126. Occult History: Lecture I
27 Dec 1910, Stuttgart Tr. Dorothy S. Osmond, Charles Davy Rudolf Steiner |
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Therefore when we look back to very ancient times, we-find men who were clairvoyant; we know too that this clairvoyance faded away more and more among the various peoples in the different epochs. In the Christmas lecture to-day2 I told you how in Europe, at a comparatively very late time, abundant remains of this ancient clairvoyance still survived. |
The lecture, not yet printed in English, was entitled: Yuletide and the Christmas Symbols. Stuttgart, 27.12.1910.3. See Rudolf Steiner, World-History in the light of Anthroposophy, notably lectures III, IV, V. |
126. Occult History: Lecture I
27 Dec 1910, Stuttgart Tr. Dorothy S. Osmond, Charles Davy Rudolf Steiner |
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The character of Spiritual Science is such that the truths and data of knowledge contained in it increase in difficulty the farther we descend from universal principles to concrete details. You may already have noticed this when attempts have been made in different groups to speak about historical details, for example about the reincarnations of the great leader of the ancient Persian religion, Zarathustra, or about his connection with Moses, with Hermes, and also with Jesus of Nazareth.1 On other occasions too, concrete questions of history have been touched upon. As soon as we descend from the great truths concerning the universe as pervaded and woven through by Spirit, from the great cosmic laws to the spiritual nature of a particular individuality, a particular personality, we pass from matters where the human heart will still accept, comparatively easily, this or that questionable point, into realms teeming with improbabilities. And, as a rule, those who are insufficiently prepared become incredulous when they confront this abyss between universal and specific truths. Our study is intended to be an introduction to lectures which belong to the domain of occult history and will present historical facts and personalities in the light of Spiritual Science. In these lectures I shall have many things to say to you that will seem strange. You will hear many things that will have to reckon upon the will-for-understanding promoted by all the spiritual-scientific knowledge brought before you in the course of the years. For, after all, the finest, most significant fruit of the spiritual-scientific conception of the world is that, complicated and detailed as the knowledge is, we finally have before us not a collection of dogmas, but within us, in our hearts and feelings, we possess something that carries us beyond the standpoint we can reach through any other world-view. We do not imbibe so many dogmas, tenets, or mere information, but through our knowledge we become different human beings. In a certain respect, the aspects of Spiritual Science we shall now be considering call for more than a purely intellectual understanding—for an understanding by the soul, which at many points must be willing to listen to and accept intimations that would become crass and crude if pressed into too sharp outlines. The picture I want to call up in your minds is that behind the whole evolutionary and historical process, through the millennia up to our own times, spiritual Beings, spiritual Individualities, stand as guides and leaders behind all human evolution and human happenings, and that in the greatest, most significant events in history, this or that human being appears with his whole soul, his whole being, as an instrument of spiritual Individualities standing and working with set purpose behind him. But we must familiarise ourselves with many a concept unknown in ordinary life if we are to gain insight into the strange and mysterious connections between earlier and later happenings in the course of history If you will remind yourselves of many things that have been said through the years, you will be able to picture that in ancient times—and in Post-Atlantean times, too, if we go back only a few thousand years before what is usually called the historic era—men fell into more or less abnormal states of clairvoyance. Between our matter-of-fact waking consciousness, limited as it is entirely to the physical world, and the unconscious sleeping state, there was once a realm of consciousness through which man penetrated into spiritual reality. And we know that what is nowadays explained as poetic folk-fantasy by scholars who are themselves the originators of so many scientific myths and legends, is to be traced back to ancient clairvoyance, to clairvoyant states of the human soul which in those times gazed behind physical existence and expressed what it saw in the pictures contained in myths, fairy-tales and legends. So that in old, genuinely old myths, fairy-tales and legends, more knowledge, more wisdom and truth are to be found than in the abstract erudition and science of the present day. Therefore when we look back to very ancient times, we-find men who were clairvoyant; we know too that this clairvoyance faded away more and more among the various peoples in the different epochs. In the Christmas lecture to-day2 I told you how in Europe, at a comparatively very late time, abundant remains of this ancient clairvoyance still survived. The extinguishing of clairvoyance and the advent of consciousness limited to the physical plane occur at different times among the different peoples. You can conceive that through the culture-epochs after the great Atlantean catastrophe—through the ancient Indian, ancient Persian, Egypto-Chaldean, Greco-Latin culture-epochs and an into our own—the effects produced in the plan of world-history by the activities of men have been very diverse—inevitably so, because the peoples all stood in different relationships to the spiritual world. In ancient Persian and also in ancient Egyptian times, what man inwardly felt and experienced extended upwards into the spiritual world, and spiritual Powers played into his very soul. Not until the Greco-Latin epoch did this living connection between the human soul and the spiritual world cease in essentials; nor did it disappear completely until our own times. As far as outer history is concerned, the connection exists in our time only when, with the means that are accessible to man to-day, the link between the human soul and the realities of the spiritual worlds is sought consciously. Thus in ancient times, when man looked into his own soul, this soul enshrined not only what it had learnt from the physical world, had pictured according to the pattern of the things of the physical world, but the spiritual Hierarchies ranging above man up into the spiritual worlds were experienced as immediate realities. All this worked down to the physical plane through the instrument of the human soul, and men knew themselves to be connected with these individual Beings of the higher Hierarchies. When we look back, let us say, into the Egypto-Chaldean epoch—but it must be the earlier periods of it—we find men who are, so to say, historical personalities; but we do not understand them if we think of them as historical personalities in the modern sense. When as men of the materialistic age we speak of historical personalities, we are convinced that it is only the impulses, the intentions, of the actual personalities in question that take effect in the course of history. But with this conception we can in reality understand only the men of the last three thousand years: that is—approximately of course—the men of the millennium which ended with the birth of Christ Jesus, and those of the first and the second Christian millennia in which we ourselves are living. Plato, Socrates, possibly also Thales and Pericles, are men who can still be understood as having at any rate some resemblance to ourselves. But farther back than that it is not possible to understand human beings if we attempt to do so merely by analogy with those living to-day. This applies, shall we say, to Hermes, the great Teacher of the Egyptian epoch, also to Zarathustra, and even to Moses. When we go back before the thousand. years preceding the Christian era we must reckon with the fact that wherever we have to do with historical personalities, higher Individualities, higher Hierarchies stand behind and take possession of these personalities—in the best sense of the word, of course. And now a strange phenomenon comes to light, without knowledge of which the process of historical evolution cannot really be understood. Five culture-epochs including our own, have been enumerated. Many, many thousands of years ago we come to the first Post-Atlantean culture-epoch, the ancient Indian; this was followed by the second, the ancient Persian; this by the third, the Egypto-Chaldean; this by the fourth, the Greco-Latin; and this by the fifth, our own epoch. When we go back from the Greco-Latin to the Egyptian epoch we must change our whole way of studying history: instead of looking at the purely human aspect—which it is still possible to do in connection with the figures of the Greek world as far back as the age of the Heroes—we must now apply a different criterion by looking behind the single personalities for the spiritual Powers which represent the super-personal and work through the personalities as their instruments. We must have These spiritual Individualities always in mind, so that working behind some human being an the physical plane we can discern discern a Being of the higher Hierarchies who, as it were, takes hold of him from behind and Sets him at the appropriate place in evolution. From this point of view it is highly interesting to perceive the connections between the really significant happenings—those which were determinative factors in the course of history—in the Egypto-Chaldean epoch and in the Greco-Latin epoch. These two culture-epochs follow one another, and to begin with we go back, let us say to the years from 2800 to 3200–3500 B.C.—which comparatively speaking is not so very far. Nevertheless we shall not understand happenings then—of which ancient history is already able to tell something to-day—unless behind the historical personalities we discern the higher Individualities. But then it also becomes evident to us that in the fourth, the Greco-Latin epoch, there is a kind of repetition of the really important happenings of the third epoch. It is almost as if things that in the earlier epoch an be explained through higher laws, must be explained in the following age through laws of the physical world, as if everything had sunk down, had become a stage more material, more physical. There is a kind of reflection in the physical world of great events of the preceding period. By way of introduction, I want to draw your attention to how one of the most important happenings of the Egypto-Chaldean epoch is presented to us in a significant myth, and how this event is reflected, but at a lower stage, in the Greco-Latin epoch. I shall therefore be speaking of two parallel happenings which in the occult sense belong together, the one taking place half a plane higher, as it were, and the other entirely on the physical earth but like a kind of shadow-image on the physical plane of a spiritual event of the earlier epoch. Outwardly, it is only in the form of myths that humanity has ever been able to tell of events behind which stand Beings of the higher Hierarchies. But we shall see what lies behind the myth which describes the most significant event of the Chaldean epoch.3 We will look only at the main features of this myth. There was once a great king, by name Gilgamesh. From the name itself, one who understands such matters will recognise that here we have to do not merely with a physical king, but with a divinity standing behind him, a spiritual Individuality by whom the king of Erech is inspired, who works and acts through him. Thus we have to do with one who in the real sense must be called a god-man.4 The story narrates that he oppresses the city of Erech. The city turns to its deity, Aruru, and she causes a helper to arise out of the earth. These are pictures of the myth. We shall see what deeply significant historical events lie behind it. The Goddess of the City produces Eabani out of the earth. Eabani is a kind of human being who, in comparison with Gilgamesh, seems to be of an inferior nature, for we are told that he was clothed in the skins of animals, was covered with hair, was like a wild man. Nevertheless in his wild nature there was divine Inspiration, ancient clairvoyance, clairvoyant knowledge, clairvoyant perception. Eabani comes to know a woman of Erech and is attracted by her into the City. He becomes the friend of Gilgamesh and this brings peace to the city. Gilgamesh and Eabani together are now the rulers. Then Ishtar, the Goddess of Erech, is stolen by a neighbouring city. There upon Eabani and Gilgamesh go to war with the marauding city, conquer the king and bring the Goddess back again to Erech. Gilgamesh lives near her, and here we come to the strange fact that he has no understanding of the essential nature of the Goddess. A scene takes place, directly reminiscent of a Biblical scene described in the Gospel of St. John. Gilgamesh confronts Ishtar, but his conduct is very different from that of Christ Jesus. He upbraids the Goddess for having loved many other men before she had encountered him, reproaching her particularly for her most recent attachment. Thereupon the Goddess carries her complaints to that deity, that Being of the higher Hierarchies, to whom she belongs. She goes to Anu. And now Anu sends a bull down to the earth; Gilgamesh has to engage in combat with it. Those who recall Mithras's fight with the bull will see a resemblance here. All these events—and when we come to explain the myth we shall see what depths it contains—have led meanwhile to the death of Eabani. Gilgamesh is now alone. A thought comes to him that gnaws at the very fibres of his soul. Under the impression of what he has experienced, he becomes conscious for the first time of the thought that man is mortal; a thought to which he had previously paid no heed comes before his soul in all its terror. And then he hears of the only man of earth who has remained immortal, whereas all other human beings in the Post-Atlantean epoch have become conscious of mortality: he hears of the immortal Xisuthros far away in the West. And because he is resolved to fathom the riddle of life and death, he sets out on the perilous journey to the West.5—I can tell you at once that this journey to the West is nothing else than the search for the secrets of ancient Atlantis, for happenings prior to the great Atlantean catastrophe. Gilgamesh sets out on his journey. The details are interesting. He has to pass through an entrance guarded by giant scorpions; the spirit leads him into the realm of death; he enters the kingdom of Xisuthros and there learns that in the Post-Atlantean epoch all men will inevitably be more and more penetrated with the consciousness of death. Gilgamesh now asks Xisuthros whence he has knowledge of his eternal being; how comes it that he is conscious of immortality? Thereupon Xisuthros says to him: “You too can have this consciousness, but you must undergo all that I had to experience in overcoming the terror, anxiety and loneliness through which it was my lot to pass. When the god Ea had resolved to let perish” (in what we call the Atlantean catastrophe) “that part of humanity which was to live no longer, he bade me to withdraw into a kind of ship. I was to take with me the animals that were to remain, and those Individualities who are truly to be called the Masters. By means of this ship I outlived the great catastrophe.” Xisuthros then tells Gilgamesh: “What was there undergone, you can experience only in your innermost being; but you can attain the consciousness of immortality if for seven nights and six days you refrain from sleep.” Gilgamesh wishes to submit to the test but soon falls asleep. Then the wife of Xisuthros baked seven mystic loaves which by being eaten are to be a substitute for what would have been attained in the seven nights and six days without sleep. With this “life-elixir” Gilgamesh continues his journeying, bathes as it were in a fountain of youth, and again reaches the borders of his own country in the region of the Euphrates and the Tigris. A serpent deprives him of the power of the life-elixir and so he reaches his country without it, but all the same with the consciousness that there is indeed immortality, and filled with longing to see the spirit at least, of Eabani. The spirit of Eabani appears to him, and from the discourse which then takes place we can glean how, for the culture of the Egypto-Chaldean epoch, a consciousness of the link with the spiritual world could arise.—This relationship between Gilgamesh and Eabani is very significant. I have now outlined pictures from the significant myth of Gilgamesh which, as we shall see, will lead us into the spiritual depths lying behind the Chaldean-Babylonian culture-epoch. These pictures show that two individualities stand there: the individuality of one—Gilgamesh—into whom a divine-spiritual being has penetrated; and an individuality who is more of a human being, but of such a nature that he may be called a young soul, who has had few incarnations and for that reason has carried over ancient clairvoyance into later times—Eabani. Eabani is depicted as being clothed in skins of animals. This is an indication of his wild nature; but because of this very wildness he is still endowed with ancient clairvoyance an the one hand, and an the other hand he is a young soul who has lived through far, far fewer incarnations than other souls who have reached a high level of development. Thus Gilgamesh represents a being who was ready for initiation but was not able to attain it, for the journey to the West is the journey to an initiation that was not carried through to the end. On the one side we see in Gilgamesh the actual inaugurator of the Chaldean-Babylonian culture, and working behind him a divine-spiritual Being, a kind of Fire-Spirit.6 And beside Gilgamesh there is another individuality—Eabani—a young soul who descended late to earthly incarnation. If you read the book Occult Science, you will find that the individualities returned only gradually from the planets.—The exchange of the knowledge possessed by these two is the root of the Babylonian-Chaldean culture, and we shall see that the whole of this culture is an outcome of what proceeds from Gilgamesh and Eabani. Clairvoyance from the divine man, Gilgamesh, and clairvoyance from the young soul, Eabani, penetrate into the Chaldean-Babylonian culture. This process, enacted by two beings working side by side, each of whom is necessary to the other, is then reflected in the later, fourth culture-epoch, the Greco-Latin, and in fact reflected on the physical plane. We shall of course only very gradually reach complete understanding of such a process. A more spiritual process is thus reflected on the physical plane when humanity has descended very far, when men no longer feel the relation of human personality to the divine-spiritual world. These secrets of the divine-spiritual world were preserved in the places of the Mysteries. So, for example, many of the ancient, holy secrets which proclaimed the connection of the human soul with the divine-spiritual worlds were preserved in the Mysteries of Diana of Ephesus and in the Ephesian temple. A great deal in these Mysteries was no longer comprehensible in an age when human personality had come into prominence. And like a token of how little the purely external personality understood what had remained spiritually, there stands the half-mystical figure of Herostratus, who has eyes only for the superficial aspect of personality—Herostratus who flings the burning torch into the temple of Ephesus. This deed is like a token of the clash between the personality and what had survived from ancient spirituality. And on the very same day when a man, merely in order that his name might go down to posterity, throws the burning brand into the sanctuary of Ephesus, there is born the man who has achieved more than all others for the culture of personality—and on the very soil where the culture of were personality was meant to be overcome. Herostratus flings the burning torch on the day when Alexander the Great is born—the man who is all personality! Alexander the Great stands there as the shadow-image of Gilgamesh.7 A profound truth lies behind this. In the Greco-Latin epoch, Alexander the Great stands there as the shadow image of Gilgamesh, as a projection of the spiritual on to the physical plane. And Eabani, projected on to the physical plane, is Aristotle, the teacher of Alexander the Great. Here indeed is a strange circumstance: Alexander and Aristotle standing, like Gilgamesh and Eabani, side by side. And we see how in the first third of the fourth Post-Atlantean epoch there is carried over, as it were, by Alexander the Great but transformed into the laws of the physical plane—that which had been imparted to the Babylonian-Chaldean culture by Gilgamesh. This comes to wonderful expression in the fact that, as a result of the deeds of Alexander, there was established an the scene of Egypto-Chaldean culture Alexandria itself, the city founded by Alexander in 332 B.C. in order that the great achievements of the Egypto-Babylonian-Chaldean culture-epoch might be brought together in one centre. And gradually all the streams of Post-Atlantean culture that were intended to come together did indeed converge on Alexandria, the city established an the scene of the third culture-epoch but with the character of the fourth. Alexandria outlasted the beginnings of Christianity. Indeed it was in Alexandria that the factors of greatest significance in the fourth culture-epoch developed, when Christianity was already in existence. There the great scholars were working; there the three most important streams of culture flowed together: the ancient Pagan-Grecian stream, the Christian stream and the Mosaic-Hebrew stream. They interpenetrated one another in Alexandria. And it is impossible to conceive that the culture of Alexandria which was built entirely on the foundation of personality—could have been inaugurated in any other way than through the being who was inspired by personality—Alexander the Great. For now, through the very existence of this centre of culture, everything that formerly was super-personal, extending from the human personality upwards into the spiritual world, assumed a personal character. The personalities we find in Alexandria have, as it were, everything within themselves; the Powers from higher Hierarchies who guide the personalities and set them in their allotted places, are very little in evidence. All the sages and philosophers working in Alexandria seem to be embodiments of ancient wisdom transformed into human personality; it is the personal element that speaks out of them. The singular fact is that everything in ancient Paganism that could be explained only by the teaching of how gods came down and united with daughters of men in order to bring forth heroes—all this is transformed into personal forcefulness in the men in Alexandria. And the forms which Judaism, the Mosaic culture, assumed in Alexandria can be described from what is in evidence precisely during the period when Christianity was already in existence. Nothing is to be found of those deep conceptions of a link between the world of men and the spiritual world which were present in the age of the prophets and are still to be found in the last two centuries before the beginning of our era. In Judaism too, everything has become personality. There are gifted, able men in Alexandria, men possessed of extraordinarily deep insight into the secrets of the ancient occult teachings ... but everything has become personal; personalities are working in Alexandria. And it is there that to begin with, Christianity appears, shall we say, in a distorted, debased state of infancy. Christianity, whose real function is to lead the personal element in man upwards into the impersonal, made its appearance in Alexandria in a very ruthless form. Christian personalities, in particular, acted in such a way that we often have the impression: their deeds are anticipations of later actions by bishops and archbishops working on a purely personal basis. This applies both to Archbishop Theophilus in the fourth century and to his kinsman and successor, St. Cyril.8 We can judge them only an the basis of their human failings. Christianity, which was to give to mankind the greatest of all gifts, reveals itself to begin with in its greatest failings and from its personal side. But in Alexandria a sign and token was to stand before the whole evolution of humanity. There again we have a projection on the physical plane of earlier, more spiritual conditions. In the Orphic Mysteries of ancient Greece there was a wonderful personality, one who was initiated in the Mystery-secrets and was among the most loveable, most interesting pupils of these Mysteries, well prepared by a certain Celtic occult training undergone in earlier incarnations. This individuality sought with deepest fervour for the secrets of the Orphic Mysteries. The pupils of these Mysteries had to live through in their own soul what is described in the myth of Dionysos Zagreus, who was dismembered by the Titans but whose body was carried away by Zeus into a higher life. How, as the result of a certain path taken in the Mysteries, man's life is surrendered to the outer world, how his whole being is torn in pieces so that he can no longer find his bearings within himself—this was to become an actual, individual experience in the pupils of the Orphic Mysteries. When in the ordinary way we study animals, plants and minerals, what we learn is merely abstract knowledge because we remain outside them; but anyone who wishes to obtain knowledge in the occult sense must train himself to feel as if he were actually within the animals, plants and minerals, in air and water, in springs and mountains, in stones and Stars, in other human beings—as if he were one with them. all. Nevertheless, a pupil of the Orphic Mysteries had to develop the inner strength of soul which would enable him, re-established as a self-based individuality, to triumph over the disintegration of his being in the external world. When all this had become an actual human experience, it represented in a certain sense one of the very highest secrets of Initiation. And many pupils of the Orphic Mysteries had undergone such experiences, had lived through this disintegration in the world and, as a kind of preparation for Christianity, had therewith attained the highest experience within reach in pre-Christian times. Among the pupils of the Orphic Mysteries was the loveable personality of whom I am speaking, whose earthly name has not come down to posterity, but who stands out clearly as a pupil of these Mysteries. Already in youth and then for many years, this person was closely connected with all the Greek Orphics during the period preceding that of Greek philosophy—a period of which no account is given in books an the history of philosophy. For what is recorded of Thales and Heraclitus is an echo of what the Mystery-pupils had accomplished in their way at an earlier period. And one of the pupils of the Orphic Mysteries was the individual of whom I have just spoken, whose pupil in turn was Pherecydes of Syros, referred to in the lecture-course given at Munich last year: The East in the light of the West9 Investigation of the Akasha Chronicle reveals that the individuality of that pupil of the Orphic Mysteries was reincarnated in the 4th century A.D. We find this individuality amid the activity and life of those gathered together in Alexandria, the Orphic secrets now transformed into personal experiences of the loftiest kind. It is very remarkable how all the Orphic secrets were transformed into personal experiences in this new incarnation. At the end of the 4th century, A.D., we find this individuality reborn as the daughter of a great mathematician, Theon. We see how there flashes up in her soul all that could be experienced of the Orphic Mysteries through vision of the great mathematical, light-woven texture of the universe. All this was now personal talent, personal genius. These faculties had now to be of so personal a character that it was necessary even for this individuality to have a mathematician as father in order that something might be received from heredity. Thus we look back to times when man was still in living connection with the spiritual worlds, as was this Orphic pupil; and we see the shadow-image of this pupil among those who taught in Alexandria at the end of the 4th and the beginning of the 5th century A.D. This individuality had as yet experienced nothing that enabled men at that time to see beyond the shadow-sides of Christianity at its beginning. For all that had remained in this soul as an echo of the Orphic Mysteries was still too powerful to enable any Illumination to be received from that other Light, the new Christ Event. What arose round about as Christianity, represented by men of the type of Theophilus and Cyril, was in truth of such a nature that this Orphic individuality, working now with personal faculties, had things far greater, far richer in wisdom to say and to give than those who represented Christianity in Alexandria at that time. Theophilus and Cyril were both filled with the deepest hatred of everything that was not Christian in the narrow ecclesiastical sense in which these two bishops, in particular, understood it. Christianity had assumed in them such an entirely personal character that these two patriarchs levied hirelings in their service; men were collected from far and near to form bodyguards for them. Their aim was power in its most personal sense. They were utterly obsessed by hatred of what originated in ancient times and yet was so much greater than the new that was appearing in caricatured shape. The deepest hatred was directed by the dignitaries of Christianity in Alexandria against the individuality of the reborn Orphic pupil. The fact that she was branded as a black magician will not therefore surprise us. But that was enough to incite the whole mob of hirelings against the noble, unique figure of the reborn pupil of the Orphic Mysteries. She was still young, but in spite of her youth, in spite of the fact that she was obliged to undergo much that in those days, too, imposed great hardships an a woman during a long period of study, she found her way upwards to the light that outshone all the wisdom, all the knowledge existing in those days. And it was wonderful how in the lecture halls of Hypatia—for such was the name of this reincarnated Orphic pupil—the purest, most luminous wisdom in Alexandria was presented to the enraptured listeners. She drew to her feet not only the Pagans, bat also Christians of deep and penetrating insight, such as Synesius. She was an influence of outstanding significance, and the revival of the old Pagan wisdom of Orpheus transformed into personality could be experienced in Alexandria in the figure of Hypatia. World-karma was working in the truest sense symbolically. What had constituted the secret of her Initiation was now projected, mirrored, on the physical plane. And here we come to an event that is symbolically significant in the case of many things that have taken place in historical times. We come to one of those events that is seemingly only a martyrdom, but is in reality a symbol in which spiritual forces, spiritual intimations are coming to expression. On a day in March in the year 415 A.D., Hypatia fell victim to the fury of these who formed the entourage of the patriarch of Alexandria. They resolved to rid themselves of her power, of her spiritual power. The utterly uncivilised, wild hordes were rushed in from the environs of Alexandria as well, and the chaste young sage was fetched away under false pretences. She mounted the chariot, and at a given sign the enflamed rabble fell upon her, tore off her clothing, dragged her into a church, and literally tore the flesh from her bones. The fragments of her body were then scattered around the city by these hordes, completely dehumanised by their rapacious passions. Such was the fate of the great woman philosopher, Hypatia. Symbolically, so to say, there is indicated here something that is deeply connected with the founding of Alexandria by Alexander the Great—although it happened a long time after the actual founding of the city. In this event, important secrets of the 4th Post-Atlantean epoch are reflected. This epoch, destined as it was to represent the dissolution, the sweeping-away, of the old, contained so much that was great and significant, and with paradoxical grandeur placed before the world a most pregnant symbol in the slaughter—one can call it nothing else—of Hypatia, the outstanding woman at the turn of the 4th-5th centuries of our era.
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110. The Spiritual Hierarchies (1928): Lecture II
12 Apr 1909, Düsseldorf Tr. Harry Collison Rudolf Steiner |
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Let us take a man who acquires a more and more religious mood appropriate to the season as Christmas comes on, who learns to know the significance of Christmas and to know also that when the outer world of the senses is dead the life of the spirit must now grow stronger. |
110. The Spiritual Hierarchies (1928): Lecture II
12 Apr 1909, Düsseldorf Tr. Harry Collison Rudolf Steiner |
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[ 1 ] The teaching which came from the holy Rishis, during the first post-Atlantean period of civilisation was a knowledge that sprang from purely spiritual sources of existence. What is so important in that teaching and in the investigations of those times is that it entered so deeply into the processes of nature and realised so well the activity of the spirit in those processes. In reality we are always surrounded by spiritual activities and by spiritual entities. When during the time of that ancient holy teaching, mention was made of the phenomena of the world surrounding us, one was always referred to as being the most significant, the most important of all these, this was considered (by that ancient spiritual science) to be the phenomenon of fire. In all explanations of what exists and happens upon the earth, the central point of importance was always given to the spiritual investigation of fire. If we want to understand what we may call the Eastern teaching about fire, which was of such far-reaching importance in those ancient times for the acquisition of the knowledge and understanding of all life, then we must look around us at the other phenomena and occurrences of nature and see how these were considered by that very ancient teaching, which can still be useful nowadays for the purposes of spiritual science. [ 2 ] All that surrounds man in the world was then referred back to the so-called four elements. These four elements are respected no longer by the materialistic science of to-day. You all know that these four elements are called Earth, Water, Air, Fire. But where spiritual science flourished the word ‘earth’ had not the same meaning as it has nowadays. It stood for a certain state in the material realm: the state or condition of solidity. All that is solid was called ‘earthy’ by the spiritual science of those times. So whether we take the solid earth of a field, or a piece of crystal, or lead, or gold, anything that is solid was then called earth. Everything liquid, not only the water of to-day, was characterised as watery, or as water. If for instance you take iron, pass it through heat to the point of melting so that it can flow, then that liquid iron would have been called water by spiritual science. All metals when liquid were described as water. Everything that has the character of air for us to day, no matter whether it was the condition we call gas, or oxygen, or hydrogen, or other gases, was called air. [ 3 ] Fire was considered the fourth element. Those of you who remember elementary physics will know that modern science does not see in fire anything that could be compared with either earth, water or air: the physical science of to day sees in it only a certain condition of movement. Spiritual science sees in warmth or fire something which has in it a still finer substance than air. Just as earth or solidity changes into liquid, So does all air-substance change gradually into the condition of fire — according to spiritual science — and fire is so fine an element that it interpenetrates all other elements. Fire interpenetrates the air and makes it warm, the same with water and earth. The other three elements are, so to speak, separated from each other, but we see the element of fire interpenetrating them all. [ 4 ] Both ancient and modern spiritual science agree that there is yet another still more remarkable difference between what we call Earth, Water, Air, and what we call Fire or Warmth. How do we come to the cognisance of earth or solidity? Through touching it. We realise the solid through touching it and feeling its resistance. It is the same with watery substance. This gives way, it is not so resistant, still we realize it as something external that offers resistance. And it is the same with the element of air. We recognise it also as something external. With warmth it is different. Here we find something which modern science does not consider important, but which must become important for us if we want to study the real problems of existence. We can realise warmth without coming in contact with it externally. What is essential is that we can realise warmth by touching a body which has a certain degree of warmth: we can perceive it externally in the same way as we realise the three other elements, but we also feel it in our inward conditions. Therefore ancient science says (and did so already at the time of the old Indians), that earth, water, air, can be realised only in the outer world, but warmth is the first element which can also be felt within oneself. Thus, fire or warmth has, so to speak, two sides to it. An outer, which it shows when we take cognisance of it in the outer world and an inner when we feel that we ourselves are in a certain state of warmth. Man feels his own condition of warmth; he is hot, or he freezes; but consciously he is not much concerned with the gaseous or liquid or solid substances — the air, water, or earth — which are in him. He begins to ‘feel’ himself in the element of warmth. The element of warmth has an inner and an outward side. Therefore both ancient and modern spiritual science agree that warmth or fire is that wherein matter begins to become soul. And so in the true sense of the word — we may speak of an outer fire which we realise in the other elements, and of an inner psychic fire within our soul. [ 5 ] In this way, spiritual science always considered fire as the link between the outer material world on the one side, and the realm of the soul on the other, which can be known by man within his inner being. Fire or warmth was placed in the centre of all observations of nature, because fire is, so to speak, the portal through which we may pass from the outer into the inner. In all truth, fire is like a door in front of which one stands. One sees it from outside, one opens it and can observe it from within. Such is fire amongst the objects of nature. One touches some object and becomes acquainted with fire, which streams towards us from outside like the three other elements: one realises one's own inner warmth and feels it as something belonging to oneself; one stands inside the portal, one has entered into the realm of the soul. Thus was the science of fire described. In fire was seen the interplay of soul and matter. We have now placed before our souls an elementary lesson of primeval human wisdom. [ 6 ] The ancient teachers may have spoken thus: ‘Look at that burning object. See how the fire destroys it. Thou seest two things in that burning object.’ In those ancient times one was called smoke, and it may still be so called nowadays, and the other was called light, and the spiritual scientist saw the fire in the middle between light and smoke. The teacher said: ‘Out of the flame are born simultaneously light on the one side, smoke on the other.’ [ 7 ] Now we must for once put very clearly before us a very simple but very far-reaching fact, which has to do with the light, which is born of fire. It is most probable that many people when asked whether they see the light would answer: ‘Yes, of course.’ And yet this answer is as false as possible; for, in truth, no physical eye can see light. Through light one sees objects which are solid, liquid, or gaseous, but the light itself one does not see. Imagine the whole of universal space illuminated by a light the source of which was somewhere behind you, where you could not see it and you were to look into the world spaces illuminated through and through by that light. Would you see the light? You would see absolutely nothing. You would first see something when some object was placed within that illuminated space. One does not see the light, one sees the solid, the watery, the gaseous, by means of the light. One does not see physical light with the physical eye. This is something which comes before the spiritual eye with particular clearness. Spiritual science says therefore: light makes everything visible, but is itself invisible. This sentence is important: light is imperceptible. It cannot be perceived by the outer senses: one call perceive what is solid, liquid, or gaseous, finally one can perceive warmth or fire outwardly. This one can also begin to feel inwardly, but light itself one can no longer perceive outwardly. If you believe that when you see the sun you see light you are mistaken: you see a flaming body, a burning substance out of which the light streams. It could be proved to you that you have there gaseous, liquid, and earthy substances. You do not see light, you see that which is burning. [ 8 ] But spiritual science says we pass in ascending order from earth to water, from air to fire, and then to light, we pass thus from the outwardly recognisable world, from the visible world into the invisible, into the etheric-spiritual world. Fire stands on the border between the outwardly visible, material world, and that which is etheric and spiritual, which is no more outwardly visible or recognisable. What happens to a body that is destroyed through fire? What happens when something burns? When something burns, we see on one side light appear, which is outwardly imperceptible and which is operative in the spiritual world. Something that is not merely outer material gives forth the warmth and when it is strong enough to become a source of light it yields something invisible, something which cannot be recognised any more through the outer senses, but it must pay for this in smoke. From what was formerly translucent and transparent it has to bring forth something not transparent — something of the nature of smoke. Thus you see how warmth or fire becomes differentiated, how it divides. On one side it divides itself into light, with which it opens a way into the super-sensible world, and in payment for that which it sends up as light into the super-sensible world, it must send something down into the material world, into the world of non-transparent, visible things. Nothing one-sided comes forth in the world. Everything that exists has two sides to it. When light is produced through warmth, then turbid, dark matter appears on the other side. That is the teaching of primeval spiritual science. [ 9 ] But the process we have just described is only the outer side, the physical, material process. At the foundation of this physically material process there lies something essentially different. When you have only warmth in some object which as yet does not shine, then this warmth which you perceive is itself the outer physical part but within it is something spiritual. When this warmth grows so strong that it begins to shine and smoke is formed, then some of the spirit which was in the warmth must go into the smoke. That spiritual part which was in the warmth and has passed into the smoke, which being gaseous and belonging to air is a lower element than warmth, that spiritual part is transmuted, bewitched, as it were, into smoke. Thus with everything which like a turbid extract or a materialisation is deposited by the warmth, there is also associated what might be called the bewitching of some spiritual being. We can explain it still more simply. Let us imagine that we reduce air to a watery condition. Air itself is nothing but solidified warmth, densified warmth in which smoke has been formed. The spiritual part which really wanted to be in the fire has been bewitched into smoke. Spiritual beings, which are also called elementals, are bewitched in all air, and will even be bewitched, banished, so to speak, to a lower existence, when air is changed into water. Hence spiritual science sees in everything that is outwardly perceptible something that has proceeded from an original condition of fire or warmth and which has turned into air, smoke, or gas, when the warmth began to condense into gas, gas into liquid, liquid into solid. ‘Look backwards,’ says the spiritual scientist, look at any solid substance. That solidity was once liquid, it is only in the course of evolution that it has become solid and the liquid was once upon a time gaseous and the gaseous formed itself as smoke, out of the fire. But a transmutation, a bewitching of spiritual being is always connected with these processes of condensation and with the formation of gases and solids. [ 10 ] Let us now look around at our world: we see solid rocks, flowing streams of water, we see the water changing into rising mist: we see the air, we see all the solid, liquid, gaseous things and we see fire, so that at the foundation of all things we have nothing but fire. All is fire — solidified fire: gold, silver, copper, are solidified fire. All things were once upon a time fire; everything has been born out of fire. But in all that solidified realm, some bewitched spirits are dwelling. [ 11 ] How are those spiritual, divine beings who surround us able to produce solid matter as it is on our planet — to produce liquids, and air substances? They send down their elemental spirits, those which live in the fire: they imprison them in air, in water and in earth. These are the emissaries, the elemental emissaries of the spiritual, creative, building beings. The elemental spirits first enter into fire. In fire they still feel comfortable — if we care to express it by images — and then they are condemned to a life of bewitchment. We can say looking around us: ‘These beings, whom we have to thank for all the things that surround us, had to come down out of the fire-element; they are bewitched in those things.’ [ 12 ] Can we as men do anything to help those elemental spirits? This is the great question which was put by the Holy Rishis. Can we do anything to release, to redeem, all that is here, bewitched? Yes! We can help them. Because what we men do here in the physical world is nothing else than an outward expression of spiritual processes. All we do is also of importance for the spiritual world. Let us consider the following. A man stands in front of a crystal, or a lump of gold, or anything of that kind. He looks at it. What happens when a man simply gazes, simply stares with his physical eye upon some outer object? A continual interplay occurs between the man and the bewitched elemental spirits. The man and that which is bewitched in the substance have something to do with each other. Let us suppose that the man only stares at the object and takes in only what is impressed on his physical eye. Something is always passing from the elemental being into the man. Something from those bewitched elementals passes continually into the man, from morning till night. While you are thus regarding objects, hosts of these elemental beings, who were and are being continually bewitched through the world-processes of condensation, are continually entering from your surroundings into you. Let us take it that the man staring at the objects has no inclination whatever to think about those objects, no inclination to let the spirit of things live in his soul. He lives comfortably, merely passes through the world, but he does not work on it spiritually, with his ideas or feelings or in any such way. He remains simply a spectator of the material things he meets with in the world. Then these elemental spirits pass into him and remain there, having gained nothing from the world's process, but the fact of having passed from the outer world into man. Let us take another kind of man, one who works spiritually on the impressions he receives from the outer world, who with his understanding and ideas forms conceptions regarding the spiritual foundations of the world, one who does not simply stare at a metal, but ponders over its nature and feels the beauty which inspires and spiritualises his impressions. What does such a man do? Through his own spiritual process, he releases the elemental being which has streamed into him from the outer world; he raises it to what it was before, he frees the elemental from its state of enchantment. Thus, through our own spiritual life, we can, without changing them, either imprison within us those spirits which are bewitched in air, water and earth, or else through our own increasing spirituality, free them and lead them back to their own element. During the whole of his earthly life, man lets those elemental spirits stream into him from the outer world. In the same measure in which he only stares at things, in the same measure in which he simply lets the spirit dwell in him without transforming them, so, in like measure as he tries with his ideas, conceptions and feeling for beauty to work out spiritually what he sees in the outer world, does he release and redeem those spiritual elemental beings. [ 13 ] Now what happens to those elemental beings which, having come out of things, enter into man? They remain at first within him. Also those which are released at first remain, but they stay only until his death. When the man passes through death a differentiation takes place between those elemental beings which have simply passed into him and which he had not led back to their higher element, and those whom he has through his own spiritualisation led back to their former condition. Those whom the man has not changed have not gained anything from their passage from the outer world into him, but others have gained the possibility of returning to their own original world with the man's death. During his life man is a place of transition for these elemental beings. When he has passed through the spiritual world and returns to earth in his next incarnation, all the elemental beings which he has not released during his former life flock into him again when he passes through the portals of his new birth, they return with him into the physical world; but those he has released he does not bring back with him for they have returned into their original element. [ 14 ] Thus we see how man has it in his power, by the way he acts and feels towards outer nature, either to release those elemental spirits which have been necessarily bewitched through the coming into existence of our earth, or to bind them to the earth still more strongly than they were before. What does a man do when, in looking at some outer object he releases from it an elemental being by elucidating it? He spiritually does the opposite of what has been done before. Previously, smoke had been brought forth out of fire, but man spiritually forms fire again out of that smoke; only after death does he release this fire. Now think for a moment of the endless depth and spirituality of the ancient ceremonies of sacrifice, as seen in the light of primeval spiritual science! Imagine to yourselves the Priest at the sacrificial altar in those times when religion was built on the real knowledge of spiritual laws; think of the Priest lighting the flame, and the rising of the smoke, and as the smoke rises a real sacrifice is offered, for it is followed upwards by prayers — What happens then? What happens during such a sacrifice? The Priest stands at the altar where the smoke is produced. Where something solid comes out of the warmth, a spirit is being transmuted, bewitched. But because the man follows the whole procedure with prayers, he at the same time receives that spirit into himself in such a way that after death it rises again into the higher world. What did the teacher of ancient wisdom say to those who had to understand this? He said: ‘If thou lookest upon the outer world in such a way that thy spiritual process does not stop at the smoke, but rises to the element of fire, then after thy death thou dost free the spirit which is bewitched in the smoke.’ Yes! The teacher who knew the fate of the spirit, which after being bewitched in the smoke had passed into man, spoke thus: ‘If thou leavest that spirit as it was when it was in the smoke, then it must be reborn with thee and cannot rise into the spiritual world after thy death; but if thou hast released it and restored it to the fire, then after thy death it will rise again into the spiritual worlds and will not need to return to the earth at thy rebirth.’ [ 15 ] Now we have explained one part of that profound sentence from the Bhagavad Gita of which I spoke in my last lecture. It does not speak here at all of the human Ego, it speaks of those nature spirits, of these elemental beings which enter into man from the outer world, and it says there: ‘Behold the fire, behold the smoke, that which man through his spiritual processes turns into fire are spirits which he liberates with his death.’ That which he leaves as it is, in the smoke, must remain united to him at his death and must be reborn with him when he returns to earth. It is the destiny of the elemental spirits that is here described; through the wisdom which man develops, he continually liberates at his death these elemental spirits; through lack of wisdom, through the materialistic attachment to the mere things of the senses, he ties those elemental spirits to himself and forces them to follow him into this world, ever to be born again with him. [ 16 ] But these elemental beings are not only associated with fire and with what is connected with fire, they are the emissaries of higher spiritual divine beings in all that takes place in the outer sense world. There never could have been that interplay of forces in the world that produce the day and the night, for instance, if numbers of such elemental being had not worked suitably at the rotation of the planet through the universe, so that precisely this interchange of day and night could come about. All that takes place is the result of the activity of hosts of lower and higher spiritual entities belonging to the spiritual hierarchies. We have been speaking of the lowest order, of the messengers. When night becomes day and day night, elemental beings live also in that process, and so it is that man stands in an intimate relationship with the beings of the elemental world which have to take part in working at the day and the night. When man is idle and lets himself go, he affects those elementals who have to do with the day and the night quite differently, than when he has creative force, when he is active, diligent, and productive. When a man is lazy for instance, he unites himself with a certain kind of elemental and he also does so when he is active, but in a particular way. Those elementals of the second class, just named, who are active during the day, are then in their higher element. As fire elementals, those of the first class, are bound in air water and earth, so certain elemental being are also tied to darkness; and day could not turn into night, day could not be divided from night, if these elementals were not so to speak imprisoned in night. That man is able to enjoy daylight, he has to thank divine spiritual beings who have driven forth elemental spirits and have chained them to the night-time. When man is lazy these elementals flow into him continually, but he leaves them as they are, unchanged. Those elemental spirits which at night are chained to darkness, he let through his idleness remain in the same state; those elemental who enter into him when he is active and industrious and filled with working power, he leads back into daylight. Thus he continually releases these elementals of the second class. Throughout the whole of our lifetime we bear within us all those elemental spirits which have entered into us either during our hours of idleness or during those of active work. When we pass through the gates of death those beings whom we have led towards daylight can now return into the spirit world; those we have left chained to the night through our idleness, must return with us in our new incarnation. With this we arrive at the second point in the Bhagavad Gita. Again it is not the human self, but those elemental beings which are indicated with the words: ‘Behold the day and the night. That which thou hast thyself released by turning it from a being of the night into a being of the day through thy diligence; that which comes forth out of the day enters when thou diest, into the higher world; that which thou takest with thee as beings of the night, thou forcest to reincarnate with thee again.’ [ 17 ] And now you will see clearly how the matter proceeds. As it is with the phenomena of which we have just spoken, so it is on a larger scale with our month of 28 days, with the changes of the waxing and waning moon. Whole flocks of elemental beings have to come into activity to direct the motions of the moon so that our lunar periods can come about as they do with all the influences they bring with them upon our visible earth. For this purpose certain of the higher beings had again to be bewitched, doomed, chained. Clairvoyant vision sees how, with the waxing moon, spiritual beings of a lower kingdom ever rise into a higher. But, so that order should exist, other spiritual elemental beings must again be transformed into those of lower realms. There are also those elementals of a third realm who stand in relationship with men. When man is serene and bright, when he is pleased with the world, when he has feelings of gladness towards all things, he continually releases those beings which are chained to the waning moon. These beings enter into him and are continually set free, through his soul's peaceful attitude, through his inner contentment, through his harmonious feelings and ideas towards the whole world. The beings which enter into man when he is sullen, peevish, morose, discontented with anything, when everything depresses him — when he is pessimistic — these spirits remain in the condition of bewitchment they were in at the time of the waning moon. Oh! There are men who through the harmonious condition of their soul, through the bright way they look upon the world, release and set free great numbers of these bewitched elemental beings. The man of harmonious and optimistic feelings and who feels inner satisfaction with the world, is a deliverer of elemental spiritual beings. The pessimist, he who is morose, sullen and discontented, becomes through his depression the gaoler of elemental spirits which could have been released by his cheerfulness. Thus you see that the conditions of mind and soul have not only a personal importance for this man, but also that he works either at the liberation or the imprisonment of spiritual beings; either deliverance or fetters proceed from him. The conditions of soul that a man experiences go out in all directions into the spiritual world. We have here the third point of that important teaching in the Bhagavad Gita: ‘Behold what man does through the feelings and conditions of his soul, how he sets spirits free, as they are set free by the growing moon.’ When the man dies, these released spirits can return to the spiritual world. If through his depression and hypochondriacal moods, he calls to him the elemental spirits which are around him, and then leaves them as they are, as they have to be in order to bring about the orderly courses of the moon, then these spirits remain chained to him and must reincarnate with him into this world. [ 18 ] And last of all we have a fourth degree of elemental spirits, those who have to work at the annual course of the sun, so that the summer sun may shine upon the earth to awaken and fructify it, so that spring can appear and be succeeded by autumn. In order that this may come to pass certain spirits must be fettered to winter-time, must be bewitched during the time of the winter sun. And man acts upon these spirits in the same way as we have described his acting on the other grades of spirits. Let us take man who at the beginning of winter says to himself: ‘The nights are getting longer, the days shorter, we come to that time of the sun's yearly course when the sun withdraws his fructifying forces from the earth. The outer earth dies, but with this deadening of the earth I feel it my duty to be all the more spiritually awake. I must now take more and more of the spirit within me.’ Let us take a man who acquires a more and more religious mood appropriate to the season as Christmas comes on, who learns to know the significance of Christmas and to know also that when the outer world of the senses is dead the life of the spirit must now grow stronger. This man lives through winter until Easter. He remembers that with the awakening of the outer world is combined the death of the spiritual: he lives through the Easter festival comprehending its meaning. Such a man has not only an outer religion; he has religious understanding of the processes of nature, of the spirit which rules it; and through his piety, his spirituality, he releases numbers of that fourth class of elemental beings which continually stream in and out of him, which are connected with the course of the sun. But the man who is not pious in this sense, who denies or does not understand the spirit and is always muddling through a materialistic chaos, into him these elementals of the fourth class flow, but remain unchanged. At death it happens again: that these elemental spirits of the fourth degree are either set free in their own element, or else are bound to the man and have to return with him at his next incarnation. Thus, the man, who uniting with the winter spirits does not change them into summer spirits, does not redeem them through his spirituality, dooms them to rebirth, whereas they might have been freed and not have had to return with him. [ 19 ] Behold the fire and the smoke! If you so unite with the outer world that the activity of your soul and spirit is like that of fire, from which smoke comes forth, so that you spiritualise things, through knowledge and through right feeling, you help certain spiritual elemental beings to rise; but if you unite with the smoke you condemn them to rebirth. If you associate yourself with the day, you then set free the corresponding spirits of day and so on. Behold the light! Behold the day! Behold the waxing of the moon and the sunny half of the year! If you act so that you lead the elemental spirits back to the light, to the day, to the waxing moon, to the summer-time of the year, you then at your death release these elementary spirits which are so necessary to you. They rise to the spiritual world. If you associate yourself with the smoke, if you only gaze at the solid things of the earth, if through laziness you unite yourself with the night and with the spirits of the waning moon, and if through your depression you unite yourself with those spirits who are chained to the winter sun, then through your lack of spirit, your godlessness, you condemn these elementary beings to be reincarnated with you again! [ 20 ] Now we know for the first time what this passage in the Bhagavad Gita really means. If anyone thinks that man is here spoken of, he does not understand the Bhagavad Gita; but those who know that all human life is a continual interplay between man and the spirits who live bewitched into our surroundings and who must be released again — those know that these sentences speak of the ascension or of the reincarnation of four groups of elemental beings. The mystery of this lowest kind of hierarchy has been preserved for us in these sentences in the Bhagavad Gita. Yes! When one has to bring forth out of primeval wisdom what is presented to us in the documents of ancient religion, one sees how grand these are and how wrong it is to understand them superficially and not in all their profundity. They are only considered in the right way when one says to oneself: ‘No wisdom is exalted enough to discover the mysteries herein contained.’ Only when these ancient documents are interpenetrated by the magic of real devotional feeling, do they become what in the true sense of the word they must be — self-ennobling and purifying forces for human evolution. They point frequently to fathomless abysses of human wisdom, and only when that which springs from the sources of the occult schools and the mysteries, streams forth from now on to all mankind, only then, will these reflections of the primeval wisdom (for they are but reflections) be seen in all their greatness. [ 21 ] We have had to show, by means of a comparatively difficult example, how in the times of primeval wisdom the co-operation of all those spirits which are everywhere around us was well known, how it was also known that the deeds of men represent an interchanging activity between the spiritual world and the world of man's own inner being. The problem of humanity first becomes important for us, when we know that in all we do, even in our moods, we influence a whole Cosmos, and that this small world of ours is of infinitely far-reaching importance for all that comes to pass in the macrocosm. An increase in our feeling of responsibility is the finest and most important of all the things we gain from spiritual science. It teaches us to grasp the true meaning of life and to realise its importance, so that this life which we cast on the stream of evolution may not enter that stream void of meaning. |
110. Community Life, Inner Development, Sexuality and the Spiritual Teacher: The Protagonists
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Rudolf Steiner's marriage to Marie von Sivers at Christmas of 1914 had provoked not only general gossip, but also some bizarre mystical behavior on the part of a member named Alice Sprengel. [ Note 1 ] Heinrich Goesch (see below) and his wife Gertrud seized upon her strange ideas and made use of them in personal attacks on Rudolf Steiner. |
In addition, having been asked to play Theodora gave rise to the delusion that she had received a symbolic promise of marriage from Rudolf Steiner, and she then suffered a breakdown as a result of Rudolf Steiner's marriage to Marie von Sivers at Christmas 1914. Her letters to Rudolf Steiner and Marie Steiner, reproduced below, clearly reveal that she was deeply upset. |
110. Community Life, Inner Development, Sexuality and the Spiritual Teacher: The Protagonists
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IN 1913 on the hill in Dornach near Basel, Switzerland, construction had begun on the building then known as the Johannesbau and later to be called the Goetheanum, the central headquarters of the anthroposophical movement. Members of the Anthroposophical Society from all parts of the world had been called upon to work on the building, and they were joined by a growing number of others who moved to Dornach, either permanently or temporarily, on their own initiative. Thus a unique center of anthroposophical activity developed in Dornach, a center that was, understandably enough, burdened with the shortcomings and problems unavoidable in such a group. In the summer of 1914, these difficulties escalated when World War I broke out, since people from many different nations, including those at war, had to work together and get along with each other. Isolation from the rest of the world and, last but not least, both local and more widespread opposition to the building and the people it attracted, further complicated the situation. In spite of all obstacles, however, the building continued to grow under the artistic leadership of Rudolf Steiner, who was well-loved as a teacher and felt by all to be a bulwark of constancy. But in the summer of 1915 all this changed as a result of incidents that threatened to test the Dornach group, and thus the Anthroposophical Society as a whole, to the breaking point. Rudolf Steiner's marriage to Marie von Sivers at Christmas of 1914 had provoked not only general gossip, but also some bizarre mystical behavior on the part of a member named Alice Sprengel. [ Note 1 ] Heinrich Goesch (see below) and his wife Gertrud seized upon her strange ideas and made use of them in personal attacks on Rudolf Steiner. Since this was done publicly in the context of the Society, Rudolf Steiner asked that the Society itself resolve the case. This resulted in weeks of debate, at the end of which all three were expelled from the Society. Rudolf and Marie Steiner did not take part either in the debates or in the decision to rescind their membership. The documents that follow reconstruct the events of the case in the sequence in which they occurred. Alice Sprengel (b. 1871 in Scotland, d. 1949 in Bern, Switzerland) had joined the Theosophical Society in Munich in the summer of 1902, at a time when Rudolf Steiner had not yet become General Secretary for Germany. She joined the German Section a few years later. In a notice issued by the Vorstand of the Anthroposophical Society in the fall of 1915 informing members about the case, Miss Sprengel is described as having undergone unusual suffering in her childhood. At the time of her entry into the Society, she still impressed people as being very dejected. In addition, she was unemployed at that time and outwardly in very unfortunate circumstances. For that reason, efforts were made to help her. Marie Steiner, then Marie von Sivers, sponsored her involvement in the Munich drama festival in 1907 and arranged for her to be financially supported by members in Munich. In order to help her find a means of supporting herself in line with her artistic abilities, Rudolf Steiner advised her on making symbolic jewelry and the like for members of the Society. It was also made possible for her to make the move to Dornach in 1914. She, however, interpreted this generous assistance to mean that she had a significant mission to fulfill within the Society. Having been given the role of Theodora in Rudolf Steiner's mystery dramas fed her delusions with regard to her mission, as did the fact that toward the end of the year 1911, in conjunction with the project to construct a building to house the mystery dramas, Rudolf Steiner had made an attempt to found a “Society for Theosophical Art and Style” in which she had been nominated as “keeper of the seal” because of her work as an artist. She imagined having lived through important incarnations and even believed herself to be the inspirer of Rudolf Steiner's spiritual teachings. In addition, having been asked to play Theodora gave rise to the delusion that she had received a symbolic promise of marriage from Rudolf Steiner, and she then suffered a breakdown as a result of Rudolf Steiner's marriage to Marie von Sivers at Christmas 1914. Her letters to Rudolf Steiner and Marie Steiner, reproduced below, clearly reveal that she was deeply upset. Letter from Alice Sprengel to Rudolf Steiner “Seven years now have passed,” [ Note 2 ] Dr. Steiner, since you appeared to my inner vision and said to me, “I am the one you have spent your life waiting for; I am the one for whom the powers of destiny intended you.” You saw the struggles and doubts this experience occasioned in me; you knew that in the end my conviction was unshakable—yes, so it is. And you waited for my soul to open and for me to speak about this. Yet I remained silent, because my heart was broken. Long before I learned of theosophy, but also much more recently, I had had many experiences that made me say, “I willingly accept whatever suffering life brings me, no matter how hard it may be. After all, I have been shown by the spirit that it cannot be different.” But this is something that seems to go beyond the original plan of destiny; I lack the strength to bear it, and so it kills something in me, destroys forces I should once have possessed. These experiences were mostly instances of people deliberately abusing my confidence, and all in the name of love. But I had the feeling that this was not only my own fault; it seemed as if the will of destiny was inflicting more on me than I could bear. I had some vague idea of why that might be so. Once, some years ago, I heard a voice within me saying, “There are beings in the spiritual world whose work requires that human beings sustain hope, but they have no interest in seeing these hopes fulfilled—on the contrary.” At that point I was not fully aware of what we were later to hear about the mystery of premature death, of goals not achieved, and so forth. Then, however, I bore within me a wish and a hope that seemed like a proclamation from the spiritual world. This wish and this hope had made it possible for me to bear the unbearable; they worked in me with such tremendous force that they carried me along with them. My soul was in such a condition, however, that it could neither relinquish them nor tolerate their fulfillment, or, to put it better, it could not live up to what their fulfillment would have demanded of it. Thus I could not come to clarity on what the above-mentioned experience meant for me as an earthly human being. Neither the teaching nor the teacher was enough to revive my soul; that could only be done by a human being capable of greater love than any other and thus capable of compensating for a greater lack of love. I can no longer remain silent; it speaks in me and forces me to speak. Years ago I begged you for advice, asked for enlightenment, and your words gave me hope and comfort. I am grateful for that, but today I would no longer be able to bear it. Why did you say to me recently that I looked well, that I should persevere? Did you think I was already aware of the step you are taking now, and that I had already “gotten over it”? I was as far from that as ever. In conclusion, I ask that you let Miss von Sivers read this letter.
* * * Letter from Alice Sprengel to Rudolf Steiner Arlesheim Dear Dr. Steiner, This will probably be my last letter to you; I will never turn to you again, neither in speaking nor in writing. I only want to tell you that I see no way out for myself; I am at my wits' end. As the weeks gone by have showed me, it is inconceivable that time will alleviate or wipe out anything that has happened; it will only bring to light what is hidden. Until now I have more or less managed to conceal how I feel, but I will not be able to do so indefinitely. I feel a melancholy settling in on me; being together with others and feeling their attentiveness is a torment to me, but I also cannot tolerate being alone for any length of time. I feel that everything that was to develop in me and flow into our movement through me has been buried alive. My life stretches ahead of me, but it is devoid of any breath of air that makes life possible. And yet, in the darkest hour of my existence, I feel condemned to live—but my soul will be dead. Desolation and numbness will alternate with bouts of pain. I cannot imagine how the tragedy will end. It is likely, though, that I will show some signs of sorrow in weeks to come, and it may well be that I will say and do things that will surprise me as much as anyone else. I do not have the feeling that my words will arouse any echo in you. I feel as if I were talking to a picture. Since that time early on in those seven years when I stood bodily in front of you and you appeared to me as the embodiment of the figure that had been revealed to my inner vision, you have become unreal to me. Then, your voice sounded as sweet and comforting as my own hopes. You restored my soul with mysterious hints and promises that were so often contradicted in the course of events. And when my soul wanted to unfold under that radiant gaze of yours in which I could read that you knew what had happened to me, something looked at me out of your eyes, crying “This is a temptation.” The most terrible thing was to have what stood before me in visible human form become unreal to me. And yet, I had the feeling that there was something real behind all this. I do not know what power makes your essential being a reality for me. You know that I have struggled for my faith and will continue to do so as long as there is a glimmer of life in me. You also know how I have pleaded with that Being whose light and teachings you must bring to those who suffer the terrible fate of being human, pleaded that whatever guilt may flow on my account may not disturb you in your mission, and I have the feeling that I have been heard. Nevertheless, the shadow of what has happened to me will fall across your path, just as it will darken my future earthly lives. That shadow will also fall across the continued existence of our movement and upon the destiny of our building. If the mystery dramas are ever performed again, you will have to have another Theodora, and since I will never be able to come to terms with what has happened, the very doors of the temple are closed to me in future. I wonder if, under these circumstances, there will ever again… I do not need to finish the sentence. I sense that, on an occult level, this is a terrible state of affairs. Is there no way out? Only a miracle can help in this case. I am well aware that deliverance is possible, and if it were not to come, it would be terrible, and not only for me. Let me tell you a story by way of conclusion, the story of the “sur gardienne.” [ Note 3 ] During the preparations for the plays during the summer of 1913, I noticed that you were not satisfied with me, and when it was all over I felt like a sick person who knows the doctor has given up on her. That feeling never left me from then on, and I could tell you of many instances, especially in recent months, when I felt a deathly chill come over me although your words actually sounded encouraging. The feeling grew stronger whenever I encountered anyone who knew what lay ahead. Why do I feel as if someone had slapped me in the face? Don't they all look as if they were part of a plot? That's what came to mind on many occasions, but I was relatively cheerful then and put it out of my mind. But all this is just a digression. Two summers ago, shortly before the rehearsals began, I read La Sur Gardienne. I had always assumed that Miss von Sivers would play the title role. On reading it, however, I began to doubt that the role would suit her; in fact, it seemed to me that she would not even want to play that part. And then I noticed how the figure came alive within me—it spoke, it moved in me. It was my role. If only I were allowed to play it! I saw what it would mean to me, and it was too beautiful to be true. Then invisible eyes looked at me, and I heard, “They will not give you that part, so resign yourself.” In my experience, that voice had always been correct. In view of the existing situation, I said to myself, “Dr. Steiner knows as well as I do that I had this experience; he must have good reasons for arranging things this way in spite of it—and as far as Miss von Sivers is concerned, I must have been mistaken—the whole thing must simply be another one of the incomprehensible disappointments that run like a red thread through my life.” My soul collapsed; I behaved as calmly as I could, but that did not seem to be good enough. Your behavior as well as Miss von Sivers' was totally incomprehensible to me. They were looking everywhere for someone, anyone, to take the title role, and no one seemed to think of me; anyone else seemed more desirable. And yet people were making comments about how strange it was that I had nothing to do in that play. I held back, because at one point I was really afraid I would have to play a different role. Performances have been more or less the only occasions in my life where I could breathe freely, so to speak, where I could give of myself. But that was only true when I played parts that lived in me, like Theodora and Persephone. But when a role didn't sit well with me, it increased the pressure I was living under for quite some time. That is why I was not as unconcerned about these things as others might be; for me it was a matter of life and death. In the midst of all this tension something befell me that I had already experienced countless times before in many different situations and against which I have always been defenseless. My soul crumples as soon as it happens. Once again, “it” looked at me and said, “This is a lesson for you!” (or sometimes it said “a test” or “an ordeal”). I felt the effects in my soul of countless experiences, repeated daily, hourly, going back to my earliest childhood. I do not know why my surroundings have always been tempted to participate wrongfully in my inner life. Only here and only very recently have I been able to ward this off, but it has forced me into complete isolation. What my foster parents, teachers, playmates, friends, and even strangers used to do to see what kind of a face I would make or to guess at how I would react! And much more than that. As I said, these experiences were so frequent that I could not deal with them; they suffocated me. Mostly I took it all calmly, thinking they didn't know any better. Now, however, in the situation I described, these semi-conscious memories played a trick on me—and I was overcome by anger. And then this summer, a year later, I had to relive the whole thing. And it occurred to me that I should have told you about what went before it. As I said, those words “This is a lesson for you” always made me stiffen and freeze. When I look back on my life, it seems as if a devilish wisdom had foreseen all the possibilities life would bring to me in these last few years, and as if this intelligence had done its utmost to make me unfit for them. I could watch it at work, and yet was powerless to do anything. Much could be said about why that happened. But nothing in my own soul or in any single soul could ever help me over this abyss. Only the spark leaping from soul to soul, the spark that is so weak now, so very weak, can make the miracle happen now… February 5 I have just read over what I wrote, and now I wonder, is it really all right for everything to happen as I described? That is how it would have to happen if everything stays as it is now. But don't we all three feel how destiny stands between us? Can it really be that there is one among us who does not know what has to happen next? That will bring many things to light; the course of events to come depends on what had been one person's secret. This is truly a test, but not only for me. What was hidden shall be revealed. I still have one thing to say to you, my teacher and guide: even though the tempter looks out of your eyes, there have been times when I experienced with a shudder that what was revealed to me also meant something to you, something that has not been given its due. However, this must happen and will happen—you know that well, and so does The Keeper of the Seal * * * Excerpt from a letter from Alice Sprengel to Marie Steiner I know that people who have “occult experiences” are a calamity as far as the people in positions of responsibility in our movement are concerned, and understandably so, but still, that is what our movement is there for—to come to grips with things like that. The relationship between you and Dr. Steiner is not the point right now; no, it is the relationship between you and myself. However, your civil marriage unleashed a disaster for me, one that I had feared and seen coming for years—not in its actual course of events, you understand, but in its nature and severity. That is to say, for years I had seen something developing between my teacher and me, something to which we can indeed apply what we have heard in the last few days, though not for the first time. It has a will of its own and laws of its own and cannot be exorcised with any clever magic word. As I said, I had sufficient self-knowledge to know what had to come if nothing happened to prevent it. Three years ago, like a sick person seeking out a physician, I asked Dr. Steiner for a consultation. There was something very sad I had to say during that interview, and I have had to say it frequently since then: Although I could follow his teachings, I could not understand anything of what affected me directly or of what happened to me. I must omit what brought me to the point of saying this, since I do not know how much you know about my background and biography. I was not able to express my need, and Dr. Steiner made it clear that he did not want to hear about it. The following summer, however, we were graced with the opportunity to perform The Guardian of the Threshold; in it a conversation takes place between Strader and Theodora, a conversation that reflected in the most delicate way the very thing that was oppressing me. Perhaps Dr. Steiner did not “intend” anything of the sort; nevertheless, it is a fact. Perhaps it was meant as an attempt at healing. I do not understand… * * * The next letter, written by an Englishwoman who was living at the Goetheanum at the time, characterizes Alice Sprengel from a different point of view: Letter from Mary Peet to Alice Sprengel [ Note 4 ] Arlesheim, Dear Miss Sprengel, I cannot let the time pass without writing to tell you how greatly shocked I am at your disgraceful behavior to Doctor Steiner—and also to Mrs. Steiner. I have truly always thought of you as a rather delicate and hysterical looking [sic] person, but I little imagined to what depths your evidently hysterical nature could lead you. Your illusive hope of becoming a prominent person in our society not having been realized has been too much of a disappointment for your nature. This kind of thing happens every day, in that disappointed young women fall into all sorts of hysterical conditions, which give rise to all sorts of fantastical dreams. In this case the most holy things have been mixed with false illusions arising from much vanity, self-pride, and the desire for greatness! To one who pictures herself to be the reincarnation of David, and of the Virgin Mary, very little can be said, for if one starts with such suppositions, one necessarily places oneself almost beyond the pale of reason and logic. A dog will not bite the hand that has fed it for years—you have not shown the fidelity of a dog in that you have turned all your hatred and spite against the one who has given you all that has brought life into your existence, both spiritually and physically, for you have been beholden to him and his friends for your subsistence. And now, because you are thoroughly disappointed, you have tried and are trying your best to injure him with every subtle untruth and insinuation, engendered by those thoughts which have entered your imaginative brain. Doctor Steiner is beloved, revered, and respected; his life is an example to all. He has been able through his power of logic and clear and right thinking to feed us with the bread of Wisdom and Life, and has truly been a Light-bringer to us all. I implore you to listen to reason before it is too late! Try to examine yourself for one hour and perceive the cause of all the fearful self-deception from which you are suffering. Beware of the awful figure of HATE, called up by your jealousy and consequent disappointment! You cannot undo the past, but you can try to redeem the lost opportunities you have had by refraining from showing more and more clearly the picture that many can see—to which you are apparently quite blind up till now—namely, that of jealous woman suffering from ingratitude, disappointment, and hysterical illusions! O Man! Know Thyself! Truly, [signed Mary Peet] * * * Heinrich Goesch (b. 1880 in Rostock, d. 1930 in Konstanz) was a man of many talents and interests who was already a Ph.D. and LL.D. at age twenty. His name also appeared once in December 1900 on the list of those present at a meeting of the Berlin literary society Die Kommenden. Financial support from parents and relatives enabled him to lead a life that allowed him to pursue numerous interests. Except for the last years of his life, when he lectured on art at the Dresden Academy of Arts and Crafts, he had never actually practiced a profession, presumably for reasons of health. According to a report by the psychiatrist Friedrich Husemann, Goesch had suffered from a very early age from epilepsy or seizure substitutes (absences). An expert witness reports having experienced one of Goesch's heaviest seizures. [ Note 5 ] Goesch had come into contact with psychoanalysis in 1908 or 1909 while living with his wife (a cousin of Kathe Kollwitz) and his brother Paul, a painter, in Niederpoyritz near Dresden, where they were engaged in studying architecture, aesthetics, and philosophy. Paul Fechter, a journalist who was a friend of the Goeschs at that time, reports the following in his memoirs: [ Note 6 ]
The “doctor” whose name Fechter does not reveal was Otto Gross, private lecturer in psychopathology at the University of Graz and one of Freud's first pupils. Unlike Freud, who used psychoanalysis simply as a method of medical treatment, Gross, by applying it in social and political contexts as well, tried to make it the underlying basis of everyday life. His efforts eventually brought him into conflict with all existing social structures. As a drug addict, he became a patient of C. G. Jung at the Burghoelzli in Zurich and in that capacity played a certain role in the professional disagreements between Jung and Freud. Later, at the instigation of his father, Hans Gross (professor of criminology at Graz), he was declared legally incompetent and spent most of the rest of his life in mental hospitals. [ Note 7 ] In his obituary of Heinrich Goesch, Fechter has this to say about Goesch's relationship to psychoanalysis:
Goesch became acquainted with Rudolf Steiner's anthroposophy around 1910. Shortly thereafter, he became a member of the German Section of the Theosophical Society, led at that point by Rudolf Steiner as General Secretary. He had been recommended by the physician Max Asch, who wrote to Rudolf Steiner on April 27, 1910. [ Note 9 ]
The lecture in question took place on April 28, 1910, in the Berlin House of Architects. Its title was “Error and Mental Disorder.” [ Note 10 ] On April 30, 1910, Asch wrote to Rudolf Steiner again:
A short time after Heinrich Goesch and his wife Gertrud became members, the construction of a building to serve as its central headquarters became a focal point of the Society's activity. Goesch was very interested in architecture and in 1912 made some suggestions about the design of the building. This interest, it seems, was also what led him to come in the spring of 1914 to Dornach, where work on the Johannesbau (first Goetheanum) had begun in fall of 1913. These facts from the biography of Goesch, who, as Paul Fechter puts it, displayed “a personal and unique combination of logic and mysticism,” make it somewhat understandable why he would jump into the Sprengel case with typical passionate energy. According to the psychiatrist Friedrich Husemann, epileptics characteristically combine egocentricity with a disproportionate sensitivity to personal affront and a tendency to complain. On the basis of these changes in their affective life, it is easy for them to develop delusions, and a certain affinity must have developed between Goesch's delusions and those of Alice Sprengel. Goesch formulated his thoughts in a long and elaborate letter (dated August 19, 1915) to Rudolf Steiner, who read it to the Dornach circle on August 21, 1915, in place of his usual Saturday evening lecture. |
300c. Faculty Meetings with Rudolf Steiner II: Fifty-First Meeting
24 Apr 1923, Stuttgart Tr. Ruth Pusch, Gertrude Teutsch Rudolf Steiner |
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A teacher asks about texts for English. Dickens’s Christmas Carol is too difficult for the eighth grade. Dr. Steiner: You can be certain that you can read Dickens with children who know almost nothing, and what they need to learn, they can quite easily pick up. |
300c. Faculty Meetings with Rudolf Steiner II: Fifty-First Meeting
24 Apr 1923, Stuttgart Tr. Ruth Pusch, Gertrude Teutsch Rudolf Steiner |
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Dr. Steiner: I think it would be good if we took care of the formal things today. If there is still something to say about the beginning of school, it might be better to do that after we have taken care of the formal things. We will probably need to meet again tomorrow to speak about the beginning of school from a more spiritual perspective. Today, I think we should try to take care of the various needs that have arisen from the faculty. The classes and the foreign language classes are assigned. Dr. Steiner: The question now is if anyone has a particular wish regarding these assignments. Changes are made to meet some expressed desires. A teacher: I would like to ask if we can define an order of presentation for art. I thought that I would begin tomorrow in the ninth grade with those things connected with the curriculum as a whole, that is, related to history and literary history. I want to show how art arose from mythology. Dr. Steiner: It would be good to bring the art class into step with history and literary history. You could try to make a transition from Germanic mythology to art and then remain with that for a time. Then, perhaps you could show how the Germanic myths reappear in a different artistic form as aesthetics. You could certainly show, for example, the connection between Dürer and German mythology. They are fifteen-year-old children. You could use this as an occasion to show how the old Germans painted their gods just as Dürer painted his figures later. You could then go on into the tenth grade, since the curriculum depends upon the previous year. In the tenth grade, we have Goethe’s poems and style, and that can stay. In the eleventh grade, summarize music and poetry. Dr. Steiner confirms the teacher’s understanding about art instruction in the previous grades. The same teacher now proposes artistically treating what is done in the twelfth-grade German class, literature beginning in 1740, in preparation for the final examination. Dr. Steiner: Then, we would no longer need a special literary history class. We need to see to it that the students learn the things they may be asked. In connection with modern literary history, they will certainly be asked about things that began with Gottsched and Bodmer and what followed them. German and art class can certainly cover the same material. In order not to make compromises, I think it would be good to recognize that a large number of Goethe’s works are based upon impressions of paintings, and also that we can trace back much romantic art to musical impressions. Try to develop how the arts are intertwined. An essay by Burdach, “Schiller’s Chordrama und die Geburt des tragischen Stiles aus der Musik” (Schiller’s choral drama and the birth of the tragic style from music) in the Deutschen Rundschau (German review) is mentioned. Dr. Steiner: Burdach’s research has a problem in that it has an underlying tendency. He wants to show that somehow certain themes arise out of some primal forces, and then he follows them further. This is really very contrived. Schiller was certainly not as dependent upon earlier streams as Burdach claims. We certainly cannot ignore Schiller’s dramatic experimentation and the fact that he created a choral drama after many attempts. In Demetrius, he created a romantic drama in a style much like Shakespeare’s. You cannot ignore the details Burdach cites, since they may be useful. However, you will probably arrive at a different conclusion, probably that Schiller would have created something quite different from The Bride of Messina had he really swum in that stream. That essay belongs with the series of things Burdach has produced. He has an idée fixe. He wants to show that a theme arises out of a subhuman source. All these things are similar, so you need to be cautious with Burdach. He also wrote other things where he derives the minstrel from Arabic provincials by finding the original impulse in the middle of the Middle Ages and using it as the beginning of the literary stream. Faust and Moses also belong in this group, as do Shakespeare’s dramas. A teacher speaks about his tenth-grade class in Western history and Middle High-German literature. Dr. Steiner: You need to do that harmoniously. Even if you do not like the material, we have to begin with what you have already done as a basis. There is nothing from the present we could use as a basis. We have to use an older historical picture as our basis and then present our perspective as history. Couldn’t you use Heeren as a basis? You could just as well take Rotteck, though he is a little bit old-fashioned and one-sided. It would also be good if you brought out the correspondences with artistic styles. Young people today could learn a tremendous amount if you were to read some chapters from Johannes Müller’s Vierundzwanzig Bücher allgemeiner Geschichte (Twenty-four books of history) with them. That is historical style, almost like Tacitus. Such attempts to work in a unified way have been made time and again, something that needs to be renewed from our perspective. If you lean too heavily upon geology, you are in danger of taking the basement, leaving out the ground floor, and then taking the second floor, whereas you should actually begin with what geology offers for historical themes, such as the Great Migrations and dependence upon territory. My public lectures in Stuttgart could be helpful for that. Of course, you cannot present that in class. It was intended for enlightened older people in Stuttgart. You will need to translate it for the students and, in the future, be sure to leave out the Chymical Wedding. If you begin preparing for this now and immediately begin with literature, you will have to use something like Heeren, Rotteck, or Johannes Müller. It is certainly not right to transform history into religious history alone. That is something for the religion teachers. I will give you the curriculum tomorrow. A teacher: Where should I begin in this class? Dr. Steiner: You said yourself you wanted to begin with the dependence upon the Earth. Therefore, you should take the climates of the various regions, today’s cold and temperate zones, and geological formations as a basis for history. Show how a people changed when they moved from the mountains down into the valleys, but do all this from a historical perspective, not a geographical one, so that you speak about a particular people during a particular period. Show, for example, why the Greeks became Greeks. Here, you could use Heeren as a guide. What is important is that things be done properly. A teacher (who is to take over teaching history and German in the ninth grade): I would like some guidance for ninth-grade history. What should I particularly emphasize? Dr. Steiner: You need to deepen their understanding. The previous class teacher: In the eighth grade I presented history in pictures and biographies. I particularly emphasized cultural history in the nineteenth century. Dr. Steiner: According to our curriculum, the children in the eighth and ninth grades should gain a picture of the inner historical themes, the major movements. They should learn how the fifteenth and sixteenth centuries brought an enlarged viewpoint to human beings, an increase in all directions, geography and astronomy. They should learn how that played out historically. Then they should learn how the effects of the seventeenth- and eighteenth- century enlightenment played out in history and how, in the nineteenth century, the integration of peoples and nations had an effect. Taking each century, you can present the facts from these perspectives. Regarding your preparation, it would be very good if you could create a picture for yourself of what story would result if Schiller’s History of the Thirty Years War were continued to the present time, that is, what modern history would be like. In regard to Middle Europe, Treitschke’s summaries are very good. In the first chapter of his German History, he brought all the threads together. A teacher wants to begin the twelfth grade with series and then go on to integral and differential calculus. Dr. Steiner: Differential and integral calculations are not really demanded. If you want to do this efficiently, you can begin integration earlier, and use series to explain both. I would try to get far enough that the students can use differential and integral computations with curves. That is sufficient for the final examination. If the students can work with second- and third-degree equations, that is enough. The problems that will be given are published. Dr. Steiner learns that there are also more difficult problems. Dr. Steiner: I would certainly like to know what is left to learn at college. There is really not much more. In any event, you can begin tomorrow with series. A teachers asks about chemical formulas. Dr. Steiner: We will have to find out what is required for the final examination. That is the problem; we start making these compromises, but we need to go far enough that the students can pass the final examination. This is terrible. There would be some sense in it if they at least used stereometric formulas, but they mostly use planar formulas, which is quite senseless. The students need to know the processes. All this is senseless and very sad, but we have to take it into account. Tomorrow, we can meet again at the same time to discuss questions concerning the curriculum, but for now I would like to take care of any other questions and desires. A teacher asks about texts for English. Dickens’s Christmas Carol is too difficult for the eighth grade. Dr. Steiner: You can be certain that you can read Dickens with children who know almost nothing, and what they need to learn, they can quite easily pick up. Tell them how the story goes on. Perhaps you could solve the problem if you first told the children about the content and selected some simpler excerpts for them to read. You can certainly overcome such difficulties. These texts are the very best for those children who cannot read English. An eighth-grade teacher: E.B. is not very happy with me. A teacher: One of his comrades would like to be in your class because it is more artistic. Dr. Steiner: You could exchange the two. There are problems with the class schedule, and the religion classes are too large. Dr. Steiner: It cannot be any different than last year. There must be some way of solving the scheduling problem. I cannot imagine that we cannot solve it. There should be no more than fifty students in a religion class. A teacher asks about a deaf-and-dumb child in the remedial class. Dr. Steiner: She is not deaf. She can hear and can also be taught to speak. She is only a little slow. She does not respond, so you will simply have to try everything. You need to say something slowly, then have her speak it after you. Continue in that way; first speak slowly, then increase the speed so that she gradually needs to understand things more quickly. You could also do the exercise by speaking loudly, then having her speak softly, and then the other way around. You could do it slowly and have her do it quickly. Do variations of that. If possible, use a series of words that have some connection. Do them forward and backward in order to develop the center of speech. I would also have her do the curative eurythmy exercises connected with the head. She should do them daily, even if for only a short time. (Speaking to the school doctor) She should also receive edelweiss at 6X potency, which is an effective means for healing the connection between the hearing nerves and the hearing center. It has a strong effect and is effective even when the hearing organs are hardened. The hardening has a relationship to edelweiss; it absorbs the flowers. You will find that the relationships that exist within this mineral, but not mineralized, material are within the flower also, and that they have an extreme similarity to the processes that constitute the hearing organ. We have used this remedy for ten years. Be sure to soak the flowers well first. A teacher asks about decorating the room for religious services. |
300c. Anthroposophy, An Introduction: Editor's Preface
Own Barfield |
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‘We will begin again,’ he observed in Lecture IV, ‘where we began twenty years ago;’ and he may well have had in mind that the Movement itself had, in some sense, begun again only a month or two before with the solemn Foundation of the General Anthroposophical Society under himself as President at Christmas 1923. Though he proceeded ab initio, assuming no previous knowledge on the part of his hearers, this course is not an elementary exposition of Anthroposophy. |
300c. Anthroposophy, An Introduction: Editor's Preface
Own Barfield |
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This book is the transcript of a shorthand report of nine lectures given by Rudolf Steiner in the early part of 1924, about a year before he died. Although his audience consisted very largely of people who had been studying for many years the spiritual science which is Steiner's legacy to the world (and which he also called Anthroposophie), he himself described the course as an ‘Introduction’. The German title of the book is Anthroposophie: eine Einführung in die Anthroposophische Weltanschauung. ‘We will begin again,’ he observed in Lecture IV, ‘where we began twenty years ago;’ and he may well have had in mind that the Movement itself had, in some sense, begun again only a month or two before with the solemn Foundation of the General Anthroposophical Society under himself as President at Christmas 1923. Though he proceeded ab initio, assuming no previous knowledge on the part of his hearers, this course is not an elementary exposition of Anthroposophy. We are gradually led deeply in, and the path is steep towards the end. There are many very different approaches to the general corpus of revelations or teachings which constitutes Spiritual Science. As with Nature herself, it is often only as the student penetrates deeper and nearer to the centre that any connection between these different approaches become apparent. A reader of Christianity as Mystical Fact, for example, which dates from 1902 and of Steiner's lectures on the Gospels might well be surprised to find that it is possible to read Theosophy (1904) without ever discovering that the incarnation of Christ and the death on Golgotha are, according to him, the very core of the evolution of the universe and man. The truth is that the mastery of Anthroposophy involves, for our too stereotyped thinking, something like the learning of a new language. It would be possible to learn to read Greek and only afterwards to discover that the New Testament was written in that tongue. From this point of view the present book is in the same category as Theosophy, yet even within this category the two approaches are made from such diverse directions that one might almost suppose the books to be the work of different men. Nevertheless it is best to look on the following lectures—as Steiner himself makes it clear that he does—as a supplement or complement to what is to be found in Theosophy. The book Theosophy is the most systematic of all the writings that Steiner has bequeathed to us. Its whole basis is classification and definition and, taken by itself, it undoubtedly gives (quite apart from the dubious associations which the word ‘theosophy’ has for English ears) a false impression of the nature of Anthroposophy. It is as indispensable to the student as a good grammar is indispensable to a man engaged in mastering a new language, and it contains as much—and as little—as a grammar does of all that the language can do and say. Its method is that of description from outside. And this approach, essential as it is as one among others, is perhaps the one most likely to lead to misunderstanding and misrepresentation. Such terms as ‘soul world’, ‘spiritland’, ‘elemental beings’, ‘aura’, are liable to be taken literally in spite of the author's express warnings to the contrary. The descriptions are taken as reproductions of the reality that underlies them instead of as similes—attempts, that is, at making clear a purely spiritual reality in words which have received their stamp of significance from their relation to the physical world. No one who studies the teachings of Rudolf Steiner seriously remains in any real danger of succumbing to this sort of literalness. But anyone reading hurriedly through the book Theosophy—or even through Theosophy and the Occult Science—and inclined to judge the value of Anthroposophy from that single adventure may well do so. That is why the present book seems to me to be an important one—not only for ‘advanced’ students of Anthroposophy, to whom it is perhaps primarily addressed, but also to the comparative beginner. It is condensed and difficult for most readers, and above all for those who have never dipped into the broad unbroken stream of books and lectures which flowed from Rudolf Steiner during the twenty years that elapsed between the publication of Theosophy and the delivery of this Course. But even if the content is far from fully understood, it cannot fail to give the reader some idea, let us say, of the sort of thing that is really signified by the spatial and other physical metaphors in which the systematic exposition of Theosophy is couched. For here the approach is from within. It is no longer simply the objective facts and events, but the way in which the soul tentatively begins to experience these, which the lecturer makes such earnest efforts to convey. We have exchanged a guide book for a book of travel. The one who has been there recreates his experience for the benefit of those who have not, trying with every device at his disposal to reveal what it actually felt like. Of course the difficulty is still there; it can still only be done by metaphor and suggestion; but the difficulty is much less likely to be burked by the reader's surreptitiously substituting in his own imagination a physical or sense-experience for a purely super-sensible one. Compare, for instance the description of the astral body given in Theosophy with the characterisation of it in No. V of these lectures:
‘Thus,’ he adds a few pages later, ‘if you describe the astral body as I have done in my Theosophy you must realise, in order to complete your insight (my italics)’:
In the same way one could compare the description of the etheric body in the earlier book with its treatment here in Lecture IV. The etheric body is not a vehicle of any such ‘life-force’, as is understood by the creative evolutionists. It is totally incompatible with the assumptions of positivist science. If it can be described as a ‘formative forces’ body, it can equally well be described, from another approach, as a thought-body. This is the approach which is required for all the teachings which Steiner developed later concerning the descent of the Cosmic Intelligence and its progressive embodiment in the personal intelligence of man. And it is this approach which is chosen in the book which follows. He begins by describing the practical steps needed to develop the ‘strengthened thinking’ which is the first stage of higher knowledge. And he continues:
Equally important is the exposition in this lecture of the way in which astral and etheric find outward expression in the physical constitution of man, the etheric in his fluid organisation, which can only be understood with the help of the concept of the etheric body, and the astral in that ‘third man’—who is physically the ‘airy man’ and who can be experienced as ‘an inner musical element in the breathing’. The nervous system is shown to be the representation of this inner music. The matter in this book is extremely condensed and one feels one is maiming it by arbitrary selections such as I am making for the purpose of this Introduction. I have, for instance, said nothing of the extensive and detailed discourse on dreams contained in Lecture VII, and VIII, which some readers may even find the most enlightening thing in the book. One final selection may however perhaps be made. In these lectures Steiner approaches the life after death by speaking of ‘four phases of memory’. The theme is first heard in Lecture VI, where, after speaking of the nature of memory he emphasises that it is not the concern of the remembering individual alone, but is there for the sake of the universe—‘in order that its content may pass through us and be received again in the forms into which we can transmute it’.
It receives them back when we die. The moment we die, the world takes back what it has given. ‘But it is something new that it receives, for we have experienced it all in a particular way.’ Then, in the ninth and last lecture, the last three phases of memory lead into—indeed become—in a miracle of condensation—all that is presented so differently in Theosophy under such titles as ‘The Soul in the Soul-World after Death’. Is this an esoteric or an exoteric work? Certainly it will be more readily appreciated by readers who have worked through other approaches to be found in the books and lecture-cycles and perhaps especially in the Leading Thoughts. Yet it is the whole aim and character of Spiritual Science, as Rudolf Steiner developed it, to endeavour to be esoteric in an exoteric way. For that was what he believed the crisis of the twentieth century demands. And I doubt if he ever struggled harder to combine the two qualities than in these nine lectures given at the end of his life. Thus, although he was addressing members of the Anthroposophical Society, I believe that he had his gaze fixed on Western man in general, and I hope that an increasing number of those who are as yet unacquainted with any of his teaching may find in this book (and it can only be done by intensive application) a convincing proof of the immense fund of wisdom, insight and knowledge from which these teachings spring. OWEN BARFIELD London, |
92. The Occult Truths of Old Myths and Legends: Good and Evil
24 Jun 1904, Berlin Rudolf Steiner |
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It was similar with the Germans with the festival that became a Christian symbol as Christmas. Their sacred ancestors were accepted as Christian saints. In this way, Christianity grew into ever new areas and among new peoples. |
92. The Occult Truths of Old Myths and Legends: Good and Evil
24 Jun 1904, Berlin Rudolf Steiner |
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Today I would like to follow up on the things I discussed a fortnight ago. In the near future, we may also have the opportunity to talk about our experiences in Amsterdam. But today I would like to talk about some specific things that reach into our physical plan – something we already started the other day. I have often emphasized that the events that take place in our physical world are nothing more than a kind of shadow reflection of what is happening on the higher planes. It is clear to the occultist that he can only understand the events in the physical world if he knows what is happening on the supersensible planes. To the occultist who has insight into the higher planes, it appears as if people are pulled by threads that emanate from the higher planes. This could seem to be an infringement of human freedom. But today I would like to show that this is not the case. Some examples may show us how the higher planes affect us. First of all, I must refer back to something I have already said earlier: that in principle there is no absolute good and absolute evil. Evil is only a kind of “displaced” good. If something has happened, let us say in the lunar epoch of development that preceded our epoch, and it has been transmitted into our development, then it appears as out of place in the present time. It was good during the lunar epoch, but it appears evil to us during the earthly epoch. During the lunar epoch, someone might have had the task of organizing the instincts in a harmonious way; but this activity was completed when the lunar epoch ended. The task of the earthly epoch now consists in controlling the instincts again from the level of the manas. If someone today were to live out their instincts as Pitri was forced to live them, they would be an evil person in our epoch, whereas in the lunar epoch he would have been a wise man. People do not usually think about what such events as the appearance of Muhammad, the founder of the Muslim religion, mean in the sixth and beginning of the seventh century. One must imagine that at first Christianity endeavored to grow into the various other forms of religion. At first we see only a small Jewish community in Palestine; it has remained quite small. The principle contained in Christian teaching is not easily imposed on the souls of the people. The Apostle Paul found the way to the Gentiles by first leaving the thoughts of the Gentiles as he found them and then using the pagan religious forms to infuse the Christian essence into them. In the southern regions of Europe, the Mithras service was cultivated; it was similar to today's sacrificial mass. The pagans there accepted Christianity because they were allowed to keep the Mithras festival that had become dear to them. It was similar with the Germans with the festival that became a Christian symbol as Christmas. Their sacred ancestors were accepted as Christian saints. In this way, Christianity grew into ever new areas and among new peoples. It was the adaptability of Christianity that made this possible. The Christian religion expanded more and more; but because of this diversity, it also needed a powerful central point: that is the Roman papacy. All the damage that was later caused by Christianity is linked to this world-historical mission of the papacy. The Semitic peoples had to be approached differently. Mohammed did that. He formulated the first great doctrine when he said: All gods but the One are no gods. Only the one I teach you is the only God. This doctrine can only be understood as an opposition to Christianity. From the very beginning, Christianity's task in conquering the physical plane was to work its way into the human personality; it does not build on old forces, but seeks to work through manas. We see that in Mohammedanism there is no conscious attempt to take up the old spiritual forms of paganism, but that the right way to conquer the physical plane is to be found only through physical science. We see how this physical science takes hold of the art of healing, which originated in Arabia and later spread to other countries. The Arab doctors only started from the physical plan, unlike the healers of the ancient Egyptians, the Druids and even the ancient Germans. All of them had come to their healing profession through developing their psychic powers through asceticism and other exercises. Today we still see something similar in the practices and processes of shamanism, only that these have degenerated today. So psychic powers were developed in these early healers. Muhammad introduced the art of healing that takes its remedies only from the physical plane itself. This art of healing was developed where they did not want to know about spiritual beings, but only about a single God. Alchemy and astrology in the old sense were abolished and made into new sciences: astronomy, mathematics and so on. These later became the sciences of the Occident. Among the Arabs who came to Spain, we see men educated in the physical field, especially mathematicians. The true followers of this school said: We respectfully revere what lives in plants, animals, etc., but man should not imitate in his work what only God is called to create. Therefore, we find only arabesques in Moorish art, forms that are not even plant-like, but are purely the product of the imagination. The Greek power was replaced by Rome, but Greek education was passed on to the Romans. The Arabs received what they have from Muhammad. Muhammad introduced science, which is only interspersed with laws of the physical plane. The Christian monks received suggestions from the Moors. Although the Moors were repulsed by political power, monotheism, which brings with it a deepening of physical science, came to Europe through the Moors and led to a purification of Christianity from all paganism. Through Christianity, the emotional life of man was led up to Kama-Manas. Through Mohammedanism, the intellect, the spirit, was led down from the spiritual life to the abstract comprehension of the purely physical laws. This physical science had to go through various stages to reach the level it now occupies. It had to go through the science of the Vedic priests and all the following stages to reach the achievements of our present time. Some of this had already been achieved by the Atlanteans, albeit through psychic powers. Since the Atlantean times, this orientation towards physical laws has been in preparation. The Chinese are a remnant of the Atlantean Mongol race. When we hear the word TAO in Chinese, it is something difficult for us to understand. The Mongols of that time had developed a form of monotheism that went as far as the psychic tangibility, the feeling of the spiritual. When the old Chinese, the old Mongols, pronounced the word TAO, they felt it when they pronounced it. Tao is not “the way”, as it is usually translated, it is the fundamental power by which the Atlanteans could still transform plants, by which they could set their remarkable airships in motion. This basic power, also called “vril”, was used everywhere by the Atlanteans, and they called it their god. They felt this power within themselves; it was “the way and the goal” for them. Therefore, every Mongolian considered himself to be an instrument in the hands of the great vril power. This monotheism of the Atlanteans remained with those races that survived the great flood. From this form of religion, which was still spiritual, the fifth root race emerged. These old spiritual forms of religion, the worship of a unified God, gradually degenerated into polytheism. Monotheism was only present among the most highly developed priests. At the beginning of Christianity, the monks behaved cunningly: they said that Baldur had become human in Palestine. In the early centuries, one would have found Christianity mixed with paganism, even in Arian Christianity. This development took place at the same time as a particularly vivid glimmering of religious feeling in the old Mongolian races was being prompted by highly developed shamans. We see, as a reaction to polytheism, on the one hand, the emergence of a new unified religion in Arabia through Mohammed. On the other hand, we see, somewhat earlier, an initiated shaman rising up in his TAO consciousness, taking revenge on those who have fallen away from the old monotheistic idea of God. Attila was called “God's scourge.” We see the princes he deposed living in splendor and pomp all around his kingdom, but he, the shaman, lives in the greatest simplicity. It is said of him that his eyes glowed and the earth trembled when he raised his sword. This great initiate would have been fully justified in the Atlantean era; in our time, he would look like a criminal. The same power that is an expression of the divine fire in its time appears as divine wrath in another period. Why does this happen? It is necessary to make further development possible at all. If development is to continue, the individual threads must reconnect harmoniously, seen from the higher plan. We had also spoken of the Druid priests who taught the people through fairy tales and myths. They were healers, priests and astrologers at the same time; they had inspired knowledge. When the Celtic element was replaced by the Germanic tribes, the belief in the old form of inspiration also receded. The conquest of the physical plane was entrusted to man; he became a warrior. The intuitive and productive power comes to us in the feminine. The woman became a priestess, who was also a healer, for example the Weleda. All healing arts were in the hands of women at that time; the man was pushed out onto the outer, physical plane. We still encounter this in the time of the Merovingians and Carolingians. It was only through the science learned by the monks from the Moors that the spiritual element was increasingly suppressed. And from the 16th to the 19th century, the material way of thinking increased more and more. The psychic healers gave way; they were discredited and despised as magicians or witches. The loss of the ability to work with psychic means of healing is connected with this; healing in this way is no longer as effective. Paracelsus still possessed these abilities completely. This is connected with the transition of the leadership of humanity from a Dhyan Chohan of a higher kind to another Dhyan Chohan. The Christian esoteric calls the healing Dhyan Chohan “Saint Michael”, which is the archangel who guides the psychic idealism of man. Man only becomes free by realizing that everything that happens on the physical plane is caused by higher forces. He must enter into a relationship of discipleship with the archangel Michael. Two entities played a role in the Old Testament: the leading spirit is harmonious. Beelzebub, also a Dhyan Chohan, is disharmonious. He is the leader of all disharmony on the physical plane. He must be understood in order to know why one form can have a destructive effect on another. Since the 16th century, the hosts of Beelzebub have gained the upper hand over the hosts of Michael. Mammon is the god of obstacles, which holds man back from pursuing his straight path. It would be out of place if this were to continue into the next century. All physical events are the shadows of supersensible events. The battle between spiritual forces and materialism is a reflection of the battle between the hosts of Beelzebub and Mammon and Michael. This battle first had to be fought on higher planes; it was decided there thirty years ago for Michael, and the present battle here on the physical plane is a reflection of it. The battle has been decided above, but for the individual human being the battle has not yet been fought. If people today are not up to it, we must all perish and new people would have to come. This shows the path, the place where the individual human being has to enter today. |
282. Speech and Drama: The Mystery Character of Dramatic Art
14 Sep 1924, Dornach Tr. Mary Adams Rudolf Steiner |
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If we go back to the time before worldliness began to get the upper hand on the stage, we shall find that dramatic performances were always in connection with worship, with the cult. The Christmas ritual which was intended to lead the people up to a lofty height where they might verily behold the Divine—this Christmas ritual we find continued, either still inside or in front of the church, in the form of a play. |
282. Speech and Drama: The Mystery Character of Dramatic Art
14 Sep 1924, Dornach Tr. Mary Adams Rudolf Steiner |
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My dear Friends, It is my intention today to add something to our previous studies that will, I believe, help you to a deeper understanding of dramatic art. For, as I indicated at the end of yesterday's lecture, that is the direction in which our studies are leading us—to an esoteric deepening of our whole conception of drama and of our own part in it. For the community at large, the situation is of course different; we shall be dealing with that later. But speaking for those of us who want to take a share in the work of the stage, we are called upon to fulfil a mission (if I may use such a word in this connection)—a mission on behalf of art and on behalf also of mankind. And before we can begin to have a true perception of that mission, we must learn to see how deeply our art is grounded in man as he is today, and we must also look a little more closely into the whole process of human evolution, in one phase of which we are now living. The actor must be able to experience for himself how the word, the artistically formed and spoken word, can reveal the whole being of man. This penetrating insight that can behold the word as a revelation of man cannot fail to give him a more spiritual conception of his calling; and once he has that, he will be able to arouse within him the necessary energy to make his work increasingly artistic, gradually bringing more and more artistic form into every detail of his acting. I will give you an example. An essential factor in the speaking of consonants is the part played by palate, tongue, lips, etc., in the forming of the word. And by looking a little deeper into the matter, we can see how the word on its part, in order that it shall acquire a fulness of content, catches hold of the experience which is associated with the region of each of the specified organs. We can quite well detect this, if we do not disdain to give our attention first of all to what presents itself to immediate perception, in order to pass on afterwards to its more spiritual aspect. Suppose we take our start from the ordinary physical sense of taste. There is positive ground, you know, for the fact that appreciation of art goes also by the name of taste; although when today we speak of taste in matters of art, and then again of the taste of a cucumber or of a veal cutlet, we have no longer that feeling of necessity which led men of an older time to label both with the same word. Consider how it is when you take some food or drink that can be described as bitter, that ‘tastes bitter’ in the ordinary material sense. Your palate and the back part of your tongue do the sensing of the bitterness for you. While the bitter substance is passing from your mouth into your oesophagus, and you are having the purely physical experience of bitterness, it is the palate that is engaged, in conjunction with the back part of the tongue. It is also possible to feel that something you eat tastes sour. The consumption of such a substance will lead you into a different physical experience. The task of mediating for you this perception of sourness you assign to the edge of the tongue. It is the edge of the tongue that is actively engaged in the experience of sourness. Or again, some food may taste sweet; then the tip of the tongue is mainly concerned. As you see, our relationship to the external world is in strict accordance with laws underlying our organism. We could never cajole the tip of the tongue into communicating to us the sensation of sourness or of bitterness; such foods leave it passive and inert. The tip of the tongue enjoys the distinction of coming into operation only when we take something sweet into our mouth. Now it is, as I have said, not without very good reason that we transfer the expressions sour, bitter, sweet, to the realm of the soul. We apply these terms to impressions that are of a moral nature—and we do so with careful discrimination. For we are not ordinarily inclined to picture, for instance, something sour before us as a result of the words another person speaks in our presence; his countenance however, may well cause us to speak of a sour face, and that out of a perfectly natural instinct. Whilst we do not readily feel a sentence to be sour, we have no compunction about calling a face sour. The fact is, the experience that makes you describe a face as sour calls into action exactly the same region in the mouth—namely the back part of the tongue where it goes toward the throat—as is engaged when you swallow vinegar. The experience is somewhat more spiritual, but it works in the same way. For there is an inner relationship between the two, and the relationship makes itself felt—instinctively, but unmistakably. The unconscious in us knows quite well the connection between vinegar and a sour face. There is just this slight difference in their working, that vinegar lays claim to the small and more passive organs of the tongue, whereas there are occasions when a sour face will call upon the more active parts of the same! We are here verily becoming able to behold the mysterious transition from inner perception or feeling to speech. For there is undoubtedly this real and living connection between them. When something makes an impression upon us in the moral sense and moves us to speech, then what happens is exactly the same as when some physical substance excites our sensation of taste. If you know this, then the knowledge will, evoke in you the power also to dive down into the more hidden regions of external reality. It will, for example, become possible for you to know that supposing you have to speak a sentence that refers, not without artistic feeling, to So-and-so's sour countenance, you will do well to carry in your soul at the same time a distinct after-taste of vinegar. Careful observation of life teaches that this will help; for there is a road that leads straight across from one experience into the other. Or, let us suppose, in the course of my part, I have to say, or am to overhear, that someone has a complaint against me. Then it will be good if I can instinctively arouse in the depths of my soul a sensation that resembles the after-taste of wormwood. Or again, let us say, I have to present on the stage some high official into whose presence a man is admitted who wishes to obtain for himself some office or other. The latter adopts a cringing attitude, and pours out on me words of the most fulsome flattery. This is a situation that may well occur in a play. In addition to all else that it will require—and the ‘all else’ will be substantially helped thereby—I shall do well to carry in me, while speaking, the sweet taste that sugar leaves in the mouth. And that will help with my listening too. If I am there in front of him, feeling in my soul, as it were, the after-taste of sugar, I shall—as the listener—instinctively assume the appropriate gesture. The question might well be raised: In expressing ourselves in this way, are we not adopting a rather realistic and materialistic point of view? Let me tell you, however, that the inducement to speak in this way follows as a direct result from that other study to which I have already alluded—the study, namely, of the historical evolution that has led up to our present drama. If we trace drama right back to the place of its birth, we come ultimately to what are known as the Mysteries. It is, in fact, not possible to have a worthy conception of dramatic art unless we are able to see its origin in the art of the Mysteries. Now, the art of the Mysteries had this aim in view: that what took place on the stage should proceed from those impulses that make their way into man from the spiritual world. But the art of the Mysteries sought also to follow how these spiritual impulses work right down into the details of the material world; so that, for example, those who had to take part in the ancient Mystery Plays would actually be given vinegar or wormwood, or some other substance, in order to prepare them for finding the right words and mime and gesture. And we, on our part, only begin to take our art seriously when, in our quest for artistic form, we do not hesitate to take account also of bodily experience. Otherwise our performances, where the acting must needs, from the very nature of the art, be carried right down to the fingertips—I might even say, to the tip of the tongue, for I have seen actors put out their tongue before now !—can never be more than superficial. Such revivals of primitive drama as can be met with in our time—the sort of drama to which I alluded the other day, for instance, when I told you of the Oriental performance I had witnessed in London—do certainly take us back to quite early stages of dramatic art, but not so far back as to give us any idea of the way things were done in the Mysteries. Plays of that kind we will therefore leave for the moment, we shall return to them later; just now we want to race back the art of drama to its source in the art of the Mysteries. If once the actor of the present day can come to understand the Mystery character of the great and noble art that he is following, he will begin to look on his work in a new way, he will begin to take it seriously. Fundamentally speaking, what the Mystery Play had to do was to show, through the agency of human beings, how the Gods intervene in the life of man on earth. Had we still today a number of plays of Aeschylus that have been lost, we would not, it is true, be able to learn from them the nature and character of the very most ancient Mystery art, but we would have in them echoes of this original art of the Mysteries. And then we would be able to ee that those who had to take part in the plays approached them with a certain awe and reverence. For these plays did not set out to represent events taking place among men on earth. Supersensible events were enacted, events that had indeed connection with human life on earth but took place among the Gods. The object was to show events that happen in supersensible realms among supersensible beings—to show these events in their influence upon the life of man on earth. In the most ancient times men shrank with awe from any direct representation of the supersensible. Rather had they the feeling that their part was to create a kind of framework on the stage for the Gods; everything must be so designed and ordered as to enable the spectators to feel that the Gods themselves have with a part of their being come down upon the stage. How was it sought to bring this about? To begin with, by having not individual actors that should represent Gods or human beings, but Choruses. These Choruses performed a special kind of recitative that was between speaking and singing, and was accompanied by instruments. In this way a form was brought into being and hovered over the stage, a stylised form that was absolutely real and was created out of sound and syllable and sentence, moulded and fashioned with an artistic sensitiveness far surpassing anything known in ordinary life. This form was conjured forth before the spectators, or rather the listeners, conjured forth from the word—the word with all its qualities of music and sculpture and painting. And the listener who lived in these older conceptions perceived—that is to say, did not merely have an idea of what was happening, but saw for himself that these Choruses gave the Gods the possibility of being themselves present, of being present in the musically and plastically formed word. Thus was the forming of the word in all its music and colour, in all its sculpted moulding, brought to such a degree of individualisation that it was able to betoken Divine Beings. This was in very truth attained in the Mysteries of ancient times. And while it was proceeding, the whole space was pervaded with what we today would call fear of the Divine, awe and reverence in the presence of Divine Being. This mood hovered there like an astral aura, mediating between what went on upon the stage and what the spectators were experiencing. The human being felt himself to be in the presence of a supersensible world. And that was what was intended. And it was further intended that in union with this feeling, another should rise up in the human being; he should feel that he is living in his soul together with the Divine. An inner life lived in close relation with the Divine was thus tho second aim that was cherished in these ancient Mysteries. First, fear of the Gods, in the best sense of the word; and then that man should have this experience of living together with the Divine. But now a new development. As time went on, men gradually lost the power to perceive spiritual reality in a form that was not outwardly tangible. The consequence was, it became necessary to put the human being on the stage. In earlier times, men had been able to perceive the contours of the Gods in the word—the word with its colour and its music, the plastically moulded word, the recitative. When they could do so no longer, the human being had to be there on the stage to present in his form and figure the contours of the Gods. But the people must not be allowed to forget that the human being on the stage is a God. Think, for instance, of the Egyptian Gods. Unless there were some special reason for it, they were not given insipid human countenances (I explained in an earlier lecture how I mean this to be understood). The Gods of Egypt, more especially the higher Gods—that is, those who ascend farther into the spiritual—had animal faces, bearing always in their countenance what was intended to typify the eternal. The human countenance is eternal in its mobility; it is eternally changing! Mobility had to be expressed in the gestures of the rest of the person, apart from the head. But there must needs also be duration, constancy; and that must be shown in the physiognomy. A human being cannot let his countenance remain permanently immobile; it would take on the expression of death or look as though he were afflicted with tetanus. If you want to show in the world of the senses that which endures and belongs to the spiritual, if you want to present this in bodily form in contrast to that which is continually changing, then there is no other way, you must have recourse to the animal countenance And so we find in the cult of the Egyptians the supersensible Gods with animal faces. When now the human being begins to appear on the stage, he too comes before us with a mask that is reminiscent of the animal. This development that we can observe on the stage is an outward expression of the inner development that was taking place in man's spiritual life. At his first appearance on the stage, the human being did not present man, he presented the God, and most often the God who stands nearest to man, Dionysos. And we begin then to have, in addition to the Chorus, the actor standing in their midst; first one, then two who carry on a dialogue, and gradually more. Only when we have learned to discern in the whole art of dramatic representation something of the magic of its birthplace in the Mysteries—only then is it possible for us to stand up before an audience as we should, carrying in us the knowledge of how drama has grown up out of the cult of the Mysteries, out of that cult whose whole purpose was to present what belongs to the supersensible world.1 In the Middle Ages there was still an understanding for this. If we go back to the time before worldliness began to get the upper hand on the stage, we shall find that dramatic performances were always in connection with worship, with the cult. The Christmas ritual which was intended to lead the people up to a lofty height where they might verily behold the Divine—this Christmas ritual we find continued, either still inside or in front of the church, in the form of a play. The acting was nothing else than an extension of the ritual that was performed inside the church. The priest who celebrated would afterwards appear as actor and take part in the play. We do not find in these plays the same holy feeling that pervaded the ancient Mysteries, where the drama was an integral part of the cult itself, directly belonging to the Mystery. In mediaeval times it was different; the ritual and the drama had each its own distinct character. One could nevertheless feel that they belonged together. And the sane kind of development went on in connection with the other festivals of the year. Having thus come to see that drama has a sacramental origin, we may now go on to consider the other, more worldly, factor that was brought in later on, and that has not the same close relation to cult and ritual. It has nevertheless a similar origin. When in very early times man looked out into the great world of Nature, he felt there the presence of the Divine, with whom he himself was connected; he felt the God in tho clouds, the God in the thunder and lightning. And still more did he feel the God entering into the word, into the artistically formed and musically modulated word, which the Chorus in the Mysteries placed out into the world as objective, created form. And now, as time went on, this very experience led man to perceive another secret. He began to learn that there is something in himself that is Divine, and that responds like an echo to the Divine that comes to meet him from the far reaches of the universe. And this led man to develop a new feeling about drama which we may describe in the following way. The ground had been prepared in far-off times by the Chorus, who produced the word wherein the God was able, not of course to incarnate, but to be incorporated. That was how it was in the Mystery Play, the original Mystery Play. Then came the time when, man being no longer equal to this experience, the actor was brought forward, not yet, however, for any other purpose than to represent the God. But now, as evolution proceeded further, the perception began to dawn upon man that when the human being presents his own innermost soul, then too he is presenting something Divine; if he can present on the stage the Divine that is in the external world, he can also present the Divine that is in himself. And so, from being a manifestation of the Gods, dramatic art became a manifestation of the inner being of man; it presented on the stage the human soul. And this inevitably led to the need to bring innermost human experience into the forming of the speech, to bring this same intimate human experience into the gesturing also that was done on the stage. And then there developed, in a time when its significance could still be instinctively felt, all that way of working with voice and gesture which I have been putting before you in these lectures, impressing upon you the need to renew it in our day, to put your whole will into getting it restored to the technique of the stage. We have seen how it takes us, on the one hand, to such things as Discus-throwing, and on the other hand to a sensitive perception of the after-taste, for example, of sour and bitter. Yes, we have to go on paths that may seem at first to lead us far afield, in order to find again the foundations upon which alone can be built the drama that portrays man. It will be helpful if at this point we make a kind of picture of how the evolution of drama has taken its course. Contemplate the picture, meditate upon it, and it will inspire you to enter with deeper understanding into the things that I have been expounding in these days in considerable detail and that will, I hope, become much clearer to you as I help you now to see them in a larger perspective. We can for the moment imagine that we have before us the stage of the present day (only, obviously no more than its barest outlines, if we are thinking of primeval times); and in the centre of the stage the word, produced by the Chorus in all its fulness of colour and tone and form. In the word men feel the presence of the God. The God appears in the word—in the music, in the painting, in the sculpture of the word. It is His will to appear to those who are present there, beholding. That is the first phase. The next phase is that in amongst the Chorus the human being begins to take a place, the real and actual human being. Before, it was the God—the God who was only `incorporated’ in the formed word. Now, man stands there; yet we still have the God, for man is only there to represent the God. He will accordingly have to learn how to speak from the Chorus, who used even to employ instruments in order to give greater strength to the voice. Man will have to learn from the Chorus; for his voice must not reveal what is within him, must not utter forth any human experience, no, it has to imitate what the Chorus places out objectively into the world. His recitative is to be a continuation of what was in the Chorus. In comparison with the mighty development of voice that was striven for here and that was rendered yet more powerful by the use of all manner of instruments (and this was not simply because they were acting in the open air and needed on that account to reinforce the voice, but for the reason I have explained, namely, that upon that stage should be heard speak the voice of the Gods)—in comparison, I say, with this development of voice in the earliest Mystery Plays, the speaking on our modern stage would sound to some Greek of ancient times who had understanding for these things like the squeaking of a mouse. Yes, it would indeed! For through what took place upon that stage of olden time, the Divine World rushed storming like a mighty wind. But now comes this further development, where man begins to grow aware that the Divine is also within himself. Representation of the God gives place to representation of man. It follows as a necessary consequence that man will have to learn to stylise his prose; for he has to carry into the external world the revelation of his own inner experiences. But for this it is by no means enough that we should behave on the stage as we do in real life. After all, what occasion is there to show that on the stage? We have enough of it around us all the time. No one with artistic feeling will be interested in a mere imitation of life, since life itself is always far richer than the poor husk which is all that imitation can produce. Consider for a moment how it is with some other art—say, the art of landscape painting. There would not be much sense in a painter's setting out to paint trees with the object of painting them so as to show whether they had needles or leaves, and then putting in some clouds up in the sky of various shapes, adding below a meadow and carefully reproducing there the colours of the different flowers. No one with artistic feeling could bear to look at such a picture. And why not? Because there are much more beautiful views to look at outside in Nature. Landscape painting of this kind does not justify its existence. No question but Nature can show us pictures of far greater beauty. But now suppose you have a painter who begins by feeling all around him a mood of evening time. The tree that stands there in the landscape is nothing to him, but the light on the tree, how the tree catches the light of the setting sun—that has a mood of its own, a mood that comes and goes in a moment. It will probably make no great impression on the dry and prosaic passer-by, but the painter can seize upon the momentary experience and hold it fast, if he have sufficient presence of mind (I mean that in the best sense of the word2). Then landscape painting begins to have meaning. For if we have before us such a painting, we are looking at the momentary inspiration of a fellow human being, at the momentary spiritualising of his sight. Through and beyond the painted landscape, we are looking into the very heart of the painter's temperament. For according as is a man's temperament, so does the landscape show itself to him, down to the very colours he finds there. With a genuine and elemental painter, it will really be so, that if the fundamental mood of his soul is melancholy, he will show us the shadow side of things with their darker nuances of colour. If again in his deepest being he is of sanguine temperament, then shades of red and yellow will dance for him upon the leaves wheresoever the sunshine strikes them. And if you should happen to look at paintings where these bright colours are seen dancing in the sunshine, and on making the acquaintance afterwards of the man who painted them discover that he is a melancholic, then that man is no painter; he has merely learned to paint. And there is a vast difference between being a painter and learning to paint—although one who is a painter must also learn to paint! This last fact is too often forgotten nowadays, and people jump to the conclusion that one who has learned to paint is no painter, and that he alone is a painter who has never learned to paint. That is, however, not correct. If you want to characterise the true painter, he is the one of whom you are bound to say when you see his pictures: He must indeed be a painter! And then you have to add, a little diffidently: And he must also have learned to paint! But if you meet with someone like I described just now, who paints. a picture that is entirely out of tune with his temperament, then you will have to say, taking care not to give offence (for one must always be polite): He has learned to paint!—adding, silently, to yourself: But he is, for all that, no painter ! I don't mean you to take this as a piece of advice! I am merely quoting what you will frequently hear people say in order to get out of the dilemma in which they find themselves when faced with the pretensions of would-be painters. Well then, it will, I think, be clear to us all that there is no point in reproducing on the stage what we have immediately present before us in real life. What is wanted is that the one who is there on the stage shall for the time let his ordinary self be forgotten, and become the human being who lives in speech in the way I have described. The spectator will then instinctively perceive around the actor an aura; as he listens to the formed speech, he will see before him the auric contours—perhaps of the incisive word, or perhaps of the slowly spoken, or again of the word that is abrupt, or the word that is energetically flung out. Living in this way in the speech, the actor becomes something quite different from what he is in life. In extreme instances you will recognise at once that this has to be so. Suppose you want to assign the part of a simpleton. It would never do to give it to an actor who is one already. A producer who allowed a rather silly, idiotic person to play the part would be the worst producer imaginable. To play the role of a simpleton requires the highest art; least of all is a simpleton equal to it. From a purely naturalistic point of view, it might, of course, seem best to look round for an actor who would play the part out of his own natural silliness. For the part to be played as it should be, however, something quite different is required. The actor has to know that the condition is due to an incapacity to let the forming of the speech make contact with the sour, bitter and sweet in the way I have explained. The simpleton does not succeed in building the bridge from these sensations to speech. The dramatist ought to take this into consideration in his composition of the text; he ought to know that such a person remains at the sensation, cannot get across to the speech which should result from the soul experience that belongs to the sensation. What will a good dramatist do in such a situation? (And the actor, you know, should always have the insight to see what the dramatist is doing; it should be quite clear to him from the whole setting of the play.) A good dramatist will want the role to be played by an actor who is a true artist and possesses to a rare degree the gift of gesture in the way I have described it, so that his gestures come right out of inner experience, bringing this inner experience to expression in style, in true artistic style. The art of listening—that is what the actor of the part will have to develop particularly, the art of listening with gesture. It may be the dramatist will not help him here; for the dramatists of the present day are not exactly great artists. But, although it is true that one cannot ‘corriger la fortune’, one can ‘corriger’ life, which means in the present instance one can ensure that art appears on the stage in a genuine and worthy manner by having the ‘foolish’ part acted with full complement of gesture, and especially of those gestures I described yesterday for the listener or onlooker. The main point is that the simpleton, when he is conscious of some sensation within him, should show by his whole attitude and gesture that he expects his environment to tell him how he is to put it into words. Get your actor to make listening’ gestures and be all the time gazing open-mouthed at the people around him, in the position for a; and your audience will not fail to receive the impression of a simpleton. Let him even try to caricature this a position right from the back of the mouth, looking intently on the people around, as though it were they, and not he, who should really be doing the speaking. And if the dramatist has failed to do his part in the matter, the producer should none the less require the actor to employ the relevant gestures; even if something quite different is being said around him, the actor can still make as though he were hearing from the talk of the others what he himself has to say. You have only to let him be perpetually giving the impression of being the echo of those who are standing around and be making also at the same time appropriate gestures, and you will have placed on the stage a faithful presentation of a simpleton. In real life you won't find it exactly like that. But now suppose you want to show on the stage the ‘wise’ man, generally a popular part with actors—but I myself would sooner play the simpleton. An actor who is playing the wise or ‘knowing’ man should show by his gestures that for his own understanding he is not very dependent on the others with whom he is conversing. His gestures will in fact be lacking in the very quality that I have said ought to characterise gesture; they will be lacking in life, being no more than lightly indicated, and containing always a subtle hint of the gesture of rejection that we saw must accompany the word of rejection or brushing aside. The wise man goes with the other speaker, follows what he is saying, but along with his gesture of understanding there will always be a touch of the gesture of rejection. And then, when his partner has finished speaking, he will wait awhile, and whereas before, when he was the listener, he inclined his head to hear what the other had to say, he will now perhaps throw it back; even the eyelids too can be held back a little. This will always >mean that the audience will instinctively have the impression that the ‘wise’ man is not going to enter fully into what the other has been saying, but intends rather to draw upon his own store of wisdom in order to show what is really essential in the matter. The audience will feel that he is talking more out of his memory than in response to what he has heard the other say. Your wise man should always give this impression. If he does not, the acting has been lacking in style. A very different kind of gesturing will have to be employed if you want to represent on the stage a gossipy old lady. She has, let us say, just come from an afternoon tea-party, and brings with her the manners of the tea-table. This old lady will have to accompany what she hears said with a motion of stout resistance, indicating that nothing the other has to say is right. And then, before the other has finished speaking, she should break in, with complete corresponding accompaniment of gesture to accord with every shade of speech formation. She must break in so suddenly that you feel she has no need to stop to think; she knows right away, as soon as ever she is confronted with the situation, what she will say to it. She should be beginning with gesture and word while the other's last syllable is being spoken. One must, however, be careful to let this last syllable be heard, so that the audience do not lose the thread. You must really ensure that such a scene is treated in the way I have described, for then it will have style. This gossipy old lady, coming in straight from the tea-table, is, you see, the exact opposite of the wise man. It could also quite well be a gossipy old gentleman, come straight from his evening glass with his pals; in that case the male quality of the talk would have to be brought out. And where the lady from the tea-party, before her partner has finished speaking, pokes out a finger, the old gentleman who also bursts in on the last syllable, will gesticulate with his whole hand, or his whole arm. That will be rendering the scene in style.
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343. The Foundation Course: Anthroposophy and Religion
28 Sep 1921, Dornach Tr. Hanna von Maltitz Rudolf Steiner |
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[ 14 ] Today in our inner reflections we have a weak memory of what at that time had been lived through instinctively. We celebrate Christmas and a historic glance reveals to us the connection of the inner memory life of individuals who, during winter, had felt abandoned by heaven, and so nursed their memories in solitude. |
What is revealed in our abstract minds and calculations to determine the Easter festival, this was a direct experience for earlier man; it was observed in the heavens after the completion of winter and the time of St John in the soulful feeling of the divine weaving in the heavens, to unite in divine blessedness with the truly Spiritual-Divine which had been only a memory at Christmas time and into which they lived at springtime. The old summer solstice was primarily celebrated as the inner search for the union with the Divine in which man could empathise with how, if the earth would not be enclosed, the earth would be an active being working in the cosmos together with the entire being of humanity towards this cosmic experience. |
343. The Foundation Course: Anthroposophy and Religion
28 Sep 1921, Dornach Tr. Hanna von Maltitz Rudolf Steiner |
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[ 1 ] My dear friends! Last night I received a letter from Reverend Dr Schairer in Nagold which contains a number of theses regarding how Anthroposophy can conduct itself regarding religion, and religion conduct itself regarding Anthroposophy, and how a way must be found to initiate this behaviour. Dr Schairer thinks a discussion could be based on this. That also seems to be quite right following on from the first part of the letter—I couldn't read the whole thing, I haven't yet read the last pages—because a lot will be clarified in an exceedingly exact manner. Perhaps this could in some respects provide a good basis for a discussion because it will be a priority in our future work, if I may say so, to bring these fundamental issues in order. [ 2 ] In addition to what I want to say to you today—everything is for the time being still introductory—depends from one side on the main issue of this question, certainly from one specific side. We have to be perfectly clear that Anthroposophy as such must arrive in a positive way at the Mystery of Golgotha so that the manner and way in which this happens regarding this event, can really be ascribed to a concept of knowledge, a knowledge which, if the term is taken seriously, this concept of "knowledge" is also applicable in the modern scientific sense. It is on the other hand right that this special way, first of all—I stress first of all—Anthroposophy needs to get to the Mystery of Golgotha, that at first the Protestant sense of religion from certain foundations need to be brought to consciousness, which can take offence. Only complete clarity about these things can lead to some healing goal. [ 3 ] I must therefore, even if it appears somewhat remote, enter into what I want to say to you today. Anthroposophy or spiritual science actually creates out of supersensible knowledge, and rejects—in principle rejects—anything from older traditions, let's say, the oriental wisdom or historic Gnosticism, through somehow assembling a content, or expanding the content. Anthroposophy quite decisively rejects this because it focuses above all in its comprehensive task of practically answering the question: How much can a person today, who has in his soul, latent, or in ordinary life, not conscious forces in his awareness, how can he now in full consciousness and with full human discretion, recognise the supersensible world instantly?—Spiritual science would like to proceed with this cognition similarly to a mathematician who wants to prove the theory of Pythagoras. He proves it out of something which one can recognise today, and he doesn't reject purely from historical writers what he had encountered before, when he obviously later, in his historic studies, entered into the way the theorem had been found. If you research spiritual science in this way you will certainly conclude that an abyss lies between the way and manner in which current spiritual science arrives at its results through fully conscious research, and what still remains in Gnosticism or oriental wisdom, which has a more instinctive character on the other hand. Precisely what people want as unmixed knowledge brought to realization, even this, as I've said, needs to be researched. In the course of this research it becomes apparent that something is needed which makes an appearance as if one had reverted back to the old. In the course of research spiritual experiences take place namely for which modern people—the entire modern civilization—the concise words are missing. Our modern language has definitely connected to material thinking patterns; our modern speech has been learnt as linked either to mere outer material or intellectual matters—both these belong together. Inner intellectualism is nothing other than correlations to the materialistic methods of observation of the external world. What can be recognised about matter is that when one uses the materialistic method, it reflects inwardly as intellectualism. It is like this, that any philosophy which wants to prove its spirit through mere intellect or a spirit comprised from the intellect, will be wafting around in the wind; these would hardly be able to acknowledge that the intellectual is quite rightly spiritual, but that the content of what is intellectual can be nothing other than that of the material world. One must always speak clearly about these things. By expressing a sentence like: "The content of the intellectual can be nothing other than that of the material world," I'm only saying it can be nothing other than the content of the world, which can be viewed as the sum of material beings and phenomena; whether this is what it is, is not yet agreed upon. The intellectual material world could be through and through spiritual and what comprises intellectualism could be an illusion. Therefore, it is important for spiritual scientific discussions there should already be an unusually powerful conscientiousness existing towards knowledge otherwise there will be no progress in spiritual science. This conscientiousness is also noticed by people of the present; they find it necessary to hackle through their sentences in all directions in order to be concise, and people of the present day who are used to the journalistic handling of a style, call this wrestling for conciseness a bad style. [ 4 ] Such things we certainly must understand out of the peculiarities of the time. So, while current materialism and intellectualism have hassled speech/language to such a degree that language only operates in terms of the material, one can hardly find the right words needed to describe one's experiences and then one grasps for the old words which come from instinctive observation, to express that which needs expression. This results in the misunderstanding: people who cling only to words now believe that in the word one borrows what is contained in the translation of the word. This is not the case. The words "lotus flower" is a borrowed expression from oriental wisdom but what I have indicated (in my book Knowledge of the Higher Worlds and its Attainment) is certainly not borrowed from oriental wisdom. This is what I'm asking, for you to always take this into consideration, when on occasion I need through necessity to borrow expressions from history, as I have to do today. [ 5 ] You see, spiritual science first and foremost wants to gain human knowledge through Anthroposophy, modern physiology and biology need to some extent be considered as the most unsuitable instrument for acquiring real human knowledge. Modern physiology and biology unfortunately base their knowledge on what can be seen in man's corpse. Also, when living people are studied, they are unfortunately only studying the corpse. At most they indulge in a certain deception, which extraordinarily characteristically was revealed when Du Bois-Reymond held his famous lecture on the Ignorabimus. He is quite clear that nothing—because he was besides a scientific researcher also a thinker—of this modern manner of research of the soul—he called it consciousness—can be gained; so that one actually through natural science, according to Du Bois-Reymond, can't find out anything about the actual being of man. He is submitting himself to an ever-greater deception; he says that with outer scientific beings we will never be able to recognise conscious people, at most only those who are asleep. When a person lies sleeping in bed, according to Du Bois-Reymond, the sum of all processes is within the person, but at the moment of waking, when the spark of consciousness jumps in, the possibility of observation ends. It would be correct if one was able today, to scientifically understand the life and development of the plant world. The life and development of the plant world is still not comprehensible through science today because the method is not recognised through which this would be understood. So that too, is an illusion, what current science explains about sleeping people; it can only be in their domain to explain sleeping people, the corpse; further than this they don't go. They can only explain those who are sleeping; the ones who are lively they can't explain. [ 6 ] Anthroposophy doesn't follow philosophic speculation about people, but the way which I outline in my book Knowledge of the Higher Worlds and its Attainment, in the withdrawal of the soul into observation, and then the attainment towards not remaining stuck in the mineral element in man, which is perpetually dead and is incorporated as a dead mineral element in the being of man, but that one gets to, through what could be called the ether body or creative force, observe what the real foundation of the sleeping human being is. [ 7 ] Now people come along out of the current philosophic consciousness; I can refer to one case. When my Occult Science was published, there was talk about a Polish philosopher, Lutoslawski, in an old German monthly publication. In this discussion it was said, among other things, that it is only an abstraction to divide a human being into members of the physical body, the ether body, the astral body and the I, one can certainly as an abstraction divide man into these, but it goes no further.—As far as Lutoslawski at that time regarded it, he was correct in his assertion, but he remained in the field of abstraction, and this depends on the following: As soon as a one moves up to contemplate the ether body one can't remain in the physical body of the human being; as long as one only contemplates the physical body then one doesn't need anything but to investigate within the human skin and at most go as far as to examine the interaction with the outside world through breathing and so on; but nothing further is examined, basically nothing more than by beginning with the boundary of the human skin. [ 8 ] This characteristic I'm offering, you will quite rightly find if you only think about it. One can, if one remains confined in examining the physical body only by what is enclosed by the skin, but one can no longer remain in what is contained by the physical skin when one thoroughly looks at the ether body. Obviously, the basic outlines need to be drawn first, as I have done in my Occult Science, so attention can be drawn to man's physical body, ether body, astral body and so on. However, Anthroposophy doesn't remain stuck here; Anthroposophy must now expand these things. As soon as knowledge of the ether body is extended one can no longer remain within the human being, but one needs to observe the human being as a single being in connection with everything earthy. One must examine the human being in connection with the earthly. This means as long as the human being is enclosed in his physical body, he leads a relatively independent life, a relatively independent life. To a high degree man is dependent on everything possible, air, light and so on, for the physical body; man is dependent on these to a high degree. You can see this in the following example. When materialism was at the height of its blossoming, Wolff, Büchner and Czolbe very often referred to the dependency of man on the physical environment and one of these writers once listed everything, from gravity, light, the climate and so on and concluded that the human being was the result of every breath of air he breathes. He meant by this—the person concerned was a materialist—the physical organism is dependent on every breath of air. Yes, my dear friends, if one considers the depiction of materialism in this reference in all earnest and contemplate how the human being was as depicted by materialism, then one will become aware that the human being at its highest potency could be a hysteric or a cripple. The materialists have already described the material human being but not what happens in the world, a being who at its highest potency would be an hysteric. The hysteric at his highest power would be as dependent on his environment as the materialist has described him.—The actual human being in his highest power is independent on what the physical earth environment offers. One can't say this about the etheric man. As soon as one rises to the etheric in man, one can't observe the etheric body as isolated from the entire earth's etheric which needs to be examined, and here man lives in a far higher—naturally not in the physical sense higher—level as his physical body. When one comes to the realm of the etheric while observing the earth, then one can no longer hold on to concepts of chemistry, or mineralogy and so on, but one must now search for completely different conceptions; now one will be confronted with the necessity of wanting to say what one wants to say, at least prove it with expressions which the Greeks had, because it is not possible to do so in today's language. [ 9 ] The (ancient) Greek would, if you demonstrated current chemistry to him, express himself in the following way. Just imagine we have on the one hand a really modern chemist and on the other hand a Greek, an educated ancient Greek, who would like to talk to the chemist, and the modern scientist would say something like the following: "You Greeks come from far back, you took the four elements of fire, earth, water and air. Those are for us at most, aggregate conditions: fire as all penetrating warmth, air as aeriform, the water as liquid and the earth in a solid physical state. We acknowledge that from you. However, we have placed some seventy elements in place of your four." If the Greek would study what has been presented as some seventy elements, he would say: "What we understand under the four elements will not touch many of your seventy elements. We have for what you have in your seventy elements, the collective name of 'earth': we call all of that 'earth.' With our four elements we are referring to something else, we indicate through it how some things express themselves from out of their inner being. What you are pouring out regarding your elements, that is for us aeriform and such further conditions of the earth. Something far more internal than what you acknowledge with your elements, describe for us the expressions of earth, water, fire or heat." [ 10 ] Exactly to these four elements one is guided when one considers everything surging and weaving which has been spun into the earthy etheric and human etheric. Only when you follow this etheric, which lives in the four elements, as an experience within the circling of the earth's weaving existence, will you understand spring, summer, autumn and winter. In spring, summer, autumn and winter which exist as the foundation of the etheric processes of the earth—not merely as the physical processes of the earth—in this etheric weaving of the earth the human ether body is woven so that one, when one in a sense advances to the etheric body, one must find the etheric body rooted in the earthly-etheric. [ 11 ] What we rediscover again—I have explained this whole relationship in detail in the Hague—sounds like instinctive wisdom of the ancients, which continued right into Greek times. We don't understand the continuity in humanity if we don't, in our way, discover what the content of these instincts were. [ 12 ] Now we will go further and come to the astral body of the human being. The terminology doesn't mean anything to me; the astral body had been spoken about much later, right into the middle ages and even up to present time, but it must have some formulation. When one rises up into the astral body, the actual carrier of thinking, feeling and will in man, then you again come to realise that man cannot be regarded in isolation. Just as one makes the etheric a member of the etheric weaving of the earth, so one needs to make the astral—in quite a spiritual manner—as basically incorporated in what is expressed in the movement and positioning of the stars. The astral in man is simply the expression of the cosmic, the astral relationships; how the stars move and are positioned to one another, this is expressed in the human astral body. Just like the human being through his etheric body is interrelated to the earthly etheric, so man through his astral body is associated through his astral to the earth's surroundings; it lives further in the earthly surrounding, they continue to live in the events, in the processes of his astral body. [ 13 ] You see, it is not an abstraction to structure the human being; we are required to structure the human being because in this structuring we rise from human knowledge to cosmic knowledge, quite naturally. Now we can go back in human evolution to more ancient times which had not actually reached into the Greek times any more. Here we find an instinctive awareness of people's relationship to the starry worlds. Not as if Astronomy was carried on in these ancient times, and if it was, that it could be considered serious, but the connection happened as a direct experience. Human beings experienced themselves in certain times of their earth evolution far less as earthlings than as heavenly beings. In our research we easily reach a time where people, certainly inwardly, lived into the growing and flourishing of the plant world, also in the animal world where everything offered in air and in water were experienced, but as being independent. Similar to how the human being in current times experiences inner processes of nutrition and digestion, processes taking place independently, so the human being once took in all that he experienced in the physical world, as independent, but he didn't take what he lived through in his astral body as independent from the influences of the heavenly worlds. That was something that differentiated itself, imposed itself too strongly upon him, to be taken as independently. When winter shifted closer, when nights lengthened and a person found frost had arrived all around him, he sensed in a certain way how he simply depended on his placement in the world, he felt something within him, like a memory of heaven. During winter he felt himself separated from heaven in a way, he sensed something within him which was like a mere memory of heaven. When by contrast spring approached and the warmth of the earth was interwoven with man, then he felt something dissolve within him as when he shares in the experience, I would call it, of a spreading out breath, the events of the heavens. Now he had heavenly reality, not just a memory of heaven which he had in winter. In this differentiated way he experienced the other seasons also; he actually participated in the seasons. [ 14 ] Today in our inner reflections we have a weak memory of what at that time had been lived through instinctively. We celebrate Christmas and a historic glance reveals to us the connection of the inner memory life of individuals who, during winter, had felt abandoned by heaven, and so nursed their memories in solitude. We still have echoes of experiences, not at one time through astronomical speculation or astronomy, but direct experiences in the determination of the Easter spring celebration according to the relationship of the sun to the moon. What is revealed in our abstract minds and calculations to determine the Easter festival, this was a direct experience for earlier man; it was observed in the heavens after the completion of winter and the time of St John in the soulful feeling of the divine weaving in the heavens, to unite in divine blessedness with the truly Spiritual-Divine which had been only a memory at Christmas time and into which they lived at springtime. The old summer solstice was primarily celebrated as the inner search for the union with the Divine in which man could empathise with how, if the earth would not be enclosed, the earth would be an active being working in the cosmos together with the entire being of humanity towards this cosmic experience. [ 15 ] In other words, what we refer to in spiritual science as an objective experience when we refer to the astral body, this would have been a direct experience for ancient mankind, but such that it didn't only occur in a moment but that it spanned time; from which one knew the stars worked here in their laws, in their movement. Not that man took much notice of sun and moon eclipses; that only happened when religion was transferred to science. In olden times people looked up to the heavens with religious simplicity, but also sensed the heavens within them, for a certain time. [ 16 ] You see, my dear friends, consider what one can think when theology comes forward today and says: What human beings primarily experience through the senses can hardly lead over to the super-sensible; what we have in science, can hardly lead over into the super-sensible; something quite extraordinary must happen in a person if he wants to become accessible to the spiritual worlds.—Such an examination of current theology shows that people are advised to justify religion while life, because we participate in life in the outer world, has no religious character; in a sense it needs to be removed out of ordinary life and placed in a special life in order to feel religious. There once was a time on earth where religious feelings were direct, in the present, and independent, and where one had turned life on earth out of religion. Just as we sense materialistically when we look at the plant world, the animal world and the stars and then need to turn within if we want to have religious experiences, just so once upon a time religious life was the given and if one wanted to turn away from what was given, one would go primarily out from the religious life. [ 17 ] As long as these things are not fully examined, there would be no clarity about the relationship of science, daily life and religious experience. At least once in life one should look at how human evolution is linked to these things, that at one stage in old world imagery there came the appearance of the outer sun, moon and stars which were relatively indifferent, these appearances coming from outside only addressed feeling; but was inwardly experienced. What took place in heaven was an inner experience for man which he could settle with himself, the effect still came from the heavenly realm and that was given to him as a matter of course. [ 18 ] Of course, there was a time where what lived and weaved in the astral body as the result of star activity was to some extent interlinked with an experience that takes place inwardly, in relation to the earth, which we can penetrate recognizably when we move forward to the ether body today. Human beings felt themselves more in the soul-spiritual when, through their astrality, they experienced celestial processes. Then one sees the human being indeed in the earthly, but he wasn't penetrating it as we do today; he penetrated the etheric, into what ruled in fire, water, air and earth. Here he maintains a relationship of which he is deprived according to today's viewpoint and particularly the view of science. Right in the experiences the human being has in these relationships, refer back to the ritual acts which of course for our confessions are actually only inherited traditions. [ 19 ] Yesterday I introduced you to how the Ritual Acts can be grasped out of human understanding. It can also be understood through insight into every interplay between possible experiences through the astral body and those through the etheric body; they go back to the sense which one can have when one follows the celestial vitality and weaving in the earthly etheric. What is revealed as a result is that man is placed in a cosmic process, in a cosmic movement which I can express in the following way. You see, when we turn to the tone which rings out of words, when we thus approach them, for example in the Greek Logos, what lies in the words of the Logos—this what I'm saying right now was certainly still experienced in (ancient) Greece and certainly felt in the composing of the St John's Gospel—when one approaches what lives as tone, what rings out as tone and then turn it to the outside, then one is involved in processes which are about to happen, which are revealed in the air. When we hear a tone or the words and the process is created which I indicated yesterday as it entering into the human being, then we are considering the movement of air being breathed in, which then hits the spinal cord and the brain fluid and continues as a movement; we also have this continuation in the air penetrating into the human being here. When we do further research, we don't only have to deal with this, but, because words manifest an effect in the human being, it acts on the human being's state of warmth. The human being becomes inwardly imbued with warmth, he contains the element of warmth differentiated by the sound entering him, of the word entering inward. This means on the outside warmth or cold is at most a by-product of sound, when the tone is too high or too low; remaining with one tone has no meaning. In the human being actually every differentiation in the word and in the tone is differentiated within, through engendering warmth or cooling, so that we can now say: In our understanding of the Word, we find it manifests outwardly in air and we find it manifest inwardly in warmth. [ 20 ] If we now go from what we learnt yesterday, we now approach the Sacrificial Act. These things, like many others, we later will clarify more, but this will be able to give you an indication. In olden times the actual characteristic could be found in the Sacrificial Act, of people experiencing the Sacrificial Act as a total reality. Actually for the more ancient presentation, the Sacrificial Act obviously connected to the smoke-like, to the airy; it was because, while the Sacrificial Act flows from within the human beings people knew—as one can also today really experience this in a Sacrificial Act—that just in this way, how the word sounds inwardly and lives itself out in warmth, the Sacrificial Act realises itself in air. Inwardly it lives itself out in the air. Towards the outside the true Sacrificial Act can't manifest without it somehow or other appearing through light. However, we will speak about these things again later. [ 21 ] When we now go to what we called the Transformation yesterday, we find that with the Transformation we refer to something which already penetrates matter, which already strongly approaches substantiality, but which has not yet been configured, which has not yet taken in an outline; this is experienced in the transformation as characteristic and one refers, in the same sense, to how the Word refers to the warmth, the Offering to the air, the Transformation, the transubstantiation to the water. [ 22 ] What is experienced as living in Communion, in the union, is felt now as through the connection with the etheric and its connection with the earth; one experiences oneself as an earthling, as a true earthling only because one feels so connected to the earthly, that one feels this union as related to the earth. [ 23 ] In the Old Mysteries this was the result: they had seen how the Word outwardly manifested in the air, and inwardly as warmth. (This was written on the blackboard.)
[ 24 ] The Offering manifests itself inwardly, as we've seen, as air. When you come to examine the following things, you could later say: I'm taking notice of these things so that I can say that what referred to water in the Sacrificial Mass of the old Mysteries, has now been retained as a residue in the Baptism. How the spoken word referred outwardly to the air and inwardly to warmth, so the Transformation could accordingly refer to the earth, to what is firm, and only inwardly to water; and what had corresponded to unification, one had nothing. In the human being, one could say to oneself, the connection with the elements shifts. However, already in the Transformation to the extra-terrestrial, the earth is available, which man experiences by turning to be united with it. How can he then experience being united with the earthly?—This was the great question of the Old Mysteries. How can one somehow feel anything at all about the truly earthly? [ 25 ] I've even spoke about it from another point of view. One looks around and it becomes obvious that people take their inner processes for granted, but they don't find anything which they want to take up into their consciousness. Symbolic action took on unification, but on the outside the place remained empty, something was necessary, so people said to themselves, for this place to be filled, if one wanted to turn to something within the earthly element itself it could correspond to the uniting taking place in communion. People felt they could look down on the earth. What presented itself within the earth, this could be fulfilled in the communion, but something outwardly was not possible. This is how people basically felt in the Old Mysteries, when they spoke of communion. They spoke about it this way, but they felt it could not be a concluded event. We basically feel this way when are instructed according to the outer statements of the Old Mysteries, how in images the event of Golgotha was foreseen, how it was symbolically carried out, which current research always refer to when they want to show that the Mystery of Golgotha was only something which can be compared to later developments when various sacrificial acts took place in temples, by presenting a sensory image of the representative of man having died, buried and resurrected three days later. [ 26 ] You know how the real crux of the Christ conception resulted from people noticing some similarities between the symbolic religious practices and the event of Golgotha, that they believed, even theologians believed they must speak about Christ as a myth or as something which had developed and reached fulfillment in the temples. The whole thing has now reached a point where this same way of thinking is appearing in other areas: the Our Father prayer has been examined in the same way and now nearly every sentence can be shown to have existed in pre-Christian times. This is regarded as a special catch for religious research. For someone who admits, truly admits to this way of closed thinking, it would be the same as to draw conclusions about people from their clothes. When a father allows his child to inherit his clothes, one can't say the son has become the father, because the son is someone quite different from the father even when he wears the same clothing. Just so the wording of the Our Father has passed over on to Christianity, but the content has essentially become something new. In order to examine these things, one must first look even deeper into all the connections: one needs to know the foundations from which the Old Mystery priests retained something like an expectation, which resembled something which could not yet have been accomplished on earth. [ 27 ] So there we will, I'd like to say, be led, in the first element, even through quite careful considerations, to a mood of expectation in the Old Mysteries, certainly out of an instinctive science which was completely permeated by religion, how in all Old Mysteries a Christ-expectation mood was there, and then it was fulfilled though the Mystery of Golgotha. [ 28 ] Tomorrow we will look at the entire problem from another side, when we will enter into it more profoundly. However, you see how Anthroposophy approaches the Christ-problem in what could be called a certain scientific manner, by making a lively observation of the ether and astral bodes and also what results from their cooperation. You see, by discovering, so to speak the Christ-experience in the boundary between the astral and etheric bodies, you must arrive in a positive way to the Christ-experience. I must say to you, my dear friends, this is largely the biggest difficulty of Anthroposophy and its task in the present. You see, the somewhat washed out Theosophy which you find for instance in the Theosophical Society, finds this reference far easier. It doesn't enter into the Christ-experience but stops just before it. Therefore, it's easier. To some extent they laid down all religions as equally valid and seek within it the common human element which of course every science must be based on. [ 29 ] Anthroposophy is determined in its own evolution, through the nerve of its entire being, to approach the Mystery of Golgotha in a positive way, and because it wants to remain scientific, to make the task of the events of Golgotha clear to humanity, as clearly as mathematics states the theory of Pythagoras. All religious confessions are in line with this rejection of the event of Golgotha as such. As a result, the world task of Anthroposophy necessary for our time is not easy. How difficult it is, I ask you to read the in words of a poet from Prague, Max Brod, who writes—he has also written some other things—in "Paganism, Christianity, Judaism" about how these things need to be handled; how out of the re-enlivened Jewish consciousness everything that makes Jesus into Christ must be removed, and only to keep Jesus as what does not make him into Christ. What is at the foundation of this tendency? It is the tendency to make it possible for modern Jews to have a relationship with Jesus, in which Jesus can be admitted but in which it is not necessary to see Him as the bearer of the Christ. [ 30 ] Anthroposophy is compelled—and we will still talk about this a great deal—to recognise Jesus as Christ. For Jesus to be taken as valid is what the Jews also strive, as well as the Indians; the entire East is striving for this, but they only strive to accept Him as he is, and not for being Christ. [ 31 ] Now my dear friends, Harnack's book about the Essentials of Christianity and the Weinel's research about Jesus you can take all in a way in which they could be accepted by all non-Christians to a certain degree. I know there can be some objections, so for this reason I say you could take it in this way—of course they are not like this. However, what we have as a task is this: To fully understand Christianity—not to keep Jesus at the expense of the fact that He is the bearer of the Christ. [ 32 ] Here lies the complete other side of a basis for the true, earnest Christianity through Anthroposophy, because one has to admit, that a communal world task has to be dealt with which encounters the most frightening prejudices. This world task is connected to what we today experience as dissatisfactory in religious experiences. For this reason, this can't be understood in the narrowest sense, but one must allow oneself to enter into what penetrates our religious life as unsatisfactory and look at this from a higher perspective. We will speak further about this tomorrow. |
343. Earthly and Cosmic Man: Foreword
Tr. Dorothy S. Osmond Marie Steiner |
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Only the Group, sculptured in wood, portraying the Representative of Humanity between the vanquished Adversaries, was saved. We are hoping that by Christmas of this year, this Group will stand in a space worthy of it, in the new Goetheanum. There is a moving description of the Representative of Humanity, of the Christ Figure, at the end of one of the lectures of 1912, when there was no thought—even of the possibility—of its execution in sculpture. |
343. Earthly and Cosmic Man: Foreword
Tr. Dorothy S. Osmond Marie Steiner |
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by Marie Steiner The wealth of ideas and spiritual treasure bestowed upon us by Rudolf Steiner in his lectures often makes it difficult to arrange certain series of lectures under one category and heading. They are like concentrated foci of energy from which sparks shoot out in every direction, lighting up the near and the far, piercing their way to the primal beginnings and again into infinitudes of space and time—then giving sharp definition to details which may seem unessential but are of great symptomatic importance. Out of the cumulative mass of details the necessities of storm-charged destiny arise but also a sustaining power of the Spirit. We discern the play of forces which preceded the sufferings of our present time, discharged itself with unparalleled fury in the world war and its aftermath and will burst out in tempests yet to come. We understand why this had to be, what failings will be forgiven, what demands made of us. A great and impressive tableau of history unrolls from the precision given to details otherwise ignored and from the vast cosmic-human background against which the life of man stands out in bold relief. These vistas of primordial cosmic happenings, of ages of grey antiquity in human history which, nevertheless, shed clearest light upon our present time, are opened up with particular vividness in the lectures given to members of the Anthroposophical Society—with certain interruptions, but in constantly recurring rhythm—in places where Rudolf Steiner made his home between continual travelling: Berlin and Dornach. The lectures were given in order that the conscience of a small group of human beings at least might be made alive to the tasks of the time, to the vital significance of the hour in which we were living before the world war, and are still living today. Rudolf Steiner spoke gravely and impressively, like the voice of destiny itself, like the awakened human conscience, linking his arguments with factual details in every sphere. And then, when in the world outside, all supports hitherto thought secure tottered for every eye to see, as the forces burst upon one another with elemental might, it was he who tried ever and again to formulate the thoughts of deliverance and recovery without which chaos cannot be overcome. Although an unfledged humanity could not understand this voice, a light must somehow be brought into the chaos—even though it might reach only a small group of immature, but eager-hearted people. An attempt had also to be made to penetrate here and there into the field of concrete, practical life. To be sure, the representatives of this “practical side of life” as they are pleased to call it, scornfully and with vicious measures of sabotage, rejected everything that seemed to them so remote from reality in that it spoke of spiritual worlds. Yet the living thought has the power to outlast the moment and to rise up again in a new form. Its duty is to work even where there is no prospect of success; in all its purity it has to find its way to souls who, through constant testing, gradually become open to receive it. Out of the concrete realities of existence from which his spiritual vision was never willing to withdraw, Rudolf Steiner created a science of knowledge embracing every domain of life and able to pour vitalising, creative impulses into the manifold branches of science and art, philosophy and religious activity. To live through this was, and remains, an intense upliftment, like climbing up steep mountain crests in snow-cleansed, sun-pierced air. Deep, refreshing breaths can be drawn in this region of the higher cosmic realities which imbue human life with meaning and even now shape the picture of destiny in those future times, when, out of a quickened consciousness, thought will encompass higher and higher spheres of existence. Treasures of the Spirit of well-nigh frightening brilliance have been bequeathed to us, demonstrating through their very existence that the might of the Dark Age, of Kaliyuga, has been broken and conquered. True, the darkness is within us still, but the Light is there and may not be withheld—not even from a humanity living in shadow. The Light—of which Rudolf Steiner says that it is the Christ Impulse—had first to prepare and shape the vessel of human consciousness into which it can flow; it will bring to men that re-awakening by which alone they can wrest themselves from downfall. Neither the powers of the Sentient Soul, nor the fervent passion of religious experience known to the Middle Ages, to the saints and the mystics along the path of the Christian Initiation, are competent to overcome the obstructions brought by the age of rationalism. But wise Providence, guide and leader of human existence, inaugurated, even before the dawn of the modern age, a second path of Christian Initiation along which souls were gradually to be made ready for the demands of a later future. The call of this, the Christian-Rosicrucian path, went out above all to the powers of the Consciousness Soul, the Spiritual Soul. Hence its mission was also to establish the human being firmly within the personality, to allow him to experience to the full the significance of the single life. Through study, through imagination and contemplation, it led the human being out into the macrocosm—which was discovered again, in image, within his own being. But the full development of the forces of the personality, whereby the “ I ” could be led to conscious realisation of the Spirit, made it necessary that the knowledge of repeated earth-lives should, to begin with, be hidden for a time from the portion of humanity destined to unfold these forces of personality. What the new age needs is not a return to the past through a revival of the methods of Yoga, nor of the Gnostic or Rosicrucian paths in the form in which they served the spiritual weal of men in days gone by. In accordance with the demands of the modern age, a new impulse must be given to the rigorous path of Rosicrucian knowledge which in its true form has nothing whatever to do with the charlatanry that has usurped its name—a new impulse, in the form of the revelation of the great truths of Reincarnation and Karma. Until the task of proclaiming these truths devolved upon Rudolf Steiner, Rosicrucianism concealed them, kept silence about them. But it came about that with the passage of the centuries, these truths were able to flash into the consciousness of minds in Europe, as the result of rigorous and strenuous ways of thought, and as a fruit of knowledge born of alert reason; as a concern, too, of mankind, through which the evolution of human history receives meaning and significance, not as a concern of the single individual whose goal, as in Buddhism, is liberation from the wheel of rebirth. We need only mention the names of Goethe and Lessing. The salvation of the individuality passing onwards and unfolding through the recurrent earthly lives, the rebirth of the Divine “ I ” in man—this is the deed wrought by Christ, and with the stupendous power of knowledge at his command Rudolf Steiner brought this deed ever and again before our eyes. When after long reluctance he had made up his mind to comply with the request of German Theosophists to lead their work, he was able to accept the proposal because of the avowed task of the Theosophical Society: to establish knowledge of Reincarnation and Karma in the world. The lectures leading to the request that he should become the leader of this Movement in Germany were those on Mysticism at the Dawn of Modern Spiritual Life, and Christianity as Mystical Fact. Therewith, the impulse which he was to bring to the Movement had been clearly indicated, and he was assured of absolute freedom to teach as he would. He himself acted in line with the spirit of true occultists of all ages who make a link with the store of spiritual knowledge already existing in order to preserve its life and lead it forward. He still saw hope of being able, through the new impulse, to rescue the Theosophical Society, too, from lapsing into the rigidity of dogma, to imbue it with fresh forces and enrich its very defective understanding of the Mysteries of Christianity. Without overthrowing anything at all, gradually laying stone upon stone, he created the basis for this understanding. For the new insight must be acquired by the listeners only through knowledge consciously put to the test of reason. And so, to begin with, he adopted the terminology current among the Theosophists, gradually widening the ideas and giving them life so that they might conform to the more alert consciousness of the modern mind. The basis once created, wider and wider perspectives could be opened out, until, from the side of the super-sensible, there broke the light which reveals the mission of the earth and the tasks of mankind. Not only from the point of view of their content, but also from that of chronology, the opportunity of studying every such series of lectures given by Rudolf Steiner seems to us to be of great importance for newcomers to Spiritual Science, for only so is it possible to realise the living, organic growth of the work. Remarks interpolated here and there in the lectures about contemporary happenings seeming to have little bearing at a later time, have such moral and educational value that they are of lasting significance. There can be no concealment of the firm stand Rudolf Steiner was compelled to take against the attempts that were clouding objective truth and corrupting the Theosophical Society by the introduction of pet projects and personal ambitions. The warnings given in this connection may not always be understood by the reader today. In the main they were connected with the occult despotism—for so indeed it may be called—which took the form of the announcement of the coming of a World-Saviour in the flesh—to whom they dared to give the name of Christ. The Indian boy Krishnamurti was chosen for this role and the “Order of the Star in the East” founded with a flourish of trumpets. The Theosophical Society was expected to place itself in the service of this new aim. By these crude means it was hoped to win souls who were open to listen to the explanations of Christian Esotericism given by Rudolf Steiner. But a campaign, fought with all the arms of calumny, was launched against him. The International Theosophical Congress which was to have been held in Genoa in the year 1911 and in which Rudolf Steiner was to have given two lectures on “Buddhism in the twentieth century” and “Christ in the twentieth century,” was cancelled at the last minute for inadequate reasons—but in reality because of fear that the influence of Dr. Steiner's words might be too strong. In the lectures that year, many references had to be made to this affair which to very many people was absolutely incomprehensible. It had become necessary to make it clear that methods so grievously degrading the level of the Theosophical Society, could not be countenanced. Dr. Steiner stated this firmly, but with pain, and pouring his very heart's blood into the words, he spoke repeatedly of his one great wish—that the Society led by him might not succumb to the failings into which occult societies so easily lapse when they fall short of the demands of strict truthfulness and drift into vanity and ambition. The words should live like cleansing flames in the souls of those who represent his work and over and over again arise before them as an exhortation and warning. The lectures given in Berlin in the year 1912, contain many references to the struggles Rudolf Steiner was obliged to face in order that in spite of hidden attacks, the spirit of such a Movement might be rescued in its purity, for Spiritual Science. The lapse in the Theosophical Society made it necessary to lay sharp emphasis upon the autonomy of the anthroposophical work in Middle Europe vis-à-vis the Anglo-Indian Theosophical Society, and during the last days of December, 1912, the “Anthroposophical League (Bund)” was officially founded. The rhythms of the years recall such days vividly to the memory. Thirty years ago, on the 20th October, 1902, in Berlin, Rudolf Steiner gave his first lecture on Anthroposophy, and on the 21st translated into German the theosophical lecture delivered by Annie Besant who at that time had not come under the sway of the unhealthy influences to which she afterwards fell victim. Twenty years ago, Rudolf Steiner was obliged to protect the anthroposophical Movement inaugurated by him from the despotic attacks going out from Adyar, and to speak the words which are like a heritage left by the lectures and are now being made available to us once again as a memorial of those days. They rang out in power during the last days of December of that same year, in Cologne, when in Rudolf Steiner's lectures on The Bhagavad Gita and the Epistles of St. Paul, the purest oriental wisdom was presented to the listeners with unprecedented grandeur, in the light of Christian knowledge. Again his concluding words were an impressive appeal for self-knowledge and humility in those belonging to the Movement inaugurated by him. But the opposing powers were not slumbering. Ten years ago, on New Year's night, 1922-23, the Goetheanum was in flames. Only the Group, sculptured in wood, portraying the Representative of Humanity between the vanquished Adversaries, was saved. We are hoping that by Christmas of this year, this Group will stand in a space worthy of it, in the new Goetheanum. There is a moving description of the Representative of Humanity, of the Christ Figure, at the end of one of the lectures of 1912, when there was no thought—even of the possibility—of its execution in sculpture. It came before us then in words, and now it stands before our eyes as a work of Art. Marie Steiner |
282. Speech and Drama: The Work of the Stage From Its More Inward Aspect. Destiny, Character, and Plot.
20 Sep 1924, Dornach Tr. Mary Adams Rudolf Steiner |
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At the opening of a play, before the plot began to unfold and reveal how character and destiny are at work there, an ‘Exclamator’, as he was called (for they used the Latin word), would come forward—rather in the way the Prologue does in our Christmas Plays—and give a kind of summary of the moral of the play. For the stage did a great deal in those days to influence social life and behaviour. |
That is to say, at secular times of the year. For the Christmas Plays are survivals of the drama of destiny; in them we see destiny working in from the worlds beyond. |
282. Speech and Drama: The Work of the Stage From Its More Inward Aspect. Destiny, Character, and Plot.
20 Sep 1924, Dornach Tr. Mary Adams Rudolf Steiner |
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My dear Friends, We shall find that a study of the history of dramatic art can throw considerable light for us on the problems that face us in that field today. For only gradually has dramatic art made its way into the evolution of mankind. What for us comprises the essentially dramatic has really only found its way, bit by bit, into the evolution of mankind; and, as we know too well, inartistic features that are hostile to the development of the art have also been continually intruding themselves. And now a time has come when to all that the centuries have so far produced, many quite new things have to be added; for mankind has advanced in evolution. Anyone who has to take part in the staging of plays will moreover receive encouragement and stimulus for his work by making a deep, esoteric study of plays that have at different epochs provided a standard or basis for the development of acting and of stage work altogether. There are three important factors to be borne in mind when we are considering the production of a play. I do not mean that we must adhere to them pedantically, but rather that we should have an artistic perception of where and to what extent each enters into the play we have in hand. They are important for us because they have been so first for the author; they have influenced him in his composition of the play—of that written text which, as we saw, is for the actor neither more nor less than what the score is for the musician. Taking these three in order, we find that the first hovered like an overpowering presence above the drama of ancient times, the drama that originated in the Mysteries. I mean destiny. Look at the plays of ancient Greece. Everywhere we are shown how powerfully destiny works into human life. Man himself is of very little account; it is destiny, heaven-sent destiny, that works into his life all the time. Realising this, we can appreciate the genuine artistic impulse that lay behind the tendency to obliterate more or less whatever was individual in the human being—giving him a mask, and even going so far as to make use of instruments in order to conceal the individual quality of his voice. We can well understand how this conception of God-given destiny led to an effacement of the human individuality. Looking back then to the drama of ancient times, we find that it displayed on the stage the grand and all-powerful working of destiny; therein lay its achievement. We need only call to mind the tragedies concerned with the myth of Oedipus to see at once how true this is. There are, however, two things that occupy a prominent place in modern drama, of which you will find little or no sign in these early dramas where the attention is centred upon the working of destiny. As a matter of fact, they could only find their way into drama as the Age of Consciousness drew near for man, the Age of the Spiritual Soul.1 The interchange of love between human beings could not be dramatised on the stage in the way it is today until the souls of men had begun to receive each its more individual form. In the drama of ancient times you will, it is true, find love, but a love that bears the stamp of destiny and is dependent also on social relationships. An outstanding example is the figure of Antigone in the well-known play of Sophocles. But that love between the sexes which enters later with such compelling power into drama, even itself forms and shapes the drama—becomes possible only with the dawn of the Age of Consciousness. The other thing that you will miss in the early days of dramatic art is humour. Look, for example, at the plays of Aristophanes, who has been dubbed the scoffer, and compare them with the plays of the time when the impulse of the Age of Consciousness was beginning to make itself felt. You may take any number of plays of the Aristophanes type, and you will constantly find satyrs taking part in them; but you will look in vain for the humour that sets something free in man, that gives wings to human life. That does not show itself in drama until man is entering upon the Age of Consciousness. Note too, that this is also the time when men's gaze, as they look upon the stage, begins to be turned aside from destiny, begins rather to take a kind of delight in the way that man makes himself master and shaper of destiny. Attention and interest are now, in fact, being increasingly directed, instead of to destiny, to character. So here we have come to the second factor that we have to consider in staging a play—character. The dramatist puts on the stage men and women as we meet with them in life; and as his presentation of them develops, they become more and more interesting. We shall not yet find a power of vision that can command the whole compass of man's individuality. People are still portrayed rather more as types; and we have, instead of the old masks, the character masks. Among the Latin peoples, who took such delight in drama and were so gifted in its performance, we find these character masks—striking evidence of a dawning interest in man as an individual with a character of his own. The feeling for character still labours under the limitations of this connection with type. It is nevertheless the human being, the individual human being, who is so to speak given the mask of the character-type to which he is adjudged to belong. There was also a very good understanding in those days of the close relation of human beings to their environment. The character mask, it was felt, can be truly appreciated only when it is seen on the background of the part of the world to which it belongs. Hence the folk masks of those times. We find them particularly in Italy; but other countries soon began to follow suit. These folk masks bear witness to an interest, not merely in men and women, nor even merely in character-types ; they mark the beginning of an interest in what character owes to milieu. And this interest spread far and wide, reaching even to Shakespeare, in whom we can still clearly recognise an appreciation of the bearing of milieu upon character. The Italian would observe, for example, that persons of social distinction, who have a certain standing in life, and who have also money in their purses and are accordingly able to maintain a good position in society—such persons, he would observe, are to be met with especially in Venice. And so in the folk-plays of those times the Pantalone—for that was the name given to this character—would always appear on the stage in Venetian dress. He would tend also to speak with something of a Venetian accent. There, then, we have one of these character masks. We are, you see, coming away from the working of destiny, for here it is man who stands before us and claims our attention. Let us now look at another character mask that meets us in these plays. (There were, you must know, hundreds of such plays, literally hundreds, genuine products all of the Italian genius, and you will find the wealthy ‘Merchant of Venice’ in every one of them.) The second character mask is the man of learning; and he appears in the form of a shrewd and clever lawyer. This clever lawyer always hails from Bologna, and wears the traditional robes of a lawyer who has graduated in the University of Bologna. That then is the second. The third is the scoundrel, the dodger, known as Brighella. He comes from the common people, and is always in company with the Harlequin, the simpleton, who also hails from the common people. These two fellows, the scoundrel and the simpleton, are from Bergamo and will always be dressed in Bergamese style. And then there were the serving-women, ladies of some experience in life, who—incidentally—were capable for the most part of getting the control of the household into their own hands. It appears that in those days such ladies generally came from Rome; their costumes were accordingly in Roman style. The writers and producers of these plays were, you see, observant; no detail escaped them. There, then, we have the transition from destiny to character. You can see what a thorough-going change it wrought in drama. And I think even the brief sketch I have given you of its history will help you to understand how important it is for the student of dramatic art to study this development of character in drama—learning to observe how characters group themselves in types, and how character grows out of milieu. When he has worked through such a study, the student will be more fitted to undertake the ‘individual’ parts of the modern stage, he will be able to tackle them with elemental force and energy. As he studies these plays, the student will also realise what a liberating and lively humour the people of those days possessed. For it was not merely the authors who were responsible for the plays. As a matter of fact authors did not play a role of any particular importance in those days. The text of a play, as it came from their hands, could not even truthfully be called a ‘score' for the actor; before it could go down with the audience, he would have to add to it considerably from his own resources. It was quite taken for granted that the actor would supply witty sallies here and there on his own account. Dramas of this kind show unmistakably that destiny is disappearing from the stage, and the spectators are being presented with plays where it is the characters that determine the action. This is also the moment when the stage begins to realise that it has to reckon with the audience, that it cannot ignore them. And now, from destiny and character, from out of these two, emerges our third factor in drama: action, or plot. At the opening of a play, before the plot began to unfold and reveal how character and destiny are at work there, an ‘Exclamator’, as he was called (for they used the Latin word), would come forward—rather in the way the Prologue does in our Christmas Plays—and give a kind of summary of the moral of the play. For the stage did a great deal in those days to influence social life and behaviour. You are not to conclude from this that the manners and morals of those times were anything to boast of; on the contrary, it implies that they were rather loose and that there was ample reason for the stage to do something for their improvement. It is always important, you know, to look at facts from the right angle! I would like now to describe to you one such drama. Do not take it as an exact description of a particular one (as I said before, there are hundreds of them); it will, however, be characteristic, and will provide you with a good illustration of what I want to say later. Let us suppose then that at the beginning of one of these dramas we are faced with a situation that is created entirely by the typical characters that are there in the play. In a spot that may perhaps be not very far away from where we are now meeting, some gipsies have made their encampment. The gipsies are referred to as the ‘heathen’. The play proceeds somewhat as follows. (The story corresponds quite well with one or another of these plays, but my intention is to make my description general and typical.) We have then, to begin with, the man Ruedi and his wife Greta, and they are talking together. Ruedi tells Greta she must take care to lock up all their valuables, because the heathen are in the neighbourhood; things are sure to be stolen, for the heathen live by stealing. Greta replies that she has of course already done this; she does not need any reminder from him. ‘But I tell you what, you drunken lout,' she goes on to say, ‘you put far more money than the heathen steal into the pockets of the alehouse keeper. And there's got to be an end of that; it can't go on any longer.’ Ruedi is rather taken aback, for Greta is a woman of force and energy. After standing silent for a minute or two, he heaves a deep sigh and stammers out: ‘Well, well, I suppose I'd better go to the gipsies and get them to tell me what a bad lot I am; after all, they're fortune-tellers as well as thieves.’ ‘You great fool,' says Greta, ‘to believe the gipsies. It's all nonsense what they say. You'd much better save your money instead of running after them.’ But Ruedi is not going to be put off. Before he sets out, however, he goes to the stables and warns the stableman too about the heathen, ordering him to lock up the stables and carry the manure out to the fields. And now the stableman gets talking, and discloses to Ruedi that Greta has hidden away in the stable eight good Rhenish gulden, in those times quite a small fortune. He, the stableman, knows the spot where they are buried. Then the ‘stupid’ Ruedi begins to be sly. But first of all he goes off to the gipsies to have his fortune told. So here destiny enters the story; but note how! People no longer believe in it, it is all left to the gipsies. The gipsy woman says to Ruedi: ‘Well, my man, you are a thoroughly good sort; but you have a bad-tempered wife, and she makes life miserable for you. And you yourself, you know, you drink too much!’ Heavens alive, thinks Ruedi, she knows a lot! There's something in fortune-telling after all. ‘But now, look here!’ continues the gipsy,’ you go and get yourself some better clothes and walk about the village with an air, and you'll be made headman of the village—only, you'll have to drink less! ’ Ruedi is delighted with the idea. And now what the stableman told him will come in very useful. First, however, the gipsy wants her fee. Why, of course!—but Ruedi hasn't any money. Greta never gives him any. Then he has a bright idea. ‘You told me just now that if I put on fine clothes I shall be made headman of the village. When I am, I'll help you gipsies in your thieving. That shall be your payment.’ This suits the gipsy-woman splendidly; a headman's connivance will be of more worth to the gipsies than any fee. And now Ruedi goes back home, his head full of the idea that he must get some fine new clothes and be made headman of the village. So he goes to the stable, digs up the eight gulden and hands them to the stableman to take to the neighbouring town. Arrived there, the stableman goes to the wool merchant and says to him: ‘My master who lives outside the town wants to see some materials of different colours, I am to take them to him to choose from; he is having some new clothes made, for he is going to be headman of the village.’ ‘But I don't know your master,' replies the merchant, ‘and how am I to know what might happen to my cloth?’ ‘Oh, don't you worry,' says the stableman, ‘he's a perfectly honourable man. You let me take the cloth; it'll be quite all right.’ The eight gulden the stableman pockets, and the rolls of stuff he turns into money in some way of his own. And so he comes back empty-handed, having cheated his master of the eight gulden and the merchant of the rolls of cloth. His master inquires what has happened. ‘I've left the eight gulden with the merchant,' replies the stableman, ‘and he says you must go yourself and choose the material in his shop; meantime he has the money safe.’ The money is, of course, not with the merchant at all; the stableman has taken it for himself. At this point a scene is inserted where we are shown Greta pouring out her woes to a friend of hers. She has discovered that the gulden she buried in the stable have disappeared. What if the cow has eaten them and dies in consequence! And now Ruedi makes his way to the wool merchant's—and behold, the merchant has not the cloth. Ruedi hasn't it either. The merchant has also not the money; nor has Ruedi. The stableman is standing by, and the merchant declares he will sue him. He will, he says, put the matter in the hands of a lawyer; and he'll find a first-rate one, he will! (Here they come, you see, the character types.) Well, Ruedi and his stableman go home again. But a little while later a messenger comes running in great haste, beginning—in the good stage instinct of those times—to call out to them while he is still a long way off, summoning them both to come at once to the wool merchant's. As soon as they arrive there the merchant starts inveighing loudly against the stableman—and one can well understand it. He becomes quite abusive, and rails against him, calling him all sorts of hard names The man feels terribly insulted and declares that he will on his part bring an action against the merchant, and they will soon see what comes of that! The merchant raises no objection; he knows he has right on his side and feels confident of the issue. The stableman, however, is a kind of Brighella, and it is he who procures the cleverer lawyer. And now the trial begins, the stableman's lawyer having in the meantime instructed him how to behave in court. The judge puts his learned questions, all in best Bologna manner The peasant grows more and more bewildered, confuses the cloth with the money, and the money with the cloth. When he should be answering about the eight gulden, he keeps talking of the cloth, and vice versa, and all because the lawyer puts him out by talking incessantly. And now it is the stableman's turn to be questioned. But all he says in reply is: veiw!1 A fresh question is put to him. Once more he answers: veiw! Still another question. Again the same reply: veiw! The lawyer has advised him, you see, to be completely stupid and say nothing but veiw! Eventually the judge finds this too silly. ‘He's just crazy; one can do nothing at all with a fellow like that!’—and he sends the parties home. And so the whole affair comes to a humorous end. And now it turns out that in the course of the conversation between them, the stableman had promised his lawyer the eight gulden. These the lawyer now receives, in payment for his advice to say nothing but veiw! The stableman has the cloth. As for the peasant and the merchant, they have had all their trouble for nothing The spectator, however, goes home well pleased; he has enjoyed watching the characters unfold as the play proceeds. Pieces of this kind were played by the hundred—full of true humour, a natural, elemental humour of the common folk. And they were well played, for the players put their whole heart into their acting. Thus, at the dawn of the Age of Consciousness, does the drama of character push its way into the drama of destiny, and take root there and grow. That is how the drama of character first began. And you will not easily find for your students a better subject for study than these very plays; for they are built up with quite remarkable skill. They can well form a basis for the study of delineation of character. A school of dramatic art should arrange for courses of instruction in the history of the whole treatment of drama, and especially of character, beginning with the end of the fifteenth century. This kind of character drama was popular throughout the Latin countries at the end of the fifteenth century, and also in Switzerland. Afterwards, it spread to Germany and by the sixteenth century was everywhere in vogue. That is to say, at secular times of the year. For the Christmas Plays are survivals of the drama of destiny; in them we see destiny working in from the worlds beyond. So that we have in those times, on the one hand, within the rather austere forms of Christian tradition, a continued adherence to destiny, and then also this original and elemental up-springing of character in drama. Both are there, side by side; and that is what makes this second stage in the evolution of drama an extraordinarily fruitful field for study. The mask of ancient times, that actually hid the human being, has now given place to the character mask, and we shall soon be approaching the time when we have before us on the stage human individualities. But please remember that there are good and well-founded reasons for making a special study in our day of this first beginning of character in drama. A student can learn a great deal from such a study. Let me remind you at this point of the development we traced in Schiller's dramas a few days ago. We were studying this development from a rather different point of view; we can, however, clearly see that Schiller was all the time experimenting between the two kinds of play, inclining now more to the drama of destiny, now again more to the drama of character. Highly gifted dramatist as he was, Schiller did not know how to bring together the elements of character and destiny. Take Wallenstein. We cannot truthfully say that destiny is here an organic part of the drama. Destiny and character are joined up externally rather in the way one cements bricks! Then again later on, in Die Braut von Messina, we find Schiller once more trying, as it were, to drag in destiny. Only in Demetrius does he at length, after many attempts, succeed in weaving together destiny and character, weaving them together to form genuine dramatic action. Character drama is important also for opening the way to comedy. True, preparatory steps in that direction had been taken in Roman times; for there was, you know, in Rome a kind of anticipation of the Age of Consciousness. But it is tragedy that stands in the foreground throughout the centuries of classical antiquity. Satire will not infrequently come to expression in some comic afterpiece, but we do not find what can properly be called comedy until, with the coming of the Age of Consciousness, love and humour make their appearance on the stage. If you can succeed in carrying in your mind's eye a clear picture of how drama has evolved, that will help you in your work as producer. You will then be able to approach with the right mood and feeling, on the one hand, plays where the more tragic and solemn elements prevail and, on the other hand, plays that are in a lighter vein and belong more in the realm of comedy. Your study will have given you fresh guidance for the staging of the two kinds of play. Consider first how it is with tragedy. Simply from the insight that you have acquired in this kind of study, you will go to work in the following way. Please do not imagine it is a matter of theories and definitions. What you have to do is to prove by experience how you yourself develop an insight that can give birth to artistic creation. That is the only right way; and it is what I have been trying to show you in today's lecture. The first part of a tragedy (sometimes called the ‘exposition’), where the spectators are to be made acquainted with the situation, where their interest has to be aroused, will have to be played slowly; and the slowness should be achieved, not so much by slow speaking or acting as by pauses, pauses between the speeches, pauses even between the scenes. This will ensure that you make contact with your audience; they will then the more easily unite themselves, inwardly and sympathetically, with the situation. But now, as the play proceeds, new persons or events intervene, and it becomes uncertain how things will turn out. This is the middle of the play, where the plot reaches its climax. Here you will again need a rather slow tempo, but the slowness has this time to be in the speaking and in the gesturing; the play will thus still move slowly, but without pauses. Not of course entirely so; the speaker must have time to take breath, and the spectator too! But you should definitely shorten the pauses, and to that degree slightly quicken the tempo. Then comes the third part, which has to bring the solution. If this last part were played in the same tempo, it would leave the audience a little sour and dissatisfied. It is important to increase the pace here and let the play end in a quicker tempo. Here then, in this third part of the play, there has to be an inner quickening of tempo, showing itself both in speech and in gesture.
If these stages are observed, your acting will not fail of those imponderable qualities that make for contact with the audience. And you will find that the right tempo for speech and gesture comes of itself out of the feeling that your study and training beget in you. Thus, the main point for the production of tragedy is that everything be in right measure and proportion. Something quite else comes into consideration for comedy. (Our modern plays stand rather between the two; so that for their production one can learn from both.) When we come to comedy, it is character that begins to take the prominent place. Such a piece as I described just now can be very helpful to you, if you want to learn how to set about producing a comedy; for plays of this kind, abounding in the simple, primitive humour of the people, can always be begun in the way I will now describe. The first thing is to see that your actor, who will reveal his character in his speaking, expresses himself with an instinctive enjoyment of his part, so that the audience feel at once: Yes, there he is—the Pantalone. today, of course, we put individual men and women on the stage, not types; nevertheless, we can set to work on the artistic shaping of our comedy on the same lines—that is, begin by letting the characters display themselves in their speech and gesture, and in no uncertain terms. We need not go so far as some miserable producers who, for example, if they put a barber on the stage, think it necessary he should be ostentatiously scraping the lather off a customer's chin. No occasion for grotesque demonstrations of that sort. But we should take pains in this first part of the play to let the several characters stand out in strong relief. As you see, we are here not concerned, as in tragedy, with the measure or tempo of the acting, but rather with its content. As we go on towards the middle of the play, the interest will centre on the various conflicting factors that emerge and that leave us in some doubt as to how it is all going to end. And here it would actually be a little risky to continue entering with intensity into the individual characters; rather must the emphasis be laid on the plot. The whole character of the speaking must centre the hearer's attention on the plot. At this point the earlier comedies favoured the inventive actor. For the book of words left him extraordinarily free; he could extemporise here and there, expressing his astonishment, for instance, when something happens that gives the whole plot an unexpected turn—and so forth. Actors were in this way able on their own initiative to emphasise certain incidents or features in the plot. And then, at the end of a comedy, particular emphasis should be laid on destiny. This is important. The acting must show how destiny breaks in upon the course of events and brings it all to a happy conclusion.
If one is to produce a comedy successfully, with emphasis first on the characters, then on the plot, and finally on the working of destiny, one must of course do one's best to acquire a lively and sympathetic understanding of what destiny and character and plot are in their essential nature. There is something more that the actor can do. Latent within him are deep feelings and perceptions, and these he should now evoke. What I am going to recommend may seem to you, my dear friends, to be rather external, but you should not on that account belittle it. If you will receive it and follow it out earnestly and with understanding, it will have a wonderful effect. It will awaken in your heart and soul a fine perception for how you are to set about acting—first tragedy, and then comedy. And as you continue to live with it, to live with it in meditation, you will also be helped to carry into real meditative experience the exercises of a more general nature in connection with your calling, that I have already given for your meditation and concentration. Take, for example, what I showed you the other day when we drew the circle of the vowels and found, on one side of the circle the development of tragedy, and on the other side the development of comedy Imitate in your soul the path followed by a drama of tragedy, and your soul will be so attuned that it will develop the skill required for the speaking and producing of your tragedy. Where a meditation is intended to prepare us for a right treatment of tragedy, very much will depend on how far we are able, during the meditation, to attain inwardly what I described yesterday as liberation from our spoken part. This, my dear friends, must first be attained. We have to carry our preparation of the part up to the point where we have such command of it that we could go through it in our sleep. And then we must be able also to look at it, as it were, from without, taking an active and sympathetic interest in it and in the whole speaking of it (that speaking which we ourselves have created and formed), entering into it with heart and feeling, and also with will and with thought. The actors of an older time were given meditations to prepare them for their task; and I would like now to give you a brief formula on the same lines. Approaching the words in the mood that belongs to tragedy, try to concentrate your soul with all inner warmth into just that mood that you need for the understanding of tragedy—for that kind of understanding which has actual formative power. And you will see, as you meditate the words you will attain this understanding. But you will need to repeat the meditative preparation over and over again. Go through it now and then, when you have a few moments' leisure—you might be taking a walk one day, and come upon a secluded spot where you can sit and think quietly for a little. Here then are the words: Ach ( this is merely a preparatory interjection)—
I use the Latin word Fatum because, to begin with, the soul must be held steadily in the a and u that evoke the tragic mood: u giving the suggestion of fear, and a bespeaking awed amazement. Then, when we come to stark mich, note that i enters in, to take its part in the tragedy. Note too that farther on the vowels follow one another exactly as they do on the circle:
If you will meditate these words, letting speak in them, above all, the feeling that is called up within you by that inner perception of sound which you have acquired in your training, then the words can become for you a kind of foundation upon which you can build the production of your drama of tragedy.
These words give the mood for tragedy. If for a long time you have repeatedly held before you such a meditation, then you will assuredly find the right inner mood for tragedy when you need it. For comedy, on the other hand, we have to go back to exercises of a more whimsical and subtle kind, that were not practised with the deep fervour that belongs to exercises for tragedy. (Tragedy, you must remember, is a child of the Mysteries.) None the less, even these exercises for humorous plays had a powerful esoteric influence. They were able actually to beget humour in the actor, and then they did not as it were take it back again but let it pour full stream into the speaking For if you are going to produce comedy (and please when I use the word ‘produce’, do not take it in a merely external sense), you must be able to laugh in the words. I do not mean you should be perpetually tittering. There are persons who like to draw attention to their remarks by constantly tittering and laughing a little as they speak, a habit that is apt to leave one with the impression that there is not much point or meaning in what is being said. For the actor to bring laughter into his feeling for sound is quite a different matter. It works as true art—in spite of its popularity! There were always in an older time comedians who did this, just as surely as in the early Middle Ages you find priests taking part in the solemn and sublime dramas that were directly connected with the Church. And these early comedians, from among whom in course of time the first professional actors were recruited, laboured always to attain to a deep inner understanding of their work on the stage. Here then I will again put before you a brief formula from olden times. It was not given merely to make tongue and palate elastic and plastic,—a result that we saw could be attained by cultivating sound-perception; these words, as one meditates them, turn into laughter. They must of course be meditated aloud. And then you will find you have to laugh. Try practising aloud, as often as you can, this little string of words that I will now write on the blackboard. And, as you say them, enter into the speaking of them with your whole heart and feeling. Izt'—this is really the word jetzt (now), but it has to be spoken here as izt—
your soul; you will laugh inwardly, in your soul. Naturally, you cannot expect to attain that by deepening your feelings as for tragedy! And this has now to be your ideal—to carry into your speaking a laughing soul. Then will your work as producer be full of humour, the humour that has power of itself to produce and form a comedy. And try to practise it, making with linklock-hü this movement (see first Drawing) and with lockläck-hi this movement (see second Drawing), so that you repeat the whole formula thus:
Try to live your way into this little formula, giving it its full development and speaking it always three times in succession—with the linklock-hü, pulling the upper lip upwards and the lower downwards, so that the lips are puckered; and with lockläck-hi flattening the creases out again. As you continue repeating it, it will make you laugh in your soul; you will laugh inwardly, in your soul. Naturally, you cannot expect to attain that by deepening your feelings as for tragedy! And this has now to be your ideal—to carry into your speaking a laughing soul. Then will your work As producer be full of humour, the humour that has power of itself to produce and form a comedy.
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