210. Old and New Methods of Initiation: Lecture XI
26 Feb 1922, Dornach Tr. Johanna Collis Rudolf Steiner |
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Herder was certainly not an intellectual; hence his anti-Kant attitude. He led Goethe beyond what—in a genuinely Faustian mood—he had been endeavouring to discover in connection with ancient magic. |
5 . Johann Gottfried Herder, 1744-1803. Called Kant's system ‘a kingdom of never-ending whims, blind alleys, fancies, chimeras and vacant expressions.’ |
210. Old and New Methods of Initiation: Lecture XI
26 Feb 1922, Dornach Tr. Johanna Collis Rudolf Steiner |
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The turning-point, between the fourth and fifth post-Atlantean periods,1 which falls in the fifteenth century, is very much more significant for human evolution than is recognized by external history, even today. There is no awareness of the tremendous change which took place at that time in the condition of human souls. We can say that profound traces of what took place at that time for mankind as a whole became deeply embedded in the consciousness of the best spirits. These traces remained for a long time and are indeed still there today. That something so important can take place without at first being much noticed externally is shown by another example—that of Christianity itself. During the course of almost two thousand years, Christianity has wrought tremendous transformation on the civilized world. Yet, a century after the Mystery of Golgotha, it meant little, even to the greatest spirits of the leading culture of the time—that of Rome. It was still seen as a minor event of little significance that had taken place out there in Asia, on the periphery of the Empire. Similarly, what took place in the civilized world around the first third of the fifteenth century has been little noted in external, recorded history. Yet it has left deep traces in human striving and endeavour. We spoke about some aspects recently. For instance, we saw that Calderón's2 drama about the magician Cyprianus shows how this spiritual change was experienced in Spain. Now it is becoming obvious—though it is not expressed in the way Anthroposophy has to express it—that in all sorts of places at this point in human evolution there is a more vital sense for the need to gain greater clarity of soul about this change. I have also pointed out that Goethe's Faust is one of the endeavours, one of the human struggles, to gain clarity about it. More light can perhaps be thrown on this Faust of Goethe when it is seen in a wider cultural context. But first let us look at Faust himself as an isolated individual. First of all in his youthful endeavours, stimulated of course by the cultural situation in Europe at that time, Goethe came to depict in dramatic form the striving of human beings in the newly dawning age of the intellect. From the way in which he came across the medieval Faust figure in a popular play or something similar, he came to see him as a representative of all those seeking personalities who lived at that time. Faust belongs to the sixteenth, not the fifteenth century,3 but of course the spiritual change did not take place in the space of only a year or even a century. It came about gradually over centuries. So the Faust figure came towards Goethe like a personality living in the midst of this seeking and striving that had come from earlier times and would go on into later centuries. We can see that the special nature of this seeking and striving, as it changed from the fourth to the fifth post-Atlantean period, is perfectly clear to Goethe. First he presents Faust as the scholar who is familiar with all four academic faculties. All four faculties have worked on his soul, so that he has taken into his soul the impulses which derive from intellectualism, from intellectualistic science. At the same time he senses how unsatisfying it is for human beings to remain stuck in one-sided intellectualism. As you know, Faust turns away from this intellectualism and, in his own way, towards the practice of magic. Let us be clear about what is meant in this case. What he has gone through by way of ‘Philosophy and Jurisprudence, Medicine and even, alas, Theology,’4 is what anyone can go through by studying the intellectualized sciences. It leaves a feeling of dissatisfaction. It leaves behind this feeling of dissatisfaction because anything abstract—and abstraction is the language of these sciences—makes demands only on a part of the human being, the head part, while all the rest is left out of account. Compare this with what it was like in earlier times. The fact that things were different in earlier times is habitually overlooked. In those earlier times the people who wanted to push forward to a knowledge of life and the world did not turn to intellectual concepts. All their efforts were concentrated on seeing spiritual realities, spiritual beings, behind the sense-perceptible objects of their environment. This is what people find so difficult to understand. In the tenth, eleventh, twelfth centuries those who strove for knowledge did not only seek intellectual concepts, they sought spiritual beings and realities, in accordance with what can be perceived behind sense-perceptible phenomena and not in accordance with what can be merely thought about sense-perceptible phenomena. This is what constitutes that great spiritual change. What people sought in earlier times was banished to the realm of superstition, and the inclination to seek for real spiritual beings was lost. Instead, intellectual concepts came to be the only acceptable thing, the only really scientific knowledge. But no matter how logically people told themselves that the only concepts and ideas free of any superstition are those which the intellect forms on the basis of sense-perceptible reality, nevertheless these concepts and ideas failed, in the long run, to satisfy the human being as a whole, and especially the human heart and soul. In this way Goethe's Faust finds himself to be so dissatisfied with the intellectual knowledge he possesses that he turns back to what he remembers of the realm of magic. This was a true and genuine mood of soul in Goethe. He, too, had explored the sciences at the University of Leipzig. Turning away from the intellectualism he met in Leipzig, he started to explore what in Faust he later called ‘magic’, for instance, together with Susanne von Klettenberg and also by studying the relevant books. Not until he met Herder5 in Strasbourg did he discover a real deepening of vision. In him he found a spirit who was equally averse to intellectualism. Herder was certainly not an intellectual; hence his anti-Kant attitude. He led Goethe beyond what—in a genuinely Faustian mood—he had been endeavouring to discover in connection with ancient magic. Thus Goethe looked at this Faust of the sixteenth century, or rather at that scholar of the fifteenth century who was growing beyond magic, even though he was still half-immersed in it. Goethe wanted to depict his own deepest inner search, a search which was in him because the traces of the spiritual change from the fourth to the fifth post-Atlantean period were still working in him. It is one of the most interesting phenomena of recent cultural evolution that Goethe, who wanted to give expression to his own youthful striving, should turn to that professor from the fifteenth and sixteenth century. In the figure of this professor he depicted his own inner soul life and experience. Du Bois-Reymond,6 of course, totally misunderstood both what lived in Goethe and what lived in the great change that took place in the fifteenth and sixteenth centuries, when he said: Goethe made a big mistake in depicting Faust as he did; he should have done it quite differently. It is right that Faust should be dissatisfied with what tradition had to offer him; but if Goethe had depicted him properly he would have shown, after the early scenes, how he first made an honest woman of Gretchen by marrying her, and then became a well-known professor who went on to invent the electro-static machine and the air pump. This is what Du Bois-Reymond thought should have become of Faust. Well, Goethe did not let this happen to Faust, and I am not sure whether it would have been any more interesting if he had done what Du Bois-Reymond thought he should have done. But as it is, Goethe's Faust is one of the most interesting phenomena of recent cultural history because Goethe felt the urge to let this professor from the fifteenth and sixteenth centuries stand as the representative of what still vibrated in his own being as an echo of that spiritual change which came about during the transition from the fourth to the fifth post-Atlantean period. The sixteenth century Faust—that is the legendary Faust, not the one who ought to have become the inventor of the electro-static machine and the air pump—takes up magic and perishes, goes to the devil. We know that this sixteenth century Faust could not be seen by either Lessing or Goethe as the Faust of the eighteenth century. Now it was necessary to endeavour to show that once again there was a striving for the spirit and that man ought to find his way to salvation, if I may use this expression. Here, to begin with, is Faust, the professor in the fifteenth and sixteenth centuries. Goethe has depicted him strikingly well, for this is just what such personalities were like at the universities of that time. Of course, the Faust of legend would not have been suitable, for he would have been more like a roaming vagabond gipsy. Goethe is describing not the legendary Faust but the figure of a professor. Of course, at the profoundest soul level he is an individual, a unique personality. But Goethe does also depict him as a type, as a typical professor of philosophy, or perhaps of medicine, of the fourteenth or fifteenth century. On the one hand he stands in the midst of the culture of his day, occupying himself with the intellectual sciences, but on the other he is not unfamiliar with occult things, which in Goethe's own day were considered nothing more than superstition. Let us now look at Goethe's Faust in a wider world context. We do make the acquaintance of his famulus and Goethe shows us the relationship between the two. We also meet a student—though judging by his later development he does not seem to have been much influenced by his professor. But apart from this, Goethe does not show us much of the real influence exercised by Faust, in his deeper soul aspects, as he might have taught as a professor in, say, Wittenberg. However, there does exist a pupil of Faust who can lead us more profoundly into this wider world context. There is a pupil of Faust who occupies a place in the cultural history of mankind which is almost equal to that of Professor Faust himself—I am speaking only of Faust as Goethe portrayed him. And this pupil is none other than Hamlet. Hamlet can indeed be seen as a genuine pupil of Faust. It is not a question of the historical aspect of Faust as depicted by Goethe. The whole action of the drama shows that although the cultural attitudes are those of the eighteenth century, nevertheless Goethe's endeavour was to place Faust in an earlier age. But from a certain point of view it is definitely possible to say: Hamlet, who has studied at Wittenberg and has brought home with him a certain mood of spirit—Hamlet as depicted by Shakespeare,7 can be seen in the context of world spiritual history as a pupil of Faust. It may even be true to say that Hamlet is a far more genuine pupil of Faust than are the students depicted in Goethe's drama. Consider the whole character of Hamlet and combine this with the fact that he studied in Wittenberg where he could easily have heard a professor such as Faust. Consider the manner in which he is given his task. His father's ghost appears to him. He is in contact with the real spiritual world. He is really within it. But he has studied in Wittenberg where he was such a good student that he has come to regard the human brain as a book. You remember the scene when Hamlet speaks of the ‘book and volume’ of his brain.8 He has studied human sciences so thoroughly that he speaks of writing what he wants to remember on the table of his memory, almost as though he had known the phrase which Goethe would use later when composing his Faust drama: ‘For what one has, in black and white, one carries home and then goes through it.’9 Hamlet is on the one hand an excellent student of the intellectualism taught him at Wittenberg, but on the other hand he is immersed in a spiritual reality. Both impulses work in his soul. The whole of the Hamlet drama stands under the influence of these two impulses. Hamlet—both the drama and the character—stands under the influence of these impulses because, when it comes down to it, the writer of Hamlet does not really know how to combine the spiritual world with the intellectual mood of soul. Poetic works which contain characteristics that are so deeply rooted in life provide rich opportunities for discussion. That is why so many books are written about such works, books which do not really make much sense because there is no need for them to make sense. The commentators are constantly concerned with what they consider to be a most important question: Is the ghost in Hamlet merely a picture, or does it have objective significance? What can be concluded from the fact that only Hamlet, and not the others characters present on the stage, can see the ghost? Think of all the learned and interesting things that have been written about this! But of course none of it is connected with what concerned the poet who wrote Hamlet. He belonged to the sixteenth and seventeenth centuries. And writing out of the life of that time he could do no other than approach these things in a way which cannot be fixed in abstract concepts. That is why I say that it is not necessary to make any sense of all the various commentaries. We are talking about a time of transition. Earlier, it was quite clear that spiritual beings were as real as tables and chairs, or as a dog or a cat. Although Calderon lived even later than Shakespeare, he still held to this older view. It would not have occurred to him even to hint that the spiritual beings in his works might be merely subjective in character. Because his whole soul was still open to spiritual insight, he portrayed anything spiritual as something just as concrete as dogs and cats. Shakespeare, whose mood of soul belonged fully to the time of transition, did not feel the need to handle the matter in any other way than that which stated: It might be like this or it might be like that. There is no longer a clear distinction between whether the spiritual beings are subjective or objective. This is a question which is just as irrelevant for a higher world view as it would be to ask in real life—not in astronomy, of course—where to draw the line between day and night. The question as to whether one is subjective and the other objective becomes irrelevant as soon as we recognize the objectivity of the inner world of man and the subjectivity of the external world. In Hamlet and also, say, in Macbeth, Shakespeare maintains a living suspension between the two. So we see that Shakespeare's dramas are drawn from the transition between the fourth and fifth post-Atlantean periods. The expression of this is clearest in Hamlet. It may not be historical but it is none the less true to suggest that perhaps Hamlet was at Wittenberg just at the time when Faust was lecturing not so much about the occult as about the intellectual sciences—from what we said earlier you now know what I mean. Perhaps he was at Wittenberg before Faust admitted to himself that, ‘straight or crosswise, wrong or right’, he had been leading his scholars by the nose these ten years long. Perhaps Hamlet had been at Wittenberg during those very ten years, among those whom Faust had been leading by the nose. We can be sure that during those ten years Faust was not sure of where he stood. So having taken all this in from a soul that was itself uncertain, Hamlet returns and is faced on the one hand with what remains from an earlier age and what he himself can still perceive, and on the other with a human attitude which simply drives the spirits away. Just as ghosts flee before the light, so does the perception of spiritual beings flee before intellectualism. Spiritual vision cannot tolerate intellectualism because the outcome of it is a mood of soul in which the human being is inwardly torn right away from any connection with the spirit. The pallor of thoughts makes him ill in his inner being, and the consequence of this is the soul mood characteristic of the time from the eleventh to the fifteenth centuries and on into even later times. Goethe, who was sensitive to all these things, also had a mood of soul that reached back into this period. We ought to be clear about this. Take Greek drama. It is unthinkable without the spiritual beings who stand behind it. It is they who determine human destinies. Human beings are woven into the fabric of destiny by the spiritual forces. This fabric brings into ordinary life what human beings would otherwise only experience if they were able consciously to go into the state of sleep. The will impulses which human beings sleep through in their daytime consciousness are brought into ordinary life. Greek destiny is an insight into what man otherwise sleeps through. When the ancient Greek brings his will to bear, when he acts, he is aware that this is not only the working of his daytime consciousness with its insipid thoughts. Because his whole being is at work, he knows that what pulses through him when he sleeps is also at work. And out of this awareness he gains a certain definite attitude to the question of death, the question of immortality. Now we come to the period I have been describing, in which human beings no longer had any awareness that something spiritual played in—also in their will—while they slept. We come to the period in which human beings thought their sleep was their own, though at the same time they knew from tradition that they have some connection with the spiritual world. Abstract concepts such as ‘Philosophy, Jurisprudence, Medicine, and even, alas! Theology’ begin to take on a shadowy outline of what they will become in modern times. They begin to appear, but at the same time the earlier vision still plays in. This brings about a twilight consciousness. People really did live in this twilight consciousness. Such figures as Faust are, indeed, born out of a twilight consciousness, out of a glance into the spiritual world which resembles a looking over one's shoulder in a dream. Think of the mood behind such words as ‘sleep’, or ‘dream’, in Hamlet. We can well say that when Hamlet speaks his monologues he is simply speaking about what he senses to be the riddle of his age; he is speaking not theoretically but out of what he actually senses. So, spanning the centuries and yet connected in spirit, we see that Shakespeare depicts the student and Goethe the professor. Goethe depicted the professor simply because a few more centuries had passed and it was therefore necessary in his time to go further back to the source of what it was all about. Something lived in the consciousness of human beings, something that made the outstanding spirits say: I must bring to expression this state of transition that exists in human evolution. It is extremely interesting to expand on this world situation still further, because out of it there arise a multitude of all-embracing questions and riddles about life and the world. It is interesting to note, for instance, that amongst the works of Shakespeare Hamlet is the one which depicts in its purest form a personality belonging to the whole twilight condition of the transition—especially in the monologues. The way Hamlet was understood in the seventeenth and eighteenth centuries could have led to the question: Where was the stimulus for what exists in Hamlet's soul? The answer points to Wittenberg, the Faust source. Similar questions arise in connection with Macbeth. But in King Lear we move into the human realm. The question of the spiritual world is not so much concerned with the earth as with the human being—it enters into the human being and becomes a subjective state of mind which leads to madness. Then Shakespeare's other dramas could also be considered. We could say: What the poet learnt by taking these human characters and leading them to the spiritual realm lives on in the historical dramas about the kings. He does not follow this specific theme in the historical dramas, but the indeterminate forces work on. Taking Shakespeare's dramas all together, one gains the impression that they all culminate in the age of Queen Elizabeth. Shakespeare wanted to depict something that leads from the subconscious, bubbling forces of his people to the intellectual clarity that has especially shone forth from that corner of the civilized world since the age of Elizabeth. From this point of view the whole world of Shakespeare's dramas appears—not perhaps quite like a play with a satisfactory ending, but at least like a drama which does lead to a fairly satisfying conclusion. That is, it leads to a world which then continues to evolve. After the transition had been going on for some time, the dramas lead toShakespeare's immediate present, which is a world with which it is possible to come to terms. This is the remarkable thing: The world of Shakespeare's dramas culminates in the age in which Shakespeare lived; this is an age with which it is possible to come to terms, because from then on history takes a satisfactory course and runs on into intellectualism. Intellectualism came from the part of the earth out of which Shakespeare wrote; and he depicted this by ending up at this point. The questions with which I am concerned find their answers when we follow the lines which lead from the pupil Hamlet to the professor Faust, and then ask how it was with Goethe at the time when, out of his inner struggles, he came to the figure of Faust. You see, he also wrote Götz von Berlichingen. In Götz von Berlichingen, again taken from folk myth, there is a similar confrontation. On the one side you have the old forces of the pre-intellectual age, the old German empire, which cannot be compared with what became the later German empire. You have the knights and the peasants belonging to the pre-intellectual age when the pallor of thoughts did not make human beings ill; when indeed very little was guided from the head, but when the hands were used to such an extent that even an iron hand was needed. Goethe refers back to something that once lived in more recent civilization but which, by its very nature, had its roots in the fourth post-Atlantean period. Over against all this you have in the figure of Weislingen the new element which is developing, the age of intellectualism, which is intimately linked to the way the German princes and their principalities evolved, a development which led eventually to the later situation in Central Europe right up to the present catastrophe. We see that in Götz von Berlichingen Goethe is attacking this system of princes and looking back to times which preceded the age of intellectualism. He takes the side of the old and rebels against what has taken its place, especially in Central Europe. It is as though Goethe were saying in Götz von Berlichingen that intellectualism has seized hold of Central Europe too. But here it appears as something that is out of place. It would not have occurred to Goethe to negate Shakespeare. We know how positive was Goethe's attitude to Shakespeare. It would not have occurred to him to find fault with Shakespeare, because his work led to a satisfying culmination which could be allowed to stand. On the contrary, he found this extraordinarily satisfying. But the way in which intellectualism developed in his own environment made Goethe depict its existence as something unjustified, whereas he spiritually embraced the political element of what was expressed in the French Revolution. In Götz von Berlichingen Goethe is the spiritual revolutionary who denies the spirit in the same way as the French Revolution denies the political element. Goethe turns back in a certain way to something that has once been, though he certainly cannot wish that it should return in its old form. He wants it to develop in a different direction. It is most interesting to observe this mood in Goethe, this mood of revolt against what has come to replace the world of Götz. So it is extremely interesting to find that Shakespeare has been so deeply grasped by Lessing and by Goethe and that they really followed on from Shakespeare in seeking what they wanted to find through their mood of spiritual revolt. Yet where intellectualism has become particularly deeply entrenched, for instance in Voltaire,10 it mounts a most virulent attack on Shakespeare. We know that Voltaire called Shakespeare a wild drunkard. All these things have to be taken into account. Now add something else to the great question which is so important for an understanding of the spiritual revolution which took place in the transition from the fourth to the fifth post-Atlantean period. Add to all this the extraordinary part which Schiller played in this spiritual revolution which in Goethe is expressed in a Goethean way in Götz von Berlichingen. In the circle closest of all to Schiller he first met what he had to revolt against. It came out of the most one-sided, unhealthy intellectualism. There was of course as yet no Waldorf school11 to do battle against one-sided intellectualism. So Schiller could not be sent to the Waldorf school in Wurttemberg but had to go to the Karlsschule instead. All the protest which Schiller built up during his youth grew out of his protest against the education he received at the Karlsschule. This kind of education—Schiller wrote his drama Die Räuber (The Robbers) against it—is now universally accepted, and no positive, really productive opposition to it has ever been mounted until the recent foundation of the Waldorf school. So what is the position of Schiller—who later stood beside Goethe in all this? He writes Die Räuber (The Robbers). It is perfectly obvious to those who can judge such things that in Spiegelberg and the other characters he has portrayed his fellow pupils. Franz Moor himself could not so easily be derived from his schoolmates, but in Franz Moor he has shown in an ahrimanic form12 everything that his genius can grasp of what lives in his time. If you know how to look at these things, you can see how Schiller does not depict spiritual beings externally, in the way they appear in Hamlet or Macbeth, but that he allows the ahrimanic principle to work in Franz Moor. And opposite this is the luciferic principle in Karl Moor. In Franz Moor we see a representative of all that Schiller is rebelling against. It is the same world against which Goethe is rebelling in Götz von Berlichingen, only Schiller sets about it in a different way. We see this too in the later drama Kabale and Liebe (Love and Intrigue). So you see that here in Central Europe these spirits, Goethe and Schiller, do not depict something in the way Shakespeare does. They do not allow events to lead to something with which one can come to terms. They depict something which is there but which in their opinion ought to have developed quite differently. What they really want does not exist, and what is there on the physical plane is something which they oppose in a spiritual revolution. So we have a strange interplay between what exists on the physical plane and what lives in these spirits. In a rather bold way I could draw it like this: In Shakespeare the events he depicts carry on in keeping with the way things are on earth (blue). What he takes in from earlier times, in which the spirit still worked, goes over (red) into a present time which then becomes a factual world evolution. Then we see in Goethe and Schiller that they had inklings of an earlier time (red) when the spiritual world was still powerful, in the fourth post-Atlantean period, and that they bring this only as far as their spiritual intentions, whereas they see what is taking place on earth (blue) as being in conflict with it. One thing plays into the other in the human struggle for the spirit. This is why here in Central Europe the question became a purely human one. In the time of Goethe and Schiller a tremendous revolution occurred in the concept of man as a being who stands within a social context. I shall be able to expand on this in the coming lectures. Let us now look towards the eastern part of Europe. But we cannot look in that direction in the same way. Those who only describe external facts and have no understanding for what lives in the souls of Goethe and Schiller—and also of course many others—may describe these facts very well, but they will fail to include what plays in from a spiritual world—which is certainly also there, although it may be present only in the heads of human beings. In France the battle takes place on the physical earth, in a political revolution. In Germany the battle does not come down as far as the physical plane. It comes down as far as human souls and trembles and vibrates there. But we cannot continue this consideration in the same way with regard to the East, for things are different there. If we want to pursue the matter with regard to the East we need to call on the assistance of Anthroposophy. For what takes place in the souls of Goethe and Schiller, which are, after all, here on the earth—what, in them, blows through earthly souls is, in the East, still in the spiritual world and finds no expression whatsoever down on the earth. If you want to describe what took place between Goethe's and Schiller's spirits in the physical world—if you want to describe this with regard to the East, then you will have to employ a different view, such as that used in the days of Attila when battles were fought by spirits in the air above the heads of human beings. What you find being carried out in Europe by Goethe and Schiller—Schiller by writing Die Räuber (The Robbers) and Goethe by writing Götz von Berlichingen—you will find in the East to be taking place as a spiritual fact in the spiritual world above the physical plane. If you want to seek deeds which parallel the writing of Die Räuber (The Robbers) and the writing of Götz, you will have to seek them among the spiritual beings of the super-sensible world. There is no point in searching for them on the physical plane. In a diagram depicting what happens in the East you would have to draw the element in question like a cloud floating above the physical plane, while down below, untouched by it, would be what shows externally on the physical plane. Now we know that, because we have Hamlet, we can tell how a western human being who had been a pupil of Faust would have behaved, and could have behaved. But there can be no such thing as a Russian Hamlet. Or can there? We could see a Russian Hamlet with our spiritual eyes if we were to imagine the following: Faust lectures at Wittenberg—I mean not the historical Faust but Goethe's Faust who is actually more true than historical fact. Faust lectures at Wittenberg—and Hamlet listens, writing everything down, just as he does even what the ghost says to him about the villains who live in Denmark. He writes everything down in the book and volume of his brain—Shakespeare created a true pupil of Faust out of what he found in the work of Saxo Grammaticus,13 which depicts things quite differently. Now imagine that an angel being also listened to Faust as he lectured—Hamlet sat on the university bench, Faust stood on the platform, and at the back of the lecture hall an angel listened. And this angel then flew to the East and there brought about what could have taken place as a parallel to the deeds of Hamlet in the West. I do not believe that it is possible to reach a truly penetrating comprehension of these things by solely taking account of external facts. One cannot ignore the very profound impression made, by these external facts, particularly on the greatest personalities of the time, when what is taking place is something as incisive as the spiritual revolution which took place between the fourth and fifth post-Atlantean periods.
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223. Michaelmas and the Soul-Forces of Man: Lecture I
27 Sep 1923, Vienna Tr. Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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It was also the picture which suggested at that time to many people that it was their duty to conquer the “lower” with the help of the “higher,” as they expressed it: that man needed the Michael power for his own life. The intellect sees the Kant-Laplace theory; it sees the Kant-Laplace primal vapor—perhaps a spiral vapor. Out of this, planets evolve, leaving the sun in the middle. |
223. Michaelmas and the Soul-Forces of Man: Lecture I
27 Sep 1923, Vienna Tr. Samuel P. Lockwood, Loni Lockwood Rudolf Steiner |
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When anthroposophy is discussed in certain circles today, one of the many misstatements made about it is that it is intellectualistic, that it appeals too predominantly to the scientific mind, and that it does not sufficiently consider the needs of the human Gemüt. For this reason I have chosen Anthroposophy and the Human Gemüt as the subject of this short cycle of lectures which, to my great satisfaction, I am able to deliver to you here in Vienna, my dear friends. The human Gemüt has indeed been wholly excluded from the domain of cognition by the intellectualistic development of civilization in the last three or four centuries. It is true that today one never tires of insisting that man cannot stop short at what the dry, matter-of-fact intellect can comprehend. Nevertheless, when it is a case of acquiring knowledge people depend exclusively upon this intellect. On the other hand, it is constantly being emphasized that the human Gemüt ought to come into its own again—yet it is not given the chance to do so. It is denied the opportunity of making any contact whatever with cosmic enigmas, and its sphere of action is limited to the most intimate concerns of men, to matters that are decided only in the most personal way. Today we shall discuss first in what I might call a sort of historical retrospect how, in earlier periods of human evolution, this Gemüt was granted a voice in the search for knowledge, when it was permitted to conjure up grandiose and mighty images before the human soul, intended to illuminate man's efforts of realizing his incorporation into the body of world events, into the cosmos, and his participation in the changing times. In those days when the human Gemüt was still allowed to contribute its share in the matter of world views, these images really constituted the most important element of them. They represented the vast, comprehensive cosmic connections and assigned man his position in them. In order to create a basis for further study of the human Gemüt from the viewpoint of anthroposophy, I should like to present to you today one of those grandiose, majestic images that formerly were intended to function as I have indicated. It is at the same time one of those images especially fitted, at present, to be brought before men's souls in a new manner, with which we shall also deal. I should like to talk to you about that image with which you are all familiar, but whose significance for human consciousness has gradually partly faded, partly suffered through misconception: I refer to the image of the conflict, the battle, of Michael with the Dragon. Many people are still deeply affected by it, but its more profound content is either dim or misunderstood. At best it makes no such close contact with the human Gemüt as was once the case, even as late as the 18th Century. People of today have no conception of the changes that have taken place in this respect, of how great a proportion of what so-called clever people call fantastic visions constituted the most serious elements of the ancient world views. This has been preeminently the case with the image of Michael's combat with the Dragon. Nowadays, when a man reflects upon his development on the earth, a materialist world view inclines him to trace his relatively more perfect human form back to less perfect ones, farther and farther back to physical-animal forbears. In this way one really moves away from present-day man who is able to experience his own being in an inner, psycho-spiritual way, and arrives at far more material creatures from whom man is supposed to have descended—creatures that stood much closer to material existence. People assume that matter has gradually developed upward to the point where it experiences spirit. That was not the view in comparatively recent times: it was really the exact opposite. Even as late as the 18th Century, when those who had not been infected by the materialistic viewpoint and frame of mind—there were not yet many who were so infected—cast their inner gaze back to prehistoric mankind, they looked upon their ancestors not as beings less human than themselves but as beings more spiritual. They beheld beings in whom spirituality was so inherent that they did not assume physical bodies in the sense that people on earth do today. Incidentally, the earth did not even exist then. They beheld beings living in a higher, more spiritual way and having—to express it crudely—a body of much finer, more spiritual substance. To that sphere one did not assign beings like present-day men but more exalted ones—beings having at most an etheric body, not a physical one. Such, approximately, were our ancestors as people then conceived them. People used to look back at a time when there were not so-called higher animals either, when at most there were animals whose descendants of the jelly-fish kind live in the oceans of today. On what was the ancestor of our earth, they represented, so to speak, the animal kingdom, the plane below that of man; and above the latter was the kingdom embracing only beings with at most an etheric body. What I enumerated in my Occult Science, an Outline, as beings of the higher hierarchies would still be today, though in a different form, what was then considered in a certain sense the ancestry of man. These beings—Angeloi, Archangeloi, and Archai—in the stage of their evolution of that time, were not destined to be free beings in the sense in which today we speak of freedom in connection with man. The will of these beings was not experienced by them in such a way as to give them that singular feeling we express by the phrase: to desire something arbitrarily. These beings desired nothing arbitrarily; they willed what flowed into their being as divine will; they had completely identified their will with the divine will. The divine beings ranking above them and signifying, in their interrelationships, the divine guidance of the world—these beings willed, in a sense, through the lower spirits—archangels and angels; so that the latter willed absolutely according to the purpose and in the sense of superior, divine-spiritual will. The world of ideas of this older mankind was as follows: In that ancient epoch the time had not yet arrived in which beings could develop who would be conscious of the feeling of freedom. The divine-spiritual world-order had postponed that moment to a later epoch, when a number of those spirits, identified with the divine will, were, in a sense, to receive a free will of their own. That was to occur when the right time had come in world evolution.—It is not my purpose to corroborate today from the anthroposophical viewpoint what I have been characterizing; that will be done in the next lectures. Today I am merely describing the conceptions occupying the most enlightened spirits even as late as the 18th Century. I shall present them historically, for only by this method shall we arrive at a new view of the problem of reviving these conceptions in a different form. But then—as these people saw it—among these spirits, whose real cosmic destiny was to remain identified with the will of the divine spirits, there arose a number of beings that wanted to disassociate their will, as it were, to emancipate it, from the divine will. In superhuman pride, certain beings revolted because they desired freedom of will before the time had come for their freedom to mature; and the most important one of these beings, their leader, was conceived of as the being taking shape in the Dragon that Michael combats—Michael, who remained above in the realm of those spirits that wanted to continue molding their will to the divine-spiritual will above them. By thus remaining steadfast within the divine-spiritual will, Michael received the impulse to deal adequately with the spirit that grasped at freedom prematurely, if I may put it that way; for the forms possessed by the beings of the hierarchy of the Angeloi, Archangeloi, and Archai were simply not adapted to a being destined to have a free will, emancipated from divine will, as described. Not until later in world evolution were such forms to come into being, namely, the human form.—But all this is conceived as happening in a period in which cosmic development of the human form was not yet possible; nor were the higher animal forms possible—only the low ones I mentioned. Thus a form had to come into being that might be called cosmically contradictory, and the refractory spirit had to be poured into this mold, so to speak. It could not be an animal form like those destined to appear only later, nor could it be the form of an animal of that time, of the then prevalent softer matter, so to say. It could only be an animal form differing from any that would be possible in the physical world, yet resembling an animal by reason of representing a cosmic contradiction. And the only form that could be evolved out of what was possible at that time is the form of the Dragon. Naturally it was interpreted in various ways when painted or otherwise represented—more or less suitably, according to the inner imaginative cognition of the artist concerning what was possible at that time in a being that had developed a refractory will. But in any case this form is not to be found among those that became possible in the animal scale up to man in the physical world: it had to remain a super-sensible being. But as such it could not exist in the realm inhabited by the beings of the higher hierarchies—angels, archangels, and so forth: it had to be transferred, as it were, placed among the beings that could evolve in the course of physical development. And that is the story of “The Fall of the Dragon from Heaven to Earth.” It was Michael's deed, this bestowing of a form that is supra-animalistic: super-sensible, but intolerable in the super-sensible realm: for although it is super-sensible it is incompatible with the realm of the super-sensible where it existed before it rebelled. Thus this form was transferred to the physical world, but as a superphysical, super-sensible form. It lived thereafter in the realm where the minerals, plants, and animals live: in what became the earth. But it did not live there in such a way that a human eye could perceive it as it does an ordinary animal. When the soul's eye is raised to those worlds for which provision was made, so to speak, in the plan of higher worlds, it beholds in its imaginations the beings of the higher hierarchies; when the human physical eye observes the physical world it sees simply what has come into being in the various kingdoms of nature, up to the form of the physical-sensible human being. But when the soul's eye is directed to what physical nature embraces, it beholds this inherently contradictory form of the Adversary, of him who is like an animal and yet not like an animal, who dwells in the visible world, yet is himself invisible: it beholds the form of the Dragon. And in the whole genesis of the Dragon men of old saw the act of Michael, who remained in the realm of spirit in the form suitable to that realm. Now the earth came into being, and with it, man; and it was intended that man should become, in a sense, a twofold being. With one part of his being, with his psycho-spiritual part, he was to reach up into what is called the heavenly, the super-sensible world; and with the other, with the physical-etheric part, he was to belong to that nature which came into being as earth-nature, as a new cosmic body—the cosmic body to which the apostate spirit, the Adversary, was relegated. This is where man had to come into being. He was the being who, according to the primordial decree that underlies all, belongs in this world. Man belonged on the earth. The Dragon did not belong on the earth, but he had been transferred thither. And now consider what man encountered on the earth, as he came into existence with the earth. He encountered what had developed as external nature out of previous nature kingdoms, tending toward and culminating in our present mineral, plant, and animal kingdoms, up to his own physical form. That is what he encountered—in other words, what we are accustomed to call extra-human nature. What was this? It was, and still is today, the perpetuation of what was intended by the highest creative powers in the continuous plan for the world's evolution. That is why the human being, in experiencing it in his Gemüt, can look out upon external nature, upon the minerals and all that is connected with the mineral world, upon the wondrous crystal formations—also upon the mountains, the clouds, and all the other forms—and he beholds this outer nature in its condition of death, as it were; of not being alive. But he sees all this that is not alive as something that an earlier divine world discarded—just as the human corpse, though in a different significance, is discarded by the living man at death. Although the aspect of the human corpse as it appears to us is not primarily anything that can impress us positively, yet that which, in a certain sense, is also a divine corpse, though on a higher plane, and which originated in the mineral kingdom, may be regarded as the factor whose form and shape reflects the originally formless-living divinity. And what then comes into being as the higher kingdoms of nature can be regarded as a further reflection of what originally existed as the formless divine. So man can gaze upon the whole of nature and may feel that this extra-human nature is a mirror of the divine in the world. And after all, that is what nature is intended to give to the human Gemüt. Naïvely, and not through speculation, man must be able to feel joy and accord at the sight of this or that manifestation of nature, feel inner jubilation and enthusiasm when he experiences creative nature in its sprouting and blossoming. And his very unawareness of the cause of this elation, this enthusiasm, this overflowing joy in nature—that is what should evoke deep down in his heart the feeling that his Gemüt is so intimately related to this nature that he can say to himself—though in dim consciousness: all this the Gods have taken out of themselves and established in the world as their mirror—the same gods from whom my Gemüt derived, from whom I myself sprang by a different way.—And all our inner elation and joy in nature, all that rises in us as a feeling of release when we participate vividly in the freshness of nature, all this should be attuned to the feeling of relationship between our human Gemüt and what lives out there in nature as a mirror of Divinity. As you know, man's position in his evolution is such that he takes nature into himself—takes it in through nourishment, through breathing, and—though in a spiritual way—through perceiving it with his senses. In these three ways external nature enters into man, and it is this that makes him a twofold being. Through his psycho-spiritual being he is related to the beings of the higher hierarchies, but a part of his being he must form out of what he finds in nature. That he takes into himself; and by being received in him as nourishment, as the stimulus of breathing, and even in the more delicate etheric process of perception, it extends in him the processes of outer nature. This appears in him as instinct, passion, animal lust—as everything animalistic that rises out of the depths of his nature. Let us note that carefully. Out there we see wondrously formed crystals, mineral masses that tower into gigantic mountains, fresh mineral forms that flow as water over the earth in the most manifold ways. On a higher plane of formative force we have before us the burgeoning substance and nature of plants, the endless variety of animal forms, and finally the human physical form itself. All that, living in outer nature, is a mirror of the Godhead. It stands there in its marvelous naïve innocence before the human Gemüt, just because it mirrors the Godhead and is at bottom nothing but a pure reflection. Only, one must understand this reflection. Primarily it is not to be comprehended by the intellect, but only, as we shall hear in the next lectures, precisely by the Gemüt. But if man does understand it with his Gemüt—and in the olden times of which I spoke, men did—he sees it as a mirror of the Godhead.—but then he turns to what lives in nature—in the salts, in plants, and in the parts of animals that enter his own body; and he observes what it is that sprouts in the innocent green of the plants and what is even still present in a naïve way in the animal body. All this he now perceives when he looks into himself: he sees it arising in him as passions, as bestial lusts, animal instincts; and he perceives what nature becomes in him. That was the feeling still cherished by many of the most enlightened men even in the 18th Century. They still felt vividly the difference between outer nature and what nature becomes after man has devoured, breathed, and perceived it. They felt intensely the difference between the naïve outer nature, perceptible to the senses, on the one hand, and human, inwardly surging sensuality, on the other. This difference was still livingly clear to many men who in the 18th Century, experienced nature and man and described them to their pupils, described how nature and man are involved in the conflict between Michael and the Dragon. In considering that this radical contrast still occupied the souls of men in the 18th Century—outer nature in its essential innocence, nature within man in its corruption—we must now recall the Dragon that Michael relegated to this world of nature because he found him unworthy to remain in the world of spirituality. Out there in the world of minerals, plants, even of animals, that Dragon, whose form is incompatible with nature, assumed none of the forms of nature beings. He assumed that dragon form which today must seem fantastic to many of us—a form that must inevitably remain super-sensible. It cannot enter a mineral, a plant, or an animal, nor can it enter a physical human body. But it can enter that which outer, innocent nature becomes, in the form of guilt in the welling-up of life of instincts in the physical human body. Thus many people as late as the 18th Century said: And the Dragon, the Old Serpent, was cast out of heaven down to the earth, where he had no home; but then he erected his bulwark in the being of man, and now he is entrenched in human nature. In this way that mighty image of Michael and the Dragon still constituted for those times an integral part of human cognition. An anthroposophy appropriate to that period would have to explain that by taking outer nature into himself through nourishment, breathing, and perception, man creates within himself a sphere of action for the Dragon. The Dragon lives in human nature; and this conception dwelt so definitely in the Gemüt of 18th Century men that one could easily imagine them as having stationed some clairvoyant being on another planet to draw a picture of the earth; and he would have shown everything existing in the minerals, plants and animals—in short, in the extra-human—as bearing no trace of the Dragon, but he would have drawn the Dragon as coiling through the animality in man, thereby representing an earth-being. Thus the situation had changed for people of the 18th Century from that out of which it all had grown in pre-human times. For pre-humanity the conflict between Michael and the Dragon had to be located in outer objectivity, so to speak; but now the Dragon was outwardly nowhere to be found. Where was he? Where would one have to look for him? Anywhere wherever there were men on earth. That's where he was. If Michael wanted to carry on his mission, which in pre-human times lay in objective nature, when his task was to conquer the Dragon, the world-monster, externally, he must henceforth continue the struggle within human nature.—This occurred in the remote past and persisted into the 18th Century. But those who held this view knew that they had transferred to the inner man an event that had formerly been a cosmic one; and they said, in effect: Look back to olden times when you must imagine Michael to have cast the Dragon out of heaven down to earth—an event taking place in extra-human worlds. And behold the later time: man comes to earth, he takes into himself outer nature, transforms it, thus enabling the Dragon to take possession of it, and the conflict between Michael and the Dragon must henceforth be carried on on the earth. Such thought trends were not as abstract as people of the present would like thoughts to be. Today people like to get along with thoughts as obvious as possible. They put it this way: Well, formerly an event like the conflict between Michael and the Dragon was simply thought of as external; but during the course of evolution mankind has turned inward, hence such an event is now perceived only inwardly.—Truly, those who are content to stop at such abstractions are not to be envied, and in any case they fail to envision the course of the world history of human thought. For it happened as I have just presented it; the outer cosmic conflict of Michael and the Dragon was transferred to the inner human being, because only in human nature could the Dragon now find his sphere of action. But precisely this infused into the Michael problem the germinating of human freedom; for if the conflict had continued within man in the same way it had formerly occurred without, the human being would positively have become an automaton. By reason of being transferred to the inner being, the struggle became in a sense—expressed by an outer abstraction—a battle of the higher nature in man against the lower. But the only form it could assume for human consciousness was that of Michael in the super-sensible worlds, to which men were led to lift their gaze. And as a matter of fact, in the 18th Century there still existed numerous guides, instructions, all providing ways by which men could reach the sphere of Michael, so that with the help of his strength they might fight the Dragon dwelling in their own animal nature. Such a man, able to see into the deeper spiritual life of the 18th Century would have to be represented pictorially somewhat as follows: outwardly the human form; in the lower, animalistic portion the Dragon writhing—even coiling about the heart; but then—behind the man, as it were, for we see the higher things with the back of our head—the outer cosmic figure of Michael, towering, radiant, retaining his cosmic nature but reflecting it in the higher human nature, so that the man's own etheric body reflects etherically the cosmic figure of Michael. Then there would be visible in this human head—but working down into the heart—the power of Michael, crushing the Dragon and causing his blood to flow down from the man's heart to the limbs. That was the picture of the inner-human struggle of Michael with the dragon still harbored by many people of the 18th Century. It was also the picture which suggested at that time to many people that it was their duty to conquer the “lower” with the help of the “higher,” as they expressed it: that man needed the Michael power for his own life. The intellect sees the Kant-Laplace theory; it sees the Kant-Laplace primal vapor—perhaps a spiral vapor. Out of this, planets evolve, leaving the sun in the middle. On one of the planets gradually arise the kingdoms of nature; man comes into being. And looking into the future, all this is seen to pass over again into the great graveyard of natural existence—The intellect cannot help imagining the matter in this way; and because more and more the intellect has become the only recognized autocrat of human cognition, the world view has gradually become what it is for mankind in general. But in all those earlier people of whom I have spoken today the eye of the Gemüt, as I might call it, was active. In his intellect a man can isolate himself from the world, for everyone has his own head and in that head his own thoughts. In his Gemüt he cannot do that, for the Gemüt is not dependent upon the head but upon the rhythmic organism of man. The air I have within me at the present moment, I did not have within me a moment ago: it was the general air, and in another moment it will again be the general air when I exhale it. It is only the head that isolates man, makes of him a hermit on the earth. Even in respect of the physical organization of his Gemüt, man is not isolated in this way: in that respect he belongs to the cosmos, is merely a figure in the cosmos. But gradually the Gemüt lost its power of vision, and the head alone became seeing. The head alone, however, develops only intellectuality—it isolates man. When men still saw with their Gemüt they did not project abstract thoughts into the cosmos with the object of interpreting it, of explaining it: they still read grandiose images into it, {Translator's Note: “Saw” them into it, is Rudolf Steiner's expression} like that of Michael's Fight with the Dragon. Such a man saw what lived in his own nature and being, something that had evolved out of the world, out of the cosmos, as I described it today. He saw the inner Michael struggle come to life in the human being, in the anthropos, and take the place of the external Michael battle in the cosmos. He saw anthroposophy develop out of cosmosophy. And whenever we look back to an older world view from the abstract thoughts that affect us as cold and matter-of-fact, whose intellectuality makes us shiver, we are guided to images, one of the most grandiose of which is this of Michael at war with the Dragon; Michael, who first cast the Dragon to earth where, I might say, the Dragon could occupy his human fortress; Michael, who then became the fighter of the Dragon in man, as described. In this picture that I have evoked for you, Michael stands cosmically behind man, while within man there is an etheric image of Michael that wages the real battle through which man can gradually become free; for it is not Michael himself who wages the battle, but human devotion and the resulting image of Michael. In the cosmic Michael there still lives that being to whom men can look up and who engaged in the original cosmic struggle with the Dragon. Truly, not upon earth alone do events take place—in fact, earth events remain incomprehensible for us unless we are able to see them as images of events in the super-sensible world and to find their causes there. In this sense a Michael deed was performed in the super-sensible realm shortly before our time, a deed I should like to characterize in the following way. In doing so I must speak in a manner that is nowadays discredited as anthropomorphic; but how could I relate it otherwise than by using human words to describe what occurs in the super-sensible world? The epoch during which Michael cast the Dragon down to earth was thought of as lying far back in the pre-human times; but then, man appeared upon the earth and there occurred what I have described: the war between Michael and the Dragon became ever more an inner struggle. It was at the end of the 19th century that Michael could say: The image in man is now sufficiently condensed for him to be aware of it within himself: he can now feel in his Gemüt the Conqueror of the Dragon—at least, the image means something to him.—In the evolution of mankind the last third of the 19th Century stands for something extraordinarily important. In older times there was in man primarily only a tenuous image of Michael; but it condensed more and more, and in the last third of the 19th Century there appeared what follows: In earlier times the invisible, super-sensible Dragon was predominant, active in the passions and instincts, in the desires and in the animal lusts. For ordinary consciousness that Dragon remains subsensible; he dwells in man's animal nature. But there he lives in all that tends to drag man down, goading him into becoming gradually sub-human. The condition was such that Michael always intervened in human nature, in order that humanity should not fall too low. But in the last third of the 19th Century the Michael image became so strong in man that the matter of directing his feelings upward and rising to the Michael image came to depend upon his good-will, so to speak; so that on the one hand, in unenlightened experience of the feelings, he may glimpse the image of the Dragon, and on the other hand, the radiant figure of Michael may stand before the soul's eye—radiant in spiritual vision, yet within the reach of ordinary consciousness. So the content of the human Gemüt can be this: The power of the Dragon is working within me, trying to drag me down. I do not see it—I feel it as something that would drag me down below myself. But in the spirit I see the luminous Angel whose cosmic task has always been the vanquishing of the Dragon. I concentrate my Gemüt upon this glowing figure, I let its light stream into my Gemüt, and thus my illumined and warmed Gemüt will bear within it the strength of Michael. And out of a free resolution I shall be able, through my alliance with Michael, to conquer the Dragon's might in my own lower nature. If the requisite good-will were forthcoming in extensive circles to raise such a conception to a religious force and to inscribe it in every Gemüt we would not have all the vague and impotent ideas such as prevail in every quarter today—plans for reforms, and the like. Rather, we would have something that once again could seize hold on the whole inner man, because that is what can be inscribed in the living Gemüt—that living Gemüt which enters into a living relationship with the whole cosmos the moment it really comes to life. Then those glowing Michael thoughts would be the first harbingers of our ability to penetrate once more into the super-sensible world. The striving for enlightenment would become inwardly and deeply religious. And thereby men would be prepared for the festivals of the year, the understanding of which only glimmers faintly across the ages—but at least it glimmers—and they would celebrate in full consciousness the festival the calendar sets at the end of September, at the beginning of autumn: the Michael Festival. This will regain its significance only when we are able to experience in our soul such a living vision. And when we are able to feel it in a living way and to make it into an instinctive social impulse of the present, then this Michael Festival—because the impulses spring directly from the spiritual world—could be regarded as the crowning impulse—even the initial impulse we need to find our way out of the present disaster: to add something real to all the talk about ideals, something not originating in human heads or hearts but in the cosmos. And then, when the trees shed their leaves and blossoms ripen into fruit, when nature sends us her first frost and prepares to sink into her winter death, we would be able to feel the burgeoning of spirit, with which we should unite ourselves—just as we feel the Easter Festival with the sprouting, budding spring. Then, as citizens of the cosmos, we would be able to carry impulses into our lives which, not being abstract, would not remain ineffectual but would manifest their power immediately. Life will not have a soul content again until we can develop cosmic impulses in our Gemüt. |
228. The Spiritual Individualities of Our Planetary System: Lecture II
28 Jul 1923, Dornach Rudolf Steiner |
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And the whole conception that one has of what is going on in the world is nothing more than a mathematical result obtained on earth and then projected into the heavens. The whole of Kant-Laplace's theory is indeed an absurdity the moment one realizes that it is valid only on the assumption that the same laws of calculation apply out there in space as on earth, that the concepts of space, time and so on are just as applicable out there as on earth. |
This has completely confused the human soul in the last three to four centuries, that one has said: One can know some things about the earth, and, based on what is known on earth, calculate the universe and construct theories such as the Kant-Laplace theory, but with regard to the moral and divine order of the world, one must believe. This has greatly confused people, because the insight has been completely lost that one must speak in earthly terms about the earth, but that one must begin to speak cosmically the moment one rises up to the universe. |
228. The Spiritual Individualities of Our Planetary System: Lecture II
28 Jul 1923, Dornach Rudolf Steiner |
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Yesterday I gave you a description of the starry sky nearest to us. If you think back to this description, you will have to say to yourselves above all: if we draw such a picture of the starry heavens from spiritual knowledge, it looks quite different from what is otherwise said in this field today. Yesterday, precisely in order to make this emerge clearly, I spoke in the way I have just done. I had to speak in a way that must seem absurd, perhaps even ridiculous, to anyone who acquires knowledge about these subjects today through contemporary education. And yet, the fact of the matter is that a kind of healing of our sick spiritual life can only take place if this total change of perspective — especially of such things as we discussed yesterday — can take place. And one would like to say: Wherever thinking takes place today, but thinking takes place in such a way that it runs into the old, conventional ideas, one sees on the one hand how thinking everywhere points to this new kind of spiritual knowledge. But one also sees how people are not able to keep up with such spiritual insight, and how they therefore actually remain at a loss everywhere and - which is perhaps the worst thing in the present moment of history - are not aware of their helplessness, indeed do not want to be aware of it. Let us imagine how what I described yesterday from a completely different point of view is described today. Yesterday I spoke about the moon, Saturn, Jupiter and so on, and I presented the individualities, the spiritual individualities that can be associated with these words. I showed you, as it were, our planetary system as a gathering of spiritual beings that work out of different impulses, but in such a way that these impulses also have something to do with earthly events. We saw living beings appearing in the universe with a certain character. We could speak of living beings in Saturn, the Moon and so on. But the whole way of speaking differs from what is said about such things today. There is the assumption – I repeat it again – of a primeval nebula that existed once, which was in a rotating, circling motion and from which the individual planets split off, which today one looks at with complete indifference as more or less luminous physical bodies that rush along in space. This view that the heavenly bodies are such indifferent bodies, to which nothing else can be applied than physics, especially mathematics, to calculate their orbits, to possibly explore whether the substances found on Earth are also present there, this indifferent view of the heavenly bodies, is something that has actually only become common among mankind in the last three to four centuries. And it has become customary in a very definite way. Today things are just not understood. Because man has lost the possibility of looking into the spiritual, or, as it was only the case in the later Middle Ages, at least to have a presentiment of it, it has also become possible to completely lose the spiritual. Then the physical concepts that arose on earth, the mathematical and computational concepts, were regarded as something certain, and now that was revealed out there in the celestial space was also calculated. A certain assumption was made here – I must already present these theoretical considerations today – we have learned how to calculate something on earth, how to do physical science on earth, and have now extended this calculation on earth, this physical science, to the whole of the heavens and believed that the calculation results that apply on earth also apply to the heavens. On earth, we speak of time, of matter, of motion; for physicists, one could say, of mass, also of speed and so on: all concepts that have been gained on earth. Since the time of Newton, these have also been extended to the heavens. And the whole conception that one has of what is going on in the world is nothing more than a mathematical result obtained on earth and then projected into the heavens. The whole of Kant-Laplace's theory is indeed an absurdity the moment one realizes that it is valid only on the assumption that the same laws of calculation apply out there in space as on earth, that the concepts of space, time and so on are just as applicable out there as on earth. But now there is a strange fact, a fact that is causing people a lot of headaches today. We live in a very strange time, which is announced by manifold symptoms. In all popular gatherings held by monists and other bundlers, people are presented with the fact that the stars shine out there through the known processes. The whole beautiful doctrine of spiral nebulae and so on, as presented to the outer eye, is presented to a believing audience by popularizing speakers and writers. And today's man has his education from these popular speakers and popular writers. But this education is actually, basically, only the result of what physicists and other so-called learned people thought and devised decades ago. In such popular gatherings, everything that was considered important by experts decades ago is reheated. But today the experts are being shaken up by something completely different. That which is shaking them up is, for example, the so-called theory of relativity. This theory of relativity, Einstein's theory of relativity, is what concerns the thinking physicists today. Now, the details of this theory of relativity can be discussed, as I have already done here and there; but today we are not concerned with its inner validity, but with the fact that it exists and that physicists are talking about it. Of course there are physicists who are opposed to it, but there are many physicists who simply talk about the theory of relativity. But what does that mean? Yes, it means that this theory of relativity destroys all the concepts on which our view of the movements and nature of celestial bodies in space is based. For decades, what is written in astronomy books today, what is still presented to a lay audience in popular lectures and books, has been valid; it has been valid. But physicists are working to dismantle and destroy the most popular concepts – time, movement, space – and declaring: none of it is as we thought it was. — You see, at least for physicists today it is already something of a matter of conscience to say, for example: I point my telescope at a distant star. But I have calculated that it takes so much time for the light from that star to reach the Earth. So when I look through my telescope, the light that enters my telescope has taken so many light-years. The light that enters the telescope must therefore have started out up there so many light-years ago. The star is no longer there, it is no longer there at all. I get the beam of light into my telescope, but what is in the extension of the telescope is not the star at all. And if I look at a star next to it, from which the light now takes much fewer light-years, it still arrives at the same time. I turn my telescope: the star comes to a point of light that was perhaps there so-and-so many years ago. Now I turn my telescope again: a star falls into my telescope that is not there at all, but was there a completely different number of years ago. And so I form views of my starry sky! Everything is there from the time when it was there, but actually it is not there at all. Actually nothing is there: everything is thrown over and under. This is exactly how it is with space. We perceive a distant sound somewhere. When we approach it, it appears to us at a different 'pitch' than when we move away from it. Space becomes decisive for the way we perceive things. And of course that makes people scratch their heads. Time, which plays a role in all calculations, has suddenly become something quite uncertain, something merely relative. And of all that is so popularly drawn out into space, the modern physicist – and he is aware of this – can only say: There is something that was once there, is still there, will once be there. Well, there is something there. And that something that is there causes its light emissions to coincide with the crosshairs of my telescope at a certain point in time. — That is the only wisdom that remains, the coincidence of two events. So, what once happened somewhere, sometime, coincides with what is happening today in the crosshairs of my telescope. Only of such coincidences can one speak – says today's physicist – it is all relative; the concepts from which the world building has been theoretically constructed are actually of a merely relative, not at all absolute value. That is why physicists today are talking about a radical revolution in all the concepts of physics. And if you went straight from a popular lecture for laypeople to a lecture by a relativity theorist today, you would find that the popularizer is handing down to people something that is built on the ideas that the experts say: “It's all melted like snow in the sun!” You see, we cannot just say that a physical world view has been built up out of certain concepts over the past three to four hundred years; rather, we have to say that today there are already enough people who have dissolved these concepts out of these concepts, who have destroyed them. After all, this world view, which is considered certain, no longer exists for a large number of thinkers. So the matter is not quite so simple that what is said from a completely new point of view may be ridiculed. Because what is said from the other point of view melts away in the present like snow in the sun. It is actually no longer there for those who understand something of the matter, or at least want to understand something. So that one actually stands before the fact that people say: What is described here from the point of view of spiritual science is absurd because it does not agree with what we consider to be right. But if they now take the relativity point of view, then these people must say: That is absurd, what we have considered to be right! That is how things stand today. But actually the majority of humanity is asleep, watching as if asleep as these things unfold and letting them happen. But it is important to realize that the worldview that has celebrated such great triumphs as such is actually in ruins today. The facts of the spiritual world will only become clear to a wider public when people at least begin to loosen the pointy cap they sleep under. So, one does not just have the option of thinking that what speaks out of such a tone as I did yesterday is absurd in the face of today's science, because this science is, for example, quite negative in its theory of relativity; it actually says everywhere what is, and humanity will have to steer towards an understanding of that which is. These things should be explained by such representations, as I tried to give them yesterday with regard to individual stars in our planetary system. But what do we see there? We see that, to a certain extent, it is precisely following the course of world development. What would an old-fashioned physicist, not a newcomer to physics (because most newcomers are relativists), what would an old-fashioned physicist say if he heard something as outrageous as what I said yesterday? If he did not immediately say that it is all crazy and twisted, and that is perhaps what he would say at first, he would still claim: That contradicts the firm foundations of science. But what are the firm foundations of science? They are the concepts of space, time and so on that have been gained on earth. Now the relativity theorists are destroying these concepts for the universe, declaring them invalid. Anthroposophy, however, takes a practical approach: it disregards earthly concepts when talking about the moon and Saturn and Jupiter and so on. It no longer speaks in earthly terms, but attempts – however difficult it may be – to characterize Venus and Mars in a way that is no longer possible with earthly concepts. And so, in order to penetrate into the cosmos, we must be willing to lose our earthly concepts. I wanted to show you how the cosmos fits into contemporary spiritual life and how things stand in contemporary spiritual life. There is only a relationship with earthly concepts when one reaches out into the cosmos. Just imagine, when we go to the moon, as I characterized it yesterday, to those entities that are anchored in the moon as in a world fortress and actually live behind the surface of the moon - where they, if may I put it, their world business, when we come to these entities, which can only be approached with a clairvoyantly sharpened gaze, we find that these entities work in secret. Because what is inside the moon does not go out into the world, and everything that comes from the moon is reflected out of the world. Just as the moon does not absorb sunlight but reflects it, so it also reflects everything else that happens in the universe. Everything that happens in the universe is reflected back by the moon as if by a mirror. Processes take place within it that remain hidden. But I have told you: the spiritual beings who are entrenched in this lunar fortress, as in the universe, and who conduct their world business in there, were once on earth before the moon split off from the earth. They were the first great teachers of human souls on earth. And the great ancient wisdom that is spoken of is basically the heritage of these lunar beings, who now live in secret within the moon. They have withdrawn themselves. When one speaks in this way about the universe, moral concepts enter into the ideas that one develops. One forgets the physical concepts of the earth; moral concepts enter into the description. We ask ourselves: Why have these lunar entities withdrawn, why do they work in secret? Yes, when they were still on earth, they did indeed suggest an enormous wisdom to people. If they had remained on earth, they would have continued to suggest this wisdom to people, but people would never have been able to enter the age of freedom. These entities had, so to speak, made the wonderful decision to withdraw from Earth, to retreat to a secluded place in the universe, far from human existence, in order to carry out their world business there, so that people would no longer be influenced by them, so that people could all absorb the impulses of the universe and become free beings. These entities have chosen a new dwelling place in the universe to gradually make freedom possible for people. Yes, that speaks differently than is spoken of by the physicist, who, if he heard that the moon had split off from the earth, would simply calculate the speed at which it happened, the forces by which it happened, and would only ever have the earthly forces and the earthly speeds in mind. They are completely disregarded when we speak of the moon as I did yesterday. But if we leave aside the physical, what remains are such resolutions, such great cosmic-moral impulses. The important thing is that we move from physical verbiage, which applies to the physical conditions of the earth, to a discourse in moral ideas about the universe. The important thing is that one does not merely put forward theories that are to be believed, but that there is a moral world order. This has completely confused the human soul in the last three to four centuries, that one has said: One can know some things about the earth, and, based on what is known on earth, calculate the universe and construct theories such as the Kant-Laplace theory, but with regard to the moral and divine order of the world, one must believe. This has greatly confused people, because the insight has been completely lost that one must speak in earthly terms about the earth, but that one must begin to speak cosmically the moment one rises up to the universe. There, physical speech gradually gives way to moral speech. What is otherwise at most imagined is practically carried out. If you find a description of the sun by a physicist today, it is some kind of gas ball steaming out there, and its eruptions are described like terrestrial eruptions. Everything is projected onto this cosmic body in the same way as what happens on earth, and with the same calculations that we have acquired here, we then calculate how a ray of light passes the sun or the like. But the calculations we use here on Earth no longer apply when we go out into space. And just as the strength of light decreases with distance in a square, the laws no longer apply in outer space. We are only related to the universe in our morality. By rising above the physical as human to the moral, we here on earth become similar to what works in outer space as realized morality. Thus we must say: in the ultimate sense, Anthroposophy is a science. It actually implements what arises as a demand. It no longer speaks in earthly concepts, except for the moral ones, which, however, are already supermundane on earth. It speaks in such moral concepts when it soars to the universe. This must be taken into account. And from this point of view, the concepts that we need to understand on earth must be gained, which cannot be understood just now. You see, the beings that are anchored in the moon, I said, only work as if in a fortress. There they do their world business. For everything that the moon gives to the world, that the earth gives, is reflected and mirrored. But this is a state that has only just occurred in the course of evolution in the cosmic becoming. It used to be different. And into the, I would like to say, soft, slimy form that the earth itself and all beings once had, these beings worked when they still walked on earth. And it is in connection with these effects that the spinal cord column develops in both humans and animals. So that the spinal cord column in humans and in animals is an inheritance from very ancient times, when the moon beings were still connected with earthly existence. This can no longer arise today. The spinal column is an inheritance; it can no longer arise today. But with regard to the four-footed animals, these entities made the spine so strong that it remains horizontal. In the case of humans, they made it so that it could become vertical, and the human being could then become free through the vertical spine for the universe and its influences at the moment when these lunar beings retreated to the lunar fortress. And so we will gradually come to explaining the earthly from the universe, and to judging spiritual forces and impulses in the right way in earthly existence as well. It is the case that human minds have been invaded by ideas that have only emerged in the last three or four hundred years. And all of them under the influence of the view that the only thing one can apply to the whole universe to explain it is what one has gained from physical events and from the physical things of the earth. One has made the whole universe into a physical image of the earth. Now, however, people have realized: Something coincides with my crosshairs, but that was there once! The whole story does not apply in this way. And if one takes into account stars that are far enough away, today's physicist can say: What I record as a map is not there at all. I draw two stars next to each other: one of them was there, say, a thousand years ago, the other was there six hundred years ago. No, the stars were never there, side by side, as I see them in my crosshairs, coinciding as the rays of light. So it all melts away, it is not really like that at all. With these concepts, you do not get what is out there. You calculate, calculate, calculate. It is just as if the spider weaves its web and then imagines that this web weaves through the whole world. The reason for this is that these laws, according to which one calculates, no longer apply out there, but at most one can use the morality that is within us to get concepts of what is out there. Out there in the starry sky, things happen morally, sometimes also immorally, ahrimanically, luciferically, and so on. But when I take morality as a generic term, things happen morally, not physically. But this is something that must be rediscovered, because the other has become so firmly entrenched in people's minds over the last two or three centuries that even doubts such as those of the relativity theorists — for their negations have a great deal to be said for them — cannot dislodge it from people's minds. It is also understandable, because if even this last chimera, the time-space calculation that they perform, if even this still disappears from their minds for the starry sky, then there is nothing left in these minds, and people do like to retain something in them. For something else will only be able to be in it if one rises to the possibility of looking at the starry sky as we did yesterday. Now we must realize that all this points to the fact that it is necessary for people of the present time to form clear ideas about what has actually happened in the last three to four centuries, and what has found its preliminary expression in the greatest of all wars that have ever taken place on earth, and in the chaotic conditions that will become even more chaotic in the near future. What is required of humanity is to really come to terms with these issues. And in this respect it is interesting to take a look beyond the Earth with its present level of intellectual development. Within the civilization in which the Westerner with his American followers live, everything that has been developed in the last three to four centuries under the influence of a phenomenally magnificent technology and a magnificent world traffic - which is only now breaking down - is considered so solid that, of course, anyone who does not adopt the same concepts is a fool. Now it is true that the Orient is in a state of decadence, but one must also say: What one has to express again today from the sources of our own anthroposophical research, as I did yesterday, was, albeit in a completely different way, once in ancient times, still oriental wisdom. We cannot accept this oriental wisdom in its old form today, as I have often discussed. We have to regain it from the Western mind, from the Western soul. But it was once, I would like to say, the custom to speak about the stars in the way that I began to speak about them yesterday, based on the old clairvoyance, on this dream-like old clairvoyance. Only that has been completely lost to humanity, and European humanity today considers all of this to be absurd, which was once considered the highest human wisdom. Now, as I said, although this was once a great and original wisdom in the Orient too, today people there are in a state of decadence. But in a certain sense, at least externally and traditionally, something of such a way of looking at the universe has been preserved in the Orient, I would even say a soulful way of looking at the universe. And the technical culture of Europe impresses the Orientals very little. These souls, who today in the Orient lovingly engage with the ancient wisdom, fundamentally disdain what has developed in Europe as a mechanical culture and civilization. They study what concerns the human soul from their ancient scriptures. In this way, some inwardly experience an, albeit decadent, enlightenment, so that something of the soul's view of the world still lives in the Orient. And it is not unnecessary to also look at the way in which these people, who still have some kind of reflection of an ancient culture, look at the European-American intellectual scene. Even if it is only for the sake of comparison, it is still interesting. A remarkable book has been published by a certain Rãmanãthan, an Indian from Ceylon, entitled “The Culture of the Soul among the Western Nations” [the title was written on the board]. This Rãmanãthan speaks in a remarkable way. He obviously belongs to those people over there in the Orient who, within Indian civilization, have said to themselves: These Europeans also have very strange scriptures, for example the New Testament. Now these people, to whom Rãmanãthan also belongs, have studied the New Testament - but of course in the way that the soul of these people can study the New Testament - and have absorbed this New Testament, the work of Christ Jesus, through the New Testament according to the state of their soul. And there are already people over there – as this book by Rãmanãthan shows – who now speak of the Christ Jesus and the New Testament from the remnants of an ancient culture. They have formed very specific ideas about the Christ Jesus. And now this man writes a lot about these ideas of Christ Jesus, and of course he addresses the book - he wrote it in English - to the Europeans. He addresses the book, which is written by the Indian spirit about Jesus in the Gospels, to the Europeans, and he says something very strange to the Europeans. He says to them: it is quite extraordinary that they know nothing at all about the Christ Jesus. There are great things in the Gospels about Christ Jesus, but the Europeans and Americans know nothing about it, really know nothing about it! And he gives the Europeans and the Americans a strange piece of advice. He says to them: “Why don't you have teachers of the New Testament come from India, they will be able to tell you how it actually is with Christ Jesus. So these people in Asia, who are dealing with European progress today and who then read the New Testament, tell these Europeans: If you want to learn something about the Christ Jesus, then you must have teachers come to you from us, because all the teachers who speak to you understand nothing about it, it is all misunderstood! —And he explains this in detail. He says: In Europe, at a certain time, a certain understanding of words took the place of an understanding of spiritual essence. The Europeans cling to a certain understanding of words with regard to all things. They do not carry a spiritual understanding in their heads, but the words they learn from their individual populations rise up into their heads, and then they think in words. It is a remarkable way in which these Indians, despite their decadence, still come to this insight, because so far the story is quite striking. Even in physics and mathematics, thought is done in words today, not in things. In this respect, people today are quite strange. If someone wants to be very clever, then he quickly quotes: “For just where concepts are missing, a word comes at the right time.” But today it happens mostly out of the urge that the person in question has run out of all concepts: then the Goethean saying quickly comes to mind. But then he does not notice that. He does not realize that he is quite bitter in this vice at the moment when he criticizes it. So this Indian says to the Europeans: You have only a word-understanding of all things, and you have extended this word-understanding over the New Testament, and thereby you have killed the Christ for four centuries. He no longer lives among you, he has been dead for four centuries. Get teachers from India so that he can be awakened again. He says: For three to four centuries, the Europeans have known nothing at all about Christ. They cannot know anything because they do not have the concepts and ideas through which one can know something about Christ. — The Indian says to the Europeans: You need a renaissance of Christ Jesus. You have to rediscover the Christ, or someone else has to discover him for you, so that you have him again! - So says the Indian, after he has come to read the Gospel. He realizes that strange things have happened in Europe in the last three to four centuries. And then he says: If the Europeans themselves want to find out which Christ lives in the New Testament, they would have to go back a long way. Because this lack of understanding of Christ has been slowly prepared, and actually the Europeans would have to go back to Gnosticism if they still wanted to learn something from their own scriptures about the Christ. A strange phenomenon! There is an Indian, who is only representative of many, who reads the New Testament and says to the Europeans: There is nothing that helps you more than going back to the Gnostics. But the Europeans only have the Gnostics in the counter-writings. The Europeans know nothing of the Gnostics. It is a strange fact: the writings of the Gnostics have all been destroyed, only the polemics of the Christian church fathers against the Gnostics have survived, with the exception of the 'Pistis Sophia' and a few others, but these cannot be understood as they are, any more than the Gospels themselves can be understood. ' But now, if you are not a Gnostic but rediscover the Christ through modern spiritual science, the theologians come along and say: There the Gnosis is being warmed up again - the Gnosis, which they do not know, however, because they cannot know it from any external things. But 'warming up Gnosticism' is what it is, and that must not be done, because it distorts Christianity. This is also a divergence between East and West. Those who study the New Testament in the East find that one must go back to the first centuries. When theologians of the present day are confronted with something that appears as the description of Christ in today's anthroposophy, and which, to them, sounds like an unknown gnosis, they say: He wants to revive gnosis, that must not be allowed, it distorts Christianity. Yes, the judgment of the Indian is quite remarkable. This Rãmanãthan actually says: What the Europeans now call their Christianity is falsified. The Europeans say: The Rãmanãthan falsifies our Christianity. But the Rãmanãthan comes quite close to the right view, albeit with his decadent view. The right thing is always a falsification of the wrong. It is only important to call these things by their right name. The right thing is always a falsification of the wrong, because if one did not falsify the wrong, one would not arrive at the right. But that is the way things are today. Just think of the abyss you are looking into when you take this example from Rammanathan. For example, someone might say: Read the Gospels impartially. — It is difficult for a European today to read them impartially, after having been presented with the mistreated translations for centuries and having been educated in certain ideas. It is difficult to read them impartially. But if someone reads them impartially, even from his point of view, then he discovers a spiritual Christ in the Gospels. For that is what Ramanathan discovered in the Gospels, even if he cannot yet see it in the anthroposophical sense. But Europeans should still take note of this advice from the Ceylonese Indian: Let preachers of the Christ come to you from India, for you have none. In these matters, one must have the courage today to look into the development that has taken place over the last three to four centuries, and only through this courage is it possible to truly emerge from the immense chaos into which humanity has gradually plunged. This tendency towards ambiguity clouds all concepts and ultimately also causes social chaos. For that which takes place between people does take place after all out of their souls, and there is already a connection between the highest truths and the destruction of external economic conditions. And so one must again be willing to lose one's earthly concepts if one wants to penetrate into the cosmos. In yesterday's lecture I wanted to give you an example of how the cosmos fits into present-day spiritual life and how things stand in present-day spiritual life. A relationship with earthly concepts only exists when one comes out into the cosmos. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Goethe Studies Fundamental Ideas
Rudolf Steiner |
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These commandments either come to him by way of revelation, or they enter his consciousness as such, as is the case with Kant's categorical imperative. Nothing is said about how this comes from the otherworldly "in itself" of things into our consciousness. |
30. Collected Essays on Philosophy, Science, Aesthetics and Psychology 1884–1901: Goethe Studies Fundamental Ideas
Rudolf Steiner |
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[ 1 ] One cannot achieve a full understanding of Goethe's inner life, his view of the world and of life, merely by commenting on his works from the outside. Rather, one must go back to the philosophical core of his entire being. Goethe was not a philosopher in the scientific sense, but he was a philosophical nature. [ 2 ] I would like to capture this nature here with a few thoughts in order to then characterize Goethe's position on Christianity. In our reactionary present, it seems to me not unjustified to reflect on the relationship of this leading spirit to religious questions. [ 3 ] Man is not satisfied with what nature voluntarily offers to his observing mind. He feels that in order to bring forth the diversity of her creations, she needs driving forces which he himself must acquire through observation and thought. In the human spirit itself lies the means of revealing the driving forces of nature. From the human spirit arise the ideas that shed light on how nature brings about its creations. How the phenomena of the outer world are connected is revealed within the human being. What the human spirit conceives of the laws of nature: it is not added to nature, it is nature's own essence; and the spirit is only the arena in which nature makes the secrets of its workings visible. What we observe in things is only a part of things. What wells up in our spirit when it confronts things is the other part. It is the same things that speak to us from the outside and that speak within us. Only when we hold the language of the outside world together with that of our inner world do we have the full reality. [ 4 ] The mind sees what experience contains in a coherent form. It seeks laws where nature offers it facts. [ 5 ] Philosophers and artists have the same goal. They seek to create the perfect that their minds see when they allow nature to work on them. But they have different means at their disposal to achieve this goal. A thought, an idea, lights up in the philosopher when he confronts a natural process. He expresses it. In the artist, an image of this process emerges that shows it more perfectly than it can be observed in the outside world. The philosopher and the artist develop observation in different ways. The artist does not need to know the driving forces of nature in the form in which they reveal themselves to the philosopher. When he perceives a thing or a process, an image immediately arises in his mind in which the laws of nature are expressed in a more perfect form than in the corresponding thing or process in the outside world. These laws in the form of thought need not enter his mind. Cognition and art are, however, inwardly related. They show the laws of nature that prevail in it as facts. [ 6 ] If, in addition to perfect images of things, the driving forces of nature also express themselves in the form of thoughts in the mind of a true artist, then the common source of philosophy and art becomes particularly clear to us. Goethe is such an artist. He reveals the same secrets to us in the form of his works of art and in the form of thought. What he creates in his poetry, he expresses in the form of thought in his essays on the natural sciences and the arts and in his "Proverbs in Prose". The deep satisfaction that emanates from these essays and sayings is due to the fact that one sees the harmony of art and knowledge realized in a personality. There is something uplifting about the feeling that arises with every Goethean thought: here is someone speaking who can at the same time see in the picture the perfection that he expresses in ideas. The power of such a thought is strengthened by this feeling. What comes from the highest needs of a personality must belong together inwardly. Goethe's wisdom teachings answer the question: what kind of philosophy is in accordance with genuine art? [ 7 ] What springs from the human spirit when it confronts the outside world in observation and thought is truth. Man can demand no other knowledge than that which he himself produces. He who still seeks something behind things that is supposed to signify their actual essence has not brought himself to realize that all questions about the essence of things arise only from a human need: to penetrate with thought that which one perceives. Things speak to us, and our inner being speaks when we observe things. These two languages come from the same primordial being, and man is called to bring about their mutual understanding. This is what is called knowledge. And this and nothing else is sought by those who understand the needs of human nature. Those who do not attain this understanding remain strangers to the things of the outside world. He does not hear the essence of things speaking to him from within. He therefore assumes that this essence is hidden behind things. He believes in an outer world still behind the world of perception. But things are only alien to us as long as we merely observe them. For man, the contrast between objective outer perception and subjective inner world of thought only exists as long as he does not recognize that these worlds belong together. The human inner world is a part of the world process like any other process. [ 8 ] These thoughts are not refuted by the fact that different people have different ideas about things. Nor by the fact that people's organizations are different, so that one does not know whether one and the same color is seen in quite the same way by different people. For what matters is not whether men form exactly the same judgment about one and the same thing, but whether the language which the inner man speaks is precisely the language which expresses the essence of things. The individual judgments differ according to the organization of man and the standpoint from which he views things; but all judgments spring from the same element and lead to the essence of things. This may be expressed in different shades of thought, but it remains the essence of things. [ 9 ] The human being is the organ through which nature reveals its secrets. The deepest content of the world appears in the subjective personality. "When the healthy nature of man acts as a whole, when he feels himself in the world as part of a great, beautiful, worthy and valuable whole, when harmonious pleasure grants him a pure, free delight: then the universe, if it could feel itself as having reached its goal, would rejoice and admire the summit of its own becoming and being" (Goethe, Winckelmann: Antikes). Modern natural science expresses the same idea through its means and methods. "But man stands so high that the otherwise unrepresentable is represented in him. What is a string and all its mechanical divisions compared to the musician's ear? Indeed, one could say, what are the elementary phenomena of nature itself compared to man, who must first tame and modify them all in order to be able to assimilate them to some extent?" (Goethe, Proverbs in Prose.) [ 10 ] If a thing expresses its essence through the organ of the human mind, then the full reality only comes about through the confluence of observation and thought. Neither through one-sided observation nor through one-sided thinking does man recognize reality. It does not exist as something finished in the objective world, but is only brought about by the human spirit in connection with things. Those who praise experience alone must reply with Goethe that "experience is only half of experience". "Everything factual is already theory" (Proverbs in prose), that is, a law is revealed in the human mind when it observes a fact. This view of the world, which recognizes the essence of things in ideas and understands knowledge as a living into the essence of things, is not mysticism. What it has in common with mysticism, however, is that it does not regard objective truth as something existing in the external world, but as something that can really be grasped within man. The opposite view of the world places the causes of things behind appearances, in a realm beyond human experience. It can now either indulge in a blind faith in these reasons, which contains its content from a positive religion of revelation, or it can put forward intellectual hypotheses and theories about how this otherworldly realm of reality is constituted. The mystic as well as the confessor of Goethe's world view rejects both the belief in an otherworldly realm and the hypotheses about such a realm and adheres to the real spiritual realm that expresses itself in man himself. Goethe writes to Jacobi: "God has punished you with metaphysics and put a stake in your flesh, but blessed me with physics... I hold firmly and more firmly to the atheist's (Spinoza's) worship of God and leave to you everything that you call and must call religion. You hold to faith in God, I to seeing." What Goethe wants to see is the essence of things expressed in his world of ideas. The mystic also wants to recognize the essence of things by immersing himself in his own inner being; but he rejects the world of ideas, which is clear and transparent in itself, as unsuitable for the attainment of a higher knowledge. He believes that he must develop not his faculty of ideas but other inner powers in order to see the primal causes of things. It is usually vague sensations and feelings in which the mystic believes he grasps the essence of things. But feelings and sensations only belong to the subjective nature of man. They do not express anything about things. Only in the ideas of natural law do the things themselves speak. Mysticism is a superficial view of the world, even though the mystics give themselves much credit for their "depth" compared to rational people. They know nothing about the nature of feelings, otherwise they would not regard them as expressions of the essence of the world; and they know nothing about the nature of ideas, otherwise they would not regard them as shallow and rationalistic. They have no idea what people who really have ideas experience in them. But for many, ideas are just words. They cannot assimilate the infinite abundance of their content. No wonder they find their own unimaginative words empty. [ 11 ] Those who seek the essential content of the objective world in their own inner being can also only relocate the essence of the moral world order in human nature itself. Whoever believes that there is an otherworldly reality behind human nature must also seek the source of morality in it. For the moral in the higher sense can only come from the essence of things. The believer in the beyond therefore accepts moral commandments to which man must submit. These commandments either come to him by way of revelation, or they enter his consciousness as such, as is the case with Kant's categorical imperative. Nothing is said about how this comes from the otherworldly "in itself" of things into our consciousness. It is simply there, and we have to submit to it. [ 12 ] Goethe allows the moral to emerge from the natural world of man. It is not objective norms or the mere world of instinct that guides moral action, but the natural instincts of animal life that have become moral ideas, through which man gives himself direction. He follows them because he loves them as one loves a child. He wants their realization and stands up for them because they are part of his own being. The idea is the guiding principle; and love is the driving force in Goethe's ethics. For him, "duty is where one loves what one commands oneself" (Proverbs in prose). [ 13 ] Action in the sense of Goethean ethics is naturally conditioned, but ethically free. For man is dependent on nothing but his own ideas. And he is responsible to no one but himself. In my "Philosophy of Freedom" I have already refuted the cheap objection that the consequence of a moral world order in which everyone obeys only himself must be the general disorder and disharmony of human action. Anyone who raises this objection overlooks the fact that people are similar beings and that they will therefore never produce moral ideas which, due to their essential differences, will cause disharmony. |
1. Goethean Science: From Art to Science
Tr. William Lindemann Rudolf Steiner |
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[ 10 ] Here we should also recall the statement about the “joyful epoch in life” that the poet owed to Kant's Critique of the Power of Judgment 47 and for which he actually has only the fact to thank that he here “saw creations of art and of nature each treated like the other, and that aesthetic and teleological powers of judgment illuminated each other reciprocally.” |
1. Goethean Science: From Art to Science
Tr. William Lindemann Rudolf Steiner |
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[ 1 ] Someone who sets himself the task of presenting the spiritual development of a thinker has to explain that thinker's particular direction in a psychological way from the facts given in his biography. But in presenting Goethe the thinker the task does not end there. What is asked for here is not only a justification and explanation of his specific scientific direction, but rather, and primarily how this genius came at all to be active in the scientific realm. Goethe had to suffer much through the incorrect views of his contemporaries who could not believe it possible that poetic creativity and scientific study could be united in one soul. The important point here is above all to answer the question What are the motives that drive the great poet to science? Did the transition from art to science lie purely in his subjective inclinations, in personal arbitrariness? Or was Goethe's artistic direction of such a kind that it had to drive him necessarily to science? [ 2 ] If the first were the case, then his simultaneous devotion to art and science would merely signify a chance personal enthusiasm for both these directions of human striving; we would have to do with a poet who also happened to be a thinker, and it might very well have been the case that, if his course in life had been somewhat different, he would have taken the same path in his poetry, without concerning himself with science at all. Both sides of this man would then have interested us separately, each in its own right; each on its own would perhaps have helped the progress of mankind a good deal. All this would still be the case if the two directions in spirit had also been divided between two personalities. Goethe the poet would then have had nothing to do with Goethe the thinker. [ 3 ] If the second were the case, then Goethe's artistic direction was of such a kind that, from within outward, it necessarily felt the urge to be supplemented by scientific thinking. Then it is utterly inconceivable that the two directions could have been divided between two personalities. Then each of the two directions interests us not only for its own sake but also because of its relationship to the other. Then there is an objective transition from art to science; there is a point at which the two meet in such a way that perfection in the one realm demands perfection in the other. Then Goethe was not following a personal inclination, but rather the direction in art to which he devoted himself awakened needs in him that could be satisfied only by scientific activity. [ 4 ] Our age believes itself correct in keeping art and science as far apart as possible. They are supposed to be two completely opposing poles in the cultural evolution of mankind. Science, one thinks, is supposed to sketch for us the most objective picture of the world possible; it is supposed to show us reality in a mirror; or, in other words, it is supposed to hold fast purely to the given, renouncing all subjective arbitrariness. The objective world determines the laws of science; science must subject itself to this world. Science should take the yardstick for what is true and false entirely from the objects of experience. [ 5 ] The situation is supposedly quite different in the case of artistic creations. Their law is given them by the self-creative power of the human spirit. For science, any interference of human subjectivity would be a falsifying of reality, a going beyond experience; art, on the other hand, grows upon the field of the subjectivity of a genius. Its creations are the productions of human imagination, not mirror images of the outer world. Outside of us, in objective existence, lies the source of scientific laws; within us, in our individuality, lies the source of aesthetic laws. The latter, therefore, have not the slightest value for knowledge; they create illusions without the slightest element of reality. [ 6 ] Whoever grasps the matter in this way will never become clear about the relationship of Goethean poetry to Goethean science. He will only misunderstand both. Goethe's world historic significance lies, indeed, precisely in the fact that his art flows directly from the primal source of all existence, that there is nothing illusory or subjective about it, that, on the contrary, his art appears as the herald of that lawfulness that the poet has grasped by listening to the world spirit within the depths of nature's working. At this level, art becomes the interpreter of the mysteries of the world just as science is also, in a different sense. [ 7 ] And Goethe always conceived of art in this way. It was for him one of the revelations of the primal law of the world; science was for him the other one. For him art and science sprang from one source. Whereas the researcher delves down into the depths of reality in order then to express their driving powers in the form of thoughts, the artist seeks to imbue his medium with these same driving powers. “I think that one could call science the knowledge of the general, abstracted knowing; art, on the other hand, would be science turned into action; science would be reason, and art its mechanism; therefore one could also call art practical science. And finally then science could be called the theorem and art the problem.” What science states as idea (theorem) is what art has to imprint into matter, becomes art's problem. “In the works of man, as in those of nature, it is the intentions that are primarily worthy of note,” says Goethe. He everywhere seeks not only what is given to the senses in the outer world, but also the tendency through which it has come into being. [ 8 ] To grasp this scientifically and to give it artistic form is his mission. In its own formations, nature gets itself, “in its specific forms, into a cul-de-sac”; one must go back to what ought to have come about if the tendency could have unfolded unhindered, just as the mathematician always keeps his eye, not upon this or that particular triangle, but always upon that lawfulness which underlies every possible triangle. The point is not what nature has created but rather the principle by which nature has created it. Then this principle is to be developed in the way that accords with its own nature, and not in the way this has occurred in each particular entity of nature in accordance with thousands of chance factors. The artist has “to evolve the noble out of the common and the beautiful out of the unformed.” [ 9 ] Goethe and Schiller take art in all its full profundity. The beautiful is “a manifestation of secret laws of nature, that, except for the phenomenon of the beautiful, would have remained forever hidden to us.” A look into the poet's Italian Journey suffices for us to know that this is not an empty phrase, but rather deep inner conviction. When he says the following, one can see that for him nature and art are of the same origin: “The great works of art have at the same time been brought forth by human beings according to true and natural laws. just as the greatest works of nature are. Everything that is arbitrary, thought-up, falls away; there is necessity, there is God.” Relative to the art of the Greeks, he says in this direction: “I have the impression that they proceeded according to the same laws by which nature itself proceeds and whose tracks I am following.” And about Shakespeare: “Shakespeare allies himself with the world spirit; he penetrates the world like it does; nothing is hidden to either; however, if it is the world spirit's business to preserve mysteries before, and often after, the fact, so the poet is of a mind to give the secret away.” [ 10 ] Here we should also recall the statement about the “joyful epoch in life” that the poet owed to Kant's Critique of the Power of Judgment 47 and for which he actually has only the fact to thank that he here “saw creations of art and of nature each treated like the other, and that aesthetic and teleological powers of judgment illuminated each other reciprocally.” “I was happy,” says the poet, “that the art of poetry and comparative natural science are so closely related, through the fact that both of them are subject to the same power of judgment.” In his essay, The Significant Benefit of a Single Intelligent Word 48 Goethe juxtaposes, with exactly the same thought in mind, his objective poetizing and his objective thinking. [ 11 ] Thus, to Goethe, art seems to be just as objective as science. Only the form of each is different. Each appears to flow forth from one being, to be the necessary stages of one evolution. Any view was antithetical to him that relegates art or what is beautiful to an isolated position outside of the total picture of human evolution. Thus he says: “In the aesthetic realm, it is not good to speak of the idea of the beautiful; in doing so, one isolates the beautiful. which after all cannot be thought of as separate.” Or: “Style rests upon the deepest foundations of knowledge, upon the being of things, insofar as we are allowed to know this being in visible and tangible forms.” Art rests therefore upon our activity of knowing. The latter has the task of recreating in thought the order according to which the world is put together; art has the task of developing in detail the idea of this order that the world-all has. The artist incorporates into his work everything about the lawfulness of the world that is attainable to him. His work thus appears as a world in miniature. Herein lies the reason why the Goethean direction in art must supplement itself with science. As art, it is already an activity of knowing. Goethe, in fact, wanted neither science nor art: he wanted the idea. And he expresses or represents the idea in the direction from which the idea happens to present itself to him. Goethe sought to ally himself with the world spirit, and to reveal to us how it holds sway; he did this through the medium of art or of science as required. What lay in Goethe was not any one-sided artistic or scientific striving, but rather the indefatigable urge to behold “all working forces and seeds.” [ 12 ] In this, Goethe is still not a philosophical poet, for his literary works do not take any roundabout path through thought in arriving at a sense-perceptible form; rather they stream directly from the source of all becoming, just as his scientific research is not imbued with poetic imagination, but rather rests directly upon his becoming aware of ideas. Without Goethe's being a philosophical poet, his basic direction seems, for the philosophical observer, to be a philosophical one. [ 13 ] With this, the question as to whether Goethe's scientific work has any philosophical value or not takes on an entirely new form. It is a question of inferring, from what we have of Goethe's work, the underlying principles. What must we postulate in order for Goethe's scientific assertions to appear as the results of these postulates? We must express what Goethe left unexpressed, but which alone makes his views comprehensible.
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2. A Theory of Knowledge: The Inner Nature of Thought
Tr. Olin D. Wannamaker Rudolf Steiner |
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[ 4 ] The fact that this sort of research has been neglected in those investigations concerning the theory of knowledge which are based upon Kant has been ruinous to this science. This omission has given an impulse to this science in a direction which is the very opposite of our own. |
2. A Theory of Knowledge: The Inner Nature of Thought
Tr. Olin D. Wannamaker Rudolf Steiner |
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[ 1 ] Let us draw one step nearer to thought. Hitherto we have been considering the place of thought in relation to the rest of the world of experience. We have reached the conclusion that it holds a unique position in that world, that it plays a central role. We shall for the present turn our attention elsewhere. We shall here restrict ourselves to a consideration of the inner nature of thinking. We shall investigate the very character of the thought-world itself, in order to perceive how one thought depends upon another; how thoughts are related to one another. From this inquiry we shall derive the means requisite for reaching a conclusion as to the question: “What is cognition in general?” Or, in other words, what is the meaning of forming thoughts about reality? What is the meaning of wishing to interpret the world by means of thinking? [ 2 ] Here we must keep our minds free from any preconceived opinion. We should be holding such a preconception if we should assume that a concept (thought) is an image within our consciousness by means of which we reach a solution concerning an object existing outside of consciousness. Here we are not concerned with this and similar preconceptions. We take thoughts just as we find them. The question as to whether they sustain a relationship to anything else whatever and, if so, what sort of relationship is just what we shall investigate. Therefore, we must not posit such a relationship here as our point of departure. This very opinion concerning the relationship between concept and object is very widespread. Indeed, the concept is often defined as the mental counterpart of an object existing outside the mind. The concept is supposed to reproduce the object, mediating to us a true photograph of it. Very often, when thinking is the subject of discussion, what people have in mind is only this preconceived relationship. Practically never does any one consider the idea of traversing the realm of thoughts, within their own sphere, in order to discover what is to be found there. [ 3 ] We will here investigate this realm just as if nothing whatever existed outside its boundaries, as if thought were the whole of reality. For a certain time we shall turn our attention away from all the rest of the world. [ 4 ] The fact that this sort of research has been neglected in those investigations concerning the theory of knowledge which are based upon Kant has been ruinous to this science. This omission has given an impulse to this science in a direction which is the very opposite of our own. This scientific trend can never, by reason of its whole character, comprehend Goethe. It is, in the truest sense of the word, un-Goethean to take as point of departure an assumption which is not found through observation, but actually injected into the thing observed. But this is what actually occurs when one sets at the very culmination of scientific knowledge the preconception that the relation mentioned above does exist between thinking and reality, between the idea and the world. The only way to treat this matter after the manner of Goethe is to enter deeply into the nature of thinking itself and then observe what relation comes about when thinking, thus known according to its own nature, is brought into relationship with experience. [ 5 ] Goethe always takes the path of experience in the strictest sense. He first takes the objects as they are, and, while banishing entirely every subjective opinion, seeks to penetrate into their nature; he then creates the conditions under which the objects can appear in reciprocal action and watches to see the results. He seeks to give Nature the opportunity to bring her laws into operation under especially characteristic circumstances, which he brings about—an opportunity, as it were, to express her own laws. [ 6 ] How does our thinking appear to us when observed in itself? It is a multiplicity of thoughts which are woven and bound organically together in the most complicated fashion. But, when we have once penetrated this multiplicity from all directions, it becomes again a unity, a harmony. All the elements are related one to another; they exist for one another; one modifies another, restricts it, etc. The moment our mind conceives two corresponding thoughts, it observes at once that these really flow together to form a unit. It finds everywhere in its whole realm the interrelated; this concept unites with that, a third illuminates or supports a fourth, and so on. If, for example, we find in our consciousness the concept “organism,” and we then scan our conceptual world, we meet with another concept, “systematic evolution, growth.” It becomes clear that these two concepts belong together; that they represent merely two aspects of one and the same thing. But this is true of our entire thought-system. All individual thoughts are parts of a great whole which we call our conceptual world. [ 7 ] When any single thought emerges in consciousness, I cannot rest until this is brought into harmony with the rest of my thinking. Such an isolated concept, apart from the rest of my mental world, is entirely unendurable. I am simply conscious of the fact that there exists an inwardly sustained harmony among all thoughts; that the thought-world is of the nature of a unit. Therefore, every such isolation is an abnormality, an untruth. [ 8 ] When we have arrived at that state of mind in which our whole thought-world bears the character of a complete inner harmony, we gain thereby the satisfaction for which our mind is striving. We feel that we are in possession of truth. [ 9 ] Since we perceive truth in the thorough-going agreement of all concepts in our possession, the question at once forces itself upon us: “Has thought, apart from all perceptible reality of the phenomenal world of the senses, a content of its own? When we have removed all sense-content, is not the remainder an utter emptiness, a mere phantasm?” [ 10 ] It might well be a widespread opinion that this is true; hence we must consider this opinion a little more closely. As we have already remarked above, it is very frequently assumed that the whole system of concepts is merely a photograph of the external world. It is firmly maintained that knowledge evolves in the form of thought; but it is demanded of “strictly scientific knowledge” that it shall receive its content from without. According to this view, the world must provide the substance which flows into our concepts; without that, these are mere empty forms void of content. If the external world should vanish, then concepts and ideas would no longer have any meaning, for they exist by reason of that world. [ 11 ] This point of view might be called the negation of the concept; for there it no longer possesses any significance in relation to objectivity. It is something added to the latter. The world would thus exist in all completeness even were there no concepts whatever, for these contribute nothing new to the world. They contain nothing which would not be there without them. They are there only because the cognizing subject wills to use them in order to possess in a form suitable to him what is otherwise already there. They are mere mediators to the subject of a content which is of a non-conceptual character. Such is the point of view under discussion. [ 12 ] If it were well founded, one of the following assumptions would necessarily be true. [ 1 ] That the conceptual world stands in such a relationship to the external world that it merely repeats the whole content of this in another form. (Here the term “external world” means the sense-world). If such were the case, one could not perceive any necessity for lifting oneself at all above the sense-world. In this latter everything relating and pertaining to knowledge would already be given. [ 13 ] That the conceptual world takes as its content merely a part of the “appearance for the senses.” We may imagine the thing somewhat like this. We make a series of observations. We meet in these the most diverse objects. We discover in the process that certain characteristics which we observe in a certain object have already been observed by us. A series of objects pass in survey before our eyes: A, B, C, D, etc. Suppose A had the characteristics p q a r; B shows i m b n; C, k h c g; D, p u a v. Here in the case of D we meet again the characteristics a and p previously observed in connection with A. We designate these characteristics as essential. And, in so far as A and D possess essential characteristics in common, we say they are of the same kind. Thus we unite A and D in that we lay hold of their essential characteristics in our thinking. Here we have a thought which does not entirely coincide with the sense-world and to which the charge of superfluity mentioned above cannot be applied, and yet it is far from bringing anything new to the sense-world. Against this, we may say, first of all, that to determine which characteristics of a thing are essential requires, to begin with, a certain norm which will enable us to distinguish between essential and unessential. This norm cannot exist in the object itself for this includes both the essential and the unessential in inseparable unity. This norm must belong to the very content of our thinking. [ 14 ] But this objection does not wholly refute this point of view. One holding this view might meet the objection thus. He might admit that we have no justification for classifying any characteristic as essential or unessential, but might declare that this need not disturb us; that we simply classify things together when we observe similar characteristics in them without any regard to the essential or unessential nature of these characteristics. This view, however, requires a presupposition which by no means squares with the facts. So long as we confine ourselves to sense-experience, there is nothing really in common between two things of the same class. An example will make this clear. The simplest is the best because it can best be surveyed. [ 15 ] Let us observe the two triangles above. What is there really in common between them when we confine ourselves to sense-experience? Nothing whatever. That which they possess in common—that is, the principle on which they are formed and which causes them to be classed under the concept triangle—is attained only when we cross over the boundary of the sense-experience. The concept triangle comprises all triangles. We do not attain to it by merely observing all individual triangles. This concept always remains the same, however frequently I may conceive it, whereas it will scarcely ever happen that I shall see two identical triangles. That by reason of which a single triangle is “this” triangle and no other has nothing to do with the concept. A specific triangle is this specific one, not because it corresponds to the concept, but because of elements which lie entirely outside the concept:—the length of its sides, the measurements of its angles, its position, etc. Yet it is quite incorrect to maintain that the content of the concept is borrowed from the external sense-world, since it is evident that its content is not to be found in any sense-phenomenon. [ 16 ] a third view is possible. The concept may be the mediator through which to apprehend certain entities which are not perceptible to the senses but which possess a self-sustaining character. This character would be the non-conceptual content of the conceptual form of our thought. Whoever assumes such entities existing beyond the boundaries of experience, and attributes to us the possibility of a knowledge of these entities, must necessarily see in the concept the interpreter of this cognition. [ 17 ] The inadequacy of this point of view we shall later make especially clear. For the moment we need only remark that, in any case, it does not run counter to the contentual character of the conceptual world. For, if the object about which we think really lay beyond the boundaries of experience and of thinking, thought would all the more have to contain within itself the content upon which it rests. It could still not think about objects of which no trace could be found within the thought-world. [ 18 ] In any case it is clear that thought is no empty vessel, but that in and of itself it is possessed of content and that its content does not square with that of any other form of phenomenon. |
302a. Adult Education. Artistic Lesson Design I
21 Jun 1922, Stuttgart Tr. Clifford Bax Rudolf Steiner |
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The right kind of interest in other human beings is not possible if the right sort of world-interest is not aroused in the 15 or 16 year old. If they learn only the Kant-Laplace theory of the creation of the solar system and what one learns through astronomy and astrophysics today, if they cram into their skulls only this idea of the cosmos, then in social relationships they will be just such men and women as those of our modern civilization who, out of anti-social impulses, shout about every kind of social reform but within their souls actually bring anti-social powers to expression. |
302a. Adult Education. Artistic Lesson Design I
21 Jun 1922, Stuttgart Tr. Clifford Bax Rudolf Steiner |
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When children come to the age of puberty, it is necessary to awaken within them an extraordinarily great interest in the world outside of themselves. Through the whole way in which they are educated, they must be led to look out into the world around them and into all its laws, its course, causes and effects, into men's intentions and goals—not only into human beings, but into everything, even into a piece of music, for instance. All this must be brought to them in such a way that it can resound on and on within them—so that questions about nature, about the cosmos and the entire world, about the human soul, questions of history—so that riddles arise in their youthful souls. When the astral body1 becomes free at puberty, forces are freed which can now be used for formulating these riddles. But when these riddles of the world and its manifestations do not arise in young souls, then these same forces are changed into something else. When such forces become free, and it has not been possible to awaken the most intensive interest in such world-riddles, then these energies transform themselves into what they become in most young people today. They change in two directions into urges of an instinctive kind: first into delight in power, and second into eroticism. Unfortunately pedagogy does not now consider this delight in power and the eroticism of young people to be the secondary results of changes in things that, until the age of 20 or 21, really ought to go in an altogether different direction, but considers them to be natural elements in the human organism at puberty. If young people are rightly educated, there should be no need whatsoever to speak about love of power and eroticism to them at this age. If such things have to be spoken about during these years, this is in itself something that smacks of illness. Our entire pedagogical art and science is becoming ill because again and again the highest value is attributed to these questions. A high value is put upon them for no other reason than that people are powerless today—have grown more and more powerless in the age of a materialistic world-conception—to inspire true interest in the world, the world in the widest sense ... When we do not have enough interest in the world around us, then we are thrown back into ourselves. Taken all in all, we have to say that if we look at the chief damages created by modern civilization, they arise primarily because people are far too concerned with themselves and do not usually spend the larger part of their leisure time in concern for the world but busy themselves with how they feel and what gives them pain ... And the least favorable time of life to be self-occupied in this way is during the ages between 14, 15 and 21 years old. The capacity for forming judgments is blossoming at this time and should be directed toward world-interrelationships in every field. The world must become so all-engrossing to young people that they simply do not turn their attention away from it long enough to be constantly occupied with themselves. For, as everyone knows, as far as subjective feelings are concerned, pain only becomes greater the more we think about it. It is not the objective damage but the pain of it that increases as we think more about it. In certain respects, the very best remedy for the overcoming of pain is to bring yourself, if you can, not to think about it. Now there develops in young people just between 15, 16 and 20, 21, something not altogether unlike pain. This adaptation to the conditions brought about through the freeing of the astral body from the physical is really a continual experience of gentle pain. And this kind of experience immediately makes us tend towards self-preoccupation, unless we are sufficiently directed away from it and toward the world outside ourselves ... If a teacher makes a mistake while teaching a 10 or 12 year old, then, as far as the mutual relationship between pupil and teacher is concerned, this does not really make such a very great difference. By this I do not mean that you should make as many mistakes as possible with children of this age ... The feeling for the teacher's authority will flag perhaps for a while, but such things will be forgotten comparatively quickly, in any case much sooner than certain injustices are forgotten at this age. On the other hand, when you stand in front of students between 14, 15 and 20, 21, you simply must not expose your latent inadequacies and so make a fool of yourself ... If a student is unable to formulate a question which he experiences inwardly, the teacher must be capable of doing this himself, so that he can bring about such a formulation in class, and he must be able to satisfy the feeling that then arises in the students when the question comes to expression. For if he does not do this, then when all that is mirrored there in the souls of these young people goes over into the world of sleep, into the sleeping condition, a body of detrimental, poisonous substances is produced by the unformulated questions. These poisons are developed only during the night, just when poisons ought really to be broken down and transformed instead of created. Poisons are produced that burden the brains of the young people when they go to class, and gradually everything in them stagnates, becomes “stopped up.” This must and can be avoided. But it can only be avoided if the feeling is not aroused in the students: “Now again the teacher has failed to give us the right answer. He really hasn't answered us at all. We can't get a satisfying answer out of him.” Those are the latent inadequacies, the self-exposures that occur when the children have the feeling: “The teacher just isn't up to giving us the answers we need.” And for this inability, the personal capacities and incapacities of the teacher are not the only determining factors, but rather the pedagogical method. If we spend too much time pouring a mass of information over young people at this age, or if we teach in such a way that they never come to lift their doubts and questions into consciousness, then the teacher—even though he is the more objective party—exposes, even if indirectly, his latent in-adequacies ... You see the teacher must, in full consciousness, be permeated through and through with all this when he deals with the transition from the ninth to the tenth grades, for it is just with the entire transformation of the courses one gives that the pedagogy must concern itself. If we have children of six or seven, then the course is already set through the fact that they are entering school, and we do not need to understand any other relationship to life. But when we lead young people over from the ninth to the tenth grade, then we must put ourselves into quite another life-condition. When this happens, the children must say to themselves: “Great thunder and lightning! What's happened to the teacher! Up to now we've thought of him as a pretty bright light who has plenty to say, but now he's beginning to talk like more than a man. Why, the whole world speaks out of him!” And when they feel the most intensive interest in particular world questions and are put into the fortunate position of being able to impart this to other young people, then the world speaks out of them also. Out of a mood of this kind, verve (Schwung) must arise. Verve is what teachers must bring to young people at this age, verve which above all is directed towards imagination; for although the students are developing the capacity to make judgments, judgment is actually borne out of the powers of imagination. And if you deal with the intellect intellectually, if you are not able to deal with the intellect with a certain imagination, then you have “mis-played,” you have missed the boat with them. Young people demand imaginative powers; you must approach them with verve, and with verve of a kind that convinces them. Scepticism is something that you may not bring to them at this age, that is in the first half of this life-period. The most damaging judgment for the time between 14, 15 and 18 is one that implies in a pessimistically knowledgeable way: “That is something that cannot be known.” This crushes the soul of a child or a young person. It is more possible after 18 to pass over to what is more or less in doubt. But between 14 and 18 it is soul-crushing, soul-debilitating, to introduce them to a certain scepticism. What subject you deal with is much less important than that you do not bring this debilitating pessimism to young people. It is important for oneself as a teacher to exercise a certain amount of self-observation and not give in to any illusions; for it is fatal if, just at this age, young people feel cleverer than the teacher during class, especially in secondary matters. It should be—and it can be achieved, even if not right in the first lesson—that they are so gripped by what they hear that their attention will really be diverted from all the teacher's little mannerisms. Here, too, the teacher's latent inadequacies are the most fatal. Now if you think, my dear friends, that neglect of these matters unloads its consequences into the channels of instinctive love of power and eroticism, then you will see from the beginning how tremendously significant it is to take the education of these young people in hand in a bold and generous way. You can much more easily make mistakes with older students, let us say with those at medical school. For what you do at this earlier age works into their later life in an extraordinarily devastating way. It works destructively, for instance, upon the relationships between people. The right kind of interest in other human beings is not possible if the right sort of world-interest is not aroused in the 15 or 16 year old. If they learn only the Kant-Laplace theory of the creation of the solar system and what one learns through astronomy and astrophysics today, if they cram into their skulls only this idea of the cosmos, then in social relationships they will be just such men and women as those of our modern civilization who, out of anti-social impulses, shout about every kind of social reform but within their souls actually bring anti-social powers to expression. I have often said that the reason people make such an outcry about social matters is because men are antisocial beings. It cannot be said often enough that in the years between 14 and 18 we must build in the most careful way upon the fundamentally basic moral relationship between pupil and teacher. And here morality is to be understood in its broadest sense: that, for instance, a teacher calls up in his soul the very deepest sense of responsibility for his task. This moral attitude must show itself in that we do not give all too much acknowledgement to this deflection toward subjectivity and one's own personality. In such matters, imponderables really pass over from teacher to pupil. Mournful teachers, un-alterably morose teachers, who are immensely fond of their lower selves, produce in children of just this age a faithful mirror picture, or if they do not, kindle a terrible revolution. More important than any approved method is that we do not expose our latent inadequacies and that we approach the children with an attitude that is inwardly moral through and through ... This sickly eroticism which has grown up—also in people's minds—to such a terrible extent appears for the most part only in city dwellers, city dwellers who have become teachers and doctors. And only as urban life triumphs altogether in our civilization will these things come to such a terrible—I do not want to say “blossoming” but to such a frightful—degeneracy. Naturally we must look not at appearances but at reality. It is certainly quite unnecessary to begin to organize educational homes in the country immediately. If teachers and pupils carry these same detrimental feelings out into the country and are really permeated by urban conceptions, you can call a school a country educational home as long as you like, you will still have a blossoming of city life to deal with ... What we have spoken about here today is of the utmost pedagogical importance and, in considering the high school years, should be taken into the most earnest consideration.
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90b. Self-Knowledge and God-Knowledge II: About the Book of Genesis
17 Jan 1905, Cologne Rudolf Steiner |
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Moses could therefore say: There are lights in the firmament of the heaven, which divide the day and the night, and give signs, times, days, and years. [Genesis 1:14] Kant says that space and time come from man himself. Moses said that even then. Everything that can be perceived by the senses only came into being when man became physical, mineral. |
90b. Self-Knowledge and God-Knowledge II: About the Book of Genesis
17 Jan 1905, Cologne Rudolf Steiner |
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Initially, people became acquainted with their religion through the scriptures, which they understood literally. Today, it is considered enlightened to have outgrown religious documents. Regarding the Old Testament, it has always been said that it is impossible to reconcile the biblical concepts with an enlightened consciousness. People started to understand the scriptures figuratively; they still held on to the symbols. This understanding of biblical symbolism then led people to still take the biblical spirit with a certain seriousness. But even theologians today can hardly decide on anything other than to take the first chapters of the Old Testament only as a figurative representation. A rather cozy view can arise from it, but as man progresses, he cannot remain with this view. It is a kind of path of development: first to move away from the orthodox view, then from the figurative view and to move on to another, again in a sense literal view. But for this we must learn to understand the language of the old wisdom teachings and recognize that the old teachers did not invent stories, did not create fantasies, but that they had a different conception of the truth than we have today. They wrote down the eternal truth in their teachings. This cannot be brought directly to every person, while the sensual truth can be brought to everyone. The great teachers of old had themselves undergone an inner development. Their vision was a spiritual one. They knew that what they saw in the spirit could not be seen by everyone around them. The nations were still childlike in their perception. Accordingly, the great truths had to be given to them in a special form suitable for their understanding. Now all great teachers approached people with the awareness that the soul is immortal. It must be developed towards the truth. Moses, for example, knew that when he linked to the ideas of the people, he was planting something lasting in the soul, in the causal body. The materialistic thinker believes that the soul perishes at death. But Moses said to himself: If I communicate the truth to man today in a certain form, it will have an effect in his soul. Later he will be ripe to recognize the truth in its true form. Moses knew that later others would come who would interpret what he taught. He prepared the form. That which he prepared has gone through the incarnations of the souls. He did not consider it right to tell people the final form of the truth right away. He himself had the truth in the background. He expressed this in the seven days of creation. He brought the truth into the form that corresponded to people's childlike understanding at the time. If he had spoken of the “round” days, he would not have been understood. He therefore spoke of days, as in ancient India one speaks of the days and nights of Brahma. On the moon, man had a dream-like consciousness. There he had developed dream consciousness to its highest level. Each of us had come there in a kind of germinal state; there he had perceived in a dream-like way, absorbed it and developed it into a germ. These germs slept over from the moon to the earth. A spiritual germ was the human being who came to earth. He had slept through a [pralaya] into the earthly state. Now his destiny is to come to clear consciousness. He has to go through a long series of states. In the first three rounds, what he had gone through on earlier planets was repeated. Moses speaks of the rounds. During the first round, man is in the first elementary realm. The dream state gently transitions into a state that man has now reached. The moon man did not distinguish between himself and the other objects. For him there was a dream-like pictorial reality in the way the external world is there for us in a dream. He did not perceive through the senses. The contrast between himself and his world was to be developed by man in the first round on earth. Moses calls it the difference between heaven and earth. He was to recognize himself as an earthling next to heaven. That is what happens in the first cycle of development.
Man did not distinguish between himself and the individual objects. It was all still chaos. Then, after the first round, man went through an intermediate state again and then came to the second round. There the objects already got more definite boundaries. He can already distinguish what is around him. It is no longer desolate and confused. He can distinguish between what is spiritual and what is an external object. Before that it was dark on the face of the deep; the Spirit of God hovered over the waters. All that was human was water. The human germs together formed the waters. The Spirit of God brooded over the human germs, which He called forth into forms. There was light. As soon as we see the outside world, when the entities confront us, only then can they reveal themselves to us. There was light.
Man perceived the objects. And the evening and the morning were the first day. Now followed the Rupic round, the formative round, in which one could perceive existence. There shall be a difference between the waters; each should have its own Kama. Every single human being was set apart by God setting a boundary and dividing the waters above and below the firmament. He implanted in the individual human germ the ability to distinguish between the spiritual and the physical. The two souls were laid in the human being; the soul that looks up and the soul that looks into the earthly, that lives in the earthly. In the third round, man enters the third elementary realm. The individual astral bodies of human beings became more and more distinct. Now man becomes independent. He steps out of the mother soil of the earth. He reaches the plant existence. These are not our present plants. Man was in the plant existence himself. All the separated astral bodies gained the ability to bring forth astral beings like the plant. During the third round, man was called to the animal existence, but in a plant-like nature, because the animal had not yet developed the body of passion. He had no warm blood yet. This was formed in the third round of the third elementary realm. The insemination indicates that fertilization has not yet taken place.
In the beginning, the astral body was not visible. Now it is becoming distinct. The dry land is only the special, more solid form that forms a boundary around itself. The gathering of the waters signifies the general astral world in its entirety.
This was man. The ancient Germans also believed that man emerged from ash and elm, and the ancient Persians also believed that man emerged from a tree.
means that each species carried its own seeds within itself and that there was no sexual reproduction. The fourth round is the one in which the physical human being prepares himself as he is now. Man entered the mineral kingdom, he took on a body that was subject to chemical and physical laws. In the next round, he will no longer have that, but will then control his astral body just as he now controls his physical body. He will then have astral organs, he will be able to develop his organs himself when he needs them, when the astral body will control everything physical. But now, in the fourth round, man can only act with regard to the laws of the mineral world. In the physical, mineral body we are enclosed as in a house. It was only through our becoming physical ourselves that the whole world became physical. Previously, he gained knowledge of the world around him through a kind of clairvoyance. With the fourth round, the whole world of sensual objects has emerged around him. Moses could therefore say:
Kant says that space and time come from man himself. Moses said that even then. Everything that can be perceived by the senses only came into being when man became physical, mineral. Through the physical round, we make the mineral body more and more perfect and also develop our astral body. In the next round, it will be developed in the same way as the physical body is today. Man will then float as if in an airy realm. Then man will have become a free being, then he will truly have become an animal being. Only then will animality be expressed in man. The astral body of man is meant here in the image of animals because the astral man moves freely in the astral world, like whales in the water, birds in the air and so on. - That is the fifth round or the fifth day. In the sixth round, the human Kama-Manas body is formed, the lower mind body, which we now wear hidden in the physical shell. In the sixth round, man will stand as a human being in the true sense of the word, no longer enclosed in a shell. At the same time, the higher animals are formed with man. The Kama-Manas body then reaches the higher level of animal life.
Only then will man become what he is meant to become.
Through sexuality, the human being develops into a being that will be male and female. The original text reads: He created man male-female. Only now does man truly gain dominion over the animals. He only acquires power, magic, when the actual human being is liberated on the sixth day. - On the seventh day, man had become God-like. In the seventh round, man is in the aupa state again; he has become creative himself, has become God himself, hence it says:
The fourth round is the most important for human life. Man used to be less dense. Moses says:
He was surrounded by dust. He adopted the mineral laws. He was formed from the dust of the earth, and the living soul was formed in him. When the human being in the Lemurian race acquired solid forms — a skeleton — sexuality also arose. The solidification went hand in hand with the division into the sexes. In the second chapter, Moses describes the human being who later emerged in the Lemurian race, in the two-sexedness. This was taught in all mysteries. It was only in the fourth round that the plant and animal forms emerged as they are today. During the development of man, the plants and animals split off from him. The lower animals had arisen before. Warm-blooded animals only arose with humans. The animals developed as a result of retarded humans splitting off. The animals are the decadent human nature. They no longer fit into today's conditions. They are creatures that have remained at earlier stages. The original animal forms split off first, only then did the two sexes of humans arise. In the beginning, man used his entire productive power externally. In the beginning, man reproduced from within himself. When he had lost the ability to penetrate dense matter, he used half of his productive power as a thinking organ. On the one hand, man became a sexual being, while on the other, he developed half of his productive power internally into a thinking organ. He now acquired the ability to process the spirit with his brain. The spirit now fertilized him. At the same time as the division into two sexes, the thinking human being emerged. He recognized good and evil. During this period, the spinal cord and the brain also developed. This is the snake that originated in man himself. He went through the amphibian stage. This being was his own seducer. It began to develop with the beginning of its passage through sexuality. Spinal cord and brain first developed in amphibians, and in man in the amphibious state. |
147. Secrets of the Threshold: Lecture II
26 Aug 1913, Munich Tr. Ruth Pusch Rudolf Steiner |
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Life itself reveals the difference between reality and fancy when one lives in the real world with the capacities belonging to it. Even Kant's statement by which he formulated his so-called proof of God, that is, that a hundred imagined dollars are just as valuable as a hundred real ones—that, too, will be contradicted by life. Certainly a hundred imagined dollars contain just as many pennies as a hundred real ones, but for all that there is a difference that comes strongly to the fore in real life. I would recommend anyone who considers Kant's statement to be correct to try to pay a hundred dollar debt with imagined currency; he will notice the difference at once. |
147. Secrets of the Threshold: Lecture II
26 Aug 1913, Munich Tr. Ruth Pusch Rudolf Steiner |
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You will have seen that the soul experiences of those who appear in The Souls' Awakening take place on the boundary between the physical sense world and the super-sensible spiritual worlds. It is of great significance to the science of the spirit to seize this border region with the inner eye, for it is only natural that at first everything of the super-sensible world that the human soul can experience is an unknown territory from the viewpoint of our faculties and soul experiences in the physical sense world. When a person has become familiar with the spiritual world by means of the various methods we have apprehended, that is, when the soul has learned to observe, explore and perceive outside the physical body, then such existence and perception in the spiritual world makes it necessary for the soul to develop quite special capacities, special strengths. When during its earth existence the soul is striving towards clairvoyant consciousness, whether already clairvoyant or wishing to become so, it should of course be able to stay outside the body in the spiritual world and then as an earth being come back again into the physical body, living as a human earth person, a normal sense-being within the sense world. We may therefore say that the soul in becoming clairvoyant must be able to move in the spiritual world according to its laws, and it must ever and again be able to step back over the threshold into the physical sense world, behaving here—to put it in plain terms—correctly and sensibly. Since the faculties of the soul for the spiritual world must be and are different from those the soul employs for the physical senses and the rest of the physical body, the soul has definitely to acquire mobility, if it wants to become clairvoyant. Then it can perceive and take in the spiritual world with the necessary faculties for it, returning across the border and now experiencing the sense world with what is necessary here. The gaining of this adaptability, the capacity of transformation, is never easy. If we are to estimate correctly, however, the differences between the spiritual and physical sense world, we must keep clearly within our mind's eye precisely this border region between the two worlds and the threshold itself over which the soul must pass when it wants to leave one world and enter the other. We shall see in the course of these lectures how injurious it can be for the soul in many different ways to carry the habits of one world into the other, when—in one or the other direction—the threshold has to be crossed. Our conduct when passing over this threshold is made especially difficult by the presence of beings within the world order that play a certain role in the happenings shown in The Souls' Awakening and the other dramas: the luciferic and the ahrimanic beings. Indeed, in order to gain the right relationship to the transition between one and the other world that we've been speaking about, it is necessary to know how to conduct ourselves in the right way towards both kinds of beings, the luciferic and the ahrimanic. Now it would certainly be convenient—and this solution is chosen at least theoretically by very many souls—to say: “Yes, indeed, Ahriman seems to be a dangerous fellow. If he has such an influence on the world and on human affairs, the simplest thing to do is to banish from the human soul all the impulses that come from him.” This might seem to be the most convenient solution, but to the spiritual world it would be about as sensible as if someone, in order to restore the balance to a pair of scales, were to take off whatever was weighing down the lower one. These beings we call Ahriman and Lucifer are right here in the world, they have their task in the universal order, and one cannot sweep them away. Besides, it is not a question of annihilating them, but—as in the case of the weights on both sides of the scales—the ahrimanic and luciferic forces must balance each other in their influence on human beings and on other beings. We do not bring about the true activity of any of the various forces by removing it but by placing ourselves in the right relationship to it. We have the wrong attitude to these luciferic and ahrimanic beings if we simply say that they are bad and harmful. Although these powers rebel in a certain sense against the general order of the universe—which had already been designed before they entered it—this does not stem from the fact that they invariably have to exercise a harmful activity, but rather that—like the others whom we have met as lawful members of the higher worlds—they have a definite sphere of activity in the sum total of the universe. Their opposition to and rebellion against the cosmic order consists in their going beyond their own sphere; they exert beyond this sphere the forces they should employ only within their lawful domain. From this standpoint let us consider Ahriman or the ahrimanic beings. We can best characterize Ahriman by saying: he is the Lord of Death, far and wide the ruler of all the powers that have to bring about in the physical sense world what this world has to have, the annihilation and death of its entities. Death in the sense world is a necessary part of its organization, for otherwise the beings in it would accumulate to excess, if destruction of life were not at hand. The task of regulating this in a lawful way fell to Ahriman from the spiritual world; he is the ruler of the ordering of death. His sovereign domain is the mineral world, a world that is utterly dead. One can say that death is poured out over the whole of the mineral world. Furthermore, because our earth world is constituted as it is, the mineral world and its laws pervade all the other kingdoms of nature. Plants, animals, human beings—all are permeated, as far as they belong to the earth, by the mineral; they absorb the mineral substances and, with them, all the forces and laws of the mineral kingdom; they are subject to these laws insofar as they are part of the being of the earth. Therefore whatever belongs justifiably to death extends also into the higher regions of the lawful rule of Ahriman. In what surrounds us as external nature, Ahriman is the rightful Lord of Death and should not be regarded as an evil power but as one whose influence in the general world order is fully legitimate. We will enter into a right relationship with the sense world only when we bring a creditable interest to bear upon it, when our interest in the sense world is so reasonable that we can see everything in it without greedily demanding eternal life for any of its physical forms; on the contrary, that we can do without them when they meet their natural death. To be able to rejoice rightly in the things of the sense world but not to be so dependent on them as to contradict the laws of death and decay—this is the right relationship of the human being to the sense world. To bring about this right relationship to growth and decay, the human being has the impulses of Ahriman within himself; for this reason they pulsate in him. Ahriman, however, can overstep his bounds. In the first place, he can so far overdo that he sets to work on human thinking. A man who does not see into the spiritual world and has no understanding of it will not believe that Ahriman can put his fingers upon human thinking in a very real way—nevertheless, he does! Insofar as human thinking lives in the sense world, it is bound to the brain, which according to universal law is subject to decay. Ahriman has to regulate the passage of the human brain towards decay, but when he oversteps his territory, he develops the tendency to loosen this human thinking from its mortal instrument, the brain, in order to make it independent. He tries to detach the physical thinking directed to the sense world from the physical brain, into whose current of decay this thinking should merge when the human being passes through the gate of death. Ahriman has the tendency, when he admits man as a physical being into the stream of death, to snatch his thinking out of the current of decay. Throughout a man's whole life Ahriman is always fastening his claws into this thinking activity and working on the human being so that his thinking will tear itself away from destruction. Because Ahriman is active in this way in human thinking and because men bound to the sense world naturally perceive only the effects of the spiritual beings, those who are thus in the clutches of Ahriman feel the impulse to wrench their thinking out of its place in the great cosmic order. The result is the materialistic frame of mind; this is the reason men want to apply their thinking only to the sense world, and the people who refuse to believe in a spiritual world are the ones particularly obsessed by Ahriman: it is he who enters their thinking and prevails upon its remaining in the sense world. First of all, if a person has not become a practical occultist, the result for his inner attitude will be that he becomes a rank, coarse-grained materialist who wants to know nothing about spiritual matters. It is Ahriman who has enticed him into this, only he doesn't notice it. For Ahriman, however, the process is the following: when he succeeds in severing the physical thinking from its brain-bound foundation, he throws shadows and phantoms out into the world which swarm then through the physical world; with these, Ahriman is continually trying to establish a special ahrimanic kingdom. Unremittingly he lies in wait when man's thinking is about to pass into the stream wherein man himself will journey through the gate of death; there Ahriman lurks, on the watch to snatch away and hold back as much of this thinking as possible, and to form out of it, to tear from its mother-soil, shadows and phantoms that will people the physical world. Occultly observed, these phantoms drift around in the physical world disturbing the universal order; they are creations that Ahriman brings about in the way just described. We will have the right feeling for Ahriman when we appreciate his lawful impulses, for when he lets them enter our souls, we have a correct relationship to the sense world. However, we must be watchful that he does not tempt us in the way I have indicated. Certainly the policy some people choose is more convenient when they say: “Very well, we shall push every ahrimanic impulse out of our souls.” But nothing will be accomplished with this dislodgment except that the other side of the scales will be brought right down—and whoever through mistaken theories succeeds in driving ahrimanic impulses out of his soul falls prey to those of Lucifer. This shows itself particularly when people, shying away from the right relationship to the ahrimanic powers, despise the sense world and root out their joy in it. Then they reject their former good relationship and in order not to become attached to it, they crush all their interest in the physical world. With this comes a false asceticism, which in its turn offers the most powerful handle to the entrance of the unlawful luciferic impulses. The history of asceticism could very well be written by presenting it as a continuous allurement of Lucifer. In false asceticism a person exposes himself to this kind of seduction because instead of rightly balancing the scales, using thus the polarity of forces, he does away with one side altogether. However, when the human being makes a correct estimate of the physical sense world, Ahriman is fully justified. The mineral world is his very own kingdom, the kingdom over which death is poured out continuously. In the higher kingdoms of nature Ahriman is the regulator of death insofar as he affects the course of events and the creatures lawfully. What we can trace as super-sensible in the external world, we call for certain reasons spiritual; what is more active inwardly within the human being, we assign to the soul. Ahriman is a more spiritual being; Lucifer is more soul nature. Ahriman can be called the lord of all that takes place in external nature; Lucifer penetrates with his impulses into the inner nature of man. Now there is also a lawful task belonging to Lucifer, one quite in accordance with the universal cosmic order. In a certain way Lucifer's task is to tear man and everything in the world pertaining to the soul away from living and being absorbed in the physical-sensory alone. If there were no luciferic power in the world, we would dream along in the perceptions streaming into us from the external world and in what comes to us from that world through the intellect. That would be a kind of dreaming away of human soul existence within the sense world. There are indeed impulses which will not tear our souls away from the sense world as long as they are bound temporarily to it but which raise our souls to a different sort of living, feeling and rejoicing from the kind the sense world can offer. We need merely to think of what humanity has been seeking as artistic development. Wherever the human being creates something through his imagination and his soul life of feeling, no longer clinging dully to the sense world but rising above it, Lucifer is the power that tears him out of that world. A large part of what is uplifting and liberating in the artistic development of mankind is inspired by Lucifer. We can designate something else as the inspiration of Lucifer: the human being has the chance through luciferic powers to free his thinking from a mere photograph-like copying of the sense world; he can raise himself above this in freedom, which he does, for instance, in his philosophy. From this point of view, all philosophizing is the inspiration of Lucifer. One could even write a history of the philosophical development of mankind, insofar as this is not pure positivism—that is, does not keep to the external materialistic—and could say: the history of the development of philosophy is a continual testimony to the inspiration of Lucifer. All creative work, in fact, that rises above the sense world we owe to Lucifer's rightful activities and powers. However, Lucifer too can overstep his domain, and the rebellion of the luciferic beings against the cosmic order is due to their overstepping their place. Lucifer has the tendency continually to do this by contaminating the feeling life of the soul. Ahriman has more to do with our thinking, Lucifer with the feelings, with the life of the emotions, passions, impulses and desires. Lucifer is lord over everything of soul feeling in the physical sense world. He has the tendency to detach and separate this feeling life of the soul from the physical world, to spiritualize it, and to set up, one can say, on a specially isolated island of spiritual existence a luciferic kingdom composed of all the soul feeling he can seize and carry off from the sense world. Whereas Ahriman wants to hold back thinking to the physical sense world and make shadows and phantoms of it, visible to elementary clairvoyance as floating, wafting shadows, Lucifer does the opposite: he takes what is soul feeling in the physical sense world, tears it out and puts it in a special luciferic kingdom set up as an isolated kingdom similar to his own nature, in opposition to the general cosmic order. We can form an idea about how Lucifer can get at human beings in this way by considering with all our heart and soul a phenomenon in human life that we will speak about later in more detail: the phenomenon of love in the widest sense of the word, the foundation of a true moral life in the world order of humanity. Concerning love in its widest sense, the following has to be said: when love appears in the physical sense world and has its effect on human life, it is absolutely protected from every unlawful luciferic attack if the love is for another person and for that other person's own sake. When we are met by some other human being or by one belonging to another kingdom of nature in the physical world, that being meets us with certain qualities. If we are freely receptive to these qualities, if we are capable of being moved by them, they then command our love and we cannot help loving that other being. We are moved by the other being to love it. Where the cause of love lies not in the one who loves but in the object of love, this form and kind of love in the sense world is absolute proof against every luciferic influence. But now if you observe human life, you will soon see that another kind of love is playing its part, in which a person loves because he himself has certain qualities that feel satisfied, or charmed, or delighted, when he can love this or that other being. Here he loves for his own sake; he loves because his disposition is thus or so, and this particular disposition finds its satisfaction in loving someone else. This love, which one can call egoistic love, must also exist. It really has to be present in mankind. Everything we can love in the spiritual world, all the spiritual facts, everything that love can cause to live in us as a longing for and an impulse upwards into the spiritual world, to comprehend the beings of the spiritual world, to perceive the spiritual world: all this springs naturally from a sentient love for that world. This love for the spiritual, however, must—not may but must—come about necessarily for our own sake. We are beings whose roots are in the spiritual world. It is our duty to make ourselves as perfect as we can. For our own sake we must love the spiritual world in order to draw as many forces as possible out of it into our own being. In spiritual love a personal, individual element—we can call it egoistic—is fully justified, for it detaches man from the sense world; it leads him upwards into the spiritual world; it leads him on to fulfill the necessary duty of continually bringing himself further and further towards perfection. Now Lucifer has the tendency to interchange the two worlds with each other. In human love whenever a person loves in the physical sense world for himself with a trace of egoism, it occurs because Lucifer wants to make physical love similar to spiritual love. He can then root it out of the physical sense world and lead it into his own special kingdom. This means that all love that can be called egoistic and is not there for the sake of the beloved but for the sake of the one who loves, is exposed to Lucifer's impulses. If we consider what has been said, we will see that in this modern materialistic culture there is every reason to point out these luciferic allurements in regard to love, for a great part of our present-day outlook and literature, especially that of medicine, is permeated by the luciferic conception of love. We would have to touch on a rather offensive subject if we were to treat this in greater detail. The luciferic element in love is actually cherished by a large section of our medical science; men are told again and again—for it is the male world especially pandered to in this—that they must cultivate a certain sphere of love as necessary for their health, that is, necessary for their own sake. A great deal of advice is given in this direction and certain experiences in love recommended that do not spring from a love for the other being but because they are presumed indispensable in the life of the male. Such arguments—even when they are clothed in the robes of science—are nothing but inspirations of the luciferic element in the world; a large portion of science is penetrated simply by luciferic points of view. Lucifer finds the best recruits for his kingdom among those who allow such advice to be given to them and who believe that it is imperative for the well-being of their person. It is absolutely necessary for us to know such things. Those words I quoted yesterday must be emphasized again and again: People never notice the devil, either in luciferic or ahrimanic form, even when he has them by the collar! People do not see that the materialistic scientist who gives the advice just mentioned is under the yoke of Lucifer. They deny Lucifer because they deny all the spiritual worlds. We see therefore that what is great and sublime on the one hand, what carries and uplifts the evolution of humanity depends on Lucifer. Mankind must understand how to keep the impulses that come from him in their rightful place. Wherever Lucifer makes his appearance as the guardian of beauty and glory, as the patron of artistic impulses, there arises in humanity from his activity great and sublime power. But there is also a shadow-side to Lucifer's activity. He tries everywhere to tear the emotional side of the soul away from the sense organism and make it independent, permeated with egoism and egotism. Thus there enters into the emotional soul nature the element of self-will and other such tendencies. A person can then form for himself in freewheeling activity—with a generous hand, one can say—all sorts of ideas about the universe. How many people indulge in philosophizing, shake it out of their sleeves, without troubling themselves in the least as to whether their speculations are in accord with the general course of universal order! These eccentric philosophers are actually found in great numbers all over the world. In love with their own ideas, they fail to counterbalance the luciferic element with the ahrimanic one that always asks whether everything man acquires by his thinking in the physical sense world actually squares with the laws of the physical world. So we see these people running around with their opinions, which are just a lot of fanatic enthusiasms incompatible with the cosmic order. It is from the shadow side of the luciferic impulse that all these fanatic enthusiasms, the egoistic and confused opinions, the eccentric ideas and false, extravagant idealism arise. Most significantly, however, it is on the borderland or threshold between the sensible and the super-sensible that these luciferic and ahrimanic elements confront us, when we look with the eyes of clairvoyant consciousness. When the human soul takes on the task of making itself capable of looking into the spiritual world and gaining insight there, it takes on itself, more than anything else, a task that otherwise is carried out by the subconscious guidance of soul life. Nature and its laws take care that in everyday life man does not often transfer the customs and regulations of one kingdom into another; the natural order would be entirely out of control if the separate worlds were to get mixed up together. We emphasized a moment ago that love for the spiritual world must evolve in such a way that the human being develops in himself first and foremost an all-pervasive inner strength, as well as a craving for self-improvement. He has to fix his eye on himself when he nurtures his love for the spiritual world. If, however, he transfers to the senses the kind of ardour that can guide him in the spiritual world to what is most sublime, it will lead him into what is most detestable. There are people who have in their outward physical experience and in their everyday activities no special interest in the spiritual world. It is said such people today are not uncommon. But nature does not permit us to use the ostrich strategy in her affairs. The ostrich strategy, as you know, consists in the bird sticking his head in the sand and believing that the things he doesn't see are not there. Materialistic minds believe that the spiritual world is not there; they do not see it. They are true ostriches. Nevertheless, in the depths of their souls, the craving for the spiritual world does not cease to exist merely because they deaden themselves and deny its reality. It is actually there. In every human soul, however materialistic, the desire and love for the spiritual world is alive, but people who deaden their soul nature are unconscious of the craving. There is a law that something repressed and deadened at one point will break out at another. The consequence of the repression of the egoistic impulse towards the spiritual world is that it thrusts itself into the sensual desires. The kind of love due the spiritual world hurls itself away from there into the sensual impulses, passions and desires, and these impulses become perverse. The perversity of the sensual impulses and their repellent abnormalities are the mirror image of what could be noble virtues in the spiritual world, were human beings to use for the spiritual world all the forces poured out into the physical world. We must consider this seriously: what finds expression in the sense world as loathsome impulses could—if they were used in the spiritual world—accomplish there something of the most sublime character. This is immensely significant. You see how in this regard the sublime is changed into the horrible when the boundary between the physical sense world and the super-sensible world is not observed or valued in the right way. Clairvoyant consciousness should develop so that the clairvoyant soul can live in the super-sensible worlds according to the laws of those worlds; then it must be able to return to its life in the body without letting itself be led astray in the everyday physical sense world by the laws of the super-sensible worlds. Suppose a soul could not do this—then the following would take place. We shall see that the soul in passing the boundary region between one world and the other learns most of all how to conduct itself in the right way through meeting the Guardian of the Threshold. But suppose a soul, having made itself clairvoyant (this can very well happen) had through various circumstances become clairvoyant without rightfully meeting with the Guardian of the Threshold. Such a soul could see into the super-sensible worlds clairvoyantly and have perceptions there, but it would return then to the physical sense world after entering wrongfully the spiritual world and merely nibbling at dainties there. Such eaters of sweet things in the spiritual world are numerous and it can truly be said that nibbling there is far more serious than it is in the sense world. After nibbling at the spiritual world, it happens very often that a person takes back into the sense world what he has experienced, but the experience shrinks and condenses. A clairvoyant of this kind, one who does not conduct himself according to the laws of the universal order, returns to the physical sense world bringing with him the condensed pictures and impressions of the super-sensible worlds. He will no longer merely look out and ponder the physical world but while he lives within his physical body he will have before him the after-effects of the spiritual world in pictures quite similar to those of sense except that they have no relation to reality, are only illusions, hallucinations, dream pictures. A person who is able to look in the right way into the spiritual world will never again confuse reality and the fantastic. In this the philosophy of Schopenhauer, in so far as it is erroneous, refutes itself. In the case of its greatest mistake—that our whole environment is nothing but our mental picture—it refutes itself even in the sense world. If you press Schopenhauer's statement, it will show itself up as a fallacy, for you will be guided by life itself to distinguish between iron heated to 900 degrees that is actually perceptible and the imagined iron of 900 degrees that will cause no pain. Life itself reveals the difference between reality and fancy when one lives in the real world with the capacities belonging to it. Even Kant's statement by which he formulated his so-called proof of God, that is, that a hundred imagined dollars are just as valuable as a hundred real ones—that, too, will be contradicted by life. Certainly a hundred imagined dollars contain just as many pennies as a hundred real ones, but for all that there is a difference that comes strongly to the fore in real life. I would recommend anyone who considers Kant's statement to be correct to try to pay a hundred dollar debt with imagined currency; he will notice the difference at once. If this is the case in the physical sense world when one really stands firmly in it and observes its laws, it is the same for the super-sensible worlds. If one only nibbles at the latter, one will have no protection against mistaking illusion for truth; when the pictures shrink and condense, one takes what should be merely picture for reality. The sweets, too, that such a person carries within himself out of the spiritual world are a special booty for Ahriman to pounce on. From what he can pull out of ordinary human thinking he gets only airy shadows, but—to put it plainly—he gets well padded shadows and plump phantoms when he presses out of human body-individualities (as well as he can) the false illusory pictures created by nibbling on the sly in the spiritual world. In this ahrimanic fashion the physical sense world is populated by spiritual shades and phantoms that offer serious resistance to the general cosmic order. From all this, we see how the ahrimanic influence can encroach most strongly when it oversteps its boundaries and works against the general cosmic order; it turns to evil, especially in the perversion of its lawful activity. There is no essential evil. Everything evil arises from this, something that is good in one direction is put to use in the world in another direction and thereby turned into evil. In a somewhat similar way the luciferic influence, the inducement to so much that is noble and sublime, may become dangerous, exceedingly dangerous, particularly to the soul that has become clairvoyant. This happens in just the opposite situation. We looked before at what happens when a soul nibbles at the spiritual world, that is, perceives something there, but then on returning to the physical sense world does not tell itself: “Here you may not use the same kind of thought pictures that are right for the spiritual world.” In this case the soul is exposed in the physical world to the influence of Ahriman. But the opposite can take place. The human soul can carry into the spiritual world what should belong only to the physical sense world, namely the kinds of perception, feeling, and passion that the soul must necessarily develop to a certain degree for the physical world. None of the emotions cultivated here, however, should be carried into the spiritual world if the soul is not to fall victim to the temptations and allurements of Lucifer to an unusual degree. This is what was attempted to some extent in Scene Nine of The Souls' Awakening in presenting Maria's inmost soul attitude. It would be quite wrong for anyone to require in this scene something as dramatically tumultuous and exciting as what one likes to have in superficial physical drama. If Maria's inner nature were such that at the moment of receiving the memories of the devachanic world and of the Egyptian period, her soul had experienced disturbing passions, disturbing desires, it would have been hurtled back and forth by these waves of emotion. A soul that cannot receive the impulses of the spiritual world with inner calm, in absolute tranquillity, rising above all outward physical drama, will suffer in the spiritual world a fate that I can only render in the following picture: Imagine to yourselves a being made of rubber flying in all directions in a space enclosed on all sides, flying against a wall and thrown back from it, flying against another wall, thrown back again, flying back and forth like this in turbulent movement on the waves of the emotional life. This actually happens to a soul that carries into the spiritual world the kind of perception, feeling and passion belonging to the sense world. Something further happens. It is not pleasant to be thrown back and forth like a rubber ball as if one were in a cosmic prison. Therefore in such a case the soul that is clairvoyant follows chiefly the special policy of the ostrich; as a matter of fact, the soul stupefies itself in regard to this being thrown back and forth; it dulls its consciousness so that it is no longer aware of it. It therefore believes that it is not being thrown back and forth. Lucifer can then come all the closer, because the consciousness is dulled. He lures the soul out and leads it to his isolated kingdom. There the soul can receive its spiritual impressions but, received in this island kingdom, they are completely luciferic. Because self-knowledge is hard to come by and the soul has the greatest difficulty in becoming clear about certain of its qualities, because, too, people are bent on getting as quickly as possible into the spiritual world, it is not at all to be wondered at that they say to themselves: I am already mature enough; I will of course be able to control my passions. As a matter of fact, it is more easily said than done. There are certain qualities that particularly challenge our control. Vanity, ambition, and similar things sit so deeply entrenched in human souls that it is not easy to admit to oneself: You are vain and ambitious! You want power! When we look into ourselves, we are usually deceived about just those emotions that are the very worst ones. To carry them into the spiritual world means that a person will most easily become the prey of Lucifer. And when he notices how he is thrown hither and thither, he does not willingly say: This comes from ambition or from vanity—but he looks for the way to deaden the soul. Then Lucifer carries him off into his kingdom. There, of course, a person may receive insights but these do not correspond to the cosmic order, which had already been designed before Lucifer began his meddling.8 They are spiritual insights of a thoroughly luciferic nature. He may receive the most extraordinary impressions and judge them to be absolute truths. He may tell people about all sorts of incarnations of this person or that, but these will simply be purely luciferic inspirations. In order that the right relationship should come about at her “Awakening,” Maria had to be presented, at the moment when the spiritual world was to rush in on her with such vehemence, as a person who could well appear absurd to someone like one of our fine young theater critics. A dainty little modern critic might well say: “After finishing the Egyptian scene, there sat Maria as if she had just had breakfast, experiencing these things without a bit of lively drama.” And yet anything else would be untrue at this stage of her development. Only Maria's quiet calmness can represent the truth of her development, as the rays of spiritual light fall upon the scene. We see from this how much depends on the soul mood, mastering within itself all the emotions and passions that are significant only for the physical sense world, if the soul is to cross the threshold of the spiritual world in the right way; otherwise it will experience there the necessary consequence of what remains of sensual feeling. Ahriman is the more spiritual being; what he carries out in the way of unlawful activity, of the unlawful activity he can create, flows more or less into the general world of the senses. Lucifer is more a being of soul; he tries to draw emotional soul elements out of the sense world and embody them in his special luciferic kingdom, where for every human being—according to the egoism rooted in his nature—Lucifer wants to ensure the greatest possibility of segregated independence. We see from this that when we want to form a judgment of such beings as Ahriman and Lucifer, it cannot be a question of simply calling them good or bad. Instead we have to understand what is the lawful activity, what is the right domain of these beings and where their unlawful activity, the overstepping of their limits, begins. For through the fact that they go beyond their limits, they entice human beings to an unlawful overstepping of the boundary into the other world, taking with them the faculties and laws of this world. The scenes of The Souls' Awakening deal particularly with what is experienced in passing back and forth across the boundary between the physical sense world and the super-sensible world. In this lecture today I wanted to make a beginning by describing some of the things that must be carefully watched in the borderland between the two worlds. Tomorrow we will go further into this.
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199. Spiritual Science as a Foundation for Social Forms: Lecture IV
14 Aug 1920, Dornach Tr. Maria St. Goar Rudolf Steiner |
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One of these I have often mentioned as a typical example, namely, Herman Grimm,24 who has said: People talk of a nebulous state, of the nebulous essence of Kant-Laplace, at the beginning of the earth's or the world's existence. From it, it is supposed that everything on the earth, including the human being, has been compressed through purely natural processes. |
Now, Herman Grimm is of the opinion that a hungry dog nosing around the bone of a carcass presents a more attractive picture than this theory of Kant-Laplace concerning world existence, and that from a cultural and historical point of view people of the future will find it difficult to grasp how it had been possible for the nineteenth and twentieth century to have fallen victim to such pathological thinking. |
199. Spiritual Science as a Foundation for Social Forms: Lecture IV
14 Aug 1920, Dornach Tr. Maria St. Goar Rudolf Steiner |
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By linking much of what has been said lately with various outside information, you will have gathered one thing, namely, that our anthroposophical movement has entered a state that expects of each individual seeking to participate in it that he associate this participation with a profound sense of responsibility. I have repeatedly alluded to this but it is not always envisaged thoroughly enough. Just because we are placed within our movement, we must not lose sight of the terribly grave time presently faced by European civilization and its American cousins. Even if we ourselves would say nothing about the connection between the impulses generated by anthroposophically oriented spiritual science and contemporary historical events—although it is certainly necessary to speak up—such events would make an impact on our activities and inevitably would play a part in them without our having a hand in the matter. Therefore, the point is not to shut our eyes to the importance of what is indicated by such words. From the interpretations put forward by Dr. Boos20 yesterday, a number of friends who had not realized it before may have understood the necessary and practical connection existing between the idea of the threefold social order and the aims of anthroposophy. The course of world events presently resembles that of an unusually complicated organism, and from all the various phenomena that must be carefully observed, the direction being taken by this organism becomes obvious. Much is happening today that initially makes an insignificant appearance. These seemingly unimportant events, however, frequently point to something immensely incisive and drastic. Again, things go on that clearly show the extraordinary difficulty we have in freeing ourselves from old familiar ideas in order to rise to a perception of what is in keeping with the times. You can see from a number of newspaper reports of the last few days21 the effect made on the world by what issues forth from Dornach, how certain aspects of it are received by a number of persons. We should give these matters serious consideration, recognizing that every word we utter today must be well thought out. We should not say important things without assuming the obligation to inform ourselves about the course of world affairs in what is currently a most complicated organism. At the earliest opportunity I shall have to go into additional matters that have a bearing here; today I only wish to introduce the subject by saying that because of the connections of our movement with general world affairs it is above all else our duty to acquire a full understanding of the fact that we can no longer indulge in any sectarianism whatever in our movement. I have often mentioned this. The present time makes it necessary for us to rely on each individual co-worker, but each one bearing the full responsibility for what he represents in reference to our movement. This responsibility should take the form of an obligation never to say anything that does not appear through inner reasons to have the right relationship to the general course of contemporary world events. Sectarian activities are least of all in harmony with present-day world events. What is to be advocated today must be of a nature that can be represented before the whole world. It must be free in word and deed of any sectarian or dilettante character. We should never allow fear to deter us from sailing between Scylla and Charybdis. Indicating a certain Scylla, many people may certainly say: How am I supposed to inform myself about what happens today when the course of events has become so complex, when it is so difficult to deduce the inner trends of facts from the symptoms? However, this should not lead to the Charybdis of doing nothing; it should induce us to steer the correct course, namely, to make us aware of our obligation to be in harmony with world events as far as possible, using all available means. It is certainly easier to say: This is anthroposophy and I am studying it; based on it, I engage in a little thinking, researching one or the other subject which I then represent before the world. If we wish to be active in the way indicated above without looking left or right, wearing blinkers in a sense in face of the great, important events of the present, we head straight for sectarianism. We are duty bound to study the contemporary course of events and, above all, to base our observations on the judgment we can acquire through the facts engendered by spiritual science itself. Throughout the years, facts have been gathered together here for the purpose of enabling each individual person to form a judgment on the basis of these facts. They must not be left out of consideration when, based on our observations, a person wishes to give an opinion about something that is happening today. I mean to refer to this only in general terms, but plan to discuss it in greater detail at the first opportunity. Today I should like to present something that will supplement what I said last Sunday about the nature of the human sense organism.22 I shall begin by pointing out a certain contradiction that I have often dwelt on before. On the one hand, without the general public knowing much about it, but nevertheless thinking along these lines, there exists the condition today of being infected in a sense with the natural scientific mode of thinking. On the other hand, we have one type of person still holding to the old traditional belief regarding moral or religious ideals; another has only skepticism and doubt, while for a third it is a matter of indifference. This great contradiction basically stirs and vibrates through all humanity today: How is the inevitable course of natural events related to the validity of ethical, moral and religious ideals? I now wish to repeat what many of you may have already heard me say.23 On the one side, we have the natural scientific world concept. It supposes that by means of its facts it can determine something about the course of the universe, in particular, that of the earth. And although it may consider its assertions to be hypothetical, they are imprinted into humanity's whole thinking, attitude and feeling. Our earthly existence is traced back to a kind of nebular condition. It is thought that everything arising out of this nebula is brought about entirely through the compulsion of natural laws. Again, the final condition of our earth's existence is also viewed as being based upon inflexible imperative laws, and concepts are formed about how the earth will meet destruction. Scientists base this kind of view on a widely accepted fundamental concept—even taught to school children—that the substance of the entire universe is indestructible, regardless of whether it is pictured as consisting of atoms, ions or the like. It is thought that at the beginning of earth's formation this substance was in some way compressed, then changed and metamorphosed, but that fundamentally the same substance is present today that existed at the beginning of earth evolution and that it will be present at the end, although compressed in a different form. It is supposed that this substance is indestructible, that everything consists only of transformations of this substance. The concept of the so called conservation of energy was added to this by assuming that in the beginning there were a number of forces which are then pictured as undergoing changes. Basically, the same sum of forces is again imagined to exist in the final condition of earth. There have been only a few brave spirits who have rebelled against ideas of this kind. One of these I have often mentioned as a typical example, namely, Herman Grimm,24 who has said: People talk of a nebulous state, of the nebulous essence of Kant-Laplace, at the beginning of the earth's or the world's existence. From it, it is supposed that everything on the earth, including the human being, has been compressed through purely natural processes. Furthermore, it is assumed that this undergoes changes until it finally falls back into the sun as a cinder. Now, Herman Grimm is of the opinion that a hungry dog nosing around the bone of a carcass presents a more attractive picture than this theory of Kant-Laplace concerning world existence, and that from a cultural and historical point of view people of the future will find it difficult to grasp how it had been possible for the nineteenth and twentieth century to have fallen victim to such pathological thinking. As I said, a few courageous individuals have opposed these ideas. The latter are so widespread today, however, that when somebody like Herman Grimm rejects them, it is said of him: Well, an art historian need not understand anything about natural science. When someone who claims that he is knowledgeable about natural science raises objections, he is regarded as a fool. These ideas are taken today as self-evident and the significance of this attitude is sensed by very few people. For, if this conception has even the slightest justification, all talk of moral and religious ideals is meaningless, for according to this conception these ideals are simply the product of human brains and rise up like bubbles. The social-democratic theorists label these ideals an ideology which has arisen through the transformations of substance, and which will vanish when our earth comes to an end. All our moral and religious concepts are then simply delusions. For the reality postulated by the natural scientific world-view is of a kind that leaves no room for a moral or religious outlook, if this scientific view of life is accepted in the way it is interpreted by the majority of people today. The point is, therefore, that, on the one hand, the time is ripe and, on the other, urgently requires that a world conception be drawn from quite different sources than those of today's education. The only sources that make it possible for a moral and religious world concept to exist side by side with the natural scientific one are those of spiritual science. But they must be sought where they find expression in full earnestness. It is difficult for many people nowadays to seek out these sources. They prefer to ignore the glaring contradiction that I have once again brought to your notice, for they do not have the courage to assail the natural scientific world-view itself. They hear from those they look upon as authorities that the law of the conservation of matter and of energy25 is irrefutable, and that anyone who questions it is a mere dilettante. Oppressed by the tremendous weight of this false authority, mankind lacks the courage to turn from it to the sources of spiritual science. External facts also demonstrate that the well-being of Christianity, a true understanding of the Mystery of Golgotha, depends upon our turning to the sources of spiritual science. The external course of events does indeed show this. Look at the so-called progressive theologians and what is expounded by the more advanced representatives of Christianity. Materialism has, after all, fastened its hold even upon religion. One can no longer understand how the spiritual, divine principle that is indicated by the name, Christ, is united with the human personality of Jesus of Nazareth. For, today, it is only through the sources of spiritual science that insight concerning this union can be acquired. Thus, matters have reached the point where even theology has grown materialistic and speaks only of “the humble man from Nazareth,” of a man who is reputed to have taught something more sublime than others, but in the end is only to be considered as a great teacher. One of the most eminent among present-day theologians, Adolf Harnack,26 actually coined the words: “It is the Father, not the Christ, Who belongs in the Gospel.” In other words, the Gospel is not supposed to speak of Christ, because theologians such as Harnack are no longer familiar with the Christ; they know only the teacher from Nazareth. They are still willing to accept his teaching. The teachings concerning the Father, the Creator of the world, belong in the Gospel, but not a teaching about Christ Jesus himself! Without doubt, Christianity would continue on this path of naturalization, of materialization, if a spiritual-scientific impulse were not forthcoming for it. In all honesty, no conception concerning the union of the divine and the human natures in Christ Jesus can be derived by humanity from what has been handed down to it by tradition. For that we require the uncovering of new sources of spiritual science. We need this for the religious life and also for giving the social conditions of our civilization the new structure demanded by current events. Above all, we need a complete reconstruction of science, a permeation of all scientific fields with what flows from the spiritual-scientific sources. Without this, we cannot progress. Those who think that it is unnecessary to be concerned with the course of the religious or the social life, the course of public events throughout the civilized world or the accomplishments of science; those who believe they can present anthroposophy in sectarian seclusion to a haphazardly thrown together group that is looked upon as a circle of strangers by the rest of the world, are definitely victims of a grievous delusion. The sense of responsibility in face of the whole trend of present events underlies everything that I say here. It is the basis of every sentence, of every word. I have to mention this because it is not always understood with all seriousness. If people today continue referring to mysticism in the same manner as was done by many during the course of the nineteenth century, it is no longer in harmony with what the world currently demands. If the content of anthroposophical teaching is merely added to what otherwise takes place in the course of world events, this is also not in harmony with present-day requirements. Remember how the problem, the riddle of human freedom has been the central theme of the studies I have conducted for decades. This enigma of human freedom must be placed by us today in the center of each and every true spiritual-scientific consideration. This must be done for two reasons. First, because all that has come down to us from the old Mysteries, all that has been presented to the world by the initiation knowledge of old is lacking in any real comprehension of the riddle of human freedom. Sublime and mighty were the traditions those mystery teachers could pass on to posterity. There is greatness and power in the mythological traditions of the various peoples that can indeed be interpreted esoterically, although not in the way it is usually done. Something grand is contained in the other traditions that have as their source the initiation science of ancient times, if only the latter is correctly understood. One aspect is lacking, however; there is no reference at all to the riddle of human freedom in the initiation science of the ancient Mysteries, in the myths of the various peoples—even when they are comprehended esoterically—or in the traditions deriving from this initiation science. For, whoever proceeds from a present-day initiation knowledge, from an initiation of today, knows how present initiation compares to that of the past. He knows that in the course of its worldwide evolution mankind is only now entering the stage of real freedom, and that formerly it was simply not necessary to give to human beings an initiation science impregnated completely with the riddle of freedom. Today, hardly anybody has an inkling of what this riddle of freedom includes, what condition the human soul finds itself in when it becomes clearly aware of the burden it shoulders due to this enigma. New light must be shed, after all, on all initiation knowledge due to this riddle of human freedom. We observe how certain secret societies carry on in direct continuation from former times, some of them being quite strongly involved in present-day life. They only preserve the traditions of the past, however, only imitating and continuing on in the sense of the old practices. These societies are nothing more than mere shadows of the past; indeed, they represent something that can only do harm to mankind if it is active nowadays. We have to realize that if anyone today were to teach even the loftiest former mysteries, they would be detrimental to humanity. No one who understands the nature of present initiation can possibly teach in a timely sense applicable to our age what was once taught in the Egyptian, Chaldean, the Indian or even those still so near our time, the Greek mysteries. After all, what has been propagated up to now as doctrine concerning Christianity has all been produced by these traditional teachings. What is needed is that we comprehend the Mystery of Golgotha anew based on a new teaching. This is what must be considered on the one side. On the other side, we see the course of world events. We see how the striving for the impulse of freedom rises up from subconscious depths of the human soul; how, at the present time, this call for freedom resounds through all human efforts. It does indeed pervade them, but there is so much that resounds in human striving that is not clearly understood, that only echoes up from subconscious levels yet to be permeated by clear comprehension. One might say that mankind thirsts for freedom! Initiation science realizes that it must produce an initiation knowledge that is illuminated by the light of freedom. And these two, this striving of humanity and the creation of a new initiation wisdom, illuminated by the light of freedom, must come together. They must meet in all areas. Therefore, a discussion of the social question must not be based on all sorts of old premises. We can only speak of it when we view it in the light of spiritual science, and that is what people find so difficult. Why is that? Mankind is indeed striving for freedom, freedom for the individual, and rightfully so. I emphasize: rightfully so. It is no longer possible for human beings to cooperate with group souls in the sense of the ancient group system. They have to develop into individualities. This striving, however, seems to be at variance with what is acquired by listening to initiation science, something that must obviously originate from individual persons in the first place. The ancient initiate had his own ways and means of seeking out his pupils and passing on to them the initiation wisdom, even of gaining recognition for them, himself and his Mystery center. The modern initiate cannot allow that, for it would necessitate working with certain forces and impulses of the group soul nature, something that is not permissible today. Thus, humanity's condition today is one where everyone, proceeding from whatever his standpoint happens to be, wishes to become an individuality. For that reason, he naturally does not care to listen to what comes from a human being as initiation science. Yet, no progress can be made until it is understood that men can become individualities only when, in turn, they accept the content of initiation science from other individualities. This is not only related to isolated ideological questions. It is connected with the basic nature of our whole age and its effects on the cultural, political and economic spheres. Humanity is yearning for freedom, and initiation science would like to speak of this freedom. We have, however, only just reached the point in the stage of mankind's evolution where sound human reasoning can grasp the idea of freedom. Today, we must gain insight into much that can be gathered from anthroposophical literature, and that I should like to summarize in turn from a number of viewpoints. It must be understood today what sort of being man is. All the abstract chatter concerning monism misses the point of true monism which can only be attained after one has gone through much else, but it cannot be proclaimed from the first as a world conception. Man is a twofold being. On the one side, we have what may be called man's lower nature—the word leads to misunderstandings, but there are few words in our language that adequately express what one would like to convey from the spiritual-scientific standpoint—namely, the physical, corporeal organization of which he consists in the first place. I have described the latter to you in my last lecture in connection with the sense organization. Today, we shall not go into that but refer to it again tomorrow. Those of you, however, who have studied anthroposophical literature to any extent at all, have some idea of man's physical, bodily organization and know that it is connected to the surrounding environment. What constitutes the outside world and dwells out there in the mineral, plant and animal kingdoms, also constitutes us human beings in the physical, corporeal sense. In a way we are its concentration, elevated to a higher level, and figuratively one could say that we are the crown of creation. In the physical, bodily sense we are a confluence of the effects of forces and substances occurring outside and appearing before us through our sense perceptions. On the other side, we have our inner life. We have our will, our feeling, our thinking and our conceptual capability. When we reflect upon ourselves, we can observe our own will, feeling and thinking, and permeate these with what we call our religious, moral and other ideals. Here, we arrive at what may be termed the man of soul and spirit. Again, this term may easily lead to misunderstandings, but it must be used. We cannot manage if we do not turn the gaze of our soul on one hand to this soul-spiritual human being, and on the other to the physical, corporeal man. But whether we study the facts of nature impartially or contemplate spiritual science, it is necessary to come to the realization: This physical, bodily organization is not really available to what human science, currently existing in the exoteric world, is able to grasp in any sense. If I am to clarify this schematically by means of a sketch, I should like to say: When I condense all that constitutes the human physical organization and its connection with the whole surrounding world (red in sketch), this continues to a certain point. I shall indicate that here by a line. Despite all modern amateurish objections of psychology, beyond this point and polarically differing from it, we have what may be called the soul-spiritual nature of man (yellow), that, in turn, is linked with a world of soul and spirit. That world appears most abstract to present-day human beings, because they grasp it only in the sense of abstract moral or religious ideals that have also become increasingly abstract conceptions. Yet, in regard to both sides of human nature, we are obliged to say: What is looked upon today as science encompasses neither man's physical body nor his soul-spiritual nature. We cannot recognize the physical corporeal nature of man. You can discover the reasons for this in my little book, Philosophy and Anthroposophy.27 For, if man would penetrate into himself with inner vision, that is, if he were to look into the very depths of his being and perceive what is going on there, he would be able to do so exactly in the sense of what modern science deems "exact." Then, however, man could not be the being he is today, for he would have no memory, no facility of recollection. When we look at the world, we retain its pictures in our memory. This means that impressions of the world reach only as far as this barrier (see arrow in sketch). From there, they strike back into the soul and we remember them. What thus strikes back out of our own selves into memory conceals from us our physical bodily nature. We cannot look into it, for if we were able to do so all the impressions would merely be momentary, nothing would be thrown back to form recollections. It is only because this barrier acts as a reflector—after all, we cannot look behind a mirror either, its impressions are reflected back to us—that we cannot see inside ourselves. The impressions are reflected back to us unless we rise to spiritual science. If they were not thrown back, we would not have the reflected impressions of memory in ordinary life. We must be so organized as human beings in life that we have memories. Due to this, however, our physical bodily organization is concealed from us. Just as we cannot see through a mirror to what lies behind it, we cannot look behind or under the mirror of memory and behold the way the physical body of the human being is organized.
This is true psychology; this is the true nature of memory. Only when spiritual-scientific methods penetrate through this reflector in such a way that no use is made of the faculty of memory—as I have already mentioned in public lectures—and, instead, without recollection, one works each time with new impressions, only then are the true forms of body and soul discovered. It is the same in the other direction. If, with our ordinary powers of cognition, we could penetrate the soul-spiritual concerning which I told you last Sunday that this is what is in truth located behind the world of the senses rather than atoms and molecules—and if we were not prevented, so to speak, by the boundaries and barriers of natural science, there would not be present in us something that is, in turn, needed in human life and must be developed by us between birth and death, namely, the capacity for love. The human capacity for love is created in us by the fact that, in this life between birth and death, if we do not advance to spiritual science, we have to forego penetrating the veil of the senses and seeing into the spiritual world. We retain the capacity of memory only by renouncing all ability to see into our own physical body. Thereby, however, we are exposed to two great illusions. The dogmatic adherents of the natural scientific world conception are at the mercy of one of these illusions. They pay no attention to initiation knowledge and do not come to the realization—in the way I described it to you last Sunday28—that behind the veil of the senses there is no matter, no substance, no energy, of which natural science speaks, but soul-spiritual being through and through. Today, I must still reiterate with the same emphasis what I stressed in my commentary on the third volume of Goethe's scientific writings, namely, Goethe's Theory of Color.29 Out there is the world's carpet of colors, the red, blue and green; out there are the other perceptions. No atoms and molecules are concealed behind it all, but spiritual beings. What is driven to the surface from these spiritual beings lives and expresses itself in the world's carpet of colors, in its relationships of sound and warmth and all the other sensations the world transmits to us. Those, however, who are dogmatic followers of the natural scientific world view today do not realize this. They have no desire to listen to initiation science. In consequence, they begin to speculate about what is hidden behind color, warmth, and so forth, and arrive at a material construction of the world. However well founded this construction may seem for example, the modern theory of ions—it is always the result of speculation. We must not speculate about what is behind the world of the senses; we may only gain experiences there by means of a higher spiritual world. Otherwise, we must content ourselves to remain within the phenomena. The sense world is a sum of phenomena and must be comprehended as such. Thus, we are given a picture of nature today which is then extended to include the state of the earth at its beginning and at its end—a picture that excludes an ethical and religious world view for the honest thinker. The victims of the second illusion are those who Look within. For the most part, they do not go beyond what is reflected. Ordinary man in everyday life perceives the effects of memory—he recalls what he experienced yesterday and the day before, indeed, years ago. Someone who becomes a mystic today brings any number of things to the surface from within which he then clothes in beautiful mystical words and theories. But as I have recently pointed out,30 these things are but the bubbling and seething of his inner organic life. For, if we penetrate this mirror, we do not come to what a Master Eckhart or Johannes Tauler have in their mysticism. We arrive at organic processes of which, it is true, the world today has scarcely any idea. What is clothed in such beautiful words is related to these organic processes as the flame of a candle is related to the flammable material—it is the product of these organic processes. The mysticism of a John of the Cross, of a Mechthild of Magdeburg, or of Johannes Tauler and Master Eckhart31 is beautiful, but nevertheless, it is only what boils up out of the organic life and is described in abstract forms merely because one lacks the insight into how this organic life is active. He can be no true spiritual scientist who interprets as mysticism the inwardly surging organic life. Certainly, beautiful words are used to describe it, but we must be capable of taking a completely different viewpoint from that of the ordinary world when referring to these matters. We ought not to adopt the humanly arrogant standpoint and say: The inner organic life is the lower form of life. It is not elevated if its effects are designated as mysticism. On the contrary, we are impelled into the life of the spirit when we discern this organic life and its effects and realize that the more we descend into man's individual nature, the more we distance ourselves from the spiritual. We do not approach it more closely. We draw near the spirit only by way of spiritual science, not by descending into ourselves. When we do the latter, it is our task to discover how the collaboration of heart, liver and kidneys produces mysticism; for that is what it does. I have often pointed out that the tragedy of modern materialism is that it actually cannot perceive the material effects, indeed, that it cannot even reach as far as the material effects. Today we have neither a true natural science nor a genuine psychology. True natural science leads to the spirit, and the kind of psychology progressing in the direction that we have in mind today leads to insight into heart, liver and kidneys, not the abstractions our modern, amateurish psychology speaks of. For what is frequently called thinking, feeling and willing today is an abstract set of words. People lack insight into the concrete aspects, and it is easy to accuse even sincere spiritual science of materialism just because it leads into the nature of material elements in order to guide us in this way to the spirit. It will be the specific task of true spiritualism to unveil the nature of all matter. Then it will be able to show how spirit is effective in matter. It must be taken quite seriously that spiritual science ought not to be concerned with the mere logicality of knowledge, but has to aim for a knowledge that is action. Something must be done—with regard to knowing. What is taking place in the process of cognizing must become involved in the course of world events. It must be something factual. It was just this that I was trying to indicate last Sunday and the days before. It is a matter of arriving at the realization that spirit as such must be comprehended as a fact; no theory concerning the spirit may be developed. Theories should only serve to lead to living experience of the spirit. This is the reason why it is so often necessary for the true spiritual scientist to speak paradoxically. We cannot persist today in talking in the customary formulations when we speak about spiritual science; otherwise, we come to what an erroneous theosophy has led to. It mentions any number of the members of man's being—the physical man, the etheric and astral being—each one more tenuous than the last. Physical man is dense, the etheric is less so, the astral being is still more rarefied. There are utterly tenuous mental and other states that are increasingly delicate, a perceptible mist, but all remain a mist, they all remain matter! That, however, is not the point. What does matter is that one learns in substance itself to overcome material. This is why one must frequently employ words that have a different connotation from the one customary in everyday life. Therefore, we must say—and that matter will become clearer to us tomorrow: Take, on the one side, a person who is of a thoroughly materialistic mind and has been led astray, shall we say, by present-day materialism, one who cannot raise himself to a view of anything spiritual and, according to theory, is a complete materialist, considering any mention of the spirit pure nonsense. Suppose, however, that what he says concerning matter is intelligent and really to the point. This man, then, would have spirit. Although, by means of his spirit, he might uphold materialism, he would have spirit. Then, let us look at another person who is a member of a theosophical society and adheres to the viewpoint: This is the physical body, then comes the more rarefied etheric body, followed by a more tenuous astral body, mental body, and so on. It does not take much spirit to make these assertions. Indeed, such a theory can be represented with very little spirit. The expounding of such a spiritual world is then, strictly speaking, a falsehood, because in reality one only pictures a material world phrased in spiritual terms. Where would a person look who is genuinely seeking for the spirit? Will he seek it by turning to the materialistic theorist who has spirit, albeit in a logical manner, or will he turn to the one who makes plausible statements, so to say, but whose words refer only to matter? The true spiritualist will speak of the spirit in connection with the former, the one who represents a materialistic world conception, for there spirit can be present, whereas no spirit need be present in expounding a spiritual view. What is important is that spirit is at work, not that one speaks of spirit. I wished to say this today merely to clear up certain matters that seem paradoxical. The spirited materialist may be more filled with spirit than the exponent of a spiritual theory who presents it spiritlessly. In the case of true spiritual science, the possibility no longer exists merely to dispute logically about ideological standpoints. It becomes imperative to grasp the spirit in its actuality. That is impossible unless one first comprehends some preliminary concepts such as those of which we have spoken today and shall be considering further tomorrow.
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