteristic of the human subject. As soon as the “I,” which is separated off from the world in perception, joins itself back into coherency with the world again in thinking contemplation, then all further questioning, which was only a consequence of the separation, ceases. [ 31 ] A differently constituted being would have a differently constituted knowledge. Our knowledge suffices to answer the questions posed by our own being. [ 32 ] Metaphysical realism must ask, by what means is what is given as perception given; by what means is the subject affected? [ 33 ] For monism, perception is determined through the subject. But at the same time, the subject has in thinking the means by which to dispel this self-evoked determination again. [ 34 ] Metaphysical realism confronts a further difficulty when it wants to explain the similarity of the world pictures of different human individuals. It must ask itself how it comes about that the picture of the world, which I construct out of my subjectively determined perception and my concepts, is equivalent to the picture which another individual constructs out of the same two subjective factors. How can I, out of my subjective world picture, draw any conclusions at all about that of another person? From the fact that people manage to deal with each other in actual practice, the metaphysical realist believes himself able to infer the similarity of their subjective pictures of the world. From the similarity of these world pictures he then goes on to infer the likeness existing between the individual spirits underlying the single human subjects of perception, or rather between the “I's-in-themselves” underlying the subjects. [ 35 ] This inference is therefore of a kind in which, from a sum of effects, the character of their underlying causes is inferred. We believe, from a sufficiently large number of instances, that we recognize the state of affairs well enough to know how the inferred causes will behave in other instances. We call such an inference an inductive inference. We will see ourselves obliged to modify the results of an inference, if a further observation yields something unexpected, because the character of the result is after all determined only by the individual form of the observations already made. The metaphysical realist claims, however, that this conditional knowledge of the causes is altogether sufficient for practical life. [ 36 ] The inductive inference is the methodological basis of modern metaphysical realism. There was a time when one believed one could unfold something out of concepts which was no longer a concept. One believed that, out of concepts, one could know the metaphysical real beings which metaphysical realism after all needs. This kind of philosophizing has been overcome and is obsolete today. Instead of this, however, one believes that one can infer, from a large enough number of perceptible facts, the character of the thing-in-itself which underlies these facts. Just as formerly from the concept, so today one seeks from our perceptions to be able to unfold the metaphysical. Since one has concepts before oneself in transparent clarity, one believed that one could also derive the metaphysical from them with absolute certainty. Perceptions do not lie before us with the same transparent clarity. Each successive one presents something different again from earlier ones of the same kind. Basically, therefore, what has been inferred from earlier perceptions is somewhat modified by each succeeding one. The form which one wins in this way for the metaphysical must therefore be called only a relatively true one; it is subject to correction through future instances. Eduard von Hartmann's metaphysics has a character determined by this basic, methodological principle; he set as motto on the title page of his first major work: “Speculative results arrived at by the inductive scientific method.” [ 37 ] The form which the metaphysical realist today gives to his things-in-themselves is won through inductive inferences. Through his deliberations on the process of knowledge he is convinced of the existence of an objective real coherency of the world alongside the “subjective” coherency knowable through perception and concept. He believes that he can determine, through inductive inferences drawn from his perceptions, how this objective reality is constituted. Addendum to the Revised Edition of 1918 [ 38 ] For the unprejudiced observation of our experience in perception and concept—the description of which has been attempted in the foregoing considerations—certain mental pictures that arise in the field of nature study will again and again be troublesome. One says to oneself, standing in this field, that colors in the light spectrum from red to violet are perceived through the eye. But beyond violet there lie forces within the spectrum's sphere of radiation for which there is no corresponding color perception of the eye, but for which there is definitely a corresponding chemical effect; in the same way, beyond the boundary of red effects, there lie radiations which have only warmth effects. Through consideration of this and similar phenomena, one comes to the view that the scope of the human world of perception is determined by the scope of the human senses, and that man would have a completely different world before him, if he had, in addition to his own senses, still others, or if he had altogether different ones. A person who likes to go off into extravagant fantasies (to which the brilliant discoveries of recent scientific research give a quite enticing stimulus) may very well conclude that into man's field of observation can come only what can act upon those senses which have emerged out of his organization. Man has no right to regard these perceptions, which are limited by his organization, as being in any way conclusive for reality. Every new sense would have to place him before a different picture of reality.—All this is, within appropriate bounds, an altogether justified opinion. But if someone allows this opinion to confuse him in his unprejudiced observation of the relationship between perception and concept which our expositions establish as valid, then he blocks his way to a knowledge of the world and of man that is rooted in reality. The experience of the being of thinking, that is, active working with the world of concepts, is something altogether different from the experience of what is perceivable through the senses. Whatever senses man might ever have in addition to his present ones, not one of them would give him a reality if he did not, in thinking, permeate with concepts the perceptions communicated by it; and every sense, whatever its nature, thus permeated, gives man the possibility of living within reality. Fantasies about the completely different perceptual picture possible with other senses have nothing to do with the question of how the human being stands within the real world. One has to recognize, in fact, that every perceptual picture receives its form from the organization of the perceiving entity, but that the perceptual picture, which is permeated by the experience of thinking contemplation, leads the human being into reality. Fantastic depictions of how differently a world would have to appear to other than human senses cannot motivate the human being to seek knowledge about his relationship to the world, but only the insight can do so, that each perception gives only a part of the reality contained within it, that it leads, therefore, away from its own reality. The other insight then takes its place beside the first, that thinking leads into that part of reality which is present in, but hidden by, the perception itself. It can also be disturbing for the unprejudiced observation of the relationship presented here between perception and concept worked out by thinking, when the necessity arises in the realm of physical experience of speaking, not at all about elements which are directly visible to perception, but rather about invisible magnitudes such as electrical or magnetic lines of forces, and so on. It can seem as though the elements of reality about which physics speaks had nothing to do either with what is perceivable, nor with the concept worked out in active thinking. But such an opinion would rest on a self-deception. In the first place it comes down to the fact that everything which is worked out by physics, insofar as it does not represent unjustified hypotheses which should be excluded, is won through perception and concept. What seems to be an invisible content is placed, by the physicist's correct instinct, for knowledge, totally into the realm in which perceptions lie, and is thought about in concepts with which one is active in this realm. The strengths of electrical and magnetic fields and so on are essentially not found through any process of knowledge other than that which occurs between perception and concept.—Increasing the number, or changing the form, of our human senses would result in a changed perceptual picture, in an enrichment or different form of human experience; but even with respect to this experience, a real knowledge would have to be attained through the interaction of concept and perception. Any deepening of knowledge depends upon the powers of intuition that live in thinking (see pages 71–72). This intuition can, within that experience which takes shape and is elaborated in thinking, delve down into greater or lesser depth of reality. The broadening of one's perceptual picture can be a stimulus to this delving down and in this way indirectly promote it. But this delving into the depths should never, in its attainment of reality, be confused with whether one stands before a broader or more narrow perceptual picture, in which always is present only half of reality because of conditions placed on it by the knowing organization. Whoever is not lost in abstractions will see how there is relevance for our knowledge of man's nature in the fact that physics must infer elements within the realm of perception, to which no sense is directly attuned the way there is to color or tone. The concrete nature of man is not only determined by what, through his organization, he places before himself as direct perception, but also through the exclusion of other things from this direct perception. Just as, besides our conscious waking state, the unconscious sleeping state is necessary to life, so, besides the circumference of our sense perception, there is necessary for man's experience of himself, a circumference—much greater in fact—of non-sense-perceptible elements within the realm from which our sense perceptions originate. All this has already been indirectly expressed in the original text of this book. The author adds these amplifications to the content of his book, because it has been his experience that many readers have not read carefully enough.—Attention should also be paid to the fact that the idea of perception, as developed in this book, should not be confused with the idea of outer sense perception, which is only a specific instance of the idea of perception. One will see, from the foregoing considerations, but even more from the following ones, that here, everything which approaches man sense-perceptibly and spiritually, is regarded as perception, before it is grasped by the actively elaborated concept. In order to have perceptions of a soul or spiritual nature, senses of the kind usually meant are not necessary. One might say that broadening our present use of language in this way is not permissible. But this broadening is absolutely necessary, if one does not want to be fettered in certain areas by just such current usage in broadening our knowledge. A person who speaks of perception only in the sense of sense perception will also fail to arrive at a concept, adequate for knowledge, concerning this sense perception. One must oftentimes broaden a concept so that, in a narrower realm, it will gain the meaning appropriate to it. One must also sometimes add something to what was at first meant by a certain concept so that what was thus meant finds its justification or even its correction. Thus, on page 96 of this book, one finds it stated that, “The mental picture is therefore an individualized concept.” The objection was made to me that this is an unusual use of language. But this use of language is necessary, if one wants to get behind what a mental picture really is. What would become of our progress in knowledge if the objection were made to everyone who is obliged to set a concept right, that: “That is an unusual use of language?” |
4. The Philosophy of Freedom (1964): Are There Limits to Knowledge?
Tr. Michael Wilson Rudolf Steiner |
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[ 3 ] It is from a dualism such as this that there arises the distinction between the perceptual object and the thing-in-itself, which Kant introduced into philosophy, and which, to the present day, we have not succeeded in eradicating. According to our line of argument, it is due to the nature of our mental organization that a particular thing can be given to us only as a percept. |
4. The Philosophy of Freedom (1964): Are There Limits to Knowledge?
Tr. Michael Wilson Rudolf Steiner |
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[ 1 ] We have established that the elements for the explanation of reality are to be found in the two spheres: perceiving and thinking. It is due, as we have seen, to our organization that the full, complete reality, including our own selves as subjects, appears at first as a duality. The act of knowing overcomes this duality by fusing the two elements of reality, the percept and the concept gained by thinking, into the complete thing. Let us call the manner in which the world presents itself to us, before it has taken on its true nature through our knowing it, “the world of appearance,” in contrast to the unified whole composed of percept and concept. We can then say: The world is given to us as a duality, and knowledge transforms it into a unity. A philosophy which starts from this basic principle may be called a monistic philosophy, or monism. Opposed to this is the two-world theory, or dualism. The latter does not assume just that there are two sides of a single reality which are kept apart merely by our organization, but that there are two worlds absolutely distinct from one another. It then tries to find in one of these two worlds the principles for the explanation of the other. [ 2 ] Dualism rests on a false conception of what we call knowledge. It divides the whole of existence into two spheres, each of which has its own laws, and it leaves these two worlds standing apart and opposed. [ 3 ] It is from a dualism such as this that there arises the distinction between the perceptual object and the thing-in-itself, which Kant introduced into philosophy, and which, to the present day, we have not succeeded in eradicating. According to our line of argument, it is due to the nature of our mental organization that a particular thing can be given to us only as a percept. Thinking then overcomes this particularity by assigning to each percept its rightful place in the world as a whole. As long as we designate the separated parts of the world as percepts, we are simply following, in this separating out, a law of our subjectivity. If, however, we regard the sum of all percepts as the one part, and contrast with this a second part, namely, the things-in-themselves, then we are philosophizing into the blue. We are merely playing with concepts. We construct an artificial pair of opposites, but we can gain no content for the second of these opposites, since such content for a particular thing can be drawn only from perception. [ 4 ] Every kind of existence that is assumed outside the realm of percept and concept must be relegated to the sphere of unjustified hypotheses. To this category belongs the “thing-in-itself”. It is quite natural that a dualistic thinker should be unable to find the connection between the world principle which he hypothetically assumes and the things given in experience. A content for the hypothetical world principle can be arrived at only by borrowing it from the world of experience and then shutting one's eyes to the fact of the borrowing. Otherwise it remains an empty concept, a non-concept which has nothing but the form of a concept. Here the dualistic thinker usually asserts that the content of this concept is inaccessible to our knowledge; we can know only that such a content exists, but not what it is that exists. In both cases it is impossible to overcome dualism. Even though one were to import a few abstract elements from the world of experience into the concept of the thing-in-itself, it would still remain impossible to derive the rich concrete life of experience from these few qualities which are, after all, themselves taken from perception. DuBois-Reymond considers that the imperceptible atoms of matter produce sensation and feeling by means of their position and motion, and then comes to the conclusion that we can never find a satisfactory explanation of how matter and motion produce sensation and feeling, for “it is absolutely and for ever incomprehensible that it should be other than indifferent to a number of atoms of carbon, hydrogen, nitrogen, and so on, how they lie and move, how they lay and moved, or how they will lie and will move. It is impossible to see how consciousness could come into existence through their interaction.” This conclusion is characteristic of this whole trend of thought. Position and motion are abstracted from the rich world of percepts. They are then transferred to the notional world of atoms. And then astonishment arises that real life cannot be evolved out of this self-made principle borrowed from the world of percepts. [ 5 ] That the dualist can reach no explanation of the world, working as he does with a completely empty concept of the “in-itself” of a thing, follows at once from the very definition of his principle given above. [ 6 ] In every case the dualist finds himself compelled to set impassable barriers to our faculty of knowledge. The follower of a monistic world conception knows that everything he needs for the explanation of any given phenomenon in the world must lie within this world itself. What prevents him from reaching it can be only accidental limitations in space and time, or defects of his organization, that is, not of human organization in general, but only of his own particular one. [ 7 ] It follows from the concept of the act of knowing as we have defined it, that one cannot speak of limits to knowledge. Knowing is not a concern of the world in general, but an affair which man must settle for himself. Things demand no explanation. They exist and act on one another according to laws which can be discovered through thinking. They exist in indivisible unity with these laws. Our Egohood confronts them, grasping at first only that part of them we have called percepts. Within our Egohood, however, lies the power to discover the other part of the reality as well. Only when the Egohood has taken the two elements of reality which are indivisibly united in the world and has combined them also for itself, is our thirst for knowledge satisfied—the I has then arrived at the reality once more. [ 8 ] Thus the conditions necessary for an act of knowledge to take place are there through the I and for the I. The I sets itself the problems of knowledge; and moreover it takes them from an element that is absolutely clear and transparent in itself: the element of thinking. If we set ourselves questions which we cannot answer, it must be because the content of the questions is not in all respects clear and distinct. It is not the world which sets us the questions, but we ourselves. [ 9 ] I can imagine that it would be quite impossible for me to answer a question which I happened to find written down somewhere, without knowing the sphere from which the content of the question was taken. [ 10 ] In our knowledge we are concerned with questions which arise for us through the fact that a sphere of percepts, conditioned by place, time, and our subjective organization, is confronted by a sphere of concepts pointing to the totality of the universe. My task consists in reconciling these two spheres, with both of which I am well acquainted. Here one cannot speak of a limit to knowledge. It may be that, at any particular moment, this or that remains unexplained because, through our place in life, we are prevented from perceiving the things involved. What is not found today, however, may be found tomorrow. The limits due to these causes are only transitory, and can be overcome by the progress of perception and thinking. [ 11 ] Dualism makes the mistake of transferring the antithesis of object and subject, which has meaning only within the perceptual realm, to purely notional entities outside this realm. But since the separate things within the perceptual field remain separated only so long as the perceiver refrains from thinking (which cancels all separation and shows it to be due to purely subjective factors), the dualist is therefore transferring to entities behind the perceptible realm determining factors which even for this realm have no absolute validity, but only relative. He thus splits up the two factors concerned in the process of knowledge, namely percept and concept, into four: (1) the object in itself; (2) the precept which the subject has of the object; (3) the subject; (4) the concept which relates the precept to the object in itself. The relation between subject and object is a real one; the subject is really (dynamically) influenced by the object. This real process is said not to appear in consciousness. But it is supposed to evoke in the subject a response to the stimulation from the object. The result of this response is said to be the percept. Only at this stage does it enter our consciousness. The object is said to have an objective (independent of the subject) reality, the percept a subjective reality. This subjective reality is referred by the subject to the object. This reference is called an ideal one. With this the dualist therefore splits up the process of knowledge into two parts. The one part, namely, the production of the perceptual object out of the thing-in-itself, he conceives of as taking place outside consciousness, whereas the other, the combination of percept with concept and the reference of the concept to the object, takes place, according to him, within consciousness. With these presuppositions, it is clear why the dualist believes his concepts to be merely subjective representatives of what is there prior to his consciousness. The objectively real process in the subject by means of which the percept comes about, and still more the objective relations between things-in-themselves, remain for such a dualist inaccessible to direct knowledge; according to him, man can obtain only conceptual representatives of the objectively real. The bond of unity which connects things with one another and also objectively with the individual mind of each of us (as thing-in-itself) lies beyond our consciousness in a being-in-itself of whom, once more, we can have in our consciousness merely a conceptual representative. [ 12 ] The dualist believes that he would dissolve away the whole world into a mere abstract. scheme of concepts, did he not insist on real connections between the objects besides the conceptual ones. In other words, the ideal principles which thinking discovers seem too airy for the dualist, and he seeks, in addition, real principles with which to support them. [ 13 ] Let us examine these real principles a little more closely. The naïve man (naïve realist) regards the objects of external experience as realities. The fact that his hands can grasp these objects, and his eyes see them, is for him sufficient proof of their reality. “Nothing exists that cannot be perceived” is, in fact, the first axiom of the naïve man; and it is held to be equally valid in its converse: “Everything which can be perceived exists.” The best evidence for this assertion is the naïve man's belief in immortality and ghosts. He thinks of the soul as refined material substance which may, in special circumstances, become visible even to the ordinary man (naïve belief in ghosts). [ 14 ] In contrast with this real world of his, the naïve realist regards everything else, especially the world of ideas, as unreal or “merely ideal”. What we add to objects by thinking is nothing more than thoughts about the things. Thought adds nothing real to the percept. [ 15 ] But it is not only with reference to the existence of things that the naïve man regards sense perception as the sole proof of reality, but also with reference to events. A thing, according to him, can act on another only when a force actually present to sense perception issues from the one and seizes upon the other. In the older physics it was thought that very fine substances emanate from the objects and penetrate through the sense organs into the soul. The actual seeing of these substances is impossible only because of the coarseness of our sense organs relative to the fineness of these substances. In principle, the reason for attributing reality to these substances was the same as for attributing it to the objects of the sense-perceptible world, namely because of their mode of existence, which was thought to be analogous to that of sense-perceptible reality. [ 16 ] The self-contained nature of what can be experienced through ideas is not regarded by the naïve mind as being real in the same way that sense experience is. An object grasped in “mere idea” is regarded as a chimera until conviction of its reality can be given through sense perception. In short, the naïve man demands the real evidence of his senses in addition to the ideal evidence of his thinking. In this need of the naïve man lies the original ground for primitive forms of the belief in revelation. The God who is given through thinking remains to the naïve mind always a merely “notional” God. The naïve mind demands a manifestation that is accessible to sense perception. God must appear in the flesh, and little value is attached to the testimony of thinking, but only to proof of divinity such as changing water into wine in a way that can be testified by the senses. [ 17 ] Even the act of knowing itself is pictured by the naïve man as a process analogous to sense perception. Things, it is thought, make an impression on the soul, or send out images which enter through our senses, and so on. [ 18 ] What the naïve man can perceive with his senses he regards as real, and what he cannot thus perceive (God, soul, knowledge, etc.) he regards as analogous to what he does perceive. [ 19 ] A science based on naïve realism would have to be nothing but an exact description of the content of perception. For naïve realism, concepts are only the means to an end. They exist to provide ideal counterparts of percepts, and have no significance for the things themselves. For the naïve realist, only the individual tulips which he sees (or could see) are real; the single idea of the tulip is to him an abstraction, the unreal thought-picture which the soul has put together out of the characteristics common to all tulips. [ 20 ] Naive realism, with its fundamental principle of the reality of all perceived things, is contradicted by experience, which teaches us that the content of percepts is of a transitory nature. The tulip I see is real today; in a year it will have vanished into nothingness. What persists is the species tulip. For the naïve realist, however, this species is “only” an idea, not a reality. Thus this theory of the world find itself in the position of seeing its realities arise and perish, while what it regards as unreal, in contrast with the real, persists. Hence naïve realism is compelled to acknowledge, in addition to percepts, the existence of something ideal. It must admit entities which cannot be perceived by the senses. In doing so, it justifies itself by conceiving their existence as being analogous to that of sense-perceptible objects. Just such hypothetical realities are the invisible forces by means of which the sense-perceptible objects act on one another. Another such thing is heredity, which works on beyond the individual and is the reason why a new being which develops from the individual is similar to it, thereby serving to maintain the species. Such a thing again is the life-principle permeating the organic body, the soul for which the naïve mind always finds a concept formed in analogy with sense realities, and finally the naïve man's Divine Being. This Divine Being is thought of as acting in a manner exactly corresponding to the way in which man himself is seen to act; that is, anthropomorphically. [ 21 ] Modern physics traces sensations back to processes of the smallest particles of bodies and of an infinitely fine substance, called ether, or to other such things. For example, what we experience as warmth is, within the space occupied by the warmth-giving body, the movement of its parts. Here again something imperceptible is conceived in analogy with what is perceptible. In this sense, the perceptual analogue to the concept “body” would be, shall we say, the interior of a totally enclosed space, in which elastic spheres are moving in all directions, impinging one on another, bouncing on and off the walls, and so on.1 [ 22 ] Without such assumptions the world would fall apart for the naïve realist into an incoherent aggregate of percepts without mutual relationships and with no tendency to unite. It is clear, however, that naïve realism can make these assumptions only by an inconsistency. If it would remain true to its fundamental principle that only what is perceived is real, then it ought not to assume a reality where it perceives nothing. The imperceptible forces which proceed from the perceptible things are in fact unjustified hypotheses from the standpoint of naïve realism. And because naïve realism knows no other realities, it invests its hypothetical forces with perceptual content. It thus ascribes a form of existence (perceptible existence) to a sphere where the only means of making any assertion about such existence, namely, sense perception, is lacking. [ 23 ] This self-contradictory theory leads to metaphysical realism. This constructs, in addition to the perceptible reality, an imperceptible reality which it conceives on the analogy of the perceptible one. Therefore metaphysical realism is of necessity dualistic. [ 24 ] Wherever the metaphysical realist observes a relationship between perceptible things (such as when two things move towards each other, or when something objective enters consciousness), there he sees a reality. However, the relationship which he notices can only be expressed by means of thinking; it cannot be perceived. The purely ideal relationship is then arbitrarily made into something similar to a perceptible one. Thus, according to this theory, the real world is composed of the objects of perception which are in ceaseless flux, arising and disappearing, and of imperceptible forces which produce the objects of perception, and are the things that endure. [ 25 ] Metaphysical realism is a contradictory mixture of naïve realism and idealism. Its hypothetical forces are imperceptible entities endowed with the qualities of percepts. The metaphysical realist has made up his mind to acknowledge, in addition to the sphere which he is able to know through perception, another sphere for which this means of knowledge fails him and which can be known only by means of thinking. But he cannot make up his mind at the same time to acknowledge that the mode of existence which thinking reveals, namely, the concept (idea), is just as important a factor as the percept. If we are to avoid the contradiction of imperceptible percepts, we must admit that the relationships which thinking establishes between the percepts can have no other mode of existence for us than that of concepts. If we reject the untenable part of metaphysical realism, the world presents itself to us as the sum of percepts and their conceptual (ideal) relationships. Metaphysical realism would then merge into a view of the world which requires the principle of perceivability for percepts and that of conceivability for the relationships between the percepts. This view of the world can admit no third sphere—in addition to the world of percepts and the world of concepts—in which both the so-called “real” and “ideal” principles are simultaneously valid. [ 26 ] When the metaphysical realist asserts that, besides the ideal relationship between the percept of the object and the percept of the subject, there must also exist a real relationship between the “thing-in-itself” of the percept and the “thing-in-itself” of the perceptible subject (that is, of the so-called individual spirit), he is basing his assertion on the false assumption of a real process, analogous to the processes in the sense world but imperceptible. Further, when the metaphysical realist asserts that we enter into a conscious ideal relationship to our world of percepts, but that to the real world we can have only a dynamic (force) relationship, he repeats the mistake we have already criticized. One can talk of a dynamic relationship only within the world of percepts (in the sphere of the sense of touch), but not outside that world. [ 27 ] Let us call the view which we have characterized above, into which metaphysical realism merges when it discards its contradictory elements, monism, because it combines one-sided realism with idealism into a higher unity. [ 28 ] For naïve realism, the real world is an aggregate of perceived objects (percepts); for metaphysical realism, not only percepts but also imperceptible forces are real; monism replaces forces by ideal connections which are gained through thinking. The laws of nature are just such connections. A law of nature is in fact nothing but the conceptual expression of the connection between certain percepts. [ 29 ] Monism never finds it necessary to ask for any principles of explanation for reality other than percepts and concepts. It knows that in the whole field of reality there is no occasion for this question. In the perceptual world, as it presents itself directly to perception, it sees one half of the reality; in the union of this world with the world of concepts it finds the full reality. The metaphysical realist may object to the adherent of monism: It may be that for your organization, your knowledge is complete in itself, with no part lacking; but you do not know how the world is mirrored in an intelligence organized differently from your own. To this the monist will reply: If there are intelligences other than human, and if their percepts are different from ours, all that concerns me is what reaches me from them through perception and concept. Through my perceiving, that is, through this specifically human mode of perceiving, I, as subject, am confronted with the object. The connection of things is thereby interrupted. The subject restores this connection by means of thinking. In doing so it puts itself back into the context of the world as a whole. Since it is only through the subject that the whole appears cut in two at the place between our percept and our concept, the uniting of those two gives us true knowledge. For beings with a different perceptual world (for example, if they had twice our number of sense organs), the continuum would appear broken in another place, and the reconstruction would accordingly have to take a form specific for such beings. The question concerning the limits of knowledge exists only for naïve and metaphysical realism, both of which see in the contents of the soul only an ideal representation of the real world. For these theories, what exists outside the subject is something absolute, founded in itself, and what is contained within the subject is a picture of this absolute, but quite external to it. The completeness of knowledge depends on the greater or lesser degree of resemblance between the picture and the absolute object. A being with fewer senses than man will perceive less of the world, one with more senses will perceive more. The former will accordingly have a less complete knowledge than the latter. [ 30 ] For monism, the situation is different. The manner in which the world continuum appears to be rent asunder into subject and object depends on the organization of the perceiving being. The object is not absolute, but merely relative, with reference to this particular subject. Bridging over the antithesis, therefore, can again take place only in the quite specific way that is characteristic of the particular human subject. As soon as the I, which is separated from the world in the act of perceiving, fits itself back into the world continuum through thoughtful contemplation, all further questioning ceases, having been but a consequence of the separation. [ 31 ] A differently constituted being would have a differently constituted knowledge. Our own knowledge suffices to answer the questions put by our own nature. [ 32] Metaphysical realism has to ask: By what means are our percepts given? What is it that affects the subject? [ 33] Monism holds that percepts are determined through the subject. But at the same time, the subject has in thinking the means for canceling this self-produced determination. [ 34 ] The metaphysical realist is faced by a further difficulty when he seeks to explain the similarity between the world pictures of different human individuals. He has to ask himself: How is it that the picture of the world which I build up out of my subjectively determined percepts and my concepts turns out to be the same as the one which another individual is also building up out of the same two subjective factors? How can I, in any case, draw conclusions from my own subjective picture of the world about that of another human being? The fact that people can understand and get on with one another in practical life leads the metaphysical realist to conclude that their subjective world pictures must be similar. From the similarity of these world pictures he then further concludes that the “individual spirits” behind the single human subjects as percepts, or the “I-in-itself” behind the subjects, must also be like one another. [ 35 ] This is an inference from a sum of effects to the character of the underlying causes. We believe that we can understand the situation well enough from a sufficiently large number of instances to know how the inferred causes will behave in other instances. Such an inference is called an inductive inference. We shall be obliged to modify its results if further observation yields some unexpected element, because the character of our conclusion is, after all, determined only by the particular form of our actual observations. The metaphysical realist asserts that this knowledge of causes, though conditional, is nevertheless quite sufficient for practical life. [ 36 ] Inductive inference is the method underlying modern metaphysical realism. At one time it was thought that we could evolve something out of concepts that is no longer a concept. It was thought that the metaphysical realities, which metaphysical realism after all requires, could be known by means of concepts. This kind of philosophizing is now out of date. Instead it is thought that one can infer from a sufficiently large number of perceptual facts the character of the thing-in-itself which underlies these facts. Whereas formerly it was from concepts, now it is from percepts that people seek to evolve the metaphysical. Since one has concepts before oneself in transparent clearness, it was thought that one might be able to deduce the metaphysical from them with absolute certainty. Percepts are not given with the same transparent clearness. Each subsequent one is a little different from others of the same kind which preceded it. Basically, therefore, anything inferred from past percepts will be somewhat modified by each subsequent percept. The character of the metaphysical thus obtained can, therefore, be only relatively true, since it is subject to correction by further instances. Eduard von Hartmann's metaphysics has a character determined by this basic method, as expressed in the motto on the title page of his first important book: “Speculative results following the inductive method of Natural Science.” [ 37 ] The form which the metaphysical realist nowadays gives to his things-in-themselves is obtained by inductive inferences. Through considerations of the process of knowledge he is convinced of the existence of an objectively real world continuum, over and above the “subjective” world continuum which we know through percepts and concepts. The nature of this reality he thinks he can determine by inductive inferences from his percepts. Author's addition, 1918[ 38 ] For the unprejudiced observation of what is experienced through percept and concept, as we have tried to describe it in the foregoing pages, certain ideas which originate in the field of natural science are repeatedly found to be disturbing. Thus it is said that in the spectrum of light the eye perceives colors from red to violet. But in the space beyond the violet there are forces of radiation for which there is no corresponding color-perception in the eye, but instead there is a definite chemical effect; in the same way, beyond the limit of the red there are radiations having only an effect of warmth. By studying these and other similar phenomena, one is led to the view that the range of man's perceptual world is determined by the range of his senses, and that he would be confronted by a very different world if he had additional, or altogether different, senses. Anyone who chooses to indulge in the extravagant flights of fancy for which the brilliant discoveries of recent scientific research offer such tempting opportunities, may well arrive at the conclusion that nothing enters man's field of observation except what can affect the senses which his bodily organization has evolved. He has no right to regard what is perceived, limited as it is by his organization, as in any way setting a standard for reality. Every new sense would confront him with a different picture of reality. Within its proper limits this view is entirely justified. But if anyone allows this view to confuse him in his unprejudiced observation of the relationship of percept and concept as set out in these chapters, then he will bar his own way to any realistic knowledge of man and of the world. To experience the essential nature of thinking, that is, to work one's way into the world of concepts through one's own activity, is an entirely different thing from experiencing something perceptible through the senses. Whatever senses man might possibly have, not one would give him reality if his thinking did not permeate with concepts whatever he perceived by means of it. And every sense, however constructed, would, if thus permeated, enable him to live within reality. This question of how he stands in the world of reality is untouched by any speculations he may have as to how the perceptual world might appear to him if he had different senses. We must clearly understand that every perceptual picture of the world owes its form to the organization of the perceiving being, but also that the perceptual picture which has been thoroughly permeated by the experience of thinking leads us into reality. What causes us to enquire into our relationship to the world is not the fanciful pictures of how different the world would appear to other than human senses, but the realization that every percept gives us only a part of the reality concealed within it, in other words, that it directs us away from its inherent reality. Added to this is the further realization that thinking leads us into that part of the reality which the percept conceals within itself. Another difficulty in the way of the unprejudiced observation of the relationship between the percept and the concept wrought by thinking, as here described, arises when, for example, in the field of experimental physics it becomes necessary to speak not of immediately perceptible elements, but of non-perceptible quantities as in the case of lines of electric or magnetic force. It may seem as if the elements of reality of which physicists speak had no connection either with what is perceptible or with the concepts which active thinking has wrought. Yet such a view would be based on self-deception. The main point is that all the results of physical research, apart from unjustifiable hypotheses which ought to be excluded, have been obtained through percept and concept. Elements which are seemingly non-perceptible are placed by the physicist's sound instinct for knowledge into the field where percepts lie, and they are thought of in terms of concepts commonly used in this field. The strengths of electric or magnetic fields and such like are arrived at, in the very nature of things, by no other process of knowledge than the one which occurs between percept and concept. An increase or a modification of human senses would yield a different perceptual picture, an enrichment or a modification of human experience. But even with this experience one could arrive at real knowledge only through the interplay of concept and percept. The deepening of knowledge depends on the powers of intuition which express themselves in thinking (see Chapter 5). In the living experience which develops within thinking, this intuition may dive down to greater or to lesser depths of reality. An extension of the perceptual picture may provide stimulation for this diving down of intuition, and thus indirectly promote it. But under no circumstances should this diving into the depths to reach reality be confused with being confronted by a perceptual picture of greater or lesser breadth, which in any case can only contain half the reality, as determined by the organization of the cognizing being. If one does not lose oneself in abstractions, one will realize that for a knowledge of human nature it is a relevant fact that in physics one has to infer the existence of elements in the perceptual field for which no sense organ is tuned as it is for color or sound. Man's being, quite concretely, is determined not only by what his organization presents to him as immediate percept, but also by the fact that from this immediate perception other things are excluded. Just as it is necessary for life that in addition to the conscious waking state there should be an unconscious sleeping state, so for man's experience of himself it is necessary that in addition to the sphere of his sense perception there should be another sphere—in fact a far larger one—of elements not perceptible to the senses but belonging to the same field from which the sense percepts come. All this was already implied in the original presentation of this work. The author adds these extensions to the argument because he has found by experience that many a reader has not read accurately enough. It is to be remembered, too, that the idea of percept developed in this book is not to be confused with the idea of external sense percept which is but a special instance of it. The reader will gather from what has gone before, but even more from what will follow, that “percept” is here taken to be everything that approaches man through the senses or through the spirit, before it has been grasped by the actively elaborated concept. “Senses”, as we ordinarily understand the term, are not necessary in order to have percepts in soul- or spirit-experience. It might be said that this extension of our ordinary usage is not permissible. But such extension is absolutely necessary if we are not to be prevented by the current sense of a word from enlarging our knowledge in certain fields. Anyone who uses “perception” to mean only “sense perception” will never arrive at a concept fit for the purposes of knowledge—even knowledge of this same sense perception. One must sometimes enlarge a concept in order that it may get its appropriate meaning in a narrower field. Sometimes one must also add to the original content of a concept in order that the original concept may be justified or, perhaps, readjusted. Thus we find it said here in this book (see Chapter 6): “The mental picture is an individualized concept.” It has been objected that this is an unusual use of words. But this use is necessary if we are to find out what a mental picture really is. How can we expect any progress in knowledge if everyone who finds himself compelled to readjust concepts is to be met by the objection, “This is an unusual use of words”?
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83. The Tension Between East and West: The Individual Spirit and the Social Structure
08 Jun 1922, Vienna Tr. B. A. Rowley Rudolf Steiner |
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In consequence, spiritual vision arrives, not at the purely mechanistic Kant-Laplace nebula, but at an origin of the earth that is to be interpreted physically and spiritually. |
83. The Tension Between East and West: The Individual Spirit and the Social Structure
08 Jun 1922, Vienna Tr. B. A. Rowley Rudolf Steiner |
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A few months ago, the British Colonial Secretary remarked that the world's centre of gravity has shifted from the Baltic and Atlantic to the Pacific. His observation is certainly indicative of the transformation now taking place in the social structure of the whole world. Only now, in fact, is the world gradually beginning, in circumstances that have arisen in the course of centuries and have changed so significantly as a result of the cruellest of wars, to realize the consequences of something that has long been brewing—the fact that not only economic and social relationships, but the whole of human relationships throughout the world are tending to transform themselves into a totality, a single entity. If this is true, however, then the change in external economic organization (directly determined by the conversion of world trade into a world economy from the last third of the nineteenth century onwards) must also be followed by a profound spiritual transformation throughout the world, of which perhaps only the beginnings can be discerned today. Yet we must also remember that, however social structures may change throughout the world, there live within them human beings who must reach an understanding as men if they wish to establish a relationship with one another. Understanding between men, however, involves trust. And trust involves a kind of insight into the souls of others. In Western civilization to date it has only been possible, generally speaking, to extend our horizons slightly, to include the Continent of Europe and its immediate colonial dependencies. A world-wide view has yet to be found. Starting from one or two features of the historical background, which yet are directly reflected in man's life today, I shall try this evening to indicate what is actually happening in this direction. To do so, I shall first have to say something about understanding and attempts at understanding within Western civilization itself. If you listen to the way educated Englishmen speak about Europe, about Central Europe and in particular about Germany, which has set the tone in certain respects for so long in Central Europe, what they say—and write in their books—is usually something like this: With us, everything rests on a democratic basis. The individual very largely determines what happens in spiritual and also in economic life. The greater part of public affairs is left to individual initiative. But when we look across at Central Europe—I do not want to claim that what they say is absolutely correct, only to illustrate what is in fact a widely-held view—a certain autocracy becomes apparent, a system of administration by officials—very capable, of course—who determine, from the centre of national life, the nature of individual human relationships. There is—or was before the war, at least—always this pointed reference to a centralized and more or less autocratic system. If we were then to look further East, we should have to say, following the same line of thought: further East, we find not just autocracy, but a kind of patriarchal autocracy. This is pervaded, not only by the ordinances of administrators, but also by a religious impulse: men therefore feel that what they do on earth is actually ordained by spiritual, extra-terrestrial powers and entities, the impulses from which are absorbed into their feelings. Behind this English attitude there certainly lies something of great importance, which affects all the social structures of the present day. We can say: the further West we go, the more man with his whole thinking and feeling is bound up in the affairs he has to manage. This comes out most clearly when we look at economic affairs. In the West, what a man wishes to accomplish in economic life he accomplishes by attention to practical detail. He has an immediate personal relationship with the externals of life. In Central Europe, as the psychologically perceptive observer cannot help noticing, things are rather different. There is a tendency towards what the Englishman, from his standpoint, calls “academic administration by the state:” a tendency for certain ideas to prevail which are regarded as correct. These are expected to shape laws and inform administrative principles, and are set forth from the beginning in an administrative, a political system. The individual who comes to the affairs of actual life, even economic affairs, may look to economic practice first of all; but he is always looking over his shoulder at something of a juridical-political character that belongs to one of these systems. And he regards his personal activities as a part of such a system. The Englishman has no inclination to think up a system of this kind; his eye is only on the concrete details of life, not on the overall system that imposes itself upon them. At this point, our attention is drawn to a historical phenomenon that has become particularly important in very recent times. For millions upon millions of people, the name of Karl Marx is of extraordinary significance. The rigidly dogmatic and formula-ridden Marxism that occupied the souls of many millions of men like a kind of religion, fifty years or so ago, has been modified in many ways. Yet for the broad masses of the European proletariat, the name Marx still denotes a prophet of social reorganization. On this occasion, I am not concerned to demonstrate the errors of Marxism. I only want to point to a certain aspect of Marx as a historical phenomenon. Marx was educated in Central Europe, in Germany, where he absorbed a disposition towards the kind of systematization of ideas that I have just been describing. Then, however, he went to the West, to France and in particular to England, in order to study concrete details of the social and economic development of recent times. What he studied were concrete details—for that is all that exists in the British working-class. What he constructed from them is a system of social organization such as only a Central European temperament can create. And this system took root, not primarily in the West, but in Central Europe. And we may say: the concrete details that Marx observed in the West he shaped into a grand systematic edifice of ideas, which his disciples have made increasingly dogmatic and increasingly theoretical. It came to be regarded as the ideal organization of human society as a whole from the economic standpoint. And when its exponents had the opportunity of realizing it in Eastern Europe, it became, in a sense, the ideal economic and political organization—though in fact it has not been realized to any great extent, and even this little is gradually leading to absurdity. The essential point, however, is that we can see quite clearly, just with a phenomenon like this, how fundamentally the mode of thought even in Central Europe differs from that in Western Europe. From this, however, we must suppose that the variations throughout the world are very much greater still, and that only an impartial attitude, quite free of preconceptions, is capable of gaining a conspectus of these variations. What strikes us as diversity within the small sphere of Western civilization must be seen today against a world background. This is because our present-day structures, including the social ones, are affected by world conditions as these have developed historically in East and West, just as they are affected by philosophical impulses, in the way I have described here in the last few days. A similar approach will be in place when we attempt to depict present-day social structures. In so many of these, a great deal survives in a disguised form, so that its origin is only dimly visible. What originated long ago in the East exists side by side with what is specifically Central European and with what is just beginning to appear in the West as a quite new configuration. This is true of the social structures as it was of the philosophical situation throughout the world. When we look across at the East—which, at some time in the future. Western structures will have to be extended to include—we can see in the modes of thought and social attitudes of people today definite survivals of ancient institutions and ancient impulses from which these arose. Decadent as it has become in the East, everything that can still be observed today points back to times when the Orient was ruled by a variety of priest-theocracies. In a way possible and appropriate to the culture of the time, their leaders embodied in the social structures things that they felt they had to ascertain from the spiritual worlds by means of the old instinctive spiritual vision, as I have described in the last few days. On the basis of historical documents, people today describe the priestly hierarchies as ruling by teaching the populace that all natural phenomena were inhabited by divine and spiritual entities, and that by certain magical operations one could gain the favour of these gods, or their love. This is true of a later epoch of the Oriental priest-theocracies, but it is precisely a later epoch, when the original qualities of the Orient were already in decline. It is true that, in ancient Oriental civilization, certain select individuals sought a kind of connection with the spiritual world which was based on things that have no charms at all for us today. It was based on certain quite material activities of the human body: potions that were brewed and substances that were eaten. They regarded as a secret the fact that, by the consumption of these potions and substances, man's normal sensory activity is suspended, and he is taken back to times when there was as yet no sense of purely external natural law and when spiritual life, too, was not yet so abstract as it later became—times when the moral and spiritual element was still united with the physical and natural. These priest-scholars sought to return to primeval ages in the development of the earth itself by associating their metabolism with certain material essences of the outside world. What they were actually asserting we again become capable of understanding when, by the quite different modern path into super-sensible worlds, we come to know what I expounded in my fifth lecture: that through spiritual insight into his own nature man experiences within himself a kind of world-memory. He thus goes back, in his spiritual vision of course, to times when for men natural laws were not as they are today—expressing themselves more or less by chance—and spiritual laws were not so abstract as they are today. In consequence, spiritual vision arrives, not at the purely mechanistic Kant-Laplace nebula, but at an origin of the earth that is to be interpreted physically and spiritually. As I have demonstrated in the last few days, the world-memory men gain in this way is achieved entirely without manipulating the physical, in a spiritual way by spiritual exercises. This was not so in those early Oriental times, when men established contact with the spiritual world through stimulating their unconscious instincts by associating their metabolism with essences of one type or another. They knew what each plant in nature could develop from their instinctive life by a kind of dream-like spiritualization; they knew that, if this or that plant was eaten, the effect upon their organism was such that they could transport themselves to a particular area of spiritual activity. This was in fact the way in which the high priests of the Oriental theocracies, who also had complete power over social and political structures, originally established contact with the spiritual world. They believed they had thereby obtained impulses that proved to be the actual guiding impulses for social life. We may say: The subsequent belief, or rather superstition, that to this or that natural object this or that “spirit” was linked, is already a product of cultural decadence. The original implication was that, if we allow these natural objects to affect us in a certain way, we shall be led to a particular kind of spiritual being, from whom we can receive various impulses, including social ones. Oracles, star-gazing, everything astrological was basically a product of the decline of these older views, towards which, however, objective science today is already being led, if dimly as yet. Objective science has given up seeing crude polytheism deep down in all primitive peoples, and can now perceive a monotheism of primitive man. In the same way, it will arrive at the outlook that has been evolved by consideration of the historical background and by spiritual investigations such as I have described. On the one hand, therefore, there existed a complete awareness of how impulses from extra-terrestrial nature, from spiritual entities, manifest themselves in human nature itself—these impulses had, after all, been obtained by stimulating the instincts, by a spiritualization of the instincts. Yet at the same time people could not help attaching some importance to what displayed itself in these instincts, which they ascribed to the particular quality of the blood, let us say in a family with a particular constitution. In the manifestations of this instinctive life also, they detected social impulses sent into the world from extra-terrestrial spheres. When decadence later set in, it was natural, for the men who were striving for power, to take over, quite arbitrarily, the general view that looked to this manifestation of the instinctive life, which they sought in blood and in what could be discovered through its spiritualization. In this way, however, something unspiritual and (based on blood) something patriarchal entered Eastern life as a whole. We can only discuss this patriarchal element, of course, by referring to what is known; but its point of departure lies in the relations that the old priest-rulers of the Orient sought with the spiritual world. For this reason, all the social configurations of the Orient are steeped in this religious element, this awareness that divine and spiritual powers must prevail in everything on earth, and that ultimately no man should give orders unless he has first allowed the power of the divine word to flow into the spirit, the soul that is to give them. Impulses initially felt as religious, as impulses of grace from extra-terrestrial powers, thus assumed for social life the character of commandments. Even when, in certain Eastern civilizations, we appear to be confronted with laws in the later sense of the word, we soon find, when we analyse the spirit of legislation such as that of Hammurabi, for example, that it is based on impulses of the commandment type, which derive from what was regarded as the commerce of the elect with the spiritual world. In an increasingly attenuated form, this has survived in all the social configurations that rest on ecclesiastical and religious foundations. And however much these things are disguised in social structures today, we can see, even in those left-wing associations that rest on a religious basis, that the ancient Oriental impulses I have described still operate in an attenuated form. There is much in present-day social structures that we cannot understand at all if we are not in a position to ask: In what sense do human souls cling to such structures? They cling to them because, in these souls' subconscious depths, there still remain legacies of the religious inclinations of the Orient. This is true even where the religious views themselves have taken on quite different forms, forms that have detached themselves from economic life, as is the case with the religions of the West. That the effect of Oriental religions is felt even in detailed features of economic life could be observed in Eastern Europe right down to the Great War. To understand social configurations, we must discuss the spiritual impulses that inform them. For the description often given these days of social structures really only relates to their external appearance, as can be shown quite clearly by an example such as the following. Today, it is clear, we can only look with horror at the social organization that is trying to establish itself in Eastern Europe. Yet in considering what is going on there today, we cannot help remembering what happened some eight hundred years ago, in China. Here, quite suddenly, men sought and very largely realized a political system that aimed at ordering all the affairs of man, even those of an economic nature, in every detail on behalf of the state. At this period in China, there were government authorities that fixed prices from week to week, authorities that laid down how the land was to be cultivated here, there and everywhere, authorities that provided country people with the seed for the year. At this period in China, an attempt was made to impose a high rate of tax on people who were particularly rich, so that gradually their fortunes passed to the general public. Remembering all this, we may say: the social configuration sought in Europe in our time by certain circles was largely realized eight hundred years ago, over a period of three decades, until the Socialist government concerned was overthrown and its supporters expelled from China. For thirty years, a system persisted whose features, if we described them without mentioning China, might very well be taken to refer to present-day Russia. We can point to such things if our aim is to direct attention to the surface features of social structures. For here we can see that Socialism, as it is popularly understood, need not be solely a product of our own time, but could arise eight hundred years ago there in the Far East on quite different cultural foundations. Yet if we look at the spirit of these two social structures, we observe a significant difference. In the Chinese Socialism there clearly survive features of the theocracy that had always ruled over China, and does so still; in modern Russian Socialism there is embodied an abstract thinking, culled from natural science, which has nothing whatever to do with man's consciousness of a connection with spiritual worlds. Things that appear the same in their outward form are not the same when we consider them spiritually. Looking at human history from this standpoint, we shall find that the particular form of the theocratic state—or rather, theocratic social structures—lasted for a definite period. When the Asiatic theocracies were at their zenith, the tribes in Western and Central Europe were still in an entirely uncivilized state. In moving over to Europe, what was theocratic in form has gradually assumed a quite special shape. If we are sufficiently unprejudiced, we can discover a transitional form in the Platonic Utopian state. There is certainly something here faintly reminiscent, I would say, of the Oriental priestly hierarchies. For this reason, no doubt, Plato wished to choose as leaders of his state those who had become—in the Greek sense, it is true—wise men, philosophers. Within Greek civilization, in fact, the philosopher took the place of the Oriental priest. Yet Plato's Utopia derives, after all, from the social outlook of his own time, in the sense that it reproduces what was currently felt about society; and in it we can recognize a form into which Oriental society had already developed. No longer was a relationship of man to super-sensible powers sought. The religious feelings appropriate to this relationship were more or less taken over from the Ancient East; what the Greeks themselves evolved, however, was something that had played no particular part in early Oriental society, and ultimately plays no particular part even in the social structures we meet in the Old Testament. What was now elaborated independently was the relationship of man to man. We encounter this relationship in its purest form when we look into the life of the soul in Greece. Here, man still felt a certain intimate association between the spiritual and the physical in his make-up. In conscious inner life, there was for the Greek as yet no separation of body and spirit, such as there is for us. We look within and apprehend the mind in a very diluted form, metaphorically speaking; so that, comprehending it by ordinary consciousness, we can have no conception how it activates the vigorous body or is influenced by it. For the Greeks it was different. And that is why Goethe longed to achieve their outlook in his own experience. The Greeks had no such concept of body and spirit as we have. For them, spiritual and physical were one. Not until Aristotle, a late Greek, does the distinction begin to creep in. Although Plato's views are often presented abstractly, the spirit in which he spoke is one that saw the body everywhere permeated by soul, even in its organic functions, and felt the soul to be so powerful that it could everywhere extend its antennae towards the physical organs. The attitude to the soul is more physical, to the body more spiritual. Such a view is linked at the same time, however, to a particular feeling that grows up between men. And from this view has arisen what is characteristic of the civilization of Central Europe. If we look with a sensitive eye at the felt relationship between man and man among the Ancient Greeks, and recognize how it has evolved from man's old relationship to the divine, we can say: what was previously an attitude permeated by religion has transformed itself into the legal attitude, the political attitude. Out of this, out of a combination of the nature of Greek and Roman, there then arose something that could maintain itself in social configurations. The priest gradually becomes merely the successor of the Oriental national leaders, for, although he may have kept himself in the background, the priest in the Orient was always the real spiritual leader, even with Darius and Xerxes. There comes to the fore a mode of thinking that cultivates ideas based on the relationship between man and man. And this goes so far that even religious life is swallowed up by this legal current, as I would call it. A juridical element enters man's world-picture, and even the cosmology of the time; and this element then remains almost throughout the Middle Ages and can be detected when we study the political views of, say, Augustine or Aquinas. Religious impulses themselves, while remaining what they are, take on legal forms. This entry of legal forms into man's religious, cosmological views is eloquently documented in the wonderful picture of the Last Judgment that faces us as we enter the Sistine Chapel in Rome. It is at its most monumental here in this picture in which Christ appears as judge over all the world. His status as judge magnificently symbolizes the transition from a purely religious and devotional element to that conception which permeates religious feeling with a legal element—one that is carried over into the theory of man's world government and guidance. This legal element informs all the social structures of the Middle Ages and much that persists in those of today. When we remove the disguise, we observe the presence of this legal element, and see how it has transmitted to us religious impulses from ancient times. And in modern political systems, right down to their terminology and the workings of their laws, where these go back to the Middle Ages, we perceive how, in the middle period of human experience and in the civilization between East and West, this legal and logical element has made its appearance. We may say: what was Oriental and theosophical changes into something legal and logical; the sophia of the Orient becomes the logos of the Occident; and from the logos there develops in turn the juridical structure, which then proceeds to reproduce itself. Throughout the Middle Ages, the legal element also determined social configurations. You need only study the economic ordinances of the period: everywhere you will find that social structures are shaped by something which is permeated by ancient Oriental religiosity and is juridical. Nowadays, we observe the religious element still active in the less formal human groupings or in those that arise from religious denominations, whereas in the major social structures that are the nations we observe the operation of legal thinking. We notice, however, that with the transition from medieval to modern history the religious element allows itself to be pushed more and more into the background, whilst the legal one becomes increasingly predominant. At this stage, the legal element invades economic configurations. What I am now describing can be traced in all its detail in the history of Roman Law. We can see how concepts of property, customs of ownership, and everything economic in fact, has been decisively determined by a social mould of this nature. Yet in the course of human development an independent economic element does assert itself increasingly in the West, the nearer we come to modern times. We can say: in earlier periods, economic activity is completely cradled in religious and legal forms. It is in the West that the economic element first emancipates itself in human thinking. You need only examine the economic element as it presented itself to the Phoenicians, and compare it with the economic systems of modern times (though admittedly these are only at an early stage in their development). You will realize the difference: Phoenician economic life is the product of the impulses I have described; Western economic systems have gradually emancipated themselves from them. Religion and law are thus joined by a third current which, at any rate at first, tends to endow economic conditions with a social configuration of their own. This trend derives from the West, which in turn has adopted, to a greater or a lesser extent, something of what originated in the East and in the region between. We can see, for example, how, in American civilization especially, economic conditions, unaffected by other cultural currents, evolve along their own lines, until trusts and syndicates emerge. We can see, too, how Western man is inclined to attempt to separate economic from religious life, though he is less successful in separating it from what he later absorbed from juridical thinking and feeling. Even so, we are clearly aware how economic configurations, in their social aspect, are gradually struggling free of the intellectual straightjacket that was imposed on them while they were still under the sway of the legal element. Increasingly, we find economic life pure and simple attaining its emancipation. There can then evolve categories that derive from economic life itself. At this point, however, we become aware of something that must establish relationships between men and between peoples, yet also lead to conflicts between peoples, and indeed conflicts within nations. We perceive that, in the ancient Orient, the religious element included the legal and economic ones; that the legal element subsequently became more or less distinct, but still contains the economic one, whilst the religious element has become more independent; and that now, in the West, an independent economic life is seeking to develop. Perceiving this, we must also consider how the various cultural patterns of humanity stand in relation to these currents. And here we may conclude that the theocratic and patriarchal element, with its roots in the East, can really only produce something consonant with an agrarian system, with a social organization based principally on the cultivation of land, on an arable economy. We thus observe a certain correlation between agrarian life and the theocratic element. Moreover, this has its effect on all the social structures of more modern times. In admitting that the theocratic element continues to inform social structures right down to our own times, we must also realize that, because other branches of human activity have come to the fore, they have come into conflict with it, to the extent that in agrarianism, in accordance with the nature of human agriculture, the theocratic element seeks to maintain its position. The correlation exists. A split occurs in it, however, when human activities of another kind seek to assert themselves. Here we may point to something that can be regarded as a barometer for this aspect of world history. I recommend you some time to study the Austrian parliamentary proceedings of, say, the seventies of the last century. You can observe, sitting in this parliament, men who believe that the old order, with its roots in theocracy and jurisprudence, is intimately associated with agriculture. They are faintly aware of something that later became a great flood, the influx of Western produce—including it is true country produce—deriving from a mode of thought and a social order built on a quite different branch of the economy—on industrialism. Although this is only faintly audible in the various parliamentary speeches, yet we can perceive precisely here, where so much has come together and may be studied, something that illuminates world-wide perspectives. To what is here developing in the West, the theocratic mode of thought is less applicable than it is to any other branch of the economy. What is developing is industrialism. Naturally, land cultivation is not included in it. But land cultivation itself is then caught up by social configurations that are distinctly reminiscent of the tutelage of industrial thinking. Yet industrial thinking today, however much it has developed its technical structures, has still not assumed the social structures appropriate to it. On the one hand, we can see the correlation between the theocratic mode of thought, with its patriarchal essence, and the agrarian system. We can see, for example, that in Germany, right down to the present day, it has been impossible for agrarian thinking and industrial thinking to come to terms properly, for reasons I have indicated. We can see this correlation, therefore; but on the other hand we can also see how everything appertaining to commerce is, in the last analysis, correlated with politics and the law. That is why, in the ancient Orient, commerce is a kind of appendage to the patriarchal administration of human affairs. And in the form that is socially significant for us today, commerce really develops alongside the legal element. For what is required between man and man in trade is something that develops particularly in the juridical sphere. In so far as it did develop in the Orient, the way was prepared by certain commandments, transposed into legal terms but definitely regarded as divine. Commerce, however, has achieved its social organization only within the political and legal current in human development. We can say, therefore, that it is the commercial aspect of economic life that has proved to be particularly suited to political systems based on law and legal thinking. At the same time, it is true that—because in the whole man everything must be connected with everything else—the political and legal element has also linked up with the industrial sector of economic life. As we go further and further West, therefore, we find that, although men evolve their personal relationship to anything chiefly from industry and the things associated with it, yet they also take over features of commerce. For with social structures as they are today, any undertaking is viewed, in point of fact, in the light of its commercial function in the social order. The industrialist himself sees his own undertaking within a commercial framework, so that in this way too the second current, the legal one, maintains its influence on the economic life of the West. In other present-day social structures, we can see even more clearly how this politico-legal element continues to exert an influence below the surface among the broad masses of the people. As concomitants of modern technical life, all kinds of social structures have emerged. We need only recall the trade unions. We correctly perceive the nature of these only when we realize that economic conditions have created them. Nevertheless, those who see these things in a vital manner know that, even if the unions emerge from economic conditions—associations of metalworkers, printing trades unions and so on—the way men behave within them, the way they vote, the way they look at things and discuss them, is the parliamentary, political and legal one, the administrative way. It is something that derives from the second current I have described. The ideas appropriate to the third current are still in their infancy, and it still has to take its social patterns from what is old. At the present time, therefore, we can see three principal types of social configuration existing side by side, widely differentiated of course in one direction and another. They co-exist in such a way that, we may say, history is deployed in space. And in adapting ourselves to any individual social configuration—an economic association, a political association or a religious community—we do in fact, since each of them is in contact with the others, enter a community where elements that have arisen successively in history now co-exist. They have now become shuffled together in space, and call for our understanding today, for this is the time when mankind must regain, at a higher level, the nai'vet^ from which creativity originally sprang. It was once proper that primitive economic and political life should be poured into the theocratic mould. At a later period, a duality developed, taking over from earlier times the religious element, and evolving the political and legal element, incorporating economic life. So, today, economic life cries out for independent organization, for vital human ideas that can operate once more in a formative manner, as the vital impulses! of the legal forms of Greece and Rome, and the Orient's religious impulses, once operated. Since these three currents in human development are now mutually diverging, however, we must be able to consider them independently. We must look at the spiritual side of social structures, initially the only effective one; must look at their legal side, which became the dominant one in the Middle Ages; and must look at their economic side, for which a spiritual aspect must also be sought. This has been put forward simply as a reflection on the antecedents of present-day social structures. It is intended to indicate that, in order to understand these structures, we must enter with real understanding upon the contemplation of those world-wide perspectives to which I drew attention at the beginning of this lecture. To do so, however, we shall have need of vital thought. That this vital thought is needed can be seen on the one hand from the sociological tone of my observations here; but it also emerges from direct contemplation of contemporary life. Everywhere, people are longing to begin to permeate economic life with the vital thought-impulses appropriate to it. In this respect, of course, educated men of the West are of peculiar interest. In an extraordinarily significant treatise written in England in the very year before the fearful event of the Great War, a notable Englishman pointed out how fundamentally the English way of thinking differs from the German one—in the sense that I indicated at the beginning of my observations today. But he points out something else too: what strikes him is that, within the German-speaking population of Central Europe, there has always existed thought. And he observes that thought is the element in the human soul that in the most intimate way points continually to the great enigmas. Through civilizations that cultivate thought, as the German does, we are confronted again and again with the deepest riddles of man and the cosmos, even if—and here comes the tail-piece characteristic of this man of Western Europe—even if, he says, we perceive the futility of supposing their solution. Well, it was proper to speak of the “vanity” of a solution when one could only point to the thought that emerged by abstraction from the body of law and logic; for, although as thought it may rise to supreme heights, this still remains a kind of dead thought. Anyone, however, who becomes aware that in our time the souls of men can provide a birth-place for vital thought, will speak, not perhaps of a final solution, but of a path that can lead to our being able to solve, at least for that particular period, the social problems that face us at any time. For it is probably true that, once thinking about social structures has appeared in human evolution, we cannot speak of being able to solve the social problem all at once, but must rather say that among the evolutionary impulses that must survive into the future are included reflections about social organization. We can say, therefore: It is true that we shall not be able to speak of solutions, but of a vital human thinking that in a conscious way will first perceive the goals and in a conscious way will then move towards the solution of the social riddles of existence. |
53. Fundamentals of Theosophy The Origin of the Earth
09 Mar 1905, Berlin Rudolf Steiner |
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You need only to go back according to the Kant-Laplace theory to the time when the single planets do not yet circle the sun, have not yet developed from the primal nebula, and then you have a valiant, but correct hypothesis. |
53. Fundamentals of Theosophy The Origin of the Earth
09 Mar 1905, Berlin Rudolf Steiner |
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This lecture is something like a continuation of that which I held about the origin of the human being. We come today back to times which are in the distant past, and we get to concepts which are very far to the present materialistic thinking. Hence, allow me that I tie on a few introductory words about the relation of my topic to the contemporary ideas. It has absolutely to be clear to everybody who has penetrated and understood the scientific knowledge of the present that today the theosophical ideas about the origin of the earth can be taken as something very speculative, maybe even very fantastic. However, do not believe if one goes deeper into the matters that then a real contradiction appears between the scientific and the theosophical ideas. We have to get absolutely clear about the fact that the naturalist is only able to verify and to explain what takes place in the external sensory world and is to be grasped with the scientific reason. I am of the opinion completely that about such difficult questions, as this is one, also from the theosophical point of view only somebody should speak who is also familiar with the whole scientific education of our time, so that he has an idea of it, how much he violates the generally accepted ideas. However, I would like to put an example of mutual understanding on the top of my lecture for those who oppose these advanced views from the materialistic point of view. It was at the end of the sixties, when for the last time an even if pessimistic; nevertheless, decidedly idealistic philosophy appeared which made a deeper impression on a bigger public. It was Eduard von Hartmann's (1842–1906) Philosophy of the Unconscious (1869). I only want to say what has resulted historically. Hartmann bore down on the ideological ideas which originated from Darwinism. When one noticed which great impression the Philosophy of the Unconscious caused, many opposing writings appeared. Among these one appeared anonymously with the title The Unconscious from the Standpoint of Physiology and the Theory of Evolution (1872). The most significant philosophers said that it was the best writing against Eduard von Hartmann and his philosophy. The writing was sensational. The naturalists realised that it was written by a naturalist and that Eduard von Hartmann was disproved thoroughly. The second edition of the same anonymous writing appeared soon afterwards, however, with the name of the author, namely with the name of Eduard von Hartmann! It was an ingenious mystification! Indeed, I am not a Hartmannian or follower of the Philosophy of the Unconscious, but this philosophy stands higher and contains more than one can otherwise bring forward from the pessimistic side. Hartmann showed that one only needs to scale down his point of view to understand the matters in question still much deeper than the opponents. Thus spiritual science or theosophy may also express itself in such a way like those who believe to be the best naturalists. I have said this to show that one may also disprove theosophy in similar way. However, theosophy may give this rebuttal better than any other. We have to take into consideration that we deal with very difficult chapters and that it is exceptionally laborious to penetrate into these regions. However, it is even more difficult to find the appropriate means of expression within our language only shaped for the external sensuous world. One has to use everything possible to dress the fine, subtle concepts and the views which are taken from purely spiritual worlds into clear language. Nevertheless, I attempt to pictorially and clearly express what is familiar to me as experience in these higher fields. You find the relevant periods of the big world evolution also shown in the theosophical literature. But you find them shown more schematically than I will do it today. I do not make any objection to this schematic description which may also be useful and gives clear concepts of this evolution to the reason. One can learn this from the theosophical manuals. However, I would like to describe it somewhat clearer. We have seen the human being facing us as another being in very distant times taking on the physical dress only bit by bit not having his origin from the physical but from the psychic. We have seen the psychic leading the way of the physical, the psychic developing the forces in itself by which it can gradually clothe itself in this physical dress. All that has been shown. At the same time, we have drawn our attention to the fact that we can trace back the human being, as well as he faces us today, only through a certain number of periods. We are within the fifth age of our physical earth development. Another age preceded it that took place on a continent which forms the bottom of the Atlantic today. And another age preceded this Atlantean age called the Lemurian age. At that time, in the middle of the Lemurian age, we find that, actually, that connects with the human being, as well as he had developed till then which we call our immortal spirit. This higher element, this higher nature of the human being which outlasts any physical corporeality and any psychic development in other words the eternal in the human being this has established itself in those days. If we want to express ourselves figuratively, we may call it a spiritual spark in the human nature, so that the human being faces us till then as the connection of soul and body. Up to the middle of the Lemurian age, our ancestors were bodily-psychic beings. If we want to conceive a clear idea how these human ancestors were in some way, actually, we have to remember that the spirit is inseparably connected with any really higher thinking. Without spirit the human being could not count, without spirit he could not speak, without spirit no higher spiritual activity, never mind still higher activities would be possible. So that we deal with a human being till then who waited to become mind-endowed who did not yet have the immortal part who had, however, a soul-life that was completely different from ours. Our soul-life is infiltrated with spirit. If we want to call the human being who was not yet mind-endowed a human being and we want to do this for the sake of the shortness of time , we must say that his soul-life was vague that it was a more dreamy, pictorial soul-life. One can understand the soul-life of the human being at that time only if one traces it back one period more. In the time of which I have spoken now the human being is able to receive external body impressions, to perceive the surroundings. This perception developed only slowly and gradually. If we trace back the Lemurians still farther, we find that the human ancestors have sensation already, indeed, that the external objects make impressions on them but that they could not connect ideas with these external percepts. If you imagine a soul-life like that of the dream, then you have something similar. However, it is not completely the same. For the pictorial ideas which surged up and down in the soul at that time were much clearer, much more original and more elementary, much more saturated than the confused dream pictures of the present-day average person are. Above all, these pictures in the human soul were dependent in certain way on that which took place around the human being. At that time, the human being was not yet able to associate a colour with an external object, he could not yet see the things coloured. He could not see that an object is green or red; the colour idea did not yet combine with the object. Nevertheless, colours still surged in the human soul. These colours had some resemblance to that which the clairvoyant knows if he develops certain capacities in himself. The clairvoyant sees not only the external physical, but also the feelings and instincts in the form of an aura. The physical human being is only one part of the human being. The physical human being is embedded like in a cloud in which all sorts of formations surge up and down. Only someone can see them who has the gift of clairvoyance in our theosophical sense not in the sense of spiritism. I pass some remarks about the acquisition of such capacities next time when I speak about the great initiates of the world. Any real initiation can be connected only with the gift of clairvoyance. The capacities of the great initiates originated from the gift of clairvoyance. Today you have to be an absolutely reasonable person, before you become a clairvoyant. You must be able to think logically and clearly. Somebody who would attain the gift of clairvoyance without having developed the gift of the reasonable, clear thinking would receive a bad gift. He would be led to a world of fancies rather than to a higher spiritual world. There he would miss any control and would face it like the chaotic dream world. Not before you get into the habit of logical, clear, reasonable thinking, so that you walk through the spiritual things as the reasonable human being walks through tables and chairs, so that it is no longer anything special, you can understand that the gift of clairvoyance guides one into the riddle of the world. All occult schools have as a precondition that the human being is a quite reasonable, maybe a somewhat sober human being, so that he is the opposite of a daydreamer. Hence, we say that clairvoyance, the cognition of the astral auric world, is connected with the development of our spiritual abilities. The view of the human being, as I have described it, was similar in the pre-Lemurian time. But it was not pervaded with consciousness. Only a dim consciousness existed in the human being. Indeed, at that time on this level he already felt what was hot and cold; he had a sense of touch and could perceive certain differences of density. He also had the gift of hearing. The sense of hearing is one of the oldest senses which humanity developed. But he did not yet have the sense of seeing. This still was, so to speak, an internal one. The colours lived as pictures in the human soul. If he came, for example, to a region which was colder than that he came from then in his soul a colour picture of darker colour shadings appeared. If he made it reversely, if he came from a colder air layer to a warmer one, then there was a yellowish or a yellowish-reddish colour picture. Thus those human beings had colour pictures which did not combine, however, with the surface of the bodies, but lived as uncertain colour pictures in the soul. This combined then with the surroundings of the human being. But at that time the human being had something else. He had a fine sensitivity for that what took place emotionally in his surroundings. If we are here in a room, you do not sit there only as physical bodies, but also as souls. In each of you feelings and sensations live. These are also something real like the physical body is something real. What today the human soul has as sentient ability can no longer penetrate these forces of the feelings and sensation because just due to the further development of humankind the human being became clearer in his consciousness because he has developed his reason, his everyday view. But he has temporarily lost what existed in his soul. He will regain this ability maintaining his present reasonability and his clear waking consciousness. Once the whole humankind attains a state which today only the practical mystic, the clairvoyant has. In order to attain this state the human being had to go through a merely physical view, through a merely bodily percipience. In one respect humankind gets to a higher level, and in another respect it descends to a lower level in certain way. At that time, the human being came from a vague, dim percipience. But this was at the same time mental-clairvoyant percipience. If now in the nearness of the human being any likeable feeling, anything emotional lived which you allow the expression emitted sympathy, then the human being received those bright colour pictures in himself. Bad feelings let arise darker colour pictures tending to blue, brownish, reddish colours. This was the interrelation of the inner soul-life with the external mental reality at that time. But at that time this external mental reality could just be perceived. Only bit by bit the senses developed as they are today. With it the reason, the object consciousness came into being. The original gift of clairvoyance withdrew. At the same time, we come to a time where another development goes hand in hand with this development, the development of the so-called uni-sexuality. The human being was not always in such a condition as he is today concerning his reproduction. The bigger force which the soul had over the physical caused that the human being could produce a being of the same kind without resorting to another physical human being because he combined both sexes in himself. Hence, the transition was at the same time that of the mutual perception and that from hermaphroditism to uni-sexuality. At that time, the human brain was not yet developed in the same way as it is today. The human being was not yet such a cerebral being as he is today; at that time he also did not have such a perception as he has today. This is the time of which we have already spoken which is simultaneously the time of the creation of the human brain. I have indicated last time that we do not sign Darwinism completely. We sign it in this respect that it shows the relationship of the physical human being with all other physical living beings on earth. But I have also indicated that we do not regard the imperfect animal living beings as ancestors of the present human beings, not even of the psycho-physical human beings. We have to regard these animal beings rather as branches of a common ancestor which resemble neither the modern human being nor the imperfect living beings, the animals of today. In the time of which I have spoken, the higher mammals did not yet exist. The higher mammals have, just as the human being, only more imperfectly, a brain and a perception similar to the human one. Beings which have developed such a perception did not yet exist in this time. There were on the earth only beings with pictorial ideas, with a pictorial kind of soul formation, and basically everything was united in one single being, like in a common nodal point, that is today the human being and the higher animal realm. The human being was, in so far as it is a psycho-physical being, in a certain respect on the level of animality. But no present animal and also not the present human being resembles the human being of that time. However, the human being has developed so far that a part, a branch of the previous type has further-developed up to the present-day human beings. Other members of the beings of that time remained behind because of certain circumstances which I will especially show another time. They went back in their development, became decadent. These decadent beings are the higher animals. I want to make this point clear to you and use the following for it: you know that there are regions in which Catholicism has degenerated to a kind of fetish service where it appears like adoring lifeless objects or pictures of saints. Nobody is able to state that this point of view, in proportion to the more perfect to which humankind has developed, is the same one. This fetish Christianity is a decayed Christianity. Thus it is also from the theosophical point of view considering different “savage” tribes. The materialistic history of civilisation regards them as ancestors of the civilised people. We regard them as decayed, decadent descendants of once advanced peoples. The same applies to the higher animals if we go back in time even farther. Once they were more perfect, they decayed. We come to a formation of the human realm which is different which shows the human being still undifferentiated from the other higher animal species, indeed, at a time which lies millions of years behind us. How has it come to pass that the human being stopped in those days on the course of his development? Concerning his soul development the human being is completely the result of that which takes place round him. Simply imagine the room in which we are with a temperature higher than hundred degrees, and imagine also everything changing there! If you expand this thought to all the other natural conditions, it shows you that the human being is in truth completely dependent on the constellation and configuration of the forces within which he lives. He becomes another being if he is in another interrelation. One made scientific attempts recently: one made butterflies hatch at temperatures at which they do not live, otherwise. One found that they change their colours and colour shadings. At higher temperatures even bigger changes are to be observed. Today the natural sciences are already a kind of elementary theosophy. Concerning theosophy there is no contradiction between the natural sciences and theosophy! Thus the developmental levels of humankind also depended on the quite different developmental levels on our earth. Already the physicist says to you namely as a hypothesis that the farther we go back in the earth development, we come to higher and higher temperatures. The theosophist or the practical mystic sees really back to these primeval times, and he sees these conditions in the Akasha Chronicle as truth, like the average person sees table and chairs as truth before him. We come to a condition in which all substances on our earth are in quite different relations to each other than today. You know that the substances if they are warmed up change their state. Solid substances become liquid, liquid ones become vaporous et etcetera Now we come back to much higher temperatures than we know on earth today. There the whole material world of our earth was different. Only someone who is set on the materialistic view and on the immediate view of our earth can get to the view that this is impossible. Who emancipates himself from our reality today also realises that life was possible in these higher temperatures of the earth .The human being really lived in these higher temperatures, indeed, in another way. He lived in the state of the “fire mist.” The bodies were a vaporous, soft mass which cannot really be compared with anything we know today. Thus we come back to quite different circumstances. One can still follow up this if one wants to get to know the origin of the earth. This origin is intimately connected with the whole development of the human being. If we go back, we find the human being in company of much lower animals which belong to the lower classes of our present-day animal realm which had, however, other figures in those days, were different from their present-day descendants. Because the earth became more solid and denser, they took on other shapes and characteristics. We have, if we observe what takes place in us with the bare rational eye, no idea how it looked at that time. An animal world, nevertheless, lived round the human being. As the human being takes up food from the physical world today, he also took up it in those days in similar way. We have now to realise that what I tell now is something quite fantastic and strange for those who are not used to such ideas. The time has come to pronounce it once again. We stand on the point of evolution where again an idealistic world view will replace the purely materialistic one. Going back to these times, the whole materiality of our earth becomes different. At that time, the mass of the earth I ask you to not be too much astonished about what I say was still in connection with other heavenly bodies than it is the case today. Already somebody who thinks the present physical ideas without clairvoyance to an end understands that what I say is not completely inconsistent. You need only to go back according to the Kant-Laplace theory to the time when the single planets do not yet circle the sun, have not yet developed from the primal nebula, and then you have a valiant, but correct hypothesis. We can also come back from the standpoint of the physicist to a time when the earthly materiality still was in contact with the materiality of the whole solar system. At that time, the human being was much more related with everything than he is today. In the Akasha Chronicle we find in this time that the earth was in a material connection of much more intimate kind with another heavenly body which circles the earth today, with the moon. It was a certain material interrelation between earth and moon. If I may express myself roughly: what we have today as earth mass formed only because the crude materiality that we have in the moon was extruded as it were. Both bodies have differentiated from each other. You can imagine which immense shocks must have occurred there in the whole materiality! This cosmic shock is the counter pole, the correlative of what I have told, the correlative of the big living being with whose separation and change is connected that the human being went over from hermaphroditism to uni-sexuality. The whole separation did not take place in one go. Unfortunately, the reading of the theosophical literature offers so much opportunity to assume as if a heavenly body hurries out of the other. However, it is not a violent development. Slowly and gradually everything took place, in millions and millions of years. However, it is difficult to speak about figures because one must get to know the methods which the secret doctrine applies. If we go back even farther, we find another interrelation that is harder to imagine and more intimate than that interrelation which today exists between sun and earth. But it existed in an older time. We want to take an idea in hand which makes it somewhat easier to us to illustrate this interrelation a little figuratively. If you see the sun and then imagine the sun limited within space is it really limited that way? Already a quite usual reflection can teach us that a real demarcation of the sun is basically not possible. Does the sun really stop being where one sees its border? It does not stop there, its effect spreads through the whole planetary system. On our earth the sun has an effect. Does not belong that to the sun body what the sun makes on our earth, do not the etheric forces belong to it which spread on the earth and make life possible? Are these etheric forces not only the continuation of the etheric forces of the sun? Or their force of attraction? Does it not belong to the sun? There we see that if we understand the existence in an unrestricted way, we can realise that such an arbitrary limitation does not take place if we speak of a heavenly body like the sun. The effects which come from the sun were in the former times still quite different on the earth than they were later, and than they are today. They were in such a way that, if anybody could sit down on a chair and could have looked at the whole world edifice basically the physicist imagines this in such a way if he illustrates it to the children , he would not have perceived the sun and the earth as separate bodies, but he would have over-viewed the whole filled with perceptible contents; he would have seen that the earth is crystallised from the whole sun ball in later times. If we go back to the times of the most distant earth past, we come to a point where that what has deposited in the lunar matter today was still connected with the earthly matter where the forces, which are pulled out today, were still efficient on the matter. These had effects on our physical bodies. They formed it in such a way that it reacted in quite different way to the forces and that in quite different way the effects on the bodily expressed themselves. In even earlier times the solar effect on the earth was there in an even more different way than today, also concerning growth. When the lunar body and the earth body were still united, we have all earth beings in a state which we only find with the animals which have the temperature of their surroundings approximately. The warm blood starts to develop to the same extent as the lunar matter withdraws from the earth. If we go back farther to the times in which the solar body was still connected with the earth, we find within the human ancestors the effects which are preserved today in quite decadent forms of the lowest animals. The human being reproduced in those days by a kind of separation process. The human being existed in delicate matter, even more delicate than the fire mist. At that time, the reproduction happened as a kind of detachment. The daughter being had the same size as the mother being. The solar forces were in those days vital forces. They overpowered the material. They imprinted forms to the material. Thus we look, if we go back to the origin of our earth, at a time in which the human being was surrounded by subtler and subtler material states. In the end, we get to a state which only the clairvoyant can envision where the most delicate etheric corporeality merges into astral being; as a pure soul-being the human being was placed in the earthly scene. The human beings who were formed like the physical aura were placed into the earthly scene. In the soul forces worked that imprinted forms into the matter soaking up the matter into themselves and forming it so that they became external seal impressions, a kind of shades of that what the souls were in the pure soul land. Now we have come back to the stage of our earth where the human being did not yet have the physical materiality where the human being only came in as an astral being into this physical world which was in those days of extremely delicate nature. Now we could go back to still much older states in which the human being did not yet have this astral existence. We could go back to purely spiritual states. Now, however, this should not interest us; for we do not want to pursue the human being, but the origin of the earth. A few words more about the course backward. We meet the human being there, so to speak, still without material earth. He is not yet embodied in physical corporeality. There we would have to go back long periods if we wanted to find the human being at the former developmental stadia. The human being who was placed as a soul-being on the earth has the ability to draw the substance to himself in a particular way. If one were able to investigate the etheric man, one would perceive that his soul was already organised. It could already create forms. It had to develop for that for long times. It had already gone through long developmental states. These have been completed on other heavenly bodies, of course. How have we to imagine such a development on other heavenly bodies? All the abilities which the soul had acquired were in such a way that they could work in the physical. It was led from former developmental states. The soul had to have already gone through physical states several times, because only within the physical world certain abilities can be developed. The human being could not speak and think today unless he had got into contact with the physical nature. What we work today becomes our ability later. I have often pointed to the child that learns to write and read. When the child has grown up, it can write and read. What was labour, what was intercourse with the outside world before has disappeared, but the fruit, the result has remained. This is the ability of writing and reading. What we have in the soul has originated from the intercourse with the outside world. The theosophical world view calls it involution. If the human being again works out from within what he has acquired, we call it evolution. Between involution and evolution all life takes place. What the soul has done in the evolution is based on the fact that the abilities have emerged from the soul. These abilities were acquired once by involution. This involution took place again in another physical body. We have there an important moment that has happened on our earth; this is the moment when the human being was able to become a warm-blooded being from a cold-blooded one, because the lunar matter had emerged. This is the important point of the earth development. In all mystic schools this is emphasised. The human being takes the heat into him and reworks it inside. The myth which always shows the great truths figuratively preserved this in the Prometheus legend. Prometheus got down the fire from the heaven. This is the warmth of the human being that he got down there, not the external heat. Thus the human being had to get down all remaining abilities from the heaven, too. I would like to lead you still to a point that is also very important for the earth development. This is the moment when the human being takes up in him what we have once got to know as the inside of the soul. We have seen that pictures have risen up in the human being which he associated with the objects. The human being possessed this ability to develop light in him in the first time. He acquired that sooner as well as he acquired the ability later to develop warmth. The human being developed the ability to sense light around him or still more properly speaking to sense the objects around him in the light. This took place on a planet which the theosophical world view calls “Moon.” However, this was not our physical moon. When the soul had acquired the ability of the inner light, the connection was there, and who knows the circumstances of the past, knows that it evoked the soul ability of seeing colours, the inner luminescence. We have to realise once how this abilities are connected. The development of warmth is connected with all life on our earth, with the present kind of reproduction, with the way the human being can bring something into real existence. Everything else is combining; only the reproduction is a real creating, and this is connected with warmth. We have a similar level of development when the inner luminescence appeared. The human being developed the luminescence on a previous planet. This was a luminescence from within like it is warmth from within today. It was luminescence. With it we have come to the most excellent characteristic of the human being in his pre-physical state on another heavenly body. Everything that went out from the human being was luminous as his aura shines today. The human being was a luminous being, and the perception of the human being was the perception of his luminescence. At that time, luminescence developed down to the physical. It was a physical luminescence of the human being. How do we get our most significant ideas of the environment? Just by means of the visual percepts. You would nearly lose nine tenths of that what you know if you cancel the visual percepts. Because we have visual ideas today, wisdom can pour somewhat in us. With our lunar ancestors this was different. From them the light was emitted. The same was emitted from them that pours in us as light effects today. One calls our earth the universe of love in the mystic mythology because it is connected with forces of love. The universe of wisdom on which the light played the same role as today the warmth preceded this universe of love. The earth followed as a universe of love the universe of wisdom. The inner light is connected with the human will. The human being, who has certain desires, passions, sensations, and emotions, provides his aura, his astral body with particular colour shapes. These are subjected to the will in a broader sense. In those days, in the lunar period, the whole human being was an expression of will. The will flowed outwardly and came to the fore as that which shines. Hence, our ancestors are the sons of will if we call these human beings of the universe of wisdom human beings. The children of love descended from the sons of will. The light played a similar role in those days as today the heat on the earth. One calls these luminous human beings within the luminous environment also the sons of the twilight. It was an especially luminous human being within the surrounding luminosity, an exchange of light took place as we have an exchange of warmth today. As we have a feeling of cold if it is cold one approximately had a feeling if it was darker all around than in the own inside. The will was the basis of that because the will basically found its expression in the whole surroundings. As today the human being is creative by love, he was creative in those days using his will. His will had an immediate influence on all surroundings. As powerless the creating human being is before the physical things of the outside world today because he has got to clearness in his consciousness and thereby the other soul forces have become more imperfect , as powerful the will was in those days. The human will had influence on the whole physical surroundings. Because it strives and is the upward trend in the development, this will strove for the higher. Thus that was caused, immediately from the living nature, what separated the centre of the heavenly body in two, so that at that time already a kind of invagination took place. One centre became two centres in a more mental way. We see this separation of the centres achieved in the later development in the separation of the earth and the moon. These are sketchy indications I could give you. However, you will see that the matters coincide. Who tries to think consistently and strictly can admit this from the start. I myself might give a rebuttal as I have indicated it in the outset concerning Eduard von Hartmann. Habitual ways of thinking are something temporary. Who studies history of the Middle Ages, for example, not only the external one, because it is a wrong picture which is given to us, finds my explanations verified. Goethe also says that it is basically only the historians' own spirit, in which the times are reflected. It is the task of theosophy to show the development in the past to receive an idea of the great human future. I have quoted Goethe, because he deeply looked into these mystic, mysterious connections of the world development. He used a strange figure, the “old man with the lamp” in his Fairy Tale of the Green Snake and the Beautiful Lily. The lamp can only shine where another light shines. I have shown that as the incarnation of ancient wisdom. Now we come to an even more profound significance. It becomes clear to us what Goethe means with the light which spreads its light only where light is. Where the gift of clairvoyance is developed again, the lamp develops its whole magic force. There we get to that time when the human being becomes the flame to look back to this epoch in which he was a luminous being when the ability developed to bring light into existence. Goethe knew that this internal light was there once in the human being and that the present-day seeing of light is a later developmental state. Before the human being could see the sun, he had to become an internally luminous being first; he had to develop light in himself to show light to the light. Goethe was a mystic; one does not know it only. At the head of his preface to the theory of colours he pronounces it using the words of an old mystic:
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140. Occult Research into Life Between Death and a New Birth: The Cosmic Aspect of Life between Death and New Birth
17 Feb 1913, Stuttgart Tr. Ruth Hofrichter Rudolf Steiner |
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But now we will consider one more thing. Kant once, following truly, one might say, an inspiration, made this significant statement: “Two things have made a great impression on me: the starry sky above me and the moral law within me.” |
140. Occult Research into Life Between Death and a New Birth: The Cosmic Aspect of Life between Death and New Birth
17 Feb 1913, Stuttgart Tr. Ruth Hofrichter Rudolf Steiner |
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During the second half of last year, it became my duty to carry on some occult research into life between death and a new birth. We have, it is true, already described what has to be considered there, but a complete knowledge of this part of human life, a real penetration therein, is only possible if one carries on research into it from the most diverse points of view. Though everything found in the writings and cycles about this theme is correct, still to all this may be added that which must be said tonight and perhaps also the day after tomorrow about the subject. When the human being has stepped through the portals of death—that is, when he has laid aside his physical and his ether body—the soul during the first interval of time is particularly taken up with memories of the span of life it spent on earth. We know, of course, that the soul requires a certain amount of time to free itself from all that connects it with the last earthly life. Now, let us present this process of growing out of the preceding life on earth as it relates to the whole of the universe, to the world. When the human being leaves his physical body and his ether body, and thus lives only in his astral body, which we may also call the soul body, a complete spatial expansion takes place, one might say: a dilatation of his being into the far reaches of space; this takes place not merely after death, but also in sleep. Every night we really expand over the stellar spaces. After death, we expand slowly and gradually in such a way that we must seek the substance of our soul—for we cannot now say: the substance of our body—in the circumference of the earth, at first far beyond the atmosphere. Farther and farther it expands, until we (though it may sound paradoxical, it comes to that) have expanded the life of our soul over the whole expanse of the sphere which in the end corresponds to the moon's orbit around the earth. We grow so large that the boundary of our being is the orbit of the moon. As long as we thus grow larger, that which we may call the Kamaloka-time prevails. That is the time of inner connection with the preceding life on earth. Then, however, the expansion goes on. The human being expands in fact out into the world of the stars, and then the time begins when he expands so far that the outer boundary of his being; may be designated as the orbit which, in astronomical terms, is described by Venus, in occult terms by Mercury. Now, the condition of life for man, after he has left the sphere of the moon, depends on the kind of life he led here between birth and death. When he carries his life into the universe to the sphere of Mercury, then he may live there in Such a way that he can easily find contact with people with whom he lived on earth, with whom his soul was united on earth; or, on the other hand, it may be man's fate to have difficulties in finding such contacts—that is to: say, to be condemned to loneliness in expanding his life thus into the sphere of Mercury. And it depends on the way in which he has led his life on earth whether he feels that he is destined to loneliness, or, if one may use the term, to sociability. A person who in life has not cared to awaken in his soul moral feelings a moral way of thinking, a moral mood, benevolence, sympathy—a person who has developed this only to a small extent—feels doomed to loneliness after death when he expands to the sphere of Mercury. And it is difficult for him to find other souls with whom he is united. A person who has developed much sympathy, a moral way of thinking, will live companionably with other souls as he expands to the sphere of Mercury. Thus it is given into our hands to arrange our life between death and a new birth. The sphere of Mercury—in occult terms—is therefore the sphere in which our moral qualities are expressed. It also is the sphere in which what we have developed in the way of moral qualities becomes effective in still another manner. Another aspect to be considered is the fact that precisely during this passage through the sphere of Mercury (in occult parlance) we have the after-effect of having been in the life between birth and death a conscientious human being, or one lacking conscientiousness. You see, everything that happens in the world here in physical life receives its direction or its causation from the spiritual world. We have several times considered the natural death from old age, which has to occur for man because it is what really must happen to him in order that life may take its right course from incarnation to incarnation. But as we know, there is not merely this death from old age, well founded in evolution; there is also a death which befalls the human being in the flower of youth, even in childhood. There are in the world manifold illnesses, epidemics, and so forth playing a part in human life. And they are not merely the effect of physical causes, but they are ordained, directed from the spiritual world. And this actually comes from the region of Venus, that belt around the earth which, however, in occult parlance we call the sphere of Mercury. That is, if we take the radius from earth to Venus and draw a circle—quite without considering astronomical relations—that, then, is the sphere of Mercury (we mean a circle, not around the sun, but, around the earth); and in this belt, in the space occupied by this plane, there lie the forces by which illnesses and death are directed on earth: death in so far as it does not occur as natural death from old age, but in an irregular manner. Certain spiritual beings are operative there, those beings whom occultism designates as the spirits of illness and death. An individual who (in occult parlance) enters the realm of Mercury after having spent his life on earth as a person without a conscience, condemns himself to become a servant of these—as we may well call them—evil spirits of illness and death, while he is going through this realm. Indeed, we do not have a conception, an impression, of what is meant by a “lack of conscience” until we know this fact. Lack of conscience sentences a human being to bear the yoke of these evil spirits in the realm of Mercury for a time between death and a new birth. And when those forces are developed which are sent from the surrounding realm to the earth so that epidemics, illnesses, take place, so that death at the wrong time takes place, then these souls “without conscience” must cooperate as servants of the spirits of illness and death who send these forces into our physical world. Something else happens when a trait which is very widespread on earth has its after-effect all the way up to this sphere: laziness. Our life is really conditioned by laziness. Innumerable things would be done differently by men if they were not lazy. Also by laziness, the human being sentences himself to become for a time in the sphere which has just been discussed the servant of those powers which are subordinate to Ahriman, and which we may designate as the powers of hindrance—that is to say, of those spirits who hinder work on earth. Servants of the spirits of hindrance we become for a definite period of time, more or less prolonged, through everything we have poured into our soul by laziness. In this way, we get a conception as to how those forces which we have developed in our soul during our physical life have their effect in that life between death and a new birth. The next sphere to which the soul expands is designated in occultism as the sphere of Venus. [astronomically: sphere of Mercury.] We prepare ourselves for it by religious qualities, a religious attitude. A human being who has developed in the time between birth and death an attitude which causes his soul to look toward the spiritual primordial powers and primordial forces of the world—such a person is able to be a social being in the sphere of Venus, so that he lives together with other human beings with whom his soul has established relationship on earth. But also other spirits of the Higher Hierarchies enter from then on into the human sphere, and man lives there with spirits of the Higher Hierarchies if he has developed a religious attitude, religious sentiments, religious feelings. On the other hand, if here on earth he has not brought his soul into contact with religious impulses, he sentences himself to loneliness, to seclusion, to tormenting loneliness. If he has been an atheist here on earth, then he will be a completely isolated individual after reaching the sphere with which we are concerned here. And it must be said that those people who today foster an irreligious attitude condemn themselves to complete loneliness. Those, for instance, who unite in the Monist Society, inhibit their inner freedom of movement, and because they have found themselves united here under that “flag,” they sentence themselves to sit each in his own cage, each separate from the other. The next sphere into which we enter is the sphere of the Sun. Again circumstances are different from those known to physical astronomy. We obtain this sphere if we draw a line between the earth and the sun—that is, if we use this line as the radius and draw a circle around the earth. In the spiritual world, conditions do differ from those in the physical world. We expand to the extent of this sphere after having gone through the sphere of Venus. For this sphere, the preparation valid for the sphere of Venus no longer holds good. For the Venus sphere, we may be prepared in such a way that we find contact with all those souls with whom we have established religious fellowship in the life between birth and death. In the sphere of Venus, human beings are so to speak confined in regions like the regions in which on earth peoples, races, live together. Thus there are in the Venus-sphere regions in which those persons find each other who are related through their religious feelings. This is not sufficient for the sphere of the Sun. In the sphere of the Sun the feeling of loneliness prevails if the human being was prepared on earth only for a certain kind of religious feeling in his soul. In the sphere of the Sun, a person is a social being only when he has developed, in the best sense of the word, an understanding of every religious feeling; when, so to speak, he has developed a deeper tolerance for all religious Systems on earth. Up to our time, since the Mystery of Golgotha, the exoteric Christian faith has been more or less sufficient, for this Christian faith contains in a certain way, though in quite a different way, an understanding of other systems of religion which far transcends that involved in a limited religious system. We can easily convince ourselves of this. Many other religious systems are still confined to certain regions of the earth, and if we wish to see, we can very easily note how the adherent of Hinduism, of Buddhism; and of other faiths; will indeed speak of the equal validity of all religions and of a wisdom common to all religions ... but if we consider more deeply what he means, we find that he means his own religion exclusively. In the last analysis, he demands of other people that they should acknowledge his own religion. That is what he then calls the equal validity of all religions. Read theosophical periodicals originating in India. There, the East Indian religion is considered the one religion, valid for the world, and those who do not accept this are said not to be honest theosophists. Primitive Christianity from the beginning has not been attuned to this idea, especially where it has become occidental religion. If things were in the Occident as, they are in India, we would have today a religion of Wotan; that would be then, what Hinduism is for the orient. The Occident, however, has not taken up the religion, which has evolved from it, but from the beginning the religion of a founder who has lived outside of the Occident, of the Christ Jesus. Unegotistically, the Occident has received a religion into its very being. That is a difference in principle, and in the very essence of Christianity there lies a true tolerance for every religious system, even though this essence may have been little understood by occidental Christians. In fact, for the Christian, everyone is a Christian, no matter what he may call himself. And it is nothing but narrow-mindedness, if one wants to spread Christian dogma everywhere. Broad-mindedness is something quite different. If one considers the Hindu, the Chinese, the Buddhist, if one enters into the deeper elements of their being, one will find everywhere the beginnings of Christianity and will stress in everything they themselves think the beginnings of Christianity, without having to mention the name of the Christ. But this more narrow Christianity, as it is given today to man between birth and death, is only one preparation for the sphere of the Sun: another thing is necessary—that which we designate in the right, the true sense, as Theosophy. [Rudolf Steiner was talking to members of the Theosophical Society.—Ed.] It gives us an inner comprehension of all religious systems on earth, of their very essence. If we acquire this understanding here on earth, then we prepare ourselves in the right way for the sphere of the Sun. This understanding of the different religions and of the Mystery of Golgotha, of the Christ impulse, is necessary for us if we are not to become hermits in relation to other human souls and in relation to the spirits of the Higher Hierarchies in the sphere of the Sun, between death and a new birth. When we come into the sphere of the Sun between death and a new birth, we find there two things. The first thing we find is something we can express only in an image: we find an empty throne, an empty World-Throne. And that which we may seek on this empty World Throne we can find only in the pictures of the Akashic Record. On this throne, which we find empty during the time we pass between death and a new birth, the Christ once sat within the Sun sphere. He expanded into the earth sphere through the Mystery of Golgotha, and since that time the inhabitants of the earth must gain here on earth an understanding of the Christ impulse, and must keep this impulse in their memory. Then they will be able to recognize the image which appears in the Akashic Record while gaining a living experience of the Sun sphere. He who has not attained this understanding here on earth will not recognize who at one time was sitting on the throne, and what is preserved as an image only. And he cannot find his way within the Sun-sphere between death and a new birth. There we see why it is the mission of the souls of men on earth to seek here for themselves the connection with the Mystery of Golgotha as we seek it in our spiritual movement. Through this, we keep between death and a new birth the memory of the Christ Impulse, and do not become hermits in the sphere of the Sun, but social beings, by reason of the forces which we have taken with us; so that in a way, by our own strength which we brought with us, we bring to life the image—which is now merely an image in the Sun-sphere—of the Christ. And we must take so much strength with us from the time on earth that this strength remains with us also for the subsequent time, and cannot be lost. We find a second thing in this sphere of the Sun, a second throne: and it is now occupied by a real being, by Lucifer. And so, between death and a new birth, when we have reached the sphere of the Sun as it has been described, we feel ourselves on the one hand in the presence of Christ, on the other in the presence of Lucifer. If we had not received the Christ impulse, Lucifer alone would have to become our leader. But if we have received the Christ impulse, then we are, on the far voyage through the universe, under the leadership on the one hand of the Christ impulse, on the other of Lucifer; for we also need him for the ensuing times. We also need Lucifer, for he leads us in the right way through the lower spheres of the universe, at first as far as the Mars-sphere. That is the next sphere to which we expand between death and new birth. In order that Lucifer may lead us in such a way as is fitting for us men, we must have the Christ impulse as a counterbalance; then the Lucifer impulse is salutory for us; otherwise it is evil for us. Another thing has become necessary: in the sphere of Mars, we must have the possibility of taking into account, with our whole being, certain changes which have occurred on Mars in the course of recent centuries. These changes may be described in about the following way. Every heavenly body is related to every other heavenly body through the agency of certain forces; all heavenly bodies stand in a certain relation to the earth. From them the forces radiate. In fact, from Mars and its sphere not only does the light effect radiate, which comes to the earth, but from it also spiritual forces radiate. If we go back to earlier centuries, we find that the forces radiated from Mars which inspired men to that which human beings needed in earlier times: physical forces, to further the evolution of mankind. It is not merely a myth but an occult truth that what has developed as warlike force and warlike complication in the world, what has made man energetic, courageous through centuries and millennia, stems from an influx of the forces of Mars. But such is the life of a planet that its forces go through an ascending and a descending development. And Mars has changed in a certain way its mission during the last centuries. The warlike forces that are developed now are the ebbing warlike life of the previous centuries; new life from inciting forces of Mars does not flow in any longer. For at the turn of the sixteenth and seventeenth centuries, Mars had reached a decisive point, a point which, in the life of Mars, may only be compared to the time when the earth had come to a decisive point, the time of the Mystery of Golgotha. It is a fact of immense importance upon which we touch here. Mars went through a decisive period. That fact was known within the earth-mysteries, in which the decision is made for the great spiritual concerns of earth-existence. That is to say, since the twelfth century, the decisive preparations have been made within the mystery development of the earth in order to take into account the change in the Mars-sphere. The forces which Mars was to send out to bring courage and energy to earth, were past for Mars: they were no longer destined to penetrate to the earth. But by the fact that Mars has gone through such a crisis, there came a change for the souls who live between death and a new birth, in the experiences they would have to go through in the Mars-sphere after death. That is to say: When man goes beyond the sphere of the Sun, forces radiate into the essence of his soul, forces which already have a significance for the next incarnation. The soul who passed through the sphere of Mars in the early times, before the seventeenth century, came into contact with those forces which permeated it with courage and energy. Lucifer was the leader to the sources of courage and energy. But the souls who came in later times could no longer find the characteristic forces: Mars was then going through its crisis. Where, within the Mysteries, the great spiritual decisions are made, there one does not take into consideration merely human life between birth and death, but also its salvation or perdition between death and a new birth; that is, in the Mysteries one sees to it that those things are infused into the spiritual culture of mankind which cause the souls after death to go through the different spheres in the right way. If we wish to comprehend the meaning of the happenings in the Mars-sphere, we must consider the following. A great decisive matter confronts the Rosicrucian Mysteries because one had to consider that for the development of the earth, very special times were ahead: the times of external material culture, of external material triumphs. We cannot oppose these: though they bring nothing spiritual, we must of necessity experience this time of machines, airplanes, and other inventions. But these times bring a kind of death of the soul. We cannot oppose them, we must gain a living experience of them.—The materialistic era had to come, but it always was the endeavour of higher spiritual beings to create a counter-balance against this materialistic era. When we consider all that has come to light in the development of the earth as a counter-balance against materialism, we have as the last and most significant phenomenon Francis of Assisi; that Francis of Assisi who, in his entity as Francis of Assisi, turned away from all external life, who led in Assisi that life which is known to you and which has been painted so wonderfully by Giotto on the walls of the church of Assisi ... so that even today when these pictures have been painted over so often, life yet radiates movingly from the walls. And even though that place also has gone through a development tending toward materialism, we will have to say: the region around the town of Assisi still is pervaded by the spiritual atmosphere of Francis, that atmosphere which has assimilated the elements of a life alien to the world, but on intimate terms with the soul, not merely with the human soul, but with the soul of Nature. In the cycle Man in the Light of Occultism, Theosophy and Philosophy you may read that wonderful poem into which Francis of Assisi poured what he felt toward the soul of Nature and of Nature's beings. One may say that no poet has found more beautiful accents, and perhaps only Goethe has found again accents as beautiful about the life of Nature. What is the cause of all this? The cause of all this is the fact that Francis of Assisi in his previous incarnation, in the seventh, eighth century, in a Mystery School near the Black Sea, was the pupil of an individuality who was no longer incarnated in a physical body. This is a noteworthy matter. Francis of Assisi, in his immediately preceding incarnation, had lived in this School of Mysteries, and with other disciples he was a disciple of a being who then worked only in the spiritual body among the pupils including Francis of Assisi. And this was none other than the Buddha, who we know was incarnated for the last time as Gautama Buddha. Nevertheless, he continued to be active in the spiritual body. We know that as a spiritual being he was present at the birth of the child Jesus of St. Luke's Gospel. He has continued to be active in the School in which Francis of Assisi lived in his previous incarnation. There the latter assimilated the impulses of his life so intimately associated with the soul, of that life which was to lead men away from everything that was to spread out on earth, which was to lead away from the purely materialistic life. And all this remained in Francis of Assisi. We see the after-effects of this in the Francis of Assisi incarnation. But it could not come about that on earth, in the era which had the materialistic mission, many souls should join a Francis of Assisi community. Those could not do this who had to progress with the time. So, in a way, a conflict was created. It could not come about that on one side there was only exterior, material culture, on the other disciples of Francis of Assisi. Although Francis of Assisi is great and powerful, on the one side, yet on the other the rules he gave could not be of use for ensuing times. How only could it come about? What had to happen on earth? This has been established in significant perspectives in the Rosicrucian Mysteries since the twelfth century. There it was said; The human being will have to work with the earthly body, will have to gain a living experience in an external way of the material existence between birth and death, and he will have to go along with the triumphs of this material existence. But for every soul who becomes inured, intimate with material existence, a possibility must be created to have, with part of its nature, an understanding for the inner experience of that which lies in the teachings of Francis of Assisi. It is precisely this which constitutes the essence of progress of souls on earth: that these souls must increasingly develop so to speak two natures, the farther they go into the future; that we with the organs of our soul shall be able to take hold of the impulses of existence on earth, so that we may become familiar with them; but that we should be able to develop within ourselves moments and hours in which we can be given over in solitude to the life of the soul itself. While we become more open to the world and more familiar with it, we must at the same time have hours when we can become familiar with our soul. While on the one hand we follow Edison, we must be able to become quietly, in our hearts, disciples of Francis of Assisi or of his great teacher, the Buddha. Thus every human being must be able to feel even if he is being pushed into material life. And for this development the preparation had to be given in the Rosicrucian Mysteries. Christian Rosenkreuz had the mission to care for it. How can all this be brought about? Only through the fact that a certain period of the life between death and a new birth may be used for the soul in a very definite way. They said to themselves in the Rosicrucian Mysteries: Mars, so to speak, loses his old task; let us give him a new one.—With the beginning of the seventeenth century, at the turn of the sixteenth and seventeenth centuries, the Buddha who had apart from this completed his last incarnation on earth, was sent to Mars, to the sphere of Mars, and one may say, speaking quite correctly: At that precise time the Buddha accomplished for Mars something similar to what the Christ accomplished on earth—only in a larger measure—in the Mystery of Golgotha. That which had always emanated from Mars, and was part of its essence, that very thing the Buddha transformed by his sacrifice. He transformed the whole nature and essence of Mars. For Mars, the Buddha has become the great Redeemer. It was a sacrifice for him. You only have to remember how the Buddha arose to the point of expounding the doctrine of giving the message of universal peace, of harmonious existence. He was then transferred into that planetary sphere from which the force of aggressiveness originated. He, the Prince of Peace, crucified himself, so to speak, though not through the Mystery of Golgotha. In this way, something else is brought into the Mars-sphere: Mars is permeated by the essence of the Buddha. As on earth the substance of the Christ has flowed out from the Mystery of Golgotha, so the peace substance of the Buddha flows into the Mars-sphere, and since then is in the Mars-sphere. It was thus that they spoke within the Rosicrucian Mystery. In consequence of the sending of the Buddha, human souls could live for some time between death and a new birth in the sphere of Mars, after they had found themselves in the Sun-sphere and had borne the Christ Impulse up to that sphere. After the soul has entered there through the right permeation with the Christ Impulse, and through the guidance of Lucifer, the soul comes out farther into the sphere of Mars; and precisely in our time, an event occurs in the Mars-sphere, which previously could not take place: the souls are permeated by that which no longer can occur on earth,—they are permeated by the Buddha—Francis of Assisi—element. Between death and a new birth each soul—if it is prepared in the right way—can go through that which has become living experience on earth, as in a last blossoming, in the soul-life of Francis of Assisi, but which since that time cannot have a proper home on earth. The human soul by experiencing the sphere of Buddha in the life between death and a new birth can acquire there the strength that will enable it to do what has just been said: it may enter by a new birth into a purely material existence, may be thrown into a terrestrial existence which will be more and more materialistic, and yet will be able to develop forces in another part of the entity of the soul so that it may be given up to the world of the spirit and of the soul. This is the truth about the secrets which are hidden between death and a new birth. Then, we expand farther and farther into the reaches of the stars, to Jupiter, Saturn, and farther. What has been described now, occurs only, in fact, with the most advanced souls. Those souls which have not fulfilled the conditions and will not fulfil them until later—such souls, in the life between death and a new birth, come into contact only with the spheres nearest the earth. They also go through the other spheres, but in a certain unconscious state akin to sleep. In the outer spheres, in the spheres beyond the sun, the forces are gathered which man must acquire in order to be able to work, to collaborate, in building up a new body as he approaches a new birth. What man consists of has not merely been acquired on earth. It is the greatest short-sightedness of materialists to believe now that man is a creature of the earth. If man builds himself up in this way with the forces which are given to him, if he builds himself up in the most comprehensive meaning of the word, these constructive forces are cosmic forces which man first had to acquire for himself. While expanding, between death and a new birth, to the Sun-sphere, he still has contact with the forces which are after-effects from his previous life. The forces he needs in order to work into the sphere of the earth whatever can construct his physical body out of the surrounding spheres, those forces he must extract from the forces which meet him outside of the Sun-sphere. The human being really must expand into the cosmos between death and a new birth; he then must live with the cosmos, for on earth alone the forces are lacking which really can bring forth the human being. No new human being ever could result from the human germ which originates from the combination of the two sexes, if the following were not to take place. There is in existence this small human germ. With this human germ unites something immeasurably great and significant, something which had first expanded in a mysterious way into infinite reaches of the world, and then contracted again. After man expands to the spheres of the stars, he begins to contract again. He goes through the spheres of Saturn, Jupiter, Mars, Sun, Venus, Mercury, and Moon, becoming ever smaller and smaller. And as he grows smaller, he takes into himself the spiritual forces of the cosmos. And he grows ever smaller and smaller. And that which is finally compressed, compacted into a small spiritual globe, that has been actually condensed from an immense dilution. And this now unites with the physical globe which is the germ cell, and fertilizes it by forces from the spiritual realms. Thus we see how man enters existence by birth. After having gone through his previous death, he expanded into the distant spaces of the universe, became so to speak a giant globe. In spirit, he was together with spiritual beings and facts; then he compresses himself again, becomes ever smaller and smaller, until the time has come when, by the forces inherent in him, lie unites with physical matter. That which forms, together with the human germ cell, the human body, has been brought in from the cosmos. From this human germ cell, even if it were fertilized, nothing could result that might live on earth, if the compressed spirit-globe could not unite with it; this can be ascertained by occult investigation. And what only could result from this human germ-cell? From it only the foundation for the senses and the nervous system could result, but nothing that is capable of living, such as the body of man which must build itself up around the senses and the nervous system; the former does not originate with father and mother. Earth can give the forces for the senses, the nervous system. What grows organically around them, must be brought in from the cosmos. And when finally the time comes when a new science will grasp the processes in the human germ-cell according to the application of occult knowledge, then human beings who think clearly will be able to understand what they now cannot grasp in any scientific presentation. Whether you read Haeckel's sparkling discussions of this matter, or others, you will find everywhere that things are not understandable by themselves. What one does not know is the fact that a third force unites with that which comes from father and mother. The third force comes in from the cosmos. Only one certain group of people know—or today we may say, knew—of this secret, but this state of affairs is coming to an end now. Children and their nurses and educators mention it—or, at least it was mentioned, when they related that the stork or some other sort of being brings in an element by which human beings can enter the world. That is only a metaphoric expression for a spiritual occurrence, but it is more intelligent than what intelligent people maintain today. For our time, however, it is regarded as enlightened to explain human conditions in a materialistic way. This metaphoric presentation really still should have an effect on the children's souls, on their imagination! People do say: The children no longer believe in the stork—because those who tell this fairy-tale no longer believe it themselves. But those who today become anthroposophists believe in the stork, and they will soon find that in this metaphoric presentation a good interpretation is given of spiritual happenings. Thus we have contemplated the cosmic aspect of life between death and a new birth; the day after tomorrow we will more particularly touch upon the human aspect of practical life. But now we will consider one more thing. Kant once, following truly, one might say, an inspiration, made this significant statement:
This statement may seem significant to the occultist. For what is the strange relation that exists between the starry sky and that which is best in the life of our soul? Both are one and the same. We expand between death and a new birth as far as the starry sky, and we bring its forces into life and feel them as the most significant forces of our soul. No wonder! We are, indeed, the external images of the heavens. We look up to the starry sky where we were between death and a new birth, and we see that which we have taken into ourselves. No wonder that we feel at one with that which lives in us as guidance for the life of our soul and that which radiates into us from the starry sky, and which we feel effective in us when we appeal to the deepest life of our soul. The starry sky is one and the same with us, and we with it, when we contemplate our existence as a whole. Thus we must tell ourselves that such an anthroposophical contemplation does not merely give us that which we may call understanding, knowledge, in the usual every-day meaning. It really gives us moral strength and support in the feeling that the whole universe lives in us. And gradually we see ourselves permeated by the universe when we go through life between death and a new birth. Truly, it is hidden to the external eye, this life between death and a new birth; but that also is hidden which in the depth of our soul's existence drives us, impels us. And yet it is in us, it is effective in us and gives us our strength, this our best being. We carry the heavens within us because we experience them before we enter into our physical existence. We then feel the obligation to make ourselves worthy of these heavens which have done so much for us that we owe to them our entire inner being. More of this the day after tomorrow, when we shall contemplate life more under the aspect of man, and from a point of view which affects rather the practical activity of life. |
141. Between Death and Rebirth: Lecture IX
04 Mar 1913, Berlin Tr. Dorothy S. Osmond, E. H. Goddard Rudolf Steiner |
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At that time it was customary to have discussions and on this occasion someone got up and said that such matters must always be put to the test of Kant's philosophy, from which it would be evident that we can have no knowledge of these things here on Earth and can begin to know them only after death. |
141. Between Death and Rebirth: Lecture IX
04 Mar 1913, Berlin Tr. Dorothy S. Osmond, E. H. Goddard Rudolf Steiner |
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At the time when materialism—mainly theoretical materialism—was in its prime, in the middle and still to some extent during the last decades of the nineteenth century, when the writings of Buchner and Vogt (‘bulky Vogt’ as he used to be called) had made a deep impression upon people who considered themselves enlightened, one could often hear a way of speaking that is occasionally also heard today, because stragglers from that epoch of theoretical materialism are still to be found in certain circles. When people do not flatly deny the possibility of a life after death, or even here and there admit it, they are wont to say: Well, there may be a life after death but why should we trouble about it during life on Earth? When death has taken place we shall discover whether there is indeed a future life, and meanwhile if here on Earth we concern ourselves only with the affairs of earthly existence and take no account of what is alleged to come afterwards, we cannot miss anything of importance. For if the life after death has anything to offer we shall then discover what it is! As I said, this way of speaking could be heard time and time again and this is still the case in wide circles today; in the way the subject is expressed it may often, in a certain respect, almost seem acceptable. And yet it is utterly at variance with what is disclosed to spiritual investigation when the facts connected with the life between death and rebirth are considered in their spiritual aspect. When a man has passed through the gate of death he comes into contact with many and infinitely varied forces and beings. He does not only find himself living amid a multitude of super-sensible facts but he comes into contact with definite forces and Beings—namely, the Beings of the several higher Hierarchies. Let us ask ourselves what this contact signifies for one who is passing through the period of existence between death and the new birth. We know that when an individual has spent this period of life in the super-sensible world and passes into physical existence again through birth, he becomes in a certain way the moulder of his own bodily constitution, indeed of his whole destiny in the life on Earth. Within certain limits the human being builds and fashions his body, even the very convolutions of his brain, by means of the forces brought with him from the spiritual worlds when he enters again into physical existence through birth. Our whole earthly existence depends upon our physical body possessing organs which enable us to come in touch with the outer physical world, to act and moreover to think in that world. If, here in the physical world, we do not possess the appropriately formed brain which, on passing through birth we formed for ourselves out of the forces of the super-sensible world, we remain unable to cope with life in this physical world. In the real sense we are fitted for life in the physical world only when we bring with us from the spiritual world forces by means of which we have been able to build a body able to cope with this world and all its demands. The super-sensible forces which man needs in order to fashion his body and also his destiny are received by him from the Beings of the higher Hierarchies with whom he has made contact between death and the new birth. What we need for the shaping of our life must be acquired during the time that has preceded our birth since the last death. Between death and the next birth we must approach, stage by stage, the Beings who can endow us with the forces we need for our physical existence. In the life between death and rebirth we can pass before the Beings of the higher Hierarchies in two ways. We may recognise them, understand their nature and essential characteristics, be able to receive what they can give us and what we shall need in the following life. We must be able to understand or at least to perceive what is being offered us and what we shall subsequently need. But we might also pass before these Beings in such a way that, figuratively speaking, their hands are offering gifts which we do not receive because it is dark in the higher world in which we then live. Thus we may pass through that world with understanding, with awareness of what these Beings are offering us, or we may pass through it without understanding, unaware of what they wish to bestow. Now the way in which we pass through this spiritual world, which of the two ways we necessarily choose in our life between death and the new birth, is predetermined by the after-effects of the previous life and of earlier lives on Earth. A person whose attitude in his last life on Earth was unresponsive and antagonistic to all thoughts and ideas that may enlighten him about the super-sensible world—such a person passes through the life between death and rebirth as if through a world of darkness. For the light, the spiritual light we need in order to realise how these different Beings approach us and what gifts we may receive from them for our next life on Earth—the light of understanding for what is here coming to pass cannot be acquired in the super-sensible world itself; it must be acquired here, during physical incarnation on Earth. If, at death, we bear with us into the spiritual life no relevant ideas and concepts, we shall pass unknowingly through our super-sensible existence until the next birth, receiving none of the forces needed for the next life. From this we realise how impossible it is to say that we can wait until death itself occurs because we shall then discover what the facts are—whether indeed we shall encounter any reality at all after death. Our relationship to that reality depends upon whether in earthly life we have been receptive or antagonistic in our souls to concepts or ideas of the super-sensible world that have been accessible to us and will be the light through which we must ourselves illumine the path between death and rebirth. Something further can be gathered from what has been said. The belief that we have, so to say, only to die in order to receive everything that the super-sensible world can give us, even if we have made no preparation for it—this belief is utterly false. Every world has its own special mission. And what a man can acquire during an incarnation on Earth he can acquire in no single one of the other worlds. Between death and the new birth he is able, in all circumstances, to enter into communion with the Beings of the higher Hierarchies. But in order to receive their gifts, to avoid having to grope in darkness through life there or in fearful loneliness, in order to establish contact with those Beings and receive their forces, the ideas and concepts which are the light enabling the higher Hierarchies to be visible to the soul must be acquired in earthly life. And so an individual who in earthly life during the present cycle of time has rejected all spiritual ideas, passes through the life between death and rebirth in fearful loneliness, groping in darkness. In the next incarnation he will fail to bring with him the forces wherewith to build his body efficiently and mould his organs; he can fashion them in an imperfect form only and consequently he will be an inadequate human being in his next life. We realise from this how Karma works over from one life to the next. In one life a man deliberately scorns to develop in his soul any relationship with the spiritual worlds; in the next life he has no forces wherewith to create even the organs enabling him to think, feel or will the truths of spiritual life. He remains dull and indifferent to spiritual things and spiritual life passes him by as though in dream—as is so frequently the case today. On the Earth such an individual can take no interest in spiritual worlds; and his soul, after passing through the gate of death, is an easy prey for the Luciferic powers. Lucifer makes straight for such souls. Here we have the strange situation that in the next life in the spiritual world, the life that follows the dull, unreceptive one, the deeds and the Beings of the higher Hierarchies are indeed illumined for such an individual but in this case not as a result of what he acquired in earthly life but by the light which Lucifer sends into his soul. It is Lucifer who illumines the higher worlds for him when he passes into the life between death and rebirth. Now, he can, it is true, perceive the higher Hierarchies, recognise when they are offering their gifts to him. But the fact that Lucifer has tainted the light means that all the gifts have a particular colouring and character. The forces of the higher Hierarchies are then not exactly as the human being could otherwise have received them. Their nature then is such that when the human being passes into his next life on Earth he can certainly form and mould his body, but he moulds it then in such a way that although he becomes an individual who is, admittedly, able to cope with the outer world and its demands, in a certain respect he is inwardly inadequate, because his soul is tinged with Lucifer's gifts or at least by gifts that have a Luciferic trend. When we come across individuals who have worked on their bodies in such a way that they are able to make effective use of their intellect and acquire certain skills which will help them to raise their status in the world, although to their own advantage only, snatching at what is in their own interest, dryly calculating what is beneficial to themselves without any consideration for others—and there are many such people nowadays—in these cases the seer will very often find that their previous history was what has been described. Before they began to display their dry, intellectual, sharp-witted character in life, they had been led through their existence between death and rebirth by Luciferic beings who were able to approach them because in the preceding incarnation they had lived an apathetic, dreamy existence. But these traits themselves had been acquired because such individuals had passed through an earlier existence between death and rebirth groping in darkness. The Spirits of the higher Hierarchies would have bestowed upon them the forces needed for fashioning a new life, but they were unable to receive these forces; and that in turn was because they had deliberately refused to concern themselves with ideas and concepts relating to a spiritual world. That is the karmic connection. Such examples do certainly occur; they appear before the eyes of spirit only too frequently when with the help of powers of spiritual investigation and knowing the conditions of human life, we penetrate into higher worlds. It is therefore wrong to say that here on Earth we need concern ourselves only with what is around us in earthly existence because what comes later will be revealed in all good time. But the form in which it will be revealed depends entirely upon how we have prepared ourselves for it here. Another possibility may occur. I am saying these things in order that by understanding the life between death and rebirth, life between birth and death may become more and more intelligible. When we study life on Earth with discernment, we see many human beings—and in our time they are very numerous—who can, as it were, only ‘half think’, whose logic invariably breaks down when faced with reality. Here is an example: A certain free-thinking cleric, an honourable man in all his endeavours, wrote in the first Freethinkers' Calendar as follows: Children ought not to be taught any ideas about religion for that would be against nature. If children are allowed to grow up without having any ideas about religion pumped into them, we find that they do not of themselves arrive at ideas of God, immortality, and so forth. The inference to be drawn from this is that such ideas are unnatural to the human being and should not be drummed into him; he should work only with what can be drawn from his own soul. As in many other cases, there are thousands and thousands of people nowadays to whom an utterance such as this seems very clever, very subtle. But if only genuine logic were applied the following would be obvious: If we were to take a human being before he has learnt to speak, put him on a lonely island and take care that he can hear no single word of speech, he would never learn to speak. And so anyone who argues against children being taught any ideas about religion would logically have to say that human beings should not have to learn to speak, for speech does not come of itself. So our free-thinking cleric cannot propagate his ideas by means of his logic, for both he and his logic come to a halt when confronted by the facts. His logic can be applied to a small area only, and he does not notice that his idea, assuming one can get hold of it, cancels itself out. Anyone who is alert to his surroundings will find that this inadequate, pseudo-thinking is very widespread. If with the help of super-sensible research we trace the path of such an individual backwards and come to the regions through which his soul passed between the last death and the last birth, when this illogical mentality was caused, the seer often finds that this type of human being, in his last life between death and rebirth, passed through the spiritual world in such a way that he encountered the spiritual Beings and forces while under the guidance of Ahriman; and that although those Beings would have bestowed upon him what he needed in life, they could not make it possible for him to develop the capacity for sound thinking. Ahriman was his leader and it was Ahriman who contrived that the gifts of the Beings of the higher Hierarchies could only be received by him in a form that would finally result in his thinking coming to a halt when confronting actual facts, and in his inability to make his thinking exhaustive and valid. A large proportion of those human beings—and their number is legion—who are incapable of genuine thinking today owe this to the fact that in their last life between death and rebirth they were obliged to submit to Ahriman's guidance; they had somehow prepared themselves for this in their last earthly life—that is to say, in the incarnation preceding the present one. And what was the course of that preceding life as viewed by a seer? It is found that these were morose, hypochondriacal individuals, who shied away from facts and people in the world and always found it difficult to establish any relation with their environment. Very often they were intolerable hypochondriacs in their previous life; on medical examination they would have been found to be suffering from the type of illness occurring very frequently in hypochondriacs. And if we were to go still further back, to the life between death and rebirth that preceded the hypochondriacal incarnation, we should find that during that period such human beings were obliged again to forego the right guidance and could not become truly aware of what the gifts of the higher Hierarchies would have been. And how had they prepared themselves for this fate in the life preceding the last two incarnations? We should find that they had developed what it is certainly true to call a religious, pious attitude of soul but an attitude based on sheer egoism. They were people with a pious, even mystical nature emanating from egoism. After all, mysticism very often has its origin in egoism. An individual of this type might say: I seek within myself in order that there I may recognise God. But what he is seeking there is only his own self made into God! In the case of many pious souls it becomes evident that they are pious only in order that after death one or another of their spiritual inclinations may bear fruit. All that they have acquired is an egotistic attitude of soul. When in the course of spiritual research we trace the sequence of three such earthly lives, we find that in the first, the basic attitude of the soul was that of egotistic mysticism, egotistic religiosity. And when today we observe human beings with this attitude to life, we shall be able, by means of spiritual investigation to trace them back to times when souls without number developed a religious frame of mind out of sheer egoism. They then passed through an existence between death and rebirth without being able to receive from the spiritual Beings the gifts which would have enabled them to shape their next life rightly. In that life they became morose and hypochondriacal, finding everything distasteful. This life again prepared them for the ensuing one when, having passed through the gate of death, Ahriman and his hosts became their leaders and the forces with which they were imbued manifested in the following earthly life as defective logic, as an obtuse, undiscerning kind of thinking. Here, then, we have another example of three successive incarnations. And we realise again and again what nonsense it is to believe that we can wait until death to establish connection with the super-sensible world. For how this connection is established after death depends upon the inner tendencies of soul acquired here on Earth towards the super-sensible world. Not only are the successive earthly lives connected as causes and effects, but the lives between death and the new birth are also connected in a certain way as causes and effects. This can be seen from the following. When the seer directs his gaze into the super-sensible world where souls are sojourning after death, he will find among them those who during part of this life between death and rebirth are servants of those Powers whom we may call the Lords of all healthy, budding and burgeoning life on the Earth. (In the very lengthy period between death and rebirth, innumerable experiences are undergone and in accounts of the present kind, parts only can be described.) Among the dead we find souls who for a certain length of time in the super-sensible world co-operate in the wonderful task—for wonderful it is—of pouring, infusing into the physical world everything that can further the health of beings on the Earth, can help them to thrive and blossom. Just as in certain circumstances we can become servants of the evil spirits of illness and misfortune, so too we can become the servants of those spiritual beings who promote health and growth, who send down from the spiritual world into our physical world forces that help life to flourish. It is nothing but a materialistic superstition to believe that physical hygiene and external regulations are the sole means of promoting health. Everything that happens in physical life is directed by the beings and powers of higher worlds who are all the time pouring into the physical world forces which in a certain way work freely, upon human or other beings, either promoting or harming health and growth. Certain specific spiritual powers and beings are responsible for these processes in health and illness. In the life between death and rebirth man co-operates with these powers; and if we have prepared ourselves in the right way we can experience the bliss of co-operating in the task of sending the forces which promote health and growth, from the higher worlds into this physical world. And when the seer enquires into why such souls have deserved this destiny, he becomes aware that in physical life on Earth there are two ways in which human beings can execute and think about what they want to achieve. Let us take a general look at life. We see numbers of human beings who carry out the work prescribed for them by their profession or office. Even if there is no radical case of any one of these people regarding their work as if they were animals being led to the slaughterhouse, it is at least true to say that they work because they are obliged to. Of course they would never neglect their duty—although of course anything may happen! In a certain sense it cannot be otherwise in the present phase of man's evolution; the only urge such people feel towards their work is that of duty. This does not by any means suggest that such work should be criticised root and branch. It should not be understood in this sense. Earth-evolution is such that this aspect of life will become more and more widespread; nor will things improve in the future. The tasks that men will have to carry out will become increasingly complicated in so far as they are connected with outer life and men will be condemned more and more to think and do only that to which duty drives them. Already there are hosts of human beings who do their work only because duty forces them to it, but on the other hand there will be people who look for a Society such as ours in which they can also achieve something, not simply from a sense of duty as in everyday life but for which they feel enthusiasm and devotion. Thus there are two aspects of a man's work: has it been thought out or done as an outer achievement merely from a sense of duty, or has it been done with enthusiasm and inner devotion, solely out of an inner urge of his own soul? This attitude—to think and act not merely out of a sense of duty, but out of love, inclination and devotion—this prepared the soul to become a server of the beneficent Powers of health and salutary forces sent down from the super-sensible world into our physical world, to become a servant of everything that brings health and to experience the bliss that can accompany these circumstances. To know this is extremely important for the general well-being of man, for only by acquiring during life the forces that will enable him to co-operate with the Powers in question will he be able to work spiritually for an ever intensifying process of healing and betterment of conditions on the Earth. We will now consider still another case, of one who makes efforts to adapt himself to his environment and its demands. This by no means applies to everybody. There are some people who take no trouble to adjust themselves to the world and are never at home with the conditions either of spiritual or outer physical life. For example, there are individuals who notice an announcement that here or there an anthroposophical lecture will be given; they go to the place but almost as soon as they get seated, they are already asleep! In such cases the soul cannot adapt itself to the environment is not attuned to it. I have known men who cannot even sew on a button to replace one that has been torn off; that again means that they cannot adapt themselves to physical conditions. Countless cases could be quoted of people who cannot or will not adapt themselves to life. These symptoms are very significant, as I have said. At the moment, however, we will think only of the effects upon the life between death and rebirth. Everything becomes cause and everything produces effects. A man who makes efforts to adapt himself to his environment, someone, that is to say, who can actually sew on a button or can listen to something with which he is unfamiliar without immediately falling asleep, is preparing himself to become, after death, a helper of those Spirits who further the progress of humanity and send down to the Earth the spiritual forces which promote life as it advances from epoch to epoch. After death we can experience the bliss of looking down upon earthly life and co-operating with the forces that are perpetually being sent to the Earth to further its progress, but this is possible only if we endeavour to adapt ourselves to our environment and its conditions. To be rightly and thoroughly understood Karma must be studied in details, in details which reveal the manifold ways in which causes and effects are connected here in the physical world, in the spiritual world and in existence as a whole. Here again light is thrown upon the fact that our life in the spiritual worlds depends upon the mode of our life in the physical body. Each world has its own specific mission; no two worlds have an identical mission. The characteristic phenomena and experiences in one world are not the same in another. And if, for example, a being is meant to assimilate certain things on Earth, it is on Earth that he must do so; if he misses this opportunity he cannot acquire them in some other world. This is particularly the case in a matter which we have already considered but of which it will be well to be thoroughly aware. The matter in question concerns the acceptance of certain concepts and ideas needed by man for his life as a whole. Let us take an example that is near at hand. Anthroposophy is a timely and active force in our epoch. People approach and accept Anthroposophy during their life on Earth in the way known to you, but again the belief might arise that it is not necessary to cultivate Anthroposophy on Earth, for one will be in a position after death to know how things are in the spiritual worlds; that moreover the higher Hierarchies will also be there and able to impart to the soul what is necessary. Now it is a fact that having passed through the phase of development leading to the present cycle of evolution, the human being, with his whole soul, has been prepared to contact on Earth the kind of anthroposophical life that is possible only while he is incarnated in a physical body. Men are predestined for this and if they fail they will be unable to establish relationship with any of the spiritual Beings who might have been their teachers. One cannot simply die and then, after death, find a teacher who might take the place of what here, during physical life on Earth, can come to souls in the form of Anthroposophy. We need not, however, be dejected by the fact that many individuals reject Anthroposophy and it is therefore to be assumed that they will not be able to acquire it between death and the new birth. We need not despair about them for they will be born in a new earthly life and by that time there will be a strong enough stimulus towards Anthroposophy and enough Anthroposophy on the Earth for them to acquire it. In the present age despondency is still out of place, but that should not lead anyone to say: I can acquire Anthroposophy in my next life and so can do without it now. No, what has been neglected here cannot be retrieved later on. When our German Theosophical Movement was still very young I was once giving a lecture about Nietzsche, during which I said certain things about the spiritual worlds. At that time it was customary to have discussions and on this occasion someone got up and said that such matters must always be put to the test of Kant's philosophy, from which it would be evident that we can have no knowledge of these things here on Earth and can begin to know them only after death. That, quite literally, was what the man said. As I have repeatedly emphasised, it is not the case that one has only to die in order to acquire certain knowledge. When we pass through the gate of death we do not experience anything for which we have not prepared ourselves. Life between death and rebirth is throughout a continuation of the life here, as the examples already given have shown. Therefore as individuals we can acquire from the Beings of the higher Hierarchies only that for which we have prepared ourselves on Earth—perhaps by having become anthroposophists. Our connection with the Earth and our passage through the life on Earth have a significance which nothing else can replace. A certain form of mediation is, however, possible in this connection and I have already spoken of it. A person may die and during his lifetime have had no knowledge at all of Spiritual Science; but his brother or his wife or a close friend were anthroposophists. The man who has died may have refused to have anything to do with Anthroposophy during his life; perhaps he consistently abused it. Now he has passed through the gate of death and Anthroposophy can be conveyed to him in some way by other personalities on Earth. But there must be someone on Earth who passes on the knowledge to him out of love. Connection with the Earth must be maintained. This is the basis of what I have called ‘reading to the dead’. We can render them great benefit even if previously they would listen to nothing about the spiritual world. We can help them either by putting what we have to say into the form of thoughts, conveying knowledge in this way, or we may take an anthroposophical book, visualise the personality concerned, and read to him from it; then he will learn. We have had a number of striking and beautiful examples in our Movement of how it has been possible in this way to benefit the dead. Many of our friends read to those who have died. I recently had an experience that others too may have had. Someone asked me about a friend who had died very recently and it seemed that he was trying to make himself noticed by means of all kinds of signs, especially at night, creating disturbance in the room, rapping and so on. Such happenings are often indications that the dead person wants something; and in this case it was quite evident. In his lifetime the man had been very erudite but had always rejected any knowledge of the spiritual world that might come his way. It became obvious that he would greatly benefit if a particular Lecture Course containing the subject-matter for which he was craving, were read to him. In this way very effective help can be given beyond death for something left undone on Earth. The fact that can convince us of the great and significant mission of Anthroposophy is that Anthroposophy can bridge the gulf between the living and the dead, that when human beings die they have not really gone away from us but we remain connected with them and can be active on their behalf. If it is asked whether one can always know whether the dead soul also hears us, it must be said that those who do what has been described with genuine devotion will eventually become aware from the way in which the thoughts which they are sending to the dead live in their own souls that the dead person is hovering around them. But this is an experience, a feeling, of which sensitive souls alone are capable. The most distressing aspect is when something that might be a great service of love is not heeded; in that case it has been done unnecessarily for the person concerned, but it may still have some effect in the general pattern of worlds. In any case one should not grieve excessively about such lack of success. After all, it happens even here that something is read to people who do not listen! These things may well give a true conception of the seriousness and worth of Anthroposophy. But it must constantly be emphasised that the conditions of our life in the spiritual world after death will depend entirely upon the manner of our life here on Earth. Even our community with others in the spiritual world depends upon the nature of the relationship we sought to establish with them here. If there has been no relationship with a human being here on Earth it cannot be taken for granted that any connection can be established in the other world between death and rebirth. The possibility of being led to him in the spiritual world is as a rule dependent upon the contact established here on Earth—not necessarily in the last incarnation only but in earlier lives as well. In short, both objective and personal relationships established here on Earth are the decisive factor for the life between death and the new birth. Exceptions do occur but must be recognised as such. What I said here at Christmastime (in Lecture Five) about the Buddha and his present mission on Mars is one such exception. There are numbers of human souls on the Earth who were able to contact the Buddha—even in his previous existence as Bodhisattva—as a result of inspirations received from the Mysteries. But because the Buddha was incarnated for the last time as the son of Suddodana, then worked in his etheric body as I have described1 and has now transferred his sphere of activity to Mars, at the present time the possibility exists that even if we never previously came in contact with the Buddha, we can establish a relationship with him in the life between death and rebirth; and we can then bring the results of that contact with us into the next incarnation on Earth. But that remains an exceptional case. The general rule is that after death we find those individuals with whom we had actual contacts here on Earth and continue these relationships in that other state of existence. What has now been said is closely related to the information given during this Winter about the life between death and the new birth, and the aim has been to show that if Anthroposophy remains simply a matter of theory and external science, it is only half of what it ought to be; it fulfils its true function only when it streams through souls as a veritable elixir of life and enables these souls to experience in depth the feelings that arise in a human being when he acquires some knowledge of the higher worlds. Death then ceases to appear as a destroyer of human and personal relationships. The gulf between life here on Earth and the life after death is bridged and many activities carried out with this in mind will develop. The dead will send their influences into life, the living their influences into the realm of the dead. My wish is that your souls will feel more deeply that life is enriched, becomes fuller and more spiritual when everything is influenced by Anthroposophy. Only those who feel this have the right attitude to Anthroposophy. What is of prime importance is not the knowledge that man consists of physical body, etheric body, astral body and Ego, that he passes through many incarnations, that the Earth too has passed through the several incarnations of Old Saturn, Old Sun and Old Moon, and so forth. The most important and essential need is to allow Anthroposophy to transform our lives in a way commensurate with the Earth's future. This feeling can never be experienced too deeply, nor can we bestir ourselves too often in this connection. The feelings we bear with us from these meetings and then move through life under the stimulus of the knowledge of the super-sensible worlds acquired here—these feelings are the really important element in anthroposophical life. Merely to have knowledge of Anthroposophy is not enough; knowledge and feeling must be combined. We must realise, however, how false it is to believe that without any understanding of the world we can do it justice. Leonardo da Vinci's saying is true: “Great love is the daughter of great understanding.” He who is not prepared to understand will not learn how to love. It is in this sense that Anthroposophy should find entry into our souls, in order that from this influence which proceeds from our own being a stream of spirituality may find its way into Earth-evolution, creating harmony between spirit and matter. Life on the Earth will, it is true, continue to be materialistic—indeed outer life will become increasingly so—but as man moves over the Earth he will bear within his soul the realisation of his connection with the higher worlds. Outwardly, earthly life will become more and more materialistic—that is the Earth's karma—but in the same measure, if Earth-evolution is to reach its goal, souls must become inwardly more and more spiritual. My purpose today was to make a small contribution towards understanding this task.
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