29. Collected Essays on Drama 1889–1900: Vienna Theater 1892–1898
15 Apr 1899, Tr. Automated Rudolf Steiner |
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His course of development is not a natural one. When he was young, he did not understand the aesthetics of Vischer and Speidel. But he fought against them. Others took this aesthetic as their starting point. |
Due to the one-sidedness of these principles, they initially did not understand the tasks of the new art. Today they understand its demands. They judge the new according to the standard provided by the good old aesthetics and which they have developed accordingly. |
29. Collected Essays on Drama 1889–1900: Vienna Theater 1892–1898
15 Apr 1899, Tr. Automated Rudolf Steiner |
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In heaven there should be more joy over one convert than over ninety-nine righteous people. In the heaven of aesthetics, where the Viennese critic Ludwig Speidel is the main saint, there must therefore be great joy over the conversion of the former main heretic Hermann Bahr. "This collection of reviews that I wrote about Viennese theater from 1892 to 1898, first in the "Deutsche Zeitung" and then in "Die Zeit", is intended to show how I gradually came to a pure view of dramatic art from uncertain but all the more vehement demands of a rather vague beauty, and how I came to recognize the theater for what it is. I owe this to you alone. Through your words the meaning has opened up to me, from you I have learned what drama is supposed to be, through your great demands I have become free from whims. And you also taught me what our office is, that of criticism, that "sharp handmaiden of production", as you called it: to help the creators. That is why I have asked you to adorn my book with your name." This is how Hermann Bahr introduces his latest book "Wiener Theater (1892-1898)". Ludwig Speidel is the representative of a thoroughly outdated aesthetic view. He is completely alien to the demands placed on us by the modern world view. He is a veteran of the ideas that set the tone in Gustav Freytag's time. Critiques such as he writes today could also have been written around the middle of our century. His school of thought envisioned an art that pursued an abstract ideal of beauty. Friedrich Theodor Vischer professed this ideal in his Aesthetics, which he himself later disavowed. From his point of view, Speidel initially always condemned all newer art movements. He always retreated when the times took sides with these art movements. How did he first treat Gerhart Hauptmann? How does he treat him now? You only have to read the review he wrote about "Lonely People" when it was first performed at the Burgtheater in Vienna. Hermann Bahr took his youthful education entirely from the modern direction. There was a time when he was the critic of "modernism" par excellence. And now he has converted to the views of aesthetic conservatism. There is only one explanation for this: Bahr has never advocated "modernism" from the innermost depths of his soul. He appropriated its buzzwords and traded on them. He always had a strong inclination and also a talent for finding nice smooth formulas for what modern art wants. These formulas did not come from within him. He was playing a dialectical game. That is why conversion is easy for him. His course of development is not a natural one. When he was young, he did not understand the aesthetics of Vischer and Speidel. But he fought against them. Others took this aesthetic as their starting point. On the basis of these aesthetics, they dealt with the legitimate principles of art. Due to the one-sidedness of these principles, they initially did not understand the tasks of the new art. Today they understand its demands. They judge the new according to the standard provided by the good old aesthetics and which they have developed accordingly. As a result, they have arrived at a just judgment. They cannot convert to Speidel. For the work of their lives is to go beyond Speidel and arrive at a modern aesthetic. When they judge the "modern", their judgment contains the element of the old aesthetic, which was justified. Hermann Bahr's aesthetic never had this element in it. And his new aesthetic will probably be no less superficial than his old one. It seems less like a further development than a bankruptcy. He will now put into nice smooth formulas what Speidel's opinion is, just as he used to put into nice smooth formulas what Ibsen's opinion is. |
29. Collected Essays on Drama 1889–1900: Los von Hauptmann
30 Jun 1900, Tr. Automated Rudolf Steiner |
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I find the work written by Hans Landsberg under the above title (Berlin 1900) less interesting as an individual achievement than as a symptom of the times. |
Only someone who has once grasped or even just sensed the full depth of a great work of art understands the reality of these concepts. A statue by Michelangelo, a symphony by Beethoven, a poem by Goethe, they are all symbols, individual embodiments of the universe, they are all mystical because they rise from unfathomable depths. |
This is Hans Landsberg's opinion. But he does not understand how a world view comes about. He only understands the small science, which, with its abstract concepts, with its idealistic shells that it wraps around things, has nothing to do with worldview. |
29. Collected Essays on Drama 1889–1900: Los von Hauptmann
30 Jun 1900, Tr. Automated Rudolf Steiner |
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I find the work written by Hans Landsberg under the above title (Berlin 1900) less interesting as an individual achievement than as a symptom of the times. It is the expression of the mood of those members of the younger generation who have formed their artistic judgment from the aesthetic traditions that have come down to us from our classical art epoch and who approach our contemporary art with a somewhat abstract-academic sense. Insight into these aesthetic traditions protects them from the overestimation of this contemporary art, into which all those who owe their aesthetic education entirely to the last decade and a half must necessarily fall. However, in order to justifiably make the judgments that Hans Landsberg makes, a broader perspective is required than he has. Anyone who has really familiarized themselves with the aesthetic views that the author of the brochure wants to claim will find these views too trivial. In what he says about true art, Landsberg does not go beyond what the bourgeois Carrière put forward in his "Aesthetics". I don't want to do him an injustice. That is why I emphasize from the outset that I also find some good things in this little booklet. At the top of this good is an excellent characterization of Hauptmann's "Biberpelz". But anyone who wants to be entitled to say about Hauptmann what Landsberg is guilty of would have to have immersed himself in the classical view of the world to such an extent that it is impossible for him to write sentences like this: "I know the shyness that all "sensible people" feel before "symbolism" and "mysticism". Only someone who has once grasped or even just sensed the full depth of a great work of art understands the reality of these concepts. A statue by Michelangelo, a symphony by Beethoven, a poem by Goethe, they are all symbols, individual embodiments of the universe, they are all mystical because they rise from unfathomable depths. Even if one searches for abstract formulas for such concrete entities - "Faust", for example, as the tragedy of titanic striving, "Macbeth" as the drama of ambition - one can still in no way exhaust the symbolic-mystical content of these works." Much worse than the shyness of "sensible people" towards "symbolism" and "mysticism" is the unclear playing with and sympathizing with these terms, as found in Hans Landsberg. I don't want to take the word of narrow-minded intellectuals who want to exhaust the content of a great work of art in a few banal phrases. But there are no "unfathomable depths" that cannot be illuminated by the light of reason. Thinking, if it only has the ability to descend deep enough into the essence of things, will always be able to draw out the true content of great works of art. However, it will not then be able to offer trivial abstract formulas along the lines of Landsberg's on "Faust" and "Macbeth", but it will shed clarity and ideal light on areas that "symbolism" and "mysticism" would so like to veil with dark concepts. Because Hans Landsberg does not have the perspective that gives a truly rational view of the course of the world, because he confuses depth with mystical obscurity and rationality with the narrow-minded view that "understands and explains everything, especially the inexplicable", he can write sentences like this: "However, compared to the older Shakespearean treatment of the people as a compact mass, here (in the "Weavers) a tremendous advance towards the individualization of the crowd is evident. But actually only individuals are portrayed. They are in no way typical, they do not merge into the higher unity of the weaver in general." Landsberg confuses the type with the template. The perfect type can only be represented if one characterizes the perfect individual, not an abstract generic idea. The "weaver in general" is an impossible concept. "The great basic intellectual current that we believe we can recognize in the chaos of opinions and trends that fill our time is characterized roughly as follows: The autocracy of the natural sciences is followed by the endeavor to understand the world artistically. We feel that here we have a means of solving riddles that science is at a loss to solve." This is Hans Landsberg's opinion. But he does not understand how a world view comes about. He only understands the small science, which, with its abstract concepts, with its idealistic shells that it wraps around things, has nothing to do with worldview. A modern world view can only arise out of natural science. Such a world-view must today stand in the same relation to the results of the knowledge of nature as all old world-views stood to religion and theology. Seemingly modern worldviews that are formed independently of natural science all fall back into the old religious and theological ideas. We have few personalities with the inner strength to expand the scientific knowledge of the present into a world view. The power of old religious sentiments is still too strong in our people. They cannot shape scientific knowledge into a world view, which is why they would like to convince themselves that it cannot be shaped into one. However, Gerhart Hauptmann should not be presented as the poetic representative of the scientific world view, but one should not ignore the fact that within German poetry he has made the strongest approaches to such a world view. One should not wish for these beginnings to be replaced by a "new-romantic art", as Hans Landsberg characterizes it, but one should want Hauptmann to continue in the direction he took up to "Florian Geyer". Hauptmann's alarming backward movement only begins with "The Sunken Bell". Only with it has he shown that it is not possible for him to continue on the path he has begun. He has thus become unfaithful to himself and to the times. Some of the clever remarks in Landsberg's little book lead me to believe that its author will not long after have reached a point in his development where he will regret having attacked Hauptmann with a miniature perspective. He will perhaps still have many things to say against Hauptmann later, but he will then - having matured - realize how deeply this dramatist is rooted in the intellectual life of the end of the nineteenth century, and how, in contrast, the critical concoctions of his present assessor Hans Landsberg are preparations of a German studies seminar that have little root in life and are highly superfluous for it. It is highly curious which three spirits Hans Landsberg chooses to characterize the intellectual signature of the present. "Nietzsche, Ibsen, Böcklin, that's the name of the triumvirate. In them the intellectual current of the present is most clearly reflected. According to a saying by Robert Schumann, there has always been a secret alliance of kindred spirits. Nietzsche, Ibsen and Böcklin seem to me to best embody the spirit of the age, which for most people is still the spirit of the future." For now: Nietzsche has nothing to do with the zeitgeist. He is a very lonely, isolated man who has gone the most individual ways imaginable and whose intellectual physiognomy can only be understood from his isolation. The fact that a large following follows him today is merely due to his unfortunate fate and the fact that his views can be translated into dazzling catchwords for thought-hungry writers and journalists. - Böcklin, too, is basically such a lonely man, who has little connection with the spirit of the times. Of the three mentioned, only Ibsen can be used to characterize this "zeitgeist". From a broader perspective than Landsberg's, however, one would have to emphasize Hauptmann's kinship with Ibsen much more sharply. To emphasize it once again, it seems to me that Hauptmann's drama is much more deeply related to the zeitgeist than Hans Landsberg's interpretation of this zeitgeist. |
18. Individualism and Philosophy: Appendix I: Excerpt From the Final Chapter of “The Riddles of Philosophy”
Rudolf Steiner |
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(From the opening pages of the last chapter of Rudolf Steiner's Riddles of Philosophy, 1914) Whoever studies the development of philosophical world views up to the present day can discover in the seeking and striving of some thinkers undercurrents that in a certain way do not break through into consciousness but rather live on instinctively. Powers are at work in these undercurrents that determine the direction—and often the form as well—of the ideas of these thinkers; these thinkers do not want to turn their searching spiritual gaze directly upon these powers, however. |
If that is not obvious to you, dear reader, and if your understanding shys away from this fact like a skittish horse, then read no further; leave this and every other book on philosophical matters unread; for you lack the necessary ability to grasp a fact without bias and to retain it in thought.” |
18. Individualism and Philosophy: Appendix I: Excerpt From the Final Chapter of “The Riddles of Philosophy”
Rudolf Steiner |
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Whoever studies the development of philosophical world views up to the present day can discover in the seeking and striving of some thinkers undercurrents that in a certain way do not break through into consciousness but rather live on instinctively. Powers are at work in these undercurrents that determine the direction—and often the form as well—of the ideas of these thinkers; these thinkers do not want to turn their searching spiritual gaze directly upon these powers, however. What they say often seems motivated by hidden forces, which they do not want to investigate, and from which they even recoil in fear. Such forces live in the thought-worlds of Dilthey, of Eucken, and of Cohen. The beliefs presented in these thought-worlds are the expression of cognitive powers that govern these philosophers unconsciously, but that are not consciously elaborated in their thought-systems. Sureness and certainty in knowing are sought in many systems of thought. The direction followed takes its point of departure more or less from Kant's way of picturing things. The natural-scientific mode of thinking has a definitive influence, consciously or unconsciously, upon the way one shapes one's thoughts. But many people sense that it is within the “soul that is conscious of itself” that the source is to be sought from which knowledge must draw in order also to gain enlightenment about the world outside the human soul. And almost all of them are dominated by the question: How does the self-conscious soul arrive at the point of seeing what it experiences within itself as being the manifestation of a true reality? The everyday sensory world has become an “illusion” because, in the course of philosophical development, the self-conscious “I” has more and more found itself in its inner experience to be isolated within itself. It has arrived at the point of regarding even sense perceptions as mere inner experiences that reveal no power within themselves able to guarantee their existence and permanence within reality. One feels how much depends upon finding, in the self-conscious “I,” a point of support for knowledge. In the course of investigations motivated by this feeling, however, one arrives at views that do not afford a means of penetrating with the “I” into a world that can carry existence in a satisfactory way. Whoever seeks the explanation for this state of affairs can find it in the position toward outer reality taken by man's soul being, which has been detached from this outer reality of the world by the development philosophy has undergone. Man's soul being feels itself surrounded by a world that reveals itself to him first of all through the senses. But the soul has become attentive also to its own activity, to its inner, creative experiencing. The soul feels it to be an irrefutable truth that no light, no color can be revealed without an eye sensitive to light and color. Thus it feels something creative already in the activity of the eye. But if the eye itself creatively brings forth the color—which is what one must think according to this philosophy—where can I then find something that exists in itself, that does not owe its existence merely to my own creative power? If now even the revelations of the senses are only expressions of the soul's own power, must it not then to an even greater extent be thinking that wants to gain a picture of true reality? Is this thinking, however, not condemned to create pictures that are rooted in the character of man's soul life but that can never bear within themselves anything able to provide certainty in pressing forward to the sources of existence? Such questions are surfacing everywhere in the recent development of philosophy. As long as one cherishes the belief that the world revealed to our senses represents something complete and self-sustaining, which one must investigate in order to know its inner being, one will not be able to escape the confusion caused by the above question. The human soul can produce its knowledge within itself only through its own creativity. That is a conviction which justifiably grows out of the presuppositions described in the chapter of this book on “The World as Illusion” and in the presentation of Hamerling's thoughts. But then, having arrived at this conviction, one will not surmount a certain obstacle to knowledge as long as one still has the following picture: that the world of the senses contains the true foundations of its existence within itself; and that, with what man himself creates within his soul, he must somehow copy something that lies outside the soul. Only that knowledge will be able to surmount this obstacle which grasps with the spiritual eye the fact that everything perceived by the senses does not represent, through its own being, a finished, self-contained reality, but rather something incomplete, a half reality, as it were. As soon as one assumes that the perceptions of the sense world present us with a complete reality, one will never arrive at an answer to the question: What do the soul's own creative productions have to add to this reality in the act of knowing? One will have to remain at the Kantian belief that the human being must regard his knowledge as the product of his own soul organization and not as something that reveals itself to him as a true reality. If reality, in its actual form and nature, lies outside the soul, then the soul cannot bring forth what corresponds to this reality, but only something that flows out of the soul's own organization. Everything changes as soon as one recognizes that the organization of the human soul—with what it produces creatively itself in the activity of knowledge—does not move away from reality; rather, in the life it unfolds before all knowing activity, it conjures up a world that is not the real one. The human soul is placed into the world in such a way that, because of the soul's own nature, it makes things different than they really are. In a certain sense what Hamerling expresses in the following passage is justified: “Certain stimuli produce odors in our sense of smell. The rose, therefore, has no fragrance if no one smells it ... If that is not obvious to you, dear reader, and if your understanding shys away from this fact like a skittish horse, then read no further; leave this and every other book on philosophical matters unread; for you lack the necessary ability to grasp a fact without bias and to retain it in thought.” The way the sense world appears when man confronts it immediately does depend, without any doubt, upon the being and nature of his soul. But does it not follow from this that his soul in fact causes the world to appear as it does? Now an unbiased study shows how the unreal character of the sense-perceptible outer world stems from the fact that man, in his immediate confrontation with things, suppresses something in himself which in truth belongs to them. If then, out of his own creativity, he unfolds his inner life, if he allows what slumbers in the depths of his soul to rise up out of these depths, then, to what he beheld with his senses, he adds something more that makes the half reality into a full reality in the act of knowledge. It lies in the nature of the soul to extinguish, with its first look at things, something that belongs to their reality. Thus, for the senses, things are not as they are in reality but rather as the soul has made them. But their semblance (or their mere appearance) is due to the fact that the soul has first taken away from them something that belongs to them. By not stopping short at his first look at things, man, in his activity of knowing, then adds to them that which first reveals their full reality. In its activity of knowing, the soul does not add something to things that is an unreal element with respect to them; rather, before its activity of knowing, the soul has taken something from things that belongs to their true reality. It will be philosophy's task to realize that the world revealed to man is an “illusion” until he confronts it in knowing activity, but that the path of knowledge indicates the direction toward full reality. What man produces out of his own creativity in knowing appears to be an inner revelation of the soul only because man, before he has the cognitive experience, must close himself off from the essential being of things. He cannot yet see this essential being in things when he at first only confronts them. In knowing, he discovers for himself, through his own activity, what at first was hidden. Now if man regards as a reality what he has only perceived, then what is produced in the activity of knowing will appear to him as something he has added onto this reality. When he realizes that what he had only seemingly produced himself must be sought in the things, and that he had only kept this at a distance when he first looked at the things, then he will sense how his activity of knowing is a process of reality by which the soul progressively grows into world existence and broadens its inner, isolated experience into world-experience. In a little book, Truth and Science, published in 1892, the author of the present book attempted to give a philosophical foundation to what has just been briefly indicated. He speaks there about perspectives that modern philosophy must open up if it is to surmount the obstacle that has resulted quite naturally from its own recent development. A certain philosophical viewpoint is presented in that book in the following words: “It is not the first form in which reality approaches the ‘I’ that is its true one; its true form is the final one, which the ‘I’ makes out of the first. That first form has no significance at all for the objective world and has that form only as a basis for the cognitive process. Therefore, it is not the form of the world given it by knowledge that is subjective; but rather the first form ‘given’ to the ‘I’ that is so.” The author's later philosophical attempt, The Philosophy of Spiritual Activity,1 published in 1894, is a further elaboration of this viewpoint. His effort there is to establish a philosophical basis for a view indicated in that book in the following way: “It is not due to the objects that they are given to us at first without their corresponding concepts, but rather it is due to our spiritual organization. Our total being functions in such a way that, for each thing within reality, the pertinent elements flow to us from two sides: from the sides of perceiving and of thinking. How I am organized to grasp things has nothing to do with their nature. The split between perceiving and thinking is first present the moment I, the observer, approach the things.” And in the last chapter of the book: “The perception is the part of reality that is given objectively; the concept is the part given subjectively (through intuition). Our spiritual organization tears reality apart into these two factors. The one factor appears to perception; the other to intuition. Only the union of both, the perception incorporating itself lawfully into the universe, is full reality. If we look at mere perception by itself, we then have no reality, but rather a disconnected chaos; if we look at the lawfulness of our perceptions by itself, we then have to do merely with abstract concepts. The abstract concept does not contain reality; but the thinking observation does indeed do so that considers neither concept nor perception one-sidedly by itself, but rather the union of both.” For someone who can make this point of view his own it is then possible to regard fruitful reality as being united with his soul life within the self-conscious “I.” This is the view toward which the evolution of philosophy has been striving since Greek times and which has revealed its first clearly recognizable traces in Goethe's world view. It is becoming recognized that this self-conscious “I” does not experience itself as isolated within itself nor as being outside of the objective world; rather, the “I’s” separation from this world is only a phenomenon of human consciousness and can be overcome by the insight that, as a human being in a certain stage of development, man has assumed a temporary form for the “I” by expelling from consciousness the forces that unite the soul with the world. If these forces worked continuously in human consciousness, one would not then attain a powerful, self-contained consciousness of oneself. One could not experience oneself as an “I” conscious of itself. The development of self-consciousness therefore depends precisely upon the soul's being given the possibility of perceiving the world without that part of reality which the self-conscious “I” extinguishes at a certain stage—at the stage that precedes knowledge. Thus, the cosmic forces in this part of reality work upon the being of the soul in such a way that they withdraw and conceal themselves in order to allow the self-conscious “I” to shine forth powerfully. The “I,” accordingly, must recognize that it owes its knowledge of itself to a factor that casts a veil over its knowledge of the world. It follows necessarily from this that everything which brings the soul to a powerful, energetic experience of the “I” renders invisible the deeper ground in which this “I” has its roots. But now all the knowledge that our ordinary consciousness has is of the kind that makes the self-conscious “I” powerful. The human being feels himself to be a self-conscious “I” through the fact that he perceives an outer world with his senses, through the fact that he experiences himself as outside of this outer world, and through the fact that he stands in a kind of relationship to this outer world that, at a certain stage of scientific investigation, makes the “world seem like an illusion.” If all this were not the case, the self-conscious “I” would not come to manifestation. If, therefore, in one's activity of knowing, one strives only to make a copy of what was already observed before one's knowing activity, then one gains no true experience of full reality, but only a copy of “half reality.” If one acknowledges that this is how matters stand, one cannot then seek the answer to the riddles of philosophy within the experiences of the soul that present themselves to ordinary consciousness. This consciousness is called upon to strengthen the self-conscious “I”; striving to this end, it must veil our vision of the relationship between the “I” and the objective world; it cannot therefore show how the soul relates to the true world. This explains why a cognitive striving that wishes to progress philosophically by using the approach of natural science or something similar must always arrive at a point where what it is striving for in the activity of knowing falls apart. This book has had to point to this falling apart in the case of many modern thinkers, for, basically, all scientific endeavor of modern times works with those scientific, cognitive means that serve to detach the self-conscious “I” from true reality. And the strength and greatness of modern science, especially of natural science, are founded upon the unrestrained application of these cognitive means. Individual philosophers like Dilthey, Eucken, and others direct their philosophical studies toward the soul's observation of itself. But what they study are those experiences of the soul which provide the basis for the self-conscious “I.” Therefore they do not penetrate into those wellsprings of the world where the soul's experiences well forth from true reality. These wellsprings cannot lie where the soul at first confronts and observes itself with its ordinary consciousness. If the soul wants to arrive at these wellsprings, it must get out of this ordinary consciousness. It must experience something in itself that this consciousness cannot give it. To our ordinary knowledge such an experience seems at first sheer nonsense. The soul is supposed to experience itself knowingly in some element without bringing its consciousness along with it into this element?! One is supposed to skip over consciousness and still remain conscious at the same time?! And yet: in philosophical endeavors one will either continue to arrive at impossibilities, or one will have to entertain the prospect that the “sheer nonsense” just indicated only seems to be so, and that precisely it points the way to where help must be sought in solving the riddles of philosophy. One will have to acknowledge that the path “into the inner being of the soul” must be a completely different one than that chosen by many a recent world view. As long as one takes soul experiences the way they are presented to ordinary consciousness, one will not enter into the depths of the soul. One will be limited to what these depths send up. Eucken's world view is in this situation. One must strive downward, below the surface of the soul. But one cannot do this with the means of ordinary soul experience. Their strength lies precisely in the fact that they maintain the soul in this ordinary consciousness. Means of penetrating more deeply into the soul present themselves when one directs one's gaze upon something that is, to be sure, also at work in ordinary consciousness, but which, in its work, does not enter this consciousness at all. When a person thinks, his consciousness is directed toward his thoughts. He wants to picture something through his thoughts; he wants to think correctly in the ordinary sense. But one can also focus one's attention on something else. One can fix one's spiritual gaze upon the activity of thinking as such. For example, one can place in the center of one's consciousness a thought that does not relate to anything external, that is thought as a kind of» symbol without any regard at all for the fact that it might represent something external. One can now continue to hold onto such a thought for a time. While one perseveres in this way, one can live entirely into what the soul itself is doing inwardly. The important thing here is not that one live in thoughts, but rather that one experience the activity of thinking. In this way the soul breaks away from what it accomplishes in its ordinary thinking. When the soul has continued this inner practice long enough, it will recognize after a time that it has become involved with experiences which detach it from that thinking and picturing which are bound to the bodily organs. One can accomplish something similar with the soul's activities of feeling and willing; yes, even with its sensing and perceiving of outer things. One will achieve something along this path only if one does not shrink from acknowledging that one cannot undertake self-knowledge of the soul simply by looking at the inner life that is usually present, but rather by looking at what must first be disclosed by inner, soul work—by soul work which, through practice, arrives at such concentration upon the inner activity of thinking, feeling, and willing that these experiences become in a certain way spiritually “densified” within themselves (sich geistig in sich “verdichten”). In this “densified state” they then reveal their inner being, which cannot be perceived in ordinary consciousness. Through such soul work one discovers that in order for ordinary consciousness to arise, one's soul forces must become “rarefied” (sich “verdünnen”) in this way and that in this rarefied state they become unperceivable. The soul work meant here consists in the unlimited enhancement of soul capacities known also to ordinary consciousness but which this consciousness does not employ in their enhanced state. These are the capacities for attentiveness (Aufmerksamkeit) and for loving devotion2 to what is experienced by the soul. In order to achieve the spiritual densification indicated here, one must enhance these capacities to such a degree that they work as entirely new powers of the soul. By proceeding in this way, one grasps within the soul a real experience whose actual being proves to be independent of the restrictions of the bodily organs. This is a spiritual life that must not be confused conceptually with what Dilthey and Eucken call the spiritual world, for their spiritual world is experienced by the human being only when he is connected with his bodily organs. What we mean here by spiritual life is not present for the soul that is bound up with the body. And a true knowledge of our ordinary soul life does present itself as one of our first experiences when this new spiritual life has been attained. In reality, even our ordinary spiritual life is not produced by the body, but rather runs its course outside the body. When I see a color, when I hear a sound, I do not experience the color or sound as resulting from my body; rather, as a self-conscious “I,” I am connected outside of my body with the color or sound. The task of the body is to function as a kind of mirror. If, in my ordinary consciousness, I am connected with a color only with my soul, then, because of the nature of this consciousness, I can perceive nothing of the color. Similarly, I cannot see my own face when I look forward, but if a mirror is in front of me, I perceive my face as an objective body. If I do not stand in front of a mirror, I am this body and experience myself as such. Standing in front of a mirror, I perceive this body as a reflection. It is like this also with sense perception (one must of course recognize the insufficiency of any analogy). I live with the color outside of my body; through the activity of my body (of my eye, of my nervous system) the color becomes a conscious perception for me. The human body is not a producer of perceptions—nor of any soul life; rather, it is an apparatus for reflecting what takes place in a soul-spiritual way outside of the body. Such a view places epistemology upon a promising basis. “One will ... arrive epistemologically at a ... picture of the ‘I’ not when one pictures it (the ‘I’) as being within the bodily organization and as receiving impressions ‘from outside,’ but rather when one regards this ‘I’ as located within the lawfulness of the things themselves and when one sees the bodily organization only as a kind of mirror; by means of the organic processes of the body, the weaving of the ‘I’ within the true being of the world outside the body is reflected back to the ‘I.’” Thus—in a lecture entitled “The Psychological Basis and Epistemological Position of Spiritual Science” prepared for the Philosophical Congress in Bologna in 1911—did the author of this book seek to characterize the perspective hovering before him of an epistemology. During sleep the mirror-like relationship of the body to the soul is interrupted; the “I” lives only within the weaving of what is soul-spiritual. For ordinary consciousness, however, no experience of the soul is present if the body does not mirror these experiences. Therefore sleep runs its course unconsciously. The result of the soul exercises indicated above and of others like them is that the soul unfolds a different consciousness than its ordinary one. The soul attains thereby the capacity not only for experiencing in a soul-spiritual way, but also for strengthening in itself what is experienced, so that what is experienced reflects itself in a certain way within itself—without the help of the body—and thus arrives at spiritual perception. And only in what is thus experienced can the soul first truly know itself and consciously experience itself in its essential being. Just as memory conjures up out of the depths of the soul physically experienced facts from the past, so—for a soul that has prepared itself for this by the means indicated above—there arise from the soul's inner depths substantial experiences that do not belong to the world of sense existence but rather to a world in which the soul has its fundamental being. It is only too obvious that the adherents of many modern points of view will consign the world revealed here to the realm of mental aberration, of illusion, of hallucination, of auto-suggestion, and the like. One can only answer them that an earnest striving of the soul—working in the way just indicated—finds, in the inner, spiritual state which it has developed, the means to distinguish between illusion and spiritual reality; and these means are just as sure as those used in ordinary life, in a healthy state of soul, to distinguish between something imaginary and something actually perceived. One will search in vain for theoretical proof that the spiritual world characterized above is real; but such proof of the reality of the perceptual world does not exist either. In both cases it is the experience itself that determines how one is to judge. What keeps many people from taking the step which, according to our presentation, alone offers a prospect of solving the riddles of philosophy is that they believe such a step will land them in a realm of nebulous mysticism. But anyone who has no soul predisposition toward such nebulous mysticism will, along the path just described, gain access to a world of soul experience that is just as crystal clear in itself as the structures of mathematical ideas. To be sure, if someone is inclined to seek the spiritual in some “dark unknown,” in something “that cannot be explained,” then he will not find his way on this path either as knowledgeable adherent or as opponent. It is also easy to understand that what is indicated here will be strongly resisted by those who want to regard the natural-scientific approach to knowing the sense world as the only true scientific way. Nevertheless, whoever casts off such one-sidedness will be able to recognize that it is precisely the genuine natural-scientific attitude that provides the basis for undertaking what has been described here. The ideas described in this book as constituting the modern natural-scientific approach provide the best practice thoughts to which the soul can devote itself and upon which it can dwell in order to free itself in its inner experiences from its connectedness to the body. Whoever uses these natural-scientific ideas and proceeds with them in the way described here will discover that, through inner spiritual practice, thoughts that originally seem meant only to portray natural processes, really free the soul from the body, and that therefore the spiritual science referred to here must be seen as a continuation of a natural-scientific way of thinking that is rightly experienced by the soul.
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30. Individualism and Philosophy: Individualism in Philosophy
Tr. William Lindemann Rudolf Steiner |
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[ 36 ] One can understand why the human being does this. Sense impressions press in upon him from outside. He sees colors and hears sounds. |
[ 66 ] Jakob Böhme and Descartes no longer stood under the influence of Scholasticism. Böhme saw that nowhere in cosmic space was there a place for heaven; he therefore became a mystic. |
Through my thinking contemplation I gain the following. During its motion the stone is under the influence of several factors. If it were only under the influence of the propulsion I gave it in throwing it, it would go on forever, in a straight line, in fact, without changing its velocity. |
30. Individualism and Philosophy: Individualism in Philosophy
Tr. William Lindemann Rudolf Steiner |
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[ 1 ] If the human being were a mere creature of nature and not a creator at the same time, he would not stand questioningly before the phenomena of the world and would also not seek to fathom their essential being and laws. He would satisfy his drive to eat and to propagate in accordance with the inborn laws of his organism and otherwise allow the events of the world to take the course they happen to take. It would not occur to him at all to address a question to nature. Content and happy he would go through life like the rose of which Angelus Silesius says:
[ 2 ] The rose can just be like this. What it is it is because nature has made it this way. But the human being cannot just be like this. There is a drive within him to add to the world lying before him yet another world that springs forth from him. He does not want to live with his fellowmen in the chance proximity into which nature has placed him; he seeks to regulate the way he lives with others in accordance with his reason. The form in which nature has shaped man and woman does not suffice for him; he creates the ideal1 figures of Greek sculpture. To the natural course of events in daily life he adds the course of events springing from his imagination as tragedy and comedy. In architecture and music, creations spring from his spirit that are hardly reminiscent at all of anything created by nature. In his sciences he draws up conceptual pictures through which the chaos of world phenomena passing daily before our senses appears to us as a harmoniously governed whole, as a structured organism. In the world of his own deeds, he creates a particular realm—that of historical happenings—which is essentially different from nature's course of events. [ 3 ] The human being feels that everything he creates is only a continuation of the workings of nature. He also knows that he is called upon to add something higher to what nature can do out of itself. He is conscious of the fact that he gives birth out of himself to another, higher nature in addition to outer nature. [ 4 ] Thus the human being stands between two worlds; between the world that presses in upon him from outside and the world that he brings forth out of himself. His effort is to bring these two worlds into harmony. For, his whole being aims at harmony. He would like to live like the rose that does not ask about the whys and wherefores but rather blooms because it blooms. Schiller demands this of the human being in the words:
[ 5 ] The plant can just be what it is. For no new realm springs forth from it, and therefore the fearful longing can also not arise in it: How am I to bring the two realms into harmony with each other? [ 6 ] The goal for which man has striven throughout all the ages of history is to bring what lies within him into harmony with what nature creates out of itself. The fact that he himself is fruitful becomes the starting point for his coming to terms with nature; this coming to terms forms the content of his spiritual striving. [ 7 ] There are two ways of coming to terms with nature. The human being either allows outer nature to become master over his inner nature, or he subjects this outer nature to himself. In the first case, he seeks to submit his own willing and existence to the outer course of events. In the second case, he draws the goal and direction of his willing and existence from himself and seeks to deal in some way or other with the events of nature that still go their own way. [ 8 ] Let us speak about the first case first. It is in accordance with his essential being for man, above and beyond the realm of nature, to create yet another realm that in his sense is a higher one. He can do no other. How he relates to the outer world will depend upon the feelings and emotions he has with respect to this his own realm. Now he can have the same feelings with respect to his own realm as he has with respect to the facts of nature. He then allows the creations of his spirit to approach him in the same way he allows an event of the outer world, wind and weather, for example, to approach him. He perceives no difference in kind between what occurs in the outer world and what occurs within his soul. He therefore believes that they are only one realm, i.e., governed by one kind of law. But he does feel that the creations of his spirit are of a higher sort. He therefore places them above the creations of mere nature. Thus he transfers his own creations into the outer world and lets nature be governed by them. Consequently he knows only an outer world. For he transfers his own inner world outside himself. No wonder then that for him even his own self becomes a subordinate part of this outer world. [ 9 ] One way man comes to terms with the outer world consists, therefore, in his regarding his inner being as something outer; he sets this inner being, which he has transferred into the outer world, both over nature and over himself as ruler and lawgiver. [ 10 ] This characterizes the standpoint of the religious person. A divine world order is a creation of the human spirit. But the human being is not clear about the fact that the content of this world order has sprung from his own spirit. He therefore transfers it outside himself and subordinates himself to his own creation. [ 11 ] The acting human being is not content simply to act. The flower blooms because it blooms. It does not ask about whys and wherefores. The human being relates to what he does. He connects feelings to what he does. He is either satisfied or dissatisfied with what he does. He makes value judgments about his actions. He regards one action as pleasing to him, and another as displeasing. The moment he feels this, the harmony of the world is disturbed for him. He believes that the pleasing action must bring about different consequences than one which evokes his displeasure. Now if he is not clear about the fact that, out of himself, he has attached the value judgments to his actions, he will believe that these values are attached to his actions by some outer power. He believes that an outer power differentiates the happenings of this world into ones that are pleasing and therefore good, and ones that are displeasing and therefore bad, evil. A person who feels this way makes no distinction between the facts of nature and the actions of the human being. He judges both from the same point of view. For him the whole cosmos is one realm, and the laws governing this realm correspond entirely to those which the human spirit brings forth out of itself. [ 12 ] This way of coming to terms with the world reveals a basic characteristic of human nature. No matter how unclear the human being might be about his relationship to the world, he nevertheless seeks within himself the yardstick by which to measure all things. Out of a kind of unconscious feeling of sovereignty he decides on the absolute value of all happenings. No matter how one studies this, one finds that there are countless people who believe themselves governed by gods; there are none who do not independently, over the heads of the gods, judge what pleases or displeases these gods. The religious person cannot set himself up as the lord of the world; but he does indeed determine, out of his own absolute power, the likes and dislikes of the ruler of the world. [ 13 ] One need only look at religious natures and one will find my assertions confirmed. What proclaimer of gods has not at the same time determined quite exactly what pleases these gods and what is repugnant to them? Every religion has its wise teachings about the cosmos, and each also asserts that its wisdom stems from one or more gods. [ 14 ] If one wants to characterize the standpoint of the religious person one must say: He seeks to judge the world out of himself, but he does not have the courage also to ascribe to himself the responsibility for this judgment; therefore he invents beings for himself in the outer world that he can saddle with this responsibility. [ 15 ] Such considerations seem to me to answer the question: What is religion? The content of religion springs from the human spirit. But the human spirit does not want to acknowledge this origin to itself. The human being submits himself to his own laws, but he regards these laws as foreign. He establishes himself as ruler over himself. Every religion establishes the human “I” as regent of the world. Religion's being consists precisely in this, that it is not conscious of this fact. It regards as revelation from outside what it actually reveals to itself. [ 16 ] The human being wishes to stand at the topmost place in the world. But he does not dare to pronounce himself the pinnacle of creation. Therefore he invents gods in his own image and lets the world be ruled by them. When he thinks this way, he is thinking religiously. [ 17 ] Philosophical thinking replaces religious thinking. Wherever and whenever this occurs, human nature reveals itself to us in a very particular way. [ 18 ] For the development of Western thinking, the transition from the mythological thinking of the Greeks into philosophical thinking is particularly interesting. I would now like to present three thinkers from that time of transition: Anaximander, Thales, and Parmenides. They represent three stages leading from religion to philosophy. [ 19 ] It is characteristic of the first stage of this path that divine beings, from whom the content taken from the human “I” supposedly stems, are no longer acknowledged. But from habit one still holds fast to the view that this content stems from the outer world. Anaximander stands at this stage. He no longer speaks of gods as his Greek ancestors did. For him the highest principle, which rules the world, is not a being pictured in man's image. It is an impersonal being, the apeiron, the indefinite. It develops out of itself everything occurring in nature, not in the way a person creates, but rather out of natural necessity. But Anaximander always conceives this natural necessity to be analogous to actions that proceed according to human principles of reason. He pictures to himself, so to speak, a moral, natural lawfulness, a highest being, that treats the world like a human, moral judge without actually being one. For Anaximander, everything in the world occurs just as necessarily as a magnet attracts iron, but does so according to moral, i.e., human laws. Only from this point of view could he say: “Whence things arise, hence must they also pass away, in accordance with justice, for they must do penance and recompense because of unrighteousness in a way corresponding to the order of time.” [ 20 ] This is the stage at which a thinker begins to judge philosophically. He lets go of the gods. He therefore no longer ascribes to the gods what comes from man. But he actually does nothing more than transfer onto something impersonal the characteristics formerly attributed to divine, i.e., personal beings. [ 21 ] Thales approaches the world in an entirely free way. Even though he is a few years older than Anaximander, he is philosophically much more mature. His way of thinking is no longer religious at all. [ 22 ] Within Western thinking Thales is the first to come to terms with the world in the second of the two ways mentioned above. Hegel has so often emphasized that thinking is the trait which distinguishes man from the animal. Thales is the first Western personality who dared to assign to thinking its sovereign position. He no longer bothered about whether gods have arranged the world in accordance with the order of thought or whether an apeiron directs the world in accordance with thinking. He only knew that he thought, and assumed that, because he thought, he also had a right to explain the world to himself in accordance with his thinking. Do not underestimate this standpoint of Thales! It represents an immense disregard for all religious preconceptions. For it was the declaration of the absoluteness of human thinking. Religious people say: The world is arranged the way we think it to be because God exists. And since they conceive of God in the image of man, it is obvious that the order of the world corresponds to the order of the human head. All that is a matter of complete indifference to Thales. He thinks about the world. And by virtue of his thinking he ascribes to himself the power to judge the world. He already has a feeling that thinking is only a human action; and accordingly he undertakes to explain the world with the help of this purely human thinking. With Thales the activity of knowing (das Erkennen) now enters into a completely new stage of its development. It ceases to draw its justification from the fact that it only copies what the gods have already sketched out. It takes from out of itself the right to decide upon the lawfulness of the world. What matters, to begin with, is not at all whether Thales believed water or anything else to be the principle of the world; what matters is that he said to himself: What the principle is, this I will decide by my thinking. He assumed it to be obvious that thinking has the power in such things. And therein lies his greatness. [ 23 ] Just consider what was accomplished. No less an event than that spiritual power over world phenomena was given to man. Whoever trusts in his thinking says to himself: No matter how violently the waves of life may rage, no matter that the world seems a chaos: I am at peace, for all this mad commotion does not disquiet me, because I comprehend it. [ 24 ] Heraclitus did not comprehend this divine peacefulness of the thinker who understands himself. He was of the view that all things are in eternal flux. That becoming is the essential beings of things. When I step into a river, it is no longer the same one as in the moment of my deciding to enter it. But Heraclitus overlooks just one thing. Thinking preserves what the river bears along with itself and finds that in the next moment something passes before my senses that is essentially the same as what was already there before. [ 25 ] Like Thales, with his firm belief in the power of human thinking, Heraclitus is a typical phenomenon in the realm of those personalities who come to terms with the most significant questions of existence. He does not feel within himself the power to master by thinking the eternal flux of sense-perceptible becoming. Heraclitus looks into the world and it dissolves for him into momentary phenomena upon which one has no hold. If Heraclitus were right, then everything in the world would flutter away, and in the general chaos the human personality would also have to disintegrate. I would not be the same today as I was yesterday, and tomorrow I would be different than today. At every moment, the human being would face something totally new and would be powerless. For, it is doubtful that the experiences he has acquired up to a certain day can guide him in dealing with the totally new experiences that the next day will bring. [ 26 ] Parmenides therefore sets himself in absolute opposition to Heraclitus. With all the one-sidedness possible only to a keen philosophical nature, he rejected all testimony brought by sense perception. For, it is precisely this ever-changing sense world that leads one astray into the view of Heraclitus. Parmenides therefore regarded those revelations as the only source of all truth which well forth from the innermost core of the human personality: the revelations of thinking. In his view the real being of things is not what flows past the senses; it is the thoughts, the ideas, that thinking discovers within this stream and to which it holds fast! [ 27 ] Like so many things that arise in opposition to a particular one-sidedness, Parmenides's way of thinking also became disastrous. It ruined European thinking for centuries. It undermined man's confidence in his sense perception. Whereas an unprejudiced, naive look at the sense world draws from this world itself the thought-content that satisfies the human drive for knowledge, the philosophical movement developing in the sense of Parmenides believed it had to draw real truth only out of pure, abstract thinking. [ 28 ] The thoughts we gain in living intercourse with the sense world have an individual character; they have within themselves the warmth of something experienced. We unfold our own personality by extracting ideas from the world. We feel ourselves as conquerors of the sense world when we capture it in the world of thoughts. Abstract, pure thinking has something impersonal and cold about it. We always feel a compulsion when we spin forth ideas out of pure thinking. Our feeling of self cannot be heightened through such thinking. For we must simply submit to the necessities of thought. [ 29 ] Parmenides did not take into account that thinking is an activity of the human personality. He took it to be impersonal, as the eternal content of existence. What is thought is what exists, he once said. [ 30 ] In the place of the old gods he thus set a new one. Whereas the older religious way of picturing things had set the whole feeling, willing, and thinking man as God at the pinnacle of the world, Parmenides took one single human activity, one part, out of the human personality and made a divine being out of it. [ 31 ] In the realm of views about the moral life of man Parmenides is complemented by Socrates. His statement that virtue is teachable is the ethical consequence of Parmenides's view that thinking is equitable with being. If this is true, then human action can claim to have raised itself to something worthily existing only when human action flows from thinking, from that abstract, logical thinking to which man must simply yield himself, i.e., which he has to acquire for himself as learner. [ 32 ] It is clear that a common thread can be traced through the development of Greek thought. The human being seeks to transfer into the outer world what belongs to him, what springs from his own being, and in this way to subordinate himself to his own being. At first he takes the whole fullness of his nature and sets likenesses of it as gods over himself; then he takes one single human activity, thinking, and sets it over himself as a necessity to which he must yield. That is what is so remarkable in the development of man, that he unfolds his powers, that he fights for the existence and unfolding of these powers in the world, but that he is far from being able to acknowledge these powers as his own. [ 33 ] One of the greatest philosophers of all time has made this great, human self-deception into a bold and wonderful system. This philosopher is Plato. The ideal world, the inner representations that arise around man within his spirit while his gaze is directed at the multiplicity of outer things, this becomes for Plato a higher world of existence of which that multiplicity is only a copy. “The things of this world which our senses perceive have no true being at all: they are always becoming but never are. They have only a relative existence; they are, in their totality, only in and through their relationship to each other; one can therefore just as well call their whole existence a non-existence. They are consequently also not objects of any actual knowledge. For, only about what is, in and for itself and always in the same way, can there be such knowledge; they, on the other hand, are only the object of what we, through sensation, take them to be. As long as we are limited only to our perception of them, we are like people who sit in a dark cave so firmly bound that they cannot even turn their heads and who see nothing, except, on the wall facing them, by the light of a fire burning behind them, the shadow images of real things which are led across between them and the fire, and who in fact also see of each other, yes each of himself, only the shadows on that wall. Their wisdom, however, would be to predict the sequence of those shadows which they have learned to know from experience.” The tree that I see and touch, whose flowers I smell, is therefore the shadow of the idea of the tree. And this idea is what is truly real. The idea, however, is what lights up within my spirit when I look at the tree. What I perceive with my senses is thus made into a copy of what my spirit shapes through the perception. [ 34 ] Everything that Plato believes to be present as the world of ideas in the beyond, outside things, is man's inner world. The content of the human spirit, torn out of man and pictured as a world unto itself, as a higher, true world lying in the beyond: that is Platonic philosophy. [ 35 ] I consider Ralph Waldo Emerson to be right when he says: “Among books, Plato only is entitled to Omar's fanatical compliment to the Koran, when he said, ‘Burn the libraries; for their value is in this book.’ These sentences contain the culture of nations; these are the cornerstone of schools; these are the fountain-head of literatures. A discipline it is in logic, arithmetic, taste, symmetry, poetry, language, rhetoric, ontology, morals, or practical wisdom. There was never such range of speculation. Out of Plato come all things that are still written and debated among men of thought.”2 Let me express the last sentence somewhat more exactly in the following form. The way Plato felt about the relationship of the human spirit to the world, this is how the overwhelming majority of people still feel about it today. They feel that the content of the human spirit—human feeling, willing, and thinking—does stand at the top of the ladder of phenomena; but they know what to do with this spiritual content only when they conceive of it as existing outside of man as a divinity or as some other kind of higher being such as a necessary natural order, or as a moral world order—or as any of the other names that man has given to what he himself brings forth. [ 36 ] One can understand why the human being does this. Sense impressions press in upon him from outside. He sees colors and hears sounds. His feelings and thoughts arise in him as he sees the colors and hears the sounds. These stem from his own nature. He asks himself: How can I, out of myself, add anything to what the world gives me? It seems to him completely arbitrary to draw something out of himself to complement the outer world. [ 37 ] But the moment he says to himself: What I am feeling and thinking, this I do not bring to the world out of myself; another, higher being has laid this into the world, and I only draw it forth from the world—at this moment he feels relieved. One only has to tell the human being: Your opinions and thoughts do not come from yourself; a god has revealed them to you—then he is reconciled with himself. And if he has divested himself of his belief in God, he then sets in His place the natural order of things, eternal laws. The fact that he cannot find this God, these eternal laws, anywhere outside in the world, that he must rather first create them for the world if they are to be there—this he does not want to admit to himself at first. It is difficult for him to say to himself: The world outside me is not divine; by virtue of my essential being, however, I assume the right to project the divine into the outer world. [ 38 ] What do the laws of the pendulum that arose in Galileo's spirit as he watched the swinging church lamp matter to the lamp? But man himself cannot exist without establishing a relationship between the outer world and the world of his inner being. His spiritual life is a continuous projecting of his spirit into the sense world. Through his own work, in the course of historical life, there occurs the interpenetration of nature and spirit. The Greek thinkers wanted nothing more than to believe that man was already born into a relationship which actually can come about only through himself. They did not want it to be man who first consummates the marriage of spirit and nature; they wanted to confront this as a marriage already consummated, to regard it as an accomplished fact. [ 39 ] Aristotle saw what is so contradictory in transferring the ideas—arising in man's spirit from the things of the world—into some supersensible world in the beyond. But even he did not recognize that things first receive their ideal aspect when man confronts them and creatively adds this aspect to them. Rather, he assumed that this ideal element, as entelechy, is itself at work in things as their actual principle. The natural consequence of this basic view of his was that he traced the moral activity of man back to his original, moral, natural potential. The physical drives ennoble themselves in the course of human evolution and then appear as willing guided by reason. Virtue consists in this reasonable willing. [ 40 ] Taken at face value, this seems to indicate that Aristotle believed that moral activity, at least, has its source in man's own personality, that man himself gives himself the direction and goal of his actions out of his own being and does not allow these to be prescribed for him from outside. But even Aristotle does not dare to stay with this picture of a human being who determines his own destiny for himself. What appears in man as individual, reasonable activity is, after all, only the imprint of a general world reason existing outside of him. This world reason does realize itself within the individual person, but has its own independent, higher existence over and above him. . [ 41 ] Even Aristotle pushes outside of man what he finds present only within man. The tendency of Greek thinking from Thales to Aristotle is to think that what is encountered within the inner life of man is an independent being existing for itself and to trace the things of the world back to this being. [ 42 ] Man's knowledge must pay the consequences when he thinks that the mediating of spirit with nature, which he himself is meant to accomplish, is accomplished by outer powers. He should immerse himself in his own inner being and seek there the point of connection between the sense world and the ideal world. If, instead of this, he looks into the outer world to find this point, then, because he cannot find it there, he must necessarily arrive eventually at the doubt in any reconciliation between the two powers. The period of Greek thought that follows Aristotle presents us with this stage of doubt. It announces itself with the Stoics and Epicureans and reaches its high-point with the Skeptics. [ 43 ] The Stoics and Epicureans feel instinctively that one cannot find the essential being of things along the path taken by their predecessors. They leave this path without bothering very much about finding a new one. For the older philosophers, the main thing was the world as a whole. They wanted to discover the laws of the world and believed that knowledge of man must result all by itself from knowledge of the world, because for them man was a part of the world-whole like all other things. The Stoics and Epicureans made man the main object of their reflections. They wanted to give his life its appropriate content. They thought about how man should live his life. Everything else was only a means to this end. The Stoics considered all philosophy to be worthwhile only to the extent that through it man could know how he is to live his life. They considered the right life for man to be one that is in harmony with nature. In order to realize this harmony with nature in one's own actions, one must first know what is in harmony with nature. [ 44 ] In the Stoics' teachings there lies an important admission about the human personality. Namely, that the human personality can be its own purpose and goal and that everything else, even knowledge, is there only for the sake of this personality. [ 45 ] The Epicureans went even further in this direction. Their striving consisted in shaping life in such a way that man would feel as content as possible in it or that it would afford him the greatest possible pleasure. One's own life stood so much in the foreground for them that they practiced knowledge only for the purpose of freeing man from superstitious fear and from the discomfort that befalls him when he does not understand nature. [ 46 ] A heightened human feeling of oneself runs through the views of the Stoics and Epicureans compared to those of older Greek thinkers. [ 47 ] This view appears in a finer, more spiritual way in the Skeptics. They said to themselves: When a person is forming ideas about things, he can form them only out of himself. And only out of himself can he draw the conviction that an idea corresponds to some thing. They saw nothing in the outer world that would provide a basis for connecting thing and idea. And they regarded as delusion and combated what anyone before them had said about any such bases. [ 48 ] The basic characteristic of the Skeptical view is modesty. Its adherents did not dare to deny that there is a connection in the outer world between idea and thing; they merely denied that man could know of any such connection. Therefore they did indeed make man the source of his knowing, but they did not regard this knowing as the expression of true wisdom. [ 49 ] Basically, Skepticism represents human knowing's declaration of bankruptcy. The human being succumbs to the preconception he has created for himself—that the truth is present outside him in a finished form—through the conviction he has gained that his truth is only an inner one, and therefore cannot be the right one at all. [ 50 ] Thales begins to reflect upon the world with utter confidence in the power of the human spirit. The doubt—that what human pondering must regard as the ground of the world could not actually be this ground—lay very far from his naive belief in man's cognitive ability. With the Skeptics a complete renunciation of real truth has taken the place of this belief. [ 51 ] The course of development taken by Greek thinking lies between the two extremes of naive, blissful confidence in man's cognitive ability and absolute lack of confidence in it. One can understand this course of development if one considers how man's mental pictures of the causes of the world have changed. What the oldest Greek philosophers thought these causes to be had sense-perceptible characteristics. Through this, one had a right to transfer these causes into the outer world. Like every other object in the sense world, the primal water of Thales belongs to outer reality. The matter became quite different when Parmenides stated that true existence lies in thinking. For, this thinking, in accordance with its true existence, is to be perceived only within man's inner being. Through Parmenides there first arose the great question: How does thought-existence, spiritual existence, relate to the outer existence that our senses perceive? One was accustomed then to picturing the relationship of the highest existence to that existence which surrounds us in daily life in the same way that Thales had thought the relationship to be between his sense-perceptible primal thing and the things that surround us. It is altogether possible to picture to oneself the emergence of all things out of the water that Thales presents as the primal source of all existence, to picture it as analogous to certain sense-perceptible processes that occur daily before our very eyes. And the urge to picture relations in the world surrounding us in the sense of such an analogy still remained even when, through Parmenides and his followers, pure thinking and its content, the world of ideas, were made into the primal source of all existence. Men were indeed ready to see that the spiritual world is a higher one than the sense world, that the deepest world-content reveals itself within the inner being of man, but they were not ready at the same time to picture the relationship between the sense world and the ideal world as an ideal one. They pictured it as a sense-perceptible relationship, as a factual emergence. If they had thought of it as spiritual, then they could peacefully have acknowledged that the content of the world of ideas is present only in the inner being of man. For then what is higher would not need to precede in time what is derivative. A sense-perceptible thing can reveal a spiritual content, but this content can first be born out of the sense-perceptible thing at the moment of revelation. This content is a later product of evolution than the sense world. But if one pictures the relationship to be one of emergence, then that from which the other emerges must also precede it in time. In this way the child—the spiritual world born of the sense world—was made into the mother of the sense world. This is the psychological reason why the human being transfers his world out into outer reality and declares—with reference to this his possession and product—that it has an objective existence in and for itself, and that he has to subordinate himself to it, or, as the case may be, that he can take possession of it only through revelation or in some other way by which the already finished truth can make its entry into his inner being. [ 52 ] This interpretation which man gives to his striving for truth, to his activity of knowing, corresponds with a profound inclination of his nature. Goethe characterized this inclination in his Aphorisms in Prose in the following words: “The human being never realizes just how anthropomorphic he is.” And: “Fall and propulsion. To want to declare the movement of the heavenly bodies by these is actually a hidden anthropomorphism; it is the way a walker goes across a field. The lifted foot sinks down, the foot left behind strives forward and falls; and so on continuously from departing until arriving.” All explanation of nature, indeed, consists in the fact that experiences man has of himself are interpreted into the object. Even the simplest phenomena are explained in this way. When we explain the propulsion of one body by another, we do so by picturing to ourselves that the one body exerts upon the other the same effect as we do when we propel a body. In the same way as we do this with something trivial, the religious person does it with his picture of God. He takes human ways of thinking and acting and interprets them into nature; and the philosophers we have presented, from Parmenides to Aristotle, also interpreted human thought-processes into nature. [ 53 ] Max Stirner has this human need in mind when he says: “What haunts the universe and carries on its mysterious, ‘incomprehensible’ doings is, in fact, the arcane ghost that we call the highest being. And fathoming this ghost, understanding it, discovering reality in it (proving the ‘existence of God’)—this is the task men have set themselves for thousands of years; they tormented themselves with the horrible impossibility, with the endless work of the Danaides, of transforming the ghost into a nonghost, the unreal into a real, the spirit into a whole and embodied person. Behind the existing world they sought the ‘thing-in-itself,’ the essential being; they sought the non-thing behind the thing.” [ 54 ] The last phase of Greek philosophy, Neo-Platonism, offers a splendid proof of how inclined the human spirit is to misconstrue its own being and therefore its relationship to the world. This teaching, whose most significant proponent is Plotin, broke with the tendency to transfer the content of the human spirit into a realm outside the living reality within which man himself stands. The Neo-Platonist seeks within his own soul the place at which the highest object of knowledge is to be found. Through that intensification of cognitive forces which one calls ecstasy, he seeks within himself to behold the essential being of world phenomena. The heightening of the inner powers of perception is meant to lift the human spirit onto a level of life at which he feels directly the revelation of this essential being. This teaching is a kind of mysticism. It is based on a truth that is to be found in every kind of mysticism. Immersion into one's own inner being yields the deepest human wisdom. But man must first prepare himself for this immersion. He must accustom himself to behold a reality that is free of everything the senses communicate to us. People who have brought their powers of knowledge to this height speak of an inner light that has dawned for them. Jakob Böhme, the Christian mystic of the seventeenth century, regarded himself as inwardly illumined in this way. He sees within himself the realm he must designate as the highest one knowable to man. He says: “Within the human heart (Gemüt) there lie the indications (Signatur), quite artfully set forth, of the being of all being.” [ 55 ] Neo-Platonism sets the contemplation of the human inner world in the place of speculation about an outer world in the beyond. As a result, the highly characteristic phenomenon appears that the Neo-Platonist regards his own inner being as something foreign. One has taken things all the way to knowledge of the place at which the ultimate part of the world is to be sought; but one has wrongly interpreted what is to be found in this place. The Neo-Platonist therefore describes the inner experiences of his ecstasy like Plato describes the being of his supersensible world. [ 56 ] It is characteristic that Neo-Platonism excludes from the essential being of the inner world precisely that which constitutes its actual core. The state of ecstasy is supposed to occur only when self-consciousness is silent. It was therefore only natural that in Neo-Platonism the human spirit could not behold itself, its own being, in its true light. [ 57 ] The courses taken by the ideas that form the content of Greek philosophy found their conclusion in this view. They represent the longing of man to recognize, to behold, and to worship his own essential being as something foreign. [ 58 ] In the normal course of development within the spiritual evolution of the West, the discovery of egoism would have to have followed upon Neo-Platonism. That means, man would have to have recognized as his own being what he had considered to be a foreign being. He would have to have said to himself: The highest thing there is in the world given to man is his individual “I” whose being comes to manifestation within the inner life of the personality. [ 59 ] This natural course of Western spiritual development was held up by the spread of Christian teachings. Christianity presents, in popular pictures that are almost tangible, what Greek philosophy expressed in the language of sages. When one considers how deeply rooted in human nature the urge is to renounce one's own being, it seems understandable that this teaching has gained such incomparable power over human hearts. A high level of spiritual development is needed to satisfy this urge in a philosophical way. The most naive heart suffices to satisfy this urge in the form of Christian faith. Christianity does not present—as the highest being of the world—a finely spiritual content like Plato's world of ideas, nor an experience streaming forth from an inner light which must first be kindled; instead, it presents processes with attributes of reality that can be grasped by the senses. It goes so far, in fact, as to revere the highest being in a single historical person. The philosophical spirit of Greece could not present us with such palpable mental pictures. Such mental pictures lay in its past, in its folk mythology. Hamann, Herder's predecessor in the realm of theology, commented one time that Plato had never been a philosopher for children. But that it was for childish spirits that “the holy spirit had had the ambition to become a writer.” [ 60 ] And for centuries this childish form of human self-estrangement has had the greatest conceivable influence upon the philosophical development of thought. Like fog the Christian teachings have hung before the light from which knowledge of man's own being should have gone forth. Through all kinds of philosophical concepts, the church fathers of the first Christian centuries seek to give a form to their popular mental pictures that would make them acceptable also to an educated consciousness. And the later teachers in the church, of whom Saint Augustine is the most significant, continue these efforts in the same spirit. The content of Christian faith had such a fascinating effect that there could be no question of doubt as to its truth, but only of lifting up of this truth into a more spiritual, more ideal sphere. The philosophy of the teachers within the church is a transforming of the content of Christian faith into an edifice of ideas. The general character of this thought-edifice could therefore be no other than that of Christianity: the transferring of man's being out into the world, self-renunciation. Thus it came about that Augustine again arrives at the right place, where the essential being of the world is to be found, and that he again finds something foreign in this place. Within man's own being he seeks the source of all truth; he declares the inner experiences of the soul to be the foundations of knowledge. But the teachings of Christian faith have set an extra-human content at the place where he was seeking. Therefore, at the right place, he found the wrong beings. [ 61 ] There now follows a centuries-long exertion of human thinking whose sole purpose, by expending all the power of the human spirit, was to bring proof that the content of this spirit is not to be sought within this spirit but rather at that place to which Christian faith has transferred this content. The movement in thought that grew up out of these efforts is called Scholasticism. All the hair-splittings of the Schoolmen can be of no interest in the context of the present essay. For that movement in ideas does not represent in the least a development in the direction of knowledge of the personal “I.” [ 62 ] The thickness of the fog in which Christianity enshrouded human self-knowledge becomes most evident through the fact that the Western spirit, out of itself, could not take even one step on the path to this self-knowledge. The Western spirit needed a decisive push from outside. It could not find upon the ground of the soul what it had sought so long in the outer world. But it was presented with proof that this outer world could not be constituted in such a way that the human spirit could find there the essential being it sought. This push was given by the blossoming of the natural sciences in the sixteenth century. As long as man had only an imperfect picture of how natural processes are constituted, there was room in the outer world for divine beings and for the working of a personal divine will. But there was no longer a place, in the natural picture of the world sketched out by Copernicus and Kepler, for the Christian picture. And as Galileo laid the foundations for an explanation of natural processes through natural laws, the belief in divine laws had to be shaken. [ 63 ] Now one had to seek in a new way the being that man recognizes as the highest and that had been pushed out of the external world for him. [ 64 ] Francis Bacon drew the philosophical conclusions from the presuppositions given by Copernicus, Kepler, and Galileo. His service to the Western world view is basically a negative one. He called upon man in a powerful way to direct his gaze freely and without bias upon reality, upon life. As obvious as this call seems, there is no denying that the development of Western thought has sinned heavily against it for centuries. Man's own “I” also belongs within the category of real things. And does it not almost seem as though man's natural predisposition makes him unable to look at this “I” without bias? Only the development of a completely unbiased sense, directed immediately upon what is real, can lead to self-knowledge. The path of knowledge of nature is also the path of knowledge of the “I.” [ 65 ] Two streams now entered into the development of Western thought that tended, by different paths, in the direction of the new goals of knowledge necessitated by the natural sciences. One goes back to Jakob Böhme, the other to René Descartes. [ 66 ] Jakob Böhme and Descartes no longer stood under the influence of Scholasticism. Böhme saw that nowhere in cosmic space was there a place for heaven; he therefore became a mystic. He sought heaven within the inner being of man. Descartes recognized that the adherence of the Schoolmen to Christian teachings was only a matter of centuries-long habituation to these pictures. Therefore he considered it necessary first of all to doubt these habitual pictures and to seek a way of knowledge by which man can arrive at a kind of knowing whose certainty he does not assert out of habit, but which can be guaranteed at every, moment through his own spiritual powers. [ 67 ] Those are therefore strong initial steps which—both with Böhme and with Descartes—the human “I” takes to know itself. Both were nevertheless overpowered by the old preconceptions in what they brought forth later. It has already been indicated that Jakob Böhme has a certain spiritual kinship with the Neo-Platonists. His knowledge is an entering into his own inner being. But what confronts him within this inner being is not the “I” of man but rather only the Christian God again. He becomes aware that within his own heart (Gemüt) there lies what the person who needs knowledge is craving. Fulfillment of the greatest human longings streams toward him from there. But this does not lead him to the view that the “I,” by intensifying its cognitive powers, is also able out of itself to satisfy its demands. This brings him, rather, to the belief that, on the path of knowledge into the human heart, he had truly found the God whom Christianity had sought upon a false path. Instead of self-knowledge, Jakob Böhme seeks union with God; instead of life with the treasures of his own inner being, he seeks a life in God. [ 68 ] It is obvious that the way man thinks about his actions, about his moral life, will also depend upon human self-knowledge or self-misapprehension. The realm of morality does in fact establish itself as a kind of upper story above the purely natural processes. Christian belief, which already regards these natural processes as flowing from the divine will, seeks this will all the more within morality. Christian moral teachings show more clearly than almost anything else the distortedness of this world view. No matter how enormous the sophistry is that theology has applied to this realm: questions remain which, from the standpoint of Christianity, show definite features of considerable contradiction. If a primal being like the Christian God is assumed, it is incomprehensible how the sphere of human action can fall into two realms: into that of the good and into that of the evil. For, all human actions would have to flow from the primal being and consequently bear traits homogeneous with their origin. Human actions would in fact have to be divine. Just as little can human responsibility be explained on this basis. Man is after all directed by the divine will. He can therefore give himself up only to this will; he can let happen through him only what God brings about. [ 69 ] In the views one held about morality, precisely the same thing occurred as in one's views about knowledge. Man followed his inclination to tear his own self out of himself and to set it up as something foreign. And just as in the realm of knowledge no other content could be given to the primal being—regarded as lying outside man—than the content drawn from his own inner being, so no moral aims and impulses for action could be found in this primal being except those belonging to the human soul. What man, in his deepest inner being, was convinced should happen, this he regarded as something willed by the primal being of the world. In this way a duality in the ethical realm was created. Over against the self that one had within oneself and out of which one had to act, one set one's own content as something morally determinative. And through this, moral demands could arise. Man's self was not allowed to follow itself; it had to follow something foreign. Selflessness in one's actions in the moral field corresponds to self-estrangement in the realm of knowledge. Those actions are good in which the “I” follows something foreign; those actions are bad, on the other hand, in which it follows itself. In self-will Christianity sees the source of all evil. That could never have happened if one had seen that everything moral can draw its content only out of one's own self. One can sum up all the Christian moral teachings in one sentence: If man admits to himself that he can follow only the commandments of his own being and if he acts according to them, then he is evil; if this truth is hidden from him and if he sets—or allows to be set—his own commandments as foreign ones over himself in order to act according to them, then he is good. [ 70 ] The moral teaching of selflessness is elaborated perhaps more completely than anywhere else in a book from the fourteenth century, German Theology. The author of this book is unknown to us. He carried self-renunciation far enough to be sure that his name did not come down to posterity. In this book it is stated: “That is no true being and has no being which does not exist within the perfect; rather it is by chance or it is a radiance and a shining that is no being or has no being except in the fire from which the radiance flows, or in the sun, or in the light. The Bible speaks of faith and the truth: sin is nothing other than the fact that the creature turns himself away from the unchangeable good and toward the changeable good, which means that he turns from the perfect to the divided and to the imperfect and most of all to himself. Now mark. If the creature assumes something good—such as being, living, knowing, recognizing, capability, and everything in short that one should call good—and believes that he is this good, or that it is his or belongs to him, or that it is of him, no matter how often nor how much results from this, then he is going astray. What else did the devil do or what else was his fall and estrangement than that he assumed that he was also something and something would be his and something would also belong to him? That assumption and his “I” and his “me,” his “for me” and his “mine,” that was his estrangement and his fall. That is how it still is. For, everything that one considers good or should call good belongs to no one, but only to the eternal true good which God is alone, and whoever assumes it of himself acts wrongly and against God.” [ 71 ] A change in moral views from the old Christian ones is also connected with the turn that Jakob Böhme gave to man's relationship to God. God still works as something higher in the human soul to effect the good, but He does at least work within this self and not from outside upon the self. An internalizing of moral action occurs thereby. The rest of Christianity demanded only an outer obedience to the divine will. With Jakob Böhme the previously separated entities—the really personal and the personal that was made into God—enter into a living relationship. Through this, the source of the moral is indeed now transferred into man's inner being, but the moral principle of selflessness seems to be even more strongly emphasized. If God is regarded as an outer power, then the human self is the one actually acting. It acts either in God's sense or against it. But if God is transferred into man's inner being, then man himself no longer acts, but rather God in him. God expresses himself directly in human life. Man foregoes any life of his own; he makes himself a part of the divine life. He feels himself in God, God in himself; he grows into the primal being; he becomes an organ of it. [ 72 ] In this German mysticism man has therefore paid for his participation in the divine life with the most complete extinguishing of his personality, of his “I.” Jakob Böhme and the mystics who were of his view did not feel the loss of the personal element. On the contrary: they experienced something particularly uplifting in the thought that they were directly participating in the divine life, that they were members in a divine organism. An organism cannot exist, after all, without its members. The mystic therefore felt himself to be something necessary within the world-whole, as a being that is indispensable to God. Angelus Silesius, the mystic who felt things in the same spirit as Jakob Böhme, expresses this in a beautiful statement:
And even more characteristically in another one:
[ 73 ] The human “I” asserts its rights here in the most powerful way vis-à-vis its own image which it has transferred into the outer world. To be sure, the supposed primal being is not yet told that it is man's own being set over against himself, but at least man's own being is considered to be the maintainer of the divine primal ground. [ 74 ] Descartes had a strong feeling for the fact that man, through his thought-development, had brought himself into a warped relationship with the world. Therefore, to begin with, he met everything that had come forth from this thought-development with doubt. Only when one doubts everything that the centuries have developed as truths can one—in his opinion—gain the necessary objectivity for a new point of departure. It lay in the nature of things that this doubt would lead Descartes to the human “I.” For, the more a person regards everything else as something that he still must seek, the more he will have an intense feeling of his own seeking personality. He can say to himself: Perhaps I am erring on the paths of existence; then the erring one is thrown all the more clearly back upon himself. Descartes' Cogito, ergo sum (I think, therefore I am) indicates this. Descartes presses even further. He is aware that the way man arrives at knowledge of himself should be a model for any other knowledge he means to acquire. Clarity and definiteness seem to Descartes to be the most prominent characteristics of self-knowledge. Therefore he also demands these two characteristics of all other knowledge. Whatever man can distinguish just as clearly and definitely as his own existence: only that can stand as certain. [ 75 ] With this, the absolutely central place of the “I” in the world-whole is at least recognized in the area of cognitive methodology. Man determines the how of his knowledge of the world according to the how of his knowledge of himself, and no longer asks for any outer being to justify this how. Man does not want to think in the way a god prescribes knowing activity to be, but rather in the way he determines this for himself. From now on, with respect to the world, man draws the power of his wisdom from himself. [ 76 ] In connection with the what, Descartes did not take the same step. He set to work to gain mental pictures about the world, and—in accordance with the cognitive principle just presented—searched through his own inner being for such mental pictures. There he found the mental picture of God. It was of course nothing more than the mental picture of the human “I.” But Descartes did not recognize this. The idea of God as the altogether most perfect being » brought his thinking onto a completely wrong path. This one characteristic, that of the altogether greatest perfection, outshone for him all the other characteristics of the central being. He said to himself: Man, who is himself imperfect, cannot out of himself create the mental picture of an altogether most perfect being. Consequently this altogether most perfect being exists. If Descartes had investigated the true content of his mental picture of God, he would have found that it is exactly the same as the mental picture of the “I,” and that perfection is only a conceptual enhancement of this content. The essential content of an ivory ball is not changed by my thinking of it as infinitely large. Just as little does the mental picture of the “I” become something else through such an enhancement. [ 77 ] The proof that Descartes brings for the existence of God is therefore again nothing other than a paraphrasing of the human need to make one's own “I,” in the form of a being outside man, into the ground of the world. But here indeed the fact presents itself with full clarity that man can find no content of its own for this primal being existing outside man, but rather can only lend this being the content of his mental picture of the “I” in a form that has not been significantly changed. [ 78 ] Spinoza took no step forward on the path that must lead to the conquest of the mental picture of the “I”; he took a step backward. For Spinoza has no feeling of the unique position of the human “I.” For him the stream of world processes consists only in a system of natural necessity, just as for the Christian philosophers it consisted only in a system of divine acts of will. Here as there the human “I” is only a part within this system. For the Christian, man is in the hands of God; for Spinoza he is in those of natural world happenings. With Spinoza the Christian God received a different character. A philosopher who has grown up in a time when natural-scientific insights are blooming cannot acknowledge a God who directs the world arbitrarily; he can acknowledge only a primal being who exists because his existence, through itself, is a necessity, and who guides the course of the world according to the unchangeable laws that flow from his own absolutely necessary being. Spinoza has no consciousness of the fact that man takes the image in which he pictures this necessity from his own content. For this reason Spinoza's moral ideal also becomes something impersonal, unindividual. In accordance with his presuppositions he cannot indeed see his ideal to be in the perfecting of the “I,” in the enhancement of man's own powers, but rather in the permeating of the “I” with the divine world content, with the highest knowledge of the objective God. To lose oneself in this God should be the goal of human striving. [ 79 ] The path Descartes took—to start with the “I” and press forward to world knowledge—is extended from now on by the philosophers of modern times. The Christian theological method, which had no confidence in the power of the human “I” as an organ of knowledge, at least was overcome. One thing was recognized: that the “I” itself must find the highest being. The path from there to the other point—to the insight that the content lying within the “I” is also the highest being—is, to be sure, a long one. [ 80 ] Less thoughtfully than Descartes did the two English philosophers Locke and Hume approach their investigation of the paths that the human “I” takes to arrive at enlightenment about itself and the world. One thing above all was lacking in both of them: a healthy, free gaze into man's inner being. Therefore they could also gain no mental picture of the great difference that exists between knowledge of outer things and knowledge of the human “I.” Everything they say relates only to the acquisition of outer knowledge. Locke entirely overlooks the fact that man, by enlightening himself about outer things, sheds a light upon them that streams from his own inner being. He believes therefore that all knowledge stems from experience. But what is experience? Galileo sees a swinging church lamp. It leads him to find the laws by which a body swings. He has experienced two things: firstly, through his senses, outer processes; secondly, from out of himself, the mental picture of a law that enlightens him about these processes, that makes them comprehensible. One can now of course call both of these experience. But then one fails to recognize the difference, in fact, that exists between the two parts of this cognitive process. A being that could not draw upon the content of his being could stand eternally before the swinging church lamp: the sense perception would never complement itself with a conceptual law. Locke and all who think like him allow themselves to be deceived by something—namely by the way the content of what is to be known approaches us. It simply rises up, in fact, upon the horizon of our consciousness. Experience consists in what thus arises. But the fact must be recognized that the content of the laws of experience is developed by the “I” in its encounter with experience. Two things reveal themselves in Hume. One is that, as already mentioned, he does not recognize the nature of the “I,” and therefore, exactly like Locke, derives the content of the laws from experience. The other thing is that this content, by being separated from the “I,” loses itself completely in indefiniteness, hangs freely in the air without support or foundation. Hume recognizes that outer experience communicates only unconnected processes, that it does not at the same time, along with these processes, provide the laws by which they are connected. Since Hume knows nothing about the being of the “I,” he also cannot derive from it any justification for connecting the processes. He therefore derives these laws from the vaguest source one could possibly imagine: from habit. A person sees that a certain process always follows upon another; the fall of a stone is followed by the indentation of the ground on which it falls. As a result man habituates himself to thinking of such processes as connected. All knowledge loses its significance if one takes one's start from such presuppositions. The connection between the processes and their laws acquires something of a purely chance nature. [ 81 ] We see in George Berkeley a person for whom the creative being of the “I” has come fully to consciousness. He had a clear picture of the “I's” own activity in the coming about of all knowledge. When I see an object, he said to himself, I am active. I create my perception for myself. The object of my perception would remain forever beyond my consciousness, it would not be there for me, if I did not continuously enliven its dead existence by my activity. I perceive only my enlivening activity, and not what precedes it objectively as the dead thing. No matter where I look within the sphere of my consciousness: everywhere I see myself as the active one, as the creative one. In Berkeley's thinking, the “I” acquires a universal life. What do I know of any existence of things, if I do not picture this existence? [ 82 ] For Berkeley the world consists of creative spirits who out of themselves form a world. But at this level of knowledge there again appeared, even with him, the old preconception. He indeed lets the “I” create its world for itself, but he does not give it at the same time the power to create itself out of itself. It must again proffer a mental picture of God. The creative principle in the “I” is God, even for Berkeley. [ 83 ] But this philosopher does show us one thing. Whoever really immerses himself into the essential being of the creative “I” does not come back out of it again to an outer being except by forcible means. And Berkeley does proceed forcibly. Under no compelling necessity he traces the creativity of the “I” back to God. Earlier philosophers emptied the “I” of its content and through this gained a content for their God. Berkeley does not do this. Therefore he can do nothing other than set, beside the creative spirits, yet one more particular spirit that basically is of exactly the same kind as they and therefore completely unnecessary, after all. [ 84 ] This is even more striking in the German philosopher Leibniz. He also recognized the creative activity of the “I.” He had a very clear overview of the scope of this activity; he saw that it was inwardly consistent, that it was founded upon itself. The “I” therefore became for him a world in itself, a monad. And everything that has existence can have it only through the fact that it gives itself a self-enclosed content. Only monads, i.e., beings creating out of and within themselves, exist: separate worlds in themselves that do not have to rely on anything outside themselves. Worlds exist, no world. Each person is a world, a monad, in himself. If now these worlds are after all in accord with one another, if they know of each other and think the contents of their knowledge, then this can only stem from the fact that a predestined accord (pre-established harmony) exists. The world, in fact, is arranged in such a way that the one monad creates out of itself something which corresponds to the activity in the others. To bring about this accord Leibniz of course again needs the old God. He has recognized that the “I” is active, creative, within his inner being, that it gives its content to itself; the fact that the “I” itself also brings this content into relationship with the other content of the world remained hidden to him. Therefore he did not free himself from the mental picture of God. Of the two demands that lie in the Goethean statement—“If I know my relationship to myself and to the outer world, then I call it truth”—Leibniz understood only the one. [ 85 ] This development of European thought manifests a very definite character. Man must draw out of himself the best that he can know. He in fact practices self-knowledge. But he always shrinks back again from the thought of also recognizing that what he has created is in fact self-created. He feels himself to be too weak to carry the world. Therefore he saddles someone else with this burden. And the goals he sets for himself would lose their weight for him if he acknowledged their origin to himself; therefore he burdens his goals with powers that he believes he takes from outside. Man glorifies his child but without wanting to acknowledge his own fatherhood. [ 86 ] In spite of the currents opposing it, human self-knowledge made steady progress. At the point where this self-knowledge began to threaten man's belief in the beyond, it met Kant. Insight into the nature of human knowing had shaken the power of those proofs which people had thought up to support belief in the beyond. One had gradually gained a picture of real knowledge and therefore saw through the artificiality and tortured nature of the seeming ideas that were supposed to give enlightenment about other-worldly powers. A devout, believing man like Kant could fear that a further development along this path would lead to the disintegration of all faith. This must have seemed to his deeply religious sense like a great, impending misfortune for mankind. Out of his fear of the destruction of religious mental pictures there arose for him the need to investigate thoroughly the relationship of human knowing to matters of faith. How is knowing possible and over what can it extend itself? That is the question Kant posed himself, with the hope, right from the beginning, of being able to gain from his answer the firmest possible support for faith. [ 87 ] Kant took up two things from his predecessors. Firstly, that there is a knowledge in some areas that is indubitable. The truths of pure mathematics and the general teachings of logic and physics seem to him to be in this category. Secondly, he based himself upon Hume in his assertion that no absolutely sure truths can come from experience. Experience teaches only that we have so and so often observed certain connections; nothing can be determined by experience as to whether these connections are also necessary ones. If there are indubitable, necessary truths and if they cannot stem from experience: then from what do they stem? They must be present in the human soul before experience. Now it becomes a matter of distinguishing between the part of knowledge that stems from experience and the part that cannot be drawn from this source of knowledge. Experience occurs through the fact that I receive impressions. These impressions are given through sensations. The content of these sensations cannot be given us in any other way than through experience. But these sensations, such as light, color, tone, warmth, hardness, etc., would present only a chaotic tangle if they were not brought into certain interconnections. In these interconnections the contents of sensation first constitute the objects of experience. An object is composed of a definitely ordered group of the contents of sensation. In Kant's opinion, the human soul accomplishes the ordering of these contents of sensation into groups. Within the human soul there are certain principles present by which the manifoldness of sensations is brought into objective unities. Such principles are space, time, and certain connections such as cause and effect. The contents of sensation are given me, but not their spatial interrelationships nor temporal sequence. Man first brings these to the contents of sensation. One content of sensation is given and another one also, but not the fact that one is the cause of the other. The intellect first makes this connection. Thus there lie within the human soul, ready once and for all, the ways in which the contents of sensation can be connected. Thus, even though we can take possession of the contents of sensation only through experience, we can, nevertheless, before all experience, set up laws as to how these contents of sensation are to be connected. For, these laws are the ones given us within our own souls. We have, therefore, necessary kinds of knowledge. But these do not relate to a content, but only to ways of connecting contents. In Kant's opinion, we will therefore never draw knowledge with any content out of the human soul's own laws. The content must come through experience. But the otherworldly objects of faith can never become the object of any experience. Therefore they also cannot be attained through our necessary knowledge. We have a knowledge from experience and another, necessary, experience-free knowledge as to how the contents of experience can be connected. But we have no knowledge that goes beyond experience. The world of objects surrounding us is as it must be in accordance with the laws of connection lying ready in our soul. Aside from these laws we do not know how this world is “in-itself.” The world to which our knowledge relates itself is no such “in-itselfness” but rather is an appearance for us. [ 88 ] Obvious objections to these Kantian views force themselves upon the unbiased person. The difference in principle between the particulars (the contents of sensation) and the way of connecting these particulars does not consist, with respect to knowledge, in the way we connect things as Kant assumes it to. Even though one element presents itself to us from outside and the other comes forth from our inner being, both elements of knowledge nevertheless form an undivided unity. Only the abstracting intellect can separate light, warmth, hardness, etc., from spatial order, causal relationship, etc. In reality, they document, with respect to every single object, their necessary belonging together. Even the designation of the one element as “content” in contrast to the other element as a merely “connecting” principle is all warped. In truth, the knowledge that something is the cause of something else is a knowledge with just as much content as the knowledge that it is yellow. If the object is composed of two elements, one of which is given from outside and the other from within, it follows that, for our knowing activity, elements which actually belong together are communicated along two different paths. It does not follow, however, that we are dealing with two things that are different from each other and that are artificially coupled together. Only by forcibly separating what belongs together can Kant therefore support his view. The belonging together of the two elements is most striking in knowledge of the human “I.” Here one element does not come from outside and the other from within; both arise from within. And here both are not only one content but also one completely homogeneous content. [ 89 ] What mattered to Kant—his heart's wish that guided his thoughts far more than any unbiased observation of the real factors—was to rescue the teachings relative to the beyond. What knowledge had brought about as support for these teachings in the course of long ages had decayed. Kant believed he had now shown that it is anyway not for knowledge to support such teachings, because knowledge has to rely on experience, and the things of faith in the beyond cannot become the object of any experience. Kant believed he had thereby created a free space where knowledge could not get in his way and disrupt him as he built up there a faith in the beyond. And he demands, as a support for moral life, that one believe in the things in the beyond. Out of that realm from which no knowledge comes to us, there sounds the despotic voice of the categorical imperative which demands of us that we do the good. And in order to establish a moral realm we would in fact need all that about which knowledge can tell us nothing. Kant believed he had achieved what he wanted: “I therefore had to set knowledge aside in order to make room for faith.” [ 90 ] The great philosopher in the development of Western thought who set out in direct pursuit of a knowledge of human self-awareness is Johann Gottlieb Fichte. It is characteristic of him that he approaches this knowledge without any presuppositions, with complete lack of bias. He has the clear, sharp awareness of the fact that nowhere in the world is a being to be found from which the “I” could be derived. It can therefore be derived only from itself. Nowhere is a power to be found from which the existence of the “I” flows. Everything the “I” needs, it can acquire only out of itself. Not only does it gain enlightenment about its own being through self-observation; it first posits this being into itself through an absolute, unconditional act. “The ‘I’ posits itself, and it is by virtue of this mere positing of itself; and conversely: The ‘I’ is, and posits its existence, by virtue of its mere existence. It is at the same time the one acting and the product of its action; the active one and what is brought forth by the activity; action and deed are one and the same; and therefore the ‘I am’ is the expression of an active deed.” Completely undisturbed by the fact that earlier philosophers have transferred the entity he is describing outside man, Fichte looks at the “I” naively. Therefore the “I” naturally becomes for him the highest being. “That whose existence (being) merely consists in the fact that it posits itself as existing is the ‘I’ as absolute subject. In the way that it posits itself, it is, and in the way that it is, it posits itself: and the ‘I’ exists accordingly for the ‘I,’ simply and necessarily. What does not exist for itself is no ‘I’ ... One certainly hears the question raised: What was I anyway, before I came to self-awareness? The obvious answer to that is: I was not at all; for I was not I... To posit oneself and to be are, for the ‘I,’ completely the same.” The complete, bright clarity about one's own “I,” the unreserved illumination of one's personal, human entity, becomes thereby the starting point of human thinking. The result of this must be that man, starting here, sets out to conquer the world. The second of the Goethean demands mentioned above, knowledge of my relationship to the world, follows upon the first—knowledge of the relationship that the “I” has to itself. This philosophy, built upon self-knowledge, will speak about both these relationships, and not about the derivation of the world from some primal being. One could now ask: Is man then supposed to set his own being in place of the primal being into which he transferred the world origins? Can man then actually make himself the starting point of the world? With respect to this it must be emphasized that this question as to the world origins stems from a lower sphere. In the sequence of the processes given us by reality, we seek the causes for the events, and then seek still other causes for the causes, and soon. We are now stretching the concept of causation. We are seeking a final cause for the whole world. And in this way the concept of the first, absolute primal being, necessary in itself, fuses for us with the idea of the world cause. But that is a mere conceptual construction. When man sets up such conceptual constructions, they do not necessarily have any justification. The concept of a flying dragon also has none. Fichte takes his start from the “I” as the primal being, and arrives at ideas that present the relationship of this primal being to the rest of the world in an unbiased way, but not under the guise of cause and effect. Starting from the “I,” Fichte now seeks to gain ideas for grasping the rest of the world. Whoever does not want to deceive himself about the nature of what one can call cognition or knowledge can proceed in no other way. Everything that man can say about the being of things is derived from the experiences of his inner being. “The human being never realizes just how anthropomorphic he is.” (Goethe) In the » explanation of the simplest phenomena, in the propulsion of one body by another, for example, there lies an anthropomorphism. The conclusion that the one body propels the other is already anthropomorphic. For, if one wants to go beyond what the senses tell us about the occurrence, one must transfer onto it the experience our body has when it sets a body in the outer world into motion. We transfer our experience of propelling something onto the occurrence in the outer world, and also speak there of propulsion when we roll one ball and as a result see a second ball go rolling. For we can observe only the movements of the two balls, and then in addition think the propulsion in the sense of our own experiences. All physical explanations are anthropomorphisms, attributing human characteristics to nature. But of course it does not follow from this what has so often been concluded from this: that these explanations have no objective significance for the things. A part of the objective content lying within the things, in fact, first appears when we shed that light upon it which we perceive in our own inner being. [ 91 ] Whoever, in Fichte's sense, bases the being of the “I” entirely upon itself can also find the sources of moral action only within the “I” alone. The “I” cannot seek harmony with some other being, but only with itself. It does not allow its destiny to be prescribed, but rather gives any such destiny to itself. Act according to the basic principle that you can regard your actions as the most worthwhile possible. That is about how one would have to express the highest principle of Fichte's moral teachings. “The essential character of the ‘I,’ in which it distinguishes itself from everything that is outside it, consists in a tendency toward self-activity for the sake of self-activity; and it is this tendency that is thought when the ‘I,’ in and for itself, without any relationship to something outside it, is thought.” An action therefore stands on an ever higher level of moral value, the more purely it flows from the self-activity and self-determination of the “I.” [ 92 ] In his later life Fichte changed his self-reliant, absolute “I” back into an external God again; he therefore sacrificed true self-knowledge, toward which he had taken so many important steps, to that self-renunciation which stems from human weakness. The last books of Fichte are therefore of no significance for the progress of this self-knowledge. [ 93 ] The philosophical writings of Schiller, however, are important for this progress. Whereas Fichte expressed the self-reliant independence of the “I” as a general philosophical truth, Schiller was more concerned with answering the question as to how the particular “I” of the simple human individuality could live out this self-activity in the best way within itself. Kant had expressly demanded the suppression of pleasure as a pre-condition for moral activity. Man should not carry out what brings him satisfaction; but rather what the categorical imperative demands of him. According to his view an action is all the more moral the more it is accomplished with the quelling of all feeling of pleasure, out of mere heed to strict moral law. For Schiller this diminishes human worth. Is man in his desire for pleasure really such a low being that he must first extinguish this base nature of his in order to be virtuous? Schiller criticizes any such degradation of man in the satirical epigram (Xenie):
No, says Schiller, human instincts are capable of such ennobling that it is a pleasure to do the good. The strict “ought to” transforms itself in the ennobled man into a free “wanting to.” And someone who with pleasure accomplishes what is moral stands higher on the moral world scale than someone who must first do violence to his own being in order to obey the categorical imperative. [ 94 ] Schiller elaborated this view of his in his Letters on the Aesthetic Education of the Human Race. There hovers before him the picture of a free individuality who can calmly give himself over to his egoistical drives because these drives, out of themselves, want what can be accomplished by the unfree, ignoble personality only when it suppresses its own needs. The human being, as Schiller expressed it, can be unfree in two respects: firstly, if he is able to follow only his blind, lower instincts. Then he acts out of necessity. His drives compel him; he is not free. Secondly, however, that person also acts unfreely who follows only his reason. For, reason sets up principles of behavior according to logical rules. A person who merely follows reason acts unfreely because he subjugates himself to logical necessity. Only that person acts freely out of himself for whom what is reasonable has united so deeply with his individuality , has gone over so fully into his flesh and blood, that he carries out with the greatest pleasure what someone standing morally less high can accomplish only through the most extreme self-renunciation and the strongest compulsion. [ 95 ] Friedrich Joseph Schelling wanted to extend the path Fichte had taken. Schelling took his start from the unbiased knowledge of the “I” that his predecessor had achieved. The “I” was recognized as a being that draws its existence out of itself. The next task was to bring nature into a relationship with this self-reliant “I.” It is clear: If the “I” is not to transfer the actual higher being of things into the outer world again, then it must be shown that the “I,” out of itself, also creates what we call the laws of nature. The structure of nature must therefore be the material system, outside in space, of what the “I,” within its inner being, creates in a spiritual way. “Nature must be visible spirit, and spirit must be invisible nature. Here, therefore, in the absolute identity of the spirit in us and of nature outside of us, must the problem be solved as to how a nature outside of us is possible.” “The outer world lies open before us, in order for us to find in it again the history of our spirit.” [ 96 ] Schelling, therefore, sharply illuminates the process that the philosophers have interpreted wrongly for so long. He shows that out of one being the clarifying light must fall upon all the processes of the world; that the “I” can recognize one being in all happenings; but he no longer sets forth this being as something lying outside the “I”; he sees it within the “I.” The “I” finally feels itself to be strong enough to enliven the content of world phenomena from out of itself. The way in which Schelling presented nature in detail as a material development out of the “I” does not need to be discussed here. The important thing in this essay is to show in what way the “I” has reconquered for itself the sphere of influence which, in the course of the development of Western thought, it had ceded to an entity that it had itself created. For this reason Schelling's other writings also do not need to be considered in this context. At best they add only details to the question we are examining. Exactly like Fichte, Schelling abandons clear self-knowledge again, and seeks then to trace the things flowing from the self back to other beings. The later teachings of both thinkers are reversions to views which they had completely overcome in an earlier period of life. [ 97 ] The philosophy of Georg Wilhelm Friedrich Hegel is a further bold attempt to explain the world on the basis of a content lying within the “I.” Hegel sought, comprehensively and thoroughly, to investigate and present the whole content of what Fichte, in incomparable words to be sure, had characterized: the being of the human “I.” For Hegel also regards this being as the actual primal thing, as the “in-itselfness of things.” But Hegel does something peculiar. He divests the “I” of everything individual, personal. In spite of the fact that it is a genuine true “I” which Hegel takes as a basis for world phenomena, this “I” seems impersonal, unindividual, far from an intimate, familiar “I,” almost like a god. In just such an unapproachable, strictly abstract form does Hegel, in his logic, expound upon the content of the in-itselfness of the world. The most personal thinking is presented here in the most impersonal way. According to Hegel, nature is nothing other than the content of the “I” that has been spread out in space and time. Nature is this ideal content in a different state. “Nature is spirit estranged from itself.” Within the individual human spirit Hegel's stance toward the impersonal “I” is personal. Within self-consciousness, the being of the “I” is not an in-itself, it is also for-itself; the human spirit discovers that the highest world content is his own content. Because Hegel seeks to grasp the being of the “I” at first impersonally, he also does not designate it as “I,” but rather as idea. But Hegel's idea is nothing other than the content of the human “I” freed of all personal character. This abstracting of everything personal manifests most strongly in Hegel's views about the spiritual life, the moral life. It is not the single, personal, individual “I” of man that can decide its own destiny, but rather it is the great, objective, impersonal world “I,” which is abstracted from man's individual “I”; it is the general world reason, the world idea. The individual “I” must submit to this abstraction drawn from its own being. The world idea has instilled the objective spirit into man's legal, state, and moral institutions, into the historical process. Relative to this objective spirit, the individual is inferior, coincidental. Hegel never tires of emphasizing again and again that the chance, individual “I” must incorporate itself into the general order, into the historical course of spiritual evolution. It is the despotism of the spirit over the bearer of this spirit that Hegel demands. [ 98 ] It is a strange last remnant of the old belief in God and in the beyond that still appears here in Hegel. All the attributes with which the human “I,” turned into an outer ruler of the world, was once endowed have been dropped, and only the attribute of logical generality remains. The Hegelian world idea is the human “I,” and Hegel's teachings recognize this expressly, for at the pinnacle of culture man arrives at the point, according to this teaching, of feeling his full identity with this world “I.” In art, religion, and philosophy man seeks to incorporate into his particular existence what is most general; the individual spirit permeates itself with the general world reason. Hegel portrays the course of world history in the following way: “If we look at the destiny of world-historical individuals, they have had the good fortune to be the managing directors of a purpose that was one stage in the progress of the general spirit. One can call it a trick of world reason for it to use these human tools; for it allows them to carry out their own purposes with all the fury of their passion, and yet remains not only unharmed itself but even brings forth itself. The particular is usually too insignificant compared to the general: individuals are sacrificed and abandoned. World history thus presents itself as the battle of individuals, and in the field of this particularization, things take their completely natural course. Just as in animal nature the preservation of life is the purpose and instinct of the individual creature, and just as here, after all, reason, the general, predominates and the individuals fall, thus so do things in the spiritual world also take their course. The passions mutually destroy each other; only reason is awake, pursues its purpose, and prevails.” But for Hegel, the highest level of development of human culture is also not presented in this sacrificing of the particular individuals to the good of general world reason, but rather in the complete interpenetration of the two. In art, religion, and philosophy, the individual works in such a way that his work is at the same time a content of the general world reason. With Hegel, through the factor of generality that he laid into the world “I,” the subordination of the separate human “I” to this world “I” still remained. [ 99 ] Ludwig Feuerbach sought to put an end to this subordination by stating in powerful terms how man transfers the being of his “I” into the outer world in order then to place himself over against it, acknowledging, obeying, revering it as though it were a God. “God is the revealed inner being, the expressed self, of man; religion is the festive disclosing of the hidden treasures of man, the confessing of his innermost thoughts, the public declaration of his declarations of love.” But even Feuerbach has not yet cleansed the idea of this “I” of the factor of generality. For him the general human “I” is something higher than the individual, single “I.” And even though as a thinker he does not, like Hegel, objectify this general “I” into a cosmic being existing in itself, still, in the moral context, over against the single human being, he does set up the general concept of a generic man, and demands that the individual should raise himself above the limitations of his individuality. [ 100 ] Max Stirner, in his book The Individual and What Is His (Der Einzige und sein Eigentum), published in 1844, demanded of the “I” in a radical way that it finally recognize that all the beings it has set above itself in the course of time were cut by it from its own body and set up in the outer world as idols. Every god, every general world reason, is an image of the “I” and has no characteristics different from the human “I.” And even the concept of the general “I” was extracted from the completely individual “I” of every single person. [ 101 ] Stirner calls upon man to throw off everything general about himself and to acknowledge to himself that he is an individual. “You are indeed more than a Jew, more than a Christian, etc., but you are also more than a man. Those are all ideas; you, however, are in the flesh. Do you really believe, therefore, that you can ever become ‘man as such’?” “I am man! I do not first have to produce man in myself, because he already belongs to me as all my characteristics do.” “Only I am not an abstraction alone; I am the all in all;... I am no mere thought, but I am at the same time full of thoughts, a thought-world. Hegel condemns what is one's own, what is mine ... ‘Absolute thinking’ is that thinking which forgets that it is my thinking, that I think, and that thinking exists only through me. As ‘I,’ however, I again swallow what is mine, am master over it; it is only my opinion that I can change at every moment, i.e., that I can destroy, that I can take back into myself and can devour.” “The thought is only my own when I can indeed subjugate it, but it can never subjugate me, never fanaticize me and make me the tool of its realization.” All the beings placed over the “I” finally shatter upon the knowledge that they have only been brought into the world by the “I.” “The beginning of my thinking, namely, is not a thought, but rather I, and therefore I am also its goal, just as its whole course is then only the course of my self-enjoyment.” [ 102 ] In Stirner's sense, one should not want to define the individual “I” by a thought, by an idea. For, ideas are something general; and through any such definition, the individual—at least logically—would thus be subordinated at once to something general. One can define everything else in the world by ideas, but we must experience our own “I” as something individual within us. Everything that is expressed about the individual in thoughts cannot take up his content into itself; it can only point to it. One says: Look into yourself; there is something for which any concept, any idea, is too poor to encompass in all its incarnate wealth, something that brings forth the ideas out of itself, but that itself has an inexhaustible spring within itself whose content is infinitely more extensive than everything this something brings forth. Stirner's response is: “The individual is a word and with a word one would after all have to be able to think something; a word would after all have to have a thought-content. But the individual is a word without thought; it has no thought-content. But what is its content then if not thought? Its content is one that cannot be there a second time and that consequently can also not be expressed, for if it could be expressed, really and entirely expressed, then it would be there a second time, would be there in the ‘expression’... only when nothing of you is spoken out and you are only named, are you recognized as you. As long as something of you is spoken out, you will be recognized only as this something (man, spirit, Christian, etc.).” The individual “I” is therefore that which is everything it is only through itself, which draws the content of its existence out of itself and continuously expands this content from out of itself. This individual “I” can acknowledge no ethical obligation that it does not lay upon itself. “Whether what I think and do is Christian, what do I care? Whether it is human, liberal, humane, or inhuman, unliberal, inhumane, I don't ask about that. If it only aims at what I want, if I satisfy only myself in it, then call it whatever you like: it's all the same to me ...” “Perhaps, in the very next moment I will turn against my previous thought; I also might very well change my behavior suddenly; but not because it does not correspond to what is Christian, not because it goes against eternal human rights, not because it hits the idea of mankind, humanity, humaneness in the face, but rather—because I am no longer involved, because I no longer enjoy it fully, because I doubt my earlier thought, or I am no longer happy with my recent behavior.” The way Stirner speaks about love from this point of view is characteristic. “I also love people, not merely some of them but everyone. But I love them with the consciousness of egoism; I love them because love makes me happy; I love because loving is natural for me, because I like it. I know no ‘commandment of love’ ...” To this sovereign individual, all state, social, and church organizations are fetters. For, all organizations presuppose that the individual must be like this or like that so that it can fit into the community. But the individual will not let it be determined for him by the community how he should be. He wants to make himself into this or that. J. H. Mackay, in his book Max Stirner, His Life and Work, has expressed what matters to Stirner: “The annihilation, in the first place, of those foreign powers which seek in the most varied ways to suppress and destroy the “I”; and in the second place, the presentation of the relationships of our intercourse with each other, how they result from the conflict and harmony of our interests.” The individual cannot fulfill himself in an organized community, but only in free intercourse or association. He acknowledges no societal structure set over the individual as a power. In him everything occurs through the individual. There is nothing fixed within him. What occurs is always to be traced back to the will of the individual. No one and nothing represents a universal will. Stirner does not want society to care for the individual, to protect his rights, to foster his well-being, and so on. When the organization is taken away from people, then their intercourse regulates itself on its own. “I would rather have to rely on people's self-interest than on their ‘service of love,’ their compassion, their pity, etc. Self-interest demands reciprocity (as you are to me, thus I am to you), does nothing ‘for nothing,’ and lets itself be won and—bought.” Let human intercourse have its full freedom and it will unrestrictedly create that reciprocity which you could set up through a community after all, only in a restricted way. “Neither a natural nor a spiritual tie holds a society (Verein) together, and it is no natural nor spiritual association (Bund). It is not blood nor a belief (i.e., spirit) that brings it about. In a natural association—such as a family, a tribe, a nation; yes, even mankind—individuals have value only as specimens of a species or genus; in a spiritual association—such as a community or church—the individual is significant only as a part of the common spirit; in both cases, what you are as an individual must be suppressed. Only in a society can you assert yourself as an individual, because the society does not possess you, but rather you possess it or use it.” [ 103 ] The path by which Stirner arrived at his view of the individual can be designated as a universal critique of all general powers that suppress the “I.” The churches, the political systems (political liberalism, social liberalism, humanistic liberalism), the philosophies—they have all set such general powers over the individual. Political liberalism establishes the “good citizen”; social liberalism establishes the worker who is like all the others in what they own in common; humanistic liberalism establishes the “human being as human being.” As he destroys all these powers, Stirner sets up in their ruins the sovereignty of the individual. “What all is not supposed to be my cause! Above all the good cause, then God's cause, the cause of mankind, of truth, of freedom, of humaneness, of justice; furthermore the cause of my folk, of my prince, of my fatherland; finally, of course, the cause of the spirit and a thousand other causes. Only my cause is never supposed to be my cause.—Let us look then at how those people handle their cause for whose cause we are supposed to work, to devote ourselves, and to wax enthusiastic. You know how to proclaim many basic things about God, and for thousands of years have investigated ‘the depths of the Divinity’ and looked into His heart, so that you are very well able to tell us how God Himself conducts ‘the cause of God’ that we are called to serve. And you also do not keep the Lord's conduct secret. What is His cause then? Has He, as is expected of us, made a foreign cause, the cause of truth and love, into His own? Such lack of understanding enrages you and you teach us that God's cause is, to be sure, the cause of truth and love, but that this cause cannot be called foreign to Him because God is Himself, in fact, truth and love; you are enraged by the assumption that God could be like us poor worms in promoting a foreign cause as His own. ‘God is supposed to take on the cause of truth when He is not Himself the truth?’ He takes care only of His cause, but because He is the all in all, everything is also His cause; we, however, we are not the all in all, and our cause is small and contemptible indeed; therefore we must ‘serve a higher cause.’—Now, it is clear that God concerns Himself only with what is His, occupies Himself only with Himself, thinks only about Himself, and has His eye on Himself; woe to anything that is not well pleasing to Him. He serves nothing higher and satisfies only Himself. His cause is a purely egoistical cause. How do matters stand with mankind, whose cause we are supposed to make into our own? Is its cause perhaps that of another, and does mankind serve a higher cause? No, mankind looks only at itself, mankind wants to help only mankind, mankind is itself its cause. In order to develop itself, mankind lets peoples and individuals torment themselves in its service, and when they have accomplished what mankind needs, then, out of gratitude, they are thrown by it onto the manure pile of history. Is the cause of mankind not a purely egoistical cause?” Out of this kind of a critique of everything that man is supposed to make into his cause, there results for Stirner that “God and mankind have founded their cause on nothing but themselves. I will then likewise found my cause upon myself, I, who like God am nothing from anything else, I, who am my all, I who am the single one.” [ 104 ] That is Stirner's path. One can also take another path to arrive at the nature of the “I.” One can observe the “I” in its cognitive activity. Direct your gaze upon a process of knowledge. Through a thinking contemplation of processes, the “I” seeks to become conscious of what actually underlies these processes. What does one want to achieve by this thinking contemplation? To answer this question we must observe: What would we possess of these processes without this contemplation, and what do we obtain through this contemplation? I must limit myself here to a meager sketch of these fundamental questions about world views, and can point only to the broader expositions in my books Truth and Science (Wahrheit und Wissenschaft) and The Philosophy of Spiritual Activity (Die Philosophie der Freiheit). [ 105 ] Look at any process you please. I throw a stone in a horizontal direction. It moves in a curved line and falls to earth after a time. I see the stone at successive moments in different places, after it has first cost me a certain amount of effort to throw it. Through my thinking contemplation I gain the following. During its motion the stone is under the influence of several factors. If it were only under the influence of the propulsion I gave it in throwing it, it would go on forever, in a straight line, in fact, without changing its velocity. But now the earth exerts an influence upon it which one calls gravity. If, without propelling it away from me, I had simply let go of it, it would have fallen straight to the ground, and in doing so its velocity would have increased continuously. Out of the reciprocal workings of these two influences there arises what actually happens. Those are all thought-considerations that I bring to what would offer itself to me without any thinking contemplation. [ 106 ] In this way we have in every cognitive process an element that would present itself to us even without any thinking contemplation, and another element that we can gain only through such thinking contemplation. When we have then gained both elements, it is clear to us that they belong together. A process runs its course in accordance with the laws that I gain about it through my thinking. The fact that for me the two elements are separated and are joined together by my cognition is my affair. The process does not bother about this separation and joining. From this it follows, however, that the activity of knowing is altogether my affair. Something that I bring about solely for my own sake. [ 107 ] Yet another factor enters in here now. The things and processes would never, out of themselves, give me what I gain about them through my thinking contemplation. Out of themselves they give me, in fact, what I possess without that contemplation. It has already been stated in this essay that I take out of myself what I see in the things as their deepest being. The thoughts I make for myself about the things, these I produce out of my own inner being. They nevertheless belong to the things, as has been shown. The essential being of the things does not therefore come to me from them, but rather from me. My content is their essential being. I would never come to ask about the essential being of the things at all if I did not find present within me something I designate as this essential being of the things, designate as what belongs to them, but designate as what they do not give me out of themselves, but rather what I can take only out of myself. Within the cognitive process I receive the essential being of the things from out of myself. I therefore have the essential being of the world within myself. Consequently I also have my own essential being within myself. With other things two factors appear to me: a process without its essential being and the essential being through me. With myself, process and essential being are identical. I draw forth the essential being of all the rest of the world out of myself, and I also draw forth my own essential being from myself. [ 108 ] Now my action is a part of the general world happening. It therefore has its essential being as much within me as all other happenings. To seek the laws of human action means, therefore, to draw them forth out of the content of the “I.” Just as the believer in God traces the laws of his actions back to the will of his God, so the person who has attained the insight that the essential being of all things lies within the “I” can also find the laws of his action only within the “I.” If the “I” has really penetrated into the essential nature of its action, it then feels itself to be the ruler of this action. As long as we believe in a world-being foreign to us, the laws of our action also stand over against us as foreign. They rule us; what we accomplish stands under the compulsion they exercise over us. If they are transformed from such foreign beings into our “I's” primally own doing, then this compulsion ceases. That which compels has become our own being. The lawfulness no longer rules over us, but rather rules within us over the happenings that issue from our “I.” To bring about a process by virtue of a lawfulness standing outside the doer is an act of inner unfreedom; to do so out of the doer himself is an act of inner freedom. To give oneself the laws of one's actions out of oneself means to act as a free individual. The consideration of the cognitive process shows the human being that he can find the laws of his action only within himself. [ 109 ] To comprehend the “I” in thinking means to create the basis for founding everything that comes from the “I” also upon the “I” alone. The “I” that understands itself can make itself dependent upon nothing other than itself. And it can be answerable to no one but itself. After these expositions it seems almost superfluous to say that with this “I” only the incarnate real “I” of the individual person is meant and not any general “I” abstracted from it. For any such general “I” can indeed be gained from the real “I” only by abstraction. It is thus dependent upon the real individual. (Benj. R. Tucker and J. H. Mackay also advocate the same direction in thought and view of life out of which my two above-mentioned books have arisen. See Tucker's Instead of a Book and Mackay's The Anarchists. [ 1110 ] In the eighteenth century and in the greater part of the nineteenth, man's thinking made every effort to win for the “I” its place in the universe. Two thinkers who are already keeping aloof from this direction are Arthur Schopenhauer and Eduard von Hartmann, who is still vigorously working among us. Neither any longer transfers the full being of our “I,” which we find present in our consciousness, as primal being into the outer world. Schopenhauer regarded one part of this “I,” the will, as the essential being of the world, and Hartmann sees the unconscious to be this being. Common to both of them is this striving to subordinate the “I” to their assumed general world-being. On the other hand, as the last of the strict individualists, Friedrich Nietzsche, taking his start from Schopenhauer, did arrive at views that definitely lead to the path of absolute appreciation of the individual “I.” In his opinion, genuine culture consists in fostering the individual in such a way that he has the strength out of himself to develop everything lying within him. Up until now it was only an accident if an individual was able to develop himself fully out of himself. “This more valuable type has already been there often enough: but as a happy chance, as an exception, never as willed. Rather he was precisely the one feared the most; formerly he was almost the fearful thing;—and out of fear, the opposite type was willed, bred, attained: the domestic animal, the herd animal, the sick animal man, the Christian ...” Nietzsche transfigured poetically, as his ideal, his type of man in his Zarathustra. He calls him the Superman (Übermensch). He is man freed from all norms, who no longer wants to be the mere image of God, a being in whom God is well pleased, a good citizen, and so on, but rather who wants to be himself and nothing more—the pure and absolute egoist.
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30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: A Unified View of Nature and the Limits of Knowledge
15 Jul 1893, Rudolf Steiner |
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Hartmann thus provided proof that it is not the philosophers who lack an understanding of natural science, but conversely the representatives of the latter who lack insight into philosophy. |
With such an attitude, however, it is impossible to understand the German classics, because their creations are completely imbued with the philosophical spirit of their time and can only be understood from this. |
My organism undergoes a change when something acts from the outside. This change, i.e. a state of my self, my sensation, is what is given to me. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: A Unified View of Nature and the Limits of Knowledge
15 Jul 1893, Rudolf Steiner |
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[ 1 ] The views on the value and fruitfulness of philosophy have undergone a profound change within our nation in recent times. Whereas at the beginning of the century Fichte, Schelling and Hegel worked with bold intellectual courage to solve the riddles of the world and considered the human faculty of knowledge capable of penetrating into the deepest mysteries of existence, today we avoid entering into the central problems of the sciences because we are convinced that it is impossible for the human mind to answer the ultimate and highest questions. We have lost confidence in thinking. The despondency in the philosophical field is becoming more and more general. We can see this in the transformation that an important and meritorious contemporary philosopher has undergone since his first appearance in the mid-seventies. I am referring to Johannes Volkelt. In 1875, in the introduction to his book on "The Dream-Fantasy", this scholar sharply criticized the half-heartedness and feebleness of the thinking of his contemporaries, which did not want to penetrate the depths of objects, but tentatively and uncertainly groped around on their surface. And when he gave his inaugural speech in 1883 on taking up the professorship of philosophy in Basel, this timidity had affected him to such an extent that he proclaimed it a necessary requirement of philosophical thinking to dispense with clear, universally satisfactory solutions to the ultimate questions and to be content with finding the various possible solutions and the ways and means that could lead to the goal. However, this means declaring uncertainty to be a characteristic feature of all in-depth research. A clear proof of the discouragement in the philosophical field is the emergence of a myriad of writings on epistemology. No one today dares to apply his cognitive faculty to the study of world events until he has anxiously examined whether the instrument is suitable for such a beginning. The philosopher Lotze mocked this scientific activity with the words: the eternal sharpening of knives has already become boring. - However, epistemology does not deserve this mockery, as it is responsible for solving the big question: To what extent is man capable of taking possession of the secrets of the world through his knowledge? - Once we have found an answer to this question, we have solved an important part of the great problem of life: What is our relationship to the world? - It is impossible for us to avoid the task of testing and sharpening our tools for such important work. It is not the operation of epistemological research that is lamentable, but the results of this research in recent decades present us with a depressing picture. The "sharpening of the knives" has been to no avail, they have remained blunt. Almost without exception, epistemologists have come to the conclusion that the tentativeness in the field of philosophy necessarily follows from the nature of our cognitive faculty; they believe that the latter cannot penetrate to the bottom of things at all because of the insurmountable limits set for it. A number of philosophers maintain that the critique of knowledge leads to the conviction that there can be no philosophy apart from the individual empirical sciences and that all philosophical thought has only the task of providing a methodological foundation for individual empirical research. We have academic teachers of philosophy who see their real mission in destroying the prejudice that there is a philosophy. [ 2 ] This view is damaging the entire scientific life of the present. Philosophers, who themselves lack any stability within their field, are no longer able to exert the kind of influence on the individual specialized sciences that would be desirable to deepen research. We have recently seen in a characteristic example that the representatives of individual research have lost all contact with philosophy. They drew the false conclusion from the Kantian approach, which they rightly describe as unfruitful for true science, that philosophy as such is superfluous. Hence they no longer regard the study of it as a necessary need of the scholar. The consequence of this is that they lose all understanding for a deeper conception of the world and do not even suspect that a truly philosophical view overlooks it and knows how to grasp its problems much more thoroughly than they themselves can. Eduard von Hartmann's "Philosophy of the Unconscious" was published in 1869. In one chapter of the book, the author attempted to deal philosophically with Darwinism. He found that the prevailing view of Darwinism at the time could not stand up to logical thinking and sought to deepen it. As a result, he was accused of dilettantism by natural scientists and condemned in the harshest possible terms. In numerous essays and writings he was accused of lacking insight into scientific matters. Among the opposing writings was one by an anonymous author. What it said was described by respected natural scientists as the best and most pertinent thing that could be said against Hartmann's views. The experts considered the philosopher to be completely refuted. The famous zoologist Dr. Oskar Schmidt said that Anonymus' writing had "completely confirmed the conviction of all those who are not sworn to the unconscious that Darwinism" - and Schmidt means the view of Darwinism held by natural scientists - "is right". And Ernst Haeckel, whom I also admire as the greatest German natural scientist of the present day, wrote: "This excellent paper says essentially everything that I myself could have said about the philosophy of the unconscious to the readers of the history of creation..." [ 3 ] When a second edition of the work was later published, the author's name on the title page was Eduard von Hartmann. The philosopher had wanted to show that it was not at all impossible for him to familiarize himself with scientific thought and to speak in the language of natural scientists if he wanted to. Hartmann thus provided proof that it is not the philosophers who lack an understanding of natural science, but conversely the representatives of the latter who lack insight into philosophy. [ 4 ] The situation is no better with literary history. The followers of Scherer, who currently dominate this field, show in their writings that they lack any philosophical education. Scherer himself was alien and hostile to philosophy. With such an attitude, however, it is impossible to understand the German classics, because their creations are completely imbued with the philosophical spirit of their time and can only be understood from this. [ 5 ] If we want to summarize these facts in a few words, we must say: the belief in philosophy has experienced a deep shake-up in the widest circles. [ 6 ] According to my conviction, for which I will provide some evidence in a moment, the current characterized here is one of the saddest scientific aberrations. But before expressing my own opinion, allow me to indicate where the reason for the error lies. [ 7 ] Our philosophical science is under the powerful influence of Kantianism. This influence is more significant today than it has been at any time. In 1865, Otto Liebmann demanded in his essay "Kant and the Epigones" that we must return to Kant in philosophy. - He saw the salvation of his science in the fulfillment of this demand. He was merely expressing the view of the vast majority of philosophers of our time. And natural scientists, insofar as they are still concerned with philosophical concepts, also see Kant's doctrine as the only possible form of central science. Starting from philosophers and naturalists, this opinion has also penetrated the wider circles of educated people who have an interest in philosophy. Kant's view has thus become a driving force in our scientific thinking. Without ever having read a line by Kant or heard a sentence from his teachings, most of our contemporaries view world events in his way, for a century the proud-sounding word has been uttered again and again: Kant had liberated thinking humanity from the shackles of philosophical dogmatism, which made empty assertions about the essence of things without undertaking a critical investigation into whether the human mind was also capable of making out something absolutely valid about this essence. - For many who utter this word, however, the old dogma has been replaced by a new one, namely that of the irrefutable truth of Kant's fundamental views. These can be summarized in the following sentences: A thing can only be perceived by us if it makes an impression on us, exerts an effect. But then it is always only this effect that we perceive, never the "thing in itself". We cannot form any concept of the latter. The effects of things on us are now our perceptions. What we know of the world is therefore not the things, but our ideas of the things. The world given to us is not a world of being, but a world of imagination or appearance. The laws according to which the details of this imaginary world are linked can of course not be the laws of the "things in themselves", but those of our subjective organism. What is to become an appearance for us must obey the laws of our subject. Things can only appear to us in a way that corresponds to our nature. We ourselves prescribe the laws of the world that appears to us - and this alone we know. [ 8 ] What Kant thought he had gained for philosophy with these views becomes clear if we take a look at the scientific currents from which he grew and which he confronted. Before the Kantian reform, the teachings of the Leibniz-Wolff school were the only dominant ones in Germany. The followers of this school wanted to arrive at the fundamental truths about the nature of things by means of purely conceptual thinking. The knowledge gained in this way was regarded as clear and necessary as opposed to that gained through sensory experience, which was seen as confused and random. Only through pure concepts was it believed that scientific insights into the deeper context of world events, the nature of the soul and God, i.e. the so-called absolute truths, could be gained. Kant was also a follower of this school in his pre-critical period. His first writings are entirely in its spirit. A change in his views occurred when he became acquainted with the explanations of the English philosopher Hume. The latter sought to prove that there is no such thing as knowledge other than experience. We perceive the sunbeam, and then we notice that the stone on which it falls has warmed up. We perceive this again and again and get used to it. We therefore assume that the connection between the sun's rays and the warming of the stone will continue to apply in the same way in the future. However, this is by no means a certain and necessary knowledge. Nothing guarantees us that an event which we are accustomed to seeing in a certain way will not take place quite differently on the next occasion. All propositions in our sciences are only expressions established by habit for frequently noticed connections between things. Therefore, there can be no knowledge about those objects which philosophers strive for. Here we lack experience, which is the only source of our knowledge. Man must be content with mere belief about these things. If science wants to deal with them, it degenerates into an empty game with concepts without content. - These propositions apply, in the sense of Hume, not only to the last psychological and theological insights, but also to the simplest laws of nature, for example the proposition that every effect must have a cause. This judgment, too, is derived only from experience and established by habit. Hume only accepts as unconditionally valid and necessary those propositions in which the predicate is basically already included in the subject, as is the case, in his view, with mathematical judgments. [ 9 ] Kant's previous conviction was shaken by his acquaintance with Hume's view. He soon no longer doubted that all our knowledge is really gained with the help of experience. But certain scientific doctrines seemed to him to have such a character of necessity that he did not want to believe in a merely habitual adherence to them. Kant could neither decide to go along with Hume's radicalism nor could he remain with the advocates of Leibniz-Wolffian science. The latter seemed to him to destroy all knowledge, in the latter he found no real content. Viewed correctly, Kantian criticism turns out to be a compromise between Leibniz-Wolff on the one hand and Hume on the other. And with this in mind, Kant's fundamental question is: How can we arrive at judgments that are necessarily valid in the sense of Leibniz and Wolff if we admit at the same time that we can only arrive at a real content of our knowledge through experience? The shape of Kant's philosophy can be understood from the tendency inherent in this question. Once Kant had admitted that we gain our knowledge from experience, he had to give the latter such a form that it did not exclude the possibility of generally and necessarily valid judgments. He achieved this by elevating our perceptual and intellectual organism to a power that co-creates experience. On this premise, he was able to say: Whatever is received by us from experience must conform to the laws according to which our sensuality and our intellect alone can comprehend. What does not conform to these laws can never become an object of perception for us. What appears to us therefore depends on the things outside us, how the latter appear to us is determined by the nature of our organism. The laws under which it can imagine something are therefore the most general laws of nature. In these also lies the necessary and universal nature of the course of the world. In Kant's sense, we do not see objects in a spatial arrangement because spatiality is a property that belongs to them, but because space is a form under which our sense is able to perceive things; we do not connect two events according to the concept of causality because this has a reason in their essence, but because our understanding is organized in such a way that it must connect two processes perceived in successive moments of time according to this concept. Thus our sensuality and our intellect prescribe the laws of the world of experience. And of these laws, which we ourselves place in the phenomena, we can of course also form necessarily valid concepts. [ 10 ] But it is also clear that these concepts can only receive their content from the outside, from experience. In themselves they are empty and meaningless. We do know through them how an object must appear to us if it is given to us at all. But the fact that it is given to us, that it enters our field of vision, depends on experience. How things are in themselves, apart from our experience, is therefore not something we can determine through our concepts. [ 11 ] In this way Kant has saved an area in which there are concepts of necessary validity; but at the same time he has cut off the possibility of using these concepts to make something out about the actual, absolute essence of things. In order to save the necessity of our concepts, Kant sacrificed their absolute applicability. For the sake of the latter, however, the former was valued in pre-Kantian philosophy. Kant's predecessors wanted to expose a central core from the totality of our knowledge, which by its nature is applicable to everything, including the absolute essences of things, to the "interior of nature". The result of Kant's philosophy, however, is that this inner being, this "in itself of objects" can never enter the realm of our knowledge, can never become an object of our knowledge. We must be content with the subjective world of appearances that arises within us when the outside world acts upon us. Kant thus sets insurmountable limits to our cognitive faculty. We cannot know anything about the "in itself of things". A renowned contemporary philosopher has given this view the following precise expression: "As long as the trick of looking around the corner, that is, of imagining without imagination, has not been invented, Kant's proud self-determination will remain that of the existing its that, but never its what is recognizable" - that is: we know that there is something that causes the subjective appearance of the thing in us, but what is actually behind the latter remains hidden from us. [ 12 ] We have seen that Kant adopted this view in order to save as much as possible of each of the two opposing philosophical doctrines from which he proceeded. This tendency gave rise to a contrived view of our cognition, which we need only compare with what direct and unbiased observation reveals in order to see the entire untenability of Kant's thought structure. Kant thinks of our experiential knowledge as having arisen from two factors: from the impressions that things outside us make on our sensibility, and from the forms in which our sensibility and our understanding arrange these impressions. The former are subjective, for I do not perceive the thing, but only the way in which my sensuality is affected by it. My organism undergoes a change when something acts from the outside. This change, i.e. a state of my self, my sensation, is what is given to me. In the act of grasping, our sensuality organizes these sensations spatially and temporally, the mind again organizes the spatial and temporal according to concepts. This organization of sensations, the second factor of our cognition, is thus also entirely subjective. - This theory is nothing more than an arbitrary construction of thought that cannot stand up to observation. Let us first ask ourselves the question: Does a single sensation occur anywhere for us, separately and apart from other elements of experience? - Let us look at the content of the world given to us. It is a continuous whole. If we direct our attention to any point in our field of experience, we find that there is something else all around. There is nowhere here that exists in isolation. One sensation is connected to another. We can only artificially single it out from our experience; in truth, it is connected with the whole of the reality given to us. This is where Kant made a mistake. He had a completely wrong idea of the nature of our experience. The latter does not, as he believed, consist of an infinite number of little mosaic pieces from which we make a whole through purely subjective processes, but it is given to us as a unity: one perception merges into another without a definite boundary. If we want to consider an individuality separately, we must first artificially lift it out of the context in which it is located. Nowhere, for example, is the individual sensation of red given to us as such; it is surrounded on all sides by other qualities to which it belongs and without which it could not exist. We must disregard everything else and focus our attention on the one perception if we want to consider it in its isolation. This lifting of a thing out of its context is a necessity for us if we want to look at the world at all. We are organized in such a way that we cannot perceive the world as a whole, as a single perception. The right and left, the top and bottom, the red next to the green in my field of vision are in reality in uninterrupted connection and mutual togetherness. However, we can only look in one direction and only perceive what is connected in nature separately. Our eye can only ever perceive individual colors from a multi-membered color whole, our mind individual conceptual elements from a coherent system of ideas. The separation of an individual sensation from the world context is therefore a subjective act, conditioned by the peculiar arrangement of our mind. We must dissolve the unified world into individual perceptions if we want to observe it. [ 13 ] But we must be clear about the fact that this infinite multiplicity and isolation does not really exist, that it is without any objective meaning for reality itself. We create an image of it that initially deviates from reality because we lack the organs to grasp it in its very own form in one act. But separating is only one part of our cognitive process. We are constantly busy incorporating every individual perception that comes to us into an overall conception that we form of the world. [ 14 ] The question that necessarily follows here is this: According to what laws do we link what is separated in the act of perception? - The separation is a consequence of our organization; it has nothing to do with the thing itself. Therefore, the content of an individual perception cannot be changed by the fact that it initially appears to us to be torn from the context in which it belongs. But since this content is conditioned by the context, it initially appears quite incomprehensible in its separation. The fact that the perception of red occurs at a certain point in space is caused by the most varied circumstances. If I now perceive the red without at the same time directing my attention to these circumstances, it remains incomprehensible to me where the red comes from. Only when I have made other perceptions, namely those of the circumstances to which the perception of the red is necessarily connected, do I understand the matter. Every perception therefore points me beyond myself, because it cannot be explained by itself. I therefore combine the details separated from the whole of the world by my organization into a whole according to their own nature. In this second act, therefore, that which was destroyed in the first is restored; the unity of the objective regains its rightful place in relation to the subjectively conditioned multiplicity. [ 15 ] The reason why we can only take possession of the objective form of the world in the detour described above lies in the dual nature of man. As a rational being, he is very well able to imagine the cosmos as a unity in which each individual appears as a member of the whole; as a sensual being, however, he is bound to place and time, he can only perceive individual of the infinitely many members of the cosmos. Experience can therefore only provide a form of reality conditioned by the limitations of our individuality, from which reason must first gain the objective. Sensual perception thus distances us from reality, while rational contemplation leads us back to it. A being whose sensuality could view the world in one act would not need reason. A single perception would provide it with what we can only achieve by combining an infinite number of them. [ 16 ] The examination of our cognitive faculty that we have just undertaken leads us to the view that reason is the organ of objectivity or that it provides us with the actual form of reality. We must not allow ourselves to be deceived by the fact that reason appears to lie entirely within our subjectivity. We have seen that, in truth, its activity is intended precisely to abolish the subjective character that our experience receives through sensory perception. Through this activity, the contents of perception themselves re-establish in our minds the objective context from which our senses have torn them. [ 17 ] We are now at the point where we can see through the fallacy of Kant's view. What is a consequence of our organization: the appearance of reality as an infinite number of separate particulars, Kant conceives as an objective fact; and the connection that is re-established, because it corresponds to objective truth, is for him a consequence of our subjective organization. Precisely the reverse of what Kant asserted is true. Cause and effect, for example, are a coherent whole. I perceive them separately and connect them in the way they themselves strive towards each other. Kant allowed himself to be led into error by Hume. The latter says: If we perceive two events over and over again in such a way that one follows the other, we become accustomed to this togetherness, expect it in future cases as well, and designate one as cause and the other as effect. - This contradicts the facts. We only bring two events into a causal connection if such a connection follows from their content. This connection is no less given than the content of the events themselves. [ 18 ] From this point of view, the most commonplace as well as the highest scientific thought finds its explanation. If we could encompass the whole world with one glance, then this work would not be necessary. Explaining a thing, making it comprehensible, means nothing other than putting it back into the context from which our organization has torn it out. There is no such thing as a thing that is separated from the world as a whole. All separation has only a subjective validity for us: for us, the world as a whole is divided into: Above and below, before and after, cause and effect, object and idea, substance and force, object and subject and so on. However, all these opposites are only possible if the whole in which they occur confronts us as reality. Where this is not the case, we cannot speak of opposites. An impossible opposition is that which Kant calls "appearance" and "thing-in-itself". This latter term is completely meaningless. We have not the slightest reason to form it. It would only be justified for a consciousness that knows a second world in addition to the one that is given to us and that can observe how this world affects our organism and results in what Kant calls an appearance. Such a consciousness could then say: The world of human beings is only a subjective appearance of that second world known to me. But people themselves can only recognize opposites within the world given to them. Contrasting the sum of everything given with something else is pointless. The Kantian "thing in itself" does not follow from the character of the world given to us. It is invented. [ 19 ] Unless we break with such arbitrary assumptions as the "thing in itself" is, we can never arrive at a satisfactory worldview. Something is only inexplicable to us as long as we do not know what is necessarily connected with it. But we have to look for this within our world, not outside it. [ 20 ] The mysteriousness of a thing only exists as long as we consider it in its particularity. But this is created by us and can also be removed by us. A science that understands the nature of the human cognitive process can only proceed in such a way that it seeks everything it needs to explain a phenomenon within the world given to us. Such a science can be described as monism or a unified view of nature. It is opposed by dualism or the two-world theory, which assumes two absolutely different worlds and believes that the explanatory principles for one are contained in the other. [ 21 ] This latter doctrine is based on a false interpretation of the facts of our cognitive process. The dualist separates the sum of all being into two areas, each of which has its own laws and which are externally opposed to each other. He forgets that every separation, every segregation of the individual realms of being has only subjective validity. What is a consequence of his organization, he considers to be an objective fact of nature that lies outside him. [ 22 ] Such a dualism is also Kantianism. Appearance and the "as-itself" of things are not opposites within the given world, but one side, the "as-itself", lies outside the given. - As long as we separate the latter into parts - however small these may be in relation to the universe - we are simply following a law of our personality; but if we consider everything given, all phenomena, as one part and then oppose it with a second, then we are philosophizing into the blue. We are then merely playing with concepts. We construct a contrast, but cannot gain any content for the second element, because such a content can only be drawn from the given. Any kind of being that is assumed to exist outside the latter is to be relegated to the realm of unjustified hypotheses. Kant's "thing-in-itself" belongs in this category, and no less the idea that a large proportion of modern physicists have of matter and its atomistic composition. If I am given any sensory perception, for example the perception of color or heat, then I can make qualitative and quantitative distinctions within this perception; I can encompass the spatial structure and the temporal progression that I perceive with mathematical formulas, I can regard the phenomena as cause and effect according to their nature, and so on: but with this process of thinking I must remain within what is given to me. If we practise a careful self-criticism of ourselves, we also find that all our abstract views and concepts are only one-sided images of the given reality and only have sense and meaning as such. We can imagine a space closed on all sides, in which a number of elastic spheres move in all directions, bumping into each other, bouncing against and off the walls; but we must be clear that this is a one-sided idea that only gains meaning when we think of the purely mathematical image as being filled with a sensuously real content. But if we believe that we can explain a perceived content causally through an imperceptible process of being that corresponds to the mathematical structure described and that takes place outside our given world, then we lack any self-criticism. Modern mechanical heat theory makes the mistake described above. The same can be said of modern color theory. It, too, places something that is only a one-sided image of the sensory world behind it as its cause. The whole wave theory of light is only a mathematical image that represents the spatio-temporal relationships of this particular field of appearance in a one-sided way. The undulation theory turns this image into a real reality that can no longer be perceived, but is rather the cause of what we perceive. [ 23 ] It is not at all surprising that the dualistic thinker does not succeed in making the connection between the two world principles he assumes comprehensible. One is given to him experientially, the other is added by him. Consequently, he can only gain everything that is contained in the one through experience, and everything that is contained in the other only through thinking. But since all experiential content is only an effect of the added true being, the cause itself can never be found in the world accessible to our observation. Nor is the reverse possible: to derive the experientially given reality from the imagined cause. This latter is not possible because, according to our previous arguments, all such imagined causes are only one-sided images of the full reality. If we survey such a picture, we can never find in it, by means of a mere thought process, what is connected with it only in the observed reality. For these reasons, he who assumes two worlds that are separated by themselves will never be able to arrive at a satisfactory explanation of their interrelation. [ 24 ] And herein lies the reason for the assumption of limits to knowledge. The adherent of the monistic worldview knows that the causes of the effects given to him must lie in the realm of his world. No matter how far removed the former may be from the latter in space or time, they must be found in the realm of experience. The fact that of two things which explain each other, only one is given to him at the moment, appears to him only as a consequence of his individuality, not as something founded in the object itself. The adherent of a dualistic view believes that he must assume the explanation of a known thing in an arbitrarily added unknown thing. Since he unjustifiably endows the latter with such properties that it cannot be found in our entire world, he establishes a limit of cognition here. Our arguments have provided the proof that all things that our cognitive faculty supposedly cannot reach must first be artificially added to reality. We only fail to recognize that which we have first made unrecognizable. Kant commands our cognition to stop at the creature of his imagination, at the "thing-in-itself", and Du Bois-Reymond states that the imperceptible atoms of matter produce sensation and feeling through their position and movement, only to conclude that we can never arrive at a satisfactory explanation of how matter and movement produce sensation and feeling, for "it is quite and forever incomprehensible that a number of carbon, hydrogen, nitrogen, oxygen, etc. atoms should not be indifferent to each other. atoms should not be indifferent to how they lie and move, how they lay and moved, how they will lie and move. It is in no way comprehensible how consciousness could arise from their interaction". - This whole conclusion collapses into nothing if one considers that the atoms moving and lying in a certain way are an abstraction to which an absolute existence separate from the perceptible event cannot be ascribed. [ 25 ] A scientific dissection of our cognitive activity leads, as we have seen, to the conviction that the questions we have to ask of nature are a consequence of the peculiar relationship in which we stand to the world. We are limited individualities and can therefore only perceive the world piecemeal. Each piece, considered in and of itself, is a riddle or, to put it another way, a question for our cognition. However, the more details we get to know, the clearer the world becomes. One perception explains another. There are no questions that the world poses to us that cannot be answered with the means it offers us. For monism, therefore, there are no fundamental limits to knowledge. This or that can be unresolved at any given time because we were not yet in a position in terms of time or space to find the things that are involved. But what has not yet been found today may be found tomorrow. The limits caused by this are only accidental ones that disappear with the progress of experience and thought. In such cases, the formation of hypotheses comes into its own. Hypotheses may not be formed about something that is supposed to be inaccessible to our knowledge in principle. The atomistic hypothesis is a completely unfounded one. A hypothesis can only be an assumption about a fact that is not accessible to us for accidental reasons, but which by its nature belongs to the world given to us. For example, a hypothesis about a certain state of our earth in a long-gone period is justified. Admittedly, this state can never become an object of experience because completely different conditions have arisen in the meantime. However, if a perceiving individual had been there at the assumed time, then he would have perceived the state. In contrast, the hypothesis that all sensorygualities owe their origin only to quantitative processes is unjustified, because processes without quality cannot be perceived. [ 26 ] Monism or the unified explanation of nature emerges from a critical self-examination of man. This observation leads us to reject all explanatory causes outside the world. However, we can also extend this view to man's practical relationship to the world. Human action is, after all, only a special case of general world events. Its explanatory principles can therefore likewise only be sought within the world given to us. Dualism, which seeks the basic forces of the reality available to us in a realm inaccessible to us, also places the commandments and norms of our actions there. Kant is also caught up in this error. He regards the moral law as a commandment imposed on man by a world that is alien to us, as a categorical imperative that he must obey, even when his own nature develops inclinations that oppose such a voice sounding from the hereafter into our here and now. One need only recall Kant's well-known apostrophe to duty to find this reinforced: "Duty! thou great and sublime name, who dost not hold in thyself anything that is pleasing and ingratiating, but dost demand submission", who dost "lay down a law... before which all inclinations fall silent, even if they secretly work against it." Monism opposes such an imperative imposed on human nature from the outside with the moral motives born of the human soul itself. It is a delusion to believe that man can act according to other than self-made imperatives. The respective inclinations and cultural needs generate certain maxims that we call our moral principles. Since certain ages or peoples have similar inclinations and aspirations, the people who belong to them will also establish similar principles to satisfy them. In any case, however, such principles, which then act as ethical motives, are by no means implanted from outside, but are born out of needs, i.e. generated within the reality in which we live. The moral code of an age or people is simply the expression of how one believes it is best to approach the prevailing cultural goals within it. Just as the effects of nature arise from causes that lie within the given nature, so our moral actions are the results of motives that lie within our cultural process. Monism thus seeks the reason for our actions within human nature in the strictest sense of the word. However, it also makes man his own lawgiver. Dualism demands submission to moral commandments taken from somewhere; monism points man to himself, to his autonomous being. It makes him the master of himself. Only from the standpoint of monism can we understand man as a truly free being in the ethical sense. Duties are not imposed on him by another being, but his actions are simply guided by the principles that everyone finds lead him to the goals that he considers worth striving for. A moral view based on monism is the enemy of all blind faith in authority. The autonomous man does not follow a guideline which he is merely supposed to believe will lead him to his goal, but he must realize that it will lead him there, and the goal itself must appear to him individually as a desirable one. This is also the basic idea of the modern state, which is based on the representation of the people. The autonomous individual wants to be governed according to laws that he has given himself. If the moral maxims were determined once and for all, they would simply have to be codified and the government would have to enforce them. Knowledge of the general human moral code would be sufficient for government. If the wisest person, who knows the contents of this holy book best, were always at the head of the state, the ideal of a human constitution would be achieved. This is roughly how Plato conceived the matter. The wisest would command and the others would obey. The representation of the people only makes sense on the condition that the laws are the expression of the cultural needs of an age, and these latter are again rooted in the aspirations and wishes of the individual. Through the representation of the people it is to be achieved that the individual is governed according to laws which he can say correspond to his own inclinations and aims. In this way the will of the state is to be brought into the greatest possible congruence with the will of the individual. With the help of popular representation, the autonomous individual makes his own laws. Through the modern constitution of the state, then, that which alone has reality in the realm of morality, namely individuality, is to be brought to bear, in contrast to the state, which is based on authority and obedience, and which has no meaning unless one wishes to attribute an objective reality to abstract moral norms. I do not wish to assert that we may at the present time present the ideal state I have characterized as desirable everywhere. The inclinations of the people who belong to our national communities are too unequal for that. A large part of the people is dominated by needs too base for us to wish that the will of the state should be the expression of such needs. But mankind is in a state of continuous development, and a sensible popular education will try to raise the general level of education so that every man can be capable of being his own master. Our cultural development must move in this direction. We do not promote culture through paternalistic laws that prevent people from becoming the plaything of their blind instincts, but by encouraging people to seek a goal worth striving for only in their higher inclinations. Then we can let them become their own legislators without danger. The task of culture therefore lies solely in the expansion of knowledge. If, on the other hand, associations are formed in our time that want to declare morality to be independent of knowledge, such as the "German Society for Ethical Culture", this is a fatal error. This society wants to induce people to live according to general human moral standards. Indeed, it also wants to make a code of such standards an integral part of our teaching. This brings me to an area that has so far been least touched by the teachings of monism. I am referring to pedagogy. What is most incumbent upon it: the free development of individuality, the only reality in the field of culture, is what has been most neglected up to now, and the budding human being has instead been locked into a network of norms and commandments which he is to follow in his future life. The fact that everyone, even the least of us, has something within himself, an individual fund that enables him to achieve things that only he alone can achieve in a very specific way: this is forgotten. Instead, they are put through the torture of general conceptual systems, tied to conventional prejudices and their individuality is undermined. For the true educator, there are no general educational norms, such as those that the Herbartian school wants to establish. For the true educator, every person is something new and unprecedented, an object of study from whose nature he draws the very individual principles according to which he should educate in this case. The demand of monism is that, instead of implanting general methodological principles in prospective educators, they should train them to become psychologists who are capable of understanding the individualities they are to educate. Monism is thus suited to serve our greatest goal in all areas of knowledge and life: the development of the human being towards freedom, which is synonymous with the cultivation of the individual in human nature. That our time is receptive to such teachings, I believe I can infer from the fact that a young generation enthusiastically acclaimed the man who for the first time transferred the monistic teachings to the field of ethics in a popular manner, albeit reflected from a sick soul: I mean Friedrich Nietzsche. The enthusiasm he found is proof that there are not a few among our contemporaries who are tired of chasing after moral chimeras and who seek morality where alone it really lives: in the human soul. Monism as a science is the basis for truly free action, and our development can only take the course: through monism to the philosophy of freedom! |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Goethe's View of Nature
Rudolf Steiner |
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For him, the question arose: what lives in the infinite abundance of the plant world that unites this diversity into a unified natural kingdom? He first wanted to understand what a plant actually is, and then he hoped to understand why plant nature manifests itself in such an infinite number of forms. |
Adaptation is understood to mean the fact that an organism undergoes a change in its vital activity and in its form as a result of influences from the outside world. |
Virchow praises this age for the fact that it increasingly understood that natural science could only be understood by studying nature itself: in museums, collections, laboratories and institutes, and that no information about natural processes could be gained from the study rooms of philosophers. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Goethe's View of Nature
Rudolf Steiner |
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According to the latest publications of the Goethe Archive [ 1 ] Once before, a celebration of Goethe's birthday prompted a man here in Frankfurt to openly confess that he also saw in Germany's greatest poet a spirit who was one of the first to be considered when speaking of the pathfinders in the field of natural knowledge. Arthur Schopenhauer wrote an article in the Goethe album that greeted August 28, 1849, which was as full of strong words of anger at the opponents of Goethe's Theory of Colors as the philosopher's soul was full of enthusiastic appreciation for Goethe the naturalist. "Not crowned monuments, nor canon salutes, nor the ringing of bells, let alone banquets with speeches, are sufficient to atone for the grave and outrageous injustice Goethe suffers in regard to his color theory." Far be it from me to draw your attention today to this particular point of the poet's scientific activity. The time will come when the scientific prerequisites for an understanding between researchers will also exist for this question. At present, physical research is moving in a direction that cannot lead to Goethean thinking. Goethe also wants to bring the consideration of purely physical phenomena as close as possible to the human-personal. To him, man is "the greatest and most exact physical apparatus that can exist", and this is - in his opinion - "precisely the greatest misfortune of modern physics, that one has, as it were, separated experiments from man and merely wants to recognize nature in what artificial instruments show, indeed, to limit and prove what it can achieve". In their anxious avoidance of everything subjective and personal, however, the physicists of our time go much further than those whom Goethe intended to target with these words. The ideal of our contemporaries in this respect is to trace all phenomena back to as few inanimate basic forces as possible, which act according to purely mathematical and mechanical laws. Goethe's mind was directed elsewhere. In his view, what is only hidden in the rest of nature appears in man in his very own form. For Goethe, the human spirit is the highest form of the natural process, the organ that nature has created in order to reveal its secret. All the forces that tremble through the world penetrate the human soul in order to express what they are in essence. Goethe could not conceive of a nature separate from man. A dead, spiritless matter was impossible in his imagination. He rejected an explanation of nature with principles from which man could not also be understood in terms of his existence and essence. [ 2 ] Just as understandable as the opposition of the physicists is the approval that Goethe's view of nature found among some of the most outstanding investigators of the phenomena of life, especially the most intellectual natural scientist of our time, Ernst Haeckel. Haeckel, who has given Darwin's ideas on the origin of organisms a perfection appropriate to German thoroughness, even attaches the greatest importance to recognizing the harmony of his basic convictions with those of Goethe. For Haeckel, Darwin's question about the origin of organic forms immediately became the highest task that the science of organic life can set itself, that of the origin of man. And he was compelled to assume such natural principles in place of the dead matter of the physicists that one need not stop at human beings. In his recently (1892) published work "Monism as a Bond between Religion and Science", which I am convinced is the most significant manifestation of the latest natural philosophy, Haeckel expressly emphasized that he could no more conceive of an "immaterial living spirit" than of a "dead spiritless matter". And Goethe's words that "matter can never exist and be effective without spirit, spirit never without matter" are entirely consistent with this. [ 3 ] In contrast to the stubborn resistance of physicists, we find here a conception of nature that proudly claims Goethe's ideas for itself. [ 4 ] For those who set themselves the task of fully appreciating Goethe's genius in a particular field, the question now arises: Does the direction of modern natural science that we have just characterized do full justice to Goethe? Those who are only concerned with this natural science will of course simply ask: to what extent does Goethe agree with me? He regards Goethe as a forerunner of his own direction with regard to those views which the latter has in common with him. His yardstick is the contemporary view of nature. Goethe is judged by it. My point of view in the following arguments is towards these judges: How would Goethe have behaved towards those naturalists who today speak approvingly of him in their way? Would he have believed that they had brought to light ideas that he had only anticipated, or would he rather have thought that the form they had given to natural science corresponded only imperfectly to his beginnings? How we answer this question and how we ourselves then relate to Goethe's world view will determine whether we see Goethe, the natural scientist, as merely a more or less interesting phenomenon in the history of science or whether we also want to make his creations fruitful for our knowledge in the field of natural science and, to use Herman Grimm's phrase, place him in the service of the times. [ 5 ] The point is to penetrate the spirit of Goethe's view of nature from his own way of looking at and thinking, not from an external comparison with scientific ideas of the present. If we want to understand Goethe correctly, the individual achievements in which his rich mind laid down his scientific thoughts are less important than the intentions and aims from which they emerged. Outstanding men can become epoch-making for mankind in two ways. Either they find the solution to questions that have already been asked, or they find new problems in phenomena that their predecessors carelessly passed by. Galileo, for example, influenced the development of science in the latter way. Countless people before him had seen a swinging body without noticing anything remarkable about it; this phenomenon revealed to his gaze the great task of learning the laws of pendulum motion, and he created entirely new scientific foundations in this field of mechanics. In spirits of this kind, needs that their predecessors had not yet known arise for the first time. And the need opens the eyes to a discovery. [ 6 ] A need of this kind awoke in Goethe at an early stage. His research instinct was initially ignited by the diversity of organic life. He saw the abundance of forms in the animal and plant kingdoms with a different eye than his scientific contemporaries. They believed that they had done enough by observing the differences between the individual forms, identifying the peculiarities of each particular species and genus and, on the basis of this work, creating an external order, a system of living things. Linné, the botanist, in particular, was a master in this art of classification. Goethe became acquainted with this man's writings in 1782, as we know from his correspondence with Frau von Stein. What was the most important thing for Linné, to precisely determine the characteristics that distinguish one form from another, was initially not even a consideration for Goethe. For him, the question arose: what lives in the infinite abundance of the plant world that unites this diversity into a unified natural kingdom? He first wanted to understand what a plant actually is, and then he hoped to understand why plant nature manifests itself in such an infinite number of forms. He himself later said of his relationship with Linné: "That which he tried to keep apart by force had to strive towards unification according to the innermost needs of my being." That Goethe was on the right path to finding a law of nature here can be seen from a simple observation of how natural laws express themselves in phenomena. Every natural phenomenon emerges from a series of circumstances that determine it. Let's take something very simple. If I throw a stone in a horizontal direction, it will fall to earth at a certain distance from me. It has described a very specific line in space during its flight. This line is dependent on three conditions: the force with which I push the stone, the attraction that the earth exerts on it, and the resistance that the air offers it. I can explain the movement of the stone to myself if I know the laws according to which the three conditions act on it. That phenomena of inanimate nature must be explained in this way, that is, by seeking their causes and their laws of action, was not doubted by anyone concerned with the history of science at the time of Goethe's appearance. into consideration. But the situation was different when it came to the phenomena of life. Genera and species were seen before us and within them each being was equipped with such an arrangement, with such organs, as corresponded to its vital needs. Such a regularity was only considered possible if the organic forms were designed according to a well-considered plan of creation, according to which each organ received the formation it must have if it is to fulfill its intended purpose. Thus, while one sought to explain the phenomena of inanimate nature from causes that lie within the world, one believed that one had to assume extra-worldly explanatory principles for organisms. The attempt to attribute the phenomena of life to causes that lie within the world we can observe was not attempted before Goethe; indeed, as late as 1790, the famous philosopher Immanuel Kant called any such attempt "an adventure of reason". One simply imagined each of Linnaeus' species to have been created according to a certain preconceived plan and thought one had explained a phenomenon when one recognized the purpose it was supposed to serve. Such a way of looking at things could not satisfy Goethe. The idea of a God who leads a separate existence outside the world and directs his creation according to externally imposed laws was alien to him. Throughout his life, he was dominated by the thought:
[ 7 ] What did Goethe have to look for in the science of organic nature in accordance with this attitude? Firstly, a law that explains what makes a plant a plant and an animal an animal; secondly, another that makes it comprehensible why the common underlying principle of all plants and animals appears in such a diversity of forms. The basic essence that expresses itself in every plant, the animality that is found in all animals, that is what he sought first. The artificial partitions between the individual genera and species had to be torn down, it had to be shown that all plants are only modifications of an original plant, all animals of an original animal. Kant had declared it impossible that we could recognize the original form that underlies all organisms and that we are able to find the lawful causes within our world of appearance that cause this original form to appear once as a lily and another time as an oak. Goethe undertook "the adventure of reason" and thus accomplished a scientific deed of the first order. Goethe thus set out to form an idea of that original form and to seek the laws and conditions that explain its appearance in its manifold forms. In his opinion, however, science must do justice to both of these requirements. He who has no concept of the original form can indeed state the facts under whose influence one organic form has transformed itself into another, but he can never arrive at a real explanation. That is why Goethe considered it his first task to find the original plant and the original animal or, as he also called it, the type of plants and animals. [ 8 ] What does Goethe understand by this type? He spoke clearly and unambiguously about it. He says that he felt the need to "establish a type against which all mammals could be tested for similarity and difference, and just as I had previously sought out the original plant, I now sought to find the original animal, which ultimately means: the concept, the idea of the animal". And another time with even greater clarity: "But once you have grasped the idea of this type, you will realize how impossible it is to establish a single genus as a canon. The individual cannot be a pattern of the whole, and so we must not seek the pattern for all in the individual. The classes, genera, species and individuals behave like the cases to the law: they are contained in it, but they do not contain or give it." So if Goethe had been asked whether he saw his archetype, his type, realized in a particular animal or plant form that existed at some time, he would undoubtedly have answered with a resounding no. He would have said: Just like the domestic dog, even the simplest animal organism is only a special case of what I understand by type. The type is not realized at all in the external world, but it arises as an idea within us when we consider what living beings have in common. As little as the physicist makes a single case, a random phenomenon, the starting point of his investigations, as little may the zoologist or botanist address a single organism as a primordial organism. [ 9 ] And here is the point at which it must become clear that the newer Darwinism falls far short of Goethe's basic ideas. This scientific current finds that there are two causes under the influence of which one organic form can transform itself into another: adaptation and the struggle for existence. Adaptation is understood to mean the fact that an organism undergoes a change in its vital activity and in its form as a result of influences from the outside world. As a result, it acquires characteristics that its ancestors did not have. In this way, therefore, a transformation of existing organic forms can take place. The law of the struggle for existence is based on the following considerations. Organic life produces many more germs than there is room on earth for their nourishment and development. Not all of them can reach full maturity. Each developing organism seeks the means for its existence from its environment. It is inevitable that with the abundance of germs a struggle will arise between the individual beings. And since only a limited number can find a livelihood, it is natural that this consists of those who prove to be the stronger in the struggle. These will emerge victorious. But which are the strongest? Undoubtedly those with an organization that proves to be adequate to provide the means of life. The creatures with inappropriate organization must succumb and die out. Therefore, says Darwinism, there can only be functional organizations. The others have simply perished in the struggle for existence. Taking these two principles as a basis, Darwinism explains the origin of species in such a way that organisms transform themselves through adaptation under the influence of the outside world, transplant the new characteristics gained in this way to their descendants and, of the forms transformed in this way, always preserve those that have assumed the most appropriate form in the transformation process. [ 10 ] Goethe would undoubtedly have no objection to these two principles. We can prove that he was already familiar with both. But he did not consider them sufficient to explain the forms of organic life. For him they were external conditions under the influence of which what he called type takes on particular forms and can transform itself in the most varied ways. Before something transforms, however, it must first exist. Adaptation and the struggle for existence presuppose the organic, which they influence. Goethe first sought to obtain the necessary precondition. His essay "An attempt to explain the metamorphosis of plants", published in 1790, pursues the idea of finding an ideal plant form that underlies all plant beings as their archetype. He later attempted to do the same for the animal world. [ 11 ] Just as Copernicus sought the laws for the movements of the limbs of our solar system, Goethe sought those according to which a living organism is formed. I will not go into the details, but will gladly admit that they are in great need of improvement. However, Goethe's undertaking represents a decisive step in exactly the same way as Copernicus' explanation of the solar system, which was also significantly improved by Kepler. [ 12 ] I have already in 1883 (in my edition of Goethe's scientific writings in Kürschners Nat. Lit, 1.vol.), I endeavored to show that the newer natural science has only brought one side of Goethe's view to fruition.1 The study of the external conditions for the transformation of species is in full swing. Haeckel ingeniously sought to determine the degrees of relationship of the forms of the animal world. Virtually nothing has been done to discover the inner laws of organism formation. Indeed, there are researchers who regard such laws as mere figments of the imagination. They believe they have done all that is necessary when they show how the more complicated living beings have gradually built themselves up from elementary organisms. And these elementary organic entities are to be explained by the mere lawful combination of inorganic substances in the same way as the formation of a chemical compound is explained. Thus one would have happily accomplished the feat of explaining life by destroying it or, rather, by thinking of it as non-existent. Goethe would never have agreed with such an approach. He sought natural laws for the living, but nothing was further from his mind than the attempt to simply transfer the laws of the inanimate to the animate. [ 13 ] Until the opening of the Goethe Archive, some of my assertions could perhaps have been disputed, although I believe that for anyone who reads Goethe's scientific writings in context, there is no doubt about the way their author thought. But these writings do not form a coherent whole. They do not represent an all-round view of nature, but only fragments of such a view. They have gaps which anyone who wants to gain an idea of Goethe's world of ideas must fill in hypothetically. Goethe's handwritten estate, which is in the Goethe Archive in Weimar, now makes it possible to fill in numerous and important gaps. It has given me the gratifying certainty that the ideas I had previously formed about Goethe's scientific thinking, which I have just characterized, are completely correct. I had no need to modify my concepts, but today I can substantiate with Goethe's own words many things that I was only able to represent hypothetically before the opening of the archive.2 [ 14 ] We read, for example, in an essay published in the Weimar edition of the sixth volume of Goethe's scientific writings: The metamorphosis of plants "shows us the laws according to which plants are formed. It draws our attention to a double law: 1. to the law of inner nature, by which plants are constituted, 2. to the law of external circumstances, by which plants are modified." [ 15 ] It is particularly interesting, however, that we can follow the train of thought step by step through which Goethe sought to recognize this law of inner nature, according to which plants are formed. These thoughts developed in Goethe during his Italian journey. The notepads on which he jotted down his observations have been preserved. The Weimar edition has included them in the seventh volume of his scientific writings. They are a model of how a researcher seeks to fathom the secrets of nature with a philosophical eye. With the same deep seriousness with which he pursued his artistic interests in Italy, he endeavoured to recognize the laws of plant life. These sheets provide full proof that a long endeavor lay behind Goethe when, around the middle of 1787, he elevated the hypothesis of the primordial plant to a decisive scientific conviction. [ 16 ] The poet devoted even more time and effort to applying his ideas to the animal kingdom and human beings. As early as 1781, he began the serious study of anatomy in Jena. In this field, Goethe found a scientific view that his whole nature resisted. It was believed that there was a slight difference between humans and animals in terms of anatomical structure. Animals have a small bone (intermaxillary bone) between the two symmetrical halves of the upper jaw, which contains the upper incisors. In humans, it was believed, there was no such bone. This view must have immediately appeared to Goethe to be a mistake. Where there is such a similarity of structure as in the skeleton of man and that of the higher animals, there must be a deeper natural law underlying it, where such a difference in detail is not possible. In 1784 Goethe succeeded in proving that the intermediate bone is also present in man, and thus the last obstacle that stood in the way of establishing a uniform type for all animal organizations up to man was removed. As early as 1790, Goethe set about following up his essay on the metamorphosis of plants with a similar essay "On the Form of Animals", which unfortunately remained a fragment. It can be found in the eighth volume of the natural scientific writings of the \Weimar edition. Goethe then set about realizing this intention again in 1795, but this time he did not finish it either. We can recognize his intentions in detail from the two fragments; the execution of the enormous idea would have taken more time than the poet had available given his wide-ranging interests. However, these endeavors are followed by a single discovery that clearly shows us what they were aimed at. Just as Goethe sought to trace all plants back to the original plant and all animals back to the original animal, he also strove to explain the individual parts of one and the same organism from a basic component that has the ability to transform itself in a variety of ways. He thought that all organs can be traced back to a basic form that only takes on different shapes. He saw an animal and a plant individual as consisting of many details. These details are identical in structure, but identical or similar, dissimilar and dissimilar in appearance. The more imperfect the creature is, the more the parts resemble each other and the more they resemble the whole. The more perfect the creature becomes, the more dissimilar the parts become. Goethe therefore strove to find similarities between the individual parts of an organism. In the case of the animal skeleton, this led him to an idea of far-reaching significance, that of the so-called vertebral nature of the skull bones. We are dealing here with the view that the bones that surround the brain have the same basic shape as those that make up the spine. Goethe probably suspected this soon after beginning his anatomical investigations. It became a complete certainty for him in 1790, when he found a sheep's skull on the dunes of the Lido in Venice, which had fallen apart so happily that Goethe believed he could clearly recognize the individual vertebral bodies in the pieces. Here, too, it has been claimed that Goethe's discovery was much more of a lucky idea than a real scientific result. It seems to me, however, that it is precisely the latest work in this field that provides full proof that the path Goethe took was the right one. In 1872, the outstanding anatomist Carl Gegenbaur published studies on the head skeleton of the Selachians or prehistoric fishes, which show that the skull is the remodeled end part of the backbone and the brain is the remodeled end part of the spinal cord. One must now imagine that the bony skull capsule of the higher animals consists of remodeled vertebral bodies which, however, in the course of the development of higher animal forms from lower ones, have gradually assumed such a shape and have grown together in such a way that they appear suitable for enclosing the brain. Therefore, the vertebral theory of the skull can only be studied in connection with the comparative anatomy of the brain. That Goethe was already considering this matter from this point of view in 1790 is shown by an entry in his diary, which was recently found in Goethe's archive: "The brain itself is only one large main ganglion. The organization of the brain is repeated in each ganglion, so that each ganglion is to be regarded as a small subordinate brain." [ 17 ] From all this it is clear that Goethe's scientific method is equal to any criticism and that in the pursuit of his natural philosophical ideas he made a series of individual discoveries which today's science, albeit in an improved form, must also consider to be important components of knowledge of nature. However, Goethe's significance does not lie in these individual discoveries, but in the fact that his way of looking at things led him to completely new guiding points of view on the knowledge of nature. He was fully aware of this himself. On August 18, 1787, he wrote to Knebel from Italy: "After what I have seen of plants and fish near Naples and in Sicily, if I were ten years younger, I would be very tempted to make a journey to India, not to discover new things, but to look at what I have discovered in my own way." These words express Goethe's view of scientific knowledge. Faithful, sober observation alone cannot lead to the goal. Only when we find the appropriate point of view from which to look at things do they become comprehensible to us. Through his way of looking at things, Goethe destroyed the great dividing wall between inanimate and animate nature; indeed, it was he who first elevated the doctrine of organisms to the rank of a science. Schiller expressed the essence of this approach in meaningful words in a letter to Goethe on August 23, 1793: "I have long watched the course of your mind, albeit from quite a distance, and have noted the path you have marked out with ever renewed admiration. You are looking for the extraordinary in nature, but you are looking for it in the most difficult way, which any weaker force would be wary of. You take the whole of nature together in order to shed light on the individual; in the totality of its manifestations you seek the ground of explanation for the individual. From the simple organization you ascend step by step to the more intricate, in order finally to build the most intricate of all, man, genetically from the materials of the whole edifice of nature. By recreating him from nature, as it were, you seek to penetrate his hidden technology." [ 18 ] From this school of thought, a view of nature had to develop that was equally far removed from crude materialism and nebulous mysticism. For them it was self-evident that the particular could only be recognized through experience, the general, the great lawful connections of nature only by ascending from observation to the idea. Only where both interact: Idea and experience, Goethe sees the spirit of true natural research. He expresses this aptly with the words: "Time is governed by the pendulum swing, the moral and scientific world by the alternating movement from idea to experience" (Goethes Werke, II. Abteilung, 6. Band, p. 354). Goethe believed that only in the idea could he come close to the secret of life. He found causes at work in the organic world that are only partly perceptible to the senses. He sought to recognize the other part by attempting to recreate the laws of nature in images. Although life expresses itself in sensory reality, it does not exist in it. That is why it cannot be found through sensory experience. The higher spiritual powers must intervene. It is popular today to recognize only the intellect as having a right to speak in science alongside sober observation. Goethe believed that he could only come into possession of the truth by exerting all his intellectual powers. That is why he never tired of putting himself in relation to the most diverse types of scientific endeavor. In the scientific institutes of the Jena University he sought to acquire the factual knowledge for his ideas; from its famous philosophical teachers and from Schiller he sought information about the philosophical justification of his school of thought. Goethe was not a philosopher in the true sense of the word, but his way of looking at things was philosophical. He did not develop any philosophical concepts, but his scientific ideas are based on a philosophical spirit. By his nature, Goethe could neither be a one-sided philosopher nor a one-sided observer. Both sides worked harmoniously together in him in the higher unity, the philosophical observer, just as art and science are united again in the comprehensive personality of Goethe, who interests us not only in this or that branch of his work, but in its entirety as a world-historical phenomenon. In Goethe's mind, science and art worked together. We see this best when, in view of the Greek works of art in Italy, he wrote that he believed that the Greeks followed the same laws in their creations as nature itself, and he remarked that he believed he was on the trail of these laws. He wrote this at a time when he was pursuing the idea of the primordial plant. There can therefore be no doubt that Goethe thought of the artist's work as being guided by the same basic maxims that nature follows in its productions. And because he suspected the same basic essences in nature that guided him as an artist in his own work, he was driven by a scientific knowledge of them. Goethe professed a strictly unified or monistic view of the world. He saw unified fundamental powers ruling from the simplest process of lifeless nature right up to the imagination of man, from which the works of art spring. [ 19 ] Rudolf Virchow emphasizes in the remarkable speech he gave on August 3 of this year to celebrate the birthday of the founder of Berlin University that the philosophical era of German science, in which Fichte, Schelling and Hegel set the tone, has been definitively over since Hegel's death and that we have been living in the age of the natural sciences ever since. Virchow praises this age for the fact that it increasingly understood that natural science could only be understood by studying nature itself: in museums, collections, laboratories and institutes, and that no information about natural processes could be gained from the study rooms of philosophers. This is the expression of a widespread prejudice of our time. The advocate of a strictly scientific view of the world would have to say to himself that what belongs to external nature and what we alone can accommodate in scientific institutes is only one part of nature, and that the other, certainly no less essential part, is not to be sought in the study, but certainly in the mind of the philosopher. This is how Goethe thought, and his thinking is therefore more scientific than that of modern natural science. The latter leaves the human urge for knowledge completely unsatisfied when it is a matter of something higher than what is accessible to sensible observation. It is therefore no wonder that Virchow has to complain at the same time about the worst intrusions of mysticism into the field of the science of life. What science fails to do, a deeper need seeks in all kinds of mysterious forces of nature, namely the explanation of facts once they exist. And Virchow also admits that the age of natural science has so far been unable to explain the essence of life and the human spirit. [ 20 ] But who can hope to see thought with his eyes, to perceive life with a microscope? The only way to achieve something here is to go in the second direction, through which Goethe sought to reach the primordial organisms. The questions that modern natural science cannot answer are precisely those that Goethe undertakes to solve in a way that people today do not want to know about. This opens up a field in which Goethe's scientific work can be put at the service of the times. They will prove effective precisely where the current method proves impotent. It is not only a matter of doing justice to Goethe and assigning his research the right place in history, but also of continuing to cultivate his way of thinking with our more perfect means. [ 21 ] He himself was primarily concerned that the world should recognize what his view of nature meant in general, and only secondarily what he was able to achieve with the help of this view with the means of his time in particular. [ 22 ] The scientific age has torn the bond between experience and philosophy. Philosophy has become the stepchild of this age. However, the need for a philosophical deepening of our knowledge has already arisen in many cases. For the time being, this need is still trying to satisfy itself in a number of misguided ways. The overestimation of hypnotism, spiritualism and mysticism are among them. Raw materialism is also an attempt to find the way to a philosophical overall view of things. Injecting a little philosophy into the scientific age is a desirable goal for many today. May we remember at the right time that there is a path from natural science to philosophy and that this is mapped out in Goethe's writings.
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30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Goethe's Secret Revelation
Rudolf Steiner |
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[ 9 ] The largest number of attempts at interpretation undertaken to date can be found in the book "Goethes Märchendichtungen" by Friedrich Meyer von Waldeck (Heidelberg 1879, Carl Wintersche Universitätsbuchhandlung). |
A person can impart teachings that he himself has no deep understanding of to another, and this other person can recognize a deep meaning in them. The serpent represents the solid human endeavor, the honest striding along the path of knowledge. |
The world stands differently before him who has recognized it than before him who lives without knowledge. The transformation that all things undergo for our spirit when they are illuminated by the light of knowledge is symbolized by the transformation that things undergo through the light of the lamp. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Goethe's Secret Revelation
Rudolf Steiner |
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On the occasion of his hundred and fiftieth birthday: August 28, 1899 [ 1 ] When Johann Gottlieb Fichte sent Goethe the work in which bold intellectual power and the highest ethical seriousness found an incomparable expression, the "Grundlage der gesamten Wissenschaftslehre", he enclosed a letter containing the words: "I regard you, and have always regarded you, as the representative of the purest spirituality of feeling at the presently attained stage of humanity. It is to you that philosophy rightly turns: your feeling is the same touchstone." These sentences were written in 1794. Like the great philosopher, the bearers of the most diverse intellectual currents could have written to Goethe at that time. The poet and thinker Goethe was at the height of his life at this time. Albert Bielschowski, the biographer who most lovingly immerses himself in this personality and provides us with the most intimate picture of him, already felt the same way about Goethe's contemporaries in the 1990s: "Goethe had received a dose of everything human and was therefore the 'most human of all men'. His figure had a great typical character. It was a potentized image of humanity itself. Accordingly, everyone who approached him had the impression that they had never seen such a complete human being before." [ 2 ] This was Goethe's relationship to his spiritual environment when he entered his fiftieth year one hundred years ago. He stood there as an accomplished man. The study of antiquity had given his artistic work the degree of perfection that was demanded by the innermost essence of his personality and beyond which there was no further progress for him; his insight into the workings of nature had come to an end. From then on, all that remained for him was to carry out the ideas of nature that had taken root in his mind. At that time, the "most human of all men" had a completely mature effect on those around him. [ 3 ] Schiller expressed this in eloquent words in the letter he addressed to Goethe on August 23, 1794: "I have long watched the course of your mind, although from quite a distance, and have noticed the path you have marked out for yourself with ever renewed admiration. You seek what is necessary in nature, but you seek it in the most difficult way, from which any weaker force would be wary. You take the whole of nature together in order to shed light on the individual; in the totality of its manifestations you seek the ground of explanation for the individual... If you had been born a Greek, indeed only an Italian, and had been surrounded from the cradle by an exquisite nature and an idealizing art, your path would have been infinitely shortened, perhaps made entirely superfluous. Already in your first view of things you would then have absorbed the form of the necessary, and with your first experiences the great style would have developed in you. Now that you were born a German, since your Greek spirit was thrown into this Nordic creation, you had no choice but either to become a Nordic artist yourself, or to replace your imagination with what reality withheld from it through the help of the power of thought, and thus to give birth to a Greece from within, as it were, and in a rational way." Goethe replied on the 27th: "For my birthday, which comes this week, no more pleasant gift could have been given to me than your letter, in which you, with a friendly hand, draw the sum of my existence and encourage me through your participation to a more diligent and lively use of my powers." [ 4 ] We can expand on this sentence and say: Goethe could not have received a more meaningful gift in the time of his maturity than Schiller's devoted friendship. The latter's philosophical sense led Goethe's pure spirituality of feeling into new spiritual regions. [ 5 ] The beautiful similarity between the two spirits that developed is characterized by Schiller in a letter to Körner: "Each could give the other something that he lacked and receive something in return. Goethe now feels the need to join me in order to continue on the path that he had previously taken alone and without encouragement, in community with me." [ 6 ] Around the time his friendship with Goethe began, Schiller was preoccupied with the ideas expressed in his "Letters on the Aesthetic Education of Man". He reworked these letters, originally written for the Duke of Augustenburg, for the "Horen" in 1794. What Goethe and Schiller discussed orally at the time and what they wrote to each other was always linked to the ideas in these letters. Schiller's reflections concerned the question: What state of the soul's powers corresponds in the highest sense of the word to an existence worthy of man? "Every individual human being, one can say, carries within himself a pure, ideal human being by disposition and destiny, with whose unchanging unity in all his variations it is the great task of his existence to agree," it says in the fourth letter. A bridge is to be built from the man of everyday reality to the ideal man. There are two instincts that hold man back from ideal perfection if they are developed in a one-sided way: the sensual and the rational instinct. If the sensual instinct has the upper hand, man is subject to his instincts and passions. His actions are the result of a lower compulsion. If the rational instinct predominates, man endeavors to suppress instincts and passions and to pursue a purely spiritual virtue. In both cases, man is subject to compulsion. In the former, his sensual nature forces his spiritual nature into submission, in the latter, his spiritual nature forces his sensual nature into submission. Neither the one nor the other can justify a truly humane existence. Rather, this presupposes a perfect harmony of both basic drives. Sensuality should not be suppressed, but ennobled; instincts and passions should be raised to such a high level that they work in the direction prescribed by reason, the highest morality. And moral reason should not rule like a higher law in man, to which one submits reluctantly, but one should feel its commandments like an unconstrained need. "If we embrace with passion someone who is worthy of our contempt, we feel embarrassed by the compulsion of nature. If we are hostile to another who compels our respect, we feel the compulsion of reason. But as soon as he interests our affections and earns our respect, both the compulsion of feeling and the compulsion of reason disappear, and we begin to love him" (Letter 14). A person who experiences no coercion from either sensuality or reason, who acts out of passion in the spirit of the purest morality, is a free personality. And a society of people in which the natural instinct of the individual is so ennobled that it does not need to be restrained by the power of the whole in order to make harmonious coexistence possible is the ideal state towards which the state of power and coercion must strive. Outer freedom in living together presupposes inner freedom of the individual personalities. In this way, Schiller sought to solve the problem of freedom in human coexistence, which was on everyone's mind at the time and which sought a violent solution in the French Revolution. "To give freedom through freedom is the fundamental law" of a humane empire (27th letter). [ 7 ] Goethe found himself deeply satisfied by these ideas. He wrote to Schiller about the "Aesthetic Letters" on October 26, 1794: "I immediately read the manuscript sent to me with great pleasure; I slurped it down in one go. Just as a delicious drink, analogous to our nature, slips down willingly and shows its healing effect on the tongue through the good mood of the nervous system, so these letters were pleasant and beneficial to me; and how could it be otherwise, since I found what I had long recognized as right, what I partly lived and partly wished to live, presented in such a coherent and noble way." [ 8 ] This is the nature of the circle of ideas that Schiller stimulated in Goethe. Out of it has now grown a poem by the former, which, because of its mysterious character, has experienced the most varied interpretations, but which only becomes completely clear and transparent if one understands it from within the circle of imagination described: the enigmatic fairy tale with which Goethe concluded his story "Unterhaltungen deutscher Ausgewanderten", which appeared in the "Horen" in 1795. -- What Schiller expressed in philosophical form in his "Aesthetic Letters", Goethe portrayed in a lively fairy tale filled with rich poetic content. The humane state that man achieves when he has attained the full possession of freedom is symbolized in this fairy tale by the marriage of a young man to the beautiful lily, the representative of the realm of freedom, the ideal man that the man of everyday life carries within himself as his goal. [ 9 ] The largest number of attempts at interpretation undertaken to date can be found in the book "Goethes Märchendichtungen" by Friedrich Meyer von Waldeck (Heidelberg 1879, Carl Wintersche Universitätsbuchhandlung). I have found that these attempts at interpretation give nice suggestions and are in many respects correct, but that none of them is completely satisfactory. I have now sought the roots of the explanation in the soil from which Schiller's "Aesthetic Letters" also grew. Although my interpretation has had a convincing effect on many listeners in several oral lectures - the first time on November 27, 1891 at the Goethe-Verein in Vienna - I have so far hesitated to submit it to print. Nor have I yet added it to my book "Goethe's Weltanschauung", published in 1897. I felt the need to allow the conviction of its correctness to mature in me over a longer period of time. It has only strengthened to this day. The following cannot follow the course of the fairy-tale plot, but must be arranged in such a way that the meaning of the poem is revealed most comfortably.1 [ 10 ] One person who plays an outstanding role in the development of the events in the "fairy tale" is the "old man with the lamp". When he comes into the crevices with his lamp, he is asked which is the most important of the secrets he knows. He replies: "The revealed one." And when asked if he would not reveal this secret, he says: "If he knows the fourth. But the serpent knows this fourth secret and says it in the old man's ear. There can be no doubt that this secret refers to the state that all the characters in the fairy tale long for. This state is described to us at the end of the poem. We must assume that the old man knows this secret, for he is the only person who always stands above the circumstances, who directs and guides everything. So what can the serpent tell the old man? He is the most important being in the whole process. By sacrificing himself, he achieves what ultimately satisfies everyone. The old man obviously knows that he must sacrifice himself in order to bring about this satisfaction. What he does not know is when she will be ready. Because that depends on her. She must come to the realization of her own accord that her sacrifice is necessary for the common good. That she is ready for this sacrifice is the most important secret, and she tells the old man this in his ear. And now he can utter the great word: "It's time!"" [ 11 ] The desired goal is brought about by the revival of the youth, by his union with the beautiful lily and by the fact that both realms, the one on this side and the one on the other side of the river, are connected by the magnificent bridge formed from the sacrificed body of the serpent. Even if the serpent is the author of the happy state, he alone could not bestow on the youth the gifts by which he rules the newly founded kingdom. He receives them from the three kings. From the bronze king he receives the sword with the order: "The sword on the left, the right free!" The silver king gives him the sceptre, saying: "Feed the sheep!" The golden one presses the oak wreath on his head with the words: "Recognize the highest! " The three kings are the symbols for the three basic powers of the human soul, and the words they speak indicate how these three basic powers should be expressed in the perfect human being. The sword denotes will, physical strength and power. Man should not hold it in his right hand, where it signifies readiness for conflict and war, but in his left hand for protection and to ward off evil. The right hand should be free for acts of noble humanity. The handing over of the sceptre is accompanied by the words: "Feed the sheep!" They are reminiscent of Christ's words: "Feed my lambs, feed my sheep!" This king is therefore the symbol of piety, of the noble heart. The golden king imparts the gift of knowledge to the young man with the oak wreath. The will, which expresses itself in power, in violence, piety and wisdom in their most perfect form are bestowed on the youth, the representative of a humane existence. These three powers of the soul are symbolized by the three kings. Therefore, when the old man speaks the words: "There are three that reign on earth, Wisdom, Appearance and Violence", the three kings rise up, each at the mention of the soul power of which he is the symbol. There seems to be an ambiguity in the fact that the silver king is presented as the ruler in the realm of appearances, while according to his words he is to signify piety. This contradiction is immediately resolved when one considers the close relationship Goethe establishes between aesthetic feelings - which the beautiful appearance of artistic works creates - and religious feelings. Just think of sentences from him like this: "There are only two true religions: the one that recognizes and worships the sacred that dwells in and around us, completely formless, the other that recognizes and worships it in the most beautiful form." Goethe sees art as just another form of religion. When he was struck by the beauty of Greek works of art, he uttered the sentence: "There is necessity, there is God." [ 12 ] From the meaning of the kings, we can infer other things in the fairy tale. The king of wisdom is made of gold. Where we usually encounter gold in fairy tales, we will therefore see in it the symbol of wisdom, of knowledge. This is the case with the will-o'-the-wisps and the snake. The former know how to acquire this metal easily and then throw it away lavishly and arrogantly. The serpent comes to it with difficulty, but absorbs it organically, processes it in its body and permeates itself completely with it. In the will-o'-the-wisps we undoubtedly have before us a pictorial representation of personalities who gather their wisdom from all sides and then give it away proudly and carelessly without having sufficiently imbued themselves with it. Unproductive spirits are the will-o'-the-wisps who spread undigested knowledge. If their words fall on fertile ground, they can bring about the very best. A person can impart teachings that he himself has no deep understanding of to another, and this other person can recognize a deep meaning in them. The serpent represents the solid human endeavor, the honest striding along the path of knowledge. For her, the gold squandered by the will-o'-the-wisps becomes a precious commodity that she keeps within herself. For Goethe, the thought of someone giving away the wisdom he had absorbed as a teacher was an uncomfortable one. In his opinion, teaching easily leads to appropriating science in order to be able to spend it again. He therefore considers himself fortunate that he can devote himself to research without having to hold a professorship at the same time. Only those who are in the latter position - apart from exceptions, of course - will truly immerse themselves selflessly in things and serve true humanity. Those who acquire wisdom for the sake of teaching easily become false prophets or sophists. The false lights are reminiscent of these. But only selfless knowledge, which is completely absorbed in things and which is visualized in the serpent, can come to the insight that the highest can only be reached through selfless devotion. The man who lets his everyday personality die in order to awaken the ideal man within himself reaches this highest. What a mystic like Jakob Böhme expressed with the words: death is the root of all life, Goethe expressed with the sacrificing snake. In Goethe's view, those who cannot free themselves from their small ego, who are unable to develop the higher ego within themselves, cannot reach perfection. Man must die as an individual in order to revive as a higher personality. The new life is then only the most humane, the same life that, to use Schiller's words, feels no coercion from either reason or sensuality. In "Divan" we read Goethe's beautiful words: "And as long as you do not have this, this: Die and become! You are but a dreary guest on the dark earth." And one of the "Proverbs in Prose" reads: "One must give up one's existence in order to exist." The snake gives up its existence in order to form the bridge that connects the two realms, that of sensuality and that of spirituality. The temple, with its colorful bustle, is the serpent's higher life, which it has purchased through the death of its lower nature. Her words that she wants to sacrifice herself voluntarily in order not to be sacrificed are just another expression of Jakob Böhme's sentence: "He who does not die before he dies, corrupts when he dies"; in other words, he who lives without killing off the lower nature within him, dies in the end without having any idea of the ideal man within him. [ 13 ] The youth is driven by an indomitable desire for the realm of the beautiful lily. Consider the characteristics of this realm. Although people have the deepest longing for the realm of the lily, they can only enter it at certain times. At midday, when the serpent forms a bridge over the river; then in the evening and morning, when the giant's shadow spreads across the river. Anyone who approaches the ruler of this realm, the beautiful lily, without having the inner aptitude for it, can damage his life in the most serious way. Furthermore, the lily itself has a desire for the other realm. Finally, the ferryman can take anyone across, but no one across. So what does the realm of the beautiful lily mean? Goethe says in "Proverbs in Prose": "Everything that liberates our spirit without giving us dominion over ourselves is pernicious." Only those people who are allowed to abandon themselves unreservedly to their inclinations have mastery over themselves, because these are only effective in a moral sense. "Duty, where one loves what one commands oneself", is a saying by Goethe. Those who seize freedom without having control over themselves are like the young man who was paralyzed by the touch of the lily. The realm of the one-sidedly acting instinct of reason, of purely spiritual morality, is that of the lily. That of one-sided sensuality is on the other side of the river. In the still imperfect human being the harmony between sensual instinct and rational instinct is generally not established. Only at certain moments does he act out of passion in such a way that this action is also moral in itself. This is symbolized by the fact that the snake can only form a bridge over the river at certain moments, at midday. The fact that the lily longs for the other realm expresses the fact that the rational instinct only fulfills its nature when it does not act like a strict legislator beyond the desires and instincts and restrains them, but when it penetrates them, connects with them. The ferryman can bring everyone across, but no one across. Men come from the realm of reason without having done anything themselves, but they do not return from the realm of the passions to their true homeland without their intervention. Except in those moments when man reaches the ideal state of life by balancing reason and sensuality, he also seeks to attain it by force, by arbitrariness, which finds expression in political revolutions. Goethe brings the giant and his shadow for this kind of combination of both realms. In revolutions, the urge for the ideal state lives itself out dully, just as the shadow of the giant lies across the river at dusk. There is also historical evidence that this interpretation of the giant is correct. On October 16, 1795, Schiller wrote to Goethe, who was on a journey that was to extend to Frankfurt a. M.: "It is indeed dear to me to know that you are still far away from the Main River. The shadow of the giant could easily touch you a little roughly." What the arbitrariness, the lawless course of historical events has in its wake is thus meant by the shadow of the giant. [ 14 ] Reason and sensuality interpose themselves so that the still imperfect human being is prevented from destroying morality through his passions: Custom, all that is social order of the present. This order finds its symbol in the river. In the third of the "Letters on the Aesthetic Education of Man" Schiller says of the state: "The compulsion of needs threw man into it before he could choose this state in his freedom; necessity arranged him according to mere natural laws before he could do so according to the laws of reason." The river separates the two realms until the serpent sacrifices itself. The ferryman wants to be rewarded by every wanderer with the fruits of the earth; the state and society impose real duties on man; they can no more use the phrase-like chatter of false prophets and people who merely pay with words than the ferryman can use the gold pieces of the will-o'-the-wisps. The old woman confesses herself a debtor to the river and clings to it with her body; her form disappears because she is a debtor. Thus the individual confesses himself a debtor to the state; he is absorbed in the state, surrenders a part of his self to it. As long as man is not at such a height that he acts freely out of himself morally, he must renounce to determine a part of his self of his own accord; he must commit himself to the state. [ 15 ] The lamp of the old has the property of shining only where another light is already present. We must remember the saying of an old mystic repeated by Goethe: "If the eye were not sunny, how could we see the light? If God's own power did not live in us, how could the divine delight us?" Just as the lamp does not shine in the dark, so the light of truth and knowledge does not shine for those who do not have the appropriate organs, the inner light, to meet it. But it is this light of wisdom that leads man to his goal; it brings him to establish the harmony of his instincts. This light allows him to recognize the laws of things. What for him is dead matter is transformed through knowledge into a living thing that is transparent to our spirit. The world stands differently before him who has recognized it than before him who lives without knowledge. The transformation that all things undergo for our spirit when they are illuminated by the light of knowledge is symbolized by the transformation that things undergo through the light of the lamp. This light transforms stones into gold, wood into silver and dead animals into precious stones. [ 16 ] Through the sacrifice of the serpent, the realm of the fourth king, who chaotically carried gold, silver and ore, comes to an end. The harmonious interaction of the three metals that make up the other three kings begins. Through the awakening of the ideal man, the forces of the soul cease to work chaotically and one-sidedly, they achieve perfect harmony. The will-o'-the-wisps lick up the gold of the fourth king. Once the humane state has been reached, the unproductive spirits have the business of scientifically processing the past, in which the imperfect still prevailed, as history. The figure of the pug also sheds light on the nature of the will-o'-the-wisps. They throw him their gold and he dies from eating it. Thus perishes he to whom false prophets and sophists teach their indigestible doctrines. [ 17 ] The temple is erected on the river in which the marriage of the young man with the beautiful lily takes place. The free society will grow out of the coercive state, in which everyone can abandon himself to his inclinations, because they only work in the sense that noble coexistence of people is possible. Then man will no longer experience the satisfying state only in moments, he will no longer seek to attain it by revolutionary force, it will be present for him in every moment. At the end of the fairy tale we find the poetic image for this truth: "The bridge is built; all the people continually cross over and over, to this day the bridge teems with wanderers, and the temple is the most visited on the whole earth." [ 18 ] If one accepts this basis of interpretation, then every event, every person in the fairy tale is self-explanatory. Take the hawk, for example. It catches the sun's rays in order to reflect them back to the earth before the sun itself is able to send its light directly onto the earth. In this way, human intuition can also predict the events of a not-too-distant future. In the servants of the beautiful lily one can see representatives of those happily inclined human beings to whom the harmony of sensuality and reason is given by their nature. They will live on into the new realm without noticing the transition, just as the servants slumber during the moment of transformation. - The fact that the symbol of brute force, the giant, finally plays a role as an hour hand, I would like to interpret as meaning that unreason can also fill its place in the workings of the world, if it is not used for activities that befit the free human spirit, but is brought to unfold its power within strict natural regularity. [ 19 ] So Goethe was inspired by Schiller to express his ethical creed in his own poetic way, as Schiller himself did in a different way in the "Aesthetic Letters". In the letter in which he announces the receipt of the manuscript, Schiller refers to the discussions that took place about these ideas in the period in question: "The "fairy tale" is colorful and funny enough, and I find the idea you once mentioned: "the mutual assistance of forces and the rejection of each other, quite well executed."
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30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Goethe Studies Fundamental Ideas
Rudolf Steiner |
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[ 1 ] One cannot achieve a full understanding of Goethe's inner life, his view of the world and of life, merely by commenting on his works from the outside. |
These two languages come from the same primordial being, and man is called to bring about their mutual understanding. This is what is called knowledge. And this and nothing else is sought by those who understand the needs of human nature. Those who do not attain this understanding remain strangers to the things of the outside world. He does not hear the essence of things speaking to him from within. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Goethe Studies Fundamental Ideas
Rudolf Steiner |
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[ 1 ] One cannot achieve a full understanding of Goethe's inner life, his view of the world and of life, merely by commenting on his works from the outside. Rather, one must go back to the philosophical core of his entire being. Goethe was not a philosopher in the scientific sense, but he was a philosophical nature. [ 2 ] I would like to capture this nature here with a few thoughts in order to then characterize Goethe's position on Christianity. In our reactionary present, it seems to me not unjustified to reflect on the relationship of this leading spirit to religious questions. [ 3 ] Man is not satisfied with what nature voluntarily offers to his observing mind. He feels that in order to bring forth the diversity of her creations, she needs driving forces which he himself must acquire through observation and thought. In the human spirit itself lies the means of revealing the driving forces of nature. From the human spirit arise the ideas that shed light on how nature brings about its creations. How the phenomena of the outer world are connected is revealed within the human being. What the human spirit conceives of the laws of nature: it is not added to nature, it is nature's own essence; and the spirit is only the arena in which nature makes the secrets of its workings visible. What we observe in things is only a part of things. What wells up in our spirit when it confronts things is the other part. It is the same things that speak to us from the outside and that speak within us. Only when we hold the language of the outside world together with that of our inner world do we have the full reality. [ 4 ] The mind sees what experience contains in a coherent form. It seeks laws where nature offers it facts. [ 5 ] Philosophers and artists have the same goal. They seek to create the perfect that their minds see when they allow nature to work on them. But they have different means at their disposal to achieve this goal. A thought, an idea, lights up in the philosopher when he confronts a natural process. He expresses it. In the artist, an image of this process emerges that shows it more perfectly than it can be observed in the outside world. The philosopher and the artist develop observation in different ways. The artist does not need to know the driving forces of nature in the form in which they reveal themselves to the philosopher. When he perceives a thing or a process, an image immediately arises in his mind in which the laws of nature are expressed in a more perfect form than in the corresponding thing or process in the outside world. These laws in the form of thought need not enter his mind. Cognition and art are, however, inwardly related. They show the laws of nature that prevail in it as facts. [ 6 ] If, in addition to perfect images of things, the driving forces of nature also express themselves in the form of thoughts in the mind of a true artist, then the common source of philosophy and art becomes particularly clear to us. Goethe is such an artist. He reveals the same secrets to us in the form of his works of art and in the form of thought. What he creates in his poetry, he expresses in the form of thought in his essays on the natural sciences and the arts and in his "Proverbs in Prose". The deep satisfaction that emanates from these essays and sayings is due to the fact that one sees the harmony of art and knowledge realized in a personality. There is something uplifting about the feeling that arises with every Goethean thought: here is someone speaking who can at the same time see in the picture the perfection that he expresses in ideas. The power of such a thought is strengthened by this feeling. What comes from the highest needs of a personality must belong together inwardly. Goethe's wisdom teachings answer the question: what kind of philosophy is in accordance with genuine art? [ 7 ] What springs from the human spirit when it confronts the outside world in observation and thought is truth. Man can demand no other knowledge than that which he himself produces. He who still seeks something behind things that is supposed to signify their actual essence has not brought himself to realize that all questions about the essence of things arise only from a human need: to penetrate with thought that which one perceives. Things speak to us, and our inner being speaks when we observe things. These two languages come from the same primordial being, and man is called to bring about their mutual understanding. This is what is called knowledge. And this and nothing else is sought by those who understand the needs of human nature. Those who do not attain this understanding remain strangers to the things of the outside world. He does not hear the essence of things speaking to him from within. He therefore assumes that this essence is hidden behind things. He believes in an outer world still behind the world of perception. But things are only alien to us as long as we merely observe them. For man, the contrast between objective outer perception and subjective inner world of thought only exists as long as he does not recognize that these worlds belong together. The human inner world is a part of the world process like any other process. [ 8 ] These thoughts are not refuted by the fact that different people have different ideas about things. Nor by the fact that people's organizations are different, so that one does not know whether one and the same color is seen in quite the same way by different people. For what matters is not whether men form exactly the same judgment about one and the same thing, but whether the language which the inner man speaks is precisely the language which expresses the essence of things. The individual judgments differ according to the organization of man and the standpoint from which he views things; but all judgments spring from the same element and lead to the essence of things. This may be expressed in different shades of thought, but it remains the essence of things. [ 9 ] The human being is the organ through which nature reveals its secrets. The deepest content of the world appears in the subjective personality. "When the healthy nature of man acts as a whole, when he feels himself in the world as part of a great, beautiful, worthy and valuable whole, when harmonious pleasure grants him a pure, free delight: then the universe, if it could feel itself as having reached its goal, would rejoice and admire the summit of its own becoming and being" (Goethe, Winckelmann: Antikes). Modern natural science expresses the same idea through its means and methods. "But man stands so high that the otherwise unrepresentable is represented in him. What is a string and all its mechanical divisions compared to the musician's ear? Indeed, one could say, what are the elementary phenomena of nature itself compared to man, who must first tame and modify them all in order to be able to assimilate them to some extent?" (Goethe, Proverbs in Prose.) [ 10 ] If a thing expresses its essence through the organ of the human mind, then the full reality only comes about through the confluence of observation and thought. Neither through one-sided observation nor through one-sided thinking does man recognize reality. It does not exist as something finished in the objective world, but is only brought about by the human spirit in connection with things. Those who praise experience alone must reply with Goethe that "experience is only half of experience". "Everything factual is already theory" (Proverbs in prose), that is, a law is revealed in the human mind when it observes a fact. This view of the world, which recognizes the essence of things in ideas and understands knowledge as a living into the essence of things, is not mysticism. What it has in common with mysticism, however, is that it does not regard objective truth as something existing in the external world, but as something that can really be grasped within man. The opposite view of the world places the causes of things behind appearances, in a realm beyond human experience. It can now either indulge in a blind faith in these reasons, which contains its content from a positive religion of revelation, or it can put forward intellectual hypotheses and theories about how this otherworldly realm of reality is constituted. The mystic as well as the confessor of Goethe's world view rejects both the belief in an otherworldly realm and the hypotheses about such a realm and adheres to the real spiritual realm that expresses itself in man himself. Goethe writes to Jacobi: "God has punished you with metaphysics and put a stake in your flesh, but blessed me with physics... I hold firmly and more firmly to the atheist's (Spinoza's) worship of God and leave to you everything that you call and must call religion. You hold to faith in God, I to seeing." What Goethe wants to see is the essence of things expressed in his world of ideas. The mystic also wants to recognize the essence of things by immersing himself in his own inner being; but he rejects the world of ideas, which is clear and transparent in itself, as unsuitable for the attainment of a higher knowledge. He believes that he must develop not his faculty of ideas but other inner powers in order to see the primal causes of things. It is usually vague sensations and feelings in which the mystic believes he grasps the essence of things. But feelings and sensations only belong to the subjective nature of man. They do not express anything about things. Only in the ideas of natural law do the things themselves speak. Mysticism is a superficial view of the world, even though the mystics give themselves much credit for their "depth" compared to rational people. They know nothing about the nature of feelings, otherwise they would not regard them as expressions of the essence of the world; and they know nothing about the nature of ideas, otherwise they would not regard them as shallow and rationalistic. They have no idea what people who really have ideas experience in them. But for many, ideas are just words. They cannot assimilate the infinite abundance of their content. No wonder they find their own unimaginative words empty. [ 11 ] Those who seek the essential content of the objective world in their own inner being can also only relocate the essence of the moral world order in human nature itself. Whoever believes that there is an otherworldly reality behind human nature must also seek the source of morality in it. For the moral in the higher sense can only come from the essence of things. The believer in the beyond therefore accepts moral commandments to which man must submit. These commandments either come to him by way of revelation, or they enter his consciousness as such, as is the case with Kant's categorical imperative. Nothing is said about how this comes from the otherworldly "in itself" of things into our consciousness. It is simply there, and we have to submit to it. [ 12 ] Goethe allows the moral to emerge from the natural world of man. It is not objective norms or the mere world of instinct that guides moral action, but the natural instincts of animal life that have become moral ideas, through which man gives himself direction. He follows them because he loves them as one loves a child. He wants their realization and stands up for them because they are part of his own being. The idea is the guiding principle; and love is the driving force in Goethe's ethics. For him, "duty is where one loves what one commands oneself" (Proverbs in prose). [ 13 ] Action in the sense of Goethean ethics is naturally conditioned, but ethically free. For man is dependent on nothing but his own ideas. And he is responsible to no one but himself. In my "Philosophy of Freedom" I have already refuted the cheap objection that the consequence of a moral world order in which everyone obeys only himself must be the general disorder and disharmony of human action. Anyone who raises this objection overlooks the fact that people are similar beings and that they will therefore never produce moral ideas which, due to their essential differences, will cause disharmony. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Goethe Studies Morals and Christianity
Rudolf Steiner |
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The following circumstance shows how little understanding there is in the present day for Goethe's ethical views and for an ethic of freedom and individualism in general. |
* One of the most interesting facts in German intellectual history is how Schiller, under the influence of Goethe, formed an ethic from Goethe's world view. These ethics arise from an artistic and liberal view of nature. |
For in this work, reason is subject to the immutable laws of logic. As there under the power of natural necessity, so here we are under that of the necessity of reason. Freedom seeks a refuge from both. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Goethe Studies Morals and Christianity
Rudolf Steiner |
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The position of our cognizing personality in relation to the objective world also gives us our ethical physiognomy. What does the possession of knowledge and science mean to us? The innermost core of the world is expressed in our knowledge. The lawful harmony that governs the universe manifests itself in human knowledge. It is therefore part of man's vocation to transfer the basic laws of the world, which otherwise dominate all existence but would never come into existence themselves, into the realm of apparent reality. This is the essence of knowledge, that it extracts from objective reality the essential lawfulness on which it is based. Our cognition is - figuratively speaking - a constant living into the ground of the world. Such a conviction must also shed light on our practical view of life. The whole character of our way of life is determined by our moral ideals. These are the ideas we have of our tasks in life, or in other words, the ideas we have of what we should accomplish through our actions. Our actions are part of general world events. It is therefore also subject to the general lawfulness of these events. If an event occurs somewhere in the universe, a twofold distinction must be made between it: the external course of it in space and time and the internal regularity of it. The realization of this lawfulness for human action is only a special case of cognition. The views we have derived about the nature of cognition must therefore also be applicable here. To recognize oneself as an acting personality thus means: to possess the corresponding laws for one's actions, that is, the moral concepts and ideals as knowledge. If we have recognized this lawfulness, then our actions are also our work. The lawfulness is then not given as something that lies outside the object on which the action appears, but as the content of the object itself that is conceived in living action. In this case, the object is our own ego. If the latter has really penetrated its action in a recognizing way, then it also feels itself to be the master of it. As long as this does not take place, the laws of action confront us as something alien; they dominate us; what we accomplish is under the compulsion they exert on us. Once they have been transformed from such a foreign entity into the very own action of our ego, this compulsion ceases. The categorical imperative is to human action what the expediency ideas of teleology are to the science of living beings. The ideas of expediency hinder research into the purely natural laws of organic beings; the categorical imperative hinders the living out of purely natural moral impulses. The imperative has become our own nature. Lawfulness no longer rules over us, but in us over the events emanating from our ego. The realization of an event by means of a lawfulness that is external to the realizer is an act of bondage; the realization of an event by the realizer himself is an act of freedom. To recognize the laws of one's actions means to be aware of one's freedom. The process of cognition is, according to our explanations, the process of development towards freedom. The following circumstance shows how little understanding there is in the present day for Goethe's ethical views and for an ethic of freedom and individualism in general. In 1892, I spoke out in favor of an anti-teleological monistic view of morality in an essay in "Zukunft" (No. 5). Mr. Ferdinand Tönnies in Kiel responded to this essay in a brochure entitled "Ethische Kultur und ihr Geleite. Nietzsche fools in the future and present" (Berlin 1893). He put forward nothing but the main propositions of philistine morality expressed in philosophical formulas. But he says of me that "on the road to Hades I could not have found a worse Hermes" than Friedrich Nietzsche. It seems truly comical to me that Mr. Tönnies, in order to condemn me, brings up some of Goethe's "sayings in prose". He has no idea that if there was a Hermes for me, it was not Nietzsche, but Goethe. I have already explained the relationship between the ethics of freedom and Goethe's ethics in the introduction to the 34th volume of my edition of Goethe's scientific works. I would not have mentioned Tönnies' worthless pamphlet if it were not symptomatic of the misunderstanding of Goethe's world view that prevails in some circles. Not all human action has this free character. In many cases, we do not possess the laws for our actions as knowledge. This part of our actions is the unfree part of our actions. On the other hand, there is the part where we are fully immersed in these laws. This is the free area. Insofar as our life belongs to it, it can only be described as moral. The transformation of the first area into one with the character of the second is the task of every individual development, as well as that of humanity as a whole. The most important problem of all human thought is this: to understand man as a free personality based on himself. Goethe's views do not correspond to the fundamental separation of nature and spirit; he only wants to see a great whole in the world, a unified chain of development of beings, within which man forms a link, albeit the highest. "Nature! We are surrounded and enveloped by it - unable to step out of it and unable to get deeper into it. Uninvited and unwarned, she takes us into the cycle of her dance and carries us along until we are tired and fall from her arms." Compare this with the above-mentioned statement: "If the healthy nature of man acts as a whole, if he feels himself in the world as part of a great, beautiful, worthy and valuable whole, if harmonious pleasure grants him a pure, free delight: then the universe, if it could feel itself as having reached its goal, would rejoice and admire the summit of its own becoming and being." Herein lies Goethe's genuinely far-reaching transcendence of immediate nature, without distancing himself in the slightest from what constitutes the essence of nature. What is foreign to him is what he himself finds in many particularly gifted people: "The peculiarity of feeling a kind of shyness towards real life, of withdrawing into oneself, of creating a world of one's own within oneself and in this way achieving the most excellent inwardly." (Winckelmann: entry.) Goethe does not flee reality in order to create an abstract world of thought that has nothing in common with it; no, he immerses himself in it in order to find its immutable laws in its eternal change, in its becoming and movement; he confronts the individual in order to see the archetype in him. Thus arose in his spirit the primordial plant, thus the primordial animal, which are nothing other than the ideas of the animal and the plant. These are not empty general concepts that belong to a gray 'theory, these are the essential foundations of organisms with a rich, concrete content, full of life and vivid. Vivid for that higher faculty of perception which Goethe discusses in his essay on "Visual Judgment". Ideas in Goethe's sense are just as objective as the colors and forms of things, but they are only perceptible to those whose faculties are equipped for them, just as colors and forms are only there for the sighted and not for the blind. If we do not approach the objective with a receptive spirit, it will not reveal itself to us. Without the instinctive ability to perceive ideas, they will always remain a closed field for us. Here, Schiller looked deeper than anyone else into the structure of Goethe's genius. On August 23, 1794, he enlightens Goethe about the essence that underlies his spirit with the following words: "You take the whole of nature together in order to shed light on the individual; in the totality of its manifestations you seek the ground of explanation for the individual. From the simple organization you ascend, step by step, to the more complex, in order finally to build the most complex of all, man, genetically from the materials of the whole structure of nature. By recreating him from nature, as it were, you seek to penetrate his hidden technique." In this re-creation lies a key to understanding Goethe's world view. If we really want to ascend to the lawful in eternal change, then we must not look at what has been created, we must listen to nature in its creation. This is the meaning of Goethe's words in the essay "Anschauende Urteilskraft": "If in the moral sphere we are to elevate ourselves to an upper region through faith in God, virtue and immortality and approach the first being, then it should probably be the same case in the intellectual sphere that we make ourselves worthy of spiritual participation in its productions through the contemplation of an ever-creating nature. Had I after all ... had restlessly insisted on that archetypal, typical thing." Goethe's archetypes are therefore not empty schemas, but the driving forces of phenomena. This is the "higher nature" in nature that Goethe wants to seize. We see from this that in no case is reality, as it lies spread out before our senses, something with which man, having arrived at a higher level of culture, can stop. Only when the human spirit penetrates this reality by thinking does it realize what holds this world together in its innermost being. We can never find satisfaction in individual natural events, only in the laws of nature, never in the individual individual, only in the generality. Goethe presents this fact in the most perfect form imaginable. What also remains with him is the fact that for the modern spirit, reality, mere experience, is reconciled with the needs of the cognizing human spirit through thinking. Goethe's attitude to nature is intimately connected with his religion. One might say that his concepts of nature were so high that they themselves put him in a religious mood. He did not know the need to draw things down to himself, stripping them of any sacredness, which so many have. But he has the need to look for something worthy of reverence in the real, in the here and now, which puts him in a religious mood. He seeks to gain a side to things themselves that makes them sacred to him. Karl Julius Schröer has shown this mood bordering on the religious in Goethe's behavior in love (cf. his spiritual work "Goethe und die Liebe", Heilbronn 1884). Everything frivolous and frivolous is stripped away, and love for Goethe becomes piety. This fundamental trait of his nature is most beautifully expressed in his words:
This side of his nature is now inseparably connected with another. He never seeks to approach this higher side directly; he always seeks to approach it through nature. "The true is God-like; it does not appear directly, we must guess it from its manifestations" (Proverbs in Prose). In addition to the belief in the idea, Goethe also has the other belief that we gain the idea through the contemplation of reality; it does not occur to him to seek the divinity elsewhere than in the works of nature, but he seeks to extract their divine side everywhere. When, in his boyhood, he erected an altar to the great God who "stands in direct connection with nature" (Dichtung und Wahrheit, I. Teil, 1. Buch), this worship arose decisively from the belief that we can attain the highest we can reach by faithfully cultivating our contact with nature. Thus Goethe's way of looking at things, which we have justified in terms of epistemology, is innate. He approaches reality with the conviction that everything is only a manifestation of the idea, which we only gain when we elevate sense experience into a spiritual contemplation of eternal, causal necessity. This conviction lay within him; and from his youth he viewed the world on the basis of this presupposition. No philosopher could give him this conviction. So that is not what Goethe was looking for in the philosophers. It was something else. Even if his way of looking at things lay deep in his being, he still needed a language to express it. His nature was philosophical, that is to say, it could only be expressed in philosophical formulas, could only be justified from philosophical premises. In order to make himself clearly aware of what he was, in order to know what his living activity was, he looked to the philosophers. He looked to them for an explanation and justification of his being. This is his relationship with the philosophers. To this end, he studied Spinoza in his youth and later became involved in scientific negotiations with his philosophical contemporaries. Even in his youth, Spinoza and Giordano Bruno seemed to the poet to express his own nature. It is curious that he first became acquainted with both thinkers through their opposing writings and, despite this, recognized how their teachings related to his nature. His relationship to Giordano Bruno's teachings in particular confirms this. He gets to know him from Bayle's dictionary, where Bruno is fiercely attacked. And he received such a deep impression from him that we find linguistic echoes of Bruno's sentences in those parts of "Faust" which, according to their conception, date from around 1770, when he was reading Bayle (see Goethe Yearbook, Volume VII, 1886). In the "Tag- und Jahreshefte", the poet tells us that he studied Giordano Bruno again in 1812. This time, too, the impression is a powerful one, and in many of the poems written after this year we recognize echoes of the philosopher of Nola. But all this is not to be taken as if Goethe had borrowed or learned anything from Bruno, he merely found in him the formula for expressing what had long been in his nature. He found that he expressed his own inner self most clearly when he did so in the words of this thinker. Bruno regarded the universal world soul as the creator and director of the universe. He calls it the inner artist that forms matter and shapes it from within. It is the cause of everything that exists; and there is no being in whose existence it would not take a loving interest. "Be the thing ever so small and tiny, it has in itself a part of spiritual substance" (see Giordano Bruno, "Von der Ursache etc.", published by Adolf Lasson, Heidelberg 1882). This was also Goethe's view that we only know how to judge a thing when we see how it has been placed in its place by the eternal harmony of the laws of nature - and nothing other than this is the world soul for him - and how it has become precisely what it appears to us as. If we perceive with the senses, that is not enough; for the senses do not tell us how a thing is connected with the general world-idea, what it has to mean for the great whole. We must look in such a way that our reason creates for us an ideal ground on which then appears to us what the senses deliver to us; we must, as Goethe expresses it, look with the eyes of the spirit. He also found a formula for expressing this conviction in Bruno: "For just as we do not recognize colors and sounds with one and the same sense, so we also do not see the substrate of the arts and the substrate of nature with one and the same eye", because we "see that with the sensual eyes and this with the eye of reason" (see Lasson, p. 77). And it is no different with Spinoza. Spinoza's teaching is based on the fact that the Godhead has merged into the world. Human knowledge can therefore only aim to immerse itself in the world in order to recognize God. Any other way of reaching God must appear impossible to a person who thinks consistently in the sense of Spinozism. The idea of a God who led a separate existence outside of the world and directed his creation according to externally imposed laws was alien to him. Throughout his life, he was dominated by the thought:
What did Goethe have to look for in the science of organic nature in accordance with this attitude? Firstly, a law that explains what makes a plant a plant and an animal an animal; secondly, another that makes it comprehensible why the common underlying principle of all plants and animals appears in such a diversity of forms. The basic essence that expresses itself in every plant, the animality that can be found in all animals, that is what he sought first. The artificial dividing walls between the individual genera and species had to be torn down, it had to be shown that all plants are only modifications of an original plant, all animals of an original animal. Ernst Haeckel, who perfected Darwin's ideas on the origin of organisms in a manner appropriate to German thoroughness, attaches the greatest importance to recognizing the harmony of his basic convictions with Goethe's. Haeckel's view of nature also becomes the basis of religion. The knowledge of nature communicates itself to feeling and lives itself out as a religious mood. For Haeckel, Darwin's question about the origin of organic forms immediately became the highest task that the science of organic life can ever set itself, that of the origin of man. And he was compelled to take the place of the dead matter of the physicists in assuming such principles of nature with which one need not stop at man. In his essay "Monism as a Bond between Religion and Science", and in his "Welträtseln", which appeared recently and which I believe to be the most significant manifestation of the latest natural philosophy, Haeckel expressly emphasized that he could no more conceive of an "immaterial living spirit" than of a "dead spiritless matter". And Goethe's words that "matter can never exist and be effective without spirit, spirit never without matter" are entirely consistent with this. * One of the most interesting facts in German intellectual history is how Schiller, under the influence of Goethe, formed an ethic from Goethe's world view. These ethics arise from an artistic and liberal view of nature. But these letters are often not taken as sufficiently scientific by systematizing philosophers, and yet they are among the most important things that aesthetics and ethics have ever produced. Schiller takes Kant as his starting point. This philosopher defined the nature of beauty in several ways. First, he examines the reason for the pleasure we feel in beautiful works of art. He finds this feeling of pleasure to be quite different from any other. Let us compare it with the pleasure we feel when we are dealing with an object to which we owe something useful. This pleasure is quite different. It is intimately connected with the desire for the existence of this object. The desire for the useful disappears when the useful itself no longer exists. It is different with the pleasure we feel towards the beautiful. This pleasure has nothing to do with the possession, with the existence of the object. It is therefore not attached to the object at all, but only to the idea of it. Whereas in the case of the practical, the useful, the need immediately arises to transform the idea into reality, in the case of the beautiful we are satisfied with the mere image. This is why Kant calls the pleasure in beauty a "disinterested pleasure" that is uninfluenced by any real interest. It would be quite wrong, however, to think that this excludes expediency from the beautiful. This only happens with the external purpose. And from this flows the second explanation of beauty: "It is a thing formed purposively in itself, but without serving an external purpose." If we perceive another thing of nature or a product of human technology, our mind comes and asks about its use and purpose, and it is not satisfied until its question about the why is answered. In the case of beauty, the why lies in the thing itself; and the intellect does not need to go beyond it. This is where Schiller comes in. And he does this by weaving the idea of freedom into the line of thought in a way that does the highest honor to human nature. First, Schiller contrasts two incessantly asserting human drives. The first is the so-called material instinct or the need to keep our senses open to the inflowing outside world. A rich content penetrates us, but without us being able to exert a determining influence on its nature. "Everything happens here with absolute necessity. What we perceive is determined from outside; here we are unfree, subjugated, we must simply obey the dictates of natural necessity. The second is the form instinct. This is nothing other than reason, which brings order and law into the confused chaos of perceptual content. Through its work, system comes into experience. But even here we are not free, Schiller finds. For in this work, reason is subject to the immutable laws of logic. As there under the power of natural necessity, so here we are under that of the necessity of reason. Freedom seeks a refuge from both. Schiller assigns it the realm of art by emphasizing the analogy of art with a child's play. What is the essence of play? Things from reality are taken and changed in their relationships in any way. This transformation of reality is not governed by a law of logical necessity, such as when we build a machine, for example, where we have to strictly submit to the laws of reason, but rather serves a subjective need. The player puts things into a context that gives him pleasure, he does not impose any constraints on himself. He does not respect the necessity of nature, for he overcomes its constraint by using the things handed down to him entirely at will; but he does not feel dependent on the necessity of reason either, for the order he brings to things is his invention. In this way, the player imprints his subjectivity on reality; and in turn, he lends objective validity to the latter. The separate action of the two drives has ceased; they have merged into one and thus become free: the natural is spiritual, the spiritual is natural. Schiller, the poet of freedom, thus sees in art only a free play of man on a higher level and exclaims enthusiastically: "Man is only fully man where he plays, ... and he only plays where he is human in the full meaning of the word." Schiller calls the instinct underlying art the play instinct. This produces works in the artist that satisfy our reason in their sensual existence and whose rational content is simultaneously present as sensual existence. And the nature of man works at this stage in such a way that his nature is at once spiritual and his spirit natural. Nature is elevated to the spirit, the spirit immerses itself in nature. The latter is thereby ennobled, the former is moved from its inconceivable height into the visible world. In Schiller's "Letters on the Aesthetic Education of Man" - in this gospel of humanity liberated from the barriers of both natural compulsion and the logical necessity of reason - we read Goethe's ethical and religious physiognomy. These letters can be described as Goethe's psychology drawn from all-round personal observation. "I have long watched the course of your mind, albeit from quite a distance, and have noted with ever renewed admiration the path you have marked out for yourself." This is what Schiller wrote to Goethe on August 23, 1794. Schiller was best able to observe how Goethe achieved harmony in his mental powers. These letters were written under the impression of these observations. We may say that Goethe sat as a model for the "whole man who reaches perfection through play". Now Schiller writes in the letter containing the words quoted: "If you had been born a Greek, indeed only an Italian, and had been surrounded from the cradle by an exquisite nature and an idealizing art, your path would have been infinitely shortened, perhaps made entirely superfluous. Already in your first view of things you would then have absorbed the form of the necessary, and with your first experiences the great style would have developed in you. Now, since you were born a German, since your Greek spirit was thrown into this Nordic creation, you had no choice but either to become a Nordic artist yourself or to replace your imagination with what reality withheld from it through the help of the power of thought, in order to give birth to a Greece, as it were, from within and in a rational way." Since this is true of Goethe, it is understandable that he felt the deepest satisfaction of his being when, in front of the Greek works of art, on his Italian journey, he could say to himself that he felt that the Greeks, in producing their works of art, proceeded according to the same laws that nature itself follows and that he is on the trail of. And that he found in these works of art what he called the "higher nature" in nature. He says to these creatures of the human spirit: "There is necessity, there is God." Nature service is Goethe's service to God. He cannot find traces of God anywhere other than where nature reigns in creation. He is therefore unable to speak about his relationship to Christianity in any other way than by sharply emphasizing his way of thinking that merges with his view of nature. "If I am asked whether it is in my nature to show adoring reverence to Christ, I say: Absolutely! I bow before him as the divine revelation of the highest principle of morality. If I am asked whether it is in my nature to worship the sun, I say again: Absolutely! For it is also a revelation of the Highest, and indeed the most powerful that we children of the earth are granted to perceive. I worship in it the light and the generative power of God, through which alone we live, weave and are, and all plants and animals with us. But if I am asked whether I am inclined to stoop before a thumb bone of the Apostle Peter or Paul, I say: spare me and stay away from me with your absurdities." Everything has been said about Goethe's position on Christianity. It is a long way from the church historian Nippold's assertion that he resolutely upheld the "Christian idea of God" to that of the Jesuit priest Alexander Baumgartner, who speaks of Goethe's "insolently anti-Christian spirit". There will hardly be a station on this path where some observer of Goethe's religious views has not settled down. And statements by Goethe that support one or the other assertion will always be available to the gentlemen. But when referring to such sayings of Goethe, one should always bear in mind what Goethe said of himself. "I for myself, with the manifold directions of my nature, cannot have enough of one way of thinking; as a poet and artist I am a polytheist, but as a naturalist I am a pantheist, and one as decidedly as the other. If I need a god for my personality, as a moral man, then that is already taken care of." Since Goethe himself said this, can we still be surprised when we are told from one side that Goethe is a confessor of a personal God? An interpreter of Goethe need only quote the following statement by Goethe, and he has constructed Goethe the believer in the personality of God: "Now Blumenbach gained the highest and ultimate expression, he anthropomorphized the word of the riddle and called what was being spoken of a nisus formativus, a drive, a violent activity, through which the formation - of living beings - should be brought about... This monstrosity personified confronts us as a god, as creator and sustainer, whom we are called upon to worship, adore and praise in every way." If I liked sleight-of-hand tricks of the mind, I would be able to prove one after the other that Goethe was a polytheist, theist, atheist, Christian and - what else do I know? But it seems to me that it is not important to interpret Goethe according to a single statement, but according to the whole spirit of his world view. He imbued his entire emotional life with this spirit; it was in this spirit that he proceeded when he sought to investigate the laws of nature and made important discoveries in this field; it was out of this spirit that he organized his entire attitude towards art. In art he saw a "manifestation of secret natural laws"; and nature was for him the revelation of the only God he sought. It is in this sense that a word like this should be understood: "I believe in one God!" This is a beautiful, praiseworthy word; but to acknowledge God, where and how he reveals himself, that is actually bliss on earth" (Proverbs in prose). And this is also significant: "The true, identical with the divine, can never be recognized by us directly, we see it only in reflection, in example, symbol, in individual and related phenomena; we become aware of it as incomprehensible life and cannot renounce the desire to comprehend it nevertheless." But Goethe was not one of those who saw the great, otherworldly unknown in the true, the divine. He does not call the essence of things incomprehensible because human knowledge does not reach this essence, but because it is basically absurd to speak of an essence in itself. "Actually, we undertake to express the essence of a thing in vain. We become aware of effects, and a complete history of these effects would at best encompass the essence of that thing. In vain do we endeavor to portray the character of a man; but put together his actions, his deeds, and a picture of his character will present itself to us." We are probably speaking entirely in Goethe's spirit when we add: In vain do we endeavor to portray the essence of God; put together, on the other hand, the phenomena of nature and its laws, and an image of God will confront us. I have described Goethe's way of conceiving the world from these points of view in my book "Goethe's Weltanschauung". I described the starting points that such an examination must take with the words: "If one wants to understand Goethe's world view, one must not content oneself with listening to what he himself says about it in individual statements. It was not in his nature to express the core of his being in crystal-clear sentences... He is always anxious when it comes to deciding between two views. He does not want to rob himself of his impartiality by giving his thoughts a sharp direction... Nevertheless, if you want to see the unity of his views, you have to listen less to his words than to his way of life. One must listen to his relationship to things when he investigates their essence, and add to what he himself does not say. We must look into the innermost part of his personality, which is largely concealed behind his utterances. What he says may often contradict itself; what he lives always belongs to a consistent whole." If you delve into Goethe's personality, then you can evaluate his statements in the right sense. This becomes most necessary when talking about his relationship to Christianity. Where Christianity confronts him with all its dark sides, as for example in the person of Lavater, he speaks out openly. He writes to him (August 9, 1782): "You hold the Gospel, as it stands, to be the most divine truth; I would not be convinced by an audible voice from heaven that the water burns and the fire is quenched, that a woman gives birth without a man and that a dead man rises from the dead; rather, I consider these to be blasphemies against the great God and his revelation in nature... I am as serious about my faith as you are about yours." And when he speaks out in favor of Christianity, he reinterprets it in his own way. Nothing is more indicative of his way of reinterpreting than the sentence in which he turns Spinoza, who was decried as an atheist, into a Christian: "Spinoza does not prove the existence of God, existence is God. And if others scold him for this, I would like to call him thesssimum, indeed christianissimum and praise him." We must not forget that he calls himself "not an anti-Christian or unchristian, but a decided non-Christian". And if he wants to make the full truth clear to himself in a decisive manner, then he does so with such distiches as those found in the diary of the Silesian journey (1790), which are what caused the Jesuit priest Baumgartner such horror at the "insolent anti-Christian spirit":
These verses are sharply illustrated when put together with the religious sentiments that Goethe found in himself:
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30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Salvaging Goethe's Ideas Concerning Natural Science
06 Jun 1884, Rudolf Steiner |
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What is the basis of recognition in other areas of intellectual life, the creation of a new era, is not conceded to Goethe in the field of science. Under these conditions, however, the value of Goethe's scientific activity dwindles to nothing. For it must be admitted that a scientific view has not the slightest value if it lacks the principles on which it could rest as a firm foundation. |
Completely stripping reality of its randomness and focusing solely on its underlying rational core is his artistic mission, but it is also his scientific mission. "Real life often loses its luster in such a way that it sometimes has to be refreshed with the varnish of fiction" ("Dichtung und Wahrheit", II, 9th book), says Goethe, thereby hinting at his poetic mission. |
Only those who fail to recognize these connections can call Goethe's theory of nature unprincipled. However, it has the key to its understanding in Goethe's nature and carries the guarantee of its truth within itself. It must succeed in satisfying mankind's need for science not through laws found later, but through the power inherent in it. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Salvaging Goethe's Ideas Concerning Natural Science
06 Jun 1884, Rudolf Steiner |
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These sentences by Herman Grimm (see his "Goethe Lectures") express what the educated world is becoming more and more convinced of with every passing day. Goethe has left his mark on our epoch. That which distinguishes it from other epochs in the spiritual development of mankind is largely due to Goethe. In this picture of the most devoted veneration of the great genius, however, we still see a dark spot that stands in disturbing disharmony with the remaining brightness of the same. It concerns Goethe's natural scientific writings. However, here too - with the exception of the physical part of the theory of color, which is still considered a monstrous error today - the absolute rejection has been abandoned. Many people today believe that Goethe's view of nature is based on ideas that also dominate modern natural science. But if one compares the recognition of this direction of Goethe's spirit with that accorded him in other areas, one finds that it rests on a completely different basis. Our poetry, our aesthetic view of the world, indeed our style, have become what they are today because of Goethe. He is the creator of a completely new current of the times; his scientific direction, however, is seen only as a prophecy of a new epoch, the latter itself having been created by others. The reason for this fact is sought in the fact that Goethe lacked the principles that made the modern view of nature a scientific conviction. Because he lacked these principles, his achievements have remained without influence on the shaping of modern science. It would be what it is today even if Goethe had never turned his attention to it. What is the basis of recognition in other areas of intellectual life, the creation of a new era, is not conceded to Goethe in the field of science. Under these conditions, however, the value of Goethe's scientific activity dwindles to nothing. For it must be admitted that a scientific view has not the slightest value if it lacks the principles on which it could rest as a firm foundation. It is then nothing more than a series of arbitrary assumptions whose power to convince must remain undecided. If Goethe's scientific views lack principles, then they cannot be upheld, no matter how much foreshadowing of the future they may contain. Science must not be based on random ideas, but on principles. Before making this assumption, however, one is forced to ask the question: How is Goethe's inherently unfinished scientific view possible with the harmonious interaction of all his intellectual powers, in which, after all, a precondition of his mission is seen everywhere today? This question has never actually been posed with any degree of acuteness and even less has an attempt been made to answer it. Anyone who considers it in depth will arrive at a view of Goethe's scientific outlook that is very different from the one generally held today. In this context, reference may perhaps be made to the recently published edition of Goethe's scientific writings1 in Spemann's "Deutsche National-Literatur", in which an attempt is made to explain Goethe from within himself and to prove his rights. Professor Dr. K. J. Schröer, in the preface to this edition, has emphasized the importance of such a change in the view of. Goethe's scientific works for the recognition and appreciation of Goethe's nature. Here I can only speak very briefly about one main point of view. Those who demand nothing more from science than that it provide the most faithful possible photograph of reality will certainly not be able to come to terms with Goethe's scientific method. But one must bear in mind that the directly given reality contains moments that do not satisfy the demands of a reasonable coherence of things. These moments cannot be traced back to principles; they arise from the contingency contained in reality. This is also the reason why reality satisfies our minds so little, why ideal natures so often come into conflict with it. Goethe felt the unsatisfactory nature of these conflicts more than anyone else. He often speaks of the "vile" chance that destroys what develops from a being with inner necessity. Completely stripping reality of its randomness and focusing solely on its underlying rational core is his artistic mission, but it is also his scientific mission. "Real life often loses its luster in such a way that it sometimes has to be refreshed with the varnish of fiction" ("Dichtung und Wahrheit", II, 9th book), says Goethe, thereby hinting at his poetic mission.2 At the same time, however, he never goes beyond what is given to man in poetry, so that Merck could say to him: "Your endeavour, your undistractable direction is to give the real a poetic form; the others seek to realize the so-called poetic, the imaginative, and that gives nothing but stupid stuff" ("Dichtung und Wahrheit", IV, 18th book). Nothing is further from Goethe's mind than the arbitrary creation of empty fantasies that are not rooted in reality. He only seeks the core of this reality that can only be reached by the mind, its inner essence, which we must presuppose if it is to be explainable to us. To grasp this essence requires the productivity of the mind. This requires even more than the observation of the randomness of individual cases. The laws belong to reality, but we cannot borrow them from it; we must create them by means of experience. This creative faculty of the mind was characteristic of all pioneers in the field of narrower science. The phenomena of pendulum motion and falling were only comprehensible when Galileo had created the laws of these phenomena. Just as Galileo founded mechanics through his laws, so Goethe founded the science of the organic. That is his true relationship to science. Goethe's organic science is just as much a reflection of the phenomena of the organic world as theoretical mechanics is a reflection of the mechanical phenomena of nature. Organic science can discover new facts ad infinitum, even expand its scientific basis; the turning point at which it rose from an unscientific to a scientific method is to be sought in Goethe. None other than this spirit, however, also dominates the physical chapter to which Goethe's efforts were directed: the theory of colors. This is the only way to approach this remarkable work. The fight against Newton was only the main thing for Goethe in the beginning, was only the starting point, not the goal of his optical work. The aim was none other than to reduce the rich diversity of the world of color to a systematic whole, so that every color phenomenon becomes as comprehensible to us from this whole as any connection of spatial quantities becomes from the system of mathematics. The centuries-long, well-structured, self-supporting structure of mathematics was the ideal Goethe had in mind when constructing the Theory of Colors. If one overlooks this lofty goal and places the dispute with Newton in the foreground, one only arouses misunderstandings from the outset. For the matter then appears as if Goethe had fought against a fact found by Newton, whereas his endeavor had nothing other in mind than a self-misunderstood method of correcting a hypothetical explanation of a fact. The fact that, viewed in this way, the contradiction in question takes on a completely different meaning than that usually attributed to it has been repeatedly recognized by intellectual thinkers such as Joh. Müller and Karl Rosenkranz. Newton's assertions actually have the character of the aphoristic in themselves. They extend only to a part of the theory of color, to the colors produced by the refraction of light. They immediately modify themselves when they are inserted into the system that deals with the totality of color phenomena. What is difficult to see here is actually only that it is not assertion against assertion, but a whole against a single chapter. In a harmony, one does not merely have to mechanically assemble the whole from its parts, but the parts are also determined by the nature of the whole. A closer look at Goethe's view of nature reveals that it has one origin with all the other branches of his work. One can say that only this view was possible in his intellectual direction, and again: his poetic mission presupposed such a view of nature as he had. The principles of Goethe's view of nature lie where the foundations of his art lie. Only those who fail to recognize these connections can call Goethe's theory of nature unprincipled. However, it has the key to its understanding in Goethe's nature and carries the guarantee of its truth within itself. It must succeed in satisfying mankind's need for science not through laws found later, but through the power inherent in it. Whether this will really be the case one day and whether it will one day be granted the opportunity to exert a more fruitful influence on the development of the human spirit than has been the case to date is, of course, left to the future.
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