83. The Tension Between East and West: Cosmic Memory
05 Jun 1922, Vienna Tr. B. A. Rowley Rudolf Steiner |
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We can say that the opinions of trained natural scientists on this subject today are founded on notions that more philosophically inclined minds derive from Kant, and other minds, to whom a more popular treatment appeals, from Schopenhauer and others. A great deal of material bearing on this point could be given. Now it is probably true to say that Kant and Schopenhauer, and all those who follow in their wake, are dangerous guides to the discernment of the limits of natural knowledge, because these thinkers, very enticingly as I would say, stopped short at a certain point in their consideration of the human cognitive faculty and the capacities of the human psyche. |
And here, of course, we do not find an enormous individual, but rather a spiritual world, which has to be superimposed on the material development. We thereby permeate the Kant-Laplace primal nebula which, perhaps rightly, has been posited, with the spiritual entities and forces operative in it. |
83. The Tension Between East and West: Cosmic Memory
05 Jun 1922, Vienna Tr. B. A. Rowley Rudolf Steiner |
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Nowadays, if you start to discuss, with someone who is interested in these matters, the possibility of achieving a knowledge of spiritual life in conjunction with the sensuous and physical world, you will generally meet with a sympathetic reception. At any rate, the question will be raised: Are there paths by which man can reach some kind of spiritual knowledge? even though it may often turn out that the only knowledge of a spiritual world allowed is one that takes the form of general concepts and ideas, a vague pantheism perhaps or a conception of life reminiscent of mysticism. If however you should then attempt, as it became necessary for me to do in my book Occult Science, to describe a real cosmology, a science of the origin and development of the world in specific terms, discussion with a rationalist is usually at an end. He reacts strongly to the suggestion that anyone today might be in a position, on some epistemological basis or other, to make a statement about a spiritual origin of the world, about forces operating spiritually in the world's development, and about the possibility that this development, after having passed through a sensuous and physical phase, might lead back once more into a spiritual form of existence. The reaction of the rationalist to such a suggestion, implicit in the specific descriptions in Occult Science, for example, is to avoid having anything to do with someone who makes claims of this kind. He will think that, if a man sets out to make specific statements about such matters, he is probably on the verge of losing his reason; at least, we cannot compromise ourselves by becoming involved in discussing these details. It is naturally impossible, in a single lecture, to present any details of cosmology as they follow from the philosophy of life I am advocating. Instead, I should like today to try and show you how spiritual science can arrive at a cosmology and a knowledge of the spiritual impulses underlying the world's development. The reproach that is usually levelled at anyone who now attempts such a task is that of anthropomorphism, that is of taking features of human mental life and projecting them—in accordance with one's wishes or some other predilections or prejudices—onto the cosmos. A closer examination of the way in which the philosophy of life presented here attains its cosmological results, however, should be enough to demonstrate that there cannot be the slightest question of anthropomorphism. On the contrary, this philosophy seeks its data about the world and its development through a spiritual cognition that is just as objective as the scientific study of nature. You will have gathered, from the lectures I have given so far, what the view of the world I am advocating aims at in its research methods. On the one hand, it desires to preserve everything that humanity has acquired over the last three or four centuries in scientific conscientiousness and a sure and careful method of seeking truth. In particular, this view of life certanly does not wish to exceed the limits of natural knowledge, in so far as this is appropriate, but to observe carefully where the limits of purely natural knowledge are located. The existence of such limits is much discussed today, and has been for a long time. We can say that the opinions of trained natural scientists on this subject today are founded on notions that more philosophically inclined minds derive from Kant, and other minds, to whom a more popular treatment appeals, from Schopenhauer and others. A great deal of material bearing on this point could be given. Now it is probably true to say that Kant and Schopenhauer, and all those who follow in their wake, are dangerous guides to the discernment of the limits of natural knowledge, because these thinkers, very enticingly as I would say, stopped short at a certain point in their consideration of the human cognitive faculty and the capacities of the human psyche. They drew the line at a certain point; and their approach to this point is extraordinarily shrewd. Yet the fact remains that, as soon as we become aware of the need to consider man as a whole and to take into account all that can follow from man's physical and spiritual organism in the shape of cognitive activity and inner experience, we shall also realize that a one-sided critique of the cognitive faculty can only lead to one-sided conclusions. If we wish to examine the relation of man to the world, in order to establish whether there is a path that leads from man to knowledge of the world, we must take him as a whole and consider him in his entire being. It is from this point of view that I should now like to raise the question: Assuming that the limits of our knowledge of nature, which scientists too have been discussing since Du Bois-Reymond (though they are viewed very differently today from the way he saw them half a century ago), did not exist, what would be man's position in the world? Assuming that man's theoretical cognitive faculty, by which he connects his concepts with observations and the results of experiments in order to arrive at the laws of the universe, could also penetrate without difficulty into the organic realm; if it could advance as far as life, there would be little reason why it should stop short of the higher modes of existence—the realms of soul and spirit. Assuming therefore that the ordinary consciousness we employ in the sciences and work with in ordinary life were able at all times not only to approach the outside of life, but also to penetrate below the surface of things to their inner being: if there were thus no limit of knowledge, what sort of constitution would a man need? Well, his relation to the world would be such that his entire being, his inmost experience, would be constantly entering into everything with its spiritual antennae. Though this may appear paradoxical to some people, a dispassionate observer of life and of the relationship of man to the world will realize: a being whose ordinary everyday consciousness was unlimited would inevitably lack the capacity to love. And if we reflect on the significance of this capacity for our whole life, and on what we are in life because we can love, we shall conclude: on this mortal earth we should not be men, in the sense in which we must in fact be men, if we did not have love. But love demands that we should meet another individual, whatever realm of nature it may belong to, as self-contained individuals. We must not invade this other individual with our clear and lucid thinking; on the contrary, at the very moment when we develop love, our essence must become active—that part of us which is beyond clear and pellucid concepts! The moment we were able to invade the other individual with clear and lucid concepts, love would die. Since man must be a creature of love by virtue of his task on earth, and since when man has a certain capacity it conditions his whole being, we can conclude: man definitely needs limits to his knowledge of the outside world, and must not penetrate beyond them if, within his ordinary consciousness, he is to fulfil his task here on earth. The property that enables him to be a creature of love has its obverse side in his ordinary knowledge, which has to stop at the limit that is set for us in order that we may be creatures capable of love. This is just an outline that each individual can fill out for himself; even so, it reveals something that has certain consequences. It shows, for example, that we must go forward from the premises of Kantian philosophy, and look at man as a whole, inhabiting life as a living creature. This is the first thing that the view of the world I am advocating has to say about the limits of scientific knowledge—and we shall be hearing more about them. Here is one of the two guiding principles for any view of life and the world that is to be taken seriously today. The other, to which I have already drawn attention in the last few days, can be described by saying: any view of life and the world that is to be taken seriously today must not lose itself in nebulous mysticism. It is a fact that even noble minds at the present time, observing that natural science is limited and cannot provide us with a springboard into the spiritual world, throw themselves into the arms of mysticism, especially the older forms of humanity's mystical endeavour. Yet in face of the other kinds of knowledge man requires* today, this certainly cannot be the right way. Mysticism seeks, by looking within man, to reach the actual foundations of existence. But once again, human knowledge is limited when it comes to looking within man. Assuming that man were capable of looking into himself without limit, to the point where the deepest essence of human nature is manifest, where man is in touch with the eternal springs of existence and links his personal existence with that of the cosmos: what would he then have to do without?—Those who gain great inner satisfaction from mysticism often summon up the most varied things from within themselves. I have already indicated that what is brought up in this way ultimately turns out, on closer examination by a true student of the soul, to rest on some external observation. This observation sinks into subconscious depths, is permeated by feeling and will and organic process, and then appears again in an altered form. Anything observed can undergo a transformation or metamorphosis so great that the mystic will believe he is drawing from the depths of his soul something that must demonstrate the eternal foundations of the soul itself. Even such outstanding mystics as Meister Eckhart or Johannes Tauler are not completely free from the error that creeps in when we mistake altered concepts of ordinary consciousness for independent revelations of the human soul. Objective reflection on this state of affairs, however, enables us to answer the question: What would man have to do without if, in ordinary consciousness, he could see right into himself at any moment? He would have to do without something that is essential for the well-ordered existence of our soul: a reliable memory. For what is the relation of memory to the claims of mysticism? What I am now going to outline in a rather popular way I could also present quite scientifically. But we only need an explanation, and this can be conveyed in popular terms. When we observe the outside world and inwardly transform what we experience there as whole men, so that it can later reappear as memory, the spiritual result of our external observation actually falls on something like a mirror within us. This is a simile, but at the same time it is more than a simile. Impressions from outside cannot be allowed to stimulate us so much that we carry them down into our deepest self. It must be possible for outside stimuli to be reflected. Our organism, our human essence must behave like a reflecting device. Ought we, then, to break through this reflecting device in order to reach what lies behind the mirror? That is what the mystic is trying to do, without knowing it. But we need our reliable, well-ordered memory. If there are any gaps in it, as far back into our childhood as we can remember, we shall fall victim to pathological mental states. Man must be so constituted that he retains the experiences that come from outside. He cannot therefore be so constituted that he can penetrate directly into his deepest self. If we make the mystic's attempt to penetrate into our innermost self with ordinary consciousness, we shall only reach the reflecting device. And it is right, from the point of view of our humanity, that we should there come up against the concepts we have absorbed from outside. Here again, we must look at the whole man, as he needs to be if he is to possess a memory, in order to see that mysticism is impossible for ordinary consciousness. There are thus two limits to ordinary consciousness: a limit of natural knowledge, in relation to the outside, physical and sensuous world; and a limit in relation to mystical endeavours. And it is just from a clear insight into these two limits that there can in turn arise that other endeavour I have described here as befitting a modern search for the spiritual world. I mean the endeavour to draw from the soul dormant powers of cognition, so that by attaining a different form of consciousness we can see into the spiritual world. With the kinds of knowledge I have been speaking of in the last few days, we can look at man as a creature capable of love and as a creature capable of memory. When we do so, we shall recognize that ordinary consciousness (operating through the senses, the intellect and the logical faculty) must call a halt in face of the outside world: for it is only by treating itself as a mere instrument for systematizing the outside world that it can become capable of developing further and creating that vitalized thinking of which I have spoken in previous lectures. When we examine our own reaction to nature by means of this vitalized thinking, we find that, at the very moment when we have developed our logical faculty to the point where it provides a means of systematizing external phenomena, our ordinary consciousness is extinguished in the act of cognition. However clear our consciousness is up to a certain point in a given process of knowing nature, at this point it really goes over in part into a state of sleep, into the subconscious. Why is this? It is because at this point there must come into operation the faculty that diffuses something more than abstract thinking into the world around us: one that carries our being out into it. For inasmuch as we love, our relationship to the world around us is not one of cognition but one of reality, a real relationship of being. Only by developing vital thinking are we able to carry over our experience into the reality of things. We pour out our vitalized thoughts; follow up the beginnings of spiritual life that exist outside (in the shape of spiritual world-rhythm and appearance); and, by cultivating empty consciousness as I have described, advance further and further into the spiritual world, which is linked with the physical and sensuous one. Compared with ordinary consciousness, we feel, in a super-sensible act of cognition of this kind, as if we have been awakened from sleep. We eavesdrop on our being as it becomes a living thing. Here is something that can make a more shattering impression on the seeker after spiritual experience than anything he can obtain by repeating the experience of the profoundest mystic. More moving than the latter's absorption in his inner self is the moment of realizing that, at a certain instant of higher cognition, man must pour out his own self as being into the outside world, and that the act of cognition transforms mere knowledge into real life, into a real symbiosis with the outside world. At first, however, this is linked with an appreciable intensification of the sense of self. What happens is something like this: in ordinary cognition of the outside world, our ego goes as far as the frontiers of nature. Here, the ego is repulsed. We feel surrounded on all sides by psychic walls, so to speak. This in turn has repercussions on the sense of self. The sense of self has its own strength, and it gets the right temper precisely through the fact that, along with this feeling of something like confinement, there is intermingled that self-surrender to the world and its creatures that comes of love. In super-sensible cognition, the self is made even stronger, and there is, we may say, a danger that it will transform the love that rightfully exists on earth into a selfish submersion in things, that it will effusively thrust and insinuate itself into things. By so doing, the self will expand. That is why, in my book Knowledge of the Higher Worlds and Its Attainment, I attach so much weight to the preparatory exercises. These exercises are aimed at self-discipline in relation to the sense of self, and at helping us to develop the necessary capacity for love in ordinary life and ordinary consciousness, before attempting to move into the super-sensible world by means of higher knowledge. We must be mentally, physically and spiritually healthy in this respect, before we can enter the spiritual world in a way that is healthy. If we are, then no one will be able to raise the more or less philistine objection that there is something uncomfortable about listening in to our own capacity for love. To do so makes a shattering impression, it is true. We see ourselves as never before in ordinary consciousness. What we attain in higher cognition, however, does not incorporate itself into the memory—if it did, we should be capable of marching through life fondly contemplating our own capacity for love, which would make us inadequate as people. And, remembering this, you will know what to make of these demands on super-sensible knowledge. So much for the relation of super-sensible knowledge to the capacity for love, from an intellectual standpoint. But what do we experience as a result of it? It is clear from what I have said already that we effuse our intensified self into our surroundings. In this way the self moves forward to the spiritual sphere, and we now come up against the curious fact that, by making ourselves increasingly able to enter into the outside world, we actually arrive at knowledge of our psychic and our spiritual self. Goethe's instinct in rejecting the knowledge of self that results from brooding introspection was, I would say, a healthy one. He had hard things to say about this kind of mystical self-knowledge. Man can attain true self-knowledge only if, by strengthening his otherwise dormant powers of knowledge, he attains the capacity to explore with his self the outside world. It is in the world outside that man finds his real knowledge of self! We must learn to reach a true knowledge of the world, in the modern sense, by turning many familiar concepts almost back to front. And so it is with the concept of self-knowledge: look out at the world, travel further and further into the distance; in strengthening, by the development of cognitive powers, your capacity to explore these distances, you will find your real self. We can therefore say: the cosmos allows us to penetrate it to gain super-sensible knowledge; and what it gives back to us as a result of this penetration is precisely our knowledge of self. Let us look at this other aspect of experience, which is sometimes sought by a false mystical path. I have shown how the human will can be developed, and how it is possible to develop dormant powers. The will can be developed to such an extent that the whole man becomes a kind of sense-organ, or rather spirit-organ—becomes, that is, as transparent in soul and spirit as the human eye is transparent. We need only recall how selfless (in a material sense) the human eye must be to act as the organ of sight. If the eye were to fill with self-assertive material, our field of vision would at once grow dim. Our entire human nature must come to be like this, on the spiritual plane. Our entire being, soul and spirit, must become transparent. With what is vital in our will, we can then enter the spiritual world even during our earthly existence. There now supervenes, however, what I already hinted at yesterday: by seeing the spiritual world, we are enabled to comprehend our inner self. And, as I explained yesterday, when as physical and sensuous beings we confront the outside world, we enter into its sensuous and physical phenomena with our entire being, and carry away with us psychic memory-images. Indeed, our soul is made up of these images. We can say therefore: what is physical and sensuous without is seen as semblance within. Conversely, I would say: in attaining the capacity to look out, through the spirit-organ that is our self, into the outside world as a spiritual one, with spiritual entities and events, we perceive our own inner physical body. We learn to know the substance of our lungs, heart and other organs. The spirituality of the outside world is reflected by the physical nature within us, just as the physical outside world is reflected by our spiritual, abstract nature. But the way thus opened up to us of learning to know ourselves by contemplating the outside world, turns out to be a very concrete one. We come to know the place of the individual organs in man's total substance. Gradually, we learn to perceive the harmony between the individual processes in these organs. The first discovery we make is as follows: what the mystic is angling for in his clouded waters turn out, ultimately, to be transformed memories; but they often contain an admixture of something produced by an organic activity. He doesn't know this, of course. He believes that he is piercing the internal mirror that underlies memory. He is not piercing it. The processes of our organic being beat like waves upon the other side of the mirror. The mystic is not aware of what is really going on: he is only aware of a change in the memories that are reflected. Without becoming guilty of philistinism in the process, we are forced to reduce much that is beautiful, poetic, mystical, to prose and say: much that this or that mystic has drawn up from his soul in this way is not the expression of spiritual existence, but only a consequence of the surge of inner organic processes. Wonderful mystical accounts of ancient and recent times—from which those who take pleasure in such things can gain an extraordinarily poetic impression—are in the last analysis, for anyone who can see things objectively, no more than the expression of inner processes in human nature itself. It seems philistine to have to say: something mystical makes its appearance; it strikes us as poetic, and yet to anyone who understands, it represents the impact of certain vital processes on the memories. For the serious seeker after knowledge, it does not become entirely valueless on that account. For the truth in anything that is said does not reside in the way in which it is presented, which may be agreeable to limited minds, but rather in the fact that a genuine attempt is being made to get nearer to the root of the matter. The nebulous mystic remains caught in ordinary consciousness. The man who goes beyond this and, after first ensuring his psychic health by means of preparatory exercises that emphasize the formation of a healthy memory, pierces this mirror of memory and really looks into himself, will see there the effects of wide-ranging processes, originating in the spiritual outside world and continuing still in the spiritual world. In this way we come to know man, and to say to ourselves: what the abstract idealist may regard as something base in man, because he is looking at it only physiologically or anatomically, from the outside—man's inner organism—is a wonderful consequence of the entire cosmos. And when we really come to know this inner organism, this is what we discover: when we look into our spiritual self and go back in memory over much that we have experienced in life, we can then, from what we revive within us at a congenial hour, conjure up these experiences before our mind's eye, if only as shades. From the image-content our soul has absorbed from the outside world, we can once again conjure up this world before our soul in a way that satisfies us. If we also learn to know our comprehensive inner organism, and learn how its individual parts are spiritually derived from the cosmos, our entire being, as we now perceive it, will present itself as a record of cosmic memories. We look into ourselves, not now with the eye of the nebulous mystic, but with an awakened “mind's eye,” and can perceive the nature of our lungs, our heart, the whole of the rest of our organism, looked at spiritually, inwardly. All this presents itself to us as memory of the world, recorded in man just as our memory of the life between birth and the present is recorded in the soul. There now appears in us what we can call knowledge of man as a memory of the world, a replica of the world's development and of the course of the cosmos. The first thing to do is to familiarize yourselves with the detailed exercises that must be undertaken before man arrives at such a knowledge of self—not the brooding self-knowledge of ordinary introspection, as it is called, but the self-knowledge that sees in each of our internal organs something like a combination of spiritual elements resulting from certain spiritual processes in the cosmos. Once they have understood this aspect of man, people will no longer accuse us of transposing what is in our soul anthropomorphically into the world, in order to explain the world in a spiritual way. Instead, they will say: We first attempt, cautiously and seriously, to penetrate inside man, and there will then be revealed to us the cosmos, just as when we look at memories the sum of personal experience reveals itself. Such things may appear paradoxical to present-day consciousness, and yet this consciousness is on the way to apprehending them. There is a longing to follow up certain trends of thought that are already there. When men do so—a certain amount of practice is, of course, required—the thoughts that lie along these lines will develop more and more into vitalized thoughts. And when, in addition to this, the will has been developed, men will enter increasingly upon this kind of self-knowledge and see that, whilst on the one hand the continual advance of the self into the outside world leads to knowledge of self, penetration into the depths of man's nature leads outward from man to knowledge of the world. To cultivate a disinterested approach to these matters, it is necessary to look at the nature of man in a way that is different from that usually adopted today. People today dissect man's bone system, muscle system and nervous system, and take the results as a definition of his physical being. They can then envisage man as if he were a creature of solid material constituents. Yet everyone today knows that, essentially, man is not made up of solid constituents: for the most part—some ninety per cent, in fact—he is a column of water. Everyone today knows that the air I have just breathed in was previously outside in the world, and that the air I now have functioning within me will later be outside once more and belong to the world. And finally, everyone can comprehend that the human organism has a continuous exchange of heat. When we look at man in this way, we gradually escape from our illusion of his solidity. We recognize it as an illusion, and yet we cling to it in our soul, as if believing that man resembled the rough sketch anatomy gives of him. With equal justification, we shall come to regard the liquid in man as part of his being—what vibrates, surges and creates in man the liquid being. We shall come to perceive that the air in man is also part of his being. And finally, we may come to comprehend that the air inside us that vibrates, surges, moves up and down, diffuses itself through the currents in our veins and functions within us, is warmed in some places and cooled in others. The soul-spiritual element that we carry within us today in this more or less abstract form suffers from a marked semblance character, so that we can really only perceive it from within, as we say. Nor can we escape from this perception from within by looking at what physiology and anatomy tell us about man. All the magnificent results that ordinary science has achieved present us with a solid shape of complex structure; yet it is one quite different in kind from what we observe within us when we visualize our thinking, feeling and volition, and we cannot find a bridge from one to the other. We can watch the struggles of psychologists to establish a relationship between what they comprehend in its abstractness and semblance nature—the only way that is open to their inward perception—and what exists outside. The two things are so far apart that we cannot establish a connection between them directly, through ordinary consciousness. But if we proceed without prejudice and fix our eyes, not upon an illusion of the solid man, but upon man as a being of liquid, a being of air and heat, then by a process of empathy with ourselves we shall become aware of the flow of heat and cold in the currents of our respiratory circulation, if we provide a basis on which we can do so. We can reach such a basis by the path of higher knowledge as I have tried to describe it in the last few days. In learning to apprehend the air that vibrates inside us, we remain more or less within the physical realm; but when we apprehend it and then transfer the vitalized thinking that detects something of reality within, the bridge is established for us. And if we become aware of man down to the details of his temperature variations, and condense the psychic element until, out of its abstractness, it attains to reality, we shall find the bridge. Condensed in this way, the life of the soul can link itself with rarefied physical experience. When we begin to penetrate ourselves and thereby perceive how vitalized thought moves in our being of air, if I may so express myself, in which there are certain temperature variations, we gradually see how in fact differences of thought can also operate in our human organism. Thus, a sympathetic thought, for example the verdict: “Yes indeed, the tree is green,” does in fact induce a state of heat, whereas a thought in which antipathy is present, a negative judgment for example, has a chilling effect on our air-heat substance. In this way, we see how the psychic element continues to vibrate and create through finer materiality into denser materiality. We find it possible to direct our path of knowledge into the human organism too in such a way that we start with the psychic and go on into the material. This in turn makes it possible for us to advance further and further towards what I have just been describing: an inner knowledge of the human organism. For the psyche will not unveil itself to us until we can trace the various levels of materiality—water, air and fire—in the individual organs. We must first condense the psychic element; only then shall we reach man's physical nature and come in turn, by passing through this, to the spiritual basis of our physical organism. Just as, when we sink shafts into ourselves with the aid of memory, we discover the laid-up experiences of our individual existence on earth, so too, in thus descending into the whole man, we shall find the spiritual element that has come down from the spiritual world through conception, foetal development and so on. In clothing itself in us, with what it acquires from the earth, this spiritual element becomes world-memory. We find the cosmos stored up as recollection inside us. And we thus find it possible—exactly as in ordinary consciousness we can remember the individual experience of personal existence—to survey the cosmos through inward contemplation. You will perhaps ask: Yes, but when we get back to very early states of the earth by means of this world-memory, how can we avoid the danger of a general description of spirit usurping the concrete world-recollection? Once again, we only need to make a comparison with ordinary memory. Because our memory is well ordered, we shall not, in feeling some experience that has taken place ten years before float to the surface, refer it to events that have only just taken place. The content of the memory itself helps us to date it correctly. Similarly, when we understand our organism aright, we find that each of its separate parts points to the relevant moment in the world's development. In the last analysis, what natural science produces theoretically by extending its observations from the present back into earlier ages can only properly be completed by man's self-contemplation, which leads to a real world-recollection, a world-memory. Otherwise, we shall always be condemned to fall into curious errors when we construct hypothetical theories of world-evolution. What I am about to say may sound trivial, but it will illustrate my point. The so-called Kant-Laplace theory, now of course modified—the theory of how the individual bodies in the solar system split off from a nebula in the universe—is commonly illustrated by taking a drop of oil, making a hole in a circular piece of card, fastening a pin through it, and rotating the drop of oil by means of the pin. Individual droplets separate off and continue to revolve round the main drop. A miniature solar system forms, and from the standpoint of the ordinary scientist one can say: The same thing, on a larger scale, took place out there in space! But something else is also true: anyone demonstrating something like this, to illustrate the origin of our solar system, would have to take all the factors into account; he would thus have to take into account the teacher standing there and rotating the drop of oil. He would have to place an enormous teacher out in space, to rotate the cloud. This point, however, has been forgotten in the experiment I have described. Elsewhere in life, it is a very fine thing to forget the self; but in an experiment, in illustrating important and serious problems, one must not forget such things. Well, the philosophy of life I am advocating does not forget them. It accepts what is justified in natural science, but also adds what can be seen in the spirit. And here, of course, we do not find an enormous individual, but rather a spiritual world, which has to be superimposed on the material development. We thereby permeate the Kant-Laplace primal nebula which, perhaps rightly, has been posited, with the spiritual entities and forces operative in it. And we permeate what will become of the earth in the so-called heat-death, of which present-day science speaks, with spiritual entities and forces. After the heat-death, these will then carry the spiritual element out into other worlds, just as the spiritual element in man is carried out into other worlds when the body disintegrates into its earthly elements. In this way we attain something significant for our time. I have demonstrated, I think, that what is ordinarily apprehended only in abstract cognition—the spiritual element, which cannot be reconciled with the material—is infinitely far removed mentally from matter. What has followed from this for our entire cultural life? Because in ordinary consciousness we are unable to reconcile the spiritual and the material, we have a purely material view of the world's history: we form concepts of a purely physical process, with a beginning conceived in purely physical terms, in accordance with the laws of mechanics, and an end conceived, in accordance with thermodynamics, as the heat-death of the earth. At the same time, we are aware of ourselves as men, standing inside this process and evolving from it in a way that is certainly unintelligible to present-day science. If we are honest, however, we have to admit that we can never connect up our mental experience with what goes on outside in the material sphere. And at this deepest level of the soul, interwoven with our thinking, feeling and volition, are moral impulses and religious forces. They live within us, in the spiritual element we cannot reconcile with the material. And so, perhaps, the man of today, with his consciousness, may conclude: natural science leads us only to a material process; this alone makes up exact science; for moral impulses and religious forces, we require concepts of faith! This view, however, is incompatible with a serious life of the soul. And in their unconscious minds, serious people today feel (though they may not admit) that the earth has evolved from the purely material. From this emerges a kind of bubble. There arise cloud-formations, and indeed shapes thinner even than clouds, mere illusions. In these exist the greatest value we can absorb as men, all our cultural values. We go on living for a while, and one day there supervenes the earth's entry into its heat-death, which can be foretold on external scientific evidence. At this point, it is as if all life on earth is buried in an enormous graveyard. The most valuable things that have arisen from our human life, our finest and noblest ideals, are buried alongside what was the material substance of the earth. You can say that you don't believe it. But anyone who reacts honestly to what is often thought about these things today by people who reject independent spiritual research, could not avoid the inner dissonance and pessimism that arise in face of the question: What is to become of our spiritual activity if we regard the world in a purely material sense, as we are accustomed to do in exact science as it is called? This is the origin of the wide gulf that yawns in our time between religious and moral life and the natural approach to things. It seems to me that, in these circumstances, a genuine seership, an exact vision is called for, one suited to modern man, to establish a bridge between spiritual and material, by providing a basis of reality for the spiritual and taking from the material its coarseness as I would call it. That is above all what we bring before us when we look at things as we have done today. We have seen the spiritual in man himself gradually passing over into his heat and air variations. By descending into the coarser material sphere and seeing how the finer element flows into vitalized thinking, we shall we able to think our way into the cosmos and understand correctly something like the heat-death of the earth—because we know how our own human heat in its differentiation is permeated by vitalized thinking. And from the standpoint of the world-memory that appears in ourselves, we can look at what is spiritually active in the material processes of the world. In this way we arrive at a real reconciliation between what presents itself to us spiritually and what presents itself to us materially. There is, it is true, much in people's hearts today that still militates against such a reconciliation. For in recent centuries we have grown accustomed to count truths as exact only where they rest upon a solid basis of sensory observation, in which we surrender passively to the outside world. What has been observed on this kind of solid basis is then built up into natural laws and natural theories; and theories are accepted as valid only when they rest upon this solid basis of sensory observation. Those who think like this are people who will only admit ordinary gravity to operate in space, and who say: “The earth has its gravity, and bodies must fall towards the earth and have a support, because they cannot float about freely in space.” This is true, so long as we are standing on the earth and considering the earth's gravity in relation to its immediate surroundings. But if we look out into space, we know that we cannot say: “The heavenly bodies must be supported,” but must say: “They support one another.” We need to attain this attitude, in a form appropriate to the spirit, for our inner universe of knowledge. We must be capable of developing truths that specifically do not require the support of sensory perception, but support one another as do the heavenly bodies in space. This is, in fact, a precondition for the attainment of a real cosmology, one that is not made up simply of material processes, but in which the material is shot through with soul and spirit. And such a cosmology is needed by modern man. We shall see how he needs it even for his immediate social tasks. But not until we perceive how the really significant truths support one another shall we understand how we can win through to a cosmology of this kind. Such a cosmology results when we accept as valid the way in which true self-knowledge is attained. We do not attain it anthropomorphically, by going out into the universe with our own experience of self. By entering the outside world, we discover more and more about our ego and so achieve knowledge of self. And when we then go down into it, our inner self becomes world-memory and we learn world-knowledge. Many people already sense the nature of the secret pertaining to knowledge of the world. I should like to express in two sentences what they divine. Self-knowledge and world-knowledge must be truths that mutually support each other. And of this nature, moving to and fro in a pendulum motion, are the truths that are attained by the philosophy of the world and of life I am here describing: as self-knowledge and as world-knowledge. The two sentences in which I should like to sum this up are the following: If you would know yourself, seek yourself in the universe; if you would know the world, penetrate your own depths. Your own depths will reveal to you, as in a world-memory, the secrets of the cosmos. |
181. Anthroposophical Life Gifts: Lecture VI
14 May 1918, Berlin Tr. Unknown Rudolf Steiner |
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To anyone who has knowledge of the things concerned, the whole book of Max Dessoir is compiled like the chapter on Anthroposophy . And yet, what happened? A newspaper, the “Kant Studien,” which regards itself as extremely serious (I mention this because in this paper no attack is made on Anthroposophy)—the “Kant Studien”—which prides itself tremendously on its purely scholarly scientific bent, speaks of this product of Dessoir as a serious scientific book in many ways. |
Now I ask: What then is the public, the public which has no belief in authority, to do today? It takes such works as the “Kant Studien” (Studies of Kant) and so on, as a matter of course out of the libraries. And yet such things are to be found in it. |
181. Anthroposophical Life Gifts: Lecture VI
14 May 1918, Berlin Tr. Unknown Rudolf Steiner |
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Spiritual Science should above all things be conceived of, by those who have already noted for a long time, in the sense that the question should come before the soul as to how Spiritual Science can be most intensely effective for human life. This has certainly often been emphasized, but we cannot often enough to bring forward the side of the reality of Spiritual Science and its significance for our age. Spiritual Science is certainly in a sense a Science, and as such it is, we may say, still in a “fragmentary” stage at the present day, only partly established; what it may eventually become can really only be present in the first beginnings at the present time. What I mean by this is the content of Spiritual Science, through which we can learn something of man in so far as this has its life on the other side of the gates of physical life: which are birth, or conception, and death. Through spiritual Science we can also learn something about the evolution of the Earth and the Cosmos, and as to how this evolution of Earth and the Cosmos is connected with man, and so on. Thus, through Spiritual Science the human desire for knowledge can be satisfied in a more comprehensive and complete manner than is possible through external sensible science. We can answer the questions which weigh on man's soul and so on. Besides this significance of Spiritual Science from the view of ‘content’ there is another very essential one. This can be observed if we keep in view what we can become, what can be made of our soul-life, our soul-disposition, our soul-constitution, when we busy ourselves with the thoughts and ideas which come to us from Spiritual Science. It might even be—in what science has this not been the case in the course of the development of mankind!—that much of what can and must be proclaimed today quite conscientiously from the sources of Spiritual Science might have to be corrected; that much may appear in another form in the future through the further progress of Spiritual Science. Then perhaps there may be a different content in one or another department of this Spiritual Science. But what it may become for the disposition and constitution of our soul through its ideas and its thoughts, would not be affected thereby, and this is fundamentally connected with certain basic qualities of our present day. We will today review certain basic characteristics of our time, particularly as regards the constitution of the soul of man. We will dwell on the four most important soul-activities which we know well from our observation: the perception of man with respects to outer sense-processes; imagination (the forming of ideas) through which we then work upon these outer sense-impressions; our feeling; and our willing. Our soul-life runs its course from waking till going to sleep in perception, imagination, feeling and willing. First we will consider perception. When the soul's eye is sharpened by Spiritual Science we can observe what has of necessity developed as the basic cultural characteristic of the human soul in the course of the last three or four centuries, in those countries which come into our consideration. (What I say is not setting criticism: it is only a characterization.) It may be asked what this is. It only needs a superficial observer of life to discover that men, in regard to their faculty of perception (in respects to the immediate relation of the soul to the outer world through the senses), have come to a point when they constantly need livelier, more violent, more fascinating impressions, to satisfy the faculty of perception of their senses. Those of you who are somewhat older may think back to your youth; just compare many of the phenomena of life in your youth, which you could perceive around you, with similar phenomena of life now—the further you go back the more striking this is—and ask yourselves to what a high degree that which is known as the impulse, the tendency to the ‘sensational,’ has not gained the upper hand! What is really this sensational element? It rests on the fact that man needs today forceful, exaggeratedly quick-changing and purely sensuous impressions, so that he may be thrilled and carried away from the outer world; he wants to be taken hold of and fascinated. The sensational has gained the upper hand to an uncommon extent. But something significant is connected with this. Through the domination of the sensational, the strength and energy of the human Ego is modified. Spiritual Science alone can lead to an understanding of what comes under consideration here; for he shows what perception of the outer world really is. If we search through philosophical literature we find nothing more spoken of in the nature of external perception, or ‘sensing’ as it is called. All sorts of theories have been set up as to what sensing, perceiving really is, within the human physical soul life. I need not enlighten you as to that. But the point of view of Spiritual Science in this respect shall be indicated. I have already mentioned here in Berlin, in a public lecture, that the development of natural science in the 19th century and into our own times has accomplished great things, great things in regard to the understanding of certain sensible connections of the external world of realities. But it sees the evolution of man in particular as far too direct and simple. It simply imagines that at one time there were only the lower animals, then higher animals, then still higher ones, and out of these men finally developed as, in a sense, the highest animal all. The evolution of man, however, is not so simple as this. We have often pointed out that man, who must appear to us in his external bodily form has an image of the divine reality of the Cosmos, can be thought of as represented in the most varied manner. He can even be thought of, in regard to certain natural-scientific points of view, as being divided into three parts: first the head- or senses-man (this is not exact but as the most important senses lie in the head, we may say ‘head-man’). Secondly, the trunk-man; and thirdly, the extremities-man. Of these three members of the human organization, the trunk-man, the heart- and lung-man, alone is really formed as natural science imagines him today. The head-man is really not in the process of progressive development but of a retrogressive one. The head of man arrests the progressive development at a certain stage and turns it back again. It has been repeatedly said that such an idea is difficult, and it has been asked how one can simplify it for oneself. I have pointed out in several places even the external rightly understood facts of natural science confirms my statements—only one must be a real natural scientist and not merely follow the pattern of certain scholars of the present day. Observe the human eye, and compare it with the eye of animals which have reached a certain stage of evolution. We cannot say that the human eye is more complicated in its outer form than the eyes of these animals, for that would not be true. There are animals which have, for example, in the inside of their eye—where we, from an outer physical point of view, have nothing at all—the ‘cell-apophysis’ and the ‘sword-apophysis.’ These are certain organs in the inside of the eye which are continuations of the blood vessels into the inside of the eye. Through these an intimate connection between the whole life of feeling of the animal and his perceptive life is established in the eye. The animal feels much more intensely in the eye than man does. In man there is no ‘cell-apophysis’ or ‘sword-apophysis.’ The human eye is simplified. In its form is not merely progressive, it is retrogressive. One could prove in the smallest details of the human head-organism that man is really retrograding in respect to his head, especially compared with the rest of the human make-up, which is progressive. Someone who thought that this backward development of the head was difficult to imagine asked me whether I could point to a significant fact or clue by which one could understand this better. I told him to think of the following: In the process of development of the different animals ending with man, it comes about a certain period of the embryonic stage that the human being turns back to the hairy state. Man himself is not hairy, but the head belongs to the hairy portions, in general; the fact that man, as regards the formation of his head, reverts to the rank of the animal, likewise shows the retrograde development of the head. This is a superficial, external indication. The inner signs speak much more distinctly. I beg you to keep in mind the vast importance of these facts. For the very reason that the head is retrogressive, that evolution does not progress in a straight line but is retrogressive in the head, is dammed up and turned back, room is thereby created for the psycho-spiritual development of man. Those natural scientists who are of the opinion that the psycho-spiritual life of man is only a result of his physical organism, do not understand their own natural science aright. They do not understand that in order to bring his soul and spirit nature into being it is necessary that the physical organization of man should not shoot and sprout, but that it should withdraw. It flags and is turned back and makes room for the psycho-spiritual development. Where man most develops his soul and spirit nature, there the physical development draws back. One becomes inwardly aware, when one has gone through a psycho-spiritual development, that, simply through inner observation, one can get an answer to the question: What really is ordinary imagination and perception? What is the ordinary waking life, in which imagination and perception are mingled? As regards the head of man, perception and imagination and the waking life in general is a state of ‘hungering.’ Man is so peculiarly organized that, in his inner equipoise, from waking till sleeping, the head, that is his inner organization, is continually ‘hungry’ as compared with the rest of the body. Certain ascetics who seek an increase of psycho-spiritual life have made use of this; they allow the whole body to be hungry, because the hunger-process, extended to the whole body, is said to bring about certain inner illumination. This is false. The normal state is that our head in the waking state is nourished less through the inner processes than the rest of the organism, and we can only be awake and perceive because the head is less nourished than the rest of the body. Now the question arises: if our head hungers whilst we are undergoing this backward development of the head—in sleep there is an attempt to arrest this process—what then do we perceive? Through Spiritual Science we learn to distinguish between two things which in practice are always linked together, but which are two quite different things. There is first the mere waking life, and then the outer perceptions and the ordinary concept of memory. What then goes on when in waking consciousness we are hungering in our head? First of all we are aware on the one hand of our Ego from the last incarnation. When we are merely awake we are aware of what we brought with us from the spiritual world, and with which we entered into existence through birth or conception. That enters and fills the space made for it in our organism; but when we perceive outer sensible objects, these external objects step into the space of the Ego, which otherwise we perceive when we have no external impression but are merely awake. In ordinary life these two things are intermingled: we are continually perceiving external objects, and are very seldom in such a state of soul that we are merely awake. The state of soul directed to external things is however always interwoven with an inclination to perceive our former Ego and to replace it by something, by external colors and sounds; then again, to perceive the former Ego and then again the external things. As soon as we perceive externally, as soon as an outer object works upon us, it suppresses our tendency, our power, to perceive the Ego of our last incarnation. It remains unconscious, we know nothing of it; but in this sense-perceiving there is really a conflict between the object which now stands before us and the Ego from our last incarnation. Now you can imagine what it means when we are developing a striving after the sensational, when we wish to give ourselves up to the outer world. That never makes us stronger in life, but always weaker; for in so doing we weaken our Ego from the past incarnation, which in a certain sense constitutes our strength. Thus you can clearly see that with the inclination of man towards the sensational, a certain weakening of the human nature appears, and the Ego becomes weaker. Now when we do not perceive, but think, imagine, what process takes place? Either our thoughts are silent or—which is not so frequent in present-day man—they link onto some external perception. When they are silent in waking-life, all we have gone through between the last incarnation and the present one works in us, in that which is able to work where room has been made for it by the body. Thus the last incarnation works in the place where perception arises; and in the place where conceptions arises, works the life which we have spent between death and the present birth. If we develop powerful thoughts within ourselves, it means that we are trying to develop these out of what we brought with us from the last birth, upon which we must take our stand. If only we have all thoughts which are called up within us from an external stimulus, which only revolve in our soul because we receive them from outside, we continually weaken what we have brought over from the time he dreamed death and birth, that is to say, our Ego. The search for sensation weakens our present life. The desire to animate our Club evenings with the dusky pints of beer so that we need to make as little demand as possible on ourselves, or the excitement of playing games, in short all this seeking for excitement from without, is not a strengthening but a weakening of the Ego, and it rests fundamentally on the fact that we do not feel strong enough to occupy ourselves with something pertaining to our soul-life. Through Spiritual Science we can clearly see the underlying reason why people are so desirous of sensation and in need of stimulus at the present time. What enters from this side into our present-day culture can be designated by a common name. Do not be offended by this name; it betokens a fundamental feature of many of the currents in the life of the present day: a limitation and narrowness of outlook. No one can deny, even taking present-day science and other activities into consideration, that one of the chief characteristics of the present-day man is his limited outlook, that limitation which prevents him from seeking the rich material in his own soul which comes from his past life and from his prenatal life. He does not believe, and he would have first to believe it, that one could be incited to do this through Spiritual Science. Let us observe from this point of view what thoughts and ideas of Spiritual Science can be for the mood and disposition of the soul. They are certainly not external stimuli, nor anything sensational, and they decidedly did not aim at this. They do not take possession of the senses through external sensations. Many people miss this. In matters of Spiritual Science people must themselves reflect, and if they do not bring forth anything from the fund of their own soul, they are likely to fall asleep over Spiritual Science. Spiritual Science gives us just this animation and shaking up of the soul-life, so that we gain the possibility of developing thoughts from our own inner self. It works against the sensational. It does this specially by giving us the possibility of thinking much about a few impressions of the senses. We need not hasten from sensation to sensation. We can give much thought to all possible sorts of sense-impressions. All the simple things which approach us personally become a riddle. Every detail makes us think a great deal; and thoughts about Saturn, Sun, Moon, the different Earth and so on, which many find so complicated, make the mind active and mobile and do not allow narrow-mindedness to any extent. Thus does our Spiritual Science work against a certain attribute of culture; it fights against a narrow outlook in the realm of perception and imagination. That is different again from the content which one can get from Spiritual Science; it is something that it can make up our soul, and we should take note of that. Now in regard to the life of feeling. What is the most noticeable thing about a person who approaches Spiritual Science in any way? And what is the most noticeable thing about most people who do not wish to know anything about it, and who turn aside from it altogether? In the latter it is lack of interest in the great circumstances of the world. We must first of all enlarge our interests beyond what lies nearest, if we are to become interested in Spiritual Science. For what do most people in our time care about what the Earth was before it became “Earth”? What do most people of the present day care what civilization was before our own time? To do so one must develop more comprehensive interests. It is a question of extending one's interests beyond the thing lying nearest. Our age has the tendency to narrow the sphere of our interests as much as possible. What is really the tendency of our age? Allow me to use the following expression: it is not at all flattering, but I do not wish to criticize, only to characterize. Our time is striving in all ways towards narrow-mindedness, towards Philistinism, and if this takes hold of the majority of people, the consequence will be that the Philistinism will gradually be introduced into the most public departments. In this respect we have a remarkable example, which in respect to the things of the present day, must have a most depressing effect on those who can see through things. In the East we have a nation which today is certainly in its infancy as regards the basic forces of its soul, but which possesses basic forces which in the future—in the sixth Post-Atlantean epoch of culture—are to develop to a remarkable height; basic soul forces which will work spiritually and have a spiritual character, and which we ought to recognize and cultivate as such. But what has established itself as public life in a remarkable manner today over a great part of this national force? Leninism! One cannot imagine anything more grotesque than the coupling together—I do not now refer to the man but to the thing—of this “aping of the civilization of the West” with the prophetic civilization of the East. There are no two things more opposite, and yet they are coupled together here. It is the most grotesque expression of materialistic striving; for out of the Folk-Spirit of the East something absolutely anti-philistine will be formed; but Leninism is the most absolute basic force of philistinism, the negation of all cultural interests of a far-reaching nature and the limitation of the interests of civilization to the narrowest realm of philistinism. We must clearly understand that. Nothing can better help us to penetrate these things, then the knowledge of Spiritual Science. Spiritual Science also works against philistinism, by appealing to the wide comprehensive interests of man. For one cannot possibly become a Spiritual Scientist without taking an interest in what binds man to the Cosmos, in what passes beyond all that is narrow and pulses into all that is great. So, in the realm of the life of feeling, spiritual knowledge is also the opponent of philistinism and of narrow-mindedness, which must inevitably result from materialism; as in the realm of the perceptive and conceptual life is also the opponent of narrow-mindedness and limitation. In the domain of the will-life also, he who observes life even but to a small extent, can make a noteworthy observations. In respect to the expressions of the will, not materialism itself but what it brings in its train leads to the development of something remarkable in collective human life. The will must indeed always express itself with the help of the bodily nature, if it is to have an effect on the outer world. In regard to the will, present-day materialism makes man awkward. By reason of man's directing his bodily forces only in to quite distinct channels in his earliest youth and wielding them only in some particular directions, he becomes awkward in wider spheres. There are men today who, when they first find themselves in need of it, cannot even sew on a trouser-button for themselves, let alone anything else, strange as this may sound. If a man does not regard Spiritual Science as theory or doctrine but as something that works warmly within him and is taken into his whole personality, he will find that this passes over into the muscles and the pulsation of the blood and makes him dexterous. If we imparted a spiritually-scientific way of picturing things to our children, we should see the result; we should see that they would become adroit, that they would be able to do things more easily, their fingers would become more flexible. The possibility of making the ideas more mobile, occasions the will also do become more active in its methods of expression. Thus in the sphere of the will-life, Spiritual Science fights against that which threatens mankind: awkwardness. This is a characteristic of our time to a far greater extent than we realize. Just observe how little fitted men are today to do anything at all outside the narrow concerns of their professions; they are no longer able to do anything else besides; and they only do more or less work in their professions for the reason that their soul's course has been laid out for them. Confront a man who is thoroughly routine in his profession with something different, and you will see how very one-sided our present-day culture is. That cannot be obviated by external means; for the whole political economy tends towards specializing everything. To try to fight against this would be absurd. It is possible, however, so to fortify men's inner nature that they would receive the impulse of dexterity from the center of there being. For that it is necessary however to be quite permeated, thoroughly permeated, with the knowledge of the super-sensible world, and chiefly of the super-sensible nature of man. We cannot understand perception and conception, even from a spiritually-scientific point of view, if we do not know what I have said before, that the human organism makes room, through the backward activity of the head-organism, for the past life and also the life between death and rebirth to flow in. The life after death also close into our organism. The opinions of natural science about the human organization are, as I have already said, far too one-sided. The trunk-man alone might be thus one-sidedly observed, but not so the extremities-man. If we observe the extremities: arms, hands, feet, legs (which organism is continued inwardly), this extremity-organism is seen to be the reverse of the head-organism: and over-development exists there which forces the development beyond the normal. If we accurately study man's development in regard to these relations we shall see that it shoots beyond the needs between birth and death. Let us consider only what is external: the armed organism in connection with the breasts; the secondary organs which serve propagation; the legs in connection with the primary sexual organs—the extremities in connection physically with that whereby man even physically looks out beyond himself. The extremities organism at its center serves not nearly what is poured out over the individual human life, but that by means of which his vision extends beyond himself: the psycho-spiritual. What lies—as soul and spirit—beyond the extremities extends beyond what serves human life between birth and death. Thus, just as man physically out of his own organism functions into that of the child through the center of his extremities, so that is present in him spiritually as imagination which he carries through the portal of death by virtue of his being an arm- and leg-man. Through imaginative cognition it can be very clearly seen that man bears quite distinctly—and even anatomically—his future state after death, spiritually in his extremities-organism. If we study natural science properly, we shall gradually cease to say that Spiritual Science is something that we cannot understand. If we really observe the human organism not as rectilinear, for that it is not, but as it really is, then natural science itself will make it necessary to turn to Spiritual Science. Mankind will of course have to overcome something—the belief in the similarity of all other sense-impressions. The similarity of all external sense-impressions is believed today, not only by the unlearned, but also by the scientific investigator who has a man before him in the clinic and examines him anatomically. To him the heart is a similar organism to the head, but this is not correct; the head as compared with the heart stands at the retrogressive stage in its whole organization. Only we do not know how to observe; that is the trouble. If we want to learn to observe correctly, we can gain from natural science itself fundamental conviction of the spiritual in man, which passes through births and deaths. When however we arrive at this, we shall also take into account this soul and spirit nature in the whole movement and growth of culture and we shall then understand the importance of the struggle against having a narrow outlook, against philistinism, and gaucherie, and we shall copperhead much else as well. Above all we shall learn to reckon with the spirit in practical life. The physicist is allowed to speak freely today of positive and negative electricity, of positive and negative magnetism; and yet it is taken amiss when the spiritual scientist in his domain speaks of two currents of force in the human soul, the Luciferic and Ahrimanic. But these two currents of force are just as much a polarity for the human soul as positive and negative magnetism or electricity in the physical. If we wish to understand humanity in its development we must take the trouble to observe what is at work in regard to the Luciferic and Ahrimanic element in life. An example: Our social structure was for a long period of time influenced in a one-sided manner by Luciferic beings. Yet we could not simply eradicate the Luciferic element from life! A person who is always saying, “I will protect myself from the Luciferic element” is the very one to fall into it. There can only be a question of conceding it the right place in life and of knowing what is Luciferic and what is Ahrimanic: then we shall not exaggerate their effects and not put them in a false light. For centuries our social structure in Europe and also in other parts of the world has been ruled by strong one-sided Luciferic impulses. These strong Luciferic impulses lay hold of the instincts and habits of man, of that which works from within. All this is not criticism, only a characterization of these times. How did the Luciferic element work? Now great consideration has been given to determining social culture, the position of a man in life by laying great value on his vanity, on his ambition. These are Luciferic impulses. The vanity and ambition of a man had been stimulated. I would remind you how much weight is attached to pride and ambition in schools, even up to our times; and pride and ambition has led a man in many respects to acquire this or that, in order to gain an important place in life. We have now reached an important point in life. It can scarcely escape the notice of a close observer that these Luciferic impulses are on the decline. To use a superficial expression, they no longer draw. But now something else is to be brought in, something essentially Ahrimanic; and one Ahrimanic feature is creeping into the customs of our present day. Our beloved populist so free from authority, which never wants to believe in authority, and which therefore, as a matter of course, falls a victim to all authorities, will again unsuspectingly allow to pass unobserved what is now about to take root as a one-sided Ahrimanic power in regard to the form the social structure. Something quite remarkable is now making itself felt, so-called “Intelligence tests.” Experimental psychology, which at the universities is doubtless to a certain extent justifiable, can discover many things as regards the working of the human body and as to how it expresses various things. But this psychology desires to have a certain occupation, and testing is easier than any other examination of the soul. The experimenter has a certain instrument which makes records on an electrical course; it places students at certain points and notes how long it takes for an impression to be received and to be brought to their consciousness. He thus works, from he an external clinical point of view, in a business-like way. That is easier than to investigate inwardly. For certain things the value of this experimental psychology is undeniable, but it wants to have a wider field. It now wants to take in hand “Intelligence tests.” For that, a number of children are taken from various grades of school classes and are tested as regards their “talents,” their memory, their power of observation, and so on; but the way in which the test is carried out by the methods of experimental psychology is very remarkable. Memory, for instance, is tested in the following way: On the blackboard two rows of words are written which have no connection with one another; for example, “head” and “crystal,” then two other disconnected words, and so on. After they have all been rubbed out again, the first word only is written down and the child has quickly to add the second one from memory. Those children who have best observed which word came next are considered to have the best memories, and the others who can recollect nothing at all or need a longer time are supposed to have a worse one. That is how the memory or the intelligence is tested. I will read a prize example of this (from the newspaper “German Politics,” 1918: “The discovery of the psycho-technique in Germany during the War” by Dr. Curt Piorkowski):
Imagine how intelligent a boy or girl must be if they are to hit upon such an idea!
It is considered quite especially intelligent if the person under examination thinks that the murderer might see himself in the mirror, and take his own face for that of another.
Just according to whether the examinee interpolates the obvious thing or not is he considered more or less intelligent, and as a child who is shown to be the more intelligent in this respect will be supported by scholarships or in some other way; while the one who could think of nothing further then that one might see a murderer in the mirror receives no scholarships. In such a way is the intelligence to be tested today and with regard to these tests there is enthusiasm. By this means social order is to be influenced even if not arranged. The dear public however will welcome such things with all their hearts as the issue of the true and sincere science of the present day, for these things create a great stir today. In this way sought to find ways and means of methodically “putting the right man in the right place,” and essays are written beginning as follows: “More than almost any other science has applied psychology blossomed during the war. It is not a chance appearance, for war with its waste of men and its various requirements has proved the importance of not using human forces extravagantly and aimlessly; but using them to the best advantage. Up till now pedagogy alone dealt practically with exact psychology; now three new questions are added: for what vocation as the man best suited? (Problem of the suitability of a profession) How is a substitute be found for the many intelligences that have been destroyed? (Selection of talent); What possibilities of healing are there for those wounded in the head or those with otherwise damaged nerves? (Practice of psychical therapy).”—And so it goes on in the style. An error of the times is coupled with a significant phrase and the matter will be less noticed, because there are, of course, vocations which must be conducted according to this method. It is quite obvious that airmen for instance have to be examined in a similar way, with a certain justification. But this should not be applied to all. For in such a one-sided development something Ahrimanic will thereby be brought into our social structure. All that comes from the soul-nature, from the elemental, impulsive soul-nature, would thus be eliminated from human aspirations and endeavor. To put the matter roughly: Do we believe that if such intelligence tests could really be determinative, a phrase like “Joy and Love are the wings of great deeds” could still have significance? If people would only think of their own great men! We can be quite sure that if such an examiner had to examine Helmholtz he would have represented him quite certainly as a fellow without talent. Read the biography of Helmholtz! That is an Ahrimanic feature. Things appear disguised as well. If people are not able to observe things through Spiritual Science, they cannot see where the harm is. It does not suffice that in our time people like to wallow in all kinds of sensual feelings, it is necessary they should wake up in regard to their judgment of life. A great deal would be gained in regard to this nonsense of intelligence tests if there were at least a few people who formed an objective opinion about it. For it will blossom and flourish, you may be quite sure of that! It will become what the “prejudice-free soul-test” has at last made it, and it will be glorified as one of the finest outcomes of that philosophical tendency which has at last stripped off the old idealistic prejudices and methods and now goes in for “the real.” Spiritual Science must work practically in this sense. Now much is connected with these things, and above all this, that breadth of interest and reality must at last become fundamental attributes of the human soul. I should like to give you two pretty examples of the way in which reality works in our day, and how a certain interest is not present. If I choose personal examples I take it for granted that you will not take it amiss, for you indeed know that I do not do so from any personal foolishness. Recently I held a lecture in Munich on the experiences which the seer makes in art. I have never supposed that any newspaper reporter would be able to understand the subject of Spiritual Science or to write anything in praise of it. If a newspaper reporter should begin to write about Spiritual Science in a flattering manner I should think that something was not in order; but we may study some examples of their work. In the lecture mentioned I also spoke of the art of music and of how musical experience affects the whole man in a remarkable way, that really whenever there is a musical experience a rhythm is set up in the inner man. I then spoke on the one hand in reference to the physiological side, explaining the flowing to and fro of the brain-fluid through the arachnoidal space and further demonstrated how the spinal-marrow canal is elastic to a greater or less degree and how a wonderful inner rhythm is in fact brought about thereby. Musical experiences create a glorious rhythm in life; I mentioned these rhythmical movements of the brain-fluid as being connected with inspiration and expiration; and as I also spoke in this lecture of symbolic ideas, a newspaper reporter wrote that I myself used symbolic ideas which were untenable: the idea of ‘brain-fluid’! We need only recollect that without the ‘brain-fluid’ the brain, which according to the principle of Archimedes becomes lighter than the brain-fluid, would compress and crush to pieces the blood vessels lying beneath it. Thus the ‘brain-fluid’ is a very real thing. But thus do matters stand with respect to the interests which men have, and such is the nonsense written in consequence. Then an example, only a small illustration, of truth and untruth. I have often mentioned that the remarkable scholar Max Dessoir has also written a chapter about Anthroposophy in his book “The Other Side of the Soul.” I tried to point out to him the many different misrepresentations. Even from an external point of view his method of relating is really very comical by reason of its absolute superficiality. Thus for instance he mentioned my “Philosophy of Spiritual Activity” and said of it that it was my first literary production. I could not do otherwise than reply, although it was out of place to do so, that for 10 years before it appeared I had already written and had my books published. But “The Other Side of the Soul” by Max Dessoir aroused attention; it was discussed everywhere by the journalists (who consider the brain-fluid as a symbolical idea). It caught on, and now a second edition has appeared. In the preface to this, Max Dessoir tries to justify himself, and again in the same fashion. He cannot get out of it and says the context proved quite clearly that I did not grasp what he meant; he meant that the “Philosophy of Spiritual Activity” was my first “theosophical” book. Thus apart from the fact that everyone must smile at his statement that he did not mean my first literary work, everyone must again laugh when the “Philosophy of Spiritual Activity” is called my first “theosophical” book. For a far-reaching discussion exists as to whether I abandoned philosophical authorship in my theosophical works. That is how far veracity is regarded, and it is necessary to attract people's notice to it. But without veracity we cannot progress, and we dare not let such things simply pass in this manner. To anyone who has knowledge of the things concerned, the whole book of Max Dessoir is compiled like the chapter on Anthroposophy . And yet, what happened? A newspaper, the “Kant Studien,” which regards itself as extremely serious (I mention this because in this paper no attack is made on Anthroposophy)—the “Kant Studien”—which prides itself tremendously on its purely scholarly scientific bent, speaks of this product of Dessoir as a serious scientific book in many ways. One of the saddest experiences one can have is to find a book which evinces the greatest superficiality considered by a philosophical magazine as a “serious scientific book,” as it is called there. Now I ask: What then is the public, the public which has no belief in authority, to do today? It takes such works as the “Kant Studien” (Studies of Kant) and so on, as a matter of course out of the libraries. And yet such things are to be found in it. We must go back to what lies at the base of human nature through the spirit if the will be present. And this foundation is only touched by the strivings of Spiritual Science today. In this one cannot do otherwise than work towards reality, breadth of interest, towards anti-philistinism and activity as regards life. I wished to speak to you again of these things so that our consciousness may not grow faint; in Spiritual Science it is not merely the content that matters, but also the special nature of the concept, ideas and thought in our soul, so that it may be raised out of limitations, philistinism and awkwardness. That is something which the observer of the special impulses which lie in Spiritual Science must consider more and more. We must grasp the practical value of Spiritual Science. In the next lecture we shall speak further of these things. |
78. Fruits of Anthroposophy: Lecture II
30 Aug 1921, Stuttgart Tr. Anna R. Meuss Rudolf Steiner |
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By a further development of this view one is led to quite imaginary conceptions, such as that of the Ding an sich. (Kant's theory of the ‘Thing in itself.’) Opposed to this kind of thought which, on the whole, ruled philosophy and the remaining sciences, Rudolf Steiner attained the realization that the outer world does not hold the entire contents of reality, allowing itself to be reproduced as conceptions, but that man through his sensory perceptions lives only on one side of reality. |
78. Fruits of Anthroposophy: Lecture II
30 Aug 1921, Stuttgart Tr. Anna R. Meuss Rudolf Steiner |
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By giving an aperçu of his own striving and searching in his outlook upon the world, Rudolf Steiner showed how the origin of Anthroposophy can be found historically, as it were. During the period that this searching led to an individual grasp of life, during the eighties, agnosticism was there in opposition, arousing two necessary questions: Does science give to men what their souls require? and What is it that the souls of men require? Already, in 1885, Rudolf Steiner gave in his book Theories of Knowledge according to Goethe's Outlook, as an answer: We have a science which corresponds to no one's seeking and a scientific craving that nobody satisfies. Now in Goethe we have another kind of striving. The old science was founded entirely upon nature apart from life. (In a certain way this is also true of today's science.) In his Research into the Metamorphosis of Plants, Goethe developed a mode of thinking which was able to penetrate into the nature of the plant. A friend called this ‘objective thinking,’ a thinking which linked itself to the object of perception, and Goethe himself acquiesced in this idea. He could not get so far in his observation of animals and of humanity as he could in his observation of plants; in spite of this, however, he wrote his Metamorphosis of Animals, and also discovered the metamorphosis of the human skeleton. The question suggests itself: Why could Goethe command one realm of nature and not another? Before this question is answered we will consider the realm of knowledge in detail. What happens in a man when he gains knowledge of anything? To this question belongs the fateful one: Are.the concepts arrived at through the process of knowing (thinking) merely images through which the world processes are reflected without being affected by them? In other words, Is thinking merely formal or is it a reality? Through our perceptions, sense-impressions enter us passively. Is anything essential added to sensory perception through thought or are we simply onlookers who are useless in the world process when we add thinking to perception? One arrives here at the whole opposition between thinking and perceiving. Sensory perception is absolutely passive. In ordinary consciousness sensory perception and thinking are always mixed up in each other, but if one separates them with firmness the one from the other, thinking is then alone actually present. One is using one's whole soul activity for thought, quite shut off from the outer impression. In the 19th century there was the conviction that one could arrive at the purest thinking quite passively by learning from the pictures which are actually present and which are only an image of reality. By a further development of this view one is led to quite imaginary conceptions, such as that of the Ding an sich. (Kant's theory of the ‘Thing in itself.’) Opposed to this kind of thought which, on the whole, ruled philosophy and the remaining sciences, Rudolf Steiner attained the realization that the outer world does not hold the entire contents of reality, allowing itself to be reproduced as conceptions, but that man through his sensory perceptions lives only on one side of reality. And it is in order to bring into this outer world of reality what only comes forth from his inner nature that man is born into the world. He has expressed this view in his book, the title of which already gives the meaning, Reality and Science. In thought we possess something in which we are wide awake, in which we must actually be when it comes to pass. ‘In thinking we bring world happenings to a point,’ he says, in The Philosophy of Freedom. It is only in the process of thinking that we can reach reality. And for a true meaning of Anthroposophy we could use a motto which Goethe gives in his World Outlook: ‘To overcome sensory perception through the spirit is the goal of art and science. Science overcomes sensory perception by releasing it entirely into spirit; art overcomes the sense-perceptions when it engrafts into these the whole world of the spirit.’ |
214. The Mystery of the Trinity: The Mystery of Truth III
29 Jul 1922, Dornach Tr. James H. Hindes Rudolf Steiner |
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But Schiller philosophized. He even learned how to philosophize from Kant, although the Kantian way ultimately became too confused for him and he left it.24 Schiller philosophized without the degree of abstraction that prevents concepts from reaching actual being. |
Schiller's friendship with Goethe is celebrated. Strongly influenced by Kant, his idealism and hatred of tyranny were a powerful influence in modern German literature. Wrote Letters on the Aesthetic Education of Man (1795).24. Imanuel Kant (1724–1804), German philosopher of the Enlightenment. Published Critique of Pure Reason (1781). |
214. The Mystery of the Trinity: The Mystery of Truth III
29 Jul 1922, Dornach Tr. James H. Hindes Rudolf Steiner |
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Yesterday I tried to show you how a simple way can be found to envisage the human being's relationships to the cosmos in terms of body, soul, and spirit. Through the way in which I concluded yesterday's lecture by building up to certain imaginative pictures, I wanted to draw attention to certain things. I wanted to show how in such an imaginative picture as that of Christ as the Lamb of God, inspired Imaginations are truly and correctly expressed. I wanted to show that in the times when such pictures were formed, when indeed they were voiced with complete understanding and used for the life of the human soul, a real consciousness was present of how the human being works upward from his ordinary consciousness to conscious experiences in his soul, experiences that connect him to the spiritual world. I have drawn your attention to the fact that in the first four Christian centuries what we could call the Christian teaching still carried the impression that it was everywhere based on a real perception of the spiritual, that even the secrets of Christianity were presented as they could actually be seen by those who had developed their soul life to a vision of the spiritual. After the fourth century A.D., understanding of direct expressions of the spiritual faded away from ordinary consciousness more and more. And with contact between the Germanic peoples from the north and the Latin and Greek peoples of the south during those early days of growth for Western culture we see how these difficulties of understanding constantly increased. We must be fully aware that in the times immediately following the fourth century, people still looked with reverent devotion at those imaginations from earlier times in which Christian views were presented. Tradition was revered, and so too were the pictures that had come down to posterity through tradition. But the progressing human spirit continued to take on new forms. Therefore, the human being was led to say: Yes, tradition has handed down to us pictures such as the dove for the Holy Spirit and the Lamb of God for Christ himself. But how are we to understand them? How do we come to understand them? And out of this impossibility, or rather, out of the faith that was born with the conviction of the impossibility of the human spirit's ever achieving perception of the spiritual worlds through its own powers, there arose the Scholastic doctrine that the human spirit can achieve knowledge of the sense world by its own power, can also reach conclusions directly derived from concepts of the sense world, but that the human being must simply accept as uncomprehended revelation what can be revealed to him of the super-sensible world. But this, I would like to say, twofold form of faith in the human soul life did not develop without difficulties. On the one hand there was knowledge limited to the earthly, while on the other hand there was knowledge of the super-sensible attainable only through faith or belief. Nevertheless, it was always felt, although more or less dimly, that the human being's relationship to super-sensible knowledge could not be the same as it was in olden times. Concerning this feeling, people said to themselves in the first period after the fourth century: In a certain sense the super-sensible world can still be reached by the human soul, but it is not given to all to develop their souls to such a height; most people have to be content with simply accepting many of the old revelations. As I said, people revered these old revelations so much that they did not wish to measure them against a standard of human knowledge that no longer reached up to them. At least, people did not believe that human knowledge was capable of rising to the level of revelation. The strict Scholastic doctrine concerning the division of human knowledge was actually only accepted gradually; indeed it was not until the tenth, eleventh, twelfth, and thirteenth centuries of the Middle Ages that this Scholastic tenet was fully admitted. Until that time there was still a certain wavering in peoples' minds: Could it be possible after all to raise this knowledge, which human beings could achieve at this late date, up to the level of what belongs to the super-sensible world? The triumph of the Scholastic view meant that, in comparison with earlier times, a mighty revolution had taken place. You see, in earlier times, say, in the very first Christian centuries, if someone had struggled through to Christianity and then approached the mystery of divine providence, or the mystery of the transubstantiation of bread and wine into the body and blood of Christ, he would have said: This is difficult to understand, but there are people who can develop their souls so that they understand these things. He would have said: If I assume the omniscience of the Godhead, then this omniscient being must actually also know whether one human being is damned for all time or whether another will enter into blessedness. But this—such a person might have said—hardly seems to agree with the fact that people need not, inevitably, sin. And that if they sin they will then be damned; that if they do not sin they will not be damned; that no one will be damned if they do penance for a sin. One must say, therefore, that a person, through the way he or she conducts their life, can either make themselves into one of the damned through sin or into one of the blessed through sinlessness. But again, an omniscient God must already know whether an individual is destined for damnation or blessedness. Such would have been the considerations of someone so confronted in the earliest Christian centuries. However, in these early Christian centuries that person would not have said: Therefore I must argue whether God foresees the damnation or the blessedness of a human being. He or she would rather have said: If I were initiated I would be able to understand that although an individual may or may not sin, God knows nevertheless who will be damned and who will be blessed. Thus would someone living in the first centuries of Christendom have spoken. Similarly, if someone had told that person that through transubstantiation, through the celebration of the Eucharist, bread and wine are transformed into the body and blood of Christ, he would have said: I don't understand that but if I were initiated I would. For in olden times a person would have thought: What can be observed in the sense world are mere appearances; it is not reality: the reality lies behind, in the spiritual world. As long as one stands in the sense world, in this world of illusions, it is a contradiction to say that someone can either sin or not sin and that the omniscient God nevertheless knows in advance whether an individual will be damned or blessed. But as soon as someone enters the spiritual world it is no longer a contradiction. There one experiences how it can be that God, nevertheless, sees ahead. In the same way, a person would have said: In the physical world of sense it is contradictory to say that bread and wine—which in outward appearance remain the same—become the body and blood of Christ after the transubstantiation. But when we are initiated we will understand this, because then, in our soul lives we are within the spiritual world. Thus would people have spoken in olden times. And then came the struggles in human souls. On the one hand the souls of human beings found themselves more and more separated, torn away from the spiritual world. The whole trend of culture was to grant authority to reason alone, and reason, of course, did not reach into the spiritual world. And out of these struggles developed all kinds of uncertainties concerning the super-sensible worlds. If we study the symptoms of history we can find the points at which such uncertainties enter the world quite starkly. I have often spoken of the Scottish monk Scotus Eriugena, who lived in France at the court of Charles the Bald during the ninth century.19 At court he was regarded as a veritable miracle of wisdom. Charles the Bald, and all those who thought as he did, turned to Scotus Eriugena in all matters of religion and also of science whenever they wanted a verdict. Now the way in which Scotus Eriugena stood opposed to the other monks of his time shows how fiercely the battle was then raging between reason, which felt itself limited to the world of sense, along with a few conclusions derived from that world, and the traditions that had been handed down from the spiritual world in the form of dogmas. Thus in the ninth century we see two personalities confronting one another: Scotus Eriugena and the monk Gottschalk,20 who uncompromisingly asserted the doctrine that God has perfect foreknowledge of an individual's future damnation or blessedness. This teaching was gradually embodied in the formula: God has destined one portion of humanity for blessedness and another for damnation. The doctrine was formulated as Augustine himself had formulated it. Following his teaching of predestination, one part of humanity is destined for blessedness, another part for damnation.21 And the monk Gottschalk taught that it is indeed so: God has destined one portion of the human race for blessedness and another for damnation, but no portion is predestined for sin. Thus, for external understanding, Gottschalk was teaching a contradiction. In the ninth century the strife was extraordinarily fierce. At a synod in Mainz, for instance, Gottschalk's writing was declared heretical, and he was scourged because of this teaching. However, although Gottschalk had been scourged and imprisoned on account of this doctrine he was able to claim that he had no other desire than to reaffirm the teaching of Augustine in its genuine form. Many French bishops and monks, in particular, realized that Gottschalk was not teaching anything other than what Augustine had already taught. And so a monk such as Gottschalk stood before the people of his time teaching from the traditions of the old mystery knowledge. However, those who now wished to understand everything with the dawning intellect were simply unable to understand and therefore contested his teaching. But there were others who adhered more to reverence for the old and were decidedly on the side of a theologian like Gottschalk. It is extremely difficult for people today to understand that things like this could be the subject of bitter strife. When such teachings did not please parties with authority their author was publicly scourged and imprisoned even though he might be, and in this case was, eventually vindicated. For it was precisely the orthodox believers who ranged themselves on the side of Gottschalk, and his teaching remained the orthodox Catholic doctrine. Charles the Bald, because of his relationship to Scotus Eriugena, naturally turned to him for a verdict. Scotus Eriugena did not decide for Gottschalk's teaching but as follows: The Godhead is to be found in the evolution of mankind; evil can actually only appear to have existence—otherwise evil, too, would have to be found in God. Since God can only be the Good, evil must be a nothing; but a nothing cannot be anything with which human beings can be united. So Scotus Eriugena spoke out against the teaching of Gottschalk. But the teaching of Scotus Eriugena, which was more or less the same as that of pantheists today, was in turn condemned by the orthodox Church and his writings were only later rediscovered. Everything reminiscent of his teaching was burned and he came to be regarded as the real heretic. When he made known the views he had explained to Charles the Bald, the adherents of Gottschalk—who were now again respected—declared: Scotus Eriugena is actually only a babbler who adorns himself with every kind of ornament of external science and who actually knows nothing at all about the inner mysteries of the super-sensible. Another theologian wrote about the body and blood of Christ in De Corpore et Sanguine Domini.22 In this writing he said something that, for the initiates of old, had been an understandable teaching: that in actual fact bread and wine can be changed into the real body and the real blood of Christ. This writing, too, was laid before Charles the Bald. Scotus Eriugena did not write an actual refutation but in his works we have many a hint of the decision he reached, namely, that this, the orthodox Catholic teaching of the transubstantiation of bread and wine into the body and blood of Christ, must be modified because it is not understandable to the human mind. This was how Scotus Eriugena was able to express himself, even in his day. In short, the conflict concerning the human soul's relationship to the super-sensible world raged fiercely in the ninth century, and it was exceedingly difficult for serious minds of that time to find their bearings. For Christian dogmas contained everywhere deposits, as it were, of ancient truths of initiation, but people were powerless to understand them. What had been uttered in external words was put to the test. These words could only have been intelligible to a soul that had developed itself up into the spiritual world. The external words were tested against that of which people at that time had become conscious as a result of the development of human reason. And the most intense battles ensued within the Christian life of Europe from the testing of that time. And where were these inner experiences leading? They were tending in the direction of a duality entirely absent in former times. In earlier times the human being looked into the sense world and, as he looked, his faculties enabled him simultaneously to behold the spiritual pervading the phenomena of this sense world. He saw the spiritual along with the phenomena of the world of sense. The people of olden times certainly did not see bread and wine in the same way people in the ninth century A.D. saw them, that is, as being merely matter. In ancient times the material and spiritual were seen together. So, too, the people in olden times didn't have concepts and ideas as intellectual as those already possessed by people living in the ninth century. The thinness and abstraction of the concepts and ideas in the ninth century were not present earlier. What people experienced earlier as ideas and concepts was still such that concepts and ideas were like real objects with essential being. Concepts and ideas in olden times were not thin and abstract, but full of living reality, of objective being. I have told you how subjects such as grammar, rhetoric, dialectic, arithmetic, geometry, music, and astrology gradually became entirely abstract. In olden times the human being's relationship to these sciences was such that as he lived into them, he entered into a relationship with real, actual beings. But already by the ninth century, and still more in later times, these sciences of grammar, rhetoric, dialectic, and so forth had become wholly thin and abstract without living content of being—almost, one might say, like mere pieces of clothing in comparison with what had formerly been present. And this process of abstraction continued. Abstraction increasingly became a quality of concepts and ideas while concrete reality increasingly became nothing more than the external sense world. These two streams, which we see in the ninth century, and which influenced men to fight such devastating soul battles—these two streams have persisted into modern times. In some instances we still experience their conflict sharply, in other instances the conflict receives less emphasis. These tendencies in the evolution of humanity stand with a living clarity in the contrast between Goethe and Schiller.23 Yesterday, I spoke about the fact that Goethe, having studied the botany of Linnaeus, was compelled to evolve really living concepts and pictures of the plants—concepts capable of change and metamorphosis, which, for this reason, came near to being Imaginations. But I also drew your attention to the fact that Goethe stumbled when his mind tried to rise from plant life to the animal world of sentient experience. He could reach Imagination but not Inspiration. He saw the external phenomena. With the minerals he had no cause to advance to Imagination; with plant life he did, but got no further because abstract concepts and ideas were not his strong point. Goethe did not philosophize in the manner customary in his day. Therefore, he was unable to express in abstract concepts what is found at a spiritual level higher than that of the plants. But Schiller philosophized. He even learned how to philosophize from Kant, although the Kantian way ultimately became too confused for him and he left it.24 Schiller philosophized without the degree of abstraction that prevents concepts from reaching actual being. And when we study Goethe and Schiller together this is precisely what we feel to be the fundamental opposition never really bridged between them, the opposition that was only smoothed over through the greatness of soul, the essential humanity that lived in both of them. However, this fundamental difference of approach showed itself in the last decade of the eighteenth century when Goethe and Schiller were both occupied with the question: How can the human being achieve an existence worthy of his dignity? Schiller set forth the question in his own way in the form of abstract thought, and he what he had to say about it appeared in his Letters on the Aesthetic Education of Man. He says there: The human being is, on the one hand, subject to the necessity implicit in logic and reason. He has no freedom when he follows the necessity of reason. His freedom goes under in the necessity of reason. But neither is he free when he surrenders himself wholly to the senses, to the necessity implicit in the senses; in this sphere, instincts and natural urges coerce him and again he is not free. In both directions, actually, toward the spirit and toward nature, the human being becomes a slave, unfree. Schiller concludes that the human being can only become free when he views nature as if it were a living being, as if nature had spirit and soul within it—in other words, if he raises nature to a higher level. But then he must also bring the necessity implicit in reason right down into nature. He must, as it were, regard nature as if it had reason; but then the rigidity of necessity and logic vanish from reason. When a human being expresses himself in pictures he is giving form, creating, instead of logically analyzing and synthesizing; and as he creates in this way he removes from nature the element of necessity caused by the mere senses. But this achievement of freedom, said Schiller, can only be expressed in artistic creation and aesthetic appreciation. One who simply confronts nature passively is under the sway of the necessity implicit in nature, of instincts, natural desires, and urges. If he sets his mind to work he must follow the necessity implicit in logic—if he does not wish to be untrue to the human. When we combine the two, nature and logic, then the necessity implicit in reason subsides, then reason yields something of its necessity to the sense world and the sense world of nature yields something of its instinctual compulsion. And the human being is represented in works of sculpture, for instance, as if spirit itself were already contained in the sensible world. We lead the spirit down into the sensuality of material nature while leading the sensuality of material nature up to the spirit, and the creation through images, the beautiful, arises. Only while creating or appreciating the beautiful does the human being live in freedom. In writing these Letters on the Aesthetic Education of Man, Schiller strove with all the power of his soul to find out when it is possible for a human being to be free. And the only possibility of realizing human freedom he found in the life of beautiful appearances. We must flee crude reality if we desire to be free, that is to say, if we wish to achieve an existence worthy of a human being. This is what Schiller really meant, though he may not have stated it explicitly. Only in appearance, in semblance, can freedom really be attained. Nietzsche, who was steeped in all these matters, nevertheless could not penetrate through to an actual perception of the spirit. In his first book, The Birth of Tragedy out of the Spirit of Music,25 he wanted to show that the Greeks created art in order to have something through which, as free human beings in dignity, they might be able to rise above the reality presented by the external senses, the reality in which the human being can never achieve his true dignity. They raised themselves above the reality of things in order to achieve the possibility of freedom in appearances, in artistic appearances. Thus did Nietzsche interpret Greek culture. And here Nietzsche merely expressed, in a radical form, what was already contained in Schiller's letters on the aesthetic education of man. Therefore, we can say that Schiller lived in an abstract spirituality, but that at the same time there lived within him the impulse to grant the human being his true dignity. Just look at the sublimity, the greatness, of his letters on aesthetic education. They are worthy of the very highest admiration. In terms of poetic feeling, in terms of the power of soul, they are really greater than all his other works. When we think of the sum total of his achievements, these letters are the greatest of them all. But Schiller had to struggle with them from an abstract point of view, for he too had arrived at the intellectualism characterizing the spiritual life of the west. And from this standpoint he could not reach true reality. He could only reach the shining appearance of the beautiful. When Goethe read Schiller's letters on the aesthetic education of man it was not easy for him to find his way around in them. Goethe was actually not very adept at following the processes of abstract reasoning. But he, too, was concerned with the problem of how man can achieve true dignity, how spiritual beings must work together in order to give the human being dignity so that awakened to the spiritual world, he can live into it. Schiller could not emerge from the picture, or image, to the reality. What Schiller had said in his letters, Goethe also wanted to say, but in his own way. He did so in the pictures and imagery in his Fairy Tale of the Green Snake and the Beautiful Lily.26 In all the figures in this fairy tale we are to see powers of the soul working together to impart to man his true dignity, in freedom. But Goethe was unable to find the way from what he had been able to express in Imaginations up to the truly spiritual. Hence, he got no further than the fairy tale, a picture, a kind of higher symbolism. It was, it is true, full of an extraordinary amount of life; still, it was only a kind of symbolism. Schiller formed abstract concepts, but remaining with appearance he could not get into reality. Goethe, trying to understand the human being in his freedom, created many pictures, vividly concrete pictures, but they could not get him into reality either. He remained stuck with mere descriptions of the world of sense. You see, his description of the sense images in the Fairy Tale of the Green Snake and the Beautiful Lily. are wonderfully beautiful, yet it cannot be said that the final freeing of the crippled prince is intuitively obvious and real; it is only symbolically real. Neither of the two contrasting streams expressed in the personalities of Goethe and Schiller, could find a way into the real experience of the spiritual world. Both were striving from opposite sides to penetrate into the spiritual world, but could not get in. What was really going on? What I am going to say may seem strange. Nevertheless, those who approach these matters without psychological bias will have to agree with the following. Think of the two streams present in Scholasticism. For one, there is the knowledge from reason, creating its content out of the world of sense but not penetrating through to reality. This stream flows on through manifold forms, passing from one personality to another, also down to Schiller. Scholasticism held that one can only obtain ideas from the world of sense—and Schiller was drawn into this way of knowing. But Schiller was far too complete a human being to regard the sensuality of physical matter as compatible with true human dignity. Scholastic knowledge merely extracts ideas out of the world of sense. Schiller's solution was to let go of the world of sense so that only ideas remain. But with ideas alone he could not reach reality—he only reached beautiful appearances. He struggled with this problem: What should be done with this scholastic knowledge which man has produced out of himself, so that he can somehow be given his dignity? His answer was that one can no longer stay with reality, that one must take refuge in the beauty of appearances. Thus you see how the stream of scholastic knowledge from reason found its way to Schiller. Goethe did not care much for this kind of knowledge. Actually he was much more excited by knowledge as revelation. You may find this strange; nevertheless, it is true. And even if he did not adhere to those Catholic dogmas, the necessity of which became clear to him as he was trying to complete Faust, and express them artistically, even if he did not adhere to the Catholic dogmas of his youth, still he held to things pertaining to the super-sensible world at the level he was able to reach. To speak to Goethe of a faith—this, in a way, made him furious. When, in Goethe's youth, Jacobi spoke to him about belief, about faith, he replied: I keep to vision, to seeing.27 Goethe didn't want to hear anything about belief or faith. Those who claim him for any particular faith simply do not understand him at all. He was out to see, to behold. Furthermore, he was actually on the way from his Imaginations to Inspirations and Intuitions. In this way he could naturally never have become a theologian of the Middle Ages, but he could have become like an ancient seer of the divine, a seer of super-sensible worlds. He was certainly on the way, but was simply unable to ascend high enough. He only got far enough to see the super-sensible in the world of the plants. When he studied the plant world he was actually able to see the spiritual and the sensible next to one another as had the initiates in the ancient mysteries. But Goethe got no further than the plant world. What, then, was the only thing he could do? He could only apply to the whole world of the super-sensible the pictorial method, the symbolism, the imaginative contemplation which he had learned to apply to the plants. And so, when he spoke of the soul life in his fairy tale he was only able to achieve an imaginative presentation of the world. Whenever the Fairy Tale of the Green Snake and the Beautiful Lily. mentions anything concerning plant life, anything that can be approached with Imaginations such as those developed by Goethe for the world of plants, then the writing is particularly beautiful. Just allow everything expressed in the style of Imaginations of the plant world in this fairy tale to work on you and you will feel a wonderful beauty. Actually, the rest of the fairy tale's contents also have a tendency to become plantlike. The central female figure, upon whom so much depends, he names Lily. Goethe does not manage to imbue her with real, potent life; he manages only to give her a kind of plant existence. And if you look at all the figures appearing in the fairy tale, actually they all lead a kind of plant existence. Where it becomes necessary to raise them to a higher level, they become mere symbols, and their existence is mere appearance at that level. The kings that appear in the fairy tale aren't properly real either. They, too, only manage to achieve a plantlike existence; they only claim to have another kind of life as well. Something would have to be in-spired into the golden king, the silver king, and the bronze king before they could really live in the spiritual world. Thus Goethe lived out a life of knowledge as revelation, as super-sensible knowledge, which he has only mastered up to a certain level. Schiller lived out the other kind of knowledge, knowledge as reason, which was developed by Scholasticism. But he could not bear this knowledge because he wanted to follow it into reality and it could only lead him as far as the reality of the beauty in appearances. One can say that the inner truth of the two personalities made them so upright that neither one said more than he was truly able to say. Thus Goethe depicts the life of the soul as if it were a kind of vegetation, and Schiller portrays the free individual as if a free human being could only live aesthetically. An aesthetic society—that, as the social challenge, is what Schiller brings forward at the end of the letters on the aesthetic education of man. If the human being is to become free, says Schiller, let him so live that society manifests itself as beauty. In Goethe's relationship to Schiller we see how these streams live on. What they would have needed was the ascent from Imagination to Inspiration in Goethe, and the enlivening of abstract concepts with the imaginative world in Schiller. Only then could they have completely come together. If you look into the souls of both of them you would have to say that both possessed qualities which could lead them into a world of spirit. Goethe struggled constantly with what he called “religious inclinations” or “piety.” Schiller, when asked, “To which of the existing religions do you confess?” said “To none.” And when he was asked why, he replied—“For religious reasons!”28 As the super-sensible world flows into the human soul from knowledge that is actually experienced, we see how, especially for enlightened spirits, religion itself also flows into the soul. Thus religion will once again have to be attained—through the transformation of the merely intellectual knowledge of today into spiritual knowledge.
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226. Man's Being, His Destiny and World-Evolution: Our Experiences at Night, Life after Death
18 May 1923, Oslo Tr. Erna McArthur Rudolf Steiner |
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Thus natural science tells us—although hypothetically, yet in conformity with its principles—that the Kant-Laplace primeval fog marked the starting-point of world evolution; and that this world evolution will be terminated through a state of heat which will kill all living things and bury them, as it were, in a huge cosmic cemetery. |
The human being, however, would not be aware of his dignity, would not even experience himself as a human being, unless he experienced himself as a moral being. But what moral impulses could be found in the Kant-Laplace primeval fog? Here were nothing but physical laws. Will there be moral impulses when the earth shall perish from heat? |
And if the sleeper possessed consciousness, he would not place the Kant-Laplace theory at the starting-point of world evolution, and the death through heat at its end. At the starting-point, he would recognize the world of spiritual hierarchies—all the spirit and soul beings who lead man into existence. |
226. Man's Being, His Destiny and World-Evolution: Our Experiences at Night, Life after Death
18 May 1923, Oslo Tr. Erna McArthur Rudolf Steiner |
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Yesterday we had to speak of the path pursued by man between death and a new birth; and the whole gist of my remarks will have shown you that every night during sleep we must return to the starting-point of our earth-life. We can indeed gain insight into these significant matters if we realize that on sinking into slumber we do not stand still at the date reached in the course of our earthly existence (as was already explained in the previous lectures), but that we actually go back to our starting-point. Every time, during sleep, we are carried back to our childhood, and even to the state before our childhood, before our arrival on earth. Hence, while we are asleep, our ego and our astral body return to the spiritual world, to the world of our origin which we left in order to become earth men. At this point of our discourse, it becomes necessary to let pass before our soul in greater detail what the human being undergoes while asleep; undergoes unconsciously, but, nonetheless, most vividly. The duration of our sleep does not really matter. Although it is difficult for our ordinary consciousness to conceive of the fact that time and space conditions are utterly different in the spiritual world, we must learn to form conceptions of such a kind. I have already said that the human being, when suddenly awakened after he has fallen asleep and hence lost consciousness, experiences during that brief moment whatever he would have experienced, had his sleep continued for a long time. In measuring the length of our sleep according to its physical duration, we take into account only our physical body and our etheric body. Utterly different time-conditions prevail for that which is undergone by our ego and astral body. Hence the things that I shall presently explain to you are valid for either a long or a short sleep. When the human personality enters the realm of sleep with his soul, the first state experienced by him—all this takes place in the unconscious, yet with great vividness—engenders a feeling in him of dwelling, as it were, in a general world ether. (In speaking of feeling, I mean an unconscious feeling. It is impossible to express these matters otherwise than by terms used in ordinary conscious life.) The person feels himself, as it were, disseminated into the whole cosmos. We cease to have the definite perceptions, which formerly connected us with all the things surrounding us in our earthly existence. At first, we take part in the general weaving and surging of the cosmos. And this is accompanied by the feeling that our souls have their being in a bottomless element. Hence the soul, while existing in this bottomless element, has an ardent desire for divine support. Thus we experience every evening, when falling asleep, the religious need of having the whole world permeated by an all-encompassing divine-spiritual element. This is our real experience when falling asleep. Our whole constitution as human beings enables us to transfer this desire for the divine into our waking life. Day in and day out, we are indebted to our nightly experiences for renewing our religious needs. Thus only a contemplation of our entire being enables us to gain insight into the various life-experiences undergone by us. Fundamentally, we live very thoughtlessly if we take into account only the conscious life passed between morning and evening; for many night experiences are interwoven with this. The human being does not always realize whence he derives his living religious need. He derives it from the general experiences undergone by him every night just after having fallen asleep—and also, although perhaps less intensively, during an afternoon nap. Then, in our sleep, another stage sets in—all this, as was said before, being passed through unconsciously, but nonetheless vividly. Now it does not seem to the sleeper that his soul is, as it were, disseminated into the general cosmos, but it seems as if the single parts of his entity were divided. Were our experiences to become conscious, we would feel as though we were being disjointed. And, from the bottom of our soul, an unconscious fear rises up. Every night, while asleep, we experience the fear of being divided up into the whole universe. Now you might say: What does all this matter, as long as we know nothing about it? Well, it matters a great deal. I should like to explain, by means of a comparison, how much it matters. Suppose that we become frightened in ordinary daily life. We turn pale. The emotion of fear is consciously felt by the soul. A definite change in our organism makes us turn pale. The blood streams back into the body's interior. This is an objective process. We can describe the emotion of fear in connection with an objective process taking place, in daily conscious life, within the physical body. What we experience in our soul is, as it were, a mirrored image reflecting this streaming away of the blood from the body's surface to its inner parts. Thus an objective process corresponds, in the waking state, to the emotion of fear. When we are asleep, a similar objective process, wholly independent of our consciousness, occurs in our astral body. Anyone able to form imaginative and inspired conceptions will experience this objective process in the astral body as an emotion of fear. The objective element in fear, however, is actually experienced by man every night, because he feels himself being divided into parts inside his soul. And how is he being divided? Every night he is divided among the universe of stars. One part of his soul substance is striving towards Mercury, another part towards Jupiter, and so forth. Yet this process can only be correctly characterized by saying: During ordinary sleep, we do not actually penetrate the worlds of stars, as is the case on the path between death and a new birth. What we really undergo every night is not an actual division among the stars, but only among the counterparts of the stars which we carry within us during our entire earth life. While asleep, we are divided among the counterparts of Mercury, Venus, Moon, Sun, and so forth. Thus we are concerned here not with the original stars themselves, but with their counterparts in us. This emotion of fear, experienced by us relatively soon after falling asleep, can be removed only from that human being who feels a genuine kinship to the Christ. At this point, we become aware how much the human being needs this kinship with the Christ. In speaking of this kinship, it is necessary to envisage man's evolution on earth. Mankind's evolution on earth can be comprehended only by someone having real insight into the significant turning point brought to human evolution by the Mystery of Golgotha. It is a fact that the human beings before the Mystery of Golgotha were different with regard to soul and spirit from the human beings after the Mystery of Golgotha had occurred on earth. This must be taken into account, if man's soul is to be viewed in its true light. When the human beings who lived before the Mystery of Golgotha—and these human beings were actually we ourselves in a former life—fell asleep and experienced the fear of which I have just spoken, then the counterpart of the Christ in the world of stars existed for the human beings of that time as much as did the counterparts of the other heavenly bodies. And as the Christ approached the sleeping human being, He came as a helper to dissipate fear, to destroy fear. People of earlier ages, still gifted with instinctive clairvoyance, remembered after awaking, in a dream-like consciousness, that the Christ had been with them in their sleep. Only they did not call Him the Christ. They called Him the Sun-spirit. Yet these people, who lived before the Mystery of Golgotha, avowed from their innermost depth that the great Sun-spirit was also the great guide and helper of the human being, who approached him every night in sleep and relieved him of the fear of being disseminated into the universe. The Christ appeared as a spirit strengthening mankind and consolidating its inner life. Who binds together man's forces during his life? asked the followers of ancient religions. It is the great Sun-spirit, who firmly binds together man's single elements and combines them into one personality. And this avowal was uttered by the followers of ancient religions, because their consciousness was pervaded by the memory that the Christ approached man every night. We do not need to be amazed at these things. In those ancient times when the human being was still capable of instinctive clairvoyance, he could look back at significant moments of his life into the period passed through by him before his soul and spirit descended to earth and was clothed in a physical body. Thus it seemed quite natural to the human being that he could look upward into a pre-earthly existence. But is it not a fact that—as we explained before—every period of sleep carries us back into pre-earthly existence, into an existence preceding the stage before we became a truly conscious child? This question must be answered in the affirmative. And just as human beings knew that they had been together, in their pre-earthly existence, with the exalted Sun-spirit who had given them the strength to pass through death as immortal beings, so they also consciously remembered after every sleep that the exalted Sun-spirit had stood at their side, helping them to become real human beings, integrated personalities. The human soul, while acquainting itself with the world of planets, passes through this stage during sleep. It is as if the soul were first dispersed among the counterparts of the planets, and then united and held together by the Christ. Consider that this whole soul-experience during sleep has changed, with regard to the human being, since the Mystery of Golgotha. For the Mystery of Golgotha has originated the unfolding of a vigorous human ego-consciousness. This ego-consciousness, pervading human culture only gradually after the Mystery of Golgotha, became especially apparent after the first third of the fifteenth century. And the same vigorous ego-consciousness, which enables the human being to place himself as a free, fully self-conscious being into the sense world, this same consciousness—as though trying to maintain equilibrium—also darkens his retrospect into pre-earthly existence; darkens his conscious memory of the helping Christ, Who stood at his side during sleep. It is remarkable that, since the Mystery of Golgotha, human evolution has taken the following course: On the one hand, man acquired a vigorous ego-consciousness in his waking state; on the other hand, utter darkness gradually overlaid that which had formerly radiated out of sleep-consciousness. Therefore human beings are obliged, since the Mystery of Golgotha, to establish a conscious relationship to Christ Jesus while they are awake. They must acquire, in a conscious way, a comprehension of what the Mystery of Golgotha really signifies: That, by means of the Mystery of Golgotha, the exalted Sun-spirit, Christ, descended to earth, became a human being in the body of Jesus of Nazareth, passed through earth-life and death, and, after death, still taught His disciples who were permitted to behold Him in His etheric body after death. Those personalities who acquire, in the time following the Mystery of Golgotha, a waking consciousness of their kinship with the Christ, and gain a living conception of what took place through the Mystery of Golgotha: to these the possibility will be given of being helped by the Christ impulse, as it is carried from their waking state into their sleep. This shows us how differently human sleep was constituted before and after the Mystery of Golgotha. Before the Mystery of Golgotha, the Christ invariably appeared as Helper while the human being slept. Man could remember even after awaking that the Christ had been with him during his sleep. After the Mystery of Golgotha, however, he would be utterly bereft of the Christ's help, if he were not to establish a conscious relation with the Christ during the day while awake and carry its echo, its after-effect, into his sleep. Only in this way can the Christ help him to maintain his personality while asleep. What the human being had received unconsciously from the wide heavenly reaches before the Mystery of Golgotha: the help of the Christ, the human soul must now acquire gradually by establishing a conscious relation with the Mystery of Golgotha. This inner soul-responsibility has been laid upon the human being since the Mystery of Golgotha. Thus we are unable to study the nature of human sleep, unless we are able to envisage the immense transformation undergone by human sleep since the Mystery of Golgotha. When we enter the realm of sleep, our whole world becomes different from that experienced in the waking state. How do we live as physical men while awake? We are confined, through our physical body, by natural laws. The laws working outside in nature are also working within us. That which we recognize as moral responsibilities and impulses, as moral world order, stands like an abstract world amidst the laws of nature. And because present-day natural science takes into account only the waking world, it is completely ignorant of the moral world. Thus natural science tells us—although hypothetically, yet in conformity with its principles—that the Kant-Laplace primeval fog marked the starting-point of world evolution; and that this world evolution will be terminated through a state of heat which will kill all living things and bury them, as it were, in a huge cosmic cemetery. (These conceptions have been modified, but still prevail among natural scientists.) Natural science, in describing the evolution of the cosmos, begins and ends with a physical state. Here the moral world order appears as a stranger. The human being, however, would not be aware of his dignity, would not even experience himself as a human being, unless he experienced himself as a moral being. But what moral impulses could be found in the Kant-Laplace primeval fog? Here were nothing but physical laws. Will there be moral impulses when the earth shall perish from heat? Then, also, nothing but physical laws will prevail. Thus speaks natural science. And out of the natural process germinate all living things, and out of living things the human soul-element. The human being forms certain conceptions: One should act in a certain way; or one should not act in that way. He experiences a moral world order. But this cannot be nurtured by natural law. To the waking human being, the moral world order appears like a merely abstract world amidst the rigid, massive world of natural laws. It is entirely different when imaginative, inspirative, and intuitive consciousness passes through that which the human being, between falling asleep and awaking, experiences in his ego and astral body. Here the moral world order appears real, whereas the natural order below appears like something abstract, something dream-like. Although it is difficult to conceive of these things, they are nonetheless true. The whole world has been turned upside down. To the sleeper acquiring clairvoyance in his sleep, the moral world order would seem something real, something secure; and the physical world order of natural laws would seem to sink below, not rise above, the moral world order. And if the sleeper possessed consciousness, he would not place the Kant-Laplace theory at the starting-point of world evolution, and the death through heat at its end. At the starting-point, he would recognize the world of spiritual hierarchies—all the spirit and soul beings who lead man into existence. At the end of world evolution, he would again recognize the spirit and soul beings who extend to man who has passed through the course of evolution a welcome to enter their community. And below, as an illusion, the abstract physical world order would have its welling and streaming existence. If you were gifted with clairvoyance in the very midst between falling asleep and awaking, you would view all the natural laws of which you have learned during the day as a mirage of dreams, dreamed by the earth. And it would be the moral world order which would give you a firm ground. And this moral world order could be experienced by us if we worked our way—after having received the help of the Christ—into the peace of the fixed stars in the firmament, seen by us again, during nightly sleep, in the form of their counterparts. Soaring upward to the fixed stars, to their counterparts, we look down into the physical realm of natural law. This is the wholly divergent form of the experiences undergone by the human being between falling asleep and awaking, and leading his soul every night into the image of the cosmos. And just as the human being is led at a certain moment between death and a new birth, as I explained yesterday, by the moon forces into earthly existence and is beset by a sort of longing for earthly existence, so is he beset by the longing, after experiencing heavenly existence in his sleep, to immerse himself again into his physical body and etheric body. While we get accustomed to earth-life after our birth, we live in a sort of sleep and dream state. If we, disregarding our dreams, look back in the morning, after being awake for an hour, to the moment of awaking, our consciousness is halted abruptly and we see behind us the darkness of slumber. It is similar when we look back into our childhood. In our fourth or the fifth year, sometimes earlier, sometimes later, our consciousness comes to a stop. Beyond the last stage that we can still remember lies something which is as deeply immersed in the darkness of the sleep and dream life of early childhood as is the life of the human soul immersed every night in the darkness of sleep. Yet the child is not wholly asleep, but is wrapt in a sort of waking dream. During this waking dream occur the three important phases of human life which I indicated yesterday. As they occur in the sequence characterized by me, we can see in them echoes and after-effects of the life between death and a new birth. First the child learns, out of a life wrapt in dream and sleep, what we call simply learning how to walk. Something all-encompassing happens when a child learns how to walk, something which appears as a grandiose and overwhelming process to anyone able to perceive how the subtlest parts of the human body are changed at this time. The child, by adapting himself to the relationships of gravity, learns how to attain equilibrium. The child no longer falls down. By unfolding inner forces, he conforms to spatial directions. What if we had to do all this consciously: overcome the lack of equilibrium that pulled us to the ground, adapt our organism to a firm state of equilibrium with regard to the three spatial directions, and even maintain this state of equilibrium by swinging our legs like pendulums as we learn how to walk? The child, in performing such a grandiose mechanical task, performs it as an echo of what he experienced while dwelling among spirits between death and a new birth. Here we encounter something so comprehensive, so marvelous, that the most eminent engineer, with all his earthly scientific equipment, could not calculate how the child's human forces adapt themselves to the world's spatial connections. What we, as a child, attain unconsciously is the most miraculous unfolding of mathematical-mechanical, physical forces. We call it simply learning how to walk. Yet in this learning how to walk lies an element of utmost grandeur. Simultaneously, the correct use of arms and hands is attained. And by placing himself, as physical being, within the three spatial directions, the human being receives the foundation for all that is called learning how to talk. The only thing known to physiology about the connection between man's dynamics of walking and standing and the faculty of speech is the fact that the speech-center of right-handed persons lies in the left portion of the brain. The gestures of the right hand, vigorously executed by means of man's willpower, are led, by some mysterious process, into the interior of the brain whence the faculty of speech is brought to the human being. More, however, exists than this connection between the right hand and the third convolution at the left, the so-called Broca cerebral convolution. The whole mobility of arms and fingers; the human being's whole ability to move and maintain equilibrium reaches up into the brain, becomes part of the brain, and thence reaches down into the larynx. Language develops out of walking, out of the grasping of objects, out of gestures flowing from the organs of movement. Anyone viewing these things correctly will know that a child with the tendency to walk on his toes speaks differently from a child walking on his heels; employs different shadings of sound. The organism of speaking develops from the organism of walking and moving. And speech is again a counterpart of that which I described yesterday as the outpouring of revelation upon the human being passing through the stage between death and a new birth. The child, when learning how to speak, does not grasp the words with his thoughts, but alone with his emotions. He lives in the language as if it were an emotional element; and a child of normal development learns conceptual thinking only after acquiring the faculty of speech. A child's thoughts actually develop out of the words. Just as walking and the grasping of objects, the gestures of legs and hands, reach up into the speech organism, so all that lives in the speech organism and is gained through adaptation to the language of the surrounding world, reaches up into the thought-organs. In the third stage, the child learns how to think. While encompassed by this dream and sleep state, the child passes through three stages: walking, speaking, and thinking. These are the three terrestrial counterparts of that which we experienced between death and a new birth: living contact with the spiritual world, revelation of the spiritual world, and the gathering of the world ether in order to form our etheric body. The child's development during these three stages can be correctly estimated only by someone observing the adult human being during his sleep. Here we can observe how we, when sleep puts a stop to our thoughts—for our thoughts are silenced by sleep—let our thought-forces be nurtured, between falling asleep and awaking, by those beings known to us as angels, as Angeloi. These beings, approaching us during sleep, nurture our thought-forces while we cannot do so ourselves. During sleep, the human being also ceases to talk. Only in abnormal cases, which could be explained, does he talk in his sleep. At present, however, we may disregard these things. The normal human being ceases to talk after going to sleep. Would it not be altogether too dreadful, did people keep on chattering while asleep? Hence speech ceases at that time. And what makes us speak is nurtured during the time between falling asleep and awaking by beings belonging to the hierarchy of the Archangeloi. If we disregard the sleep-walker, who is also in an abnormal condition, human beings are quiet while asleep. They do not walk, they grasp no objects, they do not move. That which pertains to man's waking life as forces which call forth the movements out of his will is nurtured, between going to sleep and awaking, by beings belonging to the hierarchy of the Archai. By comprehending the manner in which the hierarchical beings above the human kingdom—Angels, Archangels, Archai—approach the ego and astral body, approach the entire human being during sleep, we can also understand how the little child masters the three activities of walking, speaking, and thinking. We recognize how it is the work of the Archai that brings to the little child, as he masters the dynamics of life, as he masters the faculty of walking and handling objects, what the human being has experienced, between death and a new birth, by coming into contact with spirit and soul beings. Now, the counterpart of these experiences comes forth with the learning to walk of the little child. It is the Archai, the primeval powers, who transmit to the child that learns how to walk the counterpart of all the spiritual movements emanating, between death and a new birth, from spirit and soul beings. And it is the Archangels that transmit what the human being experiences, between death and a new birth, by means of revelation; they are at work when the child masters speech. And the Angels carry down the forces developed by the human being when, out of the whole world ether, he gathered the substance for his etheric body. The angels, bringing down these forces, mold their counterparts within the thought-organs, which are plastically formed in order that the child may learn thinking by means of language. You must keep in mind that Anthroposophy does more than look at the physical world and say: It is based on something spiritual. This would be much too easy. By such a way of thinking, we could acquire no real conception of the spiritual world. Someone who is determined to repeat in philosophic terms that the physical world rests on a spiritual foundation, would be like a man who when walking across a meadow is told by his companion: Look, this flower is a dandelion, these are daisies, and so forth. The first man, however, might reply: Indeed, I am not interested in these names. Here I see flowers, just flowers in the abstract. Such a person would be like a philosopher who recognizes only the pantheistic-spiritual element, but refuses to discuss the concrete facts, the particular formations of the spiritual. What we are given by Anthroposophy shows us how the divine spiritual dwells everywhere in life's single formations. We look at the way in which the child passes from the clumsy stage of crawling to that of walking. Looking in admiration and reverence at this grandiose world phenomenon, we see in it the work of the Archai, who are active when the experiences we undergo between death and a new birth are transformed into their earthly shape. We follow the process through which the child produces speech out of his inner self; we follow the activity of the Archangels; and, when the child begins to think, the activity of the Angels. And all this has a deeply significant, practical side. In our materialistic age, many people have ceased to regard words as something genuinely spiritual. More and more, people use words only for the purpose of naming physical objects in the outer world. Think how many people in the world are unable to form the slightest conception of spiritual things; this is because the words have no spiritual significance for them and are used merely in connection with physical objects. For many people, speech itself has assumed a materialistic character. It can be used only in connection with physical things. Undeniably, we live within a civilization making language, more and more, into an instrument of materialism. And what will be the consequence? The consequence will become apparent to us if we look, with regard to language, at the connection between the waking and the sleeping state. While we remain awake during the day, we talk with others. We make the air vibrate. The way in which the air vibrates transmits the soul content which we wish to convey. The soul impulses of our words, however, live in our inner being. Every word corresponds to a soul impulse, which is the more powerful, the more our words are imbued with idealism; the more we are conscious of the spiritual significance contained in our words. Anyone aware of these facts will clearly recognize what lies behind them. Think of a person who uses words in a merely materialistic sense. During the day, he will not differ greatly from others whose words contain an idealistic, spiritual element, who know that words must be given wings by the spirit. At night, however, the human being takes the soul and spirit element of language, together with his ego and astral body, into the spiritual world. He returns again to his spiritual origin. Those possessing only a materialistic speech cannot establish a connection with the world of the Archangels. Those still possessing an idealistic speech are able to establish this connection with the world of the Archangels. The tragedy inherent in a civilization whose materialism is expressed even by its language has the consequence that the human being, by letting his language become wholly materialistic, may lose the nightly connection with the world of the Archangels. For the genuine spiritual scientist, there lies indeed something heart-breaking in present-day civilization. People who forget more and more to invest their words with a spiritual content lose their rightful connection with the spiritual world; with the Archangels. And this terrifying fact can be perceived only by someone envisaging the true nature of the sleeping state. It is impossible to become a real anthroposophist without rising above mere theory. We may remain perfectly indifferent while developing theories on June bugs, earth worms, and cells. Such theories shall certainly break nobody's heart. For the way in which June bugs and earthworms grow out of a cell is not apt to break our heart. But if we acquire anthroposophical knowledge in all its fullness, we look into the depths of man's being, of man's evolution, of man's destiny. Thus our heart will ever be interlinked with this knowledge. The sum of this knowledge will be deposited in the life of our feelings, our emotions. Hence we partake of the whole world's feelings, and also of the whole world's volition. The essence of Anthroposophy consists in the fact that it grasps not only the human intellect but the whole human being. Thereby it illuminates, with the forces of feeling and sentiment, the destinies of culture and civilization, as well as the destinies of single persons. We cannot take part genuinely in human experiences on earth, unless looking also at the other side, the spiritual side, as it is unveiled to us through our knowledge of the sleeping state that leads us back into the spiritual world. Thus spiritual science can be truly at one with human life, understood in its spiritual and ultimately its social, religious, and ethical significance. This spiritual science is to become real science which leads to wisdom. Such life giving science is greatly needed by mankind, lest it fall into deeper and deeper decline, instead of making a new beginning. |
198. Healing Factors for the Social Organism: Third Lecture
28 Mar 1920, Dornach Rudolf Steiner |
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I would like to say that humanity now has the choice of remaining thoughtless about the great interrelationships in which it is actually involved as humanity, living in the earthly human existence like a stupid animal and thinking: There are the laws of nature, according to which we calculate that a Kant-Laplacean world view corresponds to the beginning of the earth and a heat-death-like state caused by entropy corresponds to the end of the earth, that basically we can do whatever we like, yes, that we can murder millions: when heat-death has occurred, then they have simply been murdered along with us, and the impulses that led to their murder have no significance beyond this heat-death. |
That is the danger today, that man is losing the ability to think about his connection with the cosmic existence. Then insane ideas arise, such as the Kant-Laplacean theory or that of the heat death of the Earth; whereas in fact the Earth is an organization that had its beginning in an age when the moral and the natural law were one, an organization that will find its end in a period when, again, the moral and the natural law will be one. |
Go through the hypotheses, go through all the stuff that today forms the Kant-Laplace delusion for the faithful followers, then you will find in all of this the reason why people are still allowed to fool humanity with such things today. |
198. Healing Factors for the Social Organism: Third Lecture
28 Mar 1920, Dornach Rudolf Steiner |
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If we want to understand the human being in his relationship to the world, we must always bear in mind that the whole reality of the human being contains, on the one hand, everything that, as it were, shines forth from prenatal life, that is, the life that the human being has led between the last death and this birth in the supersensible worlds. This life is naturally of a completely different nature than the life that is led here through the senses and through that will that is bound to the physical organs of man. But this prenatal life does play a part in our earthly life. Regarding this prenatal life, one must ask oneself the question: to what extent does it play a part in this earthly life? One must think of some kind of conclusion to this prenatal life. We must think of some kind of conclusion to this prenatal life. Perhaps we can gain a picture of it through some kind of comparison with earthly life, a picture that arises from spiritual contemplation of this prenatal life. This picture can perhaps best be gained by first thinking of the end of physical life on earth. What I am about to say now, I say only to give you a picture, because the actual facts on which this picture is based come from spiritual research, from spiritual insight as such. When a person passes through physical death, when his higher organization withdraws from the lower organization, then the corpse remains behind and this corpse is then surrounded by the ordinary earthly laws, while he, let us say, lives on within the whole earthly organization. What the human being goes through when he enters the sensual life from the supersensible life is to be imagined similarly. From the moment of conception or birth, the supersensible life stands behind the sensual life. This supersensible life is not at first such that man can develop a full consciousness in it. It is filled with the state of consciousness that is a dull, dark one, which man here on earth only goes through between falling asleep and waking up. It can be said that the supersensible nature of man always returns to the region in which man is between death and a new birth when falling asleep. But it is always dull when man remains in this time between falling asleep and waking up. In a sense, he does not live fully consciously in this state. But it is precisely this state of not fully conscious life in his self, into this state man has come by descending into a physical organism. And this dulling of consciousness, this inner darkening of consciousness, that corresponds to the approach to death in the physical life for the time between death and a new birth. Man, as it were, dies for the supersensible life when he moves towards birth, and he then also hands over to human life a kind of corpse. Just as the physical man, when he dies, hands over to earth a kind of corpse, so the man also hands over a kind of corpse to this human life here on earth when he is born. And this creature that we then carry within us, which is, as it were, dead to the supermundane life, is actually our ordinary thinking life, the thinking life that does not allow itself to be fertilized by the supersensible world, by imagination, by inspiration, by intuition. Thus we can say: In our thinking we actually carry around with us the corpse that we took with us from the supersensible world. That is why this thinking is so very poorly suited to grasp the dead world, because it is actually the corpse of our supersensible being. We must realize that in our thinking we have the only conscious remnant of the supersensible world, but that it is a dead creature, just as it lives in us as thinking. We do indeed carry the dead supersensible world around with us in our thinking. Now, in every physical human life here on earth, this dead thinking would not only lead to physical death, but also to the death of the soul, if this dead creature were not revived during life. Yes, it is revived! And it is revived by the fact that in our soul life, alongside thinking, the will is activated, as it were in opposition to thinking. The will is that which emerges from our entire organization, from our earthly organization, in order to enliven our dead thinking. And our earthly life is basically the lasting connection between dead thinking and the will that is reborn in us during each earthly life through our life's journey. This will is always being reborn. It then leaves its remnants behind when we pass through the gate of death. And when it is exhausted in the supersensible world, then thinking becomes dead again, and then it must go down again into the physical-sensual world. You see how we human beings are indeed a twofold creature in this respect, how we carry within us the remains of prenatal life and how, due to our organization, we have the young life of will, which must connect with the aged life of thinking, and which we then carry through the gate of death. The physical expression of the human organization is entirely appropriate to this psychological structure of the human world. On the one hand, the head organization clearly shows anyone who wants to study it impartially that it is a kind of end organization, the most perfect product of the evolution of humanity, but also one that is coming to an end. In the head organization we have the human organization that is constantly wrestling with death, which is completely adapted to dead thinking. In contrast, in the organization of the rest of our human organism, we have that which is adapted to the organization of the will that is always born young. Therefore, everything that is connected with our head organization points us back to the past; everything that is connected with the rest of our organization points us to the future, points us to the future in a physical sense, and also points us to the future in a physical-spiritual sense. Our head is the metamorphosis of the rest of our organism from the previous incarnation, naturally in terms of forces, not physical substances. And the rest of our organism is transformed into the metamorphosis of the head for the next incarnation. This is something we have already explained here several times. As a result, we as human beings are always confronted on the one hand with that which is more imbued with the life of ideas and which is more organized towards death. From this arises everything that urges us to develop insights. The more perfect a person becomes in their development on earth, the more dead their thinking becomes, so to speak, the more dead their head organization becomes. He will look more and more with this organization at the world that spreads around him, will try to understand this world, but he will also, if he does not want to lose the consciousness of his human dignity, have to look within, at what arises as newly born will and what holds up the moral ideals to him, what holds up the ideals of his actions, of his deeds, to him. But because man is split in two in the way I have indicated, the conflict arises between the world of natural necessity, which he tries to grasp intellectually, and the world of morality, which then elevates itself to the religious and which finds no points of reference to unite with the world, with the world picture that comes from knowledge of nature. This discord has been carried to the highest degree in our age. Just think how, after their knowledge of nature, people today reflect on how the earth was formed out of the primeval nebula, purely through natural causality, and how man also came into being in the course of this earth's development, and how this will then take millions of years. Man is enmeshed in this natural causality according to his physical organization. His moral ideals arise from it. He would like to found a world on the basis of these moral ideals. But what can he think about this moral world when he has to look at the end of the development of the earth, which will fall back into the sun like a cinder, with all that is on it? He must ask himself: What then is the actual state of all that is set up as moral ideals when this moral world has no basis in natural necessity, when it is, so to speak, only the smoke that rises from the processes that result from natural necessity? This conflict weighs very heavily today on those people who have unbiased and internalized ideas about the world. Only a certain levity of life allows people to look past this conflict in life. But there is no way of overcoming this conflict in life other than genuine spiritual science. Natural science, to which people today particularly surrender as an authority when it comes to knowledge, shows that what is the beginning and end of the earth can be calculated: a formless cosmic fog is the beginning, the end of the earth is bleak, and an episode in between is people living in moral, ethical, and moral illusions. But that must be so during our incarnation on earth. The moral laws, as we experience them in our earthly humanity, are not the same as the laws of nature. If they were such laws, we would not be able to organize freedom within us. If freedom were driven like any natural process, you would not be able to develop freedom within you. It is precisely the fact that the organization of the earth is called upon to integrate freedom into the human being that makes it necessary for man, through his own inner being, must look up to the world of natural necessity that surrounds him, and can only absorb into himself the moral ideals, which are not laws such that nature would also carry them out. What we have in our world view of nature does not guarantee that what we want to establish as humanity and world in our moral ideals will be carried out. But as things stand now, they will not always stand. They will not always stand in such a way that the world of moral ideals and the world of natural necessity stand in stark opposition to each other. After all, the earth is coming to an end, and from the spiritual-scientific point of view, as I have often explained here, this end looks different from the end that the knowledge of nature calculates. This end of the earth will come about when the periods of time have played themselves out that we can imagine correctly by looking, for example, at the period of time that preceded our period of time, which began around 747 BC and ended around 1413 AD. So now we are living in the year 1920. A period of time will occur that will again last as long as this period; that is ours. Then two more will follow, and if we survey these periods spiritually until the next end of our cultural periods and then imagine that something is added that is connected to even larger periods of the length of the Atlantic period, we certainly arrive at an end of the earth that is small compared to the millions or even billions of years that are calculated by correct but unrealistic calculations of natural science. But when the Earth draws to its close, the relationship between the world of moral ideals and the world that enters into today's human perception will be different. The moral laws and the physical laws will move closer together. Now we live in an age where the two are separate. The spiritual researcher can already perceive how they are drawing together, how, for example, what is experienced in spiritual worlds is already having effects that last just as long as the effects of nature do. A uniting of the spiritual laws of morality and the physical laws of natural phenomena is perceived by the spiritual researcher, and he can see how, at the end of the earth, the whole development of that which goes through this end of the earth and goes to a next planetary embodiment will experience a union between the world of moral ideals and the world of natural laws. The moral ideals will become as the laws of nature are today, and the laws of nature will become as — by drawing near, the two — as the moral laws are today. The world of morality and natural law will not be a duality at the end of the world, but we are going through a period in which the one will be a unity. In this unity, many things will be bound and many things will be loosed that today are thought to be unbindable or unloosable. The spiritual researcher is confronted with very special things, and I do not want to shrink back from developing such things in more detail, especially at this point, even if it means greater opposition from the outside world, which understands and wants nothing of what is being done here. But it is of no use to become callous to what is to be cultivated on anthroposophical soil. We must fight through what is formed by the fact that so much in the present world fights against a genuine striving for truth. From the point of view of this question, the spiritual researcher is also opposed to all the terrible things that have happened in the last five to six years, for example. We have really experienced things that have never been experienced before in the whole of human evolution, especially not experienced in such a way that knowledge of nature was used to destroy so much. Of course, much has been destroyed in the past; but that was all a trifle, because knowledge of nature was not there to cause such destruction. Just think how enormous areas of the earth have been simply shaved away for long, long times by covering the earth in concrete or the like. Just consider what human 'art' has been able to do in these five to six years to destroy what nature has created into the insubstantial. One need only strike this note and one points to something tremendous, but it also confronts the spiritual researcher in a significant way, in a tragically significant way. What actually goes on in the mind of today's materialist when he looks at these things? He sees the end of the earth when entropy is fulfilled, when everything is transformed by the heat death on earth, when the earth is close to its physical end. Then other people will have lived long ago who in turn dreamt of other moral ideals. But what has been concreted in for the destruction of nature, for the destruction of human creativity and so on, is insubstantial. The spiritual researcher cannot go along with this realization of the materialist, because something else presents itself to him. He visualizes the moment of the end of the earth, when natural laws and moral laws form a unity, when that which man has morally accomplished, or, let us say in this case better, has immoralized will continue to have its effect as natural law, so that at the end of the earth there will come a point in time when the end of the earth is there, when the earth passes through other stages of formation, but when natural laws and moral laws are one. And then it passes over to the next planetary embodiment, which I have called the Jupiter embodiment in my “Occult Science in Outline”. There will again be periods of development; but there will no longer be the mineral kingdom, there will be something else in the place of the mineral kingdom. We human beings will not carry within us the inclusions of the mineral kingdom, but at the bottom the inclusions of the plant kingdom, and what has happened in the way of morality or immorality, what has been taken up from the working of nature, will work its way over. And just as in our fifth earthly period, in the fifth earthly period, what we have seen as horrors wafting over the earth have happened, so, after these horrors, that is, the impulses for them, will be taken up by that process, which will be on Jupiter, a natural-moral process, a moral-natural process, so that what has developed in this fifth period of time will recur in the third period of time on Jupiter at a different level. What will confront humanity in this future from the natural configuration of the next, the Jupiter period of the earth, will be what will then be natural processes. But they will be natural processes. They will be countered by the plant kingdom, which will then be the lowest, by what we can call poisonous plants of a vegetable nature. This has been sown through these last five to six years, which is a poisonous swamp material that will rise, that will grow into the period of Jupiter that will arise from this earthly existence. It is not that the moral or the immoral will pass away; a unity of effect is forming between the moral and the natural law, and that which has worked in terms of moral or immoral impulses in the whole of humanity will be carried over. I would like to say that humanity now has the choice of remaining thoughtless about the great interrelationships in which it is actually involved as humanity, living in the earthly human existence like a stupid animal and thinking: There are the laws of nature, according to which we calculate that a Kant-Laplacean world view corresponds to the beginning of the earth and a heat-death-like state caused by entropy corresponds to the end of the earth, that basically we can do whatever we like, yes, that we can murder millions: when heat-death has occurred, then they have simply been murdered along with us, and the impulses that led to their murder have no significance beyond this heat-death. Man must believe such things because of present-day materialism; but then he lives like a stupid animal. He lives so that he gives no thought to his connection with the whole of cosmic existence. That is the danger today, that man is losing the ability to think about his connection with the cosmic existence. Then insane ideas arise, such as the Kant-Laplacean theory or that of the heat death of the Earth; whereas in fact the Earth is an organization that had its beginning in an age when the moral and the natural law were one, an organization that will find its end in a period when, again, the moral and the natural law will be one. If one does not broaden one's view beyond the immediate present to that which only spiritual science can teach, then one lives just like a stupid animal. Only by allowing one's view to be sharpened to the point where spirit becomes matter and matter becomes spirit, so that they form a unity, only by this means does one come to an awareness of human dignity, that is, to the consciousness of the connection between man and all cosmic forces, which are neither one-sided morality nor one-sided natural law, but are such that morality itself forms a natural order, and the natural order itself permeates morality. These are also the moral reasons why it is necessary for man in the present time to broaden the horizon of his knowledge. If he does not broaden it, he narrows himself down to an understanding of the world that can only be exhausted in that which cannot go beyond the dualism between the moral conception of the world and the conception of the world in terms of natural law. But in so doing, man narrows his view of the world to such an extent that it is impossible for him to truly understand himself in his entire being. From this you can see that it is not really a matter of curiosity for knowledge that should be satisfied by what is done in spiritual science, but that there is a moral necessity for the spread of spiritual science. For what has guided people up to their present state has precisely produced the fact that today man cannot grasp how the moral world order and the physical world order are interrelated; they cannot penetrate each other today because man is to become a free being. But man must look at the nodal points of the world in such a way that in them the natural order and the moral order are one. It is basically a terrible thing when today, of all times, it is calculated how our earth would have begun from purely physical conditions, and how it would end up in purely physical conditions again. One should not believe that the traditional creeds, in the form they are, save man from this decline, as it is indicated in the words I have used today. It is these traditional creeds that have made the spiritual more and more abstract and have given rise to dualism, which has brought it to the point that man hardly feels the need to seek the bond between the natural order and the moral order. If he seeks it today, if he seeks it with all his heart, then he can only find it in spiritual science, which points him to the end and the beginning of the earth as the nodes of world evolution where the moral becomes natural and the natural becomes moral. But then, in fact, all that surrounds us and into which we are integrated is interspersed with moral responsibility for us. We human beings, after all, to a certain extent, live through the image of the whole organization of the earth by having successive embodiments of life in our earthly existence. We live successive earthly lives in that we always seek to balance between birth and death that in which we lapse into one-sidedness between birth and death, seeking balance between death and a new birth. We oscillate back and forth between the life of the senses and the supersensible, seeking balance, and at the end of our earthly existence we will pass through a world that is very similar to the supersensible world, but where everything supersensible will take on the supersensible form that we have developed into at that time. In the scheme of the world, our thinking is older than our present-day sensory perception. This does not contradict the fact that our sense organs were laid down in the first earth embodiment that we can trace. But this sensory perception, as we have it now, has only developed during the time on earth, while thinking, which is very much pushed back in our organization, was already present during the old moon time, even if in images. The sensory-physical organization has only come into existence during our existence on earth, up to the organs that perceive the sensory, namely how our senses, as they are developed today, perceive it. And what we perceive with our senses today, is that as fleeting as it seems? Yes, you see, man thinks. He looks at the green plant today, he looks at the red rose today. He thinks what is happening between his sense organs and the outer world as a passing thought. It is not a passing thought! It leaves an effect on the whole human organization. It does matter what you have focused your senses on. It is all contained in your human organization, and the entire scope of your sensory perception is seen in the impressions of the etheric body when it passes through the death of the earth and is taken over into the supersensible world in the astral impression. And that which is thus carried by us through death here on earth accumulates and we then carry it further over through this state of the end of the earth. Certainly, we carry nothing of our flesh over into the Jupiter period; but we carry over very much of what the effects of these perceptions are. This is already being prepared in the colorful images we have between death and a new birth, but it will undergo a significant intensification when we live through the state between the earth and Jupiter, which will be a moral-physical and a physical-moral state; through this we will be able to carry that which will become organized in us by our perceiving with our higher senses. That which is being organized within us is capable of passing through a world that is moral-physical and physical-moral, where natural laws are ideal laws and ideal laws are natural laws. When we look at a rainbow today – and I know that I am speaking only comparatively and that any seemingly trained physicist can correct the way I use it, but that is not the point here – when we look at a rainbow today, spreading a large spectrum before us, the color floating in space appears before us separately. Something similar also forms when we do not see a rainbow, but when we just look at something that evokes the sensation of color in us; but something similar to what objectively forms out there when the rainbow appears to us , something similar happens in us with our etheric body and prepares for that body, which is now colored but then condensed, the transition between the earth and Jupiter. You see, at this point in spiritual science, man today can attain an inner consciousness of the unity of the moral and physical worlds, whereas otherwise the moral and physical worlds fall apart for today's materialistic consciousness. It is morally imperative that spiritual science be spread. For what human morality is evaporates and virtually vanishes if the physical world view alone were to prevail. Once one sees this, it is indeed bitterly disappointing, but the cause of this must be fought with all severity when one sees how people who claim to want to cultivate the spiritual life of humanity are fighting against this necessary, morally necessary cultivation of spiritual life. There are always new examples of this “clean” fight. A particularly cute one has recently emerged. It ties in with – I don't know which side the things are always being talked about – it ties in with what Dr. Boos had said here about collecting trust notes. It is not for me to talk about this matter; but a supposedly good Christian paper in the local area finds it necessary to emphasize that this whole story is in turn a terrible danger for Swiss national identity. I would like to know whether the person who believes that Swiss national identity is particularly strong really believes that it will be shaken if anthroposophy is practiced? But you see, Swiss national identity is said to be in danger, and it is written about in such beautiful words: “As one can see, the anthroposophical cause stands on shaky ground. A secret circular, the mask of which we have torn off, is supposed to pave the way for Dr. Steiner's work, to make the authorities of the whole of Switzerland favorable to it, yes, to ensure that the immigration of foreign elements is not prevented. What does society care about our terrible housing shortage, what about the disastrous influence of this foreign race on our noble Swissness. They are turning to the Swiss people for help in destroying Swissness." Now, it is pointed out that it is bad that non-Swiss impulses should play a role here. But now follows a sentence that neatly adds to the whole thing, which raises the question: where does the right come from to make this accusation of supposedly foreign impulses? It says: “For us Catholics, the position is clear. We have received word from Rome that no Catholic, directly or indirectly, may assist this new sect. We therefore consider it our sacred duty to alert wide circles to the new peasant catchers.” These people, who want to save the Swiss people from foreign influences, get their influences, to which they point with their whole clenched fist, not from Bern or from Zurich from the Swiss people, but from Rome! Strange logic? You see, that is the logic of today. That is how people think - but without realizing it. And they don't realize it because our education, which comes from our educational institutions, allows such thinking. Those people who write this know what they want with it and that is why they can write such stuff. But numerous other sleeping souls, they first have to be made aware with harsh words that such follies are simply accepted today as logic and they are not recognized as follies. They are the hallmarks of the drowsiness of souls today. That is why it is so necessary to keep pointing out in no uncertain terms that souls should wake up, that they should look at what lives in our mired thinking, what things one is allowed to say today without the drowsy souls realizing that it is also a common nonsense in terms of logic. This also shows us from another side the moral necessity that should spur us on to be a real support for spiritual science, not to continue sleeping, but to wake up and be a real support for spiritual science. You will find the logic that people here are counting on not to notice practiced everywhere in scientific books today. Go through the hypotheses, go through all the stuff that today forms the Kant-Laplace delusion for the faithful followers, then you will find in all of this the reason why people are still allowed to fool humanity with such things today. Look for it in the supposedly exact scientific hypotheses and theories that have been characterized here in recent days. Look for it in them. They force people to send young people to these universities where they are taught experimental knowledge, but their thinking, their whole soul life is thoroughly “de-logicalized”. And people do not want to look at the necessity that spiritual life must indeed stand on its own in the threefold social organism. People do not want to look at the evidence that can be seen everywhere. It must be said: It will not take long, because the powers that be, who use all means to count on people's illogicality, have good ground today. And if those who understand a little of what needs to be done continue to sleep, then it will come to pass that, for the time being, at least, the grave will be dug for European culture, and then a deliverance must come from quite different quarters. I have often spoken here of the responsibility that exists for the various parts of European humanity. One should become aware of this responsibility. This responsibility is a great one. And it is not enough to think up all kinds of little remedies and believe that you can make your way with them. Today, we must recognize that our entire spiritual life is in need of renewal and that precisely this spiritual life cannot continue as it has developed into our times. |
166. Necessity and Freedom: Lecture I
25 Jan 1916, Berlin Tr. Pauline Wehrle Rudolf Steiner |
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The questions we have introduced also belong among the ones Kant put on his antinomian chart. He drew people's attention to the fact that one can just as well prove positively, in as proper and logical a way as possible, that everything that happens in the world, including human action, is subject to rigid necessity, as one can prove that human beings are free and influence in one way or another the course of events when they bring their will to bear on it. Kant considered these questions to be outside the realm of human knowledge, to be questions that lie beyond the limits of human knowledge, because we can prove the one just as easily and conclusively as the other. |
1. Immanuel Kant, 1724-1804, German philosopher of the Enlightenment. For his antinomian chart see his book Critique of Pure Reason published in 1781. |
166. Necessity and Freedom: Lecture I
25 Jan 1916, Berlin Tr. Pauline Wehrle Rudolf Steiner |
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Now that we can be together again, it will be my task in the coming days to speak about important but rather difficult aspects of human and world existence, and we shall certainly not be able to reach any conclusion about these in this lecture; we can only make a beginning. As we proceed we will see how tremendously important these very questions are if we are to connect ourselves inwardly with the soul-stirring events of our times. If I had to summarize in a few words what I am going to speak about, I would say “necessity in world events and in human actions” and “human freedom in these two domains.” There is hardly anyone who is not more or less intensely concerned with these problems, and perhaps there are hardly any events on the physical plane that urge us as strongly to deal with these questions as the ones that are at present overshadowing the peoples of Europe and reverberating in their souls. If we look at world events and our own actions, feeling, willing, and thinking within these events, considering them for the moment in conjunction with what we call divine cosmic guidance, wisdom-filled cosmic guidance, we see that this divine guidance is at work everywhere. And if we look at something that has happened and that perhaps we ourselves have been involved in, we can ask afterwards “Was the reason for this event we were involved in so much a part of wise cosmic guidance that we can say it was inevitable for it to happen as it did, and we ourselves could not have acted differently in it?” Or, looking more toward the future, we could also say “At some time in the future one or another thing will happen in which we believe we may be playing a part. Ought we not assume of the wise world guidance we presupposed that what happens in the future will also come about inevitably or, as we often say, is predetermined?” Can our freedom exist under such conditions? Can we resolve to use the ideas and skills we have acquired to intervene in some way? Can we do anything to alter things through the way we intervene if we do not want them to happen in the way they would be bound to happen without our intervention? If we look back on the past, we tend to have the impression that everything was inevitable and could not have happened differently. If we look more toward the future, we have the impression that it must be possible for us to intervene in the course of events with our own will as much as we can. In short, we will always be in a conflict between supposing an absolute and all-pervading necessity on the one hand and necessarily assuming that we are free on the other. For without this latter assumption we cannot maintain our world view and would have to accept the fact that we are like cogs in the huge machine of existence, governed by the forces ruling the machine to the point where even the duties of the cogs are predetermined. As you know, the conflict between choosing one thing or the other runs to some extent through all our intellectual endeavors. There have always been philosophers called determinists who supposed that all the events we are involved in through our actions and our willing are strictly predetermined, and there have also always been indeterminists who supposed that, on the contrary, human beings can intervene in the course of evolution through their will and their ideas. You know too that the most extreme form of determinism is fatalism, which clings so firmly to the belief that the world is pervaded by spiritual necessity as to presuppose that not one single thing could possibly happen differently from the way it was predetermined, that human beings cannot do other than submit passively to a fate that fills the whole world just because everything is predetermined. Perhaps some of you also know that Kant set up an antinomian chart on one side of which he wrote a particular statement and always set its opposite on the other side.1 For example, on one side stood the assertion “In terms of space the world is infinite,” and on the other side “In terms of space the world is finite.” He then went on to show that with the concepts at our disposal we can prove one of these just as well as the other. We can prove with the same logical exactitude that “the world is infinite with regard to both space and time” or that “the world is finite, boarded-up, in terms of space and that it had a beginning in time.” The questions we have introduced also belong among the ones Kant put on his antinomian chart. He drew people's attention to the fact that one can just as well prove positively, in as proper and logical a way as possible, that everything that happens in the world, including human action, is subject to rigid necessity, as one can prove that human beings are free and influence in one way or another the course of events when they bring their will to bear on it. Kant considered these questions to be outside the realm of human knowledge, to be questions that lie beyond the limits of human knowledge, because we can prove the one just as easily and conclusively as the other. Our studies of the last few years will actually have more or less given you the groundwork to get to the bottom of this strange mystery. For it certainly is a mysterious question whether human beings are bound by necessity or are free. It is a puzzling matter. Yet it is even more puzzling that both these alternatives can be conclusively proved. You will find no basis at all for overcoming doubt in this sphere if you look outside of what we call spiritual science. Only the background spiritual science can give will enable you to discover something about what is at the bottom of this mysterious question. This time we will deal with our subject in very slow stages. I would just like to ask in anticipation, “How is such a thing possible that human beings can prove something and also prove its opposite?” When we approach a matter of this kind, we are certainly made aware of certain limits in normal human comprehension, in ordinary human logic. We meet with this limitation of human logic in regard to other things too. It always appears when human beings want to approach infinity with their concepts. I can show you this by means of a very simple example. As soon as human beings want to approach infinity with their intellects, something occurs that can be called confusion in their concepts. I will demonstrate this in a very simple way. You must just be a little patient and follow a train of thought to which you are probably not accustomed. Suppose I write these figures on the blackboard one after the other, 1, 2, 3, 4, 5, and so on. I could write an infinite number of them: 1, 2, 3, 4, 5, 6, etc., couldn't I? I can also write a second column of figures; on the right of each number I can put double the number, like this:
Again I can write an infinite number of them. Now you will agree with me that each number in the right-hand column is in the left-hand column too. I can underline 2, 4, 6, 8, and so on. Look at the left column for a moment; an infinite series of numbers is possible. This infinite series contains all the numbers included in the right column. 2, 4, 6, and so on are all there. I can continue underlining them. If you look at the figures that are underlined, you will see that they are exactly half of all the numbers together because every other one is underlined. But when I write them on the right-hand side, I can write 2, 4, 6, 8, and so on into infinity. I have an infinite number both on the left and on the right, and you cannot say that there are fewer on the right than on the left. There is no doubt that I am bound to have just as many numbers on the right as on the left. And yet, as every other number would have to be crossed out on the left to make the left column the same as the right, the infinite number on the left is only half the infinite number on the right. Obviously I have just as many numbers on the right as on the left, namely an infinite number, for each number on the right has one corresponding to it on the left—yet the amount of numbers on the right cannot but be half that of the numbers on the left. There is no question about it, as soon as we deal with infinity, our thinking becomes confused. The problem arising here also cannot be solved, for it is just as true that on the right there are half as many numbers as on the left as it is true that there are exactly as many numbers on the right as on the left. Here you have the problem in its simplest form. This brings us to the realization that our concepts cannot actually be used where infinity is concerned, where we go beyond the sense world—and infinity does go beyond the sense world. And do not imagine this to apply only to unlimited infinity, for you cannot use your concepts where limited infinity is concerned either, as the same confusion arises there. Suppose you draw a triangle, a square, a pentagon, a hexagon and so on. When you reach a construction with a hundred sides, you will have come very close to a circle. You will no longer be able to distinguish the small lines very clearly, especially if you look at them from a distance. Therefore you can say that a circle is a polygon with an infinite number of sides. If you have a small circle there are an infinite number of sides in it; if you have a circle twice the size, you still have an infinite number of sides—and yet exactly twice as many! So you do not need to go as far as unlimited infinity, for if you take a small circle with an infinite number of sides and a circle twice the size with an infinite number of sides, then even in the realm of visible, limited infinity you can encounter something that throws your concepts into utter confusion. What I have just said is extremely important. For people completely fail to notice that there is only a certain field where our concepts apply, namely the field of the physical plane, and that there is a particular reason why this has to be so. You know, at a place where people are attacking us rather severely—which is now happening in many places from a great many people—a pastor gave a speech opposing our spiritual science, and thinking it might be especially effective, he concluded with a quotation from Matthias Claudius.2 This quotation says roughly that human beings are really poor sinners who cannot know much and ought to rest content with what they do know and not chase after what they cannot know. The pastor picked this verse out of a poem by Matthias Claudius because he thought he could charge us with wanting to transcend the sense world—after all, had not Matthias Claudius already said that human beings are nothing but sinners who are unable to get beyond this world of the senses? “By chance,” as people say, a friend of ours looked up this poem by Matthias Claudius and also read the verse preceding it. This preceding verse says that a person can go out into the open and, although the moon is always a round orb, if it does not happen to be full moon, he sees only part of the moon even though the other part is there. In the same way there are many things in the world people could become aware of if only they looked at them at the right moment. Thus Matthias Claudius wanted to draw attention to the fact that people should not confine themselves to immediate sense appearance and that anyone who allows himself to be deceived by this is a poor sinner. In fact, what the good pastor quoted from Matthias Claudius reflected on himself. The sense world—if we happen not to be just like that pastor—at times makes us aware that wherever we look we should also look in the opposite direction and adjust our first view accordingly. However, the world of the senses cannot supply this immediate adjustment with regard to what transcends the sense world. We cannot just quote the other verse. That is why human beings philosophize away and, of course, are convinced of the truth of their speculations, for they can be logically proved. But their opposite can also be logically proved. So let us tackle the question today, “Why is it that when we transcend the sense world our thinking gets so confused?” And we will now look at the question in a way which will bring us closer to an answer. How does it happen that two contradictory statements can both be proved right? We will find this has to do with the fact that human life is in a kind of central position, a point of balance between two polar opposite forces, the ahrimanic and the luciferic. You can of course cogitate on freedom and necessity and imagine you have compelling evidence that the world contains only necessity. But the compelling force of this argument comes from Ahriman. When we prove things in one direction, it is Ahriman who leads us astray, and if we prove their opposite, we are misled by Lucifer. For we are always exposed to these two powers, and if we do not take into account that we are placed in between them, we shall never get to the bottom of the conflicts in human nature, such as the one we have been considering. It was actually in the course of the nineteenth century that people lost the feeling that throughout the world order there are, besides a state of equilibrium, pendulum swings to the right and the left, a swing toward Ahriman and a swing toward Lucifer. This feeling has been totally lost. After all, if you speak nowadays of Ahriman and Lucifer, you are considered not quite sane, aren't you? It was not as bad as this until the middle of the nineteenth century, for a very clever philosopher, Thrandorff, wrote a very nice article here in Berlin in the middle of the nineteenth century in an attempt to refute the argument of a certain clergyman.3 This clergyman let it be known—and it should be alright to say this in our circles—that there is no devil and that it is really a dreadful superstition to speak of one. We speak of Ahriman rather than of the devil. The philosopher Thrandorff spoke out against the clergyman in a very interesting article, “The Devil: No Dogmatic Bogy.” As late as the middle of the 1850s he tried as it were to prove the existence of Ahriman on a strictly philosophical basis. In the course of the public lectures I am to give here in the near future I hope I can speak about this extinct part of human spiritual life, about an aspect of theosophy that completely disappeared in the middle of the nineteenth century. Right up to that time people had still spoken about these things, even if they called them by other names. The feeling for these things has now been lost, but basically it was there in a delicate form right into the fourteenth and fifteenth centuries, until it had to recede into the background for a while in the natural course of things. We know of course, as I have often emphasized, that spiritual science does not in the slightest way deny the great value and significance of progress in the natural sciences. But this progress in science would not have been possible unless the feeling for this opposition between Ahriman and Lucifer, which can be discovered only on a spiritual level, had been lost. It now has to emerge again above the threshold of human consciousness. I would like to give you an example of how things stood in regard to Ahriman and Lucifer in the days when people had only a feeling left that there are two different powers at work. Here is an example to illustrate this. In the old town hall in Prague there is a remarkable clock that was made in the fifteenth century. This clock is really a marvel. At first sight it looks like a sort of sundial, but it is so intricately constructed that it shows the course of the hours in a twofold way: the old Bohemian and the modern way. In the old Bohemian way the hours went from 1 or rather from 0 to 24, and the other way only to 12. At sunset the pointer or gnomon—and there was a shadow there—always pointed to 1. The clock was so arranged that the pointer literally always indicated 1 at sunset. That is to say, despite the varying times of sunset the hand always showed 1. In addition to this, the clock also showed when sun or moon eclipses occurred. It also showed the course of the various planets through the constellations, giving the planetary orbits. It really was a wonderful construction and even showed the movable festivals, that is to say, it indicated on what day Easter fell in a particular year. It was also a calendar, giving the course of the year from January to December, including the fact that Easter is movable. A special pointer showed on what day Easter fell, despite it being movable, and it also showed Whitsun. This clock, then, was constructed in the fifteenth century in an extraordinarily impressive way. And the story of how it was constructed has been investigated. But apart from this story—and the documents are there for you to read, with lots of descriptions—there is a legend that also aims at giving an account of the marvelous quality of this clock: first regarding its wonderful construction, and then regarding the fact that the man who was gifted enough to make such a clock always wound it up as long as he lived. After his death nobody could wind it, and they searched everywhere for people who could put it in order and get it going. As a rule they only found people who damaged it. Then someone would be found who said he could sort it out and did so, yet time and again the clock went wrong. These facts grew into a kind of folk tale, which runs as follows: Once upon a time through a special gift from heaven a simple man acquired the ability to make this clock. He alone knew how to look after it. The legend attaches great significance to the fact that he was only a simple man who acquired this ability through special grace; that is to say, he was inspired by the spiritual world. But it came about that the governor wanted to keep this clock specially for Prague and prevent any other town from having one like it. So he had the inspired clockmaker blinded by having his eyes plucked out. Thus the man withdrew from the scene. But just before his death he begged once more to be permitted a moment in which to set the clock to rights again, and according to the legend he used this moment to make a quick manipulation and put the clock into such disorder that nobody could ever put it right again. At first sight this seems a very unpretentious story. But in the way the story is constructed there is a sure feeling for the existence of Ahriman and Lucifer and the balance between them. Think how sensitively this story has been formed. The same sensitive construction can be found in countless such folk tales; it grows out of this same sure feeling for Lucifer and Ahriman. The story begins with the position of equilibrium, doesn't it? Through an act of grace from the spiritual world the man acquires the ability to construct an extraordinary clock. There is no trace of egotism in it, though anybody can give way to egotism. It was a gift of grace, and he really did not build the clock out of egotism. Nor was there any intellectuality in it, for it is expressly stated that he was a simple man. This whole description of the skill being an act of grace with no trace of egotism, and of his being a simple man who was free of intellectuality, was in fact given in order to indicate that there was no trace of Ahriman and Lucifer in this man's soul, but that he was entirely under the influence of divine powers that were good and progressive. Lucifer lived in the governor. It was out of egotism that he wanted to keep the clock exclusively for his own town, and this was why he blinded the clockmaker. Lucifer is placed on the one side. But as soon as Lucifer is there, he always allies himself with his brother Ahriman. And because the man has been blinded, this other power acquires the capacity to attack from outside through skillful manipulation. That is the work of Ahriman. Thus the power for good is placed between Lucifer and Ahriman. You can find a sensitive construction like this in many of the folk tales, even the simplest of them. But it was possible for this feeling of the intervention of Ahriman and Lucifer in life to get lost at a time when a sense had to gain ground that positive and negative electricity, positive and negative magnetism, and so on, are the basic forces of the material world. This feeling for perceiving the world spiritually had to withdraw in order for scientific investigation to flourish. We shall now look at how Ahriman and Lucifer intervene in what human beings call knowledge, in what people call their relation to the world in general, in a way that leads to the very confusion we were speaking about. This confusion is especially evident in the questions we have introduced. Let us take a simple hypothetical example. I could just as well have taken this from great world events as from everyday occurrences. Let us suppose that three or four people are preparing to go out for a drive. They plan to travel, let us say, through a mountain pass. This pass has overhanging rocks. The people are ready for the drive and intend setting out at an arranged time. But the chauffeur has just ordered another mug of beer which is served a bit too late. He therefore delays the departure by five minutes. Then he sets out with the party. They drive through the ravine. Just as they come to the overhanging rock it breaks loose, falls on top of the vehicle, and crushes the whole party. They all perish, or perhaps it was only the passengers who were killed and the chauffeur was spared. Here we have a case in point. You could ask whether it was the chauffeur's fault, or whether the whole thing was governed by absolute necessity. Was it absolutely inevitable that these people should meet with this disaster at that precise moment? And was the chauffeur's tardiness just part of this necessity? Or could we imagine that if only the chauffeur had been punctual, he would have driven them through the mountain pass a long time before the rock fell, and they would never have been hit by it? Here in the midst of everyday life you have this question of freedom and necessity which is intimately connected with “guilty” or “innocent.” Obviously, if everything is subject to absolute necessity, we cannot say that the chauffeur was guilty at all from a higher point of view, as it was entirely inevitable that these people met their death. We meet this problem in life all the time. It is, as we have said, one of the most difficult of questions, the kind of question in which Ahriman and Lucifer interfere most easily when we try to find a solution. Ahriman is the one who appears first when this question is being tackled, as we shall see. We will have to approach this question from a different angle if we want to get at an answer. You see, if we set about solving a question like this by starting with the thought “I can easily follow the course of events: the boulder fell—that happened,” and then ask “Is this actually based on necessity or freedom? Could things have happened differently?” we are only looking at the external events. We are looking at the events as they happen on the physical plane. Now people follow this approach out of the same impulse that leads them, if they have a materialistic outlook, to stop short at the physical body when contemplating the human being. Anyone who knows nothing about spiritual science will stop short at the physical body nowadays, won't he? He will say “The human being you see and feel is what exists.” He does not go beyond the physical body to the etheric body. And if he is a thoroughly pig-headed materialist, he will jeer and scoff when he hears people saying there is a finer, etheric body underlying the dense physical body. Yet you know how well-founded the view is that among the members of the human being the etheric body is the one most closely associated with the physical body, and in the course of time we have become accustomed to knowing that we must not just speak of the human physical body but also of the human etheric body, and so on. Some of you, however, may not yet have asked yourselves “What kind of world is that other world outside the human being, the world in which the ordinary world events occur?” We have of course spoken of a number of things in this connection. We have said that to begin with when we perceive the external events of the physical plane with our senses, we have no idea that wherever we look there are elemental beings; it is exactly the same when we first look at the human being. Human beings have an etheric body, which we have often also called an elemental body. Outside in nature, in external physical happenings in general, we have a succession of physical events and also the world of elemental existence. This runs absolutely parallel: the human being with a physical and an etheric body, and physical processes with events of the elemental world flowing into them. It would be just as one-sided to say that external processes are merely physical as to say that a human being has a physical body only, when we ought to be saying that he also has an etheric body. What we perceive with our physical senses and physical intellect is one thing. But there is something behind it that is analogous to the human etheric body. Behind every external physical occurrence there is a higher, more subtle one. There are people who have a certain awareness of such things. This awareness can come to them in two different ways. You may have noticed something like the following either in yourself or in other people. A person has had some experience. But afterwards he comes to you and says—or it may be something you experienced and you may say, “Actually I had the feeling that while this experience was taking place externally, something quite different was happening to me as well, in a higher part of my being.” This is to say, deeper natures may feel that events not taking place on the physical plane at all can yet have an important effect on the course of their life. First, such people know something has happened to them. Others go even further and see things of this kind symbolically in a dream. Someone dreams he experiences this or that. He dreams, for instance, that he is killed by a boulder. He wakes up and is able to say, “That was a symbolic dream; something has taken place in my soul life.” It can often be proved true in life that something took place in the soul that was of far greater significance than what happened to the person on the physical plane. He may have progressed a stage higher in knowledge, purified part of his will nature, or made his feelings more sensitive or something of that kind. In lectures given here recently I drew attention to the fact that what a person knows with his I is actually only a part of all that happens to him, and that the astral body knows a very great deal more, though not consciously. You will remember my telling you this. The astral body certainly knows of a great deal that happens to us in the supersensible realm and not in the realm of the senses. Now we have arrived from another direction at the fact that something is continually happening to us in the supersensible realm. Just as in the case of my moving my hand, the physical movement is only part of the whole process and behind it there is an etheric process, a process of my etheric body, so every physical process outside me is permeated by a subtle elementary process that runs parallel with it and takes place in the supersensible realm. Not only beings are permeated by a supersensible element, but so is the whole of existence. Remember something I have repeatedly referred to and which even seems somewhat paradoxical. I have pointed out that in the spiritual realm we often have the opposite of what exists on the physical plane, not always, but often. Thus if something is true here for the physical plane, the truth with regard to the spiritual aspect can look quite different. Not always, as I say. But I have counted many cases over the years where one would have to say that on the spiritual level there is exactly the opposite result from what one would expect to happen on the physical plane. With regard to supersensible occurrences running parallel with those of the sense world, this is occasionally, in fact very often, the case. So let us examine it. If we see a party of people setting off by coach and taking a drive, and a piece of rock falls and crushes them, that is the physical occurrence. Parallel with this physical event, that is to say, within it in the same way as our etheric body is within us, there is a supersensible occurrence. And we have to recognize that this may be the exact opposite of what is happening here on the physical plane. In fact it is very frequently the exact opposite. This can also create great confusion if we do not watch out. For instance, the following may happen. If someone has acquired atavistic clairvoyance and has a kind of second sight, he or she may have the following experience: Supposing a party of people is setting out on a journey, but at the last moment one of the party decides to stay behind, the person who has second sight, let us say. Instead of going with the others, that person stays behind and after a while has a vision. In this vision any event can appear to that person. He or she could of course just as well see the party being hit by boulders as see, for instance—and this can be a matter of disposition—that some especially good fortune happens to them. He or she could very well see the party having a very joyful experience, and might subsequently hear that the party had perished in the way I described. This could happen if the clairvoyant were not to see what was happening on the physical plane—which he might very well have seen—but had seen what was happening as a parallel event on the astral plane: for the moment these people left the physical plane they may well have been called to something special in the spiritual world, something that filled them with an abundance of new life in the spiritual world. In short, the clairvoyant person may have seen an event of the supersensible worlds going on in exactly the opposite direction, and this absolutely contradictory event could be true. It might really be the case that here on the physical plane a misfortune exists that corresponds in the supersensible world to some great good fortune for those same souls. Now someone who thinks he is smarter than the wise guidance of the world (and there are such people) might say, “If I ruled the world, I would not do it in such a way that I call souls to happiness in the spiritual world and at the same time shower them with misfortune here on the physical plane. I would do it better than that!” Well, all one can say to people like that is, “Surely one can understand that here on the physical plane people can easily be misled by Ahriman. But cosmic wisdom always knows better.” It could be a matter of the following: The task awaiting the souls in the spiritual world requires their having this experience here on the physical plane, so that they can look back, so to speak, to this physical event of their earthly lives and gain a certain strength they need. That is to say, for the souls who experience them these two occurrences, the physical and the spiritual one, may necessarily belong together. We could quote hypothetical examples of all kinds, showing that when something takes place here on the physical plane there exists, as it were, an etheric body of this event, an elemental, supersensible event belonging to it. We must not merely generalize like pantheists do and stop short at the general statement that there is a spiritual world underlying the physical, but we must give concrete examples. We must be aware that behind every physical occurrence there is a spiritual occurrence, a real spiritual occurrence, and both together form a whole. If we follow the course of events on the physical plane, we can say that we get to the point where we link together the events of the physical plane by means of thoughts. And as we watch things happen on the physical plane we actually reach the point of finding a “cause” for each “effect.” That is how things are. People everywhere look for the cause belonging to each effect. Whenever anything has happened, people always have to find the cause of it. But this means finding the inevitability. If you look with sufficient pedantry at the simple example I chose, you could say, “Well now, this party had gathered and had fixed their departure for a definite time. But if I follow up why the chauffeur was tardy, I will go in several directions. First of all, I may look at the chauffeur himself and consider how he was brought up and how he became tardy. Then I will look at the various circumstances leading to his getting his mug of beer too late. All I will be able to find in this way is merely a chain of causes. I will be able to show how one event fits in with the others in such a way that the affair could not possibly have happened otherwise. I will gradually come to the point where I completely eliminate the chauffeur's free will, for if we have a cause for every effect, this includes everything the chauffeur does as well.” The chauffeur only wanted another mug of beer, didn't he, because he had probably not been thrashed sufficiently when he was young. If he had been thrashed more often—and it is not his fault that he was not—things would not have turned out as they did. Looking at it this way we can base the whole thing on a chain of cause and effect. This has to do with the fact that it is only on the physical plane that we can use concepts. For just consider: if you want to understand something, one thought must be able to follow from another, that is to say, you depend on being able to develop one thought out of another. It lies in the nature of concepts that one follows from the other. That must be so. Yet, what can be clearly and necessarily linked together through concepts on the physical plane immediately changes as soon as we enter the neighboring supersensible world. There we have to do not with cause and effect but with beings. This is where beings are active. At every moment one or another being is working on or withdrawing from a task. There it is not at all a matter of what can be grasped by concepts in the usual sense. If you tried using concepts for what is happening in the spiritual world, the following could happen. You might think, “Well, here I am. Certainly I am far enough advanced to perceive that something spiritual is happening. At one moment a gnome approaches, then a sylph, and soon afterwards another being. Now all the beings are together. I will do my best to fathom what the effects will have to be.” On the physical plane this is sometimes easy to do, of course. If we hit a billiard ball in a certain direction, we know which way the other one will go, because we can calculate it. Yet on the spiritual plane it may happen that when you have seen a being and now know “Ah, that is a gnome, he is setting out to do something and will do such and such; he is joining forces with another being, thus the following is bound to happen,” you think you have figured it all out. But the next moment another being appears and changes the whole thing, or a being you were counting on drops out and disappears and no longer participates. There, everything is based on beings. You cannot link everything together with your concepts in the same way as you can on the physical plane. That is quite impossible. There, you cannot explain one thing following from the other on the basis of concepts. Things work together in an entirely different manner in the spiritual world, in the series or stream of spiritual happenings running parallel with physical happenings. We must become familiar with the fact that underlying our world there is a world we must not only assume to be spiritual in comparison to ours, but we must also assume its events to be connected with each other in a totally different way than those in our world. For we can do nothing at all in the spiritual world, in the actual reality of this spiritual world, with the way we are used to explaining things in the world of our concepts. Thus we see that two worlds interpenetrate; one of them can be grasped with concepts and the other cannot, but can only be perceived. I am pointing to something that goes very deep, but people are not aware how deep it goes. Just consider for a moment that if someone were to believe he could prove everything, and that only what has been proved is true, the following could happen. That person could say, “As a matter of fact, everything has to be proved, and what has not been proved is unacceptable. Therefore everything that happens in the course of the history of the world must be capable of being proved. So I only need to think hard and I am bound to be able to prove, for instance, whether the Mystery of Golgotha took place or not.” Indeed, people are so very inclined nowadays to say that if the Mystery of Golgotha cannot be proved, the whole thing is nonsense and there never was such an event. And what do people think of proofs? They think that one starts with one definite concept and proceeds from this to the next one, and if it is possible to do this right through, the matter is proved. But no world other than the physical functions according to this kind of proof. This reasoning does not apply to any other world. For if we were able to prove that the Mystery of Golgotha had to take place of necessity, and this could be concluded from our concepts, it would not have been a free deed at all! Christ would then have been compelled to come down to the earth from the cosmos simply because human concepts prove and therefore dictate it. However, the Mystery of Golgotha has to be a free deed, that is to say, it has to be just the kind of deed that cannot be proved. It is important that people come to realize this. It is the same thing, after all, when people want to prove either that God created the world or that he did not. There, too, they proceed from one thought to another. But “creating the world,” at any rate will have been a free deed of a divine being! From this it follows that we cannot prove the Creation as following of necessity from our series of concepts; rather, we have to perceive it to arrive at it. So we are saying something of tremendous importance when we state that the very next world to ours—which, as a supersensible world, permeates ours—is not organized in a way we can penetrate by means of our concepts and their conclusiveness, but that there a kind of vision comes into its own in which events are arranged in a totally different way. Today I would just like to add a few words about the following. When I was here at Christmas, I drew your attention to the fact that in our time especially, such contradictory things are emerging, that they are quite confusing for human thinking. Just imagine, a book has just been published by the great scientist Ernst Haeckel called Thoughts about Eternity,4 I have already mentioned it earlier. These Thoughts about Eternity contain exactly the opposite of what many other people have concluded as a result of living through recent world events. Just think, there are many people today (we shall come to speak of this fact in its particular connection with our present studies, but today I just wanted to give an introduction) who have experienced a deepening of their religious feelings just because world events are having such a terribly overwhelming effect on their souls; for they say, “Unless there is a supersensible world underlying our physical world, how can we explain what is happening in our time?” Many people have rediscovered their feeling for religion. I do not need to describe their train of thought; it is obvious and can be discerned in so many people. Haeckel arrives at a different train of thought. He explains in his recently published book that people believe in immortality of the soul. However, he says, current events prove clearly enough that any such belief is ridiculous, for we witness thousands of people perishing every day for no reason at all. With these events in mind, how can any sensible person imagine that there can be any talk about the immortality of the soul? How is it possible for a higher world order to stand behind things of this sort? These shocking events seem to Haeckel to prove his dogma that one cannot speak of immortality of the soul. Here we have antinomy again: A large proportion of humanity is experiencing a deepening of religious feeling, while the very same events are making Haeckel tremendously superficial where religion is concerned. All this is connected with the fact that nowadays people are unable to understand the relationship between the world accessible to their senses and their brain-bound intellect and the supersensible world underlying it. No sooner do they approach these things than their thinking gets confused. Yet despite all the disillusionment it brings, our time will certainly in one way also bring about a deepening of people's souls, a turning away from materialism. It will be necessary that knowledge of the way supersensible events complement happenings in the world of the senses arise from a pure activity of the soul devoting itself to an impartial exploration of the world. It is necessary that there should be at least a small number of people who are able to realize that all the pain and suffering being experienced at present on the physical plane are, from the point of view of the whole of human evolution, only one side and that there is also another side, a supersensible side. We have drawn your attention to this supersensible aspect from various points of view, and we will speak of still further ones. But when peace returns to Europe's blood-stained soil, we will again and again experience the need for a group of people capable of hearing and sensing spiritually what the spiritual worlds will then be saying to humanity in times of peace. And we must never tire of impressing the following lines upon our hearts and souls, for it will be proved over and over again how deeply true they are:
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324. Anthroposophy and Science: Lecture I
16 Mar 1921, Stuttgart Tr. Walter Stuber, Mark Gardner Rudolf Steiner |
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Along with this methodology, one can see the tendency of this newer scientific thinking to observe the entire field of natural science through mathematics, and with these mathematical thoughts, arrive at mathematical results. You all know the saying by Kant: In every individual science there is only so much real knowledge as there is mathematics. It is thought that in observation, as well as in experimentation, mathematics must be introduced. |
Now a further question arises which the scientist can answer himself, out of his own experience with scientific work. I have already mentioned what Kant called our attention to, that in every science there is only so much knowledge as there is mathematics contained in it. And, I repeat, this is a one-sidedness, because it is only applicable to a certain field. Kant's error lies in the fact that he takes a specialized truth and tries to make it into a universal law. |
324. Anthroposophy and Science: Lecture I
16 Mar 1921, Stuttgart Tr. Walter Stuber, Mark Gardner Rudolf Steiner |
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The spiritual science that underlies this course in anthroposophy, must fight for its validity in the truest sense of the word. This can seem strange to one who has become familiar with the motivating forces of this anthroposophically-oriented spiritual science, for it stands solidly on a common ground with scientific and other cultural demands of our time. It deals with all that is necessary and basic for spiritual life in these times. One can see, however, that spiritual science must fight, if one takes into consideration the many prejudices that exist at present. Spiritual science is in some ways a natural adversary of certain reactionary forces that remain and can be observed in the souls of human beings of our time. In these lectures it will be my task to present to you in a direct and scientific manner the significance of what we understand here as spiritual science. I will gradually proceed from relatively elementary things to a real knowledge of man from the point of view of this anthroposophically-oriented spiritual science. I will take pains to introduce some chapters and some special questions by speaking of the methodology, and by the choice of special examples indicate their significance. Today in this first lecture I would like to point out how present-day scientific thinking has increasingly come to rely on the experiment for its main support. In this regard present-day scientific thinking stands in a certain polarity to older kinds of knowledge acquisition, especially to those which start from simply observing nature and the world as it presents itself. One can start by observing the established facts of nature and the world, or—as we often do today—by first creating the conditions of an event and then, with the knowledge of these conditions, observing a fact and being led by this to certain scientific results. Along with this methodology, one can see the tendency of this newer scientific thinking to observe the entire field of natural science through mathematics, and with these mathematical thoughts, arrive at mathematical results. You all know the saying by Kant: In every individual science there is only so much real knowledge as there is mathematics. It is thought that in observation, as well as in experimentation, mathematics must be introduced. Through this, one feels oneself in a secure element, one feels in a position to have an overview of a series of facts with the use of mathematical formulas. This is a totally different relationship to knowledge than when such facts are simply described in their natural state. This feeling of certainty which one has in treating knowledge mathematically, has been characteristic of scientific thinking for a long time. One cannot say we have today a really clear idea of the reasons why one feels so certain and safe with the mathematical handling of the natural world. A clear knowledge of the feeling of certainty accompanying the use of mathematics will lead us to acknowledge the necessity that a spiritual science must come about with an equivalent degree of certainty. This spiritual science does not have to beg for acceptance from natural science or any other special field. This spiritual science will conform in every discipline to the scientific conscientiousness of modern times; it will, in addition, oppose all that is brought forward by modern science that is suspect, and it will answer questions that often go unanswered. Spiritual science will be on a very sure mathematical foundation. I only have to ask a very simple question for you to see that this feeling of certainty derived from the mathematical treatment of certain subjects leads quickly to uncertainty. What would we do with a science like history if in every science there were only so much real knowledge as there is mathematics? How shall we understand and get the facts straight in matters of the human soul if we have to struggle to understand what modern psychology, by the use of mathematics, has developed in order also to secure certainty of understanding? One must come to recognize that in this field it is not possible to introduce mathematics into actual knowledge. One of the first questions that must occupy us is this: What is the significance of this mathematical certainty in the context of human cognition? It is in approaching an answer to this question that we will be led to the justification for spiritual-scientific investigation. I have also said that the newer science prefers the experiment, where one knows the conditions of a process exactly, to outer observation where the determining conditions are more hidden; even in the case of psychology and also the field of education, attempts are made to go over from mere observation to experiment. In saying this, I must emphasize that spiritual science has nothing against the correct use of experimentation in psychology and education. The point I wish to call attention to is this: What draws the scientists in these fields to obtain knowledge by the use of experiment? In these areas we can actually find reasons for the inclination toward the use of experimentation. Let us therefore explore the transition to experimentation in the fields of psychology and education. We can see how until recently investigators in psychology and education have carefully observed the details of the daily life of man, be it fully mature men and women or the transitional developmental life. We might ask: What is fundamentally necessary for an observation of the soul life of the grownup or the developing child? It is to acquire a certain inner relationship to what one observes. Try to put yourselves into the observational methods of olden times, in the fields of psychology and education. You will find that the inner relationship that once existed between human beings has diminished in recent times. We are not so intimately connected in an objective way with the soul life of another human being as was the case in the past. We are no longer aware when our own soul vibrates in sympathetic reverberation with what lives in the soul of another. We are more removed from the objective soul life of the other; formerly it could be directly observed. We are becoming more and more estranged from any really intimate contact with the soul of the other, where in a directly intuitive way one takes part with one's own inner nature in the inner nature of the other soul. Now an effort is made to approach the human soul from the outside through the use of instruments. There is an effort to explore the human soul through the use of apparatus in an external way. This effort is in the character of our time and must be acknowledged as being partially justified. If one has become estranged from a direct perception of the inner activity, then one must accept the outer expression of the inner activity, and at the same time be content with the outer use of experimentation. It is especially true that when we are estranged from the spirit and soul elements of our fellow man, and yet our experiments are the material expression of this soul-spiritual element, these experiments must be explained in a spiritual sense. They should be wrought throughout with the results of spiritual research. I do not want to speak against experiments as such, but there is a need (I will speak today only in an introductory way) to illuminate the results of these experiments spiritually from within. To explain this properly, I will give you the following example. Investigations have established that the rate of growth differs between boys and girls. In the development of a boy, it has been shown that in certain phases he grows more slowly, while in the same time period the girl grows faster. One can take notice of these facts even if one only looks at the outer expression of the soul life. But to explain such facts one must know how the soul motivates the growing process, how the soul of the boy is inwardly different, and how the force of the soul expresses itself in different phases of life. Then one will be able to see how the difference of growth rates between boys and girls permits a comprehension of what goes on in the soul of a boy and what goes on in the soul of a girl. It is just here that one can know that a human being who develops very rapidly during the period of 14 to 17 years, develops different forces than those of a human being who grows rapidly in a somewhat earlier period of life. Especially in our age, in which there is real proficiency in the handling of facts in an outer experimental way, especially now if we are not to be drawn into superficiality, into externalities, what is investigated experimentally must be permeated with the results of spiritual research. This consciousness is opposed to the more mathematical type of consciousness that gives the researcher such a feeling of extraordinary sureness. If one wishes to examine the different ways of research, one might ask oneself the question: How does one actually know things mathematically when one applies mathematics to the facts of the outer sense-accessible world? And what distinguishes this mathematical approach from other modes of dealing with the facts given to us? Let us start with the fact that the outer objects and events of the world are given to man through his senses. From childhood on, the outer factual world presents itself to us as a kind of chaos. But as time passes we strengthen ourselves inwardly with all kinds of mental images and concepts. (I have set this forth in detail in my booklet Truth and Science.) Through the process of making mental pictures of the outwardly perceived world, we take what may lie far apart in observation and we bring the mental pictures of these observations close together within us. Through this activity we thus create, in our mental life, a certain order in what otherwise is chaotic in the purely sense-perceptible. We must, however, look very exactly at how we treat the perceptual facts of the world when we do not use our mathematical knowledge. We might ask what happens when we simply observe the outer world and make mental pictures about the connections between the observable facts—for instance, when we use the familiar law of cause and effect. We must acquire some thoughts about what we are doing when we simply observe the facts of the outer world. What do we really do when we bring order into the sense-perceptible chaos? It appears to me that in relation to this question David Hume has spoken quite correctly; however, his fault lies in that he has taken to apply to the universal field of human cognition what is meant only for this particular field, namely, the “observation of outer nature free of mathematics.” Most errors and one-sidednesses are based an the application of very correct thinking in one field to the totality of human cognition. This makes it so difficult to take the assertions considered to be universally true. Arguments can be raised for the universal truth being applicable to specific areas, and arguments can also be raised for the opposite point of view. David Hume says: We observe the outer world and we arrange it in a lawful way through our own mental pictures. However, what we then have in our soul as law is not directly representative of something in the objective world. We cannot say that the outer world is always going to follow the course predicted by such a law. We can only say, according to David Hume, that until today we have been able to see the sun rise every morning. That is a statement that fits the facts. We can put these facts into the form of a general law. But in doing so we have no guarantee that we have anything other than a series of events that have happened in the past, of which we made a comprehensive mental picture. What is it really in us that brings about these lawful connections between the sense-perceptible occurrences? What kind of significance do these lawful connections have for the field which we are considering? Is David Hume correct when he says: It lies in the habit of our souls to gather together in a lawful manner the facts as they present themselves to us and, because we respond to this soul habit, we create for ourselves various natural laws? These natural laws are nothing else than what has been gathered together from individual facts through habit of our souls. Thus one can say: Above all, man develops a practical life by bringing order and harmony into the otherwise chaotic stream of everyday facts; and the more one advances in this knowledge, in this special kind of knowledge, the more one inclines to this characteristic soul habit. This being the situation, one is not inclined to preserve individual phenomena as such; one wants to respond to the soul habit of bringing into uniformity what faces one as sense-perceptible, empirical manifoldness. If one is honest, one has to admit that all the knowledge obtained in this way stands as a closed door to the outer world in that it does not allow the essence of this outer world to enter our cognition. In this kind of cognition we must say: Out there are the material facts; we arrange them habitually into our system of mental pictures, and thus have a comprehensive view of them. We know when a series of facts have happened, that this series will happen a second time in a similar way when the same facts appear again before us. But as long as we remain in this field of knowledge, we cannot see through the outer appearances; we also, of course, do not claim to do so. When we want to present rash metaphysical hypotheses concerning matter, that it consists of this or that, we are attempting to change the state of affairs in which we do not deal with the material itself. We say to ourselves: We cannot see through matter to find out what it really is in its inner being, so what we are inclined to do is to arrange sequences of mental pictures and put these in the form of laws. By doing so, we remain outside what appears as outer reality; we only create pictures of the external material happenings. Basically, we need this kind of knowledge to maintain our normal human consciousness, and to this end, we concern ourselves with these pictures. Try to think for a moment what it would mean for human consciousness if we were not able to give ourselves up to the kind of knowledge consisting only of pictures of the external world—if every time we wished to know something of the outer world, this world had to flow into us, as it does when we eat or drink, if it had to become part of our soul's apprehension before we could know anything. Just imagine how incompatible such a uniting of the material existence and our inner life would be with what our soul-constitution must be in acquiring knowledge of the outer world! We are in the position where we must tell ourselves: In our activity of knowing, nothing flows into our soul life from the outer world; we form pictures of what we experience in the outer world and these pictures really have nothing to do with the outer world. Permit me to make an analogy out of the field of art to explain what I have been saying. Suppose I am painting something. The outer world is completely unconcerned about anything I might paint on a canvas. Take, for example, a couple of trees we see out there of which, let's say, I have painted a likeness on a canvas: the trees are completely indifferent as to how I have painted them, or if I do paint them. My picture is added to what is out there as something foreign, something that has nothing directly to do with that outer reality. In the field of theoretical and psychological knowledge it is basically the same as I have just described with the example of painting. If we were not separated from the world as just described, and were to take the content of the world into our soul in a way similar to when we eat or drink, our soul would grow together with, be one with, the world around us, and we would be unable to distinguish ourselves from our surroundings. We will take up the subject of human freedom at a later time and show that it can only be understood if the way of knowing the material world is as I have characterized it. This, however, is not so when I know something mathematically. Let's start by imagining how you know something of a mathematical nature, whether it is in the field of arithmetic, algebra, higher mathematics, or in the field of analytical or synthetic geometry. There we are not confronted by an outer world, we live directly and immediately in the objects of our mathematical knowledge. We form mathematical objects inwardly with all their interconnections and relationships, and when at times we sketch these forms, it is only for our own ease and comfort. What we refer to as mathematical is never some part of the outer world which we perceive with the senses, it is always something inwardly constructed. It is something that only lives in the part of our soul life that is not concerned with the senses as such. We build up, we inwardly construct, the mathematical content of our soul. There is a radical difference between the field of knowledge concerned with the empirical outer world presenting itself to the senses and that of the mathematical. In the external given world the objects of our knowledge remain strictly outside of us. In mathematical knowledge we stand with our whole soul within the objects of our knowledge, and what is observed as substance is the result of an experience in our soul of what we ourselves constructed. Here we have a significant problem which forms, as it were, the first stage to what will be the next higher stage of considerations: How does one arrive at the anthroposophical spiritual science when starting from the familiar science of the present day? I don't believe anyone will be able to answer this question in a truly scientific way who cannot first answer the question: How is our knowledge of a purely observational kind raised to the kind of knowledge of nature that is permeated with mathematics?—how is this knowledge related to mathematical knowledge as such? Now a further question arises which the scientist can answer himself, out of his own experience with scientific work. I have already mentioned what Kant called our attention to, that in every science there is only so much knowledge as there is mathematics contained in it. And, I repeat, this is a one-sidedness, because it is only applicable to a certain field. Kant's error lies in the fact that he takes a specialized truth and tries to make it into a universal law. We have a tendency not to want to leave the facts alone as they are presented to us, but rather to color them with what we have created as mathematical formula, so that we may measure and compare them. What really lives in us when we strive in this direction, when we don't want to remain standing still, habitually combining the outer facts with general rules, when we permeate the given facts with what we have formulated in full consciousness mathematically as objects in our soul life? It is clear that anyone who has experience in the field of objective observation will admit that the whole of nature surrounding his own being is felt, in regard to its materiality, as something foreign. Please notice that, in a sense, we can submerge ourselves into what we feel as a foreign material element, with the help of what we have ourselves inwardly constructed as mathematical formulas. What we describe in a mathematical way actually seems as if what happens in nature has occurred according to the mathematical formula that we have constructed. What is at the basis of this perception? It is the fact that we desire above all else to become one with what we perceive at first as foreign surroundings. We group what is presented to us externally in order to be able to reconstruct it in the same way that we construct something in the purely mathematical realm. We strive to experience what presents itself to us externally in an inwardly exact manner. This internalization of the outer world with the wish to experience exactness is what motivates a mathematical explanation of nature. This is especially characteristic of our present-day scientific efforts in the direction of technology. Today's science has an intense longing to penetrate outer occurrences with mathematical concepts. This means that we bring something we have created in our own soul out into what presents itself to us in raw perception. We do this so that we may understand what is perceived, but in doing so we can have the impression that the outer occurrence actually proceeds in the way we portray it mathematically. When we have gone so far that we have achieved this ideal, as we have in the field of optics and light theory, where every phenomenon is represented in terms of a formula, what really have we done? What really is the content of our soul when instead of plain external appearances a sum of mathematical formulas seem to present themselves? What does our soul receive from this? We look at this edifice, the world portrayed as mathematical relationships, and then we turn our gaze to the actual outer world and we find something strange. We find that all that we look at, all that we consider outer material world, appears inwardly dark until it is brightened by the introduction of mathematical concepts. But at the same time we cannot deny the fact that the picture we have created of the outer world no longer contains reality, no longer the reality which presented itself to us originally. Take, for example, optical appearances, the whole field as it presents itself to our eyes; contrast this with what we have, to a certain extent, correctly constructed as mathematical geometric optics, full of rules. If one uses just a little objectivity, it is clear that in what is constructed as a mathematical picture there is nothing left of the abundance of color. Everything that our senses first offered us, namely, actual outer reality, has been pressed out of the picture. The picture of the outer world is in sharp contrast to what is really out there; it lacks reality, it lacks the tremendous abundance that actually exists in the world. In the coming lectures I will be speaking of a comparison, that to begin with I would like you to consider as an analogy. When we permeate empirical facts with mathematics, our activity consists of two stages: First we must look at the empirical facts, let's say the facts of the eye. The second is the arrangement of these percepts into mathematical formulas. In a certain way, as a result of this we have essentially an experience of mathematical formulating. We no longer view the empirical world of phenomena. This process can be compared to our inhaling life-sustaining oxygen; we saturate our whole organism with it. The oxygen then combines with carbon and we exhale carbon dioxide, which is no longer the life-sustaining air. But the combined process was necessary for our inner life. We had to inhale the life-strengthening oxygen and combine it with something in us. What is produced in this way is something killing; we can contrast it with what was inhaled, which was life-sustaining. For the time being, this should only be considered as a picture of the way in which we pursue the knowledge of nature. We take something into ourselves that is presented to the senses and try to unite it intimately with something we produce only in ourselves, with mathematical construction. We feel that something is created by this union. Nature is not contained in what we have created; the living quality is not there, just as the life force is no longer in the air we exhale. We can say that our perception of the outer world is like an inhaling by the soul of what then is changed into the opposite. If one looks closely at this process of striving for mathematical knowledge of nature, it is proof of the fact that mathematical knowledge is something completely different from the merely perceptual knowledge of nature. This mere perceptual knowledge of nature contrasts with the habitual state of our soul, which consists of a feeling of competence derived from the use of inwardly formed mathematical knowledge. This state of soul wishes to have something that will explain the outer world in accordance with our own being, to unite something inner with something outer. When one realizes how the longing for mathematical explanations of nature are based on this soul habit of longing to take inner possession of the outer world, then it will also be clear that what one attains by this is completely different from the content of sense experience. One goes more deeply into human inner life with mathematical knowledge. One believes that one gets correspondingly closer to the outer world through an inner representation of the nature of the outer world. One has an inner experience of what has been changed into mathematical formulas; at the same time, one has basically lost the fullness of the outer world. One must, however, be conscious of the fact that what the outer world has given has been connected with something constructed purely inwardly. One must really experience what goes on in one's soul when one makes mathematical formulas; one must experience this correctly. One must see that a mathematical formula actually is constructed within us. One must realize that this inner human construction has been achieved apart from the outer world, and yet in a sense it has brought one closer to the outer world. Even so, this inner mathematical construction cannot be regarded as inner reality as compared to what we find in the outer world. If this were not true, we would have the feeling that this mathematical construction contained true reality instead of a bland version of the outer world which it does actually present to us. Think what the situation would be if in our spiritual contemplation of a mathematical construction we had the whole content of the eyes' original experience in all its color intensity. If this were the case, we would experience in the formula itself the lighting up, the intensity of colors, when considering the wave theory, or “interference phenomena,” in mathematical form. This we certainly do not see. The fact that we do not see this proves that with our mathematical formulas we penetrate only to some degree into the outer world. We do come closer to it, but at the same time we no longer have the full reality of it. We have shown a progression from an ordinary sense-based knowledge to a knowledge of inner mathematical construction. The question then arises: Can this progression be continued further in human soul life? First, we have an outer world before us; then we confront it in such a way that the laws which we create, based on observation, are entirely different from it in form. We go through this and we can do so because we become inwardly separated from the outer world. We are inwardly completely separated from the outer world while experiencing these mathematical formulas. We do gain a certain penetration through these mathematical formulas, but it is obvious that they are not filled with reality or we would see the whole outer reality recreated in the formulas. When we take a closer look we see that not only are they not real in themselves but in fact they have the effect of destroying reality. The question now arises: would it be possible to strengthen our capacity to make these inner mathematical constructions by which we then penetrate the sense-perceptible world? Is it possible that what is first experienced mathematically as pale abstractions can be made stronger? In other words, could the force which we have to use to attain a mathematical knowledge of nature be used more effectively?—with the result not just a mathematical abstraction, but something inwardly, spiritually concrete? In that case, we would not just see a re-created version of the outer world or an abstract mathematical picture, but we would have something formed in an entirely different manner. We would have gained something with the full character of reality, but obtained similarly to the way we obtain mathematical pictures. We would then have before us spiritually a reality that shines out toward us in the same way that the outer sense-perceptible world streams toward us. But we would have this from pictures filled with reality, not from mathematically abstract pictures. We would have lifted ourselves, through strengthening our mathematical capacity, to a higher level, and in doing so we would reveal more of our own inner reality. This we can see as a third step in our attainment of knowledge. The first step would be the familiar grasping of the real outer world. The second step would be the mathematical penetration of the outer world, after we have first learned inwardly to construct the purely mathematical aspect. The third would be the entirely inner experience, like the mathematical experience but with the character of spiritual reality. So we have before us: The ordinary outer empirical knowledge of nature, then mathematical knowledge, and finally, spiritual knowledge. We have, as the last step, through an inwardly creative activity, spiritual worlds before us . As preparation for viewing these worlds as real, we start by creating mathematical, pictorially-abstract elements. We use this mathematics in relation to the outer world, but if we are honest we must say: What we construct mathematically is still not a reality in itself; it does not bring reality up out of the depths of our souls, rather it is a picture of reality. In spiritual science we gain the ability to bring out of the depths of our souls what is not just a picture of the outer existence, but reality itself, true reality. The three levels of human knowledge are: Knowledge of physical nature, mathematical knowledge, and spiritual knowledge. This is not just taking spiritual science out of thin air with the purpose of constructing a spiritual science method; rather, it arises naturally. Starting from merely empirical research we come to a mathematical approach, and the continuation of this leads us to study an anthroposophically-oriented spiritual science. This, my dear friends, is what I wanted to say today as an introduction to this course of lectures. I wanted to show you that this anthroposophical spiritual science knows where its place is in the whole system of sciences. It is not born out of some kind of subjective caprice, some kind of dilettantism; it is born out of an exact theory of knowledge. It is born out of the knowledge that must be used even to understand the correct use of mathematics. It was not for nothing that Plato demanded of his pupils that they must first of all have a good grounding in the knowledge of geometry and mathematics. Plato did not require an arithmetical or geometric knowledge of some particular kind, but rather a sound understanding of what really happens in a man when he does mathematics or geometry. This is based an a seemingly paradoxical but deeply meaningful saying of Plato: “God geometrizes.” He did not mean by this that God just created with mathematics, or with five- or six-sided figures; rather, He creates with the force of which we can only make pictures to ourselves, in our mathematical abstract thinking. Therefore I believe that he who understands the place of mathematics in the whole field of the sciences, will also understand the correct place of spiritual science. Spiritual science will battle for its right to exist, no matter what adversaries it may have, for it builds on an exact foundation thoroughly in accord with historical necessity. Therefore I can say: We welcome any and all opponents who will seriously enter into what spiritual science has to say; we welcome any serious dialogue. Spiritual science has no fear of opposition because it is well supplied with all the scientific weapons of ordinary science and it knows how to use them. It would only not like to be continuously interrupted by those who don't understand it, due to their dilettantism and uninformed opinions. Spiritual science as we mean it here is actually a necessity for the other special sciences. The borders of these other special sciences must be crossed over with the help of spiritual science. We must inwardly resolve at least to confront those who, without reason, oppose this spiritual science, and sometimes even be a bit rude with them. There is a fundamental need for humanity to adopt this spiritual science as quickly as possible, and in all seriousness. This can really happen if only we bring good will to the understanding of it. |
102. The Influence of Spiritual Beings on Man: Lecture III
15 Feb 1908, Berlin Tr. Unknown Rudolf Steiner |
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In the numerous popular accounts of the origin of our planetary system one is first led back to a kind of original mist, to a vast fog-like structure, a nebula, out of which our sun and its planets have somehow agglomerated, although for the driving force in this process only physical forces, as a rule, are taken into account. This is called the “Kant-Laplace theory,” though it is somewhat modified today, and those who have arrived at an intellectual grasp of the gradual agglomeration of the different planets out of the original nebula up to the condition in which they and our earth now exist, are very proud of their intelligence. |
However, the man who believes that this materialistic description is the only one naturally feels that his scientific eminence is vastly superior to everything put forward by spiritual research. The modified Kant-Laplace theory may definitely hold good as an external event, but within the whole forming of globes, within this whole crystallizing of the separate cosmic globes, spiritual forces and spiritual beings were at work. The experimenter shows us today in a beautiful way how this Kant-Laplace theory can proceed. One need only take a fairly small ball of oil that swims in water. Then one can very easily put a little cardboard disk in the plane of the equator through this ball and put a needle through the centre. |
102. The Influence of Spiritual Beings on Man: Lecture III
15 Feb 1908, Berlin Tr. Unknown Rudolf Steiner |
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The purpose of these lectures is to bring still loftier concepts to those more advanced students of theosophy who have been familiar for some time with its world-conception and—which is much more important—have become at home in its way of thinking and feeling. This will make it more difficult for the later-comers to follow; perhaps they are well able to follow with their understanding, but it will become increasingly difficult for them to regard as sound and reasonable what is brought forward from the higher sections of theosophy. Much goodwill, therefore, will be required of new-comers to follow these group-lectures with the understanding of feeling and perception. Yet we should make no progress if we had no opportunity of throwing light upon the higher realms of spiritual existence as well. That then is the purpose of these lectures. Now in the last lecture I gave you a picture of the evolution of our whole planetary system. Before that we had considered the planetary system itself in so far as the various planets are peopled by beings who have an influence on our human body. What is to be brought forward today will link on to these two previous studies. We will extend still further our picture of the planetary system and learn some of the mysteries of our cosmic existence from a spiritual aspect. In the numerous popular accounts of the origin of our planetary system one is first led back to a kind of original mist, to a vast fog-like structure, a nebula, out of which our sun and its planets have somehow agglomerated, although for the driving force in this process only physical forces, as a rule, are taken into account. This is called the “Kant-Laplace theory,” though it is somewhat modified today, and those who have arrived at an intellectual grasp of the gradual agglomeration of the different planets out of the original nebula up to the condition in which they and our earth now exist, are very proud of their intelligence. They continually emphasize that it is but little in keeping with the present important advance in science to speak of spiritual forces and spiritual beings in this separation of the heavenly bodies out of the nebula. Various popular books, too, describe such statements as completely backward and superstitious. Now the intelligence of a student of theosophy would suffice for an understanding of what is brought forward in this way. But he goes somewhat further. It is clear to him that the physical forces of attraction and repulsion were not enough. It is clear that all sorts of other things played a part. Theosophy has still to put up with being proclaimed thoroughly dense and stupid and a dreadful superstition by popular official science—which one could perhaps call “antisophy.” But we are living in an age which in a remarkable way is full of hope for the theosophist. It could he said that the theories, opinions and knowledge that modern popular science forms from its own facts look like tiny, gasping, dwarf-like creatures which run puffing and blowing at a considerable distance behind the facts. The facts of modern science are actually far, far ahead of the “belief” of modern science—only that is not recognized. I should only like to remind you of how we have often spoken here of the activity of the astral body during the night, of how the astral body at night works at upbuilding the physical and etheric bodies and ridding them of the fatigue substances they have acquired during the day. To express the sentence in this form would simply strike modern science as something not fit for polite society. But facts speak a plain language. When, for example, we can read in an American paper today that a researcher has established the theory that the sleep activity in man is an involving, constructive one, whereas on the other hand the waking activity is a destructive one, you have again a proof of how modern science runs after the facts like little dwarfs who cannot keep up. In the world-conception of theosophy you have the great illuminating views that are drawn out of a spiritual conception of the world. When we consider the origin of our present solar system theosophically we need in no wise—nor in other fields—directly contradict what is put forward by physical science. For theosophy has no objections to make in respect of what physical science strives to know—that is, what eyes could have seen in the successive phases of evolution. If at the time of the original nebula someone had placed a chair out in universal space, had sat on it for a sufficiently long life-time and had watched how the different globes had gathered themselves into balls and separated off, with physical eyes he would have seen nothing but what physical science has affirmed. But that would be just the same as if two observers reported that a man gave another a box on the ear and one of them should say: The man was furiously angry with the other and that made him shoot out his hand and give the other a box on the ear. The second observer might say: I saw nothing of anger or passion, I only saw the hand move and inflict the blow.—That is the external, materialistic description, the method employed by modern science; it does not contradict the spiritual examination of the facts. However, the man who believes that this materialistic description is the only one naturally feels that his scientific eminence is vastly superior to everything put forward by spiritual research. The modified Kant-Laplace theory may definitely hold good as an external event, but within the whole forming of globes, within this whole crystallizing of the separate cosmic globes, spiritual forces and spiritual beings were at work. The experimenter shows us today in a beautiful way how this Kant-Laplace theory can proceed. One need only take a fairly small ball of oil that swims in water. Then one can very easily put a little cardboard disk in the plane of the equator through this ball and put a needle through the centre. Now one rotates the needle very rapidly, little oil-balls split off, and it is easy to picture a cosmic system in miniature and to show how a cosmic system has separated itself off into globes in space. The experimenter has only forgotten one thing. He forgets that he himself was there, that he made the necessary preparation, that he then rotated the needle and that what cannot go of itself on a miniature scale cannot go of itself in the universe. Out there it is supposed to go of itself. Things are not in the least so very difficult to comprehend, but the right physical principles are so worn out that those who do not want to see them really need not see them. So, spiritual forces and spiritual beings were active in this whole process of planet formation and we will now learn something about it. I must remind you of the often-repeated fact that before our Earth became “Earth” it had gone through earlier embodiments, other planetary conditions—the Saturn, Sun, and Moon conditions, and only then advanced to its present Earth condition. Now picture vividly ancient Saturn, floating in space in the far-distant past, the first embodiment of our Earth. Within the whole being of Saturn there was as yet nothing at all of what we see round us today as our plants, minerals, animals. Saturn consisted in the beginning of nothing but the very first rudiments of humanity. We speak of ancient Saturn as of nothing but a sort of conglomeration of human beings. Man existed at that time only in the first rudiments of his physical body. Ancient Saturn was simply composed of individual physical human bodies—somewhat as a mulberry or blackberry is composed of nothing but single tiny berries. It was surrounded by an atmosphere, as today our Earth is surrounded by air, but in relation to what we know as atmosphere today it was spiritual. It was entirely of a spiritual nature and within the Saturn evolution man began his first development. Then came a time when Saturn went through a state similar to man's condition between death and rebirth in Devachan. One calls this state of a cosmic body, Pralaya. Thus Saturn went through a sort of devachanic state and when it entered again upon a kind of externally perceptible existence, it emerged as our Earth's second planetary stage, as Sun. This Sun-condition brought the human being again further. Certain beings which had remained behind now emerged at the side of the human kingdom, so that there were then two kingdoms on the Sun. Then came a Pralaya, a devachanic condition, after which the whole planet was transformed into the Moon-condition; and so it continued, again a Pralaya, until the Moon passed over into our Earth. When our Earth came forth from the purely spiritual devachanic state and received for the first time a kind of externally perceptible existence, it was not like it is today. In fact, seen externally, it could really be pictured as a kind of great primordial nebula, as our physical science describes. Only we must think of this primordial mist as immense, far greater than the present earth, extending far beyond the outermost planets now belonging to our solar system—far beyond Uranus. To spiritual science what is seen coming forth from a spiritual condition is not merely a kind of physical mist. To describe it as a kind of mist and nothing more is about as sensible as if a man who has seen another should reply to a question as to what he saw: I saw muscles which are attached to bones and blood—simply describing the physical aspect. For in the primordial mist there were a multitude of spiritual forces and spiritual beings. They belonged to it, and what happened in this primordial mist was a consequence of the deeds of spiritual beings. All that the physicist sees when he sets out a chair in cosmic space and watches the proceedings, he describes just as the observer who denied the passion and anger and described only the moving hand. In reality, what took place there—the separating off of cosmic bodies and globes—was the act of spiritual beings; in the primordial mist, therefore, we must see the garment, the outer manifestation, of a multitude of spiritual beings. They are spiritual beings at very varied stages of evolution. They do not arise out of a nothingness, they have a past behind them. They have the Saturn, Sun, Moon-past behind them. They have gone through all this and now they stand before the task of turning into deeds all that they have gone through. They have to “do” what they have learnt on Saturn, Sun, Moon, and they stand at most diverse heights of development. Among them are beings who were as advanced on ancient Saturn as man is on Earth today. These have already passed through their human stage on Saturn and thus stand far above man at the outset of the Earth's evolution. Other beings are there who went through their human stage on the Sun, others who did so on the Moon. The human being waited to go through his human stage on the Earth. Even if we consider only this fourfold hierarchy we have a series of different beings at different stages of evolution. We call the beings who went through their human stage on the Sun, the “Fire-Spirits,” but you must not imagine that they were externally like the men of today. They went through their human stage in a different external form. The ancient Sun planet had an extraordinarily fine light substance, far lighter than our present substance. At that time there was no kind of solid or fluid, nothing but the gaseous element existed, and the bodies of the Fire-Spirits in spite of their being of human rank were gaseous bodies. One can go through the human stage in cosmic evolution in the most varied forms. Only the Earth-man goes through it in the flesh on Earth. The beings who had human rank on the Moon and who were already at a higher stage than man went through it in a kind of watery condition. Thus these spirits and a whole host of others were united with the primordial mist that lay at the starting-point of our Solar system. Thus, for instance, you can readily understand that what began for man upon Saturn began in some way for other beings upon the Sun. As on Saturn the first rudiments of the physical body began, so on the Sun other beings followed, just as in schools different primary pupils are always following on. These beings have only advanced to the point of being physically incorporated in our contemporary animals. On the Moon followed beings who are present in our contemporary plants, and our present minerals have only been added on the Earth. These are our youngest companions in evolution whose pains and joys I described to you in a previous lecture. Thus in the original mist there were not only advanced beings but those too who had not yet reached the human stage. We must now add to those which I have enumerated, beings I have spoken of as lagging behind at certain stages of cosmic evolution. Let us take the Fire-Spirits. They had already attained their human stage on the Sun, and now, on the Earth, they are highly exalted beings, two stages above man. They are so advanced that not until man has ascended through the Jupiter and Venus existence to the Vulcan existence will he be mature for such an existence as that of the lofty Sun-Spirits at the beginning of the Earth's development. But now there were beings who had remained behind, who should have progressed on the Sun as far as the Fire-Spirits, but who for certain reasons stayed behind. They could not develop to the full height which the Fire-Spirits had reached when the Earth stood at the outset of its evolution. You will all remember that at the very beginning of its evolution the Earth was still one body with sun and moon—and this you can easily combine with the theory of the original mist or nebula. If you were, therefore, to stir together the three heavenly bodies, earth, sun, moon, in a gigantic cosmic cauldron you would get a body which at one time existed. Then came the time when the sun drew out and left earth and moon, to be followed by a time when the moon too drew out and left our earth as it is today with the sun on one side and the moon on the other. We now ask our-selves how it came about that three bodies arose out of the one. You will easily see why that happened when you re-member that highly-evolved beings, standing two stages above man, were present in the primordial mist—unified with its external existence. They would have had nothing directly to do on such a cosmic body as our present day earth, they needed a dwelling place with quite different characteristics. On the other hand the human being would have been consumed in an existence united with the sun. He needed a weakened, milder existence. It was essential then that through the action of the Fire-Spirits the sun should be withdrawn from the earth and made into their scene of action. It was not a merely physical event: we must under-stand it as the deed of the Fire-Spirits themselves. They drew out their dwelling place and all they needed as sub-stances from the earth and made their theatre the sun. By virtue of their nature they can endure that immense velocity of development. If the human being were exposed to such a velocity, then scarcely were he young when he would at once become old. All evolution went on at a furious tempo. Only such beings as stood two stages higher than man could bear the sun-existence. They drew away together with the sun and left behind the earth with the moon. Now we can answer the question too why the moon had to separate from the earth. If the moon had remained united with the earth then man could again not have sustained his existence. The moon had to be thrust out, for it would have mummified man's whole development. Men would not have undergone such a rapid development as they would had the sun remained, but they would have been carbonized, dried to mummies; their evolution would have been such a slow one that they would have become mummified. In order to produce just the degree of development useful to man, the moon with its forces and its subordinate beings had to be thrust out. And so likewise united with the moon are those beings which I have described as remaining at a time of life comparable to that reached today on earth by a seven-year-old child. As they only go through an existence such as a human existence up to the age of seven, when only the physical body is developed, they need a dwelling-place such as the moon. When you add the fact that not only these various beings were united with the original nebula, but a whole series more, standing at very varied stages of evolution, then you will understand that not only these cosmic bodies, earth, sun, moon, separated from the nebula, but other cosmic bodies too. Indeed they all agglomerated as separate globes because scenes of action had to be found for the varying stages of evolution of the different beings. Thus there were beings at the very beginning of our Earth who were scarcely fitted to take part in further development, who were still so young in their whole evolution that any further step would have destroyed them. They had to receive a sphere of action, so to speak, on which they could preserve their complete youthfulness. All other fields of action existed to give dwelling-places to those who were al-ready more advanced. For the beings who arose last of all during the Moon existence, and who therefore had stayed behind at a very early evolutionary stage, a field of action had to be separated out. This scene of action was the cosmic body which we call “Uranus,” and which therefore has but slight connection with our earthly existence. Uranus has become the theatre for beings which had to remain at a very backward stage. Then evolution proceeded. Apart from Uranus, all that forms our universe was contained in an original pap-like mass. Greek mythology calls this condition “Chaos.” Then Uranus separated out, the rest remaining still in the Chaos. Within it were beings who in their development stood precisely at the stage at which we human beings stood when our Earth passed through the Saturn condition. And for these beings a special theatre, “Saturn,” was created, since standing at that stage, only just beginning their existence, they could not share in all that came later. Thus a second cosmic body split off, Saturn, which you still see in the heavens today. It arose through the fact that there were beings who stood at the same stage as man at the Saturn-time of the Earth. Whereas Saturn arose as a separate cosmic body, everything else that belongs to our present planetary system, the earth with all its beings, was still in this original pap-like mass. Only Uranus and Saturn were outside. The next thing that took place was the separating of another planet which had to become the scene for a certain stage of development. That was the planet Jupiter, the third to split off from the misty mass which for us is actually the earth. At the time of Jupiter's separation, sun, moon, as well as all the other planets of our system, were still united with the earth. When Jupiter had split off there gradually arose the forerunners of contemporary humanity. That is to say, our present human beings emerged again just as a new plant comes out of the seed. The human seeds had gradually formed during the conditions of ancient Saturn, Sun and Moon, and now while the sun was still linked with the earth these human seeds came out again. But now the human beings would not have been able to evolve further, they could not support the tempo as long as the sun remained with the earth. Then something came about which we can well understand when we are clear that the beings we have called the Fire-Spirits took their scene of action away from the earth. The sun pressed out and we have now sun, with earth and moon together. During this time Mars—in a way which would take too much time to relate now in detail—had again formed a theatre for particular beings, and in its further advance Mars actually passed through the earth and moon and left behind what to-day we know as iron. Hence Mars was the cause of the iron particles deposited in living beings, that is, in the blood. Now someone could say: That is not so very remarkable, iron is everywhere. For just as other bodies were in the primordial mist, so too was Mars with the iron which it left behind. Iron is in all the other planets as well!—Science today, however, wonderfully confirms what is given here from the teaching of spiritual science. You will remember that I once showed you how one passes symbolically from the green sap of the plant, chlorophyll, to the blood of man. Plants arose at the period before this passage of Mars had taken place and have preserved their characteristic. Then the iron was deposited in the beings more highly organized than the plants, permeating the red blood. Thus what has recently been found in a Zurich laboratory is in complete accordance with these spiritual-scientific facts, namely, that blood can-not be compared with chlorophyll, simply because it was deposited later. We must not imagine that blood depends in any way on the substantiality of the chemical element “iron.” I say that especially, because someone might say that one can speak of no connection at all of chlorophyll with the blood. Today science makes the discovery that the blood is to be traced back to the element “iron”—whereas chlorophyll contains no iron. It is nevertheless in the fullest harmony with what Spiritual Science has to say, it is only a matter of looking at things in the right light. Then for reasons which we have already stated, the moon separated and we have the earth by itself and the present moon as its satellite. To the sun withdrew all the beings of an essentially higher order than man, whom we have called the Fire-Spirits. But there were certain beings which had not ascended high enough to be able really to endure the sun existence. You must be clear that they were beings exalted far above man, but still not so far advanced as to be able, like the Fire-Spirits, to live on the sun. Dwelling-places had to be created for them. None of the other theatres could have served them, for those were for beings of another nature, who had by no means attained the great age of the beings who, though belonging to the Fire-Spirits, had not quite kept up with them in cosmic evolution. In the main there were two species of beings who had remained behind, and two special arenas were therefore formed for them through the severing of Mercury and Venus from the sun. Mercury and Venus are two planets which have split off as the centres for those Fire-Spirits who are exalted far above human existence, yet who could not have supported the sun-existence. So you have Mercury in the neighbourhood of the sun as arena for those beings who had not been able to live with the Fire-Spirits on the sun, and Venus as arena for beings who in a certain respect had remained behind the Mercury beings but who yet stood far above man. Thus you have seen these various cosmic bodies originate out of the primoridal mist from inner causes, from spiritually-inspired activities. If one keeps to the physical alone, matters take their course in the way depicted by modern science, but the point is to learn to know the spiritual causes by which things have become what they are. Inside the primordial mist, the beings have themselves created the dwelling-places in which they could live. Now these various beings who were, so to say, harmoniously side by side before they had separated, did not remain without connection. On the contrary, they work through one another throughout. The influence of the Mercury and Venus beings on the earth is of a quite special interest. Put yourselves back into the time when the sun and then the moon released itself from the earth and man began his existence in his present form. He has acquired this existence in the present form through the fact that one of the Sun-Spirits forbore—if I may so express it—from continuing his existence on the sun, but united himself with the moon. In this way a lofty regent of the moon arose. Beings of a lower order existed on the moon, but one of the Sun-Spirits united himself with the moon-existence. This Sun-Spirit who is therefore really a displaced Sun-Spirit in the universe is, as divine, spiritual being, Yahve, Jehovah, the regent of the moon. We shall see why that came about if we consider the following. We have seen that if the sun had remained united to the earth man would have been consumed by the swift course of development, and if the moon and its forces alone had worked upon man he would have been mummified. Precisely through the harmony of sun and moon forces arose the equilibrium that keeps man in the present tempo of evolution. When the Earth had come over from the old Moon, man had his physical body from Saturn, his etheric body from the Sun and his astral body from the Moon. But be-cause he had the three bodies and the seed with the three bodies now began to develop, he had a very different form. You would open your eyes in amazement if I should de-scribe it to you, for the present human form has arisen quite slowly and gradually from the time of the moon-separation. But the base, inferior moon-forces could not have given man his present form. They could certainly have given him a form, but an inferior one. If the moon-forces had remained with the earth they would have held him fast in one form. Forces that give the form must proceed from the moon, while forces that continually alter the form proceed from the sun. But in order that the present human form should arise, a molder, a modeler of form, must work from the moon; it was not possible otherwise. At that time therefore began the development of the ego-man. The fourth member of the human entity arose and Yahve gave the human being the nucleus to a form which would enable him to become an ego-bearer. Now man was not yet capable of carrying out the work of which I have told you. I have explained that man's ego works upon his astral, etheric, and physical bodies. But he can only begin this work gradually. As a child needs teachers, so when man was already prepared to become an ego-bearer, he needed a stimulus on earth to enable him to advance, and there were two “stimulators.” You can think whence, from the whole cosmic evolution, they came. The beings who stood nearest to man were the Venus and Mercury beings. Until, at the end of the Atlantean Age, man could make the first feeble efforts to work independently with his ego upon the three bodies—for that was just possible at the end of the Atlantean Age—he had to have teachers. These teachers were beings of Venus and Mercury, and they went on working far beyond the Age of Atlantis. But they are not to be looked on as we look on our present teachers; the Venus beings must rather be thought of as those who endowed man with his intellectuality. Men knew nothing at all of this; just as the different human fluids work upon man, so did the forces of these beings influence him until he could work upon his bodies independently. What we find in man today as intelligence was mediated to him through the spirits who remained behind on Venus as Fire-Spirits of a lesser order. In addition to these were other teachers and they were in fact perceived consciously as teachers by men who attained clairvoyance—the teachers of the great Mysteries of ancient times. In the far past there was not only that all-embracing influence of the Venus-Spirits who worked more or less on mankind as a whole, there were also Mystery centres where the most advanced human beings received instruction spiritually from the Fire-Spirits. The exalted Fire-Spirits of Mercury instructed in the Mysteries; there they appeared—if we may say so—in a spiritual embodiment and were the teachers of the first initiates. Just as the first initiates became the teachers of the great masses of mankind, so did the beings of Mercury work as the teachers of the first initiates. From this you may realize that the beings of other stars have an influence upon man, but the very complicated nature of this influence can be seen from the following. You remember that in my Theosophy1 we roughly divide the human being by saying that he consists of physical body, etheric body, astral body, ego, spirit-self, life-spirit, spirit-man. The more correct division, as you know, is physical, etheric, astral bodies, then the three soul-forces in which the ego emerges—sentient soul, intellectual or mind soul, consciousness soul—and that only then we have spirit-self or Manas, life-spirit or Budhi, spirit-man or Atma. Thus the soul-element is inserted as sentient soul, intellectual soul, consciousness soul. If we follow man's evolution on the Earth we can say that to the three constituents brought over from the Moon, the first development to be added was the sentient soul, then arose the intellectual soul, and not till towards the end of Atlantean times, when man learnt for the first time to say “I” to himself, did the consciousness-soul arise. Since then man can begin to work consciously from within upon the members of his being. If we divide man thus into body, soul, spirit, then we have to divide the soul again into sentient soul, intellectual soul, consciousness soul. These evolved gradually, and the consciousness soul could as yet have no influence, for it arose only as the last. These members had therefore to be kindled from without, and beings from outside were active. Mars in fact worked on the sentient soul, the already-separated Mercury with its beings worked on the origin of the intellectual soul, and Jupiter, which had been in existence the longest, worked on the origin of the consciousness soul. Thus in the soul-nature of man we have the working of the three cosmic bodies, of Mars in the sentient soul, Mercury in the intellectual soul, Jupiter in the consciousness soul, and inasmuch as spirit-self presses into the consciousness soul, Venus with its beings is active. Mercury was also active with regard to the first initiates, so that the Mercury beings exercised a twofold activity, the one quite unconscious to man inasmuch as they developed his intellectual soul, and then as well they were the first teachers of the initiates when they worked in a fully-conscious way. The Mercury beings had thus a continuous double activity, rather as many country schoolmasters instruct the children and cultivate the land allotted to them. The Mercury beings had to develop the intellectual soul and besides that had to be the great schoolmasters of the great initiates. All these things can also be grasped by pure logic. Now you can perhaps ask why should just Jupiter work on the consciousness soul, since it is such a distant planet. But these things are not investigated on logical grounds, but by investigating the facts of the spiritual worlds. There you would perceive it as a fact that the consciousness soul is kindled by Jupiter beings, to whose help come, on the other hand, laggard Venus beings. Things cannot be fitted into an external scheme in the activity of the cosmos; one must realize that when a planet has already fulfilled a task, its beings can later fulfill another task as well. In the course of the second race of humanity Jupiter beings co-operated on the perfecting of the etheric body; then they themselves advanced a stage, and when the human being was far enough on for his consciousness soul to develop, they had to intervene again and help in its development. What is working in space enters into joint activity in most varied ways; one cannot pass from one activity to another in any sort of schematic way. So you see how the physicist when he looks out into the universe sees only the external bodies of spiritual organisms, and how spiritual science leads us to the spiritual foundations which bring about what the physicist sees. We have not been giving ourselves up to the illusion of the man who takes the little ball of oil and forgets that he himself turns it. We have sought for the beings who themselves drew out the globes of the planets which we perceive. We have not fallen into the illusion of thinking that if we are not there, the whole thing does not go on revolving. We have sought the “revolver,” the one who stands behind as the actual spiritually active being—so that one can always find full accord between what is said by Spiritual Science and discovered by official science. Only you can never derive what Spiritual Science says from the facts of science. You would then at most come to an analogy. If on the other hand the spiritual facts have been found by occult means, then, if you disregard what official science has yet to find, they will every time be in accord with what the physicist too has to say. So the theosophist can support the physicist. He knows very well that an occurrence in the physical realm may be just what the physicist describes, but in addition there is always the spiritual process. This does not prevent many scientists from feeling very superior and considering the theosophist a poor simpleton, or something worse. But the theosophist can look on quite calmly. It will be quite different in fifty years' time, for the continuation of merely materialistic science would do great harm to the health and well-being of man-kind if things were to remain as they are today, and if spiritual science were not to combat them.
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110. The Spiritual Hierarchies (1928): Lecture VI
15 Apr 1909, Düsseldorf Tr. Harry Collison Rudolf Steiner |
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Certainly one has built upon it all sorts of world systems, the Kant-Laplace system, for instance; but there one reaches a point where there were continual discoveries, a point which is no more scientifically quite honest. |
[ 11 ] If one accepts the Kant-Laplace system, then, according to it, Uranus and Neptune should move with their moons as the other moons move around the other planets. But they do not; we even have among those outer planets, these two lately discovered planets, one which behaves in a very strange way. In reality, if the Kant-Laplace system is correct, somebody must, after having split off the rest of the planets, [have] turned the axis in such a way that it revolved at 90°, for its course is different from that of the other planets. |
110. The Spiritual Hierarchies (1928): Lecture VI
15 Apr 1909, Düsseldorf Tr. Harry Collison Rudolf Steiner |
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[ 1 ] We saw yesterday how the facts of the Cosmos proceed from the spiritual life of Beings who stand above man. Especially such a phenomenon as the one we introduced towards the end of our last lecture, the fight in heaven, which has left, so to speak, so many ‘corpses’ on the field of battle between Jupiter and Mars, which as planetoids are still being discovered by physical science in ever-increasing numbers; such a phenomenon must be of particular importance to us, and we shall have to return to it again: We shall see how this event is also reflected in certain processes of the earth's evolution, and how precisely in the beginning of the Bhagavad Gita we find the earthly reflection of this fight in heaven. [ 2 ] But to-day we shall continue our studies so as to describe, though in a sketchy way, those other beings of the spiritual Hierarchies, whom we have indicated already, but whom yesterday we omitted. These are the Beings who, counting upwards, stand nearest to man, and are called in Christian Esotericism: Angels, Archangels, Primeval Beginnings or Primeval Forces; also Angeloi, Archangeloi, and Archai. In theosophical literature the Archangels are also called Spirits of Fire, and the primeval Beginnings, spirits of Personality. [ 3 ] These Beings who stand, as it were, in between man and those others to whom we referred yesterday as reaching up to Jupiter, Mars, etc., naturally stand in a nearer relation to man on the earth itself. First we have the Angels or Angeloi. They passed through their human stage during the evolution of the ancient Moon, and are fundamentally speaking, only as far on during our present earth evolution as man will be during the Jupiter evolution. They stand one stage higher than man. What is the task of these Beings? Their task can be realised when we take into account the development of man upon earth. [ 4 ] Man develops from incarnation to incarnation. Our human evolution as it is now, reaches back through the ancient Atlantean time, through the Lemurian time and really begins in the ancient Lemurian time. This evolution through all these incarnations will continue for a long time yet, till towards the end of earthly evolution when other forms of human development will have come in. Now you know that what we call the eternal nucleus or kernel of the human being, the individuality, continues from incarnation to incarnation. But you also know that the greater number of people have to-day no recollection, no consciousness, as yet of their incarnations, and men do not as yet remember what happened to them during their former incarnations. Only those who have developed a certain degree of clairvoyance can look at their past incarnations. [ 5 ] What sequence would there be between a man's incarnations upon earth when he cannot remember his former incarnations, if certain beings were not there to connect the separate incarnations, and watch the progress of the individual from one incarnation to the other? We have to assign one of these Beings to each man, a being who, being one stage higher, can lead the individuality over from one incarnation to the other. These are not the beings who rule Karma [but] preserve the memory from one incarnation to the other, so long as the man is not himself aware of it. These Beings are the Angels. Each man is a personality in each incarnation, and over each man a being watches, who has a consciousness which passes from one incarnation to the other. This makes it possible that in certain inferior grades of initiation, man is able, even if he does not himself know anything about his past incarnations, to ask his Angel about them. This is quite possible for certain lower degrees of initiation. The Beings who, as Angels, are one stage higher than men, have to keep watch over the whole human thread of life, which is spun for each single individuality from one incarnation to another. Now, we pass on to the next group of Beings, to the Archangels — Archangeloi or Fire Spirits. These do not occupy themselves with separate men, with the single individual, but have a wider task; they bring single lives into harmonious order with the life of larger human groups, as, for instance, nations, races, etc. Within our earth's evolution the Archangels’ task is to bring into certain harmonious relationship each single soul with the national or race-soul. For those who penetrate into spiritual knowledge, the souls of races are something quite different from what they are for the lovers of the abstract in the science of to-day, or for present day culture in general. On a certain territory, (let us take Germany, France or Italy) live so and so many people, and because the physical eye sees only so many external human forms, such lovers of the abstract can imagine what is called the Soul of a nation or Spirit of a nation only as a comprehensive general idea of a nation. For the lover of abstractions the separate man only is real, not the soul of the nation, not the spirit of the nation. For one who truly sees into the inner working of spiritual life, that which is called the nation's soul or spirit, is a reality. In the soul of a nation there lives and weaves what we call a fire-spirit or an Archangel; he regulates, so to speak, the relation between separate men and the nation or races as a whole [ 6 ] Then we rise to those beings whom we designate the Spirits of Personality, primeval beginnings, primeval forces, or Archai. These are still loftier Beings, who have a still higher task in the continuity of human existence. Fundamentally speaking, they regulate the earthly relations of whole human generations on earth, and they live in such a way that, on the waves of time, from epoch to epoch, they transform themselves at certain definite periods, they assume other spiritual bodies. Here again, you all know something of that which for the lovers of the abstract, is merely an idea, but which is a reality for those who can look into actual spiritual existence; it is that which is given a truly ugly name — the spirit of the time. You have here to do with that which represents the meaning and the mission of an epoch of humanity; picture to yourselves that we could describe the meaning and the mission of, for instance, the first thousands of years immediately after the Atlantean catastrophe. This ‘Spirit of the Age’ comprises something which reaches beyond single nations, beyond single races. Such a spirit is not limited to this or that nation, it goes beyond the limits of nations. That which one really calls a ‘Zeitgeist’ or Spirit of an epoch is the spiritual body of the Archai or the Primeval Beginnings or Spirits of Personality. It is to these Spirits of Personality that one has to ascribe the fact that within certain epochs, certain definite personalities appear on our earth. You understand, do you not, that earthly tasks have to be solved by earthly personalities; in a definite epoch, some epoch-making personality has had to appear. A strange muddle would come into the evolution of the earth if it were all left to chance, and Luther or Charlemagne were placed within any epoch, no matter which. This must be thought out first, the connexion with the whole evolution of humanity over the whole earth, has to be thought out; the right soul has to appear in harmony with the meaning of the whole earth's development. This is regulated by the Spirits of Personality, the Archai or primeval origins. [ 7 ] And when we get beyond the Archai, we reach to those Beings whom we touched on yesterday, the so called Powers, — Exusiai, whom we also call the Spirits of Form. Here we have to do with tasks that reach beyond the earth. We differentiate in the course of human development a Saturn, Sun, Moon, Earth, Jupiter, Venus, and Vulcan evolution. We have now seen how all that happens within the earth itself is regulated by the Angels as regards the individual men, by Archangels as regards the relation between individuals and the large masses of humanity, and by the Spirits of Personality for the whole development of man, from the Lemurian period up to the period when man will again be so largely spiritualised that he will hardly belong to the earth. But something else has yet to be regulated. Humanity will have to be guided from one planetary condition to another. Spiritual Beings must also exist, whose care it is during the whole earth evolution to see that when that evolution will have come to an end, humanity may pass in the right manner through a Pralaya and find its way to the next goal, to the Jupiter goal. These are the Powers or Spirits of Form; yesterday we characterised their task from above downwards, now we characterise them from below upwards. The spirits whose care it is to see that the whole of humanity should be led from one planetary condition to another, are the Powers, Exusiai or Spirits of Form. [ 8 ] We must now make a certain disclosure about the Cosmic position of these Beings. In spiritual science, in that which it is desired to continue to-day in Anthroposophy, and which is at bottom [of] the Wisdom of the Mysteries, these different Beings of the heavenly Hierarchies have always been spoken of as we have spoken of them to-day. We heard yesterday that the present Saturn represents the limit up to which reached the action of the Thrones or Spirits of Will; Jupiter, the limit up to which the Dominions, Spirits of Wisdom, acted; and Mars, the boundary line up to which reached the influence of the Mights, Dynamis or Virtutes, or Spirits of Motion. [ 9 ] We may now characterise in a similar way how the Beings we named to-day divided specially the realms over which they held sway within our solar system. We must here touch on something which will perhaps call forth a certain amazement, even in you, who are already in a certain way schooled Anthroposophists, but which is absolutely in accordance with the truth. In the school curriculum of the present day, it is indicated that once upon a time, in grey antiquity, before Copernicus, there had been a conception of our Solar system which is known as the Ptolemaic System. People then believed that the earth stood in the centre of our system, and that the planets coursed round it, as they appear to do to our ordinary physical sight. Since Copernicus one knows — at least so people say — what people did not know formerly, that the Sun stands in the middle and that the planets circle around it, in their respective ellipses. But that which ought to be made quite clear and precise to people by such a description of our solar system, if one sincerely and honestly expounds it in the present day sense, is still something quite different. One ought to say: up to Copernicus, people knew only certain forms of movement in Universal space, and according to these, they judged how it could be with our solar system. What Copernicus did is not that he, so to speak, took a chair and gazed into space to see how the sun stands in some point of a circle or ellipse and how the planets turn around it; but he made a calculation, and this calculation explains what is seen in a simpler way than the former calculation did. The Copernican world system is nothing but the result, the product, of thought. [ 10 ] Let us look at it once from the point of view of the Ptolemaic. Let us consider that the Sun stands in the middle, let us calculate where the places of the planets must be, and then search whether it coincides with experience. Certainly, for mere physical observation, it coincides at first completely. Certainly one has built upon it all sorts of world systems, the Kant-Laplace system, for instance; but there one reaches a point where there were continual discoveries, a point which is no more scientifically quite honest. For later on, by purely physical observation, two planets have been added to it — we have not touched on them yet, but later we will show what they signify for our system — these are Uranus and Neptune. When one describes this world system one certainly should turn people's attention to the fact that in reality these two planets Uranus and Neptune, very much impair the truth of the calculation. [ 11 ] If one accepts the Kant-Laplace system, then, according to it, Uranus and Neptune should move with their moons as the other moons move around the other planets. But they do not; we even have among those outer planets, these two lately discovered planets, one which behaves in a very strange way. In reality, if the Kant-Laplace system is correct, somebody must, after having split off the rest of the planets, [have] turned the axis in such a way that it revolved at 90°, for its course is different from that of the other planets. These two differ greatly from the other planets of our solar systems. We shall see later how it is with them, but now we simply call attention to the fact that with the Copernican system we have only to do with a calculation, with something established as an hypothesis, as an assumption, at a time when man had gone completely adrift from the perception of spiritual co-relations and of what lies spiritually at the foundation of external happenings. But the old Ptolemaic system is not merely a physical system, it is one which was still derived from spiritual observation, when one knew that planets are boundary marks for certain realms where the higher Beings held sway. We must design our whole solar planetary system in a different way if we are to characterise these realms of control correctly. I shall draw this planetary system for you as it was expounded in the Mystery Schools of Zarathustra. We could just as well turn to other Mysteries for counsel, but we shall specially select this system for the explanation of our solar system with its planets, in respect of the spiritual Beings who are active within. [ 12 ] In the System of Zarathustra something was accepted which differs from our observation of the heavens. You know that one can observe a certain progress of the Sun—call it apparent or otherwise: through the Zodiac during the course of long years. It is generally said—and it is correct—that from about the year 270 B.C. the sun in spring rose at the first point of spring in the Zodiacal sign of Pisces. But every year the sun advanced a little further, so that in the course of long, long epochs of time, it traverses, as regards its point of rising through the whole of one Zodiacal sign. Before 270 B.C. it did not rise in Pisces but in Aries, with its rising point in spring-time, it travelled through the whole sign of Aries during 2150 years. Before that, Taurus had been the Zodiacal constellation in the spring during the previous period of 2150 years. So, if we go back to five or six thousand years B.C., we find the spring-point in the Zodiacal sign of Gemini. That was the time in which the Mystery Schools of Zarathustra flourished.1 Far back into hoary antiquity these Schools flourished and, when speaking of the appearance of the heavens, they calculated everything according to the constellation of Gemini, so that if we wanted to draw the Zodiac in the way we characterised it yesterday, we should have to place the constellation of Gemini here at the top. Then one would have to draw, in direct connection with the Zodiac, that which bounds the realm of the Thrones or Spirits of Will, the boundary of which is Saturn. Then we come to the boundary limit of the realm of those spiritual Beings whom we call the Spirits of Wisdom — the utmost boundary being Jupiter. Then we reach the limit of the realm of the Spirits of Motion of which the limit is Mars. We have seen that between these lies the battlefield which the fight in Heaven has left behind. Now if we want to divide the realms of power correctly, we must draw the boundary line of the Sun. Thus, just as we draw Mars as the boundary point up to which is the domain ruled by the Mights and Spirits of Motion, we must draw the Sun itself as marking the limit to which the Lordship of the Powers or the Spirits of Form extends. And then we come to the boundary which we designate with the sign of Venus. The realm of the Spirits of Personality or Archai reaches to Venus. Next we come to the boundary of the realm, the limit of which is marked by the sign of Mercury, and is the realm of those Beings, whom we call Archangels or Fire Spirits. And now we come very near the earth. We can now designate the realm which has the Moon for a landmark, and here we draw the earth. [ 13 ] You must look on the earth as the Starting Point surrounded by a region under the dominion of certain Beings which reaches to the Moon. Then comes a region extending as far as Mercury, then one extending to Venus, and then one to the Sun. You may be astonished at the sequence in which I have placed the planets. When the earth is here, and the Sun there, you would have thought that I should draw Mercury in the vicinity of the Sun, and Venus here. But no! For these Planets have had their names interchanged, in later Astronomy. That which is called Mercury to-day was called Venus in all ancient teachings, and that which is called Venus was called Mercury. Thus, note it well, one does not understand the ancient writings when one takes that which in them is called Venus or Mercury for the Venus or Mercury of the present day. That which is said about Venus has to be applied to the Mercury of to-day, and what is said about Mercury to Venus. For those two designations were later interchanged. On the occasion when man turned the world system topsy-turvy, when the earth was deprived of its central position, the perspective was not only changed, but the designations of Mercury and Venus were also changed. [ 14 ] Now you will very easily bring into harmony what is drawn here with the physical or Copernican theory. You need only think: here is ☉, the Sun; around it turns Venus; further around it circles Mercury. Then the Moon turns round the earth. Then Jupiter revolves around it, then Saturn. You must think of the physical movements of each planet revolving round the Sun; but you can imagine such a position when the earth ♁, so to say, stands here and the other planets have revolved so, that on their way they find themselves behind the Sun. Thus if I drew it, it would be so; we draw our usual physical system, we draw the Sun as the one burning point, and let Venus, Mercury and the Earth with her Moon revolve round it. These are Earth, Venus, Mercury, according to the ancient designation. The next following is Mars, then after the Planetoids comes Jupiter, then Saturn. Now imagine it so that whilst ♁, the earth stands below, and Mercury and Venus follow, that then Mars ♂, stands there above, Jupiter ♃, there, and so on. Now you have the Sun, and Mercury, and the Venus of to-day ♀, here. It is plausible, that if those planets can take all sort of positions towards each other, they might also have once stood thus. This is how the Copernican system is drawn, only a point of time is chosen, when the Earth, Mercury and Venus are on the one side of the Sun, Mars, Jupiter and Saturn, the other planets, on its other side. This is what I have drawn, and nothing else. Here are Earth, Mercury, Venus, on the one side, and on the other side, Mars, Jupiter, Saturn. Thus, we have to do only with a change of perspective. This system is quite possible but only when this constellation was there. It is a fact that it was there at a certain epoch, when Gemini was above Saturn. Then one could observe clairvoyantly with particular exactness the connections between the regions in which the Spiritual Hierarchies hold sway. It was then revealed that around the Earth, up to the Moon, was the sphere of the Angels. In fact when one does not use the physical system as a foundation, one gets around the earth up to the Moon, the sphere of the Angels, up to Mercury the sphere of the Archangels, up to Venus that of the Archai or Spirits of Personality, and lastly up to the Sun is the realm of the Exusiai or Spirits of Form. Then comes the sphere — as I characterised it yesterday — of the Virtutes or Mights, then the sphere of the Dominions, and then that of the Thrones. [ 15 ] When one speaks of the Copernican and of the Ptolemaic systems, one must have it clear in one's mind that in the Ptolemaic system something still remains of the constellation of ruling Spirits, and there the Earth must be taken as the starting point of the perspective. A future will come when this world system will again be the correct one; because Man will again know about the Spiritual World. It is to be hoped that men will be then less fanatical than they are to-day To day, it is said: ‘Before Copernicus, people all talked nonsense, they all had a primitive world system. Since Copernicus we at last know what is right. All else is false, and because the Copernican system is the right one it will be taught in all ages, even if it were for millions of years.’ This is more or less the talk of the day. There hardly ever existed such superstitious folk as are the modern astronomical theorists; and there hardly ever was such fanaticism as there is in this domain of science. It is to be hoped that future generations will be more tolerant and that they will say: ‘From the fifteenth or sixteenth century men ceased to be conscious of the existence of the spiritual world, and that one must have other perspectives in the spiritual worlds, that there, one must arrange the heavenly bodies into a different order than when one observes in a merely physical way.’ Formerly that was done, but the time came when men considered the order and regulation of the heavenly bodies only from the physical point of view. ‘We can do this also,’ will cry the men of the future, and from the sixteenth century onwards it was quite correct. ‘Men had for a time to overlook the spiritual world but then people bethought themselves again and recollected that there was a spiritual world, they then returned to the original spiritual perspective.’ It is to be hoped that the men of the future will comprehend that there also was once an astronomical Mythology, and will not look upon our times with the same disdain with which the men of the modern superstitions look upon their forefathers. [ 16 ] We see that the Copernican system became different, simply because merely physical standpoints were taken into account in relation to it. Before that, in the Ptolemaic system, there were still remnants of a spiritual point of view. Only through taking into consideration the other system, can one form any idea of the rulership and the action of the spiritual Beings within our solar-planetary-system. We keep to physical conditions when we say: Up to the Moon the Angels exercise their power, up to Mercury the Archangels, to Venus the Spirits of Personality, up to the Sun the Powers, as far as to Mars the Mights. Then come the Beings we call the Dominions, and here lastly the Thrones. We need only draw in other lines to designate the physical system, then we have in these lines the limits of the realms of power of the Hierarchies. As regards spiritual activities it is not our Sun at all which stands in the centre of the system, but the earth. Therefore, all the ages which have regarded spiritual development as the most essential part, have said: Certainly the Sun is a far nobler heavenly body, Beings have evolved upon it who stand higher than man; but that with which evolution is concerned is man, who lives upon the earth. And when the Sun withdrew from the Earth, it did so in order that man should develop in the right way. If the Sun had remained united to the earth man could never have been able to progress at the right tempo. This was possible only because the Sun withdrew along with those Beings who could bear quite different conditions. It left the earth to itself, so to speak, so that man might find his tempo for his own development. [ 17 ] A world system grows into this or that according to the point of departure — the perspective chosen. If one asks, where is the centre of our world system, seeing in it only what the purely physical senses can observe, then it is found in the Copernican system. If one asks about the arrangement of our solar system as it depends on the regions ruled over by the spiritual Hierarchies, we must place the earth as its centre, we then get other boundary lines; the planets then become something quite different, they become limits for the region over which each spiritual Hierarchy holds sway. [ 18 ] And now you will easily be able to see the correspondence between what has been just said about the spacial distribution of each sphere of influence, with that which has been said about the task and mission of each group of Beings. The Beings who are nearest to the earth, who hold sway in the immediate surroundings of the earth up to the Moon, are the Angels. From that region they guide the life of each single Individual as it progresses from incarnation to incarnation. But something more is needed in order that whole masses of nations may be distributed in accordance with their mission upon earth. A little thought will reveal that co-operation with the cosmos is here necessary. It really depends on cosmic, not earthly conditions, whether a nation has one sort of character or another. Only think how a race with different qualities, for instance in hair and in skin, acts otherwise than another race would do; here we have the interactions of conditions which must be regulated from heavenly spaces. This is done from a region whose lordship extends up to Mercury, to the boundary of the Archangel's sphere of action. Further, when the whole of humanity as it develops upon earth has to be guided and led, this has to be effected from still wider heavenly spaces, from that which extends as far as to Venus by the Archai. When further, the task of the earth itself has to be led and guided, this must be done from the centre of the whole system. [ 19 ] I have said that our humanity evolves through Saturn, Sun, Moon, Earth, Jupiter, Venus, and Vulcan. The Beings of the spiritual Hierarchies, who direct the mission of humanity carrying it on from one planet to another, are the Powers, the Spirits of Form. They must dwell in a very special place, they are of such a nature that their sphere of power reaches up to the Sun. The Sun already existed as a special, a particular globe alongside the ancient Moon; it is now near the earth, in the future it will be near Jupiter. Its realm of power extends beyond the single planets. Therefore the existence of the Sun must be bound up with those spiritual Beings whose realm of action also extends beyond the single planets. The Sun is a very special and perfect globe for this reason, that up to it extends that realm of power which stretches beyond the single planets. Thus you see that in reality we do not find the outer spheres or dwelling places of the Hierarchies so much on the single planets as in the regions which are limited by the orbits of the planets. If you think of the whole surrounding space from the earth up to the Moon, it is filled with Angel-activities; and if you think of the spheres from the earth to Mercury, it is filled by the activities of the Archangels, and so on. [ 20 ] Thus we have to do with the spheres of space; and the planets are the landmarks for realms of the spacial activities of the higher Beings. We see that a continual, progressive line of perfection is to be sought from man upwards. Man himself is chained to the earth. That eternal part of him which goes from incarnation to incarnation is guided by Beings who are not bound only to the earth, but who traverse the surrounding air and that which lies beyond it up to the Moon. And so on further. [ 21 ] Now, man has been engaged on his evolution upon earth since primeval times, and his relationship towards his whole evolution upon earth, is exactly similar to the relationship between the small child and the grown-up person. The latter teaches the small child. It is the same as regards the Hierarchies in the cosmos. Man, who is chained to the earth, only gradually struggles through to the knowledge he needs, to the cleverness which is necessary to him upon earth. Higher Beings must teach him. What must happen so that this object can be gained? In the beginnings of the earth's existence, Beings who were otherwise not bound to the earth, had to come down from higher spheres. And that really happened. Beings who otherwise needed only to live in the surroundings of the earth had to come down so as to communicate to men what they already knew as the older, more perfect members of the Hierarchies. They had to incarnate into human bodies, not for their own development, for they did not need it, just as a grown-up man does not study the A.B.C. for his own progress, but so as to teach it to these small children. Hence, we look back into old Atlantean and old Lemurian times, when Beings descended from the surrounding realms of the earth to which they belonged and incarnated in human bodies and became the teachers of mankind. These are Beings who belonged to higher Hierarchies, to Mercury and Venus. The sons of Venus and of Mercury descended from above and became the teachers of young humanity, so that these men, wandering in the midst of that young humanity, really represented Maya or illusion. There have been such men. Let us suppose, in order to explain it more precisely: some normally developed man of the Lemurian times met such a man. Externally he did not appear very different from others, but a spirit had entered into him whose realm extended as far as Mercury or Venus. Thus, the exterior of such a man represented in reality Maya, an illusion. He looked like other men, but he was something quite different: he was a son of Mercury, or of Venus. In the early dawn of humanity there were such apparitions. The sons of Mercury or of Venus came down and wandered among men, so that they now received within them the character of the Beings of Mercury and Venus. We have said that the Beings of Venus are the Spirits of Personality. Such Beings walked the earth as men, being outwardly limited to narrow human personalities, but who with their mighty power guided humanity. These were the great conditions of lordship in Lemurian times, when sons of Venus guided the whole of humanity. The sons of Mercury guided parts of humanity. They were as powerful as those are now whom we call spirits of nations or of race. [ 22 ] Maya or illusion does not only exist in the world but also as regards men. A man as he stands before us can have an external appearance which is a truth, which corresponds precisely to his soul; or else it may be a Maya; he has in reality a task, which corresponds to the task of the sons of Mercury or of the sons of Venus. This is what is meant, when it is said, that fundamentally the great guiding individualities of ancient times as they walked the earth with their ordinary names, represented a Maya, and that was what H. P. Blavatsky meant when she pointed out that the Buddhas represented Maya. You can find this very word in the Secret Doctrine. These things are derived in every respect from the teachings of the holy Mysteries: we have only to understand them. [ 23 ] We are now obliged to ask: How does it happen then that such a son of Venus descends to us? How does it happen that a Bodhisattva can live upon earth? The Being of a Bodhisattva, the Being of a son of Mercury, forms an important chapter in the evolution of our earth which has to do with its connexion to the Cosmos itself. Therefore, tomorrow we shall have to consider the nature of the sons of Mercury and of Venus, of the Bodhisattva or Dhyani-buddhas.
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