158. The Balance in the World and Man, Lucifer and Ahriman: Lecture III
22 Nov 1914, Dornach Tr. Mary Adams, Dorothy S. Osmond Rudolf Steiner |
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Whenever a man turns his thought and attention to duty, he looks right away from himself. Kant has given great and grand expression to this fact. He pictures duty as a lofty goddess, to whom man looks up: “Duty, thou great and exalted Name, thou has nought to do with fondness nor with favor; all that thou requirest is to submit thyself and serve.” |
158. The Balance in the World and Man, Lucifer and Ahriman: Lecture III
22 Nov 1914, Dornach Tr. Mary Adams, Dorothy S. Osmond Rudolf Steiner |
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From the previous lecture you will have been able to see that the very form of man's body is a result of the co-operation of Luciferic and Ahrimanic powers. It is particularly important in the present age for man to recognize this co-operation between Luciferic and Ahrimanic powers; for only by such recognition can he gradually learn to understand the forces that are at work behind the external phantasmagoria of existence. We know very well that we have no occasion either to hate Ahriman or to fear Lucifer, since their powers are inimical only when they are working outside the realm where they belong. We spoke on this subject at some length in Munich last year [ see Secrets of the Threshold, by Rudolf Steiner. ]; and we have also given indications in this direction in lectures here in Dornach. When we saw last time how the physical spatial body of man owes its form to the interaction of Luciferic and Ahrimanic powers, we were dealing with the most external element of human life in which Lucifer and Ahriman play a part. We come a little nearer to the inner nature of man when we pass from the physical to the etheric body. The etheric body may be regarded as the shaper of the physical body. At the foundation of our physical organism—and embedded at the same time in the whole etheric world—lies this etheric organism, in perpetual inner movement. Luciferic and Ahrimanic powers are active here too, as well as in the physical body. Man as etheric being—and it is important to recognize the fact—is also placed into the counterplay of these forces. In order to give focus to our study of this question, let us now turn our attention to the three fundamental activities of the human being in so far as he is not physical human being. I refer to the activities of Willing, Feeling and Thinking. So long as we regard man in respect of his physical body alone, we do not of course see this willing, feeling and thinking. Only in its physiognomy or in the performance of certain gestures or the like, does the physical body give us any indication of what is in man's inner nature. The etheric body, however, which is in perpetual movement, is continually giving expression to man's thinking, feeling and willing. A purely external science finds itself in difficulties when it comes to consider these activities of the human soul. If you will study the various philosophies you will find that one gives pre-eminence to the will, another to thought; and there are again others which consider feeling as the most important force in man. But as to how thinking, feeling and willing unite in man to form a whole—to that problem none of the philosophies of modern times can offer a solution. This inability to form a correct idea of the relationship between thinking, feeling and willing in the life of the soul is not unlike the difficulty someone might experience who, in order to relate himself rightly to the world around him, set out to form a clear conception of man as he appears in the external world. We do not know—so say the philosophers—whether the human soul in its essential nature has more the character of willing or feeling or thinking. It is exactly as if someone were to say: “I have no idea what a ‘man’ really is. One person brings me a five-year-old child and says: There is a man for you! Then another person comes along and points me out a much taller being, who is what is called ‘middle-aged.’ Finally a third person comes and shows me an entirely different being, with wrinkled countenance and grey hair. And now I am really at a loss to know what the being called ‘man’ is, for I have been shown three totally different beings with this name.” Of course the true answer is that they are all of them “man.” The one is very young, the second somewhat older and the third quite old; they are very different in appearance. But by taking all three ages together we acquire a knowledge of “man.” It is the same with willing, feeling and thinking. The difference there too is one of age. Willing is the same soul-activity as thinking, but willing is still a child. When it grows a little older, it becomes feeling, and when it is quite old it is thinking. The matter is made difficult by the fact that the different ages live together in our soul in these three activities. We have explained on other occasions (and you may read of it in my book The Threshold of the Spiritual World) that when we leave the physical world we come into a world where the law of change prevails instead of the law of persistence or fixity. There all is in constant change; what is old can suddenly grow young again and vice versa. Hence in that world the three activities can and actually do appear at one and the same time. Willing shows itself contemporaneously as young willing, as older willing (i.e., feeling) and at the same time also as quite old willing (i.e., thinking). The different ages are in that world intermingled, everything is mobile. This is how it is with the etheric body of man. These changes cannot, however, simply come about of themselves. To begin with, a uniform and single action of the soul does not come to consciousness at all in ordinary life, we are quite incapable of bringing such a thing into consciousness. If we think of the etheric body in the likeness of a flowing stream—for it is in the etheric body that we have to make our observations—then we are obliged to say that this stream of soul-activity does not come to consciousness at all in our life; but into this stream, into this perpetual movement of the etheric body that flows in the current of time, Luciferic—and again Ahrimanic—activity enters. Luciferic activity has the result of making the will young. When the activity of our soul is streamed through by Luciferic activity the result is will. When the Luciferic influence predominates, when Lucifer makes his forces felt in the soul, then will is active in us. Lucifer has a juvenating influence on the whole stream of our soul-activity. When, on the other hand, Ahriman brings his influence to bear on our soul-activity, he hardens it, it becomes old, and thinking is the result. Thinking, the having and holding of thoughts, is quite impossible in ordinary life unless Ahriman exerts his influence within our etheric body. We cannot get on in our life of soul, in so far as this comes to expression in the etheric body, without Ahriman and Lucifer. If Lucifer were to withdraw entirely from our etheric body, we would have nothing to fire our will. If Ahriman were to withdraw entirely from our etheric body, we would never be able to attain cool thinking. In between stands a region where Lucifer and Ahriman are in conflict. Here they interpenetrate; their activities play into one another. It is the region of feeling. The etheric body has actually this appearance; one can perceive in it Luciferic light and Ahrimanic hardness. If you could look at it, you would not of course see it as we might try to show it in a drawing; you would see it all in movement. But there are places where the etheric body seems to be quite untransparent, as if it had ice tracings in it. Forms and figures show themselves which resemble the patterns made by ice on a window pane. These are hardenings in the etheric body, and they are the result in it of the life of thought. This freezing of the etheric body at certain places is due to Ahriman; his forces have found entry there by means of thought. There are also places which seem to be full of light. Here the etheric body is transparent and gleams and glows with light. It is Lucifer who sends his rays into the etheric body of man and makes there centers of will. Then there are regions in between, where the etheric body is in perpetual movement and activity. Here you see at one moment hardness—and then suddenly the hardness is caught by a ray of light and melts right away. Hardening and dissolving, in perpetual alternation—such is the expression of the activity of feeling in the etheric body. Not only, therefore, is the form of the physical body of man called into being by the interplay of Luciferic and Ahrimanic forces—now creating a balance, now disturbing it again—but in the whole etheric body too, Luciferic and Ahrimanic forces are continually active. When the Ahrimanic forces gain the upper hand, we have an expression of thinking; when the Luciferic forces are in ascendance, we have an expression of willing; and when they are in mutual conflict one with the other, we have an expression of feeling. Thus do Luciferic and Ahrimanic forces play into one another in the etheric body of man. We human beings are as it were ourselves the resultant of these forces, we are placed into their midst. Now we must not imagine that we are present in this interplay with our full Ego. Our earthly Ego, the Ego that we have acquired in the course of earth evolution, can only come to its full consciousness in the physical body. Not until the time of Jupiter will the Ego be able to unfold itself completely within the etheric body. In all that takes place within the etheric body the real Ego of the human being has no immediate part. Had the progress of world evolution gone on without the intervention of Luciferic and Ahrimanic forces, then man would have been an altogether different being. He would, for example, have been able to have perceptions in his physical body, but he would not have been able to have thoughts. The capacity to have thoughts he owes to the fact that Ahriman can acquire influence over his etheric body. And he has impulses of will because Luciferic forces can acquire influence over his etheric body. These forces are therefore necessary for man, they must needs be present. We have said that with our earthly consciousness we cannot descend fully into the etheric body. Only in the physical body can we experience our full Ego-consciousness. With the etheric body we enter a world with which we cannot fully identify ourselves. And it is so, that when Ahriman enters into our etheric body, something more enters in with him besides the thoughts he forms there. Nor is it only impulses of will that enter our etheric body with Lucifer. And the same must be said of the feelings, the realm where the two are in conflict. In so far as Ahriman lives in our etheric body we dive down with our etheric body into the sphere of the elementary Nature spirits—the Earth, Water, Air and Fire spirits. We are not cognizant of the fact because we are not able to descend fully into our etheric body with our Ego. Nevertheless it is always so. Within this etheric body not only does there live the power of the thoughts that we ourselves think, but the influences also of the Nature spirits; these enter in and make themselves felt. When a man has met with these Nature spirits he is able afterwards to tell of some experience he has had which he did not have in his ordinary Ego-consciousness. For it is when he, is in an abnormal condition that man meets the Nature spirits, namely, when the etheric body is to some extent loosened from the physical body. How can such a thing happen? It can happen in the following way. The etheric body of man is in communion with the whole surrounding etheric world, therefore also with the whole sphere of the Nature spirits. Let us imagine, to take a simple case, that a man is walking along a road. When he is walking along a road in the daytime with his ordinary consciousness, his etheric body is properly in his physical body and he perceives with his Ego-consciousness what one is normally able to perceive with the Ego-consciousness. But now suppose that he is walking along a path by night. When we walk along a path by night, it is generally dark, and this fact will of itself produce in many persons a “creepy” feeling. And just because he gets into this condition, then the peculiar sensations that he experiences enable Lucifer to seize hold of him. His etheric body becomes loosened from the physical body, and then this emancipated etheric body can enter into relation with the surrounding etheric world. Now let us suppose that the man comes into the vicinity of a churchyard where etheric bodies are still present over the graves of recently deceased persons. In the condition in which he is, with his etheric body loosened, he is perhaps able to perceive something of the thoughts which are still remaining in the etheric bodies of the dead persons. Suppose someone has died only a short time ago leaving debts behind him; he died with the thought that he has incurred debts. Then it can be that this thought is still present in the etheric body of the person after he has died. We do not of course ordinarily perceive the thoughts in the etheric body of a dead human being. But for a man who has come into the condition I have described it might well be possible. He could enter into relation with the etheric body of the other and perceive within it the thought: “I have incurred debts.” And then because this experience strengthens the Luciferic power in him, there arises in him the feeling: “I must pay the debt for him.” He experiences in this way in his etheric body something he would never experience in the physical body in normal life. Such an experience does not happen to us in ordinary human life, and when it comes it makes an extraordinary impression upon our consciousness. For it arouses the knowledge: “I have had a strange and singular experience. I have not had this experience within the body, nor can I ever have it within the body.” We have the feeling quite distinctly that we are somewhere else than in our body, and that is a strange, an unaccustomed feeling. We experience at the same time an overpowering desire to return once more into the body, we long for help to return again into the body. This feeling of longing to return attracts to us certain elementary Nature spirits for whom this very feeling in us is food and nourishment. They come, because they are attracted by the feeling, “I want to be drawn into my physical body,” and they help us to find the way back to it. If one is asleep in the ordinary way, one finds the way back quite easily. But when one has undergone an experience such as I have described, it is difficult to find the way back. You must not of course imagine that we see the situation as we perceive things in the physical body; no, we see it imaginatively, in pictures. Someone comes to us—it is really a Nature spirit, appearing perhaps in the guise of a shepherd, and gives us the advice: “Go to a certain castle, I will take you there in my wagon,”—or some similar words. The situation may even be still further developed. The body which we have left and outside of which we have had the experience, may assume the appearance of an enchanted castle from which we have to release someone when we return into it. So do we “imaginate” in pictures the longing for the physical body and the help that the Nature spirits bring to us. And then we come back into the physical body—that is to say, we wake up. People who have had such experiences will tell us that they feel they have in actual reality come into contact in this way with the thoughts of a dead man. They say to themselves: “That feeling I had was not something that was merely in myself, it was no mere dream that I dreamed, it was a feeling that communicated to me something that was taking place in the world outside. It is of course all expressed in pictures, but it does truly correspond to an event.” I will now read to you such a picture, where a man narrates what he has experienced. As you will see, it was an experience somewhat similar to the one of which I have spoken. He describes it as follows. “When I had taken leave of the soldiers I met three men. They wanted to exhume a dead person who owed them three marks. I was filled with compassion and at once absolved the debt, in order that the dead man might rest in peace and not be disturbed in his grave. I walked on a little further. A strange man with pale countenance accosted me, invited me to mount a leaden carriage, and persuaded me to go with him to a castle. In the castle, he said, dwelt a princess, who had declared she would marry only a man who came to her on a carriage of lead. He turned to the driver and said: ‘Drive in the direction of the sunrise.’ Then came a shepherd who said: ‘I am the Count of Ravensburg.’ He ordered the driver to drive faster. We came to a door and we could hear a tumult within. The door was opened. The princess asked the man whence he came and how it had been possible for him to drive in company with that old man—and behold, I saw that he who had led me thither was a spirit. Then I entered in at the door and took possession of the castle.” That is to say, he came back into his body. There you have the description of just such an experience as I have been speaking of. And what is such an event, when it happens to someone who then tells others of it? It is a Märchen (a fairy-tale [ see Goethe's Standard of the Soul, by Rudolf Steiner. ]). You must not imagine that an experience of this nature is the only way in which man comes into relationship with the external etheric world through his etheric body. There is another. And that is, in an activity which is only half conscious, an activity in which the Ego only half participates—namely, the act of Speech. Our speaking is not so conscious as our thinking. It is not the case that speaking is something which belongs to us and which we have in our power. In speech live etheric Powers, and a good part of our speaking is unconscious. The Ego does not reach fully down into speech. When we speak we are in communication through our etheric body with the surrounding etheric world. We learn to think as individuals, but not to speak. We are taught to speak through the fact that our Karma places us into a particular set of circumstances in life. We have already seen how we may come into relation with the Nature spirits in abnormal conditions when the etheric body is loosened, and now we find that inasmuch as we speak and do not merely think silently, we come into relation with the Folk Spirits. The Folk Spirits enter our etheric body and live there—without our being aware of it. This life of the Folk Spirit within the human being really belongs just as little to his fully conscious Ego activity as does the “Märchen” of which I have told you. So much, then, for the activity of Lucifer and Ahriman in man's etheric body. The Luciferic and Ahrimanic forces enter also into the astral body. When we come to study the astral body of man, we must turn our attention to what is the distinguishing mark of the astral human being as he is on earth—namely, consciousness. In the physical body form and force are the essentials, in the etheric body, movement and life: in the astral body, consciousness. Now in the body of man we have not only one consciousness, but two; the ordinary waking state and the state of sleep. But, strange to say, neither of these two states is entirely natural to us. Natural would be for us an intermediate state between the two, a state which, as a matter of fact, we never really consciously have. If we were perpetually awake we would scarcely be able to develop in a proper, orderly manner through the various ages of life. Something is always present in us which is less awake than we are in our day-consciousness, and only by virtue of this are we in a position to evolve and develop. Ask yourselves, how much do you expect to be able to evolve through all that you experience and receive in ordinary life? For the most part, we merely satisfy thereby our desire, our curiosity, or our need of sensation. It is not often we act with deliberate intent to place what we experience in waking day life in the service of our development. The truth is, development takes place through the fact that something is continually sleeping in us, even in the daytime. I am not alluding to the habit of dropping off to sleep in the daytime! But when man is wide awake by day, something still remains fast asleep in him, and this it is which brings it about that he does not remain for ever a child, but evolves further. The ordinary waking state is what comes to consciousness through our astral body. In this ordinary waking state we are, however, too strongly awake, we are too intensely given up to the external world; we are, in fact, quite lost in it. How does this come about? The reason is that the waking consciousness lives under the influence of Ahriman. Ahriman has great power over our waking consciousness. It is quite different in the case of the sleep consciousness. In sleep consciousness we are too little awake. We are too engrossed in our own evolution; we are so completely and so powerfully within ourselves that all consciousness is obliterated. In sleep consciousness, Lucifer has the upper hand. This is then how the matter stands with our astral body. When we are awake, Ahriman has the upper hand over Lucifer, and when we are asleep Lucifer has the upper hand over Ahriman. They are in equilibrium only when we dream; there they pull with equal force, they strike a balance between them. The ideas which are called forth by Ahriman in day consciousness and which he causes to harden and crystallize, are dissolved and made to disappear under the influence of Lucifer; everything becomes pictures when Ahriman is no longer busy fixing them in rigid ideas. They melt and become mobile in themselves. A state of equilibrium is induced in a pair of scales by having both scale-pans equally laden; we have, then, not a state of rest but a state of equilibrium. It is the same with the life of man. We have not in man a state of rest, but a state of equilibrium; and the two forces which hold the scales and each of which at certain times brings extra weight to bear, are Lucifer and Ahriman. In waking consciousness Ahriman's side sinks down, in sleep consciousness Lucifer's. Only in the intermediate state, where we dream, are the two scale-pans held in poise, not at rest, but delicately poised in equilibrium. We can go on to carry our study into still higher regions of human life. Here too we shall find evidence of how Lucifer and Ahriman fill the world with their inter-working. Two ideas play a great part in human life. One is the idea of duty. We might also say, when we consider it from a religious point of view, the idea of commandment or behest. We speak sometimes, do we not, of the “behest of duty.” The other idea, which can be placed over against it, is the idea of right (or rights). If you will reflect a little on the part played in human life by these two ideas of duty and of right—I mean, the “right” one has to do this or that—you will very soon realize that they are polar opposites, and that men's inclinations are turned now more in the direction of duty, and now again in the direction of right. We live certainly in an age when people are more ready to speak of right than duty. All possible spheres of life claim their rights. We have Workers' Rights, Women's Rights, and so on and so on. Duty is the opposite idea of right. Our age will be followed by an age when duties will be more regarded than rights, and this will be directly attributable to the influence of the anthroposophical spiritual world-conception. In the future—certainly, in a rather distant future—we shall have movements where less and less emphasis will be laid on the demand for rights and people will inquire more and more as to their duty. The question will rather be: What is our duty as man, as woman, e.g., in this or that situation of life? The present epoch that demands rights will be succeeded by an epoch that asks after duties. We said that right and duty play into life like two polar opposites. Whenever a man turns his thought and attention to duty, he looks right away from himself. Kant has given great and grand expression to this fact. He pictures duty as a lofty goddess, to whom man looks up: “Duty, thou great and exalted Name, thou has nought to do with fondness nor with favor; all that thou requirest is to submit thyself and serve.” Man beholds duty, so to say, raying down upon him from regions of the spiritual world. In a religious sense, he feels duty as an impulse laid upon him by the Beings of the higher Hierarchies. And when man surrenders himself to duty, he goes right out of himself. It is in this going-out-of-himself in the feeling of duty, that man can begin to learn how to get beyond his ordinary self. There is, however, a danger to man in all such going-out-of his ordinary self, in all such endeavor after spiritualization. If man were to give himself up entirely to this, he would lose the ground from under his feet, he would lose his feeling of gravity. Therefore he must endeavor, when he surrenders himself to duty, to find within himself at the same time something that shall give him weight, so that he may keep his sense of gravity. Schiller expressed it very beautifully when he said that man has the best relation to duty when he learns to love duty. This is really saying a great deal. When a man speaks of learning to love duty he no longer merely surrenders himself to duty; he rises out of himself, taking with him the love with which otherwise he loves himself. The love that lives in his body, in his egoism—this love he takes out of himself, and loves with it duty. So long as it is self-love, so long is it a Luciferic force. But when man takes this self-love out of himself and loves duty in the way that otherwise he loves only himself, he releases Lucifer. He takes Lucifer into the realm of duty and gives him, so to say, a justified existence in the impulse and feeling of duty. If, on the other hand, a man cannot do this, if he cannot draw forth the love out of himself and offer it to duty, then he will continue to love only himself; and since he cannot love duty, he is obliged to subject himself to her, he becomes a slave to duty, he becomes, as we say, a man who “does his duty,”—hard and cold and uninspired. He hardens in an Ahrimanic sense, notwithstanding that he follows duty devotedly. You see how duty stands, as it were, in a midway position. If we surrender ourselves to her, she annuls our freedom, we become her slaves, because Ahriman draws near on the one hand with his impulses. But if we bring ourselves—if we bring all our power of self-love—as an offering and offer it up to duty, bringing thus to duty the Luciferic warmth of love, then the result is that, through the state of balance induced in this way between Lucifer and Ahriman, we find a right relation to duty. Thus we are truly, in a certain connection, redeemers of Lucifer. When we begin to be able to love our duty, then the moment has come when we can help towards the redemption and release of the Luciferic powers; we set free the Lucifer forces which are held in us as by a charm, and lead them forth to fight with Ahriman. We release the imprisoned Lucifer (imprisoned in self-love) when we learn to love our duty. Schiller sets himself this very question in his “Aesthetic Letters”: How is it possible to rise above slavery to duty and attain to love of duty? Of course he does not use the expressions “Lucifer” and “Ahriman,” because he does not see the problem in its cosmic aspect. Nevertheless these wonderful letters of Schiller on the Aesthetic Education of Man are directly translatable into Spiritual Science. Right, on the other hand, immediately shows that it is united with Lucifer. Man does not need to learn to love his right, he loves it already! It is perfectly natural that he should do so. It is natural for Lucifer to be connected with right in man's feeling—man feels that this or that is his right. Everywhere that right asserts itself, Lucifer is speaking there too. It is very often only too evident how Lucifer makes his voice heard in the demand of some right. Here it is a question of calling in something that can be set over against right. We have to call in Ahriman to create a polarity to Lucifer. And this we can do by cultivating the polar opposite of love. Love is inner fire, its opposite is calmness—the quiet acceptance of what happens in the world. As soon as we approach our right with this quiet and calm interest we call in Ahriman. It is not easy to recognize him here, for we set him free from his merely external existence, we summon him into ourselves and warm him with the love that is already united with right. Calm and peace of mind have the coldness of Ahriman; in the quiet understanding of what is in the world, we unite our warmth and our understanding love with the coldness that is in the world outside. And then we release Ahriman, when we meet what has come about with understanding, when we do not merely demand our rights out of self-love but understand what has come about in the world. This is the eternal battle that is waged between Lucifer and Ahriman. On the one hand man learns in a conservative way to understand the conditions that are in the world, he learns to understand how they have come about from cosmic, karmic necessity. That is one aspect of the matter. The other aspect is that he feels in his heart the urge to make new conditions possible, continually to let the old give place to the new. This is the revolutionary current in human life. In the revolutionary stream lives Lucifer, in the conservative stream Ahriman, and man in his life of right lives in the midst between these two poles. Thus we see how right and duty show each of them a state of equilibrium between Lucifer and Ahriman. We only learn to understand how the physical body, the etheric body and the astral body manifest in life, or how duty and right come to expression in the life of duty and the life of right, when we learn to recognize the interplay of great spiritual Powers, above all of those spiritual Powers who bring about the state of equilibrium. For just as what is in the external world stands under the influence of the spiritual forces that bring about balance, so does our moral life too belong in a world of polar opposites. The whole morale of human conduct, the whole ethical life of man with its poles of right and duty, only become comprehensible when we take into account the instreaming forces of Lucifer and Ahriman. And when we look at the life of man in history, that takes its course in an alternation between, on the one hand, revolutionary and warlike—that is to say, Luciferic—movements, and on the other hand, conservative—that is, Ahrimanic—movements, there too we find a condition of balance between Lucifer and Ahriman. In no other way is the world to be understood than by recognizing in it these opposite forces and influences. What we behold in the world outside is dualistic, it shows itself to us in opposites. And in this connection Manichaeism, correctly understood, has its complete justification. How Manichaeism is fully justified even within a spiritual monism—of that we shall have more to say in the future. The object I have had in view in these lectures is to show you how the whole world is a result of the working of balance. Particularly evident is the result of the working of balance in the life of art. With this as our starting-point we will go on in later lectures to consider the arts and their evolution in the world, and the part that has been taken by different spiritual Powers in the evolution of the life of art among mankind. |
309. The Roots of Education: Lecture Three
15 Apr 1924, Bern Tr. Helen Fox Rudolf Steiner |
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If you draw even a single line through a person in the right way, you can see that it is subject to manifold forces of attraction—this way or that, in every direction of space. This “space” of geometry, about which Kant produced such unhappy definitions and spun out such abstract theories—this space itself is in fact an organism, producing varied forces in all directions. |
309. The Roots of Education: Lecture Three
15 Apr 1924, Bern Tr. Helen Fox Rudolf Steiner |
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In the preceding lectures I have repeatedly spoken of how important it is that teachers turn their attention in particular toward the drastic changes, or metamorphoses, that occur during a child’s life—for example, the change of teeth and puberty. We have not fully developed our observation of such changes, because we are used to noticing only the more obvious outer expressions of human nature according to so-called natural laws. What concerns the teacher, however, arises in reality from the innermost center of a child’s being, and what a teacher can do for the child affects a child’s very inner nature. Consequently, we must pay particular attention to the fact that, for example, at this significant change of teeth, the soul itself goes through a transformation. Memory Prior to the Change of Teeth Let us examine a single aspect of this soul-life—the memory, or capacity for remembering. A child’s memory is very different before and after the change of teeth. The transitions and developments in human life occur slowly and gradually, so to speak of the change of teeth as a single fixed event in time is only approximate. Nevertheless, this point in time manifests in the middle of the child’s development, and we must consider very intensively what takes place at that time. When we observe a very young child, we find that the capacity to remember has the quality of a soul habit. When a child recalls something during that first period of life until the change of teeth, such remembering is a kind of habit or skill. We might say that when, as a child, I acquire a certain accomplishment—let us say, writing—it arises largely from a certain suppleness of my physical constitution, a suppleness that I have gradually acquired. When you watch a small child taking hold something, you have found a good illustration of the concept of habit. A child gradually discovers how to move the limbs this way or that way, and this becomes habit and skill. Out of a child’s imitative actions, the soul develops skillfulness, which permeates the child’s finer and more delicate organizations. A child will imitate something one day, then do the same thing again the next day and the next; this activity is performed outwardly, but also—and importantly—within the innermost parts of the physical body. This forms the basis for memory in the early years. After the change of teeth, the memory is very different, because by then, as I have said, spirit and soul are freed from the body, and picture content can arise that relates to what was experienced in the soul—a formation of images unrelated to bodily nature. Every time we meet the same thing or process, whether due to something outer or inner, the same picture is recalled. The small child does not yet produce these inward pictures. No image emerges for that child when remembering something. When an older child has a thought or idea about some past experience, it arises again as a remembered thought, a thought “made inward.” Prior to the age of seven, children live in their habits, which are not inwardly visualized in this way. This is significant for all of human life after the change of teeth. When we observe human development through the kind of inner vision I have mentioned—with the soul’s eyes and ears—we will see that human beings do not consist of only a physical body that can be seen with the eyes and touched with the hands. There are also supersensible members of this being. I have already pointed out the first so-called supersensible human being living within the physical body—the etheric human being. There is also a third member of human nature. Do not be put off by names; after all, we do need to have some terminology. This third member is the astral body, which develops the capacity of feeling. Plants have an etheric body; animals have an astral body in common with humans, and they have feeling and sensation. The human being, who exists uniquely as the crown of earthly creation, has yet a fourth member—the I-being. These four members are entirely different from one another, but since they interact with one another they are not generally distinguished by ordinary observation; the ordinary observer never goes far enough to recognize the manifestations of human nature in the etheric body, the astral body, or I-being. We cannot really aspire to teach and educate, however, without knowing these things. One hesitates to say this, because it may be regarded as fantastic and absurd within the broader arena of modern society. It is nevertheless the truth, and an unbiased knowledge of the human being will not disagree. The way that the human being works through the etheric body, astral body, and I-being is unique and is significant for educators. As you know, we are used to learning about the physical body by observing it—living or dead—and by using the intellect connected with the brain to elucidate what we have thus perceived with the senses. This type of observation alone, however, will never reveal anything of the higher members of human nature. They are inaccessible to methods of observation based only on sense-perception and intellectual activity. If we think only in terms of natural laws, we will never understand the etheric body, for example. Therefore, new methods should be introduced into colleges and universities. Observation through the senses and working in the intellect of the brain enable us to observe only the physical body. A very different training is needed to enable a person to perceive, for example, how the etheric body manifests in the human being. This is really necessary, not just for teachers of every subject, but even more so for doctors. The Etheric Body and the Art of Sculpting First, we should learn to sculpt and work with clay, as a sculptor works, modeling forms from within outward, creating forms out of their own inner principles, and guided by the unfolding of our own human nature. The form of a muscle or bone can never be comprehended by the methods of contemporary anatomy and physiology. Only a genuine sense of form reveals the true forms of the human body. But when we say such things we will immediately be considered somewhat crazy. But Copernicus was considered a bit mad in his time; even as late as 1828 some leaders of the Church considered Copernican theories insane and denied the faithful any belief in them! Now let’s look at the physical body; it is heavy with mass and subject to the laws of gravity. The etheric body is not subject to gravity—on the contrary, it is always trying to get away. Its tendency is to disperse and scatter into far cosmic spaces. This is in fact what happens right after death. Our first experience after death is the dispersal of the etheric body. The dead physical body follows the laws of Earth when lowered into the grave; or when cremated, it burns according to physical laws just like any other physical body. This is not true of the etheric body, which works away from Earth, just as the physical body strives toward Earth. The etheric body, however, does not necessarily extend equally in all directions, nor does it strive away from Earth in a uniform way. Now we arrive at something that might seem very strange to you; but it can in fact be perceived by the kind of observation I have mentioned. When you look up into the heavens, you see that the stars are clustered into definite groups, and that these groups are all different from one another. Those groups of stars attract the etheric human body, drawing it out into the far spaces. Let’s imagine someone here in the center. The different groups of stars are drawing out the etheric body in varying degrees; there is a much stronger attraction from one group of stars than from another, thus the etheric body is not drawn out equally on all sides but to varying degrees in the different directions of space. Consequently, the etheric body is not spherical, but, through this dispersion of the etheric, certain definite forms may arise in the human being through the cosmic forces that work down from the stars. These forms remain in us as long as we live on Earth and have an etheric body within us. If, for example, we take the upper part of the thigh, we see that both the form of the muscle and the form of the bone are shaped by influences from the stars. We need to discover how these very different forms can arise from different directions of cosmic space. We must try to model these varying forms in clay, and we will find that, in one particular form, cosmic forces act to produce length; in another the form is rounded off more quickly. Examples of the latter are the round bones, and the former are the more tubular bones. Like sculptors, therefore, we must develop a feeling for the world—the kind of feeling that, in ancient humankind, was present as a kind of instinctive consciousness. It was clearly expressed in the Eastern cultures of prehistory, thousands of years before our era; but we still find it in Greek culture. Just consider how contemporary, materialistic artists are often baffled by the forms of the Greek sculptors. They are baffled, because they believe the Greeks worked from models, which they examined from all sides. But the Greeks still had a feeling that the human being is born from the cosmos, and that the cosmos itself forms the human being. When the Greeks created their Venus de Milo (which causes contemporary sculptors to despair), they took what flowed from the cosmos; and although this could reveal itself only imperfectly in any earthly work, they tried to express it in the human form they were creating as much as possible. The point is that, if you really attempt to mold the human form according to nature, you cannot possibly do it by slavishly following a model, which is the contemporary studio method. One must be able to turn to the great “cosmic sculptor,” who forms the human being from a feeling for space, which a person can also acquire. This then is the first thing we must develop. People think they can gauge the human form by drawing a line going through vertically, another through the outstretched arms and another front to back; there you have the three dimensions. But in doing this, they are slaves to the three dimensions of space, and this is pure abstraction. If you draw even a single line through a person in the right way, you can see that it is subject to manifold forces of attraction—this way or that, in every direction of space. This “space” of geometry, about which Kant produced such unhappy definitions and spun out such abstract theories—this space itself is in fact an organism, producing varied forces in all directions. Human beings are likely to develop only the grosser physical senses, and do not inwardly unfold this fine delicate feeling for space experienced in all directions. If we could only allow this feeling for space to take over, the true image of the human being would arise. Out of an active inner feeling, you will see the plastic form of the human being emerge. If we develop a feeling for handling soft clay, we have the proper conditions for understanding the etheric body, just as the activity of human intellect connected with the brain provides the appropriate conditions for understanding the physical body. We must first create a new method of acquiring knowledge—a kind of plastic perception together with an inner plastic activity. Without this, knowledge stops short at the physical body, since we can know the etheric body only through images, not through ideas. We can really understand these etheric images only when we are able to reshape them ourselves in some way, in imitation of the cosmic shaping. The Astral Body in Relation to Music Now we can move on to the next member of the human being. Where do things stand today in regard to this? On the one hand, in modern life the advocates of natural science have become the authorities on the human being; on the other hand we find isolated, eccentric anthroposophists, who insist that there are also etheric and astral bodies, and when they describe the etheric and astral bodies, people try to understand those descriptions with the kind of thinking applied to understanding the physical body, which doesn’t work. True, the astral body expresses itself in the physical body, and its physical expression can be comprehended according to the laws of natural science. However, the astral body itself, in its true inner being and function, cannot be understood by those laws. It can be understood only by understanding music—not just externally, but inwardly. Such understanding existed in the ancient East and still existed in a modified form in Greek culture. In modern times it has disappeared altogether. Just as the etheric body acts through cosmic shaping, the astral body acts through cosmic music, or cosmic melodies. The only earthly thing about the astral body is the beat, or musical measure. Rhythm and melody come directly from the cosmos, and the astral body consists of rhythm and melody. It does no good to approach the astral body with what we understand as the laws of natural science. We must approach it with what we have acquired as an inner understanding of music. For example, you will find that when the interval of a third is played, it can be felt and experienced within our inner nature. You may have a major and minor third, and this division of the scale can arouse considerable variations in the feeling life of a person; this interval is still something inward in us. When we come to the fifth interval, we experience it at the surface, on our boundary; in hearing the fifth, it is as though we were only just inside ourselves. We feel the sixth and seventh intervals to be finding their way outside us. With the fifth we are passing beyond ourselves; and as we enter the sixth and the seventh, we experience them as external, whereas the third is completely internal. This is the work of the astral body—the musician in every human being—which echoes the music of the cosmos. All this is at work in the human being and finds expression in the physical human form. If we can really get close to such a thought in trying to comprehend the world, it can be an astonishing experience for us. You see, we are speaking now of something that can be studied very objectively—something that flows from the astral body into the human form. In this case, it is not something that arises from cosmic shaping, but from the musical impulse streaming into the human being through the astral body. Again, we must begin with an understanding of music, just as a sculptural understanding is necessary in understanding the etheric body’s activities. If you take the part of the human being that goes from the shoulder blades to the arms, that is the work of the tonic, the keynote, living in the human being. In the upper arm, we find the interval of the second. (You can experience all this in eurythmy.) And in the lower arm the third—major and minor. When you come to the third, you find two bones in the lower arm, and so on, right down into the fingers. This may sound like mere words and phrases, but through genuine observation of the human being, based on spiritual science, we can see these things with the same precision that a mathematician uses in approaching mathematical problems. We cannot arrive at this through any kind of mystical nonsense: it must be investigated with precision. In order that students of medicine and education really comprehend these things, their college training must be based on an inner understanding of music. Such understanding, permeated with clear, conscious thinking, leads back to the musical understanding of the ancient East, even before Greek culture began. Eastern architecture can be understood only when we understand it as religious perception descended into form. Just as music is expressed only though the phenomenon of time, architecture is expressed in space. The human astral and etheric bodies must be understood in the same contrasting way. We can never explain the life of feeling and passion with natural laws and so-called psychological methods. We can understand it only when we consider the human being as a whole in terms of music. A time will come when psychologists will not describe a diseased condition of the soul life as they do today, but will speak of it in terms of music, as one would speak, for example, of a piano that is out of tune. Please do not think that anthroposophy is unaware of how difficult it is to present such a view in our time. I understand very well that many people will consider what I have presented as pure fantasy, if not somewhat crazy. But, unfortunately, a socalled “reasonable” way of thinking can never portray the human being in actuality. We must develop a new and expanded rationality for these matters. In this connection, it is extraordinary how people view anthroposophy today. They cannot imagine that anything exists that transcends their powers of comprehension, but that those same powers can in fact eventually reach. Recently, I read a very interesting book by Maeterlinck translated into German. There was a chapter about me, and it ended in an extraordinary and very amusing way. He says: “If you read Steiner’s books you will find that the early chapters are logically correct, intelligently thought-out and presented in a perfectly scientific form. But as you read on, you get the impression that the author has gone mad.” Maeterlinck, of course, has a perfect right to his opinions. Why should he not have the impression that the writer was a clever man when he wrote the first part of the book, but went mad when he wrote the later part? But simply consider the actual situation. Maeterlinck believes that in the first chapters of these books the author was clever, but in the last chapters he had gone mad. So we get the extraordinary fact that this man writes several books, one after the other. Consequently, in each of these books the first few chapters make him seem very smart, but in later chapters he seems mad, then clever again, then mad, and so on. You see how ridiculous it is when one has such a false picture. When writers—otherwise deservedly famous—write in such a way, people fail to notice what nonsense it is. This shows how hard it is, even for such an enlightened person as Maeterlinck, to reach reality. On the firm basis of anthroposophy we have to speak of a reality that is considered unreal today. I-being and the Genius of Language Now we come to the I-being. Just as the astral body can be investigated through music, the true nature of the I-being can be studied through the word. It may be assumed that everyone, even doctors and teachers, accepts today’s form of language as a finished product. If this is their standpoint, they can never understand the inner structure of language. This can be understood only when you consider language, not as the product of our modern mechanism, but as the result of the genius of language, working vitally and spiritually. You can do this when you attempt to understand the way a word is formed. There is untold wisdom in words, way beyond human understanding. All human characteristics are expressed in the way various cultures form their words, and the peculiarities of any nation may be recognized in their language. For example, consider the German word Kopf (“head”). This was originally connected with the rounded form of the head, which you also find in the word Kohl (“cabbage”), and in the expression Kohlkopf (“head of cabbage”). This particular word arises from a feeling for the form of the head. You see, here the I has a very different concept of the head from what we find in testa, for example, the word for “head” in the Romance languages, which comes from testifying, or “to bear witness.” Consequently, in these two instances, the feelings from which the words are formed come from very different sources. If you understand language in this inward way, then you will see how the I-organization works. There are some districts where lightning is not called Blitz but Himmlitzer. This is because the people there do not think of the single flashes of lightning so much as the snakelike form. People who say Blitz picture the single flash and those who say Himmlitzer picture the zig-zag form. This then is how humans really live in language as far as their I is concerned, although in the current civilization, they have lost connection with their language, which has consequently become something abstract. I do not mean to say that if you have this understanding of language you will already have attained inward clairvoyant consciousness, whereby you will be able to behold beings like the human I. But you will be on the way to such a perception if you accompany your speaking with inner understanding. Thus, education in medical and teacher training colleges should be advanced as indicated, so that the students’ training may arouse in them an inner feeling for space, an inner relationship to music, and an inner understanding of language. Now you may argue that the lecture halls are already becoming empty and, ultimately, teacher training colleges will be just as empty if we establish what we’ve been speaking of. Where would all this lead to? Medical training keeps getting longer and longer. If we continue with our current methods, people will be sixty by the time they are qualified! The situation we are speaking of is not due in any way to inner necessity but is related to the fact that inner conditions are not being fulfilled. If we fail to go from abstractions to plastic and musical concepts and to an understanding of the cosmic word—if we stop short at abstract ideas—our horizon will be endless; we will continue on and on and never come to a boundary, to a point where we can survey the whole. The understanding that will come from understanding sculpting and music will make human beings more rational—and, believe me, their training will actually be accelerated rather than delayed. Consequently, this inner course of development will be the correct method of training educators, and not only teachers, but those others who have so much to contribute to educational work—the doctors. The Therapeutic Nature of Teaching Given what I spoke of in the introductory lectures concerning the relationship between educational methods and the physical health of children, it should be clear to you that real education cannot be developed without considering medicine. Teachers should be able to assess various conditions of health or disease among their children. Otherwise, a situation will arise that is already being felt—that is, a need for doctors in the schools. The doctor is brought in from outside, which is the worst possible method we could adopt. How do such doctors stand in relation to the children? They do not know the children, nor do they know, for example, what mistakes the teachers have made with them, and so on. The only way is to cultivate an art of education that contains so much therapy that the teacher can continually see whether the methods are having a good or bad influence on the children’s health. Reform is not accomplished by bringing doctors into the schools from outside, no matter how necessary this may seem to be. In any case, the kind of training doctors get these days does not prepare them for what they must do when they are sent into the schools. In aiming at an art of education we must provide a training based on knowledge of the human being. I hesitate to say these things because they are so difficult to comprehend. But it is an error to believe that the ideas of natural science can give us full understanding of the human being, and an awareness of that error is vital to the progress of the art of education. Only when we view children from this perspective do we see, for example, the radical and far-reaching changes that occur with the coming of the second teeth, when the memory becomes a pictorial memory, no longer related to the physical body but to the etheric body. In actuality, what is it that causes the second teeth? It is the fact that, until this time, the etheric is almost completely connected with the physical body; and when the first teeth are forced out, something separates from the physical body. If this were not the case, we would get new teeth every seven years. (Since people’s teeth decay so quickly nowadays, this might seem to be a good thing, and dentists would have to find another job!) When the etheric body is separated, what formerly worked in the physical body now works in the soul realm. If you can perceive these things and can examine the children’s mouths without their knowledge, you will see for yourself that this is true. It is always better when children do not know they are being observed. Experimental psychology so often fails because children are aware of what is being done. You can examine a child’s second teeth and find that they have been formed by the etheric body into a modeled image of the memory; and the shape of the teeth created by the etheric will indicate how the memory of the child will develop. Except for slight alterations in position here or there, you cannot physically change the second teeth once they are through—unless you are able to go so far as, for example, the dentist Professor Romer. He has written a book on dentistry—a new art of medicine based on anthroposophic principles—where he speaks of certain changes that can be effected even after the second teeth are established. But this need not concern us further. When the etheric body is loosened and exists on its own after the change of teeth, the building of memory leaves the physical realm and remains almost entirely in the element of soul; indeed, this fact can put teachers on the right track. Before this change, the soul and spirit formed a unity with the physical and etheric. After this, the physical—previously acting in conjunction with the soul—is expressed as the second teeth, and what collaborated with the physical in this process separates and manifests as an increased power to form ideas and as the formation and reliability of memory. Once you have acquired such insight into human nature, you will discover much that will help in your teaching. You must permeate yourselves with this spiritual knowledge of the human being and enliven it in yourselves; your observations of children will then inspire you with ideas and methods for teaching, and this inner inspiration and enthusiasm will penetrate your practical work. The rules established in introductory texts on education produce only abstract activity in the soul. But what arises from anthroposophic knowledge penetrates the will and the efforts of teachers; it becomes the impulse for everything done in the classroom. A living knowledge of the human being brings life and order to the soul of a teacher. But if teachers study only teaching methods that arise from natural science, they may get some clever ideas of what to do with the children, but they will be unable to carry them out. A teacher’s skill and practical handling of children must arise from the living spirit within, and this is where purely scientific ideas have no place. If teachers can acquire a true knowledge of the human being, they will become aware of how, when the etheric body is freed at the change of teeth, the child has an inner urge to receive everything in the form of images. The child’s own inner being wants to become “image.” During the first stage of life, impressions lack this picture-forming tendency; they are transformed instead into habits and skills in the child; memory itself is habit and skill. Children want to imitate, through the movement of the limbs, everything they see happening around them; they have no desire to form any inner images. But after the change of teeth, you will notice how children come to know things very differently. Now they want to experience pictures arising in the soul; consequently, teachers must bring everything into a pictorial element in their lessons. Creating images is the most important thing for teachers to understand. Teaching Writing and Reading When we begin to view the facts, however, we are immediately faced with certain contradictions. Children must learn to read and write, and when they come to school we assume they will first learn to read, and after that they will learn to write in connection with their reading. Let’s consider, however, the reality of letters—what it means when we take a pen to paper and try to express through writing what is in the mind. What is the relationship between the printed letters of today and the original picture-language of ancient times? How were we taught these things? We show children a capital A and a lowercase a, but what in the world do these letters have to do with the sound “ah”? There is no relationship at all between the form of the letter A and the sound “ah.” When the art of writing arose, things were different. In certain areas, pictorial signs were used, and a kind of pictorial painting was employed. Later, this was standardized; but originally those drawings copied the process and feeling of the sounds; thus, what appeared on paper was, to some extent, a reproduction of what lived in the soul. Modern characters, however, are alien to a small child’s nature, and it is little wonder that when certain early peoples first saw printed letters, it had a peculiar effect on them. When the people of Europe came among the Native Americans and showed them how they expressed their thoughts on paper, the Native Americans were alarmed and considered it the work of the devil; they were afraid of the little demons lurking behind those written letters. They immediately concluded that the Europeans engaged in black magic, since people have a habit of attributing to black magic whatever they cannot understand. But what is the truth of the matter? We know that when we utter the sound “ah,” we express wonder and admiration. Now, it is very natural to try to reproduce this sound with the whole body and express it in a gesture of the arms. If you copy this gesture (stretching the arms obliquely above the head) you get the capital A. When you teach writing, you can, for example, begin with a feeling of wonder, and proceed with the children to some kind of painting and drawing, and in this way you can bring their inner and outer experiences into that painting and drawing. Consider another example. I tell a girl to think of a fish and ask her to paint it (awkward though this may be). It must be done in a particular way, not simply as she might prefer, but with the head of the fish in front, like this, and the rest of the fish here. The child paints the fish, and thus, through a kind of painting and drawing, she produces a written character. You then tell her to pronounce the word fish—“fish.” Now take away the ish, and from fish you have arrived at her first written letter, f. In this way a child will come to understand how pictorial writing arose, and how it developed into contemporary writing. The forms were copied, but the pictures were abandoned. This is how drawing the various sounds arose. You do not need to make a special study of how such things evolved. This is not really necessary for teachers, since they can develop them out of their own intuition and power to think. Have a boy, for example, paint the upper lip of a mouth, and then pronounce the word mouth. Leave out the outh, and you get the m. In this way you can relate all the written characters to some reality, and the child will constantly develop a living, inner activity. Thus, you should teach the children writing first, and let today’s abstract letters arise from tangible reality; when a child learns to write in this way, the whole being is engaged in the process. Whereas, if you begin with reading, then only the head organization participates in an abstract way. In writing, the hand must participate as well, and in this way the whole human being is aroused to activity. When you begin with writing—writing developed through the formation of images and drawing forms—your teaching will approach the child’s whole being. Then you can move on to teaching reading; and what was developed out of the child’s whole being through drawing can be understood by the head. This method of teaching writing and reading will naturally take longer, but it will have a far healthier effect on the whole earthly life from birth to death. These things can be done when the practical work of the school flows out of a real spiritual knowledge of the human being. Such knowledge can, through its own inner force, become the teaching method in our schools. The desires of those who earnestly seek a new art of education live in this; but its essence can be truly found only when we are unafraid to look for a full knowledge of the human being in body, soul, and spirit. |
321. The Warmth Course: Lecture V
05 Mar 1920, Stuttgart Tr. George Adams, Alice Wuslin, Gerald Karnow Rudolf Steiner |
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That is the essential distinction between mathematical concepts and other concepts. This is the distinction about which Kant and other philosophers waged such controversy. You can distinguish the inner determination of mathematical concepts. |
321. The Warmth Course: Lecture V
05 Mar 1920, Stuttgart Tr. George Adams, Alice Wuslin, Gerald Karnow Rudolf Steiner |
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My dear friends, I would have liked to carry out for you today some experiments to round out the series of facts that lead us to our goal. It is not possible to do so, however, and I must accordingly arrange my lecture somewhat differently from the way I intended. The reason for this is partly that the apparatus is not in working order and partly because we lack alcohol today, just as we lacked ice yesterday. We will therefore take up in more detail the things that were begun yesterday. I will ask you to consider all these facts that were placed before you for the purpose of obtaining a survey of the relationships of various bodies to the being of heat. You will realize that certain typical phenomena meet us. We can say: These phenomena carry the impress of certain relations involving the being of heat, at first unknown to us. Heat and pressure exerted on a body or the state of aggregation that a body assumes according to its temperature, also the extent of space occupied, the volume, are examples. We are able on the one side, to see how a solid body melts, and can establish the fact that during the melting of the solid, no rise in temperature is measurable by the thermometer or any other temperature-measuring instrument. The temperature increase stands still, as it were, during the melting. On the other hand, we can see the change from a liquid to a gas, and there again we find the disappearance of the temperature increase and its reappearance when the whole body has passed into the gaseous condition. These facts make up a series that you can demonstrate for yourselves, and that you can follow with your eyes, your senses and with instruments. Yesterday, also, we called attention to certain inner experiences of the human being himself which he has under the influence of warmth and also under the influence of other sense qualities such as light and tone. But we saw that magnetism and electricity were not really sense impressions, at least not immediate sense impressions, because as ordinary physics says, there is no sense organ for these entities. We say, indeed, that so far as electrical and magnetic properties are concerned we come to know them through determining their effects, the attraction of bodies for instance, and the many other effects of electrical processes. But we have no immediate sense perception of electricity and magnetism as we have for tone and light. We then noted particularly, and this must be emphasized, that our own passive concepts, by which we represent the world, are really a kind of distillation of the higher sense impressions. Wherever you make an examination you will find these higher concepts and will be able to convince yourselves that they are the distilled essence of the sense impressions. I illustrated this yesterday in the case of the concept of being. You can get echoes of tone in the picture of the conceptual realm, and you can everywhere see showing through how these concepts have borrowed from light . But there is one kind of concept where you cannot do this, as you will soon see. You cannot do it in the realm of the mathematical concepts. In so far as they are purely mathematical, there is no trace of the tonal or the visible. Now we must deceive ourselves here. Man is thinking of tone when he speaks of the wave number of sound vibrations. Naturally I do not refer to this sort of thing. I mean all that is obtained from pure mathematics. Such things, for instance, as the content of the proposition of Pythagoras, that the sum of the angles of a triangle is 180°, or that the whole is greater than the part, etc. The basis of our mathematical concepts does not relate itself to the seen or the heard, but it relates itself in the last analysis to our will impulse. Strange as it may seem to you at first, you will always find this fact when you look at these things from the psychological point of view, as it were. The human being who draws a triangle (the drawn triangle is only an externalization) is attaining in concept to an unfolding of the will around the three angles. There is an unfolding of action around three angles as shown by the motion of the hand or by walking, by turning of the body. The thing that you have within you as a will-concept, that in reality you carry into the pure mathematical concept. That is the essential distinction between mathematical concepts and other concepts. This is the distinction about which Kant and other philosophers waged such controversy. You can distinguish the inner determination of mathematical concepts. This distinction arises from the fact that mathematical concepts are so rigidly bound up with our own selves, that we carry our will nature into them. Only what subsists in the sphere of the will is brought into mathematical operations. This is what makes them seem so certain to us. What is not felt to be so intimately bound up with us, but is simply felt through an organ placed in a certain part of our make-up, that appears uncertain and empirical. This is the real distinction. Now, I wish to call your attention to a certain fact. When we dip down into the sphere of will, whence came, in a vague and glimmering way, the abstractions which make up the sum of our pure arithmetical and geometrical concepts, we enter the unknown region where the will rules, a region as completely unknown to us in the inner sense, as electricity and magnetism are in the outer sense. Yesterday I endeavored to illustrate this by asking you to imagine yourselves living, thinking rainbows with your consciousness in the green, in consequence of which you did not perceive the green but perceived the colors on each side of it, fading into the unknown. I compared the red to the dipping down inwardly into the unknown sphere of the will and the blue-violet to the outward extension into the spheres of electricity and magnetism and the like. Now I am inserting at this point in our course this psychological-physiological point of view, as it might be called, because it is very essential for the future that people should be led back again to the relation of the human being to physical observations. Unless this relationship is established, the confusion that reigns at present cannot be eliminated. We will see this as we follow further the phenomena of heat. But it is not so easy to establish this relationship in the thinking of today. The reason is just this, that modern man cannot easily bridge the gap between what he perceives as outer space phenomena in the world, or better, as outer sense phenomena and what he experiences within. In these modern times there is such a pronounced dualism between all which we experience as knowledge of the outer world and what we experience inwardly, that it is extraordinarily difficult to bridge this gap, But the gap must be bridged if physics is to advance. To this end we must use the intuitive faculties rather than the rational when we relate something external to what goes on within man himself. Thus we can begin to grasp how we must orient ourselves, in observing phenomena so difficult as those arising from heat. Let me call your attention to the following: Suppose you learn a poem by heart. You will, as you learn it, first find it necessary to become acquainted with the ideas that underlie the poem. At first you will always have the tendency, when you recite the poem, to let those ideas unroll in your mind. But you know that the more frequently you recite the poem, especially when there is a lapse of time between the recitations, the less intensely you are obliged to think of the ideas. There may come a time when it is not necessary to think at all, but simply to reel off the recitation mechanically. We never actually reach this point; do not wish to, in fact, but we approach the condition asymptotically as it were. Our feelings as human beings prevent us from reaching this stage of purely mechanical repetition, but it is thinkable that we would get to the point where we needed to think not at all, but when we spoke the first line the rest of the poem would follow without any thinking about it. You recognize the similarity between such a condition and the approach of the hyperbola to its asymptotes. But this leads us to the conception that when we speak a poem we are dealing with two different activities working simultaneously in our organism. We are dealing with a mechanical reeling-off of certain processes, and along with this go the processes included in our soul concepts. On the one hand, we have what we can properly speak of as playing itself out mechanically in space, and on the other hand, we have a soul process which is entirely non-spatial in nature. When now, you fasten your attention simply on that which reels itself off mechanically, and you do this in thought, for instance, if you imagine you recited a poem in an unknown language, then you have simply the mechanical process. The instant you accompany this mechanical process with thinking, then you have an inner soul activity that cannot be brought out into space. You cannot express in space the thinking with which a man accompanies the recitation, as you can the mechanical processes of actual speaking, of the pronouncing of words. Let me give you an analogy. When we follow the heating of a solid body up to the time it arrives at its melting point, the temperature becomes higher. We can see this on the thermometer. When the body begins to melt, the thermometer stands still until the melting is complete. There is an analogy between what we can follow with the thermometer, the outer physical process, and what we can follow physically in the spoken word. And there is an analogy also between what escapes us, and lies in the concepts of the reciter and what happens to the heat while the melting goes on. Here you see, we have an example where we can, by analogy, at least bridge the gap between an outer observation and something in the human being. In other realms than that of speech we do not have such ready examples to bridge the gap. This is because in speech there is, on the one hand, the possibility imaginable, at least, that a person could mechanically speak out something learned by heart. Or on the other hand, that the person would not speak at all but simply think about it and thus remove it entirely from the realm of space. In other spheres we do not have the opportunity to make this cleavage and see precisely how one activity passes over into another. Especially is this difficult when we wish to follow the nature of heat. In this case we have to set out to investigate physiologically and psychologically how heat behaves when we have taken it up into ourselves. Yesterday, by way of illustration, I said to you: “I go into a room that is comfortably warmed, I sit down and write.” I cannot so directly find the inter-relationships between what I experience or feel when I go into the warm room. What goes on within me parallels the outer warmth, when I write my thoughts down. But I cannot determine the relationship so readily as I can between speaking something and thinking about it. Thus it is difficult to find the something within that corresponds to the outer sensation of warmth. It is a question of gradually approaching the concepts that will lead us further in this direction and in this connection I want to call your attention to something you know from your anthroposophy. You know, when we make the attempt to extend our thinking by meditation, to increase its inner intensity, and so to work with our thoughts that we come again and again into the condition where we know we are using soul-forces without the help of the body, we notice a certain thing. We notice that in order to do this, our entire inner soul life has to change. With ordinary abstract thoughts man cannot enter the higher region of human soul life. There thoughts become picture-like and they have to be translated out of the imaginative element in order to get them into abstract form, if they are to be brought into the outer world which is not grasped by the imaginative element. But you need to understand a method of looking at these things, such as is presented, for instance, in my Occult Science. In this book the endeavor is to be as true to the facts as possible, and it is this which has so disturbed the people who are only able to think abstractly. For the attempt must be made to get things over into picture form, as I have done to some extent in the description of the Saturn and Sun states. There you will find purely picture concepts mixed in with the others. It is very hard for people to go over into the pictures, because these things cannot be put into the abstract form. The reason for this is that when we think abstractly, when we move within the narrow confines of concepts, in which people today are so much at home, and especially so in the realm of natural science, when we do this we are using ideas completely dependent on our bodies. We cannot, for instance, do without our bodies when we set out to think through the things set forth as laws in the physics books. There we must think in such a way that we use our bodies as instruments. When we rise to the sphere of the imagination, then the abstract ideas must be completely altered, because our inner soul life no longer uses the physical body. Now you can take what I might call a comprehensive view of the realm of imaginative thought. This realm of imaginative thought has in us nothing to do with what is tied up in our outer corporeality. We rise to a region where we live as beings of soul and spirit without dependence on our corporeality. In other words, the instant we enter the realm of the imaginative, we leave space. We are then no longer in space. Note now, this has an extremely important bearing. I have in the previous course, made a very definite differentiation between mere kinematics and what enters into our consideration as mechanical, such as mass, for instance. As long as I consider only kinematics, I need only think of things. I can write them down on a blackboard or a sheet of paper and complete the survey of motion and space so far as my thinking takes me. But in that case I must remain within what can be surveyed in terms of time and space. Why is this? This is so for a very definite reason. You must make the following clear to yourselves: All human beings, as they exist on earth, are as you yourselves, within time and space. They are bounded by a definite space and are related as space objects to other space objects. Therefore, when you speak of space, you are not able, considering the matter in an unprejudiced way, to take seriously the Kantian ideas. For if space were inside of us, then we could not ourselves be within space. We only think space is inside of us. We can free ourselves of this fancy, of this notion, if we consider the fact that this being-within space has a very real meaning for us. If space were inside of us, it would have no meaning for a person whether he were born in Moscow or Vienna. But where we are born has a very real significance. As a terrestrial-empirical person, I am quite completely a product of space facts. That is, as a human being, I belong to relations that form themselves in space. Likewise, with time, you would all be different persons if you had been born 20 years earlier. That is to say, your life does not have time inside of it, but time has your life within it. Thus as experiencing persons, you stand within time and space. And when we talk of time and space, or when we make a picture of will impulses, as I have explained we do in geometry, this is because we ourselves live inside of spatial and temporal relations, and are therefore quite definitely conditioned by them, and so are able, a priori, to speak of them as we do in mathematics. When you go over to the concept of mass, this is not so. The matter must then be put otherwise. In respect to mass, you are dealing with something quite special. You cannot say that you cut out a portion of time or space, but rather that you live in the general space mass and make it into your own mass. This mass then, is within you. It cannot be gainsaid that this mass with all its activities, all of its potentialities, is active inside of you; at this moment it falls into a different category from time and space so far as its relations to you are concerned. It is precisely because you yourself take part, as it were, with your inner being in the properties of the mass, because you take it up into your being, that it does not allow itself to be brought into consciousness like time and space. In the realm where the world gives us our own substance, we thus enter an unknown region. This is related to the fact that our will is, for instance, closely connected with the phenomena of mass inside us. But we are unconscious of these phenomena; we are asleep to them. And we are related to the will activity and accompany mass phenomena within us in no other way than we are to the world in general between going to sleep and waking up. We are not conscious of either one. Both these things are hidden from human consciousness, and in this respect, there is no immediate distinction between them. Thus we gradually bring these things nearer to the human being. It is this that the physicists shy away from, the bringing of such things near to man. But in no other way can we obtain real concepts except by developing relationship between the human being and the world, a relationship that does not exist at the start, as in the case of time and space. We speak of time and space, let us say, out of our rational faculties, whence comes the remoteness of the mathematical and kinematical sciences. Of the things experienced merely through the senses, in an external fashion, things related to mass, we can at first speak only in an empirical fashion. But we can analyze the relation between the activity of a portion of mass within us and outer mass activity. As soon as we do this we can begin to deal with mass in the same way that we deal with the obvious relation between ourselves and time or ourselves and space. That is, we must grow inwardly into such relation with the world in our physical concepts, as we have for the mathematical or kinematical concepts. It is a peculiar thing that, as we loosen ourselves from our own bodies in which all those things take place to which we are asleep, as we raise ourselves to imaginative concepts, we really take a step nearer the world. We approach always nearer to that which otherwise reigns in us unconsciously. There is no other way to enter into the objectivity of the facts than to push forward with our own developed inner soul forces. At the same time that we detach ourselves from our own materiality, we approach more and more closely to what is going on in the outside world. However, it is not so easy to obtain even the most elementary experiences in this region, since a person must so transform himself that he pays attention to things that are not noticed at all under ordinary circumstances. But now, I will tell you something that will probably greatly astonish you. Let us suppose you have advanced further on the path of imaginative thinking. Suppose you have really begun to think imaginatively. You will then experience something that will astonish you. It will be much easier than it formerly was for you to recite in a merely mechanical way a poem that you have learned by heart. It will not be more difficult for you, but less so. If you examine your soul organism without prejudice and with care, you will at once find that you are more prone to recite a poem mechanically without thinking about it, if you have undergone an occult training than if you have not undergone such a training. You do not dislike this going over into the mechanical so strongly as you did before the occult development. It is such things as this that are not usually stated but are meant when it is said over and over again: The experiences you have in occult training are really opposed to the concepts that are ordinarily had before you enter occult training and thus it is, when the more advanced stage is reached, that one comes to look more lightly on the ideas of ordinary life. And therefore, anyone who advances in occultism is exposed to the danger of afterwards becoming a greater mechanist than before. An orderly occult training guards against this, but the tendency to become materialistic is quite marked in the very people who have undergone occult development. I will, by example, tell you why. You see, in ordinary life, it is really, as the theorists say it is, the brain thinks. But ordinarily, a man does not actually experience this fact. It is quite possible in this ordinary life to carry out such a dialogue as I did in my childhood with a youthful friend who as a crass materialist and became more and more so. He would say, “When I think my brain does the thinking.” I would say to that: “ Yes, but when you are with me you always say, I will do this, I think. Why do you not say, my brain will do this, my brain thinks? You are always speaking an untruth.” The reason is that for the theoretical materialist, quite naturally, there does not exist the possibility of observing the processes in the brain. He cannot observe these physical processes. Therefore, materialism remains for him merely a theory. The moment a person advances somewhat from imaginative to inspirational ideas, he becomes able really to observe the parallel processes in the brain. Then what goes on in the material part of the brain becomes really visible. Aside from the fact that it is extremely seductive, the things a person can observe in his own activity appear to him more and more wonderful to a high degree. For this activity of the brain is observable as something more wonderful than all that the theoretical materialists can describe about it. Therefore, the temperature comes to grow materialistic for the very reason that the activity of the human brain has become observable. Only one is, as has been said, protected from this. But as I have explained to you these steps in occult development, I have at the same time showed you how this development creates the possibility of a deeper penetration into material processes. This is the extraordinary thing. He who functions in the spirit simply as an abstract thing, will be relatively powerless in the face of nature. He grows into contact with other natural phenomena as he has already grown into contact with time and space. We must now set up on the one side, all the things we have just tried to place before our minds, and on the other side, those things that have met us from the realm of heat. What has come to us from the realm of heat? Well, we followed the rise of temperature as we warmed a solid body to melting point. We showed how the temperature rise disappeared for a time, and then re-appeared until the body began to boil, to evaporate. When we extended our observations, another thing appeared. We could see that the gas produced passed over in all directions on its surroundings. (Fig. 1a), seeking to distribute itself in all directions, and could only be made to take on form if its own pressure were opposed by an equal and opposite pressure brought to bear from the outside. These things have been brought out by experiment and will be further cleared up by other experiments. The moment the temperature is lowered to the point where the body can solidify, it can give itself a form (Fig. 1b). When we experience temperature rise and fall, we experience what corresponds externally to form. We are experiencing the dissolution of form and the re-establishment of it. The gas shows us the dissolution, the solid pictures for us the establishment of form. We experience the transition between these two, also, and we experience it in an extremely interesting fashion. For, imagine to yourselves the solid and the gas and the liquid, the fluid body standing between. This liquid need not be enclosed by a vessel surrounding it completely, but only on the bottom and sides. On the upper side, the liquid forms its own surface perpendicular to the line between itself and the center of the earth. Thus we can say that we have here a transition form between the gas and the solid (Fig. 1c). In a gas we never have such a surface. In a liquid such as water, we have one surface formed. In the case of a solid, we have that all around the body which occurs in the liquid only on the upper surfaces. Now this is an extremely interesting and significant relation. For it directs our attention to the fact that a solid body has over its entire surface something corresponding to the upper surface of a liquid, but that it determines the establishment of the surface on a body of water. It is at right angles to the line joining it to the center of the earth. The whole earth conditions the establishment of the surface. We can therefore say: In the case of water, each point within it has the same relation to the entire earth that the points in a solid have to something within the solid. The solid therefore includes something which in the case of water resides in the relation of the latter to the earth. The gas diffuses. The relation to the earth does not take part at all. It is out of the picture. Gases have no surface at all. You will see from this that we are obliged to go back to an old conception. I called your attention in a previous lecture to the fact that the old Greek physicists called solid bodies Earth. They did this, not account of some superficial reason such as has been ascribed to them by people today, but they did it because they were conscious of the fact that the solid, of itself, takes care of that which is the case of water is taken care of by the earth as a whole. The solid takes into itself the role of the earthly. It is entirely justified to put the matter in this way: The earthly resides within a solid. In water it does not reside within, but the whole earth takes up the role of forming a surface on the liquid. Thus you see, when we proceed from solid bodies to water, we are obliged to extend our considerations not only to what actually lies before us but in order to get an intelligent idea of the nature of water, we must extend them to include the water of the whole earth and to think of this as a unity in relation with the central point of the earth. To observe a “fragment” of water as a physical entity is absurd, just as much so as to consider a cut-off garment of my little finger as an organism. It would die at once. It only has meaning as an organism if it is considered in its relation to the whole organism. The meaning that the solid has in itself, can only be attached to water if we consider it in relation to the whole earth. And so it is with all liquids on earth. And again, when we pass on from the fluid to the gaseous, we come to understand that the gaseous removes itself from the influence of the earth. It does not form surfaces. It partakes of everything which is not terrestrial. In other words, we must not merely look on the earth for the activities of a gas, we must bring in the environment of the earth to help us out, we must go out into space and seek there the forces involved. When we wish to learn the laws of the gaseous state, we become involved in nothing less than astronomical considerations. Thus you see how these things are related to the whole terrestrial scheme when we examine the phenomena that we have up to this time simply gathered together. And when we come to such a point as the melting or boiling point, then there enter in things that must now appear to us as very significant. For, if we consider the melting point we pass from the terrestrial condition of the solid body where it determines its own form and relations, to something which includes the whole earth. The earth takes the sold captive when the latter goes over into the fluid state. From its own kingdom, the solid body enters the terrestrial kingdom as a whole when we reach the melting point. It ceases to have individuality. And when we carry the fluid body over into the gaseous condition, then we come to the point where the connection with the earth as shown by the formation of a liquid surface is loosened. The instant we go from a liquid to a gas, the body loosens itself from the earth, as it were, and enters the realm of the extra-terrestrial. When we consider a gas, the forces active in it are to be thought of as having escaped from the earth. Therefore, when we study these phenomena we cannot avoid passing from the ordinary physical-terrestrial into the cosmic. For we no longer are in contact with reality if our attention is not turned to what is actually working in the things themselves. But now another phenomena meets us. Consider such a thing as the one you know very well and to which I have called your attention, namely that water behaves so remarkably, in that ice floats on water, or, stated otherwise, is less dense than water. When it goes over into the fluid condition its temperature rises, and it contracts and becomes denser. Only by virtue of this fact can ice float on the surface of the water. Here we have between zero and four degrees, water showing an exception to the general rule that we find when temperature increases, namely that bodies become less and less dense as they are warmed up. This range of four degrees, where water expands as the temperature is lowered, is very instructive. What do we learn from this range? We learn that the water sets up an opposition. As ice it is a solid body with a kind of individuality, but opposes the transition to an entirely different sphere. It is very necessary to consider such things. For then we begin to get an understanding as to why, under certain conditions, the temperature as determined by a thermometer disappears, say at the melting or boiling points. It disappears just as our bodily reality disappears when we rise to the realm of imagination. We will go into the matter a little more deeply, and it will not appear so paradoxical when we try to clear up further the following: What happens then, when a heat condition obliges us to raise the temperature to the third power, or in this case to go into the fourth dimension, thus passing out of space altogether? Let us at this time, put this proposition before our souls and tomorrow we ill speak further about it. Just as it is possible for our bodily activity to pass over into the spiritual when we enter the imaginative realm, so we can find a path leading from the external and visible in the realm of heat tot he phenomena that are pointed to by our thermometer when the temperature rise we are measuring with it disappears before our eyes. What process goes on behind this disappearance? That is the question which we are asking ourselves today. Tomorrow we will speak of it further. |
293. The Study of Man: Lecture III
23 Aug 1919, Stuttgart Tr. Daphne Harwood, Helen Fox Rudolf Steiner |
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Then, however, he would consider what grounds his science gives for answering such a question, and he would say: in this case, minerals, plants and animals would be on the earth, only man would not be there; and the course of the earth right through from the beginning, when it was still in the nebulous condition described by Kant and Laplace, would have been the same as it has been, only that man would not have been present in this progress. |
293. The Study of Man: Lecture III
23 Aug 1919, Stuttgart Tr. Daphne Harwood, Helen Fox Rudolf Steiner |
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The teacher of the present day should have a comprehensive view of the laws of the universe as a background to all he undertakes in his school work. And clearly, it is particularly in the lower classes, in the lower school grades, that education demands a connection in the teacher's soul with the highest ideas of humanity. A real canker in school constitution of recent years has been the habit of keeping the teacher of younger classes in a kind of dependent position, in a position which has made his existence seem of less value than that of teachers in the upper school. Naturally this is not the place for me to speak in general of the spiritual branch of the social organism. But I must point out that in future everything in the sphere of teaching must be on an equal footing; and public opinion will have to recognise that the teacher of the lower grades, both spiritually and in other ways, has the same intrinsic value as the teacher of the upper grades. It will not surprise you, therefore, if we point out to-day in the background of all teaching—with younger children as with older—there must be something that one cannot of course use directly in one's work with the children, but which it is essential that the teacher should know if his teaching is to be fruitful. In our teaching we bring to the child the world of nature on the one hand and the world of the spirit on the other. In so far as we are human beings on the earth, on the physical plane, fulfilling our existence between birth and death, we are intimately connected with the natural world on the one hand and the spiritual world on the other hand. Now the psychological science of our time is a very weak growth. It is still suffering from the after-effects of that dogmatic Church pronouncement of A.D. 869—to which I have often alluded—a decree which obscured an earlier vision resting on instinctive knowledge: the insight that man is divided into body, soul and spirit. When you hear psychologists speak to-day you will nearly always find that they speak only of the twofold nature of man. You will hear it said that man consists of matter and soul, or of body and spirit, however it may be put. Thus matter and body, and equally soul and spirit, are regarded as meaning much the same thing.1 Nearly all psychologies are built up on this erroneous conception of the twofold division of the human being. It is impossible to come to a real insight into human nature if one adopts this twofold division alone. It is for this fundamental reason that nearly everything that is put forward to-day as psychology is only dilettantism, a mere playing with words. This is chiefly due to that error, which reached its full magnitude only in the second half of the nineteenth century, and which arose from a misconception of a really great achievement of physical science. You know that the good people of Heilbronn have erected a memorial in the middle of their city to the man they shut up in an asylum during his life: Julius Robert Mayer. And you know that this personality, of whom the Heilbronn people are to-day naturally extremely proud, is associated with what is called the law of the Conservation of Energy or Force. This law states that the sum of all energies or forces present in the universe is constant, only that these forces undergo certain changes, and appear, now as heat, now as mechanical force, or the like. This is the form in which the law of Julius Robert Mayer is presented, because it is completely misunderstood. For he was really concerned with the discovery of the metamorphosis of forces, and not with the exposition of such an abstract law as that of the conservation of energy. Now, considered broadly and from the point of view of the history of civilisation, what is this law of the conservation of energy or force? It is the great stumbling-block to any understanding of man. For as soon as people think that forces can never be created afresh, it becomes impossible to arrive at a knowledge of the true being of man. For the true nature of man rests on the fact that through him new forces are continually coming into existence. It is certainly true that, under the conditions in which we are living in the world, man is the only being in whom new forces and even—as we shall hear later—new matter is being formed. But as modern philosophy will have nothing to do with the elements through which alone the human being can be fully comprehended, it produces this law of the conservation of energy; a law which, in a sense, does no harm when applied to the other kingdoms of nature, to the mineral, plant and animal kingdoms—but which applied to man destroys all possibility of a true understanding and knowledge. As teachers it will be necessary for you on the one hand to give your pupils an understanding of nature, and on the other hand to lead them to a certain comprehension of spiritual life. Without a knowledge of nature in some degree, and without some relation to spiritual life, man cannot take his place in social life. Let us therefore first of all turn our attention to external nature. Outer nature presents itself to us in two ways. On the one side, we confront nature in our thought life which as you know is of an image character and is a kind of reflection of our pre-natal life. On the other side we come into touch with that nature which may be called will-nature, which, as germ, points to our life after death. In this way we are continuously involved with nature. This might of course appear to be a two fold relationship between man and the world, and it has in point of fact given rise to the error of the twofold nature of man. We shall return to this subject later. When we confront the world from the side of thinking and of the mental picture, then we can really only comprehend that part of the world which is perpetually dying. This is a law of extraordinary importance. You must be very clear on this point: you may come across the most marvellous natural laws, but if they have been discovered by means of the intellect and the powers of the mental picture, then they will always refer to what is in process of dying in external nature. When, however, the living will, present in man as germ, is turned to the external world, it experiences laws very different from those connected with death. Hence those of you, who still retain conceptions which have sprung from the modern age and the errors of present-day science, will find something difficult to understand. What brings us into contact with the external world through the senses—including the whole range of the twelve senses—has not the nature of cognition, but rather of will. A man of to-day has lost all perception of this. He therefore considers it childish when he reads in Plato that actually sight comes about by the stretching forth of a kind of prehensile pair of arms from the eyes to the objects. These prehensile arms cannot of course be perceived by means of the senses; but that Plato was conscious of them is proof that he had penetrated into the super-sensible world. Actually, looking at things involves the same process as taking hold of things, only it is more delicate. For example, when you take hold of a piece of chalk this is a physical process exactly like the spiritual process that takes place when you send the etheric forces from your eyes to grasp an object in the act of sight. If people of the present day had any power of observation, they would be able to deduce these facts from observing natural phenomena. If, for example, you look at a horse's eyes, which are directed outwards, you will get the feeling that the horse, simply through the position of his eyes, has a different attitude to his environment from the human being. I can show you the causes of this most clearly by the following hypothesis: imagine that your two arms were so constituted that it was quite impossible for you to bring them together in front, so that you could never take hold of yourself. Suppose you had to remain in the position of “Ah” in Eurythmy and could never come to “0,” that, through some resisting force, it were impossible for you by stretching your arms forward to bring them together in front. Now the horse is in this situation with respect to the super-sensible arms of his eyes: the arm of his right eye can never touch the arm of his left eye. But the position of man's eyes is such that he can continually make these two super-sensible arms of his eyes touch one another. This is the basis of our sensation of the Ego, the I—a super-sensible sensation. If we had no possibility at all of bringing left and right into contact; or if the touching of left and right meant as little as it does with animals, who never rightly join their fore-feet, in prayer for instance, or in any similar spiritual exercise—if this were the case we should not be able to attain this spiritualised sensation of our own self. What is of paramount importance in the sensations of eye and ear is not so much the passive element, it is the activity, i.e. how we meet the outside world in our will. Modern philosophy has often had an inkling of some truth, and has then invented all kinds of words, which, however, usually show how far one is from a real comprehension of the matter. For example, the Localzeichen of Lotze's philosophy exhibit a trace of this knowledge that the will is active in the senses. But our lower sense organism, which clearly shows its connection with the metabolic system in the senses of touch, taste and smell, is indeed closely bound up with the metabolic system right into the higher senses—and the metabolic system is of a will nature. You can therefore say: man confronts nature with his intellectual faculties and through their means he grasps all that is dead in Nature, and he acquires laws concerning what is dead. But what rises in Nature from the womb of death to become the future of the world, this is comprehended by man's will—that will which is seemingly so indeterminate, but which extends right into the senses themselves. Think how living your relationship to Nature will become if you keep clearly in view what I have just said. For then you will say to yourselves: when I go out into Nature I have the play of light and colour continually before me; in assimilating the light and its colours I am uniting myself with that part of Nature which is being carried on into the future; and when I return to my room and think over what I have seen in Nature, and spin laws about it, then I am concerning myself with that element in the world which is perpetually dying. In Nature dying and becoming are continuously flowing into one another. We are able to comprehend the dying element because we bear within us the reflection of our prenatal life, the world of intellect, the world of thought, whereby we can see in our mind's eye the elements of death at the basis of Nature. And we are able to grasp what will come of Nature in the future because we confront Nature, not only with our intellect and thought, but with that which is of a will-nature within ourselves. Were it not that, during his earthly life, man could preserve some part of what before his birth became purely thought life, he would never be able to achieve freedom. For, in that case, man would be bound up with what is dead, and the moment he wanted to call into free activity what in himself is related to the dead element in Nature, he would be wanting to call into free activity a dying thing. And if he wished to make use of what unites him with Nature as a being of will, his consciousness would be deadened, for what unites him as a will being with Nature is still in germ. He would be a Nature being, but not a free being. Over and above these two elements—the comprehension of what is dead through the intellect, and the comprehension of what is living and becoming through the will—there dwells something in man which he alone and no other earthly being bears within him from birth to death, and that is pure thinking; that kind of thinking which is not directed to external nature, but is solely directed to the super-sensible nature in man himself, to that which makes him an autonomous being, something over and above what lives in the “less than death” and “more than life.” When speaking of human freedom therefore, one has to pay attention to this autonomous thing in man, this pure sense-free thinking in which the will too is always present. Now when you turn to consider Nature itself from this point of view you will say: I am looking out upon the world, the stream of dying is in me, and also the stream of renewing: dying—being born again. Modern science understands but little of this process; for it regards the external world as more or less of a unity, and continually muddles up dying and becoming. So that the many statements about Nature and its essence which are common to-day are entirely confused, because dying and becoming are mixed up and confounded with one another. In order clearly to differentiate between these two streams in Nature the question must be asked: how would it be with the world if man himself were not within it? This question presents a great dilemma for the philosophy of modern science. For, suppose you were to ask a truly modern research scientist: what would Nature be like if man were not within it? Of course he might at first be rather shocked, for the question would seem to be to him a strange one. Then, however, he would consider what grounds his science gives for answering such a question, and he would say: in this case, minerals, plants and animals would be on the earth, only man would not be there; and the course of the earth right through from the beginning, when it was still in the nebulous condition described by Kant and Laplace, would have been the same as it has been, only that man would not have been present in this progress. Practically speaking this is the only answer that could result. He might perhaps add: man tills the ground and so alters the surface of the earth, or he constructs machines and thereby also brings about certain alterations; but these are immaterial in comparison with the changes that are caused by Nature itself. In any case the gist of the scientist's answer would be that minerals, plants and animals would develop without man being present on the earth. This is not correct. For if man were not present in the earth's evolution then the animals, for the most part, would not be there either; for a great many animals, and particularly the higher animals, have only arisen in the earth's evolution because man was obliged—figuratively speaking, of course—to use his elbows. The nature of man formerly contained many things which are not there now, and at a certain stage of his earthly development he had to separate out from himself the higher animals, to throw them off, as it were, so that he himself could progress. I will make a comparison to describe this throwing out: imagine a solution where something is being dissolved, and then imagine that this dissolved substance is separated out and falls to the bottom as sediment. In the same way man was united with the animal world in earlier conditions of his development and later he separated out the animal world like a precipitate, or sediment. The animals would not have become what they are to-day if man had not had to develop as he has done. Thus without man in the earth evolution the animal forms as well as the earth itself would have looked quite other than they do to-day. But let us pass on to consider the mineral and plant world. Here we must be clear that not only the lower animal forms but also the plant and mineral kingdoms would long ago have dried up and ceased to develop if man were not upon the earth. And, again, present-day philosophy, based as it is on a one-sided view of the natural world, is bound to say: certainly men die, and their bodies are burned or buried, and thereby are given over to the earth, but this is of no significance for the development of the earth; for if the earth did not receive human bodies into itself it would take its course in precisely the same way as now, when it does receive these bodies. But this means that men are quite unaware that the continuous giving over of human corpses to the earth—whether by cremation or burial—is a real process which works on in the earth. Peasant women in the country know much better than town women that yeast plays an important part in bread making, although only a little is added to the bread; they know that the bread could not rise unless yeast were added to the dough. In the same way the earth would long ago have reached the final stage of its development if there had not been continuously added to it the forces of the human corpse, which is separated in death from what is of soul and spirit. Through the forces present in human corpses which are thus received by the earth, the evolution of the earth itself is maintained. It is owing to this that the minerals can still go on producing their powers of crystallisation, a thing they would otherwise long ago have ceased to do; without these forces they would long ago have crumbled away or dissolved. Plants, also, which would long ago have ceased to grow are enabled, thanks to these forces, to go on growing to-day. And it is the same with the lower animals forms. In giving his body over to the earth the human being is giving the ferment, the yeast for future—development. Hence it is by no means a matter of indifference whether man is living on the earth or not. It is simply untrue that the evolution of the earth with respect to its mineral, plant and animal kingdoms, would continue if man himself were not there. The process of Nature is a unified whole to which man belongs. We only get a true picture of man if we think of him as standing even in death in the midst of the cosmic process. If you will bear this in mind then you will hardly wonder at what I am now going to say: when man descends from the spiritual into the physical world he receives his physical body as a garment. But naturally the body received as a child differs from the body as we lay it aside in death, at whatever age. Something has happened to the physical body. And what has happened could only come about because this body is permeated with forces of spirit and soul. For, after all, we eat what animals also eat. That is to say, we transform external matter just as the animals do; but we transform it with the help of something which animals have not got; something that came down from the spiritual world in order to unite itself with the physical body of man. Because of this we affect the substances in a different way than do animals or plants. And the substances given over to the earth in the human corpse are transformed substances, something different from what man received when he was born. We can therefore say: man receives certain substances and forces at birth; he renews them during his life and gives them up again to the earth process in a different form. The substances and forces which he gives up to the earth process at death are not the same as those which he received at birth. In giving them up he is bestowing upon the earth process something which continuously streams through him from the super-sensible world into the physical, sense-perceptible, earth process. At birth he brings down something from the super-sensible world; this he incorporates with the substances and forces which make up his body during his earthly life, and then at death the earth receives it. Man is thus the medium for a constant be-dewing of the physical sense world by the super-sensible. You can imagine, as it were, a fine rain falling continuously from the super-sensible on to the sense world; but these drops would remain quite unfruitful for the earth if man did not absorb them and pass them over to the earth through his own body. These drops which man receives at birth and gives up again at death, bring about a continual fructification of the earth by super-sensible forces; and through these fructifying super-sensible forces the evolutionary process of the earth is maintained. Without human corpses therefore, the earth would long ago have become dead. With this presupposition we can now ask: what do the death forces do to human nature? The death-bringing forces which predominate in outer nature work into the nature of man; for if man were not continually bringing life to outer nature it would perish. Now how do these death-bringing forces work in the nature of man? They produce in man all those organisations which range from the bone system to the nerve system. What builds up the bones and everything related to them is of quite a different nature from what builds up the other systems. The death-bringing forces play into us. We leave them as they are, and thereby we become bone men. But the death-bringing forces play further into us and we tone them down, and thereby we become nerve men. What is a nerve? A nerve is something which is continually wanting to become bone, and is only prevented from becoming bone by being in a certain relationship to the non-bony, or non-nervous elements of human nature. Nerve has a constant tendency to ossify, it is constantly compelled towards decay; while bone in man is dead to a very large extent. With animal bones the conditions are different—animal bone is far more living than human bone. Thus you can picture one side of human nature by saying: the death-bringing stream works in the bone and nerve system. That is the one pole. The other stream, that of forces continuously giving life, works in the muscle and blood system and in all that is connected with it. The only reason why nerves are not bones is that their connection with the blood and muscle system is such that the impulse in them to become bone is directly opposed by the forces working in the blood and muscle. The nerve does not become bone solely because the blood and muscle system stands over against it and hinders it from becoming bone. If during the process of growth bone develops a wrong relationship to blood and muscle, then the condition of rickets will result, which is due to the muscle and blood nature hindering a proper deadening of the bone. It is therefore of the utmost importance that the right alternation should come about in man between the muscle and blood system on the one hand and the bone and nerve system on the other. The bone nerve system extends into the eye, but in the outer covering the bone system withdraws, and sends into the eye only its weakened form, the nerve; this enables the eye to unite the will nature, which lives in muscles and blood, with the activity of mental picturing. Here again we come upon something which played an important role in ancient science, but which is scorned as a childish conception by the science of to-day. But modern science will come back to it again, only in another form. In the knowledge of ancient times men always felt a relationship between the nerve marrow, the nerve substance, and the bone marrow, the bone substance. And they were of the opinion that man thinks with his bone nature just as much as with his nerve nature. And this is true. All that we have in abstract science we owe to the faculty of our bone system. How is it, for instance, that man can do geometry? The higher animals have no geometry; that can be seen from their way of life. It is pure nonsense when people say: “Perhaps the higher animals have a geometry, only we do not notice it.” Now, man can form a geometry. But how, for example, does he form the conception of a triangle? If one truly reflects on this matter, that man can form the conception of a triangle, it will seem a marvellous thing that man forms a triangle, an abstract triangle—nowhere to be found in concrete life—purely out of his geometrical, mathematical imagination. There is much that is hidden and unknown behind the manifest events of the world. Now imagine, for example, that you are standing at a definite place in this room. As a super-sensible human being you will, at certain times, perform strange movements about which as a rule you know nothing; like this, for example: you go a little way to one side, then you go a little way backwards, then you come back to your place again. You are describing unawares in space a line which actually performs a triangular movement. Such movements are actually there, only you do not perceive them. But since your backbone is in a vertical position, you are in the plane in which these movements take place. The animal is not in this plane, his backbone lies otherwise, i.e. horizontally; thus these movements are not carried out. Because man's backbone is vertical, he is in the plane where this movement is produced. He does not bring it to consciousness so that he could say: “I am always dancing in a triangle.” But he draws a triangle and says: “That is a triangle.” In reality this is a movement carried out unconsciously which he accomplishes in the cosmos. These movements to which you give fixed forms in geometry—when you draw geometrical figures, you perform in conjunction with the earth. The earth has not only the movement which belongs to the Copernican system; it has also quite—different, artistic movements, which are constantly being performed; as are also still more complicated movements, such as those, for example, which belong to the lines of geometrical solids: the cube, the octahedron, the dodecahedron, the icosatetrahedron and so forth. These bodies are not invented, they are reality, but unconscious reality. In these and other geometrical solids lies a remarkable harmony with the subconscious knowledge which man has. This is due to the fact that our bone system has an essential knowledge; but your consciousness does not reach down into the bone system. The consciousness of it dies, and it is only reflected back in the geometrical images which man carries out in figures. Man is an intrinsic part of the universe. In evolving geometry he is copying something that he himself does in the cosmos. Thus on the one hand we look into a world which encompasses ourselves and which is in a continuous process of dying. On the other hand we look into all that enters into the forces of our blood and muscle system; this is continuously in movement, in fluctuation, in becoming and arising: it is entirely seedlike, and has nothing dead within it. We arrest the death process within ourselves, and it is only we as human beings who can arrest it, and bring into this dying element a process of life, of becoming. If men were not here on the earth, death would long ago have spread over the whole earth process, and the earth as a whole would have been given over to crystallisation, though single crystals could not have maintained themselves. We draw the single crystals away from the general crystallisation process and preserve them, as long as we need them for our human evolution. And it is by doing so that we keep alive the being of the earth. Thus we human beings cannot be excluded from the life of the earth for it is we who keep the earth alive. Theodore Eduard von Hartmann hit on a true thought when, in his pessimism, he declared that one day mankind would be so mature that everybody would commit suicide; but what he further expected—viewing things as he did from the confines of natural science—would indeed be superfluous: for Hartmann it was not enough that all men should one day commit suicide, he expected in addition that an ingenious invention would blow the earth sky-high. Of this he would have no need. He need only have arranged the day for the general suicide and the earth would of itself have disintegrated slowly into the air. For without the force which is implanted into it by man, the evolution of the earth cannot endure. We must now permeate ourselves with this knowledge once again in a feeling way. It is necessary that these things be understood at the present time. Perhaps you remember that in my earliest writings there constantly recurs a thought through which I wanted to place knowledge on a different footing from that on which it stands to-day. In the external philosophy, which is derived from Anglo-American thought, man is reduced to being a mere spectator of the world. In his inner soul process he is a mere spectator of the world. If man were not here on earth—it is held—if he did not experience in his soul a reflection of what is going on in the world outside, everything would be just as it is. This holds good of natural science where it is a question of the development of events, such as I have described, but it also holds good for philosophy. The philosopher of to-day is quite content to be a spectator, that is, to be merely in the purely destructive element of cognition. I wished to rescue knowledge out of this destructive element. Therefore I have said again and again: man is not merely a spectator of the world: he is rather the world's stage upon which great cosmic events continuously play themselves out. I have repeatedly said that man, and the soul of man, is the stage upon which world events are played. This thought can also be expressed in a philosophic abstract form. And in particular, if you read the final chapter about spiritual activity in my book Truth and Science. you will find this thought strongly emphasised, namely: what takes place in man is not a matter of indifference to the rest of nature, but rather the rest of nature reaches into man and what takes place in man is simultaneously a cosmic process; so that the human soul is a stage upon which not merely a human process but a cosmic process is enacted. Of course certain circles of people to-day would find it exceedingly hard to understand such a thought. But unless we permeate ourselves with such conceptions we cannot possibly become true educators. Now what is it that actually happens within man's being? On the one hand we have the bone-nerve nature, on the other hand the blood-muscle nature. Through the co-operation of these two, substances and forces are constantly being formed anew. And it is because of this, because in man himself substances and forces are recreated, that the earth is preserved from death. What I have just said of the blood, namely that through its contact with the nerves it brings about re-creation of substances and forces—this you can now connect with what I said yesterday: that blood is perpetually on the way to becoming spiritual but is arrested on its way. To-morrow we shall link up the thoughts we have acquired in these two lectures and develop them further. But you can see already how erroneous the thought of the conservation of energy and matter really is, in the form in which it is usually put forward; for it is contradicted by what happens within human nature, and it is only an obstacle to the real comprehension of the human being. Only when we grasp the synthesizing thought, not indeed that something can proceed out of nothing, but that a thing can in reality be so transformed that it will pass away and another thing will arise, only when we substitute this thought for that of the conservation of energy and matter, will we attain something really fruitful for science. You see what the tendency is which leads so much of our thinking astray. We put forward something, as for example, the law of the conservation of force and matter, and we proclaim it a universal law. This is due to a certain tendency of our thought life, and especially of our soul life, to describe things in a one-sided way; whereas we should only set up postulates on the results of our mental picturing. For instance, in our books on physics you will find the law of the mutual impenetrability of bodies set up as an axiom: at that place in space where there is one body no other body can be at the same time. This is laid down as a universal quality of bodies. But one ought only to say: bodies and beings of such a nature that in the place where they are in space no other similar object can be at the same time are “impenetrable” bodies. You ought only to apply your concepts to differentiate one province from another. You ought only to set up postulates, and not to give definitions which claim to be universal. And so we should not lay down a “law” of the conservation of force and substance, but we should find out what beings this law applies to. It was a tendency of the nineteenth century to lay down laws and say: this holds good in every case. Instead of this we should devote our soul powers to acquainting ourselves with things, and observing our experiences in connection with them.
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127. The Work of the Ego in Childhood
25 Feb 1911, Zürich Tr. Dorothy S. Osmond Rudolf Steiner |
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In future histories of civilization great efforts will have to be made to understand this patho-logical fantasy, to grasp how it could have been possible for man’s imagination to become sickly enough to accept this as a serious conception. To uphold the Kant-Laplace theory is exactly the same as to think that man can be explained by studying the dust produced by his cremation. |
127. The Work of the Ego in Childhood
25 Feb 1911, Zürich Tr. Dorothy S. Osmond Rudolf Steiner |
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In a public lecture such as the one given yesterday on Spiritual Science and the Future of Man, account must always be taken of the very limited receptive capacity of the world today. In our time, data of knowledge that are essential for humanity do indeed flow down from the spiritual worlds but can be accepted open mindedly only by very few people. To most individuals who have not prepared themselves adequately for the reception of such knowledge, the deeper aspects of our Spiritual Science prove to be something of a shock, something that seems fantastic or dreamlike. All the more it behoves us to deepen our feeling for the most significant questions that arise in the course of fairly lengthy study in a Group. And now I want to speak of the need for a closer study of the great truth of the implanting of the Ego, the ‘I’, in man and to indicate that the subject is more complicated than it is usually thought to be at the present time. We have heard that during the period of Old Saturn man was endowed with the rudiments of the physical body, during the period of Old Sun with that of the etheric body, during the period of Old Moon with that of the astral body, and that the essential task of our Earth evolution is the incorporation of the Ego into the other members of man’s constitution. Not until the end of Earth’s evolution will the human being be completely permeated—as is possible—by the Ego. If we study the man of Earth as such, we can say that the actual centre of his being is the Ego, the ‘I’ But then it must occur to us that in each of the different periods of our present life this Ego is connected with us differently, by no means always in the same Way. We must realise above all that the different members of our being are not understood when we simply enumerate them as physical body, etheric body, astral body and Ego. Now let us consider in what different ways the members can be connected with each other both during the various epochs of mankind’s evolution and during the single life of the human being. Let us think, to begin with, of a child. We know that it is not until a comparatively late period that he learns to say ‘I’ of himself. This is very indicative. Although modern psychology, in its endeavours to be a bona tide science, does not grasp the fact, it is deeply significant that the inner experience, the mental conception of the ‘I’ wakens in the child comparatively late. In the very earliest years, until the age of 3 or 3½, although now and then the child babbles the sound ‘I’, he has no real experience of Egohood. You may come across a book by Heinrich Lhotzky entitled Die Seele deines Kindes (Your Child’s Soul) which contains the curious statement that the child learns to think before he learns to speak. This is nonsense, because it is by speaking that the child learns to think. Those who strive to grasp Spiritual Science must be cautious of what purports to be Science today. It is approximately) after the third year of life that a child learns for the first time to experience and be cognisant of the ‘I’. This is connected with another fact, namely that in normal consciousness—not in higher, clairvoyant consciousness—we have no remembrance of our life before a certain point of time. If you think back over the past, you will realise that remembrance ceases at a certain point and does not extend as far as birth. What others have told us can often be confused with what we ourselves have experienced, but the thread breaks at approximately the point when the ‘I’ is experienced for the first time. A very young child has no such experience; it arises later on and it is then that a very dim kind of remembrance begins. We now ask ourselves: if the experience of ‘I’ was not present during the first three years of life, was the ‘I’, the Ego, itself also not there in the child? The question to put to ourselves is this. Are we cognisant of something that is actually within us or is it within us without our knowledge? The Ego is indeed within the child only he is unaware of it, just as during sleep a person is connected with the Ego but is not cognisant of it. The fact is that we know of something, but that can be no criterion for us. We must say: the ‘I’ is present in the child but the child is not conscious of it. What, then, is there to be said about the Ego? It has its own task to perform. If you were to investigate the human brain purely physically, you would find that just after birth it looks very imperfect compared with its later structure. Many of the finer convolutions have to be elaborated and moulded later on, during the subsequent years. This is what the ‘I’ achieves in the human being and because this is its task it cannot itself become conscious of it. The Ego has to elaborate the brain into a more delicately complicated structure, in order that later on the human being will be able to think. During the first years of life the Ego is very active. When the Ego becomes conscious of itself, we could ask in vain: how have you managed to construct this brain with such artistry?—you will admit that during the whole span of life between birth and death the Ego does not develop consciousness on a par with that by which the brain is elaborated. Nevertheless we can ask ourselves the question. And the answer is that in its activity the Ego is under the guidance of the Beings of the higher Hierarchies. When we observe a child clairvoyantly, his Ego—as Ego-aura—is certainly there, but streams go out from this aura to the higher Hierarchies, to the Angels, Archangels, and so on; the forces of the Hierarchies stream in. Therefore when naive consciousness speaks of a child having a Guardian Angel, this is a very real truth. Later on this closer connection ceases; the ‘I’ experiences itself more in the nerves and can therefore become conscious of its own existence. A kind of detachment takes place. In the child a sort of ‘telephonic connection’ exists, inasmuch as the ‘I’ extends into the divine-spiritual Hierarchies. The statements of Spiritual Science must be taken seriously. I once said that the very wisest person can learn a great deal from a child. He can also learn a great deal because he need not look only at the child himself but also through him into the spiritual world, because in the child there is the ‘telephonic connection’ with the spiritual world—the connection that is ultimately severed. Hence during the first three years of life we have before us a being quite different from the one who is there later on. Under the guidance of the Beings of the higher Hierarchies a childhood Ego works at the development of man’s instrument of thinking. This ‘I’, this Ego, then passes into the instruments themselves and can no longer work at them. Man’s instruments of thinking must then already have developed. Certainly they can develop to further stages, but the ‘I’ can no longer be working at this development. The human being may therefore be thought of as twofold: the one we see during the first three and a half years, and the one which represents the rest of his life. In the language of esotericism, the first being is called the divine man, or the Son of God, because he is connected with the higher Hierarchies; the other is called the Son of Man. In the latter the Ego is present, moves the limbs and works—as far as it is possible to work—from within outwards. A distinction must therefore be made between the Son of God and the Son of Man. The Son of God who is preeminently active for the first three and a half years of life embraces all the vitalising forces, stimulates the human being to pour these life giving forces in greater and ever greater measure into his organism. In comparison with those in an older person these forces are also health giving, strengthening factors. If we are not content in later life to be human beings who have to rely entirely on the senses and on the instrument of the physical body for our connection with the surrounding world but determine in our later years to strive upwards to the spiritual world, then we must contrive by some means to awaken these forces within ourselves; we must evoke the forces that are within us in earliest childhood, but with the difference that now we awaken them consciously, whereas a child awakens them unconsciously. In this respect too, therefore, it is obvious that man is a twofold being. What is it, in reality, that is brought to light by these forces during the first three and a half years of life? In these forces—which are active under the direction of the higher Hierarchies—what is working over from earlier incarnations is asserting itself. You can easily convince yourselves of this by handling the human skull, where you find individual mounds and depressions. No skull is exactly similar to another, hence there is no universally valid Phrenology. Each case must be studied individually. The forces working in the formation of the human skull come over from earlier incarnations and their impetus ceases after the first three and a half years of life. During these years everything is still pliable and the spirit is still able to work in it. Later on, everything has become solid and the spirit can no longer come into play. What, then, is responsible for the fact that in later life we are no longer able to work with these forces? To what is this due? It is due to the essential character of our Earth evolution. When the ‘I’ has become conscious of itself in the body, this presupposes that the body is very firmly knit and can no longer be elaborated by the forces just described. There are also forces which essentially belong to man as a generic being, which mould him in accordance with the architectural principles of the human form. Were we to work in the physical body with the forces of early childhood for more than the three and a half years which are the appropriate period, the physical body could not .survive. It would be rent asunder, shattered, for now the forces by which the physical body is attached to the line of physical heredity become operative. If the action of the other forces did not cease, the body would break up, disintegrate. The Son of Man within us brings about our destruction; the Son of God within us cannot offer resistance to the Son of Man after a period of three years. For all that, we bear this Son of God within us. These forces work within the physical body throughout life but they cannot participate directly in the up-building process. If we look within our own inmost being, however, we can nevertheless find the continuation of the Ego with the ‘telephonic connection’. It is only that the physical body has become too coarse, too solid, too wooden to enable the Son of God to mould it any further. Thus the best forces are present in us during the first three to three and a half years of childhood. The whole of life is nourished by them but they are obscured. In an entirely different form they are nevertheless present in the later years of life. We are permeated by these forces but cannot allow them to come to direct expression. When through Spiritual Science we endeavour to acquire ideas and conceptions of the higher worlds, this will be all the easier, the more forces have remained in us of those that were within us during the first three years when our ‘I’, our Ego, was within us but without self-consciousness. The fresher, the more flexible these forces have remained, the less time-worn they have become in advanced age, the more easily we can bring about transformation in ourselves through these spiritual forces. It is the very best part of manhood that we have within us during these early years, only the solid physical body prevents us from using these forces then to the fullest extent. Even if someone in his later years succeeds in developing them to a special extent, he cannot transform his physical body which is by no means as pliable as wax. But if through esoteric wisdom he is able to use these forces to the full, their power streams through the tips of his fingers, and he acquires the gift of healing, of health-bestowal, through the laying on of hands—if, that is to say, these spiritual forces are still active. They can no longer transform his body but when they stream out from him they bring about healing. The goal of Earth evolution is to enable these forces—the best that are within us—to take effect. When the evolution of the Earth is at an end and we have lived through our many incarnations, we must consciously have permeated our whole being with the forces that are within us unconsciously during the first years of childhood. There is a difference between bearing these forces unconsciously and bearing them consciously. At the end of Earth evolution human beings must be completely permeated by this childhood consciousness. And then, because the process of expansion will be slow, the body will not burst asunder. In world-evolution a prototype of penetration of the forces of childhood into mankind was necessary. Needless to say, this prototype could not be a child. It was necessary that an individual of a certain age should be permeated in full consciousness by the same forces by which all human beings are permeated unconsciously in earliest childhood. Suppose we were to remove his Ego from a human being, empty his Ego and pour into him the forces that are active in a child during the first years of life, he would become conscious of these forces with his developed brain. What had been active within him during the first years of childhood would become a conscious experience in him. For how long is a human life on Earth able to endure this? For no longer than three years, for then the body would be shattered. If there can be no transformation—in the case of man this takes place in the process of ordinary evolution—the human body can endure this state of things for no longer than three years. Were it possible for any being to bear the forces of early childhood consciously within himself, the karma of that being must be so adjusted that the physical body involved is shattered. It is conceivable that what man attains through all the incarnations leading to the goal of Earth evolution can be brought to the notice of the world by a prototype, by an individual whose bodily nature makes it possible for his Ego to depart and be replaced by another Being. In such a case the human body would not tolerate the presence of the other Being for longer than three years. It would be the karma of the body to be shattered. And this actually happened. At the baptising by John in the Jordan we see this human body which made it possible for the Ego, the Zarathustra-Ego, to depart. A Being, the Christ Being, came down into this body, indwelt it for three years but could remain in it no longer. After three years the body broke up when the Mystery of Golgotha took place. What was able to live for three years in a human body at that time must be tended and cherished by man and gradually, in the course of incarnations, made a living reality in his soul, in order that at the end of the incarnations it may be present in full strength. A remarkable connection is apparent between the Son of God in man and the Christ Event. Everything to be found in the domain of occultism can be illuminated from different sides. Proofs such as are demanded by conventional science cannot satisfy occultism. Proofs must convince by virtue of truths being gathered together from all sides, truths which sustain and support each other. We can study the Christ Event from still another side by deriving it, as has been done today, from the very nature of man. We realise that the best way to understand the Christ is to develop the attitude of soul arising from such a truth. We must realise too that in a fully evolved human body, there was present in Jesus of Nazareth through the Baptism in Jordan a Being who is present in every human body, but unconsciously only, during the first three years of life. And then we must contemplate the three years when this child has become conscious. That is how understanding of the Christ can best be acquired. Ancient utterances have different meanings. One such meaning is disclosed by the words: Unless you become as a little child you cannot enter into the Kingdoms of Heaven. There we have a glimpse of the deeper meaning often contained in single sentences of the religious texts. Let us contemplate this life of childhood especially in the period when it is actually developing. Science today does not know much about what can contribute to the study of the true nature of man. In the first place we must realise clearly that from the very beginning man differs quite radically from all other beings. Take an example near at hand, let us say, an ape. Its gait is determined from the very outset because the characteristic equilibrium is established by the arrangement of its limbs. The human being cannot, to begin with, walk at all, for he must first bring about equilibrium in his body. Through the work of his Ego his limbs must be brought into the positions which enable him to stand upright and walk. Thus in the first years of childhood the Ego must work not only at moulding the brain but must also bring about the equilibrium that is not, from the beginning, established in the human being as it is in the animal. The bones of the human being must first be arranged in the angles necessary for the main-tenance of his centre of gravity, in order that he may be able to walk and make his way about. This capacity is implanted from the beginning in every animal, up to those of the highest species, whereas in the human being it must be acquired gradually though the work of the Ego. Before then he crawls about or falls down. He would be fettered to the same spot on the ground if his Ego was not at work during the first three years of his life. We have already heard that the Ego works at man’s brain, sculps and moulds it into a form that enables him later on to become a being possessed of intelligence. Thus it can be said that we acquire the capacity to recognise the truth in life as a result of the Ego having moulded its instrument. It must become obvious to us that there can be no further life unless we bring it about by work and activity. What further distinguishes man so radically from all other things is his speech. That capacity too must be acquired through the work of his Ego. Man is not, from the beginning, organised for speech. Cows utter the sound ‘moo’ but that is not speech. The acquisition of speech depends upon the Ego sojourning among other human Egos. If a human being were transported to a remote island he would not learn to speak. The coming of the second teeth is due to heredity; so too is the fact that we grow. The teeth would come even if we were on a lonely island. But it is through the Ego that we acquire the faculty of speech. These differences are important. Thus in human life, speech is the third faculty acquired through the Ego. Through the activity of these forces the human beings finds his way on Earth, he recognises the truth and lives his life in common with the surrounding world. If a child were able to express what he thus acquires, he could say: the Ego within me transforms me in such a way that I am the Way, the Truth and the Life. Think of this translated into a higher, spiritual reality, and let us ask: what will be said to man by a Being who with fully conscious forces of childhood lives for three years in a human body? Such a Being will say: “I am the Way, the Truth and the Life.” In very fact, when the forces of childhood rise to a higher, fully conscious stage, there we have the great prototype of what is revealed at a lower stage in the child. Through Christ Jesus it becomes a basic, fundamental truth. Not only is the utterance “Except ye become as little children, ye cannot enter into the kingdoms of Heaven” incomprehensible without a knowledge of what Spiritual Science has to say about the connection with the life-giving forces of early childhood, but it is also true that we can best understand the radical utterance, “I am the Way, the Truth and the Life” when we recognise its prototype in what the Ego achieves by its activity in the body of early childhood. Such truths make it possible for us to generate—if not for the body at least for the soul—some measures of the life-giving forces we need on the Earth. The man of today who does not acknowledge the reality of the spiritual world has no genuine feeling for such facts. If you go to a number of individuals in outer life and tell them something of what has been said here today: ‘Unless you become as a little child you cannot enter into the kingdoms of Heaven’—you will find that these people say: “Well, yes, these are quite clever analogies, but what use can be made of them?” They consider it more advantageous to go to some blood-curdling drama, if not anything worse! Those who have no feelings that these facts are significant will regard them as unjustifiable because it is in the feeling for such things that there lies the power to instil the gift of childhood into life. If we lack enthusiasm for the idea of Christ being compared with the activity of the human Ego during the first years of life, if we reject such a comparison as unjustifiable, then we have no faculty for kindling to life the forces of earliest childhood. Wizened scholars have so little power to awaken these forces and thereby to approach the reality of the spiritual world! But if we have the enthusiasm to concern ourselves with such truths, we can permeate our whole being with these forces. Thereby something is given to an individual which enables him to uphold the principle of universality in his Christianity. Have I not often said that we are only at the beginning of a true conception of Christ? Until the twelfth or thirteenth century there was no possibility of hearing the Bible read. Christians were obliged to rely upon preaching and the proclamations of evangelists. Then came the Christianity which adhered strictly to the Bible, deriving its knowledge from that one source. We are not mindful of Christ’s power if we ignore His words: “I am with you until the end of the ages.” We are Christians when we realise that after Christ had once revealed Himself He will do so again, for anyone who has eyes to see Him. The content of the Gospels by no means represents all that Christ has to say. We should not constantly be quoting the words: “You could not bear it now”. Humanity must become mature enough to understand Christ’s declaration. It also follows that we ought to be able to adopt the right attitude to what is revealed through the Baptism by John, namely, the manifestation of the health-giving, fertile forces of early childhood. That in itself would be a fruitful conception. Even if there were no human being who knew anything about the name of Christ or about the Gospels—we do not overstress the importance of names—what is all-important is the Being Himself. We leave it to others to say that an individual who does not swear allegiance to Buddha is no true adherent. What matters to us is the reality, not the name. This is the principle we follow when, for example, we recognise that during the first years of life there are within the human being forces which once streamed down into the body of Jesus of Nazareth. Think of a remote, lonely island to which no single record of the Mystery of Golgotha has ever found its way. If human beings there through their spiritual life consciously draw the powers of earliest childhood into themselves until they reach old age, then they are Christians in the true sense of the word. In such circumstances there is no need for them to search in the Gospels, for Christianity in itself is a living power and will evolve to further and further stages. There is a difference here that must be strictly remembered. We shall realise ever more clearly how intimately Christ’s mission is connected with the very being of the Earth. We shall be able to say that the mission of Christ is something that can be understood by contemplating man as he is today. The need to be filled with the power of Christ, to make a reality of Paul’s affirmation “Christ in me”, is confirmed when we say that the whole of our life must be dedicated to the transformation of what is present within us during the first years of childhood. Then the Christ is in us in very truth. This realisation makes it possible to have a wide understanding of Christianity and reveals the prospect that it will take quite different forms. Times will come when Christ will be referred to in an entirely different way, when sources of an essentially different character will be in existence, when there will be no reference to the external history of the existence of such a Being, but when this fact will be revealed by the actual consciousness of mankind. These matters are brought forward because they show how deeply Spiritual Science can influence man’s life of feeling and must become actual practice. It is only then that what we find in original sources becomes really intelligible to us. For many human beings, however, these original sources are verily a book with seven seals. At the end of the Earth’s existence, a man of today will have reached the stage where his soul is inwardly Christian in the truest sense. Today he is only at the beginning of this development. Nevertheless Christ lives within him and will do so in an ever wider sense through all the following incarnations. What was the state of things before Christ came to the Earth, before He revealed Himself on the Earth? The Ego was then only in the preparatory stage, for it is by Christ that the Ego is given its very purpose and meaning. When the mission of a Being is in the preparatory stage, his predecessors must help him. Until the Mystery of Golgotha, man’s Ego was still at the stage of preparation. Until then it was necessary for other Beings to help man, Beings who had reached the human stage previously, namely, during the Old Moon embodiment of the Earth. We know that these are the Beings of the Hierarchy immediately above us—the Angels. Their evolution has reached a stage higher than that reached by man. It was chiefly these Beings who took over the guidance of humanity before man was in a position to say: Christ gives my Ego purport and meaning. Man could not lead himself to Christ but had perforce to be led to Him by the Beings who are his elder Brothers. The Bible records this with wonderful accuracy. Let us think of John, the forerunner of Christ Jesus. The true forerunner could not have been the Being who is presented in external history, for as we now know man had as yet no Ego. Therefore it cannot be strictly true to say that John the Baptist himself was Christ’s forerunner. Remarkably, the Gospel of St. Mark begins at once with the words: “I send my Angel before thee, who shall prepare thy way.” We must pay attention to something that theologians have, it is true, noticed in a very abstract form but ignored as a concrete reality. The external world is primarily maya. We must learn to see it in the right way and then it is no longer maya. The narration of the external events connected with John the Baptist on the physical plane, is maya. We do not understand them. The biblical picture of John the Baptist is maya. The truth is that an Angel lives in John, takes possession of his soul, and it is this Being who leads men to Christ. John is the sheath in which the Angel is revealed. The reborn Elijah was able and ready to receive into himself the Angel who entered into and spoke out of him, using him—John—simply as an instrument. The story given in the Bible is accurate in every detail. It can therefore be said that it was only because the Beings who had reached the human stage on the Old Moon embodiment of the Earth became the leaders of man in the pre-Christian era that he could be prepared to receive the Ego. In point of fact, all the leaders of humanity in the pre-Christian era could be leaders because Angels were working through them. What would happen in the case of a man of the modern age? In pre-Christian times the Angel could work in a man because he had no Ego of his own. Since the Christ has come, man can turn to Him and a power enters into him instead of the Angel, as formerly. Man today must take the Christ into himself through devotion and reverence. John could still say: Not I but the Angel in me has been sent and uses me as the instrument for preparing the way. Man must say as did St. Paul: ‘Not I, but Christ in me.’ Man must learn to understand Christ in the light of the teaching of Spiritual Science. What has been said today about the first three years of childhood can, for example, usefully be emphasised. Man is ‘christianised’ when the truth is brought home to him that the forces at work during the age of earliest childhood shed their sunlike radiance over the whole of life. Modern science, on the other hand, is ultimately responsible for the onset of senility, for resistance to the sunlike forces in early childhood, for ossification of parts of the brain, and a great deal else besides. From such truths we realise that it is possible to understand the living truth of Christianity even when original records are left out of account and we simply study the nature and being of man. If our understanding of Spiritual Science is such that we do not simply say, ‘now I know that man consists of four members—physical, etheric, astral bodies and Ego’ but realise that what matters is to know how these single members are interconnected in his constitution—then we can become aware that the Ego working in early childhood is related to another entity, that the first Ego is like a sheath and that after about three years its connection with all the members of the rest of man’s nature changes entirely. This knowledge acquires genuine value when it becomes a power within us and when we say to ourselves that because in the future many incarnations lie ahead of us we can develop what is in us to further and further stages of consciousness, that we can enable the forces of the higher man, The Son of God within us, to be victorious over the Son of Man, thereby rising higher in each succeeding incarnation until the Earth reaches its goal. The Earth then becomes a corpse just as the individual human being becomes a physical corpse; the corpse sinks into the Earth and the soul rises into the spiritual world. This is what will also happen to the Earth as a whole. If we think of the Earth as the body of all humanity, we can say: the Earth dies as a corpse, dissolves into the substance of the Universe, is pulverised in order to be used in a new material form. But man rises into spiritual worlds in order to pass over into the next planetary existence. It behoves us to remember that these are no abstract words. Strange to say, there are people who believe that our Earth, together with the Sun and the other planets, was once a great nebula and nothing else, that then Sun, Earth and man himself, through the consolidation of matter, came into existence, that he will evolve to further and further stages and will eventually be entombed in the Earth the whole process being an aimless episode! In future histories of civilization great efforts will have to be made to understand this patho-logical fantasy, to grasp how it could have been possible for man’s imagination to become sickly enough to accept this as a serious conception. To uphold the Kant-Laplace theory is exactly the same as to think that man can be explained by studying the dust produced by his cremation. Such science is pernicious, incapable of engendering living power in the soul. The aim of Spiritual Science is to kindle the power to develop our stature as human beings to higher and higher stages, no longer connecting ourselves with the dust of the Earth but evolving towards a new planetary existence. |
131. From Jesus to Christ: The Exoteric Path to Christ
13 Oct 1911, Karlsruhe Tr. Harry Collison Rudolf Steiner |
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And in face of this material universe he could in no way maintain a belief that the Christ-Principle was at work there. The nineteenth-century Kant-Laplace theory, whereby our solar system developed out of a cosmic nebula, and eventually life arose on individual planets, has led finally to the universe being regarded as a collaboration of atoms. |
131. From Jesus to Christ: The Exoteric Path to Christ
13 Oct 1911, Karlsruhe Tr. Harry Collison Rudolf Steiner |
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The lectures given so far have led essentially to two questions. One relates to the objective event connected with the name, Christ Jesus; to the nature of that impulse which as the Christ-Impulse entered into human evolution. The other question is: how can an individual establish his connection with the Christ-Impulse? In other words, how can the Christ-Impulse become effective for the individual? The answers to these two questions are of course interrelated. For we have seen that the Christ-Event is an objective fact of human Earth-evolution, and that something real, something actual, comes forth to meet us in the Resurrection. With Christ there rose out of the grave a kind of seed-kernel for the reconstruction of our human Phantom. And it is possible for this seed-kernel to incorporate itself in those individuals who find a connection with the Christ-Impulse. That is the objective side of the relationship of the individual to the Christ-Impulse. Today we wish to add the subjective side. We will try to find an answer to the question: ‘How does the individual now find it possible gradually to take into himself that which comes forth through the Resurrection of Christ?’ To answer this question, we must first distinguish between two things. When Christianity entered into the world as a religion, it was not merely a religion for those who wished to approach Christ by one or other of the spiritual paths. It was to be a religion which all men could accept and make their own. A special occult or esoteric development was not necessary for finding the way to Christ. We must therefore fix our attention first on that path to Christ, the exoteric path, which every soul, every heart, can find in the course of time. We must then distinguish this path from the esoteric path which right up to our own time has revealed itself to the soul who desired to seek the Christ by gaining access to occult powers. We must distinguish between the path of the physical plane and the path of the super-sensible worlds. In hardly any other century has there been such obscurity concerning the outward, exoteric way to Christ as in the nineteenth. And this obscurity increased during the second half of the century. More and more men came to lose the knowledge of the way to Christ. Those imbued with the thought of today no longer form the right concepts, such concepts for example as souls even in the eighteenth century formed on their way to the Christ-Impulse. Even the first half of the nineteenth century was illumined by a certain possibility of finding the Christ-Impulse as something real. But for the most part in the nineteenth century this path to Christ was lost to men. And we can understand this when we realise that we are standing at the beginning of a new path to Christ. We have often spoken of the new way now opening for souls through a renewal of the Christ-Event. In human evolution it always happens that a kind of low point must be reached in any trend before a new light comes in once more. The turning away from the spiritual worlds during the nineteenth century was only natural in face of the fact that in the twentieth century a quite new epoch for the spiritual life of men must begin, in the special sense we have often mentioned. To those who have come to know something of Spiritual Science, our Movement often appears to be something quite new. If, however, we look away from the enrichment that spiritual endeavours in the West have experienced recently through the inflow of the concepts of reincarnation and karma, bound up with the whole teaching of repeated earth lives and its significance for human evolution, we must say that, in other respects, ways into the spiritual world, similar to our theosophical way, are by no means new in Western history. Anyone, however, who tries to rise into the spiritual world along the present path of Theosophy will find himself somewhat estranged from the manner in which Theosophy was cultivated in the eighteenth century. At that time in this neighbourhood (Baden), and especially in Württemberg, much Theosophy was studied, but everywhere an illuminated view of the teaching concerning repeated earth lives was lacking, and thereby a cloud was cast over the whole field of theosophical work. For those who could look deeply into occult connections, and particularly into the connection of the world with the Christ-Impulse, what they saw was over-shadowed for this reason. But within the whole horizon of Christian philosophy and Christian life, something like theosophical endeavours arose continually. This striving towards Theosophy was active everywhere, even in the outward, exoteric paths of men who could go no further than sharing externally in the life of some congregation, Christian or otherwise. How theosophical endeavours penetrated Christian endeavours is shown by figures such as Bengel and Oetinger, who worked in Württemberg, men who in their whole way of thinking—if we remember that they lacked the idea of reincarnation—reached all that man can reach of higher views concerning evolution, in so far as they had made the Christ-Impulse their own. The ground-roots of theosophical life have always existed. Hence there is much that is correct in a treatise on theosophical subjects written by Oetinger in the eighteenth century. In the preface to a book on Oetinger's work, published in 1847, Rothe, who taught in Heidelberg University, wrote:
Now we must remember that the man who wrote this learnt about Theosophy only in the forties of the nineteenth century, as it had come over from many theosophists of the eighteenth. What came over was certainly not clothed in the forms of our scientific thought. It was therefore difficult to believe that the Theosophy of that time could affect wider circles. Apart from this, such a voice, coming to us out of the forties of the nineteenth century, must appear significant when it says:
After this, certainly, comes a pessimistic paragraph with which, in its bearing on Theosophy, we cannot now agree. For anyone familiar with the present form of spiritual-scientific endeavours will be convinced that this Theosophy, in the form in which it desires to work, can become popular in the widest circles. Even such a paragraph may therefore inspire us with courage when we read further:
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107. The Being of Man and His Future Evolution: Rhythms in the Being of Man
12 Jan 1909, Berlin Tr. Pauline Wehrle Rudolf Steiner |
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We have pointed out how grotesquely the modern physicist explains the Kant-Laplace theory by means of his experiment with the blob of fat. A cardboard disc is inserted through the floating blob of farm the direction of the equator and a needle stuck through it from above, and then the whole thing is rotated, whereupon small droplets break off from the large drop and rotate as well. |
107. The Being of Man and His Future Evolution: Rhythms in the Being of Man
12 Jan 1909, Berlin Tr. Pauline Wehrle Rudolf Steiner |
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It has already been mentioned here that in the group meetings this winter we want to gather together all the threads as it were that will eventually link up to form a deeper understanding of the being of man and various other things connected with man's whole life and evolution that will lead us deeper and deeper into the secrets of the world. Today I would like to remind you of the group lecture the time before last (21st December 1908) and take our start from there. You will remember that we spoke of a certain rhythm existing in the four members of man's being. We want to start there today and find an answer to the question: How can a knowledge of these things help us understand in a deeper way both the necessity and the object of the anthroposophical movement? Today we shall have to link up two things apparently very far removed from one another. You will remember that there are certain relationships between man's ego, astral body, etheric body and physical body. What there is to say about the fourth member, the ego, is best seen if we bear in mind the two alternating states of consciousness experienced by the ego in the course of the twenty-four hours of the day. One day with its twenty-four hours, during which the ego experiences day and night, sleeping and waking, will be seen as a kind of unity. So when we say that what the ego goes through in a day is based on the number one, we shall have to say that the number that corresponds in a similar way to our astral body is the number seven. Whereas the ego as it is today comes back as it were to its starting-point in twenty-four hours or a day, our astral body does the same thing in seven days. Let us go into this in greater detail. Think of waking up in the morning; that is, you rise up out of the darkness of unconsciousness, as people say incorrectly in ordinary life, and the objects of the physical sense world appear round you again. You experience this in the morning and again twenty-four hours later, with the occasional exception. This is the regular course of events, and we can say that our ego returns to its starting-point after a day of twenty-four hours. If we look in the same way for the astral body's corresponding rhythm, we have to say that if the ordered regularity of the astral body is really there, then the astral body returns to the same point after seven days. So whilst the ego goes through its cycle in a day, the astral body goes considerably slower, and carries out its cycle in seven days. The cycle of the etheric body, on the other hand, takes four times seven days; after four times seven days it returns to the same point. And now please bear in mind what was said the time before last. With the physical body it is not as regular as with the astral and the etheric bodies. We can, however, establish a rough figure, and say that it goes through its cycle in about ten times twenty-eight days, and then returns to its starting-point. You know of course that a great difference exists and that the female etheric body is male and the male etheric body female. From this we can see that in a certain respect an irregularity is bound to occur in the rhythm of the etheric bodies. But on the whole the numbers 1:7:(4 x 7):(10 x 7 x 4) are the proportional figures that so to say specify the ‘speeds of rotation’ for the four members of man's being. This is of course speaking figuratively, for they are not really rotations but repetitions of the same conditions; rhythm ratios. A fortnight ago I had to point out that phenomena of daily life are comprehensible only when we know things like this that lie behind the sense perceptible world. And in a public lecture I also indicated a remarkable fact which cannot be denied by even the most materialistic scientist or doctor or be ranked among the ‘spectres of superstition’, because it is an indisputable fact. It is something that really ought to make people think, namely that in pneumonia a special phenomena occurs on the seventh day. A crisis arises, and the patient has to be pulled through this seventh day. The temperature suddenly falls, and if the patient cannot be brought through this crisis then in certain circumstances there is no recovery. This fact is known by most people, but as a rule the starting-point of the illness is not always correctly ascertained, and if you do not know which the first day is then as a rule you do not know which the seventh day is either. But the fact remains, so we have to ask why the temperature drops with pneumonia on the seventh day. Why does a special phenomenon occur at all on the seventh day? Only a person who sees behind the scenes of existence, behind the physical sense phenomena into the spiritual world, knows of these rhythms, and why phenomena like a temperature arise. What actually is a temperature? Why does it occur? The temperature is not the illness. On the contrary, the temperature is something that the organism calls up to fight against the actual process of the illness. The temperature is the organism's defence against the illness. There is some damage in the organism, in the lungs, say. When the human being is healthy and all his inner activities are working harmoniously, these inner activities are bound to fall into disorder if one particular organ of the human body is upset. Then the whole organism attempts to pull itself together and develop the forces within itself to counterbalance the local upset. There is really a revolution going on in the whole organism, otherwise the organism would not need to gather its forces because there is no enemy to fight. The expressing of this massing of forces in the organism is the temperature. Now the person who looks behind the scenes of existence knows that the various organs of the human body came into existence and developed at very different periods of human evolution. What from the spiritual scientific point of view is called ‘the study of the human body’ is the most complicated matter imaginable, for the human organism is extremely complex and its individual organs came into existence at quite different times. The rudimentary beginnings of these organs were developed further at a later stage of evolution. Everything in the physical organism is an expression or outcome of man's higher members, so that each physical organ expresses the higher Organisation of the higher members. What we call the lungs today have their origins in the astral body and are to a certain extent connected with it. We will eventually come to talk about what the lungs have to do with the astral body, how the very first, archetype basis of the lungs came into man on the predecessor of our Earth, ancient Moon, and how at that time the astral body was as it were planted into man by higher spiritual beings. But today I want you to look at the fact of the lungs being an expression of the astral body. The actual expression of the astral body is of course the nervous system. But man is complicated, and the development of the various parts always runs parallel. The construction of the lungs began at the same time as the development of the astral body and the incorporation of the present-day nervous system. This in a way includes the lungs in the rhythm of the astral body, that rhythm that is governed by the number seven. The phenomenon of a rising temperature is connected with certain functions of the etheric body. Something must be happening in the etheric body if a temperature runs a certain course. The temperature, then, is somehow within the rhythm of the etheric body. Whenever you have a temperature it has this rhythm, but in what way? We shall have to be clear about the following: The etheric body, which completes its cycle in four times seven days, moves considerably slower than the astral body with its seven day rhythm. So if we relate the rhythmic course of the etheric body to that of the astral body, we can compare them with the hands of a clock. The clock's hour hand goes round once whilst the minute hand, in the same span of time, goes round twelve times. There you have the relationship of 1:12. Now suppose you look at the clock at noon, when the minute hand lies on top of the hour hand. The two hands coincide. Then the minute hand goes round one, and when it returns to the twelve it can no longer coincide with the hour hand, for this has meanwhile moved on to one. It will be roughly another five minutes before the two hands can coincide, so the minute hand does not point to the same place as the hour hand an hour later but after an hour and just over five minutes later. Now you have a similar relationship between the movement of the astral body and the movement of the etheric body. Imagine that your astral body, that is connected the whole time with the etheric body, were to be in a certain position in relation to the etheric body. Now the astral body begins to rotate. When after seven days it returns to its original position, it does not coincide again with the etheric body, for, after seven days, the etheric body has moved round a quarter of its cycle. So seven days later the position of the astral body does not coincide with the same position of the etheric body but with a position that is a quarter of the cycle behind the original one. Now imagine you have a case of the illness in question. A definite position of the astral body is connected with a definite position of the etheric body. And at this moment, with the co-operation of these two positions working together, the temperature appears, as a summons to fight the enemy. Seven days later the astral body covers an entirely different part of the etheric body. Now in the etheric body there must be not only the power to produce a temperature, for in that case, once it had really got going, it would never drop again; so seven days later this point of the etheric body that is now covered by the part of the astral body that produced the temperature seven days previously has the tendency to counteract the temperature and bring it down. If the patient's disorder has been overcome in seven days, then all is well. But if the disorder has not been overcome, and the astral body has not got the tendency now to push the illness out, the patient comes into the unfortunate position in which the etheric body has the tendency to bring the temperature down. It is important to pay good heed to these two points of coincidence. We could discover points like this for all kinds of phenomena in human life. And just through these rhythms, these mysterious inner workings, man's whole being could be understood. The etheric body really has a tendency that expresses itself in four times seven. In the case of other illnesses you will notice that the fourteenth day is of special importance; that is, two times seven. And we can definitely say that with certain phenomena the paroxysm has to be especially strong after four times seven; The point being that if the trouble decreases then, you can definitely hope for recovery. All these things are connected with rhythms of the kind we touched on three weeks ago and have dealt with in greater detail today. With such things as these, which appear difficult but which can nevertheless be understood, we can begin to penetrate a little way beneath the surface of the physical sense world. And we must penetrate further and further. Now let us enquire into the origin of such rhythms. We have to look once again to the great cosmic relationships to find the origin of such rhythms. We have often drawn your attention to the fact that what we call the four members of man, physical body, etheric body, astral body and ego have evolved through Saturn, Sun, Moon and Earth existence. If we look back to our old Moon we find that it also separated itself from the sun for a certain length of time, though a large part of what is the moon today was then part of the earth. But outside there was a sun, and when such heavenly bodies belong together then their forces, which are the expression of their beings, always have an influence on regulating the life of their creatures. The orbiting of a planet around its sun or of a satellite around its planet is by no means mere chance, nor is it unconnected with life, on the contrary it is regulated by those beings we have learnt about in the hierarchies of spirits. We have seen that it is absolutely untrue that the heavenly bodies rotate by themselves through mere lifeless forces. We have pointed out how grotesquely the modern physicist explains the Kant-Laplace theory by means of his experiment with the blob of fat. A cardboard disc is inserted through the floating blob of farm the direction of the equator and a needle stuck through it from above, and then the whole thing is rotated, whereupon small droplets break off from the large drop and rotate as well. Thus the experimenter shows how a planetary system in miniature arises, and physicists generally draw the conclusion that this is how the large planetary system must have arisen. Although it is usually good to forget yourself, in this particular case it is not. For the good man usually forgets that the miniature planetary system could not arise if he did not turn the handle. It is perfectly permissible to do such experiments, and they are very useful, but you should not forget the most important part. What an infinite number of people fall victim to such suggestions! They overlook the fact that the professor was doing it. There is no gigantic professor out yonder of course, it is the hierarchies of spiritual beings who regulate the rhythms of the heavenly bodies and actually bring about all the ordering of matter in the cosmos, so that the individual planetary bodies revolve around one another. And if we could go into the movements of the planetary spheres that form a correlated system—and a time will come for this—we should recognise the rhythms of our own human members. For the time being, however, we need only point to one thing. Modern man, with his materialistic mode of thought, laughs at the idea that in earlier times certain conditions in man's life were organised in connection with the four quarters of the moon. Now just with the moon in particular there is in a wonderful way a cosmic reflection of the relationship existing between the astral and the etheric body. The moon moves round its cycle in four times seven days. Those are the positions of the etheric body, and these four times seven positions of the etheric body are exactly mirrored in the four quarters of the moon. It is by no means nonsense to look for a connection between the phenomenon of the rising temperature we described and just these quarters of the moon. Just think, there really is a different quarter of the moon at the end of seven days, just as there is another quarter of the etheric body and the astral body covers a different quarter of the etheric body. Originally the relationship of the human astral body to the etheric body was indeed regulated by spiritual beings bringing the moon into a corresponding orbiting of the earth. And you can see how the things are to a certain extent connected, in that even modern medicine reckons with an ancient heritage of rhythmic knowledge. As the rhythm of the body is ten times twenty-eight and the physical body is as it were back at the same point ten times twenty-eight days later, there are about ten times twenty-eight days between the conception of a human being and his birth, ten lunar months. All these things are connected with the regulating of the great cosmic relationships. Man as microcosm is a true image of the great world relationships, for he is created out of them. Today we want to turn our thoughts to evolution in the middle of Atlantean times. That was a very important point for earth evolution. Before that time we can distinguish three races in human evolution; the Polarian, the Hyperborean and the Lemurian race. Then comes the Atlantean race. We are now in the fifth race and two races will follow us, so the Atlantean epoch lies right in the middle. The middle of Atlantean times is the most important point in earth evolution. If we were to go back before this time, even then we should have found an exact reflection of cosmic relationships in the relationships of external human life. It would have had a very bad effect on man if he had done the kind of things then that he does now. Nowadays man does not adjust himself very much to the cosmic situation. In town life things often have to be arranged in such a way that people are awake when they would otherwise be asleep and asleep when they ought to be awake. If anything like being awake at night or sleeping in the daytime had occurred in Lemurian times, and man had paid so little attention to the external phenomena that belong to certain inner processes, he would not have survived. Of course such a thing was quite impossible then, because it was a matter of course that man in his inner rhythm conformed with outer rhythm. Man lived as it were with the cycles of the sun and the moon and modeled the rhythm of his astral and etheric bodies on the cycle of sun and moon. Let us come back to the clock. In a certain respect this also conforms to the great cosmic cycle, when the hour and minute hands coincide at twelve o'clock, that is because there is a certain constellation of the sun and stars. We set our clocks according to this and a clock is unreliable if the two hands do not coincide the following day as soon as this constellation of stars occurs again. In Berlin the clocks are set daily by electricity from the Enckeplatz observatory. So we may say that the movements or rhythms of the clock hands are set every day according to the rhythm of the cosmos. Our clock is correct if it synchronises with the central clock which, in its turn, synchronises with the cosmos. In ancient times man had no need of a clock, for he himself was a clock. His life's course, which he could clearly feel, absolutely conformed to cosmic relationships. Man really was a clock. And if he had not conformed to the cosmic situation, exactly the same thing would have happened to him as happens to a clock if its movement does not correspond to the outer situation: it goes wrong, and he would have gone wrong too. The inner rhythm had to correspond to the outer. And the essential part of man's evolution on earth is that since the middle of Atlantean times the outer situation does not absolutely coincide with the inner one. Something else has come about. Just imagine someone fancying that he could not bear the two hands of his watch coinciding at noon. Supposing he alters them to three o'clock, then when it is one o'clock for other people he makes it four p.m., at two o'clock he makes it 5 p.m., and so on. The inner working of his clock will not have changed, it will only have become displaced compared with the outer situation. Twenty-four hours later he will make it three o'clock again; that it, his clock's movement will not coincide with the cosmic situation but its inner rhythm will still agree with it, for it has only been displaced. Man's rhythm has also been displaced. Man would never have become an independent being if all his activity had remained in cosmic leading strings. The basis of his freedom lies in his having preserved his inner rhythm while severing himself from external rhythm. He has become like a clock that at the nodal points no longer coincides with cosmic occurrences yet is inwardly in harmony with them. Thus in the far distant past a human being could be conceived in one particular stellar constellation only and be born ten lunar months later. This coinciding of conception with a cosmic situation has ceased but the rhythm has remained, just as a clock keeps to its rhythm even though at midday you set it at three o'clock. Of course it is not man's circumstances only though, that have become displaced, the times have become displaced as well. Even if we disregard the last-mentioned cosmic displacement, something very special has occurred in man's inner life, in that he has lifted himself as it were out of the cosmic situation and is no longer a ‘clock’ in the proper sense of the word. He is more or less like a man who has put his clock forward three hours and then, forgetting how much he has put it forward, cannot sort himself out any more. This is what happened to man in earthly evolution once he was free of the situation in which he was like a clock in the cosmos. In certain respects he brought his astral body into disorder. The more the conditions of human life were regulated by the physical, the more the old rhythm was preserved; but the more his life conditions became influenced by thought, the greater the disorder that came into them. I would like to clarify this from another angle. Men are not the only beings we know of, we also know of beings that are superior to present-day earth man. We know of the sons of life or the angels, and we know that they went through their human stage on ancient Moon. We know of the spirits of fire or the archangels, that went through their human stage on the old Sun condition of the earth, and we also know of the primeval forces, who went through their human stage on ancient Saturn. These beings are in advance of man in their cosmic evolution. If we were to study them today we would find that they are beings of a much more spiritual nature than man. Therefore they live in higher-worlds. But in regard to the particular things we have been mentioning today, their situation is totally different from man's. In spiritual matters they conform absolutely to the cosmic rhythm. An angel would not think in such a disordered way as man, for the simple reason that his thought process is regulated by the cosmic powers which guide him. It is right out of the question for a being like an angel not to think in harmony with the great spiritual processes of the cosmos. The laws of logic for the angels are written in the universal harmony. They need no textbooks. Man needs textbooks because he has brought his inner thought processes into disorder. He no longer knows how to take guidance from the great script of the stars. Angels know the course of the cosmos, and the course of their thought corresponds with the ordered rhythm. When man came on to the earth in his present form he fell out of this rhythm, hence the lack of order in his life of thought and feeling. Regularity still holds sway in the things man has less influence on in his astral and etheric bodies, but in the parts that have been given into man's hands, that is, his sentient soul, intellectual soul and consciousness soul disorder and lack of rhythm have entered in. It is one of the least important matters that in our cities man turns night into day. It is of far greater significance that in his inner life of thought man has torn himself away from the great universal rhythm. The way man thinks all day long is in a certain respect in contradiction to the life of the great universe. Do not imagine though, that all this is being said to encourage a world conception that will bring man back into this kind of rhythm again. Man had to get away from the old rhythm; his progress depends on this: When certain prophets go around today preaching ‘Back to Nature’, they want to bring life into reverse instead of helping it forward. All this chatter about returning to nature contains no understanding of real evolution. When a movement today recommends people to eat certain foods only at certain times of the year because nature herself indicates this by making foods grow only at certain times, this is the abstract talk of the amateur. The essential thing about evolution is that man grows more and more independent of outer rhythm. But we must not lose the ground from under our feet. It is not the best thing for man's progress and salvation to return to the old rhythm and ask himself how he should live in harmony with the four quarters of the moon. For it was essential in olden times for man to be like an impress of the cosmos. But it is important too that man should not believe he can live without rhythm. Just as his inner life was formed from outside inwards he must now create rhythm from inside outwards. That is the essential thing. His inner life must become rhythmic. Just as rhythm created the cosmos, man has to permeate himself with a new rhythm if he wants to share in the creating of a new cosmos. It is characteristic of our age that it has lost the old, external rhythm and has not yet attained a new inner one. Man has outgrown nature—if we call the outer expression of spirit ‘nature’—but has not yet grown into the spirit. He is still floundering today between nature and spirit. This is just what is characteristic of our time. This floundering between nature and spirit reached its climax in the second third of the nineteenth century. Consequently the beings who know and interpret the signs of the times had to ask themselves at that time: What can be done so that man does not lose all trace of rhythm but acquires an inner rhythm? What you can see today as the characteristic of mental life is its chaotic nature. Today, when you see something that has been thought out, the first thing that is bound to strike you is its chaotic nature, its inner lack of order. This is the case in almost every sphere. Only the spheres that still possess good old traditions have something of the old order left. In new spheres man has first of all to create a new order. That is why men can see facts today, like the fall in temperature on the seventh day of pneumonia, but their explanation of them is an absolute chaos of thoughts. When the human being thinks about it, then—because he does not think in an ordered way—he piles up a medley of thoughts around the fact. All our sciences take an external fact of the world and stir up a mass of thoughts about it with no inner order, because man has gone astray in a kind of mental abyss. He has no guiding principles of thought today, no inner thought rhythm, and humanity would become completely decadent were they not to acquire an inner rhythm. Look at spiritual science from this point of view. You will see the element you are in when you begin to study spiritual science. To begin with you hear—and gradually understand—that man has four members of his being: physical body, etheric body, astral body and ego. And then you hear that work is done by the ego, and the astral body is changed into manas or spirit-self, the etheric body into buddhi or life-spirit and the principle of physical man into spirit-man or atma. Now just think how much ground we have covered with this basic formula of spiritual science. Think of the many themes that were really fundamental themes, and how we had to build up our whole thought structure time and again out of this basic scheme: physical body, etheric body, astral body and ego. You know, some people actually get tired of hearing these basic facts over and over again in certain public lectures. But this is and remains a reliable thread on which to string our thoughts: these four members of man's being and their inter-working; and then on a higher level, the transformation of the three lower members: the third into the fifth, the second into the sixth and the first into the seventh member of our being. If you count all the members of man's being that we know of physical body, etheric body, astral body, ego, spirit-self, life-spirit and spirit-man, you have seven. And if you count those that form the foundation of these, namely the physical body, etheric body, astral body and ego, you have four. And you are reproducing in thought the macrocosmic rhythm of 7:4 and 4:7 when you follow this train of thought. You are producing the outer, macrocosmic rhythm again from out of yourself You are repeating the rhythm that was once there macrocosmically in the universe and bringing it to birth again. You are laying down the plan or basis for your system of thought, as once the gods laid down the plan for the wisdom of the world. When we bring the inner rhythm of number to life in us again in this way, then out of the chaos of thought life a cosmos of thought is developed out of the innermost being of the soul. Men have freed themselves from external rhythm. By means of what is truly a science of the spirit we return to rhythm again, creating a cosmic structure from within outwards that is inwardly rhythmic. And if we turn to the cosmos and look at the earth's past, at Saturn, Sun, Moon and Earth, we find four, then the Moon in spiritualised form at the fifth stage as Jupiter, the Sun at the sixth stage as Venus, and ancient Saturn at the seventh stage as Vulcan. Thus in Saturn, Sun, Moon, Earth, Jupiter, Venus, Vulcan our evolutionary phases add up to seven. Our physical body as it is today, has developed through the number four, through Saturn, Sun, Moon and Earth. In the future it will gradually become completely transformed and spiritualised. So that here too, when we look at the past we have the number four, and when we look to the future the number three: again there is 4:3, or if we include the past in the whole of evolution, 4:7. We are still only at the beginning of our spiritual scientific activity, even if we have been working at it for many years. Today we could only point out what men meant by the ‘inner number’ at the root of all phenomena. And we see that in order to gain freedom man had to fall away from the original rhythm. But he has to rediscover within himself the laws with which to regulate the ‘clock’, his astral body. And the great regulator is spiritual science, because it is in harmony with the great laws of the cosmos beheld by the seer. The future as created by man will have the same great numerical relationships as the cosmos had in the past, but on a higher level. Therefore men have to bring the future to birth out of number, like the gods created the cosmos out of number. We can see how spiritual science is connected with the course of the macrocosm. When we grasp what is there in the spiritual world behind man, the number four and the number seven, we shall understand why we must look to the spiritual world to find the impulse to carry forward what we know to be the evolutionary course of humanity. And we shall understand why just in an age when men have reached the greatest chaos in their inner life of thought, feeling and will those individualities who have to interpret the signs of the times had to draw attention to the kind of wisdom that enables man to create his soul life in a regulated way from within outwards. We shall learn to think with inner rhythm in a way that is necessary for the future, when we think in accordance with these basic relationships. And man will take into himself more and more from the world of his origins. At present he is acquiring what we can see to be the ground plan of the cosmos. He will go further and feel himself filled with certain fundamental forces and ultimately with fundamental beings. All this is just in its beginnings today. And we appreciate the importance and world significance of the anthroposophical mission when we regard it not as an arbitrary act of this or that individual, but rather set about understanding it with all the inner force of our very existence. Then we can reach the point of being able to say that it is not a matter of choice whether we take up the anthroposophical mission or not, for if we want to understand our times we must recognise and fill ourselves with the thoughts of the divine-spiritual worlds which are the basis of anthroposophy. And then we must let them flow out of us again into the world, so that our actions and our being acquire, in place of chaos, the stature of a cosmos, like the cosmos out of which we were born. |
206. Dual Forms of Cognition in the Middle Ages
05 Aug 1921, Dornach Tr. Unknown Rudolf Steiner |
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Those who fail to see the theological element in Hume and in Kant are simply unable to have an insight into such things. Philosophical thought has arisen altogether out of theological thought and, in a certain way, it has elaborated certain things in the form of intellectual concepts and these things had almost a super-sensible colouring. |
206. Dual Forms of Cognition in the Middle Ages
05 Aug 1921, Dornach Tr. Unknown Rudolf Steiner |
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During my recent lectures I have brought forward a few things with the view of explaining the modern life of the spirit and its possibilities of development for the future. I have said that we should observe the events which have taken place in the course of human evolution, events that have led up to a soul-constitution which characterises the modern life of the spirit. Let us once more bear in mind a few things which characterise this modern life of the spirit. By departing from various standpoints, we have gradually struggled through to the conclusion that the fundamental note of this modern life of the spirit is intellectualism, the intellectual, understanding attitude towards the world and man. This does not contradict the fact that in our times the essential character of a world-conception is sought in the observation and elaboration of external phenomena which can be observed through the senses. This, in particular, will be unfolded in the next few days. We may say that intellectualism, as such, has made its first appearance in the course of human evolution during the time comprised within the 300 years prior to the Mystery of Golgotha, and then it has gradually developed to a height which has not been surpassed during the three centuries subsequent to the Mystery of Golgotha. We may say that in the course of about six centuries, humanity has been trained to take up intellectualism. Intellectualism developed from out a spiritual world-conception, which began to ebb at that time, in the course of those six centuries. External documents (I have already called attention to this fact) hardly enable us to study the ebb of this world-conception, because the spreading of Christianity did its utmost to destroy, with but a few exceptions, every gnostic document. Within the evolution of human world-conceptions, these gnostic documents represent that particular element which has, on the one hand, taken up something from older traditions, from what existed in Asia, Africa and southern Europe in the form of an ancient wisdom, from what could still be reached in these later times, in accordance with the faculties of human beings who were no longer able to rise to great heights of super-sensible vision. This older form of wisdom, the last echoes of which may still be found in the pre-Socratic philosophers and which contains last, pale gleams of Plato's arguments, this world-conception did not work with intellectual forces; essentially speaking, its contents were obtained through super-sensible vision, even if this was instinctive. At the same time, this super-sensible vision supplied what may be designated as an inner logical system. If we have within us the contents of super-sensible vision, no intellectual elaboration is needed, for the human being already possesses a logical structure through his own nature. Thus we may say that in the course of human evolution intellectualism has, in a certain respect, risen out of Gnosticism. It has risen out of super-sensible, spiritual contents. The spiritual contents have dried up and the intellectual element has remained. A man with a preeminently leading spirit, who at that time already made use of the intellect (in Plato, this was not evident as yet) and who clearly evinced that the older form of spirituality had ceased to exist and that the human being now sought to gain a world-conception through inner intellectual work, this preeminently leading spirit was Aristotle. Aristotle is, as it were, the first man in human evolution who works in a truly intellectual way. In Aristotle, we continually come across statements showing that the recollection of an old wisdom, gained through super-sensible means, is still alive in a traditional form. Aristotle is aware of this older form of wisdom; he alludes to it whenever he speaks of his predecessors, but he can no longer connect his statements with any contents which are really his own inner experience. Aristotle evinces in a high degree that things which were vividly experienced in the past, have now become mere words for him. But on the other hand, he is eminently intellectual in his way of working. Owing to the special configuration of Greek culture, Aristotle is not a Gnostic. The gnosis of that time, with its still ample store of wisdom, which continued to exist even in the post-Christian centuries, had an intellectual way of grasping the old spiritual contents. These can no longer be experienced. What the Gnostics set forth, contains, as it were, a shadow-outline of the old spiritual wisdom. We can see that humanity gradually loses altogether the possibility of connecting a meaning with what had once been given to man in a super-sensible form. This stage, of not being able to connect any meaning with the old spiritual wisdom, reaches its climax in the fourth century of our era. Particularly a man like Augustine clearly reveals the struggle after a world-conception from out the very depths of the human soul, but it is impossible for him to reach a world-conception which is based on spirituality, so that he finally accepts what the Catholic Church presents to him in the form of dogmas. The spiritual life of the Occident (and this is, to begin with, our present subject of study) obtained its contents above all during the centuries which followed the first four hundred years after the Mystery of Golgotha. It obtained its contents through what had been handed down traditionally from a Christian direction and had gradually acquired the form of dogmas, that is to say, of intellectual forms of thought. Nevertheless these dogmas were connected with contents which had once been experienced in super-sensible vision and which now existed merely in the form of memories. It was no longer possible to gain an insight into man's connections with these super-sensible contents; that is to say, it was not in any way possible to convey to the human beings the significance of these super-sensible contents. For this reason, the education of humanity took on an essentially intellectual character in the following centuries, up to the fifteenth century. The spiritual life of the fourth and fifth centuries of our era, up to the fifteenth century, with all the experiences connected with that time—starting with the first Fathers of the Church up to Duns Scotus and then Thomas Aquinas and Albertus Magnus—the spiritual life of those centuries and all the experiences connected with that time, arouse our interest not so much in view of the contents which have been transmitted to us, as in view of the thoroughly significant training through which the human beings had to pass, so that their soul-constitution was directed towards intellectualism. In regard to intellectual matters, in regard to the elaboration of conceptual matters, the Christian philosophers have reached the very climax. We may say, on the one hand, that intellectualism was fully born at the end of the fourth century of our era, but we may also say that intellectualism, as a technique, as a technical method of thinking, evolved up to the fifteenth century. That human beings were at all able to grasp this intellectual element, is a fact which took place in the fourth century. But to begin with, intellectualism had to be elaborated inwardly, and what was achieved in this direction, up to the time of high Scholasticism, is truly admirable. Modern thinkers could really learn a great deal in this connection, if they would train their capacity of forming concepts by studying the conceptual technique which was unfolded by the scholastic thinkers of the Catholic Church. If we observe the disorderly way of thinking which is customary in modern science, if we observe how certain ideas which are indispensable for the attainment of a world-conception (for instance, the idea of subsistence in connection with existence) have altogether disappeared, particularly in regard to their inner character, if we observe how concepts such as “hypothesis” have acquired an entirely indistinct character, whereas for the scholastics it was a conceptual form with clearly defined outlines, if we observe many other things which could be adduced in this direction, we shall realise that the ordinary modern life of the spirit does not possess a real technique of thinking. How many things could be learnt if we would once more become acquainted with what has been developed up to the fifteenth century as a technique of thinking, that is to say, as a technique of intellectualism! Thinkers who have had a training in this sphere are so superior to the modern philosophers because they have taken up within them the scholastic element. Indeed, after the disorderly thoughts contained in modern scientific writings, it does one good to take hold of a book such as Willmann's “History of Idealism”. Of course, at the present time we cannot agree with the contents of Willmann's book, for it contains things which we cannot accept, nevertheless it reveals a thinking activity which gives us, as such, a feeling of well-being, in comparison with what has just been characterised. Otto Willmann's “History of Idealism” should also be read by those who adopt an entirely different standpoint. The way in which he deals with the problems from the time of Plato onwards, his complete mastery of the scholastic activity of thought, can, to say the least, exercise an extraordinary influence upon modern human beings and discipline their thoughts. Essentially speaking, the task of the time which lies between the fourth and the fifteenth century was, therefore, the development of a technique of thinking. This thinking activity has now adopted a definite attitude in regard to man's cognitive faculty towards the contents of the world. We may say: Spirits such as Albertus Magnus and Thomas Aquinas have set forth the position of man's thinking activity towards the contents of the world in a manner which was, at that time, quite incontestable. How do their descriptions appear to us? Thinkers such as Albertus Magnus and Thomas Aquinas had dogmatically preserved truths which originated from old traditions, but their meaning could no longer be grasped. To begin with, these truths had to be protected as contents of a supernatural revelation, which at that time was more or less equivalent to a super-sensible revelation. The Church preserved these revelations through its authority and teachings, and people thought that the dogmas of the Church contained the revelations connected with the super-sensible worlds. They were to accept what was offered in these dogmas, they were to accept it as a revelation which could not be touched by human reason, that is to say, by the human intellect. In the Middle Ages it was, on the one hand, quite natural to apply the intellectual technique, which had reached such a high degree of development, but on the other hand, it was evident that the intellect was not allowed to determine anything in connection with the contents of these dogmas. The highest truths required by the human beings were sought within the dogmas. They had to be presented by theology, which was supernatural, and contained the essence of everything relating to the higher destinies of man's soul-life. The conceptions of that time were, on the other hand. permeated by the idea that Nature could be grasped and explained by the unfolding intellect, and that ratio, that is to say, the intellect, enabled one to grasp in a certain abstract manner the beginning and the end of the world, that it enabled one to grasp even the existence of God, etc. etc. These things were altogether considered as forming part—although in a certain abstract manner—of the truths which could still be reached through the intellectual technique. Human cognition was thus divided into two spheres: The sphere of the super-sensible, which could only become accessible to man through revelation and was preserved within the Christian dogmas, and the other sphere, which contained a knowledge of Nature, to the extent in which this was possible at that time, and which could only be reached, in its whole extent through an intellectual technique. If we wish to grasp the spiritual development of our modern times, we must penetrate into this dual character of cognition during the Middle Ages. New spheres of knowledge slowly begin to appear from the fifteenth century onwards, and then more and more quickly; new spheres of knowledge, which then became the contents of the modern scientific world-conception. Up to the fifteenth century, the intellect, as such, had developed, its technique had gradually unfolded, but throughout that time it had not enriched itself with contents of a natural-scientific character. The knowledge of Nature which existed up to that time, was an old traditional knowledge which could no longer be grasped to its full extent: the intellect had. as it were, not been tested by contents of an immediate and elemental kind. This only took place when the deeds of Galilei, Copernicus and so forth, began to penetrate into the modern development of science, and it occurred at a time when the intellect did not merely unfold its technique, but when it began to tackle the external world. Particularly in a man such as Galilei we can see that he uses his highly developed technique of thinking in order to approach with it the contents of a world which appears to the external observation through the senses. In the centuries which followed, up to the nineteenth century, those who were striving after knowledge were occupied above all with this: their intellect was grappling with Nature, it was seeking to gain a knowledge of Nature. What lived in this struggle of the intellect that was seeking to gain a knowledge of Nature? In order to grasp this, we should not follow preconceived ideas, but psychological and historical facts. We should clearly realise that humanity does not only carry over theories from one epoch to the other, and that the Christian development of philosophy has produced in an extraordinarily strong way the tendency to apply the intellectual faculties merely to the world of the senses, without touching the super-sensible world. If those who were striving after knowledge had touched the super-sensible sphere with their intellectual forces, this would have been considered a sin. Such an attitude gave rise to certain habits, and these habits continued. Even if the human beings are no longer fully conscious of them, they nevertheless act under the influence of these habits. In the centuries which preceded the nineteenth century, one of these habits, that is to say, a habit which arose under the influence of Christian dogmatism, produced the tendency to use the intellectual faculties merely for an external observation through the senses. In the same way in which the universities were, generally speaking, the continuation of schools which had been founded by the Church, so the sciences which were taught at these universities in connection with a knowledge of Nature were fundamentally a continuation of what the Church acknowledged to be right in the sphere of natural science. The tendency to include in knowledge nothing but an empiricism based on the observation through the senses is, in every respect, the echo of a soul-habit which has risen out of Christian dogmatism. This way of directing the intellect towards the external world of the senses was more and more accompanied by the fact that the forces which the soul itself directed towards the contents of super-sensible dogmas gradually paled and died. The possibility of an independent investigation had once more arisen, and although the contents which the intellect thus obtained were of a purely sensory kind, they were nevertheless the contents of knowledge. The dogmatic contents gradually paled under the influence of contents which were gained through a knowledge of the sensory world. This knowledge was acquiring a more and more positive character. It was no longer possible to adopt towards these super-sensible contents a soul-attitude which still existed after the fourth century of our era as a recollection of something which humanity had experienced in very ancient times. What was connected with the super-sensible worlds gradually disappeared completely, and what lies before us in the spiritual development of the last three or four centuries merely represents an artificial way of preserving these super-sensible contents. The contents which have been taken from the world of the senses and which have been elaborated by the intellect grow more and more abundant. They permeate the human soul. The habit of calling attention to the super-sensible contents gradually pales and disappears. Also this fact is unquestionably a result of the Christian dogmatic development. Then came the nineteenth century; the human soul had completely lost its elementary connection with what was contained in the super-sensible world, and it became more and more necessary for the human beings to convince themselves, one might say, artificially, that it is, after all, significant to accept the existence of a super-sensible world. So we may see, particularly in the nineteenth century, the development of a doctrine which had been well prepared in advance, the doctrine of the two paths of cognition: the path of knowledge and the path of faith. A cognition of faith, based upon an entirely subjective conviction, was still supposed to uphold what had been preserved traditionally from the old dogmas. In addition to this fact, the human beings were more and more overcome, I might say, by the knowledge which the world of the senses offered to them. Fundamentally speaking, just about the middle of, the nineteenth century, the evolution of the spiritual world of Europe had reached the following point: An abundant knowledge flowed out of the world of the senses, whereas the attitude towards the super-sensible world was problematic. When the human beings investigated the sensory world, they always felt that they had a firm ground under their feet and the facts resulting from an external observation could always be pointed out and summed up in a kind of world-picture, which naturally contained nothing but sensory facts, but which grew more and more perfect in regard to these sensory contents. On the other hand, they were striving in an almost cramped and desperate manner to maintain a survey of the super-sensible world through faith. Particularly significant in this connection is the development of theology, especially of Christology, for it shows us how the super-sensible contents of the Christ-idea were gradually lost, so that finally nothing remained of this idea except the existence of Jesus of Nazareth within the world of the senses; he was, therefore, looked upon as a member of human evolution within the ordinary and intellectual life of the senses. [See Rudolf Steiner's, “Et incarnatus est ...”.] Attempts were made to uphold Christianity even in the face of the enlightened and scientific mentality of modern times, but it was submitted to criticism and dissolved through this critical examination; the contents of the gospels were sieved and thus a definition was construed, as it were, which justified to a certain extent at least the right to point out that the super-sensible world must be the subject of faith, of belief. It is strange to see the form which this development took on just about the middle of the nineteenth century. Those who study modern spiritual science should not overlook this stage in the development of human knowledge. Men who have spoken extensively of the spirit and of the spiritual life of the present, have treated in an amateurish way what has arisen as materialism in the middle of the nineteenth century within the evolution of mankind. Of course, it would be superficial to remain by this materialism. But it is far more superficial to take up an amateurish attitude towards materialism. It is comparatively easy to acquire a few concepts which are connected with the spirit and with spiritual life, and then to pass sentence over what has arisen through the materialism of the nineteenth century; but we should observe this from a different standpoint. It is, for instance, a fact that a thinker such as Heinrich Czolbe, and he is perhaps one of the most significant materialistic thinkers, has given a real definition of sensualism in his book, “An Outline of Sensualism”, which was published in 1855. He states that sensualism implies a cognitive striving which excludes the super-sensible from the very beginning. Czolbe's system of sensualism gives us something which seeks to explain, the world and man only with the aid of what may be obtained through sensory observation. We might say that this system of sensualism is, on the one hand, superficial, but, on the other hand, it is extraordinarily sharp. For it really attempts to observe everything, from perception to politics, in the light of sensualism and to describe it in such a way that an explanation can only be given through what the senses are able to observe and the intellect is able to combine through these sensory observations. This book was published in 1855, when a clearly defined Darwinism did not as yet exist, for Darwin's first epoch-making book only appeared in 1858. Generally speaking, the year 1858 was very trenchant in the more recent spiritual evolution. Darwin's “Origin of the Species” appeared at that time. Spectral analysis also arose at that time within the evolution of humanity, and this has given rise to the conception that the universe consists of the same material substances as those of terrestrial existence. In that year the first attempt was made to deal with the aesthetic sphere in an external, empiric manner, a subject which in the past had always been treated in a spiritual-intellectual manner. Gustav Theodor Fechner's “Introduction to Aesthetics” was published in 1858. Finally, the attempt was made to apply this manner of thinking, which is contained in all the above examples, to social life. The first more important economic book of Carl Marx also appeared in that year. This fourth phenomenon of the modern materialistic life of the spirit thus appears not only in the same period, but in the same year of that period. As stated, certain things have preceded all this, for instance, Czolbe's “Sensualism”. Afterwards, the attempt was made to permeate with materialistic world-conceptions the many facts which were discovered at that time in regard to the external life of the senses and we may say: The materialistic world-conception has not been created by Darwinism, or by spectral analysis, but the facts which Darwin had so carefully collected, the facts which could be detected to a certain extent in spectral analysis, and all that could be discovered in connection with certain things which were once investigated in an entirely different manner (this may be seen, for instance, in Fechner's “Introduction to Aesthetics”), all this was immersed in the already extant conception of sensualism. Fundamentally speaking, materialism already existed; it had its origin in the propagation of that habit of thinking which was, in reality, an offspring of the scholastic manner of thinking. We do not grasp the modern development of the spirit, we do not grasp materialism, unless we realise that it is nothing but the continuation of medieval thinking, with the omission of the idea that it is necessary to rise from thinking to the super-sensible with the aid, not of human reason and human observation, but with the aid of the revelations contained in the dogmas. This second element has simply been omitted. But the fundamental conviction relating to one side of cognition, to that side which refers to the world of the senses, this fundamental conviction has been maintained. What had thus developed in the course of the nineteenth century, then changed in such a way that it appeared, for instance, in the famous Ignorabimus of du Bois-Reymond, in the early seventies. The scholastic thinkers used to say: Human cognition, which is permeated by the intellect, is only connected with the external world of the senses, and everything that the human being is supposed to know in regard to the super-sensible world must be given through the revelation which is preserved in the dogmas.—The revelation which the dogmas have preserved has paled, but the other fundamental conviction has been retained. This is what du Bois-Reymond states incisively, in a modern garment, to be sure. du Bois-Reymond applied what Scholasticism used to voice in the manner which I have just described, in such a way that he said: It is only possible to gain a knowledge of sensory things; we should only gain a knowledge of sensory things, for a knowledge of the super-sensible world does not exist. Fundamentally speaking, there is no difference whatever between one of the two spheres of knowledge in Scholasticism and what has arisen, in a modern garment, among the modern natural scientists, and du Bois-Reymond was undoubtedly one of the most modern scientists. It is really very important to contemplate earnestly and carefully how the modern conception of Nature has risen out of Scholasticism, for it is generally believed that modern natural science has arisen in contrast to Scholasticism. Just as the modern universities cannot deny that in their structure they originate from the Christian schools of the Middle Ages, so the structure of modern scientific thought cannot deny its origin from Scholasticism, except that it has stripped off, as I have explained before, the scholastic elaboration of concepts and the scholastic technique of thinking, which are worthy of the greatest respect and appreciation. This technique of thinking has also been lost; and for this reason certain questions, which are evident and which do not satisfy a real thinker, have simply been overlooked with elegance in the modern scientific manner of considering things. The spirit and the meaning contained within this modern science of Nature, are, however, the very offspring of Scholasticism. But the human beings acquired the habit of restricting themselves to the world of the senses. This habit, to be sure, also produced excellent things, for the human beings acquired the tendency to become thoroughly absorbed in the facts of the sensory world. It suffices to consider that spiritual science, the spiritual science which is orientated towards Anthroposophy, sees in the sensory world an image of the super-sensible world; what we encounter in the sensory world really contains the images of the super-sensible world. If we consider this, we shall be able to appreciate fully the importance of penetrating into the sensory material world. We must emphasize again and again and we should continually lay stress upon the fact that the other form of materialism which has come to the fore in spiritism, which seeks to cognise the spirit in a materialistic manner, is unfruitful, because the spirit can, of course, never be seen through the senses. and the whole method of spiritism is, therefore, a humbug. On the other hand, we should realise that what we observe through our ordinary, normal senses and what we elaborate from out this sensory observation, with the aid of the intellect which has developed in the course of human evolution, is in every way an image of the super-sensible world, and consequently the study of this image can, in a certain way, lead us into the super-sensible world far better than, for instance, spiritism. In earlier times, I have often expressed this by saying: Some people are sitting around a table in order to “summon spirits”; yet, they completely overlook the fact that there are so and so many spirits sitting around the table! They should be conscious of their own spirit. Undoubtedly this spirit sets forth what they should seek; but owing to the fact that they forget their own spirit, that they are unwilling to grasp their own spirit, they seek the spirit in a materialistic, external manner, in spiritistic experiments which ape and imitate the experiments made in laboratories. Materialism, which works within the images of the super-sensible world, without being aware of the fact that it is dealing with images of the super-sensible world, this materialism has, after all, achieved great things through its methods of investigation, it has achieved great and mighty things. Of course, and in Czolbe we may see this quite clearly, the real sensualists and materialists have never sought a connection between that which they obtained through their senses and the super-sensible; they merely sought to recognise the sensory world as such, its structure and its laws. This forms part of what has been achieved from 1840 onwards. When Darwinism brought forward its great standpoint, Darwinism, which had brought about the circumstance that through Darwin's person a wealth of facts had been collected from certain standpoints, when Darwinism made its appearance, it presented, to begin with, a principle of research, a method of investigation. The nineteenth century had a few accurate natural scientists, such as Gegenbauer. Gegenbauer never became a Darwinist in Haeckel's meaning. Gegenbauer, who continued Goethe's work in connection with the metamorphosis of the vertebrae and the cranium, particularly emphasized this: No matter how the truth, the absolute truth of Darwinism may stand, it has given rise to a method which has enabled us to align phenomena and to compare them in such a manner that we have actually noticed things which we would not have noticed without this method, without the existence of Darwinism. Gegenbauer meant to say more or less the following: Even though everything which is contained in the Darwin Theory were to disappear, the fact would remain that the Darwin Theory has given rise to a definite way of handling research, so that facts could be discovered which would otherwise not have been found. It was, to be sure, a certain “practical application of the ‘as-if principle’.” But this practical application of the “as-if principle” is not so stupid as the philosophical establishment of the “as-if principle”, in the form which it took on in a later epoch. Thus it came about that a peculiar structure of spiritual life arose in the second half of the nineteenth century. In more recent times, and these do not lie so far back, philosophy has, after all, always developed out of a theological element. Those who fail to see the theological element in Hume and in Kant are simply unable to have an insight into such things. Philosophical thought has arisen altogether out of theological thought and, in a certain way, it has elaborated certain things in the form of intellectual concepts and these things had almost a super-sensible colouring. In view of the fact that the things which were dealt with in philosophy always had a super-sensible colouring, natural science began to oppose it more and more, ever since the middle of the nineteenth century, for the tendency towards these super-sensible contents of human knowledge had gradually disappeared. Natural science contained something, and it compelled one to have confidence in it, because the contents of natural science were substantial. The philosophical development was powerless in the face of what was flowing into natural science more and more abundantly, developing as far as Oken's problems, which were grasped philosophically. It is interesting to see that the most penetrative philosophy of the second half of the nineteenth century calls attention to the unconscious, and no longer to the conscious. Eduard von Hartmann's philosophy was discarded by the intellect, because it insisted upon its right of existence as a philosophy. The more the nineteenth century drew towards its close, the more we watch the strange spectacle of a philosophy which is gradually losing its contents and is gradually adopting the attitude of having to justify its existence. The most acute philosophers, such as Otto Liebmann, strive, above all, to justify the existence of philosophy. There is a real relationship between a philosopher of Otto Liebmann's stamp, who still tries to justify the existence of philosophy, and a philosopher such as Richard Wahle, who wrote the book, “Philosophy as a Whole and Its End”. Richard Wahle very incisively set himself the task of demonstrating that philosophy cannot exist, and thereupon obtained a chair of philosophy at an Austrian university, for a branch of knowledge which, according to his demonstrations, could not exist! In the nineties of the nineteenth century we may then observe a strange stage in these results of the modern development of thought-cognition. On the one hand, we have the natural-scientific efforts of advancing to an encompassing world-conception and of rejecting everything connected with revelation and the super-sensible world, and on the other hand, we have a powerless philosophy. This came to the fore, one might say, particularly clearly in the nineties of the nineteenth century, but it appears as a necessary result of the preceding course of development. To-morrow we shall continue to examine the course of this development. I would only like you to hold fast in particular, that modern materialism should be considered from the following standpoint. The things which appear in material life are an image of the super-sensible. Man himself, in the form in which he appears between birth and death, is an image of what he has experienced supersensibly between his last death and his birth. These who seek the soul within material existence, seek it in the wrong direction. The fundamental problem in the face of the materialism of the nineteenth century, if we wish to grasp it historically, is: To what extent was it justified? We grasp its historical evolution, not by opposing it, but by trying to understand what it lacked, indeed, but what it had to lack, owing to the fact that, during the time which immediately preceded it, the soul-spiritual element was sought in the wrong place. People believed that they could find the soul-spiritual by seeking it in the ordinary way within the sensory world, through reflections of one or the other kind, and so forth. But this is not possible. It can only be found if we go beyond the world of the senses. Sensualism and materialism were neither willing nor able to go beyond the world of the senses. They remained at a standstill by the image, they thought that this image was the reality. This is the essence, of materialism. |
208. Cosmosophy Vol. II: Lecture VI
30 Oct 1921, Dornach Tr. Anna R. Meuss Rudolf Steiner |
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Ernst Kuno Fischer (1824–1907), German philosopher who wrote a major history of modern philosophy, books on logic and metaphysics and on Kant, Descartes, Goethe, Lessing and Schiller. |
208. Cosmosophy Vol. II: Lecture VI
30 Oct 1921, Dornach Tr. Anna R. Meuss Rudolf Steiner |
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So far we have attempted to see the human being in relation to the universe as regards form and as regards life. We found that human beings relate in different ways to the universe at the head end and at the limb end. All these things essentially hold true for the period of human evolution in which we are today, i.e. the post-Atlantean period, and it has to be understood that anything we are able to say about the phenomena of this world always applies only for specific periods, for the world is in a process of evolution and changes radically from one stage of evolution to the next. We saw that human beings tear themselves away, as it were, from the relationship to the zodiac. Unlike the animal head, which lies within the zodiac, the human head has been lifted out of it, going through an angle of about 90 degrees. The head end of the human being is fully in a way of life that inclines towards inorganic, lifeless nature. Here life is more or less in decline; it is dying. Both form and life tear themselves away from their connection with the cosmos, and because of this enter into a kind of frozen state, the beginning of lifelessness. Essentially we are the outcome of previous development in this area. Think of the individual aspect of the human being and the fact that the human head is the metamorphosis of the other person who lived on earth before, and you will recall that the head points to the past, whilst the limbs point to the future. The head part of the human being also points to the cosmic expanses of the past in another way. As you know, the head is the principal bearer of the sense organs and these had their origin on ancient Saturn. The most highly developed senses—other senses developed on ancient sun and moon—go back to the earliest stages of cosmic earth evolution. Everything connected with the human head therefore points to the past and in some respects it would be right to say: The mineral world evolved in the course of earth existence, and the human head, being the oldest part, is more than any other part involved in this process of mineralization. Tearing themselves away from the cosmos, human beings keep the form that is no longer connected with the cosmos during their life between birth and death, and they also keep the life that is dying and becoming mineralized. We may also say that if human beings had kept the animal form, that is, if their heads had maintained the orientation given by the zodiac and therefore the weightier life that is to be found in the animal head, they would be entirely the outcome of earlier times in their heads. The head would have something that would immediately make it apparent that it has arisen out of the whole past cosmic evolution. By tearing the head away from this, human beings are in a way destroying their cosmic past. It is tremendously important that we consider the things that were presented yesterday and the day before and realize that in the development of the head human beings essentially destroy their cosmic past. In fact, they go beyond the actual mineralization process, entering into a process in which matter is finely dispersed to an extraordinary degree. Organic forms are of course also to be found in the head, and embedded in the organic element is a process in which matter is reduced to dust to a degree that actually goes beyond the mineral level. Fig. 18. If we look at the human head in the right way we have to say it is the focus of a process in which matter as such is reduced to nothing and it is this which makes it the bearer of a distinct inner life. The generally accepted materialistic view is entirely wrong when it comes to the form of the human head. Thanks to the head being part of the organism, human beings have a life of thoughts and ideas. This becomes possible because the material life is reduced to dust in a strange process which you may be able to picture as follows. Imagine—as I said, it is a picture, but it will give you some idea of the extremely subtle process involved—imagine, then, a painting, Raphael’s Sistine Madonna, for example. For the painting to exist in this world, it is necessary for it to have physical substance. Imagine that the physical substance falls to dust, but a fine etheric tissue would remain. So now the Sistine Madonna has turned into dust, but everything that was painted by using physical paints, including the nuances of colour, continues to exist in etheric form and someone with etheric perception would be able to perceive the etheric form that remains. That is what the thinking process is like, the process of forming ideas. When we become conscious of a thought or an idea, this is due to the fact that because the head has been taken out of the wholeness of the cosmos, as we have seen yesterday and the day before, matter loses all significance and human beings face the constant need to let their heads come alive again because they are always disintegrating, and dying in every detail. The etheric aspect of their heads lifts out of it in the process (Fig. 18, red line on the outside) and thoughts evolve. Matter turns to dust and falls away, as it were, and the etheric remains and that is how people become aware of their ideas. You’ll remember me saying that in the senses we already have something of a physical apparatus. The eye is a physical apparatus, except that the human ether body is active in it. There it already is the way I am now also going to describe for the rest of the head, for nerve tissue. Please take careful note of what I am going to say now. In the senses, and especially in the senses connected with the head, a separate etheric principle is active in the process of perception. In the sphere of the senses, therefore, we have a kind of independent etheric process. Take the eye. It is a physical apparatus, but the etheric is active in it. Independent etheric life is to be found in an organ that is all the time tending to disintegrate and is really a mechanical, if not sub-mechanical, object. This is the situation in the sphere of the senses. In the sphere of the nerves, which is an inward continuation of the sphere of the senses, the situation is such that the ether body is more closely bound up with the physical substance, but the whole of our life of the nerves wants all the time to become life of the senses. Imagine, therefore, that you are seeing a coloured surface. The ether body moves independently in this process of sensory perception. If you now leave this process aside and give yourself up to the life of the nerves, the whole sphere of the nerves becomes sphere of the senses and you have a idea of the coloured surface in your mind. We may say that in so far as human beings are nerve human beings, they become entirely sphere of the senses in their mental images or ideas. Now comes the reaction. The senses are geared towards the physical and are able to take things in continually. The organism of the nerves takes in what the senses present to it. It changes into sphere of the senses and in doing so it partly dies. It seeks to become all eye, or all ear, for instance. To prevent this happening, the vital principle, the principle of life, enters from the rest of the organism and pervades it and the human individual lets the idea go, as it were. To sum up, we may say that towards the head end, human beings destroy their past. They thus become human beings with nerves and senses that hold images and they have a living experience of images that moves in the etheric realm. You see if we base ourselves on the spiritual science of anthroposophy it is perfectly possible to describe the life of ideas that arises in the conscious mind. As human beings develop their head end with regard to form, they do so in a way that in the present age exposes them to the influence of forces that evolve in the cosmos when the sun is in the Fishes, the Ram, the Bull, and so on, but they lift their heads out of this, as far as the form is concerned. The result is that the head does not become an animal head but assumes what we may call the “human vertical”, whilst the animal remains within the zodiac. With regard to life we are able to say that towards the head end, life evolves under the influence of the outer planets Saturn and Jupiter, as we saw yesterday. But human beings lift their life out of this, and thus the following happens: If those planets were never blocked out by the sun, the whole life of the nerves would increasingly become life of the senses. People would perceive with their eyes, or their ears, but this would continue on into the life of nerves. The life of the twelve senses would be in total, inorganic chaos in their life of nerves. Due to the fact that those outermost planets are blocked out, the life of nerves is torn out of the life of senses, and human beings are able to be conscious and act with deliberation in the life of ideas—entering into sensory function and leaving it again by deliberately suppressing ideas, and so on. Thus an independent etheric principle is active in the senses during sensory perception and a reduced life of senses that is bound to the physical body is active in the nerve organism. The whole has image quality because by going into the vertical human beings destroy the principle that would give them not image quality but the quality of physical substance. Animals remain within the zodiac and have only dream images and not the conscious images that human beings have. Dream images grow out of the vital principle of the organism; conscious images are lifted up into an etheric life that has become independent of the physical body. It is important to realize that human beings develop an independent etheric life towards the head end because they raise that part out of both the zodiac and the movements of the planets. Then the astral body and the I enter into the independent etheric life and are able to take part in the thought and idea activity of the ether body. We thus see that the nature of the soul principle can be understood if we know that human thought life has soul quality, that is, it does not take part in material life. We have seen how human beings develop with regard to both form and life at the other extreme. The day before yesterday we saw that human beings become active in the world through their limbs; going back to ancient Greek times we saw how they became hunters, animal breeders, tillers of the soil and traders who sailed the oceans. Human beings continue in these activities by withdrawing from the influence of the relevant images in the zodiac. Animals remain fully under the influence of Archer, Goat, Water Carrier and Fishes and therefore develop forms that relate to the earth. A study of the zodiac will show why animal limbs have developed in a particular way. Human beings develop their system of limbs in such a way that they relate it to the earth when those zodiacal images are beneath the earth, when the earth is at that point in the zodiac in the northern hemisphere for a time. This is also why the geography of the earth offers different living conditions. Human beings are however able to transfer something they have developed in one place to another. I am speaking of things that apply to earlier times; today the different human forms mingle on the globe and the study of geography will no longer give a real idea of the way human beings relate to the macrocosm. Here, then, human beings tear themselves away from the line of the zodiac in a different way, entering into the “human vertical” in the opposite direction. They remain fully exposed to the constellations of the zodiac with regard to form and to the outer planets with regard to the head, but withdraw from both influences by standing on the earth and letting the earth cover up the other side. Saturn and Jupiter influence human beings by letting their light shine on the earth. Living in images in their heads, human beings also receive the images of those starry worlds, just as they receive images of the planetary movements by developing the principle of life towards the head end. Images from the cosmos, the macrocosm, are taken up into the life of images that human beings develop. At the other end, images are taken up and thus the forms develop that I showed you the day before yesterday—the limbs, forms that are the opposite of those seen in the head. Human beings also develop activities that are beyond the influence of the macrocosm, that do not allow those influences to enter. At the head end, therefore, human beings destroy their past. The opposite is the case at the limb end. If we stood on a transparent earth so that both zodiac and planetary movements could influence us from the other side as well, we would not be able to act freely and independently but only under the influence of the life of the planets and fixed stars. Freedom of action is only possible because the earth blocks out the life of the planets and fixed stars. Furthermore, if we were fully exposed to them, then in view of the special nature of the human life span, with repeated earth lives, the life of our limbs would grow wooden, it would harden in itself. We would be unable to let matter fall to dust, and our organic substance would become cornified (horn-like) before it matured. Human limbs would be cornified in a way that is utterly different from the hoofs of horses or cows—almost all the way up. We are protected from this horny development because as human beings we are lifted out of the zodiac. The process which results from this is the opposite of the process of reducing to dust in the head, where the past is destroyed and matter turns to dust. Development of the limb end is such that matter is not allowed to reach full cosmic maturity. It is held back. We have fingers and toes because we do not allow our limbs to reach their full growth potential. If they did, we would not just have nails but our arms and legs would be completely stiffened and cornified. By holding our limbs back we are able to develop the will in them, and this provides the basis for future lives on earth. If we allowed the limb person to reach full maturity, life would consist of one life on earth only. We preserve the basis for our future by not letting the limb person grow to maturity. Thus we have a complete contrast: When it goes in the direction of thought, our inner life becomes a life in images; when it goes in the direction of our limbs, life becomes material, it is flesh and organic matter—“young”, I’d say. It does not cornify and grow old and because of this it is possible for the flesh to fall away and the image of youth to go through death and into the next life on earth. There (Fig. 19) the will is able to develop, and we may say that the “will-end” of the human being is organic development not taken to its conclusion. At the head end we were able to speak of image quality, and here we must speak of something else. Organic development not taken to its conclusion remains germinal, an embryo capable of further development. At the head end we have something like an oyster shell, pure matter that has been secreted out. At the limb end we have something that is embryonic. Here (above) we can say we have living inner experience of a purely etheric principle—the image. Here (below) we live not in the image but in germinal life and we know ourselves to be bound up with matter, which is also why we are able to move our limbs. We do not have much physical movement in the head, except in so far as our senses are transformed into limbs, so that in the head, too, we are human beings with limbs. One thing is also always to be found in the other, that is a basic principle. In a sense our eyes are also hands, in so far as they are able to move. Nevertheless, the head is largely immobile, and the lobes of the brain and similar structures in particular are incapable of voluntary movement. Even the outside of the head does not show much mobility; it is quite rare even for people to be able to move certain ear muscles; if they can, it provides them with an excellent opportunity for showing off. Life experienced in organic substance does not allow conscious awareness to arise and this makes it possible for us to develop the will. (Up) here, then, we destroy physical matter, and (down) here we retain, in embryo, the powers for our next life on earth when physical substance falls away from us at death. Between the two lie the life of breathing and the life of circulation, as we called them yesterday. We also saw that with regard to form this area relates to the constellations of the zodiac that lie between the upper and the lower ones. If we consider the present-day fixed stars to be Ram, Bull, Twins, Crab, Lion, Virgin, Scales, Scorpion, Archer, Goat, Water Carrier and Fishes, we need to relate these four (Fishes, Ram, Bull, Twins) to the head. Under their influence and in accord with the planetary movements that are above the earth, the head is given a dying life that offers experience of life in images, an inner life of ideas. The four opposite constellations—it would have been slightly different in ancient Greece—would be Virgin, Scales, Scorpion and Archer. The constellations that lie between the upper and lower ones would relate to the rhythmical aspect of the human being, just as in planetary life Mars and Mercury hold a middle position. Here, we may say, the human being swings to and fro between image and embryo. The life of breathing and of the blood illustrates this quite beautifully. We take in oxygen which gives life and is connected with the limb organism and with everything that is mobile in us. We combine the oxygen with carbon, a substance that initially has a stimulant effect on the life of the nerves and senses, bringing in an element of death, and is then cast out as a dying element. Here we have in physical, material terms the continuous contrast of extreme life in oxygen and extreme death in carbon: dying and enlivening, dying and enlivening. Life swings to and fro between these extremes. At the level of soul life it is like this: we have inward experience of something that on the one hand is still purely etheric, like the life of thoughts; but the ether body takes hold of certain glandular structures and these glands secrete matter. At the physical level, therefore, the ether body acts on the glands. Glands do not make a connection with etheric life, the way muscles do—which are essentially part of the limb organism but secrete matter when etheric life takes hold of them. Etheric life and physical, material life therefore do not fuse completely, and we have a stage of transition. Matter is taken hold of but it also resists and is secreted out. If you study muscles and bones, the elements of the limb system, you find that matter is rigorously taken hold of by the human ether body, most of all in the bones. Nothing falls to dust and is dispersed, everything stays fresh and alive. In the head, none of the matter is taken hold of, but as the head develops, matter falls to dust. Unbound, etheric activity develops to become the life of thought. When the ether body takes hold of the glands, it unites with them but they resist. Muscle tolerates the ether body and take it into itself. Glands do not tolerate it; they immediately secrete matter and drive out the ether. At the soul level this is the life of feeling. We can now get a real idea of the life of thought. Matter is not put to use, it only goes as far as the etheric, and conscious awareness lives in this etheric element. In the life of feeling, the ether body takes hold of glandular life, which does not tolerate it. Yet for the time that the ether body vanishes into glandular life, before secretion actually comes into effect, human beings are without their ether body, which has vanished into the glands. At that point they find themselves only in their I and astral body, and that is how it is when we feel.
If we take the ideas that come in the life of thought—the life of the physical body is cast off; human beings experience themselves in ether body, astral body and I. In the human head the I is active in the astral and the ether bodies and rejects the physical element; the I is thus able, with the aid of the astral body, to experience thoughts, thinking, in the ether body. In the realm of feeling human beings have the ether body taken away from them when it takes hold of glandular life; it is withdrawn from them until the gland has taken the secretory activity to its conclusion. The ether body is therefore in the physical body and human beings have only the astral body and I available for conscious inner life. Experience is at the level of feelings and dream-like in quality, because we enter into the physical body. In their life of will, human beings enter completely into organic matter with the ether body. When we are awake, the ether body takes the astral body with it, and this enables us to move our limbs. The astral body is also taken into matter and is therefore withdrawn from us so that we have conscious awareness only of the I. Thus we find that the inner life and the physical life are related at every level. Basing ourselves on the science of the spirit we merely need to have a clear picture of the way in which I, astral body and ether body are involved in the physical body and we perceive the difference between the inner life of thought, the inner life of feeling and the inner life of will. We find that the inner life of thought is in the dying part of the organism which has torn itself away from the upper part of the world of the fixed stars and the upper world of the planets, and become a life in images by reducing the past to dust. We find that in the middle, or rhythmical region we are able to share in life relating to the past and therefore also to the macrocosm, which has evolved out of the past; yet we also react to this because there is a continuous rhythmical element—on the one hand the rhythm of oxygen combining with carbon, and on the other that of glands being taken hold of and responding with secretion. When the macrocosmic life in us is taken hold of and takes hold, the microcosm, that is, the individual human being, reacts. We live in rhythm not only inside ourselves but with the world; we open up to the cosmos and take it back into ourselves. We are half-way individual beings and move rhythmically to and fro between macrocosm and microcosm, and this is where we are alive and active in our feelings. Here we can see exactly how the physical, material aspect of the organism interacts with the element of soul and spirit. In the life of the will, physical matter is most strongly taken hold of and this is where we are most of all mere microcosm, withdrawing entirely from macrocosmic activity in becoming active ourselves. Living in the northern hemisphere, we withdraw from the other fixed stars and planets in our own way; people living in the southern hemisphere do the same in a similar way, and the whole does, of course, rotate. In our limbs we are therefore entirely microcosm between birth and death, in a world of our own which therefore is also able to take itself forward into a future. We are today developing the will as the youngest element in the inner life. This is still entirely dependent on the physical body for support; it allows only the I to find to itself, with the astral body and the ether body caught up in the physical body. We shall never understand the inner life unless we are able to differentiate between I, astral body and ether body. Anyone who does not have a real, inner grasp of these will never be able to understand the life of thought, the life of feeling and the life of will. What happens when people refuse to grasp this reality today? What happens is that people who carry some authority stand there and tell people that it is not really possible to know anything about the inner life, though certain phenomena suggest that something exists that has soul quality, which they call “psychoid”. Giving an explanation of the way Descartes15 and Spinoza16 endeavoured to discover the nature of this interaction, they are unable to be anything but abstract—the body on one side, the soul on the other. It will never be possible to get at the truth in this way, because the relationship between soul and body is different in the life of thought, the life of feeling and the life of will. People will not get to the truth if they insist on making one big muddle of the whole inner life and talk of a “psychoid” element rather than giving real consideration to the way the I, astral body and ether body are related in real life. It is as if someone were to refuse to look at the real human being and talk about an “anthropoid” in order to avoid speaking of the anthropos17 That kind of science is anthropoid-sophy rather than anthroposophy; it is psychoidology. If we give real consideration to the life of soul and spirit, we can give full detail of the “interactions” and so on, as people call them. There will be no need to cut out bits of the liver, or the brain, and present them neatly as abstract tissues, the way anatomists do. Instead we must know that the relationship of the human being to the cosmos is different at the head end and the limb end. At the head end we reduce it to dust, destroying the past. At the limb end we do not allow growth to reach its full potential but remain embryonic. The worst thing is when people leave truth aside and speculate on the nature of the physical body as well as of soul and spirit. Using worn-out old words and making them into -oids, they fail to grasp the real truth. There are people nowadays who have no notion of how to get from a word to a concept. Someone called Arthur Drews18 has been giving lectures to non-conformist religious and monist congregations in Germany today, both of which live on the dregs of the materialistic science that goes back to the 1860s and 70s. He has studied Hartmann’s philosophy19—as a young man he would always dance attendance on him—but he really only took in the words, which roll about in his head like the balls in a pin-ball machine, and he has no idea of how to get from word to concept. And he uses these words from Hartmann’s philosophy, words that whizz around in his head as if in a pinball machine, to criticize anthroposophy! Those are the fruits of education in our modern civilization, where people refuse to give serious consideration to the methods available for gaining real insight into the relationship between human being and cosmos. These enable us to describe the human form and human life on the basis of the cosmos and to understand that because human beings are specifically torn away from the cosmos they have dying life at one end, which enables them to develop an inner life of ideas based on images, and a life that remains embryonic at the other extreme, which allows the will element to develop. These things sound incomprehensible to the people involved in the official science of today, and as a rule—not always but as a rule—we cannot expect them to gain access to them, for essentially they have lost all real understanding with their kaleidoscope of words. For anyone who knows the real situation, those lectures about psychoids are essentially no more than word kaleidoscopes; the things said about Descartes, Spinoza and so on, right up to Fechner,20 have no inner connection and are kaleidoscopes of words. The scraps of words that whirl around in confusion can only gain inner meaning through insight into I, astral body, ether body, and so on. It seems a pity that one has to talk about the present time like this; but when it comes to the “intellectual life”, as it is called, we have to speak about the present age like this. The philosophers have no longer been able to get their bearings because decades ago their words have lost all meaning. The latest thing is to appoint modern scientists as professors of philosophy. They are asked to hand down philosophy. It started with Mach,21 and today Driesch22 is one of the main representatives of the species. Scientists are being appointed as professors of philosophy because the philosophers no longer have anything meaningful to say, whilst scientists at least still have the faculty of external observation. What they say about philosophy is, of course, even more empty of meaning than the things said by philosophers, who at least still had the words. This really has been a strange development. We have seen philosophy, which still had meaningful content in the first half of the 19th century, evaporate completely in the wordy works of someone like Kuno Fischer,23 for instance. But in his day the chairs of philosophy were still held by philosophers, even if their philosophy no longer had inner meaning. It is absolutely necessary that we realize this clearly and that there are at least a few people in the world who see through all the glitter of those “psychoids” and know that we are deeply in decadence, particularly in the field of academics. You can’t know this strongly enough, and I think it will be good for you to enter deeply into the things I have tried to put before you in these three lectures. We have seen that on the one hand man appeared to be connected with the universe in outer form and in the way of life, but that he has renounced the universe at the head end and at the limb end, so that we are only wholly given up to the rhythm of the universe in so far as we are rhythmical human beings; renounced in order to develop the life of thoughts as life in images, that is, independent of physical matter, at one end, and at the other end to develop the life of will by keeping matter at an embryonic level, not letting it assume the rigid form that the macrocosm is able to impose. The limb end is thus kept mobile and has the potential to evolve and progress from earth to existence on Jupiter, Venus and Vulcan. Hold on to these things and you can see that the insight gained in anthroposophy really wants to take hold first of all of our sense of truth, secondly of our sense of aesthetics—when you study the human form as it arises out of the macrocosm—and thirdly also in the direction of what is good and of religious life. These three lectures are particularly able to show the profound justification of the statement that has been made so many times here, in courses and also on other occasions, that we must look for a synthesis, bringing together in harmony religion, art and science. This cannot be achieved unless we come to a genuine cosmology which clearly shows the reality of the human form and of human life. Something else we need is a theory of independent activity in the inner life, a theory that shows us the true nature of man, who has torn himself away from the cosmos at either end. And we also need to know the qualities which human beings develop independently, relating to future worlds which will take the place of the earth within the macrocosm. This will lead to deeply religious inner responses and feelings. If human civilization is to show true progress we need a cosmology that includes the human being and does not leave humanity aside the way our present-day cosmology does. We also need a theory of independent activity and we need ethics that are able to show that the potential for good which they hold is the seed for worlds. We need ethics that have reality, their values not abstract but having the power in them to come to realization. Cosmology, a theory of independent activity and ethics—these are the things humanity will need to be able to rise to something higher.
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179. Historical Necessity and Freewill: Lecture IV
11 Dec 1917, Dornach Tr. Unknown Rudolf Steiner |
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In my public lectures I have emphasized that when we look for the “thing in itself,” as it is done in modern philosophy and in the Kant-philosophy, this implies more or less the same as breaking the mirror to see what is behind it, in order to find the reality of beings that we see in a mirror. |
179. Historical Necessity and Freewill: Lecture IV
11 Dec 1917, Dornach Tr. Unknown Rudolf Steiner |
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The subject that we shall discuss now is a very wide one, and today it will not be possible to deal with it as extensively as I should have liked. But we shall continue these considerations later on. In these considerations, I should like to give you a basis for the understanding of freedom and necessity, so that you may obtain a picture of what must be considered from an occult point of view, in order to understand the course of the social, historical and ethical-moral life of man. We emphasized that, as far as the life between birth and death is concerned, we only experience in a waking condition what we perceive through the senses, what reaches us through our sense-impressions and what we experience in our thoughts. Man dreams through everything contained as living reality in his feelings, and he sleeps through everything contained as deeper necessity, in the impulses of his will, everything existing as the deeper reality. In the life of our feelings and of our will we live in the same spheres which we inhabit with the so-called dead. Let us first form a conception of what is really contained in the life of our senses from an exterior aspect. We can picture the sense-impressions as if they were spread out before us—I might say, like a carpet. Of course, we must imagine that this carpet contains also the impressions of our hearing, the impressions of the twelve senses, such as we know them through Anthroposophy. You know that in reality there are twelve senses. This carpet of the sense impressions covers, as it were, a reality “lying behind”—if I may use this expression (but I am speaking in comparisons). This reality lying behind the sense perceptions must not be imagined as the scientist imagines the world of the atoms, or as a certain philosophical direction imagines the “thing in itself.” In my public lectures I have emphasized that when we look for the “thing in itself,” as it is done in modern philosophy and in the Kant-philosophy, this implies more or less the same as breaking the mirror to see what is behind it, in order to find the reality of beings that we see in a mirror. I do not speak in this sense of something behind the sense perceptions; what I mean is something spiritual behind the sense-perceptions, something spiritual in which we ourselves are embedded, but which cannot reach the usual consciousness of man between birth and death. If we could solve the riddle contained in the carpet of sense perceptions as a first step toward the attainment of the spiritual reality, so that we would see more than the manifold impressions of our sense-impulses—what would we see, in this first stage of solving the riddle, of solving spiritually the riddle of the carpet woven by our senses? Let us look into this question. It will surprise us what we must describe as that which first appears to us. What we first see is a number of forces; all aim at permeating with impulses our entire life from our birth—or let us say, from our conception—to our death. When trying to solve the riddle of this carpet of the senses, we would not see our life in its single events, but we would see its entire organization. At first it would not strike us as something so strange; for, on this first stage of penetrating into the secret of the sense-perceptions, we would find ourselves, not such as we are now, in this moment, but such as we are throughout our entire life between birth and death. This life, that does not extend as far as our physical body, and that cannot be perceived, therefore, with the physical senses, permeates our etheric body, our body of formative forces. And our body of formatives forces is, essentially, the expression of this life that could be perceived if we could eliminate the senses, or the sense-impressions. If the carpet of the senses could be torn, as it were (and we tear it when we ascend to a spiritual vision) man finds his own self, the self as it is organized for this incarnation on earth, in which he makes this observation. But, as stated, the senses cannot perceive this. With what can we perceive this? Man already possesses the instrument needed for such a perception, but on a stage of evolution that still renders a real perception impossible. What we would thus perceive cannot reach the eye, nor the ear—cannot enter any sense organ. Instead—please grasp this well—it is breathed in, it is sucked in with the breath. The etheric foundation of our lung (the physical lung is out of the question, for, such as it is, the lung is not a real perceptive organ) that which lies etherically at the foundation of our lung, is really an organ of perception, but between birth and death the human being cannot use it as an organ of perception for what he breathes in. The air we breathe, every breath of air and the way in which it enters the whole rhythm of our life, really contains our deeper reality between birth and death. But things are arranged in such a way that here on the physical plane the foundation of our entire lung-system is in an unfinished condition, and has not advanced as far as the capacity of perceiving. If we were to investigate what constitutes its etheric foundation, we would find, on investigating this and on grasping it rightly, that it is, in reality, exactly the same thing as our brain and sense organs from a physical aspect, here in the physical world. At the foundation of our lung-system we find a brain in an earlier stage of evolution; we might say, in an infantile stage of evolution. Also in this connection we bear within us, as it were (I say purposely, “as it were”), a second human being. It will not be wrong if you imagine that you also possess an etheric head—except that this etheric head cannot yet be used as an organ of perception in our everyday life. But it has the possibility of perceptive capacity for that which lies behind the body of formative forces, as that which builds up this body of formative forces. However, that which lies behind the etheric body as creative force is the element into which we enter when we pass through the portal of death. Then we lay aside the etheric body. But we enter into that which is active and productive in this body of formatives forces. Perhaps it may be difficult to imagine this; but it will be good if you try to think this out to the end. Let us imagine the physical organization of the head and the physical organization of the lung; from the universe come cosmic impulses that express themselves rhythmically in the movements of the lungs. Through our lungs we are related with the entire universe, and the entire universe works at our etheric body. When we pass through the portal of death, we lay aside the etheric body. We enter that which is active in our lung-system, and this is connected with the entire universe. This accounts for the surprising consonance to be found in the rhythm of human life and the rhythm of breathing. I have already explained that when we calculate the number of breaths we draw in one day, we obtain 25,920 breaths a day, by taking as the basis 18 breaths a minute (hence 18 x 60 x 24). Man breathes in and breathes out; this constitutes his rhythm, his smallest rhythm to start with. Then there is another rhythm in life, as I have already explained before—namely, that every morning when we awake we breathe into our physical system, as it were, our soul being, the astral body and the ego, and we breathe them out again when we fall asleep. We do this during our whole life. Let us take an average length of life—then we can make the following calculation:—We breathe in and breathe out our own being 365 times a year; if we take 71 years as the average length of human life, we obtain 25,915. you see, more or less the same number. (Life differs according to the single human being.) We find that in the life between birth and death we breathe in and out 25,920 times what we call our real self. Thus we may say;—There is the same relationship between ourselves and the world to which we belong as there is between the breath we draw in and the elements around. During our life we live in the same rhythm in which we live during our day through our breathing. Again, if we take our life—let us say, approximately 71 years, and if we consider this life as a cosmic day (we will call a human life a cosmic day), we obtain a cosmic year by multiplying this by 365. The result is 25,920 (again, approximately one year). In this length of time, in 25,920 years, the sun returns to the same constellation of the Zodiac. If the sun is in Aries in a certain year, it will rise again in Aries after 25,920 years. In the course of 25,920 years the sun moves around the entire Zodiac. Thus, when an entire human life is breathed out into the cosmos, this is a cosmic breath, which is in exactly the same relationship with the cosmic course of the sun around the Zodiac as one breath in one day in life. Here we have deep inner order of laws! Everything is built up on rhythm. We breathe in a threefold way, or at least we are placed into the breathing process in a threefold way. First, we breathe through our lungs in the elementary region; this rhythm is contained in the number 25,920. Then we breathe within the entire solar system, by taking sunrise and sunset as parallel to our falling asleep and awaking; through our life we breathe in a rhythm that is again contained in the number 25,920. Finally, the cosmos breathes us in and out, again in a rhythm determined by the number 25,920—the sun's course around the Zodiac. Thus we stand within the whole visible universe; at its foundation lies the invisible universe. When we pass through the portal of death we enter this invisible universe. Rhythmical life is the life that lies at the foundation of our feelings. We enter the rhythmical life of the universe in the time between death and a new birth. This rhythmical life lies behind the carpet woven by our senses, as the life that determines our etheric life. If we would have a clairvoyant consciousness, we would see this cosmic rhythm that is, as it were, a rhythmical, surging cosmic ocean of an astral kind. In this rhythmically surging astral ocean we find the so-called dead, the beings of the higher hierarchies and what belongs to us, but beneath the threshold. There arise the feelings that we dream away, and the impulses of the will that we sleep away, in their true reality. We may ask, in a comparison, as it were, and without becoming theological: Why has a wise cosmic guidance arranged matters so that man—such as he is between birth and death—cannot perceive the rhythmical life behind the carpet of the senses? Why is the human head, the hidden head that corresponds to the lung-system, not suitable for an adequate perception? This leads us to a truth which was kept secret, one might say, right into our days, by the occult schools in question, because other secrets are connected with it; these must not be revealed—or should not have been revealed so far. But our period is one in which such things must reach the consciousness of mankind. The occult schools that were inaugurated here and there keep such things secret for reasons that will not be explained today. They still keep them secret, although today these things must be brought to the consciousness of mankind. Since the last third of the nineteenth century, means and ways were given whereby that which occult schools have kept back (in an unjustified way, in many cases) becomes obsolete. This is connected with the event that I mentioned to you—the event which took place in the autumn of 1879. Now we can only lift the outer veil of this mystery; but even this outer veil is one of the most important pieces of knowledge concerning man. It is indeed a head that we bear within us as the head of a second man; it is a head, but also a body belongs to this head, and this body is, at first, the body of an animal. Thus we bear within us a second human being. This second human being possesses a properly formed head, but attached to it, the body of an animal—a real centaur. The centaur is a truth, an etheric truth. It is important to bear in mind that a relatively great wisdom is active in this being—a wisdom connected with the entire cosmic rhythm. The head belonging to this centaur sees the cosmic rhythm in which it is embedded, also during the existence between death and a new birth. It is the cosmic rhythm that has been shown in a threefold way, also in numbers—the rhythm on which many secrets of the universe are based. This head is much wiser than our physical head. All human beings bear within them another far wiser being—the centaur. But in spite of his wisdom, this centaur is equipped with all the wild instincts of the animals. Now you will understand the wisdom of the guiding forces of the universe. Man could not be given a consciousness which is, on the one hand, strong and able to see through the cosmic rhythm, and on the other hand, uncontrolled and full of wild instincts. But the centaur's animal nature—please connect this with what I have told you in other lectures dealing with this subject from another point of view—is tamed and conquered in the next incarnation, during his passage through the world of cosmic rhythms between death and a new birth. The foundation of our lung-system in the present incarnation appears as our physical head, although this is dulled down to an understanding limited to the senses, and what lies at the basis of our lung-system appears as an entire human being whose wild instincts are tamed in the next incarnation. The centaur of this incarnation is, in the next incarnation, the human being endowed with sense perception. Now you will be able to grasp something else:—You will understand why I said that, during man' s existence between death and a new birth, the animal realm is his lowest realm and that he must conquer its forces. What must he do? In what work must he be engaged between two incarnations? He must fulfill the task of transforming the centaur, the animal in him, into a human form for the next incarnation. This work requires a real knowledge embracing the impulses of the whole animal realm; in the age of Chiron, men possessed this knowledge atavistically, in a weaker form. Although the knowledge of Chiron is a knowledge weakened by this incarnation, it is of the same kind. Now you see the connection. You see why man needs this lower realm between death and a new birth; he must master it; he needs it because he must transform the centaur into a human being. What Anthroposophy sets forth has been attained only in single flashes outside the occult schools. There have always been a few men who discovered these things, as if in flashes. Especially in the nineteenth century a few scattered spirits had an inkling, as it were, that something resembling the taming of wild instincts can be found in man. Some writers speak of this. And the way in which they speak of these things shows how this knowledge frightens them. High spiritual truths cannot be gained with the same ease as scientific truths, which can be digested so comfortably by the mind. These high truths often have this quality; their reality scares us. In the nineteenth century some spirits were scared and tremendously moved when they discovered what speaks out of the human eye that can look round so wildly at times, or out of other things in man. One of the writers of the nineteenth century expressed himself in an extreme manner by saying that every man really bears within him a murderer. He meant this centaur, of whom he was dimly conscious. It must be emphasized again and again that human nature contains enigmas which must be solved gradually. These things must be borne in mind courageously and calmly. But they must not become trivial, because they make human consciousness approach the great earnestness of life. In this age it is our task to see the earnest aspect of life, to see the serious things that are approaching and that announce themselves in such terrible signs. This is one aspect, preparing the way for certain considerations that I shall continue very soon. The other aspect is as follows:—Man passes through the portal of death. Last time I mentioned the great change in man's entire way of experiencing things, by showing you how a connection with the dead is established—what we tell him seems to come out of the depths of our own being. In the intercourse with the dead the reciprocal relationships are reversed. When you associate with a human being here on earth, you can hear yourself speaking to him—you hear what you tell him, and you hear from him what he tells you. When you are in communication with the dead, his words rise out of your own soul, and what you tell him reaches you like an echo coming from the dead. You cannot hear what you tell him as something coming from yourself; you hear this as something coming from him. I wished to give you an example of the great difference between the physical world in which we live between birth and death, and the world in which we live between death and a new birth. We look into this world when we contemplate it from a certain standpoint. When we look through the carpet woven by our senses, we look into the rhythm of the world—but this rhythm has two aspects. I will show you these two aspects of the rhythm in a diagram, by drawing here, let us say, a number of stars—planets if you like [The drawing can not be rendered.]. Here are a number of stars or planets—the planetary system, if you like, belonging to our Earth. Man passes through this planetary system in the time between death and a new birth. (A printed cycle of lectures contains details on these things.) Man passes through the planetary system. But in passing through the world which is still the invisible world, he also reaches—between death and a new birth—the world which is no longer visible, and is not even spatial. These things are difficult to describe, because when we imagine anything in the physical world we are used to imagine it spatially. But beyond the world that can be perceived through the senses lies a world which is no longer spatial. In a diagram I must illustrate this spatially. The ancients said:--Beyond the planets lies the sphere of the fixed stars (this is expressed wrongly, but this does not matter now), and beyond this lies the super-sensible world. The ancients pictured it spatially, but this is merely a picture of this world. When man has entered this super-sensible world, in the time between death and a new birth, one can say (although this is also rendered in a picture):—Man is then beyond the stars, and the stars themselves are used by man, between death and a new birth, for a kind of reading. Between death and a new birth, the stars are used by man for a kind of reading. Let us realize this clearly. How do we read here on earth? When we read here on earth we have approximately twelve consonants and seven vowels with various variations; we arrange these letters in many ways into words; we mix these letters together. Think how a typographer throws together the letters in order to form words. All the words consist of the limited number of letters that we possess. For the dead, the fixed stars of the Zodiac and the planets are what the letters—approximately twelve consonants and seven vowels—are for us, here on the physical plane. The fixed stars of the Zodiac correspond to the consonants; the planets are the vowels. Beyond the starry heaven, the outlook is peripheral. (Between birth and death, man's outlook is from a center; here on the earth he has his eye, and from there his gaze rays out to the various points.) It is most difficult of all to imagine that things are reversed after death so that we see peripherally. We are really in the circumference, and we see the Zodiac-starsthe consonants and the planets—the vowels, from outside. Thus we look from outside at the events taking place on earth. According to the part of our being which we imbue with life, we look down on the earth through the Taurus and Mars, or we look through the Taurus, in between Mars and Jupiter. (You must not picture this from the earthly standpoint, but reversed—for you are looking down on the earth.) When you are dead and circle round the earth, you read with the help of the starry system. But you must picture this kind of reading differently. We could read in another way, but it would be more difficult, from a technical aspect, than our present reading system. It is possible to read differently—we could read in such a way that we have a sequence of letters—a, b, c, d, e, f, g, etc.—or arranged according to another system and instead of arranging them in the type-case, we could read in the following way:—If the word “he” is to be read, a ray of light falls on h and e; if “goes” is to be read, a ray falls on g, o, e, s. The sequence of the letters could be there, and they could be illuminated as required. It would not be arranged so comfortably, from a technical aspect—but you can picture an earthly life in which reading is arranged in this way—an alphabet is there, and then there would be some arrangement which always illuminates one letter at a time; then we can read the sequence of the illuminated letters, and obtain as a result, Goethe's Faust for instance. This cannot be imagined so easily; yet it is possible to imagine this, is it not? The dead reads in this way, with the aid of the starry system: the fixed stars remain immobile, but he moves—for he is in movement—the fixed stars remain still and he moves round. If he must read the Lion above Jupiter, he moves round in such a way that the Lion stands above Jupiter. He connects the stars, just as we connect h and e in order to read “he.” This reading of the earthly conditions from the cosmos—and the visible cosmos belongs to this—consists in this—The dead can read that which lies spiritually at the foundation of the stars. Except that the entire system is based on immobility—the entire godly system of reading from out the universe is based on immobility. What does this mean? This means that according to the intentions of certain beings of the higher hierarchies, the planets should be immobile, they should have an immobile aspect; then the being outside engaged in reading would be the only one moving about. The events on the earth could be read rightly from out the universe if the planets would not move, if the planets had an immobile position. But they are not immobile! Why not? They would be so, if the world's creation had proceeded in such a way that the Spirits of Form, or the Exusiai alone, had created the world. But the luciferic spirits participated in this work, and interfered—as you already know. Luciferic spirits brought to the earth what used to be law during the Moon-period of the Earth, where several things were governed by the Spirits of Form; luciferic spirits brought this system of movement to the Earth from the Moon-period. They caused the planets' movement. A luciferic element in the cosmic spaces brought the planets into movement. In a certain respect this disturbs the order created by the Elohim; a luciferic element enters the cosmos. It is that luciferic element which man must learn to know between death and a new birth; he must learn to know it by deducting, as it were, in what he reads, that which comes from the movement of the planets, or the moving stars. He must deduct this—then he will obtain the right result. Indeed, between death and a new birth we learn a great deal concerning the sway and activity of the luciferic element in the universe. Such a thing, like the course of the planets, is connected with the luciferic. This is the other side that I wished to point out. But from this you will see the connection between the other life between death and new birth, and the present life. We might say that the world has two aspects; here, between birth and death we see one aspect, through our senses. Between death and a new birth we see it from the reversed side, with the soul's eye. And between death and a new birth, we learn to read the conditions here on earth in relationship with the spiritual world. Try to realize this, try to imagine these conditions. Then you will have to confess that it is, indeed, deeply significant to say that the world which we first learn to know through our senses and our understanding is an illusion, a Maya. As soon as we approach the real world, we find that the world that we know is related to this real world in the same way in which the reflection in the mirror is related to the living reality before the mirror, which is reflected in it. If you have a mirror, with several shapes reflected in it, this shows that there are shapes outside the mirror, which are reflected by the mirror. Suppose that you look into the mirror as a disinterested spectator. The three figures which I have drawn here [diagram not available] fight against each other; in the mirror you see them fighting. This shows that the mirrored figures do something, but you cannot say that the figure A, there in the mirror, beats the figure B in the mirror! What you see in the mirror is the image of the fight, because the figures outside the mirror are doing something. If you believe that A, there in the mirror, or the reflected image of A, does something to B, there in the mirror, you are quite mistaken. You cannot set up comparisons and connections between the reflected images, but you can only say:—What is reflected in the mirrored images points to something in the world of reality, which is reflected. But the world given to man is a mirror, a Maya, and in this world man sees causes and effects. When you speak of this world of causes and effects, it is just as if you were to believe that the mirrored image A beats the mirrored image B. Something happens among the real beings reflected by the mirror, but the impulses leading to the fight are not to be found in the mirrored A and in the mirrored B. Investigate nature and its laws; you will find, at first, that such as it appears to your senses it is a Maya, a reflection or a mirrored picture. The reality lies beneath the threshold which I have indicated to you, the threshold between the life of thought and the life of feelings. Even your own reality is not contained at all in your waking consciousness; your own reality is contained in the spiritual reality; it is dipped into the dreaming and sleeping worlds of feeling and of will. Thus it is nonsense to speak of a causing necessity in the world of Maya—and it is also nonsense to speak of cause and effect in the course of history! It is real nonsense! To this I should like to add that it is nonsense to say that the events of 1914 are the result of events in 1913, 1912, etc. This is just as clever as saying:—This A in the mirror is a bad fellow; he beats the poor B, there in the mirror! What matters is to find the true reality. And this lies beneath the threshold, which must be crossed by going down into the world of feeling and of will—and does not enter our usual waking consciousness. You see, we must interpret in another way the idea that “something had to happen” or “something was needed;” we cannot interpret it as the ordinary historians or scientists do this. We must ask:--Who are the real beings that produced the events of a later period, which followed an earlier one? The preceding historical events are merely the mirrored reflections—they cannot be the cause of what took place subsequently. This, again, is one side of the question. The other side will be clear to you if you realize that only a Maya is contained in the waking reality embraced by our thoughts and by our sense perceptions. This Maya cannot be the cause of anything. It cannot be a real cause. But pure thoughts can determine man's actions. This is a fact taught by experience, if man is not led to deeds by passions, desires and instincts, but by clear thoughts. This is possible and can take place—pure ideals can be the impulses of human actions. But ideals alone cannot effect anything. I can carry out an action under the influence of a pure idea; but the idea cannot effect anything. In order to understand this, compare once more the idea with the mirrored image. The reflection in the mirror cannot cause you to run away. If you run away it displeases you, or something is there which has nothing to do with the reflection in the mirror. The reflection in the mirror cannot take a whip and cause you to run away. This image cannot be the cause of anything. When a human being fulfills actions under the influence of his reflected image, i.e., his thoughts, he fulfills them out of the Maya; he carries out his actions out of the cosmic mirror. It is he who carries out the actions, and for this reason he acts freely. But when he is led by his passions, his actions are not free; he is not free, even if he is led by his feelings. He is free when he is led by his thoughts, that are mere reflections, or mirrored images. For this reason I have explained in my The Philosophy of Spiritual Activity that man can act freely and independently if he is guided by pure thoughts, pure thinking, because pure thoughts cannot cause or produce anything, so that the causing force must come from somewhere else. I have used the same image again in my book The Riddle of Man. We are free human beings because we carry out actions under the influence of Maya, and because this Maya, or the world immediately around us, cannot bring about or cause anything. Our freedom is based on the fact that the world that we perceive is Maya. The human being united himself in wedlock with Maya, and thus becomes a free being. If the world that we perceive were a reality, this reality would compel us, and we would not be free. We are free beings just because the world which we perceive is not a reality and for this reason it cannot force us to do anything, in the same way in which a mirrored reflection cannot force us to run away. The secret of the free human being consists in this—to realize the connection of the world perceived as Maya—the mere reflection of a reality—and the impulses coming from man himself The impulses must come from man himself, when he is not induced to an action by something that influences him. Freedom can be proved quite clearly if the proofs are sought on this basis:—That the world given to us as a perception is a mirrored reflection and not a reality. These are thoughts that pave the way. I wish to speak to you about things that lie at the foundation of human nature—that part of human nature that can perceive reality and has not attained the required maturity in one incarnation, but must be weakened in order to become man in the next incarnation. The centaur, of whom I spoke to you, who is to be found beneath the threshold of consciousness, would be able to perceive truth and reality, but the centaur cannot as yet perceive. What we perceive is not a reality! But man can let himself be determined by that part of his being which is no longer, or is not yet, a centaur; then his actions will be those of a free being. The secret of our freedom is intimately connected with the taming of our centaur-nature. This centaur-nature is contained in us in such a way that it is chained and fettered, so that we may not perceive the reality of the centaur, but only the Maya. If we let ourselves be impelled by Maya, we are free. This is looked upon from one side. From the other side we learn to know the world between death and a new birth. That which otherwise surrounds us as the universe shrivels up, and enables us to read in the cosmos; the physical letters are a reflection of this. The fact that languages contain today a larger number of letters (the Finnish languages has still only twelve consonants) is due to the different shadings; but, essentially, there are twelve consonants and seven differently shaded vowels. The various shadings in the vowels were added by the luciferic element; what causes the vowels to move corresponds to the movement of the planets. Thus you see the connection of that which exists in human life on a small scale; the connection between the reading of the letters that are here on the paper, and that which lives outside, in the cosmos. Man is born out of the cosmos, and is not only the result of what preceded him in the line of heredity. These are some of the foundations that will enable us gradually to reach the real conceptions of freedom and necessity in the historical, social and ethical-moral course of events. |